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notes Kotov17

Kotov, R., Krueger, R. F., Watson, D., Achenbach, T. M., Althoff, R. R., Bagby, R. M., …
Zimmerman, M. (2017). The Hierarchical Taxonomy of Psychopathology ( HiTOP ): A
Dimensional Alternative to Traditional Nosologies, 126(4), 454–477.
HiTOP: Hierarchical Taxonomy Of Psychopathology is a dimensional, integrative
framework for thinking about psychopathology that is pitted against categorical ways of
thinking about psychopathology. To this end, the HiTop framework can be viewed as a
set of testable hypotheses.
1. It moves away from categorical descriptions – i.e., descriptions of kind, one-setof-criteria-fits all diagnoses, to descriptions that vary based on degree, and
reflect individual differences across the entire population.
2. Dimensions are arranged hierarchically. In term of the how – it might be helpful
to look at figure 2 on pg.461. I’ll quickly walk over the terminology associated
with each of the levels.
 Signs and symptoms: It’s what we assess for when we do the SCID
Homogeneous components are constellations of closely related symptom
manifestations; for example, fears of working, reading, eating, or drinking in
front of others form performance anxiety cluster
Maladaptive traits are specific pathological personality characteristics, such
as submissiveness or narcissism. These are latent.
Syndromes are a blend of components + traits, that contribute to the
development of psychopathology. So, at this level, the signs and symptoms,
components, and maladaptive traits together, give rise to mental disorders.
Now, there is sufficient predictive power at this level, i.e., there is enough
unique variance to differentiate psychopathologies – provided that we control
for the related hierarchical factors above this level.
Subfactors are groups of closely related syndromes; so, in this figure, all the
phobias, OCD, and panic disorder are related to the Fear subfactor. Similarly,
MDD, GAD, PTSD, BPD are explained by the Distress subfactor.
So, now going back to syndromes: if I wanted information unique to say,
MDD, I would statistically control for the variance explained by the “Distress”
subfactor and then account only for the variance associated with MDD that is
coming from signs and symptoms, homogenous components, and
maladaptive traits.
Anomalies: Panic disorder appears to have features of both fear and distress
and has been found to load on both subfactors. Also, OCD is a relatively
weak member of the fear cluster and shows some overlap with the thought
disorder dimension.
Spectra are larger constellations of syndromes, such as an internalizing
spectrum composed of syndromes from fear, distress, eating pathology, and
sexual problems subfactors. Spectra are an answer to the “classic problem”
of co-occurring mental disorders, since they account for comorbidity between
Anomalies: At present, it is unclear whether the mania subfactor belongs to
the internalizing or thought disorder spec- trum or blends features of both
Superspectra are extremely broad dimensions comprised of multiple spectra,
such as a general factor of psychopathology (p; Caspi, 2014) that represents
the liability shared by all mental disorders.
Categories seek to “carve nature at its
joints”. Imposition of artificial categories in
naturally dimensional phenomena. As a
result of forceful categorization, there is
loss of information.
Test-retest reliability is poor, since
“carving nature at its joints” is based on
what makes sense.
Does not rest on the assumption that
mental disorders ate categorical;
no loss of info.
Test-retest reliability is high; based on
structural model evidence.
Is not able to explain transdiagnostic
conditions and co-occurring disorders
Individual at subthreshold? At best, an
NOS diagnosis.
By virtue of a shared-covariance
hierarchical model, co-occurring disorders
are readily explained.
Everyone is included!
EFA and CFA to test the fit of hypothesized structures to data
Class-based models. E.g. latent variable analysis. Not particularly useful
since it identifies only extreme dimensions – i.e., suitable if interest is in
someone who is severely depressed (so severe MDD diagnosis) or someone
with very mild depression (mild MDD).
Advocate for factor mixture models
1. Go for ranges: Just like you have ranges of blood pressur or fasting glucose,
provide ranges description of psychopathology, rather than a clear cut-off.
Significant advances in the case of intellectual disability where ranges of
intelligence and flexibility in adaptive functioning are used as diagnostic
descriptors for intellectual disability.
RDoC: Bottom-Up; biologically driven
HiTOP: More top-down
Let’s find a meeting ground; integrate top-down and bottom-up approaches.
The internalizing dimension accounts for the comorbidity among depressive, anxiety,
posttraumatic stress, and eating disorders, as well as sexual dysfunctions and
obsessive–compulsive disorder (OCD).
The externalizing dimension captures comorbidity among substance use disorders,
oppositional defiant disorder (ODD), conduct disorder, adult antisocial behavior,
intermittent explosive disorder (IED), and attention-deficit-hyperactivity disorder
More recently, a thought disorder spectrum was identified, which encompasses
psychotic disorders, cluster A PDs, and bipolar I disorder.
Finally, initial evidence suggests existence of an additional somatoform spectrum
Goal is to explicate personality organization using factor analysis across different
operationalizations of personality. Consistent results indicating five domains: negative
affectivity, psychoticism, disinhibition, antagonism, and detachment (i.e., social
For example, negative affectivity would be a common theme for dependent, avoidant,
and borderline PDs. W.r.t. the FFM operationalization of personality, NA maps onto
neuroticism. Similarly, antisocial, narcissistic, histrionic, borderline and paranoid PDs
likely reflect antagonism. W.r.t. FFM operationalization of personality, antagonism maps
onto low agreeableness.
Cross-Talk: Joint Structures
See figure 1.
The HiTOP spectra are positively correlated. and these associations are consistent with
the existence of a general psychopathology factor or p factor.
Word of advice: Watch out for skip-logic: Skip logic like in the SCID can result in
incomplete symptom data for respondents who do not endorse the stem question.
See figure 3, for symptom components and maladaptive traits organized by spectrum.
Brief discussion of different questionnaires that capture at least 2 levels of the hierarchy
(e.g., Inventory of Depression and Anxiety Symptoms (IDAS)).
Applications of quantitative classification versus one based on “that make’s
1. Genetic studies concur with HiTOP model; factor analytically derived spectra
appear to reflect common genetic vulnerabilities.
2. Common environmental risk factors shape the spectra -e.g., discrimination
and childhood maltreatment are linked much more closely to spectra than to
unique aspects of disorders.
3. Neurobiological abnormalities may show clearer and stronger links to the
HiTOP dimensions than to traditional diagnostic categories, because
empirically derived dimensions offer greater informational value and
specificity. For example, Nelson, distress subfactors are associated with
blunted neural reactivity to all stimuli, whereas fear subfactors are associated
with enhanced reactivity to negative stimuli.
4. Fourth, quantitative dimensions can effectively capture illness course.
Categorical outcomes such as remission and recovery are controversial as
they lack natural benchmarks. In contrast, dimensions can characterize the
outcome at every level of psychopathology from severe impairment to
subthreshold symptoms to full recovery.
5. A quantitative organization may explain and predict the efficacy of treatments,
including limited diagnostic specificity of treatment response observed for
many interventions. For example, selective serotonin reuptake inhibitors
originally were regarded as antidepressants but subsequently were found to
be efficacious in treating anxiety disorders and are increasingly used in eating
disorders. Transdiagnostic cognitive–behavioral therapy and even disorderspecific psychotherapies have been found to reduce symptoms of various
internalizing conditions.
Eiko Fried:
“Psychopathological symptoms are inter-related in complex ways. What I am missing is
a discussion about the assumption that identified underlying constructs cause the
covariance among symptoms. Besides, what does it actually mean that the internalizing
factor causes the internalizing symptoms? What is the internalizing factor in the world?
These are important questions if we want to move the field of psychopathology research
The two approaches described above are not everything the field has to offer, an
alternative notion has emerged a few years ago that also explains why some symptoms
co-occur more than others. It does not posit mystic latent entities that everybody assumes
but nobody talks about. The covariance among symptoms is not due to a common cause,
but due to mutual interactions in a dynamic complex system. Depression is a good
example, where certain symptoms seem to occur together quite often. From the
perspective of networks, insomnia causes fatigue which triggers psychomotor and
concentration problems, instead of a latent factor depression (whatever that is) causing
these symptoms. I am not suggesting the network approach as a superior solution here
that is without difficulties, but merely for the sake of having all options that explain
symptom covariance on the table.”
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