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CHRISTINE Oct 2019 Assessment 2 - Legal Plan

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Paper Title: Tourism and Hospitality Fundamentals
Paper Code: 907.501
Type of Assessment: Legal Plan
Total Marks: 48
Weight: 35%
Paper Level: 5
Tutor: Christine Flowers
Submission Date: Tues 3rd Dec (week 9) 5pm
LEARNING OUTCOMES COVERED:
On successful completion of this paper the student will be able to:
5. Apply knowledge and skills necessary for carrying out research in the tourism and hospitality areas, where
learners employ appropriate qualitative and quantitative methods;
7.
Analyse and describe the range, nature and role of the regulatory framework for tourism and hospitality.
BUSINESS BRIEFING:
You are a business consultant who specialises in business start-ups. Your clients Eleanor King and Josh Lively
asked you to assist them with the preparation of a legal plan.
Your clients would like to set up a small restaurant and bar in central Queenstown. The restaurant and bar will be
open from midday – 10pm daily and will be available to hire for private functions which involves being open later.
Eleanor and Josh will hire two chefs and a couple of wait staff/wine sellers to help them out with running the
establishment.
Eleanor and Josh have never owned their own business and they come to you for advice. Josh has run a Cellar
Door with restaurant for 7 years and Eleanor is a trained chef and has worked and managed a winery restaurant
for 10 years.
They have asked you to prepare a short legal plan outlining regulations and permits relevant to operating a
restaurant and bar, selling food and alcohol, employment of staff, health and safety regulations and any other
legislation and regulations that impact their business operation.
INSTRUCTIONS:
Produce a visually sharp professional legal plan for the business scenario above. You are required to research the
most relevant laws and regulations associated with setting up and/or operating the business.
Useful key issues, websites and documentation relating to your assessment can be found in “Guidelines for the
Preparation of the Legal Plan” (attached to the assessment instructions on Moodle). This information covers each
law and relates to the marking schedule.
Use the assessment template provided on Moodle to produce your legal plan. You need to include the following:
Title Page
Table of Contents
1. Application of laws (8 marks for each law – total 24 marks)


Health and Safety at Work Act 2015 – write for Clients (managing and controlling hazard)
Staff training / what to consider emergency procedure and industry aware of
(Note : Reference – café got cleaner mixed up with wine)
Employment Law (same goes as above) – need to know on the license (Food Control Plan – Food Act 2014)
Select one of the following laws:


Liquor Licensing Law (same goes as above)
Food Licensing Law (Premises Certification & Hygiene License)


Provide an overview how each law applies to the business and the sector they will be operating in.
Concisely describe the minimum legal standards of each law and how the business will need to apply the
law on a daily basis. Refer to the handout “Guidelines for the Preparation of the Legal Plan” for key issues
of each law that should be included.
2. Recommendations for each law (4 marks for each law – total 12 marks) – find case study
 Provide valid and industry relevant recommendations for each law.
 Your justification needs to include a minimum of two industry relevant cases. You may apply hospitality
specific cases or applicable examples from other sectors.
3. Appendix (4 marks)
 You must provide a compilation of key information resources including the case studies you reviewed and
any other relevant resources.
4. Writing style & References (8 marks)
 Clear and logical structure and formatting throughout
 Error free
 Correct use of APA referencing with in-text citations
 APA style reference list
Legal Plan Marking Schedule (Total 48 marks)
Application of laws (12 marks for each law – total 36 marks)
Application of law 1
(Double Weighted)
1


Limited application &
justification.
Content shows
limited industry
awareness &/or
knowledge.
2



Recommendations
(Double Weighted)
1


Applicable
examples/cases are
used to justify &
apply.
Recommendations
are limited/or not
action orientated.
Application of law 2
(Double Weighted)

Limited application &
justification.
Content shows
limited industry
awareness &/or
knowledge.


Recommendations
(Double Weighted)

Applicable
examples/cases are
used to justify &
apply.
Recommendations
are limited/or not
action orientated.


Highly applicable
examples/cases are
used to justify & apply.
Recommendations are
industry relevant,
specific and action
orientated for the
future.
Detailed and
structured
justification.
Applies to the
business and
industry.
Content is industry
relevant and
specific.
NA
2



1


4



Concise, detailed
and well-structured
justification.
Specifically applied
to the business.
Shows an expert
understanding of
industry.
2
1

Some relevant aspects
& business specific
justification/application.
Satisfactory, but missing
some key points.
Content shows
understanding of
industry but not
sustained throughout.
3
Some relevant aspects
& business specific
justification/application.
Satisfactory, but missing
some key points.
Content shows
understanding of
industry but not
sustained throughout.
NA
3



Detailed and
structured
justification.
Applies to the
business and
industry.
Content is industry
relevant and
specific.
4



2


Highly applicable
examples/cases are
used to justify & apply.
Recommendations are
industry relevant,
specific and action
orientated for the
future.
N/A
N/A
Concise, detailed
and well-structured
justification.
Specifically applied
to the business.
Shows an expert
understanding of
industry.
Application of law 3
(Double Weighted)
1


2
Limited application &
justification.
Content shows
limited industry
awareness &/or
knowledge.



Some relevant aspects
& business specific
justification/application.
Satisfactory, but missing
some key points.
Content shows
understanding of
industry but not
sustained throughout.
Recommendations
(Double Weighted)
1




Highly applicable
examples/cases are
used to justify & apply.
Recommendations are
industry relevant,
specific and action
orientated for the
future.
1
research
Appendix/
Appendix
Presentation






4
Detailed and
structured
justification.
Applies to the
business and
industry.
Content is industry
relevant and
specific.



Concise, detailed
and well-structured
justification.
Specifically applied
to the business.
Shows an expert
understanding of
industry.
2
Applicable
examples/cases are
used to justify &
apply.
Recommendations
are limited/or not
action orientated.

3
N/A
N/A
2
Minimal evidence. Research
of aspects relevant to law/
legislation is minimal.
Minimal resources have been
used. No variety.

Information in appendix is
arranged in a logical order.
Headings and divisions are
used
N/A

Good evidence. Some relevant
research of law/regulations is in
depth.
A variety of resources have been
used.
3


N/A
Evidence reflects in depth
research of multiple aspects
relevant to law/regulations.
There is comprehensive
evidence of a variety of
resources.
(.5 off for each
error)
(.5 off for
each error)
(.5 off for
each
error)
Layout
(.5 off for
each error)
Reference
List
Sources of
information/ref
erencing in-text
Report
structure/
Spelling/
Grammar
1
2

1 to 3 spelling/grammar errors

No spelling/grammar errors

Follows legal plan structure with minor
errors.
Format of font not sustained throughout the
report.


The legal structure is correct and logical.
Font & spacing formatting enhance the visual
impact of the report

Sources of facts & ideas are not always
acknowledged. APA style with minor errors.


All sources if facts and ideas are acknowledged.
Meticulous error free use of APA.

APA style with minor errors.

Meticulous error free use of APA that links to
in-text references.

Guidelines for the preparation of the legal plan
Health and Safety Act at Work 2015
Relevance
Applies to all operations that employ staff. Hospitality work happens in diverse settings, which include cafes,
restaurants, takeaway outlets, bars, taverns, clubs and hotels, often around the clock. Hospitality workers must
deal with physically challenging work (often in confined high risk spaces) within tight timeframes over long shifts,
and many employees are casual workers with minimal skills.
Key issues that should be addressed:









Responsibility for workplace health and safety (PCBU)
Worker engagement
Health and Safety Policy of the business
Managing and controlling hazards (Identifying, eliminating and minimizing hazards)
Hazard register
Staff training: Induction and continuous training
Emergency procedures
Incident Reporting
Industry specific code of practice
Authorities that manage Health and Safety


Health and safety regulator: WorkSafe New Zealand
ACC
Useful websites:
http://www.business.govt.nz/laws-and-regulations/health-safety
http://www.business.govt.nz/worksafe/information-guidance/legal-framework
http://www.supportadventure.co.nz/health-and-safety-act-and-other-legislation/health-safety-act-made-easy
http://www.acc.co.nz/preventing-injuries/at-work/industry-specific-safety/PI00093
Websites for case studies:
http://www.worksafe.govt.nz/worksafe/news/releases
Employment Law
Relevance
Applies to all operations that employ staff. All employees in New Zealand are covered by the
Employment Relations Act (2000) and other supporting legislation.
Key issues that should be addressed:










Employment agreements
Minimum pay
Types of contracts (full-time, part-time, fixed term and casual)
Break entitlements
Annual holidays
Public holidays
Sick leave
Bereavement leave
Parental leave
Trial and probation periods
Authorities that manage employment


Government: Ministry of Business, Innovation and Employment
New Zealand at Work
Useful websites:
https://www.employment.govt.nz/starting-employment/rights-and-responsibilities/
Websites for case studies:
https://www.employment.govt.nz/search/SearchForm?Search=case+studies
https://www.employment.govt.nz/about/news-and-updates/
Food Licensing Law
Relevance
Applies to all operations that sale and supply food.
Key issues that should be addressed:




Laws that apply to operate a food service business
Certificate of Registration and Food Hygiene Certificate
Application through council (grading, application fee)
Food Licenses including Food Control Plan or national food programme
Authorities that manage food licensing


Ministry of Primary Industries
Relevant District Council
Useful websites:
http://www.mpi.govt.nz/food-safety/food-act-2014/where-do-i-fit/
http://foodsafety.govt.nz/industry/sectors/food-service/
http://www.hospitalitynz.org.nz/industry/food-act.html
Websites for case studies:
http://www.foodsafety.govt.nz/elibrary/
Sales and Supply of Alcohol 2012
Applies to all operations that sale and supply alcohol.
Key issues that should be addressed:





Details of license: E.g. On-licenses, off-licenses, club licenses and special licenses (General Manager
License), operating hours (normal operating hours and on public holidays)
Host responsibly, e.g. serving of food and non-alcoholic drinks
Training of staff
Advertising and promotions of alcohol
Powers of the Licensing Authority and District Licensing Agencies, which have responsibilities regarding
the consideration of liquor license applications
Authorities:



Alcohol Regulatory and Licensing Authority
Police
District Licensing Committee
Useful websites:
http://alcohol.org.nz/resources-research/alcohol-resources
http://www.hospitalitynz.org.nz/industry/alcohol-law.html
http://www.police.govt.nz/advice/drugs-and-alcohol/alcohol-licences
Examples for referencing:
1. Internet Organisation/Corporate Author
Reference List:
Ministry of Business, Innovation and Employment. (2015). Employment and Skills. Retrieved from
http://www.mbie.govt.nz/info-services/employment-skills
In-text citation:
First citied: (Ministry of Business and Innovation (MBIE), 2015)
Second and subsequent citations: (MBIE, 2015)
2. Act (statute/legislation)
Reference List:
Copyright Act 1994. (2011, October 7). Retrieved from http://www.legislation.govt.nz
In-text citation:
(Copyright Act 1994, 2011)
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