Criminal Law Outline Causation: if there is a cause, then there is always a result. Common Law Cause-in“but for” causation Fact Substantial factor test/ accelerating death ex: “but for X, would the victim have died?” MPC “but for” causation Substantial factor test ex: “but for X, would the victim have died?” Proximate Cause “Year and a Day Rule” Satisfied when/if the intervening cause was Intended or reasonable foreseeable Is Δ the direct cause and are there intervening causes that don’t break the chain of causation? i.e. the intervening causes were foreseeable Superseding Causes- breaks proximate cause Ex: X is unforeseeable because superseding cause… Intervening Cause: Dependent Intervening Cause: set in motion by Δ Independent Intervening Cause: Something out of Δ’s control. Ex: lighting striking was not reasonable foreseeable. - i.e. If the intervening cause is not superseding then it is the sole substantial cause of death. “not too remote or accidental” Sole Substantial Cause there can be no prosecution for homicide if the death of the victim does not occur within one year and one day. – defendant is not the proximate cause. Accelerating a Result- two persons can be found to be the cause of death if the individual would have died from the first injury and the second person merely accelerated that death. Intervening Causes- "the general rule is that the intervening conduct of a third party will relieve a defendant of culpability only if such an intervening response was not reasonably foreseeable State v. Lane – Cause-in-fact Facts Issue Rule Holding The defendant swung at the man, and the man fell on the cement on the edge of the street. They continued to walk home. Sergeant Cruthirds responded to the call of Linton being on the side of the road, when he realized there were no external injuries, Linton was taken to the jail on public drunkenness. He was later taken to the hospital where he died from blunt force injury to the head. Was the State's evidence sufficient to show that the defendant's acts of hitting Gregory Linton was both the actual and legal cause of his death? Involuntary Manslaughter: "the unintentional killing of a human being without malice, proximately caused by (1) an unlawful act not amounting to a felony nor naturally dangerous to human life, or (2) a culpably negligent act of omission." The court holds that there was sufficient evidence to prove proximate cause of death. State v. Lamprey- Proximate Cause Facts Issue On September 14, 2000, the defendant drove her truck to the bus stop to pick up 6 children. They all climbed in with no child seats or safety belts. On the drive home the truck left the road and struck a tree. All six children suffered injuries, while one of the children, Katie Silva, died. There were testimonies from three of the children of Lamprey doing "swervies", or driving in a zig zag motion prior to the accident. According to the expert, there were no mechanical problems to the truck. Did the jury instruction fail to include legal causation in accordance with State v. Seymour and should the legal causation standard be instructed towards an coincidental intervening cause such as this case? The court found that the medical examiner testified that the decedent's swollen brain could have been a response to either a blow to the head or a response to the head striking another object Rule Holding A legal cause (proximate cause) of death and/or serious bodily injuries is a cause that is direct and substantial factor in bringing about that death and/or injuries. In regards to the "sole substantial cause" dispute, the court ruled that there was no foreseeability test in which the defendant tried to use as her argument. The State must prove that the victim's death and/or injuries were a direct result of the defendant's actions State v. Pelham- intervening causes Facts Issue Did the trial court Sonney Pelham was make an error drunk driving and hit when instructing victim, William Patrick, the jury to not from the back. Patrick's condition was critical on consider the victim being taken arrival to the hospital. He off the ventilator was placed on a as an independent ventilator. He was intervening cause transferred to an in this case? rehabilitation institute where the doctors determined he was significantly brain injured. His condition has worsened and Patrick made clear that he did not want to be put on a ventilator. Because of his brain damage, his lack of improvement, and his severe infections Patrick's family decided to act in accordance with his wishes and took him off the ventilator. Within two hours of being removed from the ventilator, Patrick was pronounced dead. Rule Holding MPC causation requirement- a "but for" test, under which the defendant's conduct is "deemed a cause of the event if the event would not have occurred without that conduct" and a culpability assessment. State v. Martin The court holds that there was no error in instructing the jury that a victim's decision to invoke his right to terminate life support may not, as a matter of law, be considered an independent intervening cause capable of breaking the chain of causation triggered by defendant's wrongful actions. Homicide: a) Actus Reus= act or omission of some sort that leads to death b) Attendant Circumstance = of another human being c) Result= death d) Mens Rea= varies based on the category Since it is foreseeable that a victim may exercise his or her right not to be placed on, or to be removed from , life support systems, it does not break the unexpected chain of causation that a defendant initiated and that led to the need for life support. It is not an intervening cause that may be advanced by the defendant. Common Law: Murder 1: unlawful killing of another human being with malice aforethought Willful, Deliberate, Premeditated (malice aforethought) Expressed Intent Intent to kill Intent to inflict GBH Felony Murder Engaged in a felony and there is a death that occurs, (violent felonies) you can be responsible. Ex: burglary, arson, rape, robbery, and kidnapping Poison/ WATT Deliberate and Premeditated Killing: o deliberate means made the decision to kill in a cool and dispassionate manner o premeditated means actually reflecting on the idea of killing, if only for a very brief period. Premeditation is often proven by circumstantial evidence. Murder 2: Intent to Kill With intent but without premeditation. Intent to cause GBH Implied intent- “knew with substantial certainty” Implied Intent (malice Consciously desires to kill another person- constitutes an intent aforethought) to kill. Intent to cause SBH- Conscious desire or substantial certainty that the defendant’s actions will result in the victim’s injury Proved by circumstantial evidence or the use of a deadly weapon (Deadly Weapons Doctrine) Depraved Heart Recklessness (under circumstances manifesting extreme (unintentional indifference to human life and a conscious disregard of an killing) unreasonable risk of death or SBH Felony Murder The intent to commit the underlying felony such as burglary, (less violent arson, robbery, rape, or kidnapping. felony) Adopts MR of underlying felony Voluntary Manslaughter: Heat of Passion Without intent but with extreme emotional or mental (no malice disturbance (HOP) aforethought) Provocation Test: 1) Reasonably provoked into suddenly heat of passion 2) Reasonable person would have been provoked 3) D had not cooled off by the time of the killing 4) Reasonable person would not have cooled off 5) acting in the heat of passion Ex: “Provocation is adequate when D is provoked and a reasonable person would be provoked by the circumstances” Adequate Provocation: o Being subjective to a serious battery or a threat of deadly force; and o Discovering one’s spouse in bed with another person Inadequate Provocation: o “mere words” does not constitute as adequate provocation. Imperfect Self Defense Doctrine: where a murder may be reduced down to a manslaughter even though: o the defendant was at fault; or o the defendant unreasonable but honestly believed in the necessity of responding with deadly force Involuntary Manslaughter: Reckless Culpable/gross deviation Negligent Requires a greater deviation from the “reasonable person” standard than is required for civil liability. Ex: driving while intoxicated MPC: Murder: Purposely Knowingly Felony Murder Conscious object to Kill/ Result in death Practically certain that death will result Recklessly manifesting extreme indifference to the value of life are inferred during the commission of robbery, rape, etc. M/R is rebuttable: rebuttal why you are not liable Reckless + Extreme reckless under the circumstances manifesting extreme indifferences Manslaughter Reckless Extreme Emotional Disturbance Consciously disregarded the risk w/ a gross deviation + Mitigate from murder to manslaughter (even if the intent to cause death was present) Test: Δ must have acted under the influence of extreme emotional disturbance (subjective), and There must have been a reasonable explanation or excuse for such extreme emotional disturbance (objective). Negligent Homicide: Negligent Killing caused by Gross deviation -reasonableness standard and apply the “reasonable person” under the circumstances. State v. Thompson- Premeditation Facts Issues Is the first degree Thompson shot and killed his wife. Several statute, under which the D was days before the convicted of, shooting, Palma had unconstitutional filed for divorce, and based on the Thompson had definition of discovered that she premeditated? was seeing someone else. Just a week before the shooting, Thompson moved out of the couple's home. As he did so, Thompson threatened Palma that, "if you divorce me, I will kill you." He returned to Rule A.R.S. § 13-1101(1): Premeditation means that the defendant acts with either the intention or the knowledge that he will kill another human being, when such intention or knowledge precedes the killing by any length of time to permit reflection. Proof of actual reflection is not required, but an act is not done with premeditation if it is the instant effect of a sudden quarrel or heat of passion. Holding The court held that the instruction was erroneous. The court held that flawed jury instruction and the State's reliance on that instruction did not affect the jury's verdict, and that the statute was not unconstitutional. the couple's neighborhood that morning and was seen walking the sidewalk near the home and his car was spotted in a nearby alley. Two witnesses reported that a man dragged a women by the hair from the front porch into the home. There was also a recorder 91-1 call of a women's screams and four gunshots. The gunshot span was nearly 27 seconds. 9 second between the first and third shot. 18 seconds between the third and fourth. Coolen v. State: Premeditation Facts Issue Is there Coolen then suddenly sufficient appeared and pulled Kellar away and began to evidence to prove a stab him. Barbara threw conviction of her body over him to first-degree protect him. Jamie came murder? outside during the knife fight. Coolen admitted to stabbing Kellar. He stated he has been playing board games with Kellar copped an attitude. He saw something silver in Kellar's hand and attacked first to protect himself. Rule More than a mere intent to kill; it is fully formed conscious purpose to kill. This purpose to kill may be formed a moment before the act but must exist for a sufficient length of time to permit reflection as to the nature of the act to be committed and the probable result of that act. Holding he court holds that the evidence is insufficient to charge Coolen with firstdegree murder because there was no evidence showing premeditation. State v. Doub, III: Depraved Heart Facts Issue Doub admitted to drinking Is there sufficient 6 beers prior to leaving a evidence to softball team party, he charge Doub also admitted to hitting with second two parked vehicles and degree left the scene concerned depraved about drinking and driving. heart He also admitted to two murder? hours after hitting the pared cars, he rear ended a Cadillac in which a 9 year was a passenger. According to the State's accident investigator, the collision occurred as Doub's pickup, "going tremendously faster," drove "up on top of the Cadillac," initially driving it down into the pavement and propelling it off the street and into a tree. Doubt offered no aid and left the scene of the accident, denied any involvement in the collision. Smith died of blunt traumatic injuries caused by the collision. Rule K.S.A 2003 Supp. 213402 Murder in the Second Degree "unintentionally but recklessly under circumstances manifesting extreme indifference to the value of human life." People v. Pouncey: Voluntary Manslaughter Facts Issue Was there an There was an argument about Mr. Bland stealing error when the trial court refused a vehicle. When the to instruct the returned back to Mr. White's house, Powers Rule The test for voluntary manslaughter: Holding The court held that under the circumstances the facts demonstrate an extreme indifference to human life. (1) driving was preceded by drinking (2) admits to striking to cars and keeps going (3) consumed more alcohol and cocaine (4)resumed driving, causing a fatal accident due in part of speeding (5) failed to render aid to the victims (6) fled the scene Holding The provocation to mitigate homicide from murder rather than manslaughter is that which causes jury on voluntary got into the argument. He threatened to put the manslaughter? defendant "in his head" and called the Defendant names. HE walked up on the Defendant but was held back by Mr. Bland. Defendant told him "don’t walk up on me." There were no blows stuck, there was no physical contact with any of the witnesses. The D testified that Powers was not armed. Defendant walked inside after the verbal exchange. HE was not angry. He came back out with a shotgun and then told Mr. Johnston to hit Powers with a wrench. Mr. Johnston proceeded to do so and Powers dodged it. This is when the D shot Powers in the abdominal area. Mr. Johnston ran home as did the two Bland brothers who called the police. And Defendant and Mr. White drove off in the defendant's car. 1. Defendant must kill in the HOP 2. The passion must be caused by an adequate provocation 3. There cannot be a lapse of time during which a reasonable person could control his passions the defendant to act out passion rather than reason. The provocation must be adequate, namely, that which would cause the reasonable person to lose control. There was sufficient time passed before the shooting, hence there was a lapse of time in which a reasonable person could control his passions. State v. Williams: Unintentional Killings/ Involuntary Manslaughter Facts Issue Rule Holding They were both aware that William was ill from September 1 to September 12. They were ignorant and did not know how sick the baby was. Is the existence of the duty to furnish medical aid violated resulting in the charge of manslaughter? The information charged the violation of "the legal duty of providing necessary… The court holds that the violation of the parental duty to furnish medical care to a minor dependent child is a sufficient basis on which to rest a conviction of the They assumed it was a toothache and had no layman regards a toothache as dangerous to life. They loved and gave the baby aspirin in hopes of improving its condition. They did not want Welfare to take the baby away from them and was in fear if they took the baby to the doctor such would happen. They knew of medical help and had no excuse that the law will recognize for not taking the baby to a doctor. medical attention to said… minor child…." crime of manslaughter under RCW 9.48.060 and 9.48.150. "Ordinary Caution is the kind of caution that a man of reasonable prudence would exercise under the same or similar condition. Therefore, if the conduct of a D fails to measure up to the conduct required of a man of reasonable prudence, he is guilty of ordinary negligence because of his failure to use "ordinary caution." Felony Murder: o Scope- all members of the conspiracy are liable for murder if the death was caused in furtherance of the conspiracy and was a foreseeable consequence of the conspiracy. o Limitations1) inherently dangerous felony (MERGE)- burglary, robbery, arson, rape, or kidnapping 2) independent felony-(DO NOT MERGE) the underlying felony must be independent of the homicide so that every felonious attack upon a victim which is ultimately fatal does not become escalated to murder by the rule. 3) causation/ co-felon 4) non-felon killing: not involved in the situation -victim or law enforcement o Agency Theory- provides that for a felon to be held liable for felony murder, the killing must have been committed by the felon or his accomplice o Proximate Cause Theory- felons are liable for the deaths of innocent victims caused by someone other than a co-felon, since they put into operation a series of events that caused the death of the innocent party o Hines v State: Inherently Dangerous FM Facts Issue Hines mistook his friends Is convicted felon's Steven Wood for a turkey possession of a and shot him dead while firearm while hunting. Hines intentionally turkey hunting shot his firearm to hit his considered an Rule Holding A felony is "inherently dangerous" when it is "dangerous per se" or "by its The court held that Hine's violation of the prohibition against convicted felons possessing target. He had been drinking before and while hunting. He knew other hunters were in the area, but was unaware of their exact location. He took his shot through the dusk at 80 feet away. inherently dangerous felony required to support a conviction for felony murder? State v. Contreras: Merging Doctrine FM Facts Issue Respondent was involved in a separate altercation at the motel. The police arrived and investigated that incident. Later that evening the respondent gathered the other respondents and they proceeded back to the motel with metal and wooden clubs. They knocked on the metal room door, and when the door opened, rushed into the room and proceeded to beat Resendiz and Lainez. Resendiz died as a result of his injuries. Did the district court error when dismissing the felonymurder charge? circumstances create[s] a foreseeable risk of death." Rule Holding NRS 200.030(1)(b) defines first degree felony murder as a murder that is committed in the perpetration or attempted perpetration of certain enumerated crimes, including burglary. The court held that the district court was incorrect in dismissing the felony-murder charge against the respondents. State v. Sophophone: FM/ Agency and Proximate Cause Theory Facts Issue Rule Sophophone and three others broke Should the Agency and into a house. The resident reported Defendant be Proximate the break in to the police. The police convicted of cause theory. responded and saw four individuals felony murder Defined leaving the back of the house. The for the death of above ˆˆ cops flashed their lights at them, told his co-felon? them they were cops, and ordered them to stop. They started to run. One police officer caught up to Sophophone and was able to hand cuff him and put him in the cop car. Another officer chased down an individual who eventually stopped and laid faced down on the ground. The officer had his gun drawn when the suspect raised up and fired at the officer, who then returned fire and killed him. firearms was an inherently dangerous felony that could support a felony murder conviction. Holding The court held that Sophophone cannot be criminally liable for the resulting death of the co-felon, and the felony murder conviction must be reversed. Defenses: Affirmative Defense: “I did this, but I had a good reason.” rf Justification: Conduct that is otherwise criminal, but that here is either “right” or “not wrong” under the circumstances. Ex: self-defense; necessity “Action is acceptable” -Public Policy: society has decided D no longer should be punished - Action is outweighing the cost Excuse: Actor shouldn’t be punished ex: insanity, lacks full capacity SELF-DEFENSE: Common Law: Necessity Proportionate Reasonable (Objective) Not too speculative or too far fetched There must be imminent danger to be instantly met. “Reasonably believed that the conduct was necessary to avoid some harm to society that would exceed the harm caused by the conduct” Deadly force v Deadly force What would this person do to protect his/herself? Honest and reasonable belief actor is being threatened w/ imminent use or threatened of force. Reasonable person would be believe force was necessary and amount of force used was appropriate. The common law rule is that self-defense must be proven by the defendant under the preponderance standard (when all the evidence favors one side rather than the other). **the defendant to meet the initial burden of producing evidence to establish self-defense, and then the prosecution must demonstrate the lack of self-defense beyond a reasonable doubt for the jury to convict*** Retreat (common law): impose a duty to retreat only necessary when: (1) when it can be made completely safely (2) no need to retreat when the attack is in the one’s own home (3) no need to retreat when the attack occurs while the victim is making a lawful arrest (4) no need to retreat when the assailant is in the process of robbing the victim MPC: Necessity “Immediately” necessary “D must have a good faith belief that the use of force to protect self or others is necessary” Proportionality Subjective + Defendant had a subjective good-faith in necessity and proportionality. Honest belief The Model Penal Code only places the burden of production of the defendant, not the burden of persuasion, for both most failure of proof and most affirmative defenses, unless the provision on the particular defense expressly states otherwise. Deadly Force: Allowed: (a) actor is without fault (b) is confronted with unlawful force (c ) reasonably believes that she is faced with imminent death or GBH NOT justifiable when (a) the actor is the aggressor; or (b) there is possibility to retreat "Alter ego" rule: held that a defendant using deadly force to defend a person who was not entitled to use deadly force would be held criminally liable. Retreat Rule: (a) a person may not use deadly force if he knows he can avoid force with complete safety by retreating (b) only required when the aggressor uses deadly force (c ) do NOT need to retreat if you’re in your own home. Right of the Aggressor: to “regain” the right to use self-defense: 1. withdrawal or retreat: in good faith, attempts to remove herself from the fight, and communicates her desire to remove herself. 2. Sudden escalation: if the victim of the initial aggression suddenly escalates a minor fights into one involving deadly force without given the aggressor the chance to retreat or withdrawal, the aggressor may use deadly force in her own defense. Defense of Others: Common Law: You can only use the amount of force that the victim could have used; Ex: Victim has to honestly and reasonable believe the force was necessary. MPC: must reasonably believe it is necessary to protect the victim MPC: does not have to be a special relationship between the defendant and the person in whose defense she acted. Defense of Other Property: Non-deadly force is the only response Deadly force can be used when in conjunction with another privileged use of force. E.g., self-defense, defense of others, or to effectuate an arrest. Crime Prevention: Deadly Force: may be used only if it appears reasonable necessary to prevent a “dangerous felony” involving risk to human life. Includes: robbery, arson, burglary of a dwelling, etc. Use of Force to Effectuate Arrest: a. Police Officer: cannot use deadly force to apprehend an unarmed, nondangerous felon; but an officer may use deadly force to prevent a felon from escaping if the police officer has probable cause to believe that the felon poses a threat of SBH to officer or others. b. by a private person: Can only use deadly force if the person harmed was actually guilty of the offense for which the arrest was made. –NOT enough that it “reasonably appeared” that the person was guilty. Mistake of fact: -Will affect the criminal liability only if it shows the defendant did not have the state of mind required for murder. Ex: thought it was a deer, but it was a human. > required that mistake be reasonable under the circumstances (malic and general intent) > specific intent crimes, reasonableness is not required. NO DEFENSE to Strict Liability Crimes Mistake of Law: there is no defense to a crime that the D was unaware that her acts were illegal; however, it may negate the intent: ignorance of some aspects of the elements of a crime rather than the existence of the statute making the act criminal. State v. Deffebaugh: Alibi Defense Facts Issue Should the testimony D was convicted of given by Shobe be selling cocaine when he was said to prohibited based on the appearance as an be identified at the alibi witness? drug deal by a woman whom the cops set up to go buy drugs. Witness testified that the D was not at the drug deal that day. Rule K.S.A 22-3218: "…the defendant proposes to offer evidence to the effect that he was at some other place at the time of the crime charged, he shall give notice in writing of fact to the prosecuting attorney except that no such notice shall be required to allow testimony as to alibi, by the defendant himself, in his own defense…" People v. Romero: Cultural Differences Facts Issue Rule Did the court err when Policy: D testified that he stabbed V trying to not allowing the 1. Whether D expert testimony of protect his little actually Martin Sanchez brother. He testified believed he Jankowski? that he was not was in angry at any point. imminent He also testified danger of that he was armed death or great with a knife while V bodily injury had no weapon. 2. Whether such belief was objectively reasonable. People v. Goetz: Self-Defense Holding The court held that Shobe was an eyewitness to the crime thus his identity and testimony did not have to be disclosed prior to trial. does not require a defendant to provide notice when he or she intends to introduce eyewitness testimony regarding his or her presence at the scene of the crime. Holding The court held that the evidence was irrelevant to 1) whether defendant actually believed he was in imminent danger of death or great bodily injury; 2) whether such a belief was objectively reasonable. Facts D shot 4 black males on a subway station. D testified that he was sure the boys did not have any weapons on him when one of the boys came up and asked for $5. D also testified that he was giving them what they deserve. He even targeted one of the victim’s who was only with the other three boys. Issue Rule IS the evidence sufficient, under the circumstances, to charge the Defendant of such offenses. Penal Law § 35.15 (2): A person may not use deadly physical force upon another person under circumstances specified in subdivision one unless (a) He reasonable believe that such other person is using or about to use deadly physical force** (b) He reasonable believes that such other person is committing or attempting to commit a kidnapping, forcible rape, forcible sodomy or robbery. Holding The court held that Penal Law recognizing defense of justification and permitting use of deadly force where actor “reasonably” believes use of such force is necessary does not establish subjective standard rather determination of reasonableness encompasses determination that defendant has requisite belief that deadly force is necessary and that such beliefs are reasonable "based on the circumstances facing a defendant or his "situation"" State v. Cook: Defense of Others Facts Issue A neighbor, Mr. Buckler, began throwing rocks from the fence at Mr. Cook and the two began to argue. Mrs. Cook saw them arguing and came outside with a shot gun, which she then discharged once into the air. Buckler than began beating up Mr. Cook, who was unable to resist. Mrs. Cook tried to pull Buckler off of her husband, and when Buckle pushed her away, she shot him once. Buckler died a short time later. Is there sufficient evidence to support the jury's verdict? Rule Policy: "the basic premise underlying the doctrine of defense of another is that a person is justified in using force to protect a third party from unlawful force by an aggressor." Holding The court held that there was insufficient evidence to support the charge that the Defendant did not act in defense of another, her husband, in causing the death of Mr. Buckler. Burden of proof, amount of force, reasonable belief that intervention was lawful, and level of danger was all presented to facts in this case. State v. Johnson: Justifiable Homicide Facts Issue Did the court That's when Johnson and Haddox pulled out err when refusing a jury their guns and began shooting the car while instruction on the defense of it was driving away. justifiable They shot 11 shots into homicide when the car fatally stopping a wounding the victim. fleeing felon? The two officers sya no guns in the car of the victim. There was a bullet through the victims heart and one lodged in the car. Haddox and johnson gave their guns to the cops and told them about the shooting. Neither asserted to acting in self defense. The bullet that killed Gallegos was by Johnson's gun. Rule NM statute on justifiable homicide, "provides that homicide by a private citizen is justifiable when necessarily committed in attempting, by lawful ways and means, to apprehend any person for any felony committed in his presence, or in lawfully suppressing any riot, or in necessarily and lawfully keeping and preserving the peace." Holding The court held that the deadly force by a private citizen in apprehending a suspected fleeing felon is subject to standards of reasonableness that were not present in this case. "reasonable" means that the actor be in fear of proportionate harm or force against him Buzz Words: Common law: MR element: Substantial certainty Natural probable cause/ outcome Causation: Proximate cause of a social harm when the social harm is foreseeable. In homicide the death is foreseeable D is the sole substantial cause when there are no intervening causes to supersede and break the chain of causation. Defenses: “D would be entitled to a defense because it is not too speculative or too far fetched “ CL: would argue it is reasonable because … Reasonable person would believe force was necessary/ amount of force used was appropriate… Self Defense/ of others: “Reasonably believed that the conduct was necessary to avoid some harm to society that would exceed the harm caused by the conduct” MPC: Would argue D had a subjective good-faith belief in … 3.09: mistake but was negligent or reckless: “state would argue that the D was mistaken but was negligent to the use of force against a law enforcement officer.”