The development of grammatical studies Lecture 1.1 Language as it works. Early English Grammars What is Language? It is not only the means of our communication and the instrument with which we have preserved our civilization, but that it is also the instrument with which our brains work. With language man became human. People have been using language for hundreds of thousand years. During most of this time they did not think much about language; they just used language mainly unconsciously. When people did start to study language, to find out what it is and how it works, they knew so little about it that they made unreliable, erroneous assumptions. If we are to study language, what information do we need in order to start? We should be able to assemble a few fundamental principles and selected enough data to see how these principles reveal language. The following are certainly among these principles: All languages seem to have been always changing When language changes it does so in accordance with tendencies having a considerable degree of regularity, tendencies which can be described psychologically, sociologically, and linguistically. Language seems to have grown by language families and by dialects within languages. Back of the changes incident to this growth stands the idiolect, the individual's way of speaking, which will differ at least slightly from the idiolect of every other speaker. Grammar in the systematic conception of language There are in fact, a lot of interpretation of language and no less definitions. It is certainly is true that Language is a means of forming and storing ideas as reflections of reality and exchanging them in the process of human intercourse. This definition given by professor M.Y. Blokh lays the stress on the communicative function of Language which is social by nature; it grows and develops together with the development of society. Language incorporates the three constituent parts ("sides"). These parts are the phonological system, the lexical system, the grammatical system. And each of the three constituent parts of language is studied by a particular linguistic discipline. Practical English Grammar teaches how to use the language correctly while Theoretical Grammar aims at showing how the language works. Prescriptive grammar and usage problems The word grammar has many uses, some of them now obsolete. It formerly referred to the whole body of writing, particularly the classical writing in Latin and Greek; this meaning survives in the phrase grammar school, a school where the curriculum includes elements of everything. From early times, also, it was the name for the way language works; in this it was used in the concept of Universal Grammar. The notion was that since grammar had come from God, it was everywhere the same, at least in its fundamental principles. Modern linguists no longer believe in universal grammar in this sense, but they do use the word grammar to comprise the way a language works, the way the semantic units (which may or may not be words) are handled so that connected discourse becomes possible. Accordingly, a book which contains such a statement about a language is called a grammar. Such a book is likely to attempt a description of the language and to provide paradigms of the forms to be learned in order to read, write, and speak the language. In the western European tradition, the grammar books were mainly grammars of Latin. Since they were intended as textbooks they informed the student how to use a foreign language correctly and warned him how to avoid using it incorrectly. In this sense, he doesn't is grammatical, he don't is ungrammatical, or “bad” grammar." But careful thinkers and writers about English do not usually use the word in this sense. To describe the problem of the rightness or wrongness of a locution they prefer word usage. Here we might distinguish between use and usage. The use of the language readily becomes the language itself. Language probably got started by use; certainly it grew by use. Whatever was said consistently was imitated by others, was learned by children, and was eventually elevated into the standard speech. Thus all languages grow by use and are determined by use. But at any one time there may be locutions for which there is no such agreement in use. Most of these variations pass unnoticed; for instance, a word like mother may be pronounced with or without the sound of r at the end. The differences, when they are observed at all, are thought of as dialectal, and few people would call either pronunciation "wrong. But some locutions may be branded either wrong or right. In grammar there are a lot of troublesome cases such as, for example, as it’s I/ it’s me or it’s she/ it’s her. Confusion of the words like and as can also be a matter of discussion. Thus usage, as a modern student of language employs the word, concerns the questions of appropriateness or inappropriateness rather than right and wrong in language. In the course of history of linguistics many different views of language and languages have been put forward. There is no such thing as a single, homogenous approach either to grammar or to the language study as a whole. The phrase ‘traditional grammar’ attempts to summarize a spectrum of methods and principles which appear in various combinations and are associated with many schools of thought. There are ideas about sentence structure deriving from Aristotle to Plato, ideas about parts of speech deriving from Stoic grammarians, ideas about the nature of meaning stemming from the scholastic debates of the Middle Ages, ideas about the relationship between language and mind deriving from the 17-th century philosophical controversies between rationalists and empiricists, ideas about correctness in language, coming from 18-century grammars of English and ideas about the history of language deriving from the 19century emphasis on comparative philology. Plato, Aristotle and the Stoics devoted a great deal of time to the development of sometimes quite specific ideas about language. Plato was called by a later Greek writer ‘the first to discover the potentialities of grammar’. And his conception of speech (logos) as being basically composed of the logically determined categories of noun and verb (the thing predicated and its predicator) produced a dichotomous sentence analysis which has triggered most grammatical analysis since. Aristotle and later the Stoics examined the structure of Greek very carefully and investigated parts of speech, many of the so-called categories of grammar, e.g. case, number, gender, and tense. Latin became the medium of educational discourse and communication throughout Europe by the end of the first millennium. As a result of this, the emphasis in language study was almost exclusively concerned with description of the Latin language in the context of language teaching. This approach was used right into the Middle Ages. Throughout this period, a high standard of correctness in learning was maintained, especially in pronunciation. By the Middle Ages, when it had come to be recognized that Latin was no longer a native language for the majority of its prospective users, the grammar books became less sets of facts and more sets of rules, and the concept of correctness became even more dominant. One particular definition of Grammar was – ‘the art of speaking and writing well’. The 16-th century provided the peak period of prestige for Latin, and other languages suffered accordingly. The preservation of the classical tongues was the main task of the literate. The Latin grammars were to be used as models for the descriptions of all new languages. In the 18-th century, the authors of English grammars produced ‘rules’ of correct usage (normative rules – hence the name of the grammar: “Normative Grammar’), which bore little relation to the facts of everyday speech. The rules were derived from Latin into which the features of English structures were forced (for example, case system or nouns). Throughout this whole period there was a serious movement of philosophical thought which stemmed from early Greek speculation about the subject/predicate distinction, fundamental distinctions in logic, regularity in language structure and so on. The philosophical motivation of the early period persisted through the Middle Ages until well after the Renaissance. Scholars were primarily interested in establishing philosophical explanation for the rules of grammar. The assumption was that there was one common, or universal, Grammar underlying the structure of all languages, which was based, not on language forms, but on the laws of reason. Many grammar rules of that period applied only to the written language, and could not be meaningful in terms of spoken language. Large areas of syntax were not covered at all, such as the elliptical sentence-types. There was little attention paid to the complexity and flexibility of word-order in language. In traditional grammar the ways in which sentences follow each other in a dialogue (or indeed in a written paragraph) were not made clear either. Most authors did not even realize that that was a problem. The two reasons why the written language was studied, not a spoken one, are: 1) Latin was a written language; 2) There were no technical means to study spoken language. In fact, writing is a later and more sophisticated process than speech. Speech is the primary medium of linguistic expression; we begin to speak before we write, most of us speak far more than we write in everyday life. All natural languages were spoken before they were written, and there are languages in the world today which have never been written down. Certainly the study of language cannot and should not be divorced from the study of other aspects of human behaviour, psychology and sociology in particular. This point was made clear long ago by Edward Sapir, one of the founders of modern linguistics. Linguistics need to extract information from other subjects for its own theoretical development; and it also contributes to them. But the point is that any contribution it makes must be formulated in terms of independence and autonomy. In the midst of the last century, linguistics was at a point where it was no longer necessary to emphasize this concern for autonomy. For some linguists, linguistics has become one branch of science of human mind, an aspect of cognitive psychology; for others, linguistics is one branch of the more general study of human communication (semiotics) or pragmatics (semantics of human intercourse involving psychology and sociology). But the integration of language study and other fields now is of a totally different kind from that conceived of in earlier centuries. It now has a body of independently derived techniques and theory at its disposal. The development of linguistics before the 19th century. The Historical Comparative Method. The main schools of the 20th century linguistics In European tradition, the beginning of linguistics as a purposeful and systematic study of language is ascribed to Ancient Greece. In their study of language, the Ancient Greeks considered the four main ranges of questions: 1. The most general, philosophical questions of language, such as the origin of human speech. 2. Questions concerning structural categories in language, including phonetics. 3. Questions concerning usage, i.e. selection of words and constructions from the point of view of their 'correctness'. 4. Linguistic questions connected with the study of literary forms and rhetoric. The central philosophical problem of language in Ancient Greece was the problem of the relation between the words and the things they signify. The discussion of this problem took the form of the controversy about the origin of names. The two philosophers are commonly named as the main figures at the outset of the dispute: Heraclitus (ab. 544-ab. 483 В. C.) and Democritus (ab. 460-370 В. C). According to Heraclitus and his followers, there is a natural connection between words and the things they signify: the nature of things predetermines the form of their names. Hence, language is inherent in nature, and is given to people by nature. According to the great philosopher Democritus and his followers, the connection between words and the things they signify is the result of human convention. Hence, language was created by the people themselves. The first explicit grammatical teaching was propounded by Plato's disciple, the great Greek philosopher Aristotle (384-11 В. C). Aristotle developed the theory of the sentence and the theory of word classes as notional and functional parts of speech. But, being the founder of logic, Aristotle identified the relation of ideas in human thought with the relation of words in speech, and stated grammatical categories in terms of logic. This confusion is considered to be one of the main faults of the Greek grammarians. English grammars before 1900. Early Prenortmative Grammars. Until the 17th century the term ‘grammar’ in English was applied only to the study of Latin. This usage was a result of the fact that Latin grammar was the only grammar learned in schools (grammar schools) One of the earliest and most popular Latin grammars written in English, by William Lily, was published in the first half of the 16th century and went through many editions. This work was very important as it set a standard for the arrangement of material and thus Latin paradigms with their English equivalents easily suggested the possibility of presenting English forms in a similar way, using the terminology as in Latin grammar. Lily's Latin grammar may be considered the precursor of the earliest English grammars; in most grammars the arrangement of the material was similar to that of Lily's Latin grammar. But in spite of this adherence to the structure of Latin grammar, even early grammarians could not help noticing some typical features which made the structure of English different from that of such a highly inflectional language as Latin. Thus Ben Jonson’s and Ch. Butler’s English grammars point out two cases of the English noun while in earlier grammars the category of case is said to be non-existent and the 's form is defined as a possessive adjective. The authors of the second half of the 18th century seemed to prefer the two-case system, which was revived at the end of the 19th century in scientific grammar. The treatment of the problem of case shows that even in the early period of the development of English grammars the views of grammarians were widely divergent. The grammarians who desired to break with Latin grammatical tradition were not always consistent and still followed the Latin pattern in some of the chapters of their grammars. Prescriptive grammars The age of Prescriptive grammar began in the second half of the 18 th century. The most influential grammar of the period was R.Lowth’s ‘Short Introduction to English Grammar’, first published in 1762. The aim of Prescriptive grammar was to reduce the English language to rules and to set up a standard of correct usage. The grammarians settled most disputed points of usage by appealing to reason, to the laws of thought or logic, which were considered to be universal and to be reflected in the Universal grammar. The Historical Comparative Method The historical comparative method is a system of analytical procedures applied to the study of languages in their historical development. The historical comparative method is used to analyse and discover the relationship of different languages and groups of languages, to reconstruct pre-historic lingual elements, to reveal the course of historical development of lingual elements in their complex interrelations; by means of the historical comparative scholars collects materials for studying general laws of language development. The historical comparative method proceeds from the possibility for different languages to have been originated from the same source. The division of one language into two or more languages is brought about by the division of the language-speaking community due to political and economic factors. Since language is always changing historically, the isolation (full or partial) of daughter communities can lead to the growing differences in their language, to the rise of dialects, which, in the process of further change, can develop into totally different (though related) languages. There are features of resemblance between languages that clearly prove their common origin. These features belong to the most stable component parts of language – to the basic word stock, to the fund of grammatical affixes, because grammatical forms, as a rule, are never borrowed by one language from another. Russian: брат, мать, ты English: brother, mother, thou German: Bruder, Mutter, du French: frėre, mėre, tu Latin: frater, mater, tu The relations between the languages of the Indo-European family were studied systematically at the beginning of the 19th century by Franz Bopp (17911867), Rasmus Kristian Rask (1787-1832), Jacob Grimm (1785-1863), and A. Ch. Vostokov (1781-1864). These scientists not only made comparative and historical observations of the kindred languages, but defined the fundamental conception of linguistic 'kinship' ('relationship'), and created the historical comparative method in linguistics. The rise of this method marks the appearance of linguistics as a science in the strict sense of the word. The historical comparative linguistics was further developed in the works of such scientists of the 19th and 20th centuries as F. I. Buslayev (1848-1897), F. F. Fortunatov (1848-1914), A. Meillet (1866-1936) and other linguists. The fundamental ideas and the main schools of the 20th century linguistics The main method of the 19th century and the beginning of the 20th century was the historical comparative method. Valuable as it was for the study of languages, it had definite shortcomings and limitations. It gave no exact definition of the object of linguistics as an independent science. Logical, psychological, and sociological considerations were involved in linguistic studies to such an extent as to obscure linguistics proper. The study of numerous languages of the world was neglected, the research being limited to the group of the Indo-European languages. Then it was mainly the historical changes of phonological and morphological units that were studied; syntax hardly existed as an elaborate domain of linguistics alongside of phonology and morphology. As a reaction to this a new theory appeared that was seeking to grasp linguistic events in their mutual interconnection and interdependence, to understand and to describe language as a system. The first linguists to speak of language as a structure of smaller systems were Beaudouin de Courtenay (1845-1929) and Acad. F. F. Fortunatov (18481914) of Russia and the Swiss linguist Ferdinand de-Saussure (1857- 1913)/ The work that came to be most widely known is de-Saussure’s «Cours de linguistique generate » (A Course in General Linguistics), compiled from his pupils’ lecture-notes between 1906 and 1911. De-Saussure's main ideas are as follows: 1. Language is understood as a system of signals (linguistic signs), interconnected and interdependent. It is this network of interdependent elements that form the object of linguistics as an independent science. 2. Language as a system of signals may be compared to other systems of signals, such as writing, alphabets for deaf-and-dumb, military signals, etc. Thus, language may be considered as an object of a more general science—semasiology, which studies different systems of signals used in human societies. 3. Language has two aspects: the system of language (French: langue) and the manifestation of this system in social intercourse—speech (French: parole). 4. The linguistic sign is bilateral, i.e. it has both form and meaning. We understand the meaning of the linguistic sign as reflecting the elements (objects, events, situations) of the outside world. 5. The linguistic sign is 'absolutely arbitrary' and 'relatively motivated'. This means that if we take a word 'absolutely' disregarding its connections to other words in the system, we shall find nothing obligatory in the relation of its phonological form to the object it denotes (according to the nature of the object). This fact becomes evident when we compare the names of the same objects in different languages, e.g.: English: ox hand winter French: boeuf main hiver Russian: бык рука зима The 'relative motivation' means that the linguistic sign taken in the system of language reveals connections with other linguistic signs of the system both in form and meaning. These connections are different in different languages and show the difference of 'the segmentation of the picture of the world'—difference in the division of one and the same objective reality into parts reflected in the minds of different nations, e.g. English: arrow—shoot; apple—apple-tree Russian: стрела — стрелять; яблоко — яблоня. 6. Language is to be studied as a system in the 'synchronic plane', i.e. at a given moment of its existence, in the plane of simultaneous coexistence of elements. We understand the synchronic plane as a given moment of the historical development of the language studied. 7. The system of language is to be studied on the basis of the oppositions of its concrete units. The linguistic elements (units) can be found by means of segmenting the flow of speech and comparing the isolated segments. The Later development of the new approach to language There were three main linguistic schools that developed these new notions concerning language and linguistics as science that studies it: the Prague School that created Functional linguistics, the Copenhagen School which created Glossematics, and the American School that created Descriptive linguistics. The Prague School The Prague School was founded in 1929 uniting Czech and Russian linguists: Mathesius, Trnka, Nikolay Trubetzkoy, Roman Jakobson and others. The main contribution of this school to modern linguistics is the technique for determining the units of phonological structure of languages. The basic method is the use of oppositions (contrasts) of speech-sounds that change the meaning of the words in which they occur. The Copenhagen School The Copenhagen School was founded in 1933 by Louis Hjelmslev. In the early thirties the conception of the Copenhagen School was given the name of "Glossematics" (from Gk. glossa—language). In 1943 Hjelmslev published his main work ‘Principles of Linguistics’. Glossematics sought to give a more exact definition of the object of linguistics. The two sides of the linguistic sign recognized by de-Saussure are considered by Hjelmslev to have both form and substance. This leads to the recognition of a bilateral character of the two planes—'the plane of content' and 'the plane of expression'. The form in the plane of content is the segmentation (the division) of the picture of the world, which is different in different languages, e.g. English: blue foot, leg hand, arm Russian: синий, голубой нога рука Similar differences may be easily found in tense and case-systems, in the expression of genders in different languages, etc. Hjelmslev’s ideas lie at the basis of componential analysis. Descriptive linguistics in the USA Descriptive linguistics developed from the necessity of studying half-known and unknown languages of the Indian tribes. The comparative historical method was of little use here, and the first step of work was to be keen observation and rigid registration of linguistic forms. The American languages belong to a type that has little in common with the Indo-European languages, languages devoid of morphological forms of separate words and of corresponding grammatical meanings. Descriptive linguists had therefore to give up analysing sentences in terms of traditional parts of speech; it was by far more convenient to describe linguistic forms according to their position and their co-occurrence in sentences. The American Descriptive School began with the works of Edward Sapir and Leonard Bloomfield. Sapir studied a great variety of languages. His most known work is ‘Language: An Introductory to the Study of Speech’ (1921). Leonard Bloomfield’ book is of the same title as Sapir's ‘Language’. The ideas laid down in the book were later developed by Z. S. Harris, Ch. C. Fries and other contemporary linguistic students. Bloomfield understood language as a workable system of signals. He understood grammar as meaningful arrangement of linguistic forms from morphemes to sentences. Bloomfield also showed a new approach to the breaking up of the word-stock into classes of words, the syntactical or the positional approach. This division of the word-stock into classes of words is later developed by Ch. Fries in his book ‘The Structure of English’. Perhaps Bloomfield was the first to speak of ‘utterance’ as a linguistic unit.