PERGAMON Carbon 38 (2000) 805–815 Mesoscopic texture at the skin area of mesophase pitch-based carbon fiber Seong-Hwa Hong*, Yozo Korai, Isao Mochida Institute of Advanced Material Study, Kyushu University, Kasuga, Fukuoka 816 -8580, Japan Received 16 December 1998; accepted 26 July 1999 Abstract The development of mesoscopic texture, which describes the structural units 10–100 nm in size, at the transverse skin area in mesophase pitch-based carbon fibers as a result of heat-treatment were examined using a high resolution scanning electron microscope (HR-SEM). The graphitized carbon fiber was found to be composed of plate-like mesoscopic structural units defined as rectangular microdomains whose dimensions were 20 nm thick, 30–50 nm wide, and 50–100 nm long along the fiber axis. Graphitized fibers spun at 300 and 3108C contained microdomains which were usually arranged with their longer axis perpendicular to the fiber surface in the transverse skin area. Fibers spun at 300 and 3108C exhibited radial and random cross-sectional textures in their major core areas, respectively. The longer edges of the domains and microdomains formed the tops of the fibril and microfibril, respectively, in the longitudinal surface. The graphitized fiber spun at 3408C exhibited an onion-like texture in overall area and several layers of zig-zag microdomains formed the concentric surface. The encountering edge of two zig-zag microdomain units forming the top of fibrils exhibited smooth curvature where spurs run parallel along the fiber surface. The edge of rectangular microdomain faced directly to the surface in the carbonized fiber after the removal of the soluble component. Spurs in the surface were no longer observed to run parallel to the carbonized surface of the extracted fibers regardless of the transverse textures, suggesting that the basal planes observed in the surface of the unextracted fiber originate from the soluble fraction in the mesophase pitch. 2000 Elsevier Science Ltd. All rights reserved. Keywords: A. Carbon fibers, Mesophase; B. Heat treatment; C. Scanning electron microscopy (SEM); D. Textures 1. Introduction Mesophase pitch-based carbon fibers have attracted worldwide attention because of their superior performance [1–3]. The carbon fibers prepared from mesophase pitch synthesized from aromatic hydrocarbon by aid of HF / BF 3 as a catalyst, have excellent mechanical, thermal, and electrical properties [4–6], promising broad applications in commercial as well as other advanced areas. In spite of their anticipated future, much higher performance is still expected through the control of their mesoscopic textures [7–9]. The present authors have reported microdomains of ca. 50 nm as a mesoscopic structural unit in the mesophase *Corresponding author. Tel.: 181-92-583-7279; fax: 181-92583-7798. E-mail address: shhong@endomoribu.shinshu-u.ac.jp (S.-H. Hong). pitch and its derived carbon fibers [10]. Such a structural unit maintained its size in the transverse cross-section and longitudinal surface of the fiber up to graphitization temperatures. The microdomains in the mesophase pitch are aligned during the spinning step to form the fiber’s surface texture such as the pleat and fibril, and transverse cross-section showing linear, bent or looped domains aligned in radial, random and onion-like textures. The pleats and fibrils appear first in the carbonized fiber because the carbonization of the soluble fraction follows the morphology of the insoluble microdomain [11]. Curved domains in the transverse cross-section of the carbonized fiber become straight during graphitization because of the growth of graphene layers [12]. In the present study, the mesoscopic texture (10–100 nm size) at the transverse skin area 10 nm deep from the surface in the mesophase pitch based carbon fibers through heat-treatment up to 24008C and solvent extraction was observed using a high resolution scanning electron micro- 0008-6223 / 00 / $ – see front matter 2000 Elsevier Science Ltd. All rights reserved. PII: S0008-6223( 99 )00175-X 806 S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 scope (HR-SEM). The textures at the edge where the transverse and longitudinal surfaces meet tell us the threedimensional arrangement and morphology of microdomains and domains. Carbon fibers spun at 300, 310, and 3408C were reported to show radial, random, and onion transverse textures, respectively [12]. The extreme edges of microdomains and domains at the fiber surface may suggest either basal planes or prismatic edges of graphene units that may form in the surface of the graphitized fiber. The extracted fiber tells us the origins of mesoscopic texture and the influences of the extracted soluble fraction on the surface texture. 2. Experimental 2.1. Material A naphthalene-derived mesophase pitch of 2378C softening point and 100% anisotropy prepared with HF / BF 3 as a catalyst was supplied by Mitsubishi Gas Chemical Company [13]. The toluene and pyridine insoluble fractions of the mesophase pitch were 48 and 32 wt.%, respectively. 2.2. Preparation of fibers The mesophase pitch was melt-spun at 300, 310 and 3408C through a spinneret with a round nozzle 0.3 mm in diameter and L /D 5 3, using a laboratory scale monofilament spinning apparatus [14]. The average diameter of the carbon fiber was controlled to ca. 10 mm by spinning and extrusion rates of 300 m / min and 50 mg / min, respectively. The as-spun fiber was extracted with pyridine in a Soxhlet apparatus at its boiling point. Extraction was carried out for 1 week without agitation. The pyridine insoluble fraction (PI) of the as-spun fiber was ca. 40 wt.%. Both the as-spun and the PI fibers extracted were oxidatively stabilized in air at 2708C for 30 min using a heating rate of 0.58C / min. Both stabilized fibers were carbonized at 300–15008C in an Ar flow using a heating rate of 108C / min. The carbonized fibers were further graphitized at 2000 or 24008C for 30 min using a heating rate of 6.78C / min in Ar flow. 2.3. HR-SEM observation of carbon fibers The texture at the skin area of the mesophase pitchbased carbon fibers was observed by a high resolution scanning electron microscope (HR-SEM, JEOL JSM 6320F) at magnifications of 100,000 and 200,0003. The as-spun fibers were observed after coating with about 0.2 nm of platinum using ion beam sputtering. Fibers heattreated above 7008C were observed without such a coating. All fibers were cut in liquid nitrogen and were attached to a copper grid so that they stood parallel to the electron beam. The transverse cross-sectional edge of the surface was observed by tilting the fiber 108 to the electron beam. 3. Results 3.1. HR-SEM textures of graphitized fibers Fig. 1 shows HR-SEM photographs of the transverse cross-sectional surface in the graphitized fibers heat-treated at 24008C, which were spun at 300, 310, and 3408C. The fiber spun at 3008C (Fig. 1a) showed a radial texture in the overall transverse surface at low magnification. The core area about 1 mm from the fiber center showed a random texture. The fiber spun at 3108C showed a random transverse texture (Fig. 1b). An onion-like texture was found in the graphitized fiber spun at 3408C, exhibiting a hollow of 1 mm diameter in its center (Fig. 1c). A crack was already visible in the center of a fiber carbonized at 10008C as reported in a previous paper [12]. Fig. 2 shows HR-SEM photographs of the skin of the graphitized fiber spun at 3108C observed by holding the fiber axis parallel (08) and tilted at 308 to the electron beam. The photograph observed along the fiber axis (Fig. 2a) shows plate-like microdomains (ca. 20 nm thickness, 50 nm length) and domains (ca. 100–150 nm thickness, 500 nm length). Bright spurs were found running along the longer axis of the domain. A domain was found to contain several microdomains. Both domains and microdomains were arranged with their longer axes perpendicular to the fiber surface. The photograph observed by tilting 308 to the fiber axis shows the microfibrils, fibrils and pleats in the longitudinal surface of the fiber as well as microdomains and domains in the transverse section (Fig. 2b). The thin plate microdomains and domains meet perpendicular to the fiber surface where their edges form the tops of the microfibrils and fibrils, respectively. The domains at the skin area along the fiber axis form fibrils ca. 50–150 nm thickness. A relatively thick domain composed of several microdomains formed a thick fibril ca. 100–150 nm wide, while a thin fibril of ca. 30–50 nm width was formed by the arrangement of relatively thin domains. The arrangement of microdomains at the skin area formed microfibrils of ca. 20 nm within the fibrils. Several microdomains in the skin area formed the domains perpendicular to the surface which merged with the fibrils. In the graphitized carbon fiber, the three-dimensional plate-like shape of the microdomain was observed to form both longitudinal and transverse cross-sectional surfaces. The long edge of a plate was oriented along the fiber axis and the other edge merged perpendicular to the fiber surface at the skin area. Although the microdomains were continuously connected along the longitudinal axis of the S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 807 indicating curved basal planes parallel to the surface of the fiber (Fig. 2a-B). Fibrils and pleats were also observed on the surface fractured parallel to the fiber axis as well as on the outer surface (Fig. 2b-A). Cracks developed between the domains in the transverse cross-sectional surface. The fractures induced by these cracks were observed to propagate to gaps between the fibrils parallel to the fiber axis as shown at B in Fig. 2b. Fig. 3 shows HR-SEM photographs of the skin areas in the three fibers spun at 300, 310, and 3408C and graphitized at 24008C. The fibers spun at 300 (Fig. 3a) and 3108C (Fig. 3b) showed almost the same mesoscopic textures in the skin area in spite of the different overall transverse texture. The size and shape of the fibrils, microfibrils and pleats in the longitudinal surface were almost the same as those of the two graphitized fibers. Spherical alignment of spurs was commonly observed along the top of the microdomain (points A in Fig. 3a and b). The thickness of the fibrils in the longitudinal surface of the graphitized fiber spun at 3408C (Fig. 3c) was much larger than observed in the graphitized fibers spun at 300 and 3108C. The fiber with the onion-like texture exhibited definite zig-zag layers of microdomains along the fiber surface. The encountering edges of two microdomains connected to each other formed the curved top merging into the fibril in the longitudinal surface as shown at A in Fig. 3c. The spurs also run parallel to the surface within the microdomain, exhibiting smooth curvature where they meet (point B in Fig. 3c). 3.2. HR-SEM textures of carbonized fibers Fig. 1. HR-SEM photographs of transverse cross-section of the mesophase pitch-based carbon fibers heat-treated at 24008C: spinning temperature (a) 300, (b) 310, and (c) 3408C. fiber, valleys between microdomains were clearly observed in the surface. The edge of the rectangular microdomain within ca. 10 nm of the fiber surface showed a round top which aligned parallel to the surface. The high resolution closed up spurs running within the microdomain. They were basically aligned parallel to the longer axis of the microdomain as shown in Fig. 2a-A. However, the spurs were observed spherically aligned at the very top of the microdomain, Fig. 4 shows HR-SEM photographs of the skin area in the carbon fibers heat-treated at 10008C. Although the domains exhibited a round shape and vague contour which were more bent at the skin area than in the respective fibers graphitized at 24008C, the mesoscopic textures in the transverse skin area were almost the same as those of the respective graphitized fibers. The shorter edges of the rectangular domains and microdomains also faced the surface, forming fibrils and microfibrils, respectively, as shown at points A in Fig. 4a and b. The carbonized fiber spun at 3408C exhibited zig-zag layers of microdomains along the fiber surface as shown at A in Fig. 4c. The fibrils were almost the same thickness (ca. 50–150 nm) as those of the graphitized fiber. The parallel line up of spurs along the fiber periphery at the surface was also observed, although the thickness of the surface layer was larger (around 50 nm) than that of the graphitized fibers. 3.3. HR-SEM textures of as-spun and extracted fibers Fig. 5 shows HR-SEM photographs of the skin area in the three as-spun fibers. The mesoscopic textures in the transverse skin areas of these three kinds of as-spun fibers 808 S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 Fig. 2. HR-SEM photographs of the skin area observed from (a) parallel (08) and (b) 308 to the fiber axis in the mesophase pitch-based carbon fiber heat-treated at 24008C: spinning temperature 3108C. The longer axes of the microdomains are aligned parallel to the fiber surface as shown in A. The spurs are also aligned parallel to the longer axis of the microdomains within them as shown in B. did not show any differences. Neither fibrils nor pleats were observed in the longitudinal surface, although wavy ripples were evident. Microdomains of ca. 50 nm in diameter were observed in the transverse cross-sectional surface, although no particular transverse texture was recognized. Fig. 6 shows HR-SEM photographs of the skin area in the three as-spun fibers after extraction with pyridine and successively heat-treated at 10008C. These fibers had definitely more straight domains than those of the carbonized fibers obtained without pyridine extraction regardless of the macroscopic transverse textures. The spurs and graphene edges along the longer axis of microdomain faced directly to the fiber surface after the removal of the soluble component. The microdomains and spurs running parallel to the fiber surface disappeared in the carbonized fiber after the extraction, although the orientation of microdomains was basically the same as for carbonized fibers without extraction. A much sharper angle was observed at the junction of two zig-zag microdomains at the skin area in the extracted as-spun fiber spun at 3408C than in the corresponding graphitized fiber. Hence, no spur running around the top or any encounter edge of the microdomains was observed any longer as shown at A in Fig. 6a–c. 4. Discussion 4.1. Mesoscopic texture at the skin area of mesophase pitch-based graphitized fiber The present study was aimed at clarifying the mesoscopic texture of mesophase pitch-based graphitized carbon fibers especially at the skin area in its transverse section where the texture exhibits three-dimensional shape and dimension of the microunits in the carbon fiber. The graphitized fiber consists of rectangular plate-like microdomains of dimensions 20 nm thick, 30–50 nm wide, and 100–150 nm long. Several such microdomains form domains with linear, bent and loop shapes in the transverse section. The domains are macroscopically arranged typically in radial, random, and onion-like texture as often reported [15,16]. The edges of the microdomains in the transverse section are of special interest in the present study. The longer edges of the rectangular plate-like microdomains are oriented perpendicular to the surface in the radial and random textures, indicating apparently that the prismatic edges may meet perpendicular to the fiber surface, although domains in the former and latter textures are principally radial and very random, as illustrated in Fig. 7. S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 809 Fig. 3. HR-SEM photographs of the skin area in the mesophase pitch-based carbon fibers heat-treated at 24008C: spinning temperature (a) 300, (b) 310, and (c) 3408C. Spherical alignment of spurs was observed along the top of the microdomain as shown at points A in (a) and (b). The encountering edges of two microdomains formed the curved top merging into the fibril as shown at A in (c). The spurs also run parallel to the surface within the microdomain as shown at B in (c). In marked contrast, several layers of microdomains in the onion-like texture are arranged in a zig-zag manner with their longer edges along the surface, connecting smoothly two microdomains at their longer edges where the small basal planes bridge these two edges. The thickness of the layer was under 10 nm. Hence, basal planes appear to form the major surface of the fiber as expected from the macroscopic view. The longer edge of a microdomain in the transverse section of radial and random textures appears to merge into 810 S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 Fig. 4. HR-SEM photographs of the skin area in the mesophase pitch-based carbon fibers heat-treated at 10008C: spinning temperature (a) 300, (b) 310, and (c) 3408C. The shorter edges of the rectangular microdomains and domains faced the surface, forming microfibrils and fibrils, respectively, as shown at points A in (a) and (b). Zig-zag layers of microdomains along the fiber surface were observed as shown at A in (c). a microfibril at the surface of the fiber. Hence, the thickness of a microfibril reflects the width of a microdomain plate along the fiber axis. In contrast, the longer axis of a plate-like microdomain forms a half of the fibril in the onion-like texture. Hence, the thickness of a fibril in this texture is much larger than that observed in the radial or random textures. The connection point of two microdo- mains corresponds to the hill within a fibril in the fiber of onion-like texture. Such a carbon fiber mesostructure raises the question of whether graphene prismatic edges or basal planes cover the surface. The arrangement of the rectangular microdomains seems to suggest that prismatic edges do this for the radial and random textures while basal planes do it for the S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 811 Fig. 5. HR-SEM photographs of the skin area in the mesophase pitch-based as-spun fibers: spinning temperature (a) 300, (b) 310, and (c) 3408C. onion-like texture. However, observation under very high magnification exhibits a round surface in the former two fibers where spurs of graphene layers were arranged to follow the morphology of the top of the microdomain, suggesting that basal planes also cover the surfaces of both radial and random textures. STM of the graphitized surface suggests the dominance of basal planes on the surface of the carbon fiber [17]. The first layer of the surface must be microscopically analyzed, since the surface may govern the reactivity of carbon surface in the oxidative pretreatment of the carbon fiber as a composite filler. 4.2. Development of mesoscopic texture Mesoscopic texture has been reported to develop during the spinning, carbonization, and graphitization steps [11,12]. The mesophase pitch carries mesoscopic units of rod-like microdomains which are arranged by the spinning 812 S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 Fig. 6. HR-SEM photographs of the skin area in the mesophase pitch-based as-spun fibers extracted with pyridine and successively heat-treated at 10008C: spinning temperature (a) 300, (b) 310, and (c) 3408C. No spur running around the top or any encounter edge of the microdomains was observed any longer as shown at points A in (a)–(c). process [10]. Any microdomain in the mesophase pitch and as-spun fiber is not distinguishable unless extraction closes up the arrangement of the insoluble fractions. It must be emphasized that the arrangement of the insoluble microdomains is basically maintained in the graphitized fiber, acting as the skeleton of the mesoscopic texture. Carbonization above 7008C develops a definite mesoscopic texture and hence a macroscopic texture, the soluble fraction being converted into infusible carbon by maintaining the arrangement of the insoluble fraction by virtue of the stabilization [12]. Such an origin and development scheme of the mesoscopic textures is illustrated in Fig. 7. The as-spun fibers do not show any particular transverse texture because of the soluble fraction. However, solvent S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 813 Fig. 7. Origin and development scheme of the transverse skin area in the mesophase pitch-based carbon fibers through the heat-treatment. 814 S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 Fig. 7. (continued) extraction closes up the transverse textures such as radial, random, and onion shape according to the spinning temperatures, although no line up of spurs in the microdomain is observable in the fibers at this stage. In the radial fiber, linear domains are dominant in the skin area, being placed perpendicular to the fiber surface, and the linearity of domains increases during graphitization. The bent domains in the random fiber are also maintained up to the graphitization temperature of 24008C. The fiber spun at 3408C, which is macroscopically of an onion-like texture, exhibits a zig-zag alignment of microdomains in the skin area and shows a sharper angle between two microdomains in the carbonized fiber than for the graphitized fiber. The graphitization enlarges the graphene sheet to flatten the encounter of the graphene units because of the shrinkage along the radial direction. The graphite structure is developed by graphitization above 15008C where the graphene layers grow in two directions of stacking height and area, increasing both Lc and La values, respectively, in the graphitizable carbon. Such crystal growth changes the rod-like microdomain into a rectangular shape and gently curved-domains consisting of several microdomains are forced to take linear, bent and loop shapes with sharper angles at their connections. Such development of mesoscopic texture is also true at the skin area in the transverse section. The straight rectangular plates are arranged perpendicularly or in a zig-zag fashion parallel to the surface as observed in the former radial, random, and the latter onion-like textures, respectively. 4.3. Spinning The rod-like microdomains in the mesophase pitch are deformed by spinning into plates with curved peripheries in the as-spun fiber. Such plates are arranged in the longitudinal direction to form a microfibril. An important factor in orientation is whether the shorter or longer edges of the microdomain plate face the surface. While a lower viscosity seems to favor shorter edges, a higher viscosity favors longer edges. The viscosity–orientation correlation has been discussed from a macroscopic view to explain the radial, random and onion textures of the domains [14]. Hence the typical microdomain orientation–viscosity correlation may be restricted to a skin area of a few hundrednanometres thickness where strong interaction with the spinneret wall governs the orientation. Whether basal plane or prismatic edges cover the surface of the fiber cannot be exclusively concluded with the resolution of HR-SEM of the present study. The spurs and graphene edges directly face the fiber surface after the removal of the soluble component and successive carbonization as described above, suggesting that the basal plane observed in the fiber surface may originate from smaller molecules of the soluble fraction which become stacked S.-H. Hong et al. / Carbon 38 (2000) 805 – 815 parallel to the surface. 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