SMARTT Polymer Technology® Targets and Delivers mRNA to the Liver Pierrot Harvie, Ph.D. 1st International mRNA Health Conference Tübingen, October 23-24, 2013 ® ® Outline SMARTT Polymer Technology® Enables mRNA Delivery to the Liver o SMARTT Polymer Technology® Background o Polymer Biodistribution and NHP Safety o SMARTT Polymer Technology® Delivers mRNA In Vivo o mRNA Nanoparticle Characteristics o FLUC mRNA Nanoparticle In Vivo Activity o mRNA Nanoparticle Stability o Conclusion ® 2 © 2013 PhaseRx, Inc. All rights reserved. Introduction Introduction to PhaseRx o Six year old biotech company, located downtown Seattle, WA. USA o SMARTT Polymer Technology® delivers therapeutic macromolecules into the cytoplasm where they can access the drug targets o PhaseRx has developed SMARTT Polymer Technology® into a robust platform for the delivery of siRNA o SMARTT Polymer Technology®-mRNA nanoparticles deliver mRNA to the liver in vivo, providing significant opportunities for the treatment of orphan liver disease ® 3 © 2013 PhaseRx, Inc. All rights reserved. SMARTT Polymer Technology® ® 4 © 2013 PhaseRx, Inc. All rights reserved. PhaseRx SMARTT Polymer Technology® Delivery System is a Linear, Multi-Domain Vinyl Polymer Polymer Block 1: Hydrophilic Block mRNA Complexation Agent Polymer Block 2: Targeting Ligand (NAG) Endosome Release Block Hydrophobic Monomers Carboxylic Acid Monomers Tertiary Amine Monomers ® 5 © 2013 PhaseRx, Inc. All rights reserved. Active Polymer Targeting NAG Polymers, but not Mannose Polymers, Target Hepatocytes In Vivo NAG Targeted Polymer 6 Mannose Targeted Polymer Cy3-siRNA/Phalloidin/DAPI © 2013 PhaseRx, Inc. All rights reserved. ® Polymer Biodistribution and NHP Safety ® 7 © 2013 PhaseRx, Inc. All rights reserved. 14C-Polymer-siRNA Biodistribution/Excretion Study Polymers Efficiently Target the Liver and are Rapidly Cleared o Tissue distribution results from QWBA and tissue homogenates: o Rapid and efficient targeting o 95% of the injected polymer dose is targeted to the liver by 2 hours o <0.5% of dose in spleen, bone marrow, lymph nodes, skeletal muscle, small intestine mucosa, skin o Main route of polymer clearance from liver is into bile and then feces o 71% of dose is cleared into bile by 72 hr ® 8 © 2013 PhaseRx, Inc. All rights reserved. Non-Human Primate Study with MET siRNA Good KD and Tolerability with Polymer-MET siRNA Conjugate in NHPs o Single dose study with Polymer-MET siRNA conjugate in cynomolgus monkeys o >50% MET mRNA and protein KD was observed 7 days post dose with a dose response o MET siRNA polymer conjugate was well-tolerated o No significant dose-related changes observed in serum chemistry, hematology, coagulation, or histopathology in liver, spleen, or kidney o No change in complement activity or increase in IL-6 cytokine levels ALT 400 2.0 Buffer 1 mg/kg MET siRNA 1.4 mg/kg MET siRNA 2.4 mg/kg MET siRNA 300 1.5 ALT U/L MET mRNA Relative Expression MET mRNA at 7 Days Post Dose 1.0 200 100 0.5 0.0 Buffer 1.0 mg/kg 1.4 mg/kg 2.4 mg/kg 0 0 MET siRNA 1 2 3 4 5 6 7 8 Days Post Dose ® 9 © 2013 PhaseRx, Inc. All rights reserved. SMARTT Polymer Technology® Delivers mRNA In Vivo ® 10 © 2013 PhaseRx, Inc. All rights reserved. PhaseRx SMARTT Polymer Technology® Polymers For mRNA Delivery o SMARTT Polymer Technology® has demonstrated success for delivery of siRNA to hepatocytes o Targeting minimizes unexpected off-target activities o Robust, manufacturable, tested in vivo in large animals o No induction of innate immunity o The polymer system for mRNA delivery is a linear multi-domain delivery system that is targeted to liver hepatocytes with an N-acetylgalactosamine ligand o The polymers have been engineered to carry additional functionality specifically for mRNA o Biodegradable cationic charge moiety controls the association of the polymer with the mRNA o Polymer-mRNA nanoparticles are highly effective in the delivery of mRNA to the liver ® 11 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: Self-Assembly Self-Assembly Process Between the Polymer and the mRNA Formulation Process: o The mRNA and the polymer stock solutions were prepared in aqueous buffer o Equal volumes of the polymer and mRNA solutions were mixed together o Formulations were stored at 4oC overnight prior to injection Formulation Characterization: o The particle size was measured at pH 7.4 o The zeta-potential was measured at pH 7.4 and pH 4.0 o The mRNA condensation was measured by dye accessibility (SYBR® Gold ) o The mRNA integrity was accessed by agarose gel electrophoresis ® 12 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: mRNA Compaction mRNA Condensation Using Polymer Nanoparticles o mRNA formulated at a range of N/P ratios o mRNA becomes inaccessible to SYBR® Gold SYBR Gold Dye Accessibility 100 % Dye Accessibility PRX392-3 PRX-LUC-1092 80 PRX398-1 PRX-LUC-1098 60 40 20 0 0 1.75 3.5 7 N/P ® 13 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: mRNA Compaction PRX-LUC-1092 Compared to the Cationic Complexation Agent Alone o PRX-LUC-1092 showed small particle size compared to the cationic complexation agent o PRX-LUC-1092 has lower mRNA compaction compared to the cationic complexation agent SYBR Gold Dye Accessibility PRX-LUC-1092 100 PRX-LUC-1092 1000 Cationic complexation agent 80 Z-Average (nm) % Dye Accessibility Z-Average for mRNA 60 40 20 Cationic complexation agent 800 600 400 200 0 0 0 1.2 2 N/P 4 7 1.2 2 N/P 4 7 ® 14 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: Size Distribution Particle Size Distribution Before and After Polymer Addition to the mRNA Size Distribution by Intensity Intensity (%) 15 10 5 0 0.1 1 10 100 1000 10000 Size (d.nm) Polymer Record 55: PRX392 no mRNA Polymer mRNA w ith mRNA Record 56:+PRX392 o A shift in the particle size distribution was observed after polymer addition to the mRNA ® 15 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: Formulation Reproducibility Nanoparticle Characteristics of Multiple Formulation Batches Formulation Z-Ave (nm) PRX-LUC-1092 67 ± 9 PDI PRX-LUC-1098 59 ± 5 0.31 ± 0.04 0.45 ± 0.05 ZP pH 7.4 (mV) ZP pH 4.0 (mV) % Dye Access 5±2 11 ± 2 26 ± 3 6±1 13 ± 1 12 ± 1 ® 16 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: In Vivo Analysis In Vitro/In Vivo Activity Testing o Commercially available Luciferase mRNA o 5’-cap, Poly A tail o ~2000 nucleotides o Modified mRNA o In vitro testing o Transfection in HeLa cells for luciferase activity/cell viability. o In vivo testing using IVIS Lumina System for live luciferase imaging o Formulation Screening o IV injections via tail vein o 1 mg/kg Luc mRNA ® 17 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: In Vivo Activity In Vivo Luminescence Imaging - Controls Buffer Free Luc mRNA at 1 mg/kg Imaging 3 hours post i.v. dose IVIS Lumina II can only image 3 mice at a time ® 18 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: In Vivo Activity Luciferase mRNA Expression in Liver with PRX-LUC-1092 1 mg/kg Luc mRNA/ PRX-LUC-1092 Imaging 3 hours post i.v. dose ® 19 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: In Vivo Activity Luciferase mRNA Expression in Liver – Luminescence Values Luminescence (Photon/sec) In Vivo Luminescence 1.0×10 8 1.0×10 7 1.0×10 6 1.0×10 5 1.0×10 4 3 hr 6 hr Buffer 3 hr 6 hr Luc mRNA only 3 hr 6 hr PRX-LUC-1092 3 hr 6 hr PRX-LUC-1098 ® 20 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: Innate Immunity No Cytokine Induction using PhaseRx mRNA Nanoparticles Serum IFN-α at 6 hours Post IV Dose 300 pg/mL 200 100 LOD 0 Buffer PRX-LUC-1092 PRX-LUC-1098 PhaseRx mRNA nanoparticles did not show any TNF-α or IL-6 in serum at 6 h ® 21 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles: Stability Nanoparticle Characteristics Before and After a Freeze Thaw Cycle Formulation Z-Ave (nm) ZP pH7.4 ZP pH 4 % dye Access PDI PRX-LUC-1092 stored 24h at 4oC 65 0.303 5 13 20 PRX-LUC-1092 stored 24h at -80oC 70 0.309 5 11 20 Size Distribution by Intensity Intensity (Percent) 10 8 6 4 2 0 0.1 1 10 100 1000 10000 Size (d.nm) Record 28: PRX-LUC-1092 24h at 4C Record 29: PRX-LUC-1092 After 24 h at -80C ® 22 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles mRNA Nanoparticle is Active After a Freeze-Thaw Cycle 1.0× Luminescence (Photon/sec) 10 9 In Vivo Luminescence Imaging 3 hr Single Dose, IV Injection 1.0×10 8 1.0×10 7 1.0×10 6 1.0×10 5 1.0×10 4 Buffer -80oC 4oC PRX-LUC-1092 ® 23 © 2013 PhaseRx, Inc. All rights reserved. Polymer-mRNA Nanoparticles Summary o mRNA delivery to liver obtained with two different polymer nanoparticle formulations o Luciferase expression in liver 2-3 logs above background o No increase in the IFN-α, TNF-α and IL-6 plasma level at 6h o Particle size is less than 100 nm o Formulation stability after freeze thaw cycle at -80oC o Formulation stability for 1 week at 4oC o Metabolism study shows >95% targeting to the liver and the polymer is rapidly cleared via the biliary route o NHP safety data indicate a favorable polymer safety profile o Next Steps: o Optimize formulation parameters o Test new constructs o Evaluate other mRNA targets ® 24 © 2013 PhaseRx, Inc. All rights reserved. Acknowledgments PhaseRx Contributing Team Biology: o Mary Prieve, Ph.D. o Allen Li, M.D., Ph.D. o Tod Brown, Ph.D. o Oleksandr Baturevych, MSc. o Amber Paschal, MSc. Chemistry: o Sean Monahan, Ph.D. o Mike DeClue, Ph.D. o Russell Johnson, Ph.D. o Debashish Roy, Ph.D. o Maher Qabar , Ph.D. Executive Team: o Paul Johnson, Ph.D. CSO o Robert Overell, Ph.D. President and CEO ® 25 © 2013 PhaseRx, Inc. All rights reserved. Contact Information Pierrot Harvie, Ph.D. Phone: 206.805.6303 Email: Pierrot@phaserx.com 410 W. Harrison Street, Suite 300 Seattle, WA 98119 www.phaserx.com ® 26 © 2013 PhaseRx, Inc. All rights reserved. ® ®