T h e o f f i c i a l m a g a z i n e o f T h e a m e r i c a n S o c i e T y f o r h e a lT h c a r e e n g i n e e r i n g • f a l l 2 0 15 insideASHE www.ashe.org EARN CEUs WhilE READiNG INSIDE ASHE learn more on page 8 1 Co Sp mm ec feat issi ial Se ur o ct Ins ed in t ning ion! ide his i Ins s Pa AS sue o ider ge HE f 4 of facility operations We make data big™. These days, everyone’s making a big deal of big data. But the fact is, Automated Logic has been putting analytics to work in buildings for more than 30 years. We design and develop intuitive, intelligent, complete controls that make it easy for building owners and managers to understand data, make decisions and balance efficiency with occupant comfort. We are a world leader in energy solutions, and in making data simpler, we make it big. We make data big. Next level building automation engineered to help you make smart decisions. automatedlogic.com © Automated Logic Corporation, 2015. All rights reserved. insideASHE 06 Letter from the President 08 What’s New recognizes outstanding 10 ASHE members, facilities with awards By David A. Dagenais, BS, CHSP, CHFM, FASHE ASHE at a glance By Deanna Martin if? Thinking through 15 What emergency scenarios By Dave Schonfelder, BS, CHFM, CHSP FALL 2015 the future of health care: 36 Securing A hospital’s approach to alternate energy solutions By Benjamin S. Blankenship, CHFM 39 Member Spotlight 41 Commissioning Insider 62 Advertisers’ index matter: Understanding patient 18 Words vicinity and patient space By Krista McDonald Biason, PE Joint Commission collaborate 21 ASHE, on compliance resources By Deanna Martin delivery models, 22 Changing changing needs: Energy management in smaller facilities Linda Dickey, RN, MPH, CIC 18 Commissioning Insider How ASHE’s commissioning process can reduce costs and create more efficient facilities By Robin M. Laub 24 and acquisitions: Reducing 24 Mergers the cost of facility operations in the changing health care landscape By Edmund Lydon, MS, CHFM, SASHE value of complete and accurate 28 The fire protection and life safety documentation in health care By Dale Wilson, RA, AIA overtime costs: Different 32 Controlling solutions for different facilities By John R. Franks, CHSP, CHFM operations cost reduction 34 Facility through best practices Beginning on page 41 36 By Nick Burke, PE insideASHE is the official quarterly publication of the American Society for Healthcare Engineering of the American Hospital Association 155 N. Wacker Drive, Suite 400 Chicago, IL 60606 P: 312-422-3800, F: 312-422-4571 www.ashe.org, ashe@aha.org ASHE PRESIDENT David A. Dagenais, BS, CHSP, CHFM, FASHE Director of Plant Operations/Security Wentworth/Douglass Hospital ASHE STAFF Senior Executive Director Dale Woodin, CHFM, FASHE dwoodin@aha.org Deputy Executive Director of Advocacy Chad E. Beebe, AIA, SASHE cbeebe@aha.org Deputy Executive Director of Operations Patrick J. Andrus, MBA, CAE pandrus@aha.org Director, Administration and Governance Sharon Autrey, MPA, CAE sautrey@aha.org Director, Leadership Development Tim Adams, FASHE, CHFM, CHC tadams@aha.org Communications Manager and Inside ASHE Managing Editor Deanna Martin dmartin@aha.org For a complete staff list, please go to www.ashe.org/about/staff.html PUBLISHED BY 5950 N.W. First Place Gainesville, FL 32607 800-369-6220 www.naylor.com Publisher: Jack Eller Editor: Heather Williams Project and Sales Manager: David Freeman Advertising Lead: Chris Zabel Marketing: Cayla Degen Design and Layout: Dan Proudley Advertising Sales: Loren Burney, Anook Commandeur, Krys D’Antonio, Shaun Greyling, Debbi McClanahan, Jacqueline McIllwain, Beth Palmer, Marjorie Pedrick, Debbie Phillips, Vicki Sherman, Matthew Yates For advertising inquiries, please contact Chris Zabel directly at 352-333-3420. To submit editorial content for review, please contact Deanna Martin directly at 312-422-3819. ©2015 ASHE, all rights reserved. The contents of this publication may not be reproduced in whole or in part, without the prior written consent of ASHE. PUBLISHED SEPTEMBER 2015 ENV-Q0315 • 1202 An interactive digital version of insideASHE is available at www.ashe.org www.ashe.org 5 Letter from the President T David A. Dagenais, BS, CHSP, CHFM, FASHE ASHE President Director of Plant Operations/Security Wentworth/Douglass Hospital Dover, New Hampshire his summer, ASHE held its 52nd Annual Conference and Technical Exhibition in Boston. As a native of the Northeast, I was proud to attend this event as ASHE president, to see familiar faces, and to reconnect with our members. Most importantly, I was proud that the event provided our members the education and networking needed to thrive in a challenging health care climate. Several sessions at this year’s Annual Conference were focused on operational excellence. These sessions provided information on how to lower operating costs and find more efficient ways to provide safe, healing environments for our patients. This edition of Inside ASHE is also focused on reducing the cost of facility operations. You’ll find articles on reducing energy costs, using health system integration to create efficiency, reducing overtime staffing, and more. In addition, this edition contains a special section on commissioning, a process that can save resources and create efficiency. ASHE’s two books on the health care commissioning process—both available at www.ashestore.com—can provide further information and step-by-step instructions on how to use the commissioning process to reduce costs. To help hospitals reduce utility costs, which are one of the biggest expenditures for most facility departments, ASHE created the Energy to Care benchmarking and awards program. We’ve seen tremendous growth in the program this year, with more than 1,000 facilities participating. Congratulations to the facilities that won 2015 Energy to Care Awards by reducing energy use. And for those of you who aren’t familiar with the program or who haven’t used it to help track and reduce utility costs, I encourage you to visit www.energytocare.com to learn more and sign up. Facility professionals are involved in many aspects of health care, but reducing operational costs is a critical part of our jobs. Our organizations are counting on us to help in this area, and I hope the ideas presented here spark your interest and spur you to find your own solutions. When you do, consider sharing your ideas with fellow ASHE members by submitting your own article (you can do that at www.ashe.org/ publish). By sharing information—whether it’s through articles and publications or discussions at the Annual Conference—ASHE members can continue to help each other as we work to meet the challenges of tomorrow. “Facility professionals are involved in many aspects of health care, but reducing operational costs is a critical part of our jobs. Our organizations are counting on us to help in this area, and I hope the ideas presented here spark your interest and spur you to find your own solutions.” Sincerely, 6 inside ashe | Fall 2015 What’s New ASHE at a glance Scholarship supports continuing education for members A new scholarship is providing continuing education funding for facility professionals and others involved in optimizing the health care physical environment. ASHE recognized the first group of recipients of the Ilse B. Almanza Scholarship at its 52nd Annual Conference and Technical Exhibition in Boston. The scholarship paid the way for 12 ASHE members to attend the conference and benefit from education and networking opportunities. ASHE created the scholarship in memory of Ilse Almanza, ASHE’s longtime education planner who for years helped develop, plan, and deliver education to ASHE members. “Ilse had a passion for lifelong learning that inspired all of us who knew her,” said ASHE Senior Executive Director Dale Woodin, CHFM, FASHE. “We created the scholarship to honor her memory and to provide continuing education for others.” ASHE is now accepting donations to help fund the Ilse B. Almanza Scholarship and provide continuing education opportunities in the future. Organizations looking for a way to demonstrate their commitment to the field of health care facility management can learn more at www.ashe.org/scholarship. ASHE expands member resources with help from thought leaders A SHE is working with several organizations with expertise in the health care facility management field to help expand member benefits and resources. Many of the new resources will help ASHE members reduce operational costs through energy efficiency. ASHE is working with power management company Eaton, for example, to add more how-to guides to the Sustainability Roadmap for Hospitals website (www.sustainabilityroadmap.org), which provides free, practical, vendor-neutral tools to help health care facilities reduce their environmental footprints and reduce costs. In addition, Eaton will author two new management monographs on energy efficiency and power reliability, which will be reviewed and published by ASHE. Each monograph will be followed by a webinar, available to ASHE members at no charge, to provide additional information and allow for questions and answers. ASHE’s new relationship with Eaton follows a model that has previously shown success. For years, Trane has sponsored a number of ASHE programs including ASHE’s Leadership Institute, which helps develop new leaders within the ASHE membership. Johnson Controls, meanwhile, is sponsoring ASHE’s Energy to Care, an energy benchmarking and awards program. Schneider Electric partnered with ASHE to develop a national internship program that supports ASHE’s succession planning strategic imperative. Grainger and Caterpillar recently sponsored live streaming from ASHE conferences so members could, at no cost, watch certain sessions without traveling to the conference. 8 inside ashe | Fall 2015 Earn continuing education units through Inside ASHE A SHE members can earn free continuing education units by reading this fall 2015 edition of Inside ASHE and passing a quiz based on articles in this issue. Those wishing to earn 0.1 CEU (1 contact hour) from the American Hospital Association should follow these instructions: 1. Read this edition of Inside ASHE and understand the articles. 2. Go online to www.prolibraries.com/ ashe and create a ProLibraries account if you have not already done so. 3. Click on “Continuing Education” in the left column to access and take the online quiz. 4. Members who pass the quiz will be able to print a CEU certificate for 1 contact hour (0.1 CEU). Step-by-step instructions for registering with ProLibraries are available at www.ashe.org/insideasheceus. Eligibility information • To earn CEUs through the fall 2015 edition of Inside ASHE, you must be an ASHE member as of Sept. 1, 2015. Members who joined after that date will not be eligible for CEUs through Inside ASHE until the winter 2015 edition. • Quizzes for this edition must be completed by Dec. 1, 2015. After that date, the quiz will no longer be available. Tree Branch SW7525 SoftTop® Seamless Resinous Flooring Every one of our acute care solutions has a unique name. At Sherwin-Williams, our professionals like Chris understand that you need high performance coatings, an appealing environment and positive patient experiences. Our people can recommend a wide range of solutions to help you meet performance, budget and deadline requirements and reduce repaint cycles. Take advantage of our expertise in the healthcare market and discover our wide range of products for walls, floors, roofs and concrete surfaces. swhealthcaresolutions.com ©2015 The Sherwin-Williams Company Feature ASHE recognizes outstanding members, facilities with awards By Deanna Martin, ASHE communications manager A t its recent Annual Conference and Technical Exhibition, ASHE recognized members and facilities doing outstanding work to optimize the health care physical environment. Personal awards and accomplishments The Crystal Eagle award, considered ASHE’s “lifetime achievement” award, was presented to Michael Kuechenmeister, FASHE, CHFM, CHC, director of plant operations at West Chester Hospital in West Chester, Ohio. Kuechenmeister has contributed to the field through his work in health care safety, advocacy, and energy efficiency. He became a nationally recognized leader in helping several southern hospitals stay open during Hurricane Katrina. The President’s Award, which is presented at the discretion of the sitting ASHE president to an individual who goes above and beyond to optimize the health care physical environment, was presented to Walt Vernon, CEO of the national consulting and engineering firm Mazzetti. ASHE also recognized members who attained senior (SASHE) and fellow (FASHE) status within ASHE. The following members are new SASHE recipients: • Donna Craft, RN, MHA, SASHE, Premier, Inc., Huntersville, NC • David Dierking, MBA, CHFM, SASHE, Edward Hospital, Naperville, IL • Ralph Graham Jr., CHFM, SASHE, University of Alabama, Birmingham, AL • Gary Hamilton, PE, LEED-AP, SASHE, SmithGroupJJR, Washington, DC • Eric Herrera, CHFM, SASHE, Memorial Hermann Hospital, Katy, TX • John Holderman II, CHFM, CHC, SASHE, St. John Health System, Tulsa, OK 10 inside ashe | Fall 2015 ASHE President David A. Dagenais, BS, CHSP, CHFM, FASHE (at right), presents the Crystal Eagle Award to Michael Kuechenmeister, FASHE, CHFM, CHC. • Sean Mulholland, PE, CHFM, CHC, SASHE, Penrose/St. Francis Health Services, Colorado Springs, CO • Hank Schuurman, CHC, SASHE, Christian Health Care Center, Wyckoff, NJ • Dana Swenson, PE, MBA, SASHE, UMass Memorial Health Care System, Worcester, MA The following members are new FASHE recipients: • Steve Cutter, MBA, HFDP, CHFM, FASHE, Dartmouth-Hitchcock Medical Center, Lebanon, NH • Bert Gumeringer, CHFM, FASHE, Texas Children’s Hospital, Houston, TX • Richard Parker, FACHE, CHSP, FASHE, Tucson Medical Center, Tucson, AZ • Walt Vernon, PE, FASHE, Mazzetti, San Francisco, CA ASHE leaders also announced the following emerging regional leaders from each of ASHE’s 10 regions. The Emerging Regional Leader award recognizes people for their contributions to the fields of health care engineering and facilities management; planning, design, and construction; safety; clinical and biomedical engineering; and technical management. • Region 1: Paul Cantrell, Jr., CHFM, Concord Hospital, Concord, NH • Region 2: James Walsh, CHFM, Atlanticare Regional Medical Center, Pomona, NJ • Region 3: David Murray, CHFM, High Point Regional/UNC Health Systems, High Point, NC • Region 4: Donald Stewart, CHFM, Florida Hospital East, Orlando, FL • Region 5: Jo Ellen McCarthy, CHEP, Shriners Hospital for Children, Cincinnati, OH continued on page 12 IT’LL PROBABLY BE TAKEN FOR GRANTED. We’re okay with that. One look at the new and innovative Meridian™ Series from Scotsman and you’ll see why constantly monitoring your ice machine is a thing of the past. Intuitive diagnostics. Quick front panel access. And an exclusive QR code. All working together inside one of the industry’s smallest operational footprints. So it’s easy to see how such a reliable ice machine might never be the center of attention. But isn’t that the point? See more at scotsman-ice.com/meridian. TM ST JU D SE A LE RE • Region 6: Phillip Nelson, CHFM, Buena Vista Regional Medical Center, Storm Lake, IA • Region 7: Casey Miranda, Jackson County Memorial Hospital, Altus, OK • Region 8: Carol McCormick, CHFM, CHI Health, Omaha, NE • Region 9: Michael Cooper, CHFM, Kaiser Permanente, Modesto, CA • Region 10: J. Brett Dille, Weiser Memorial Hospital, Weiser, ID 12 inside ashe | Fall 2015 690157_Dynalock.indd 1 Energy to Care Awards ASHE also recognized more than 20 hospitals for earning Energy to Care Awards for their work to slash energy use, reduce operational costs, and free up more resources for patient care. The Energy to Care program, sponsored by Johnson Controls, encourages hospitals across the country to reduce their energy consumption by 10 percent or more over their baseline energy consumption. Since 2009, hospitals participating in the Energy to 15/05/14 6:26 PM Care program have tracked more than $67 million in energy savings. ASHE congratulates the following hospitals for their leadership in reducing energy consumption: • Carolinas HealthCare System Behavioral Health-Charlotte, Charlotte, NC • Carolinas HealthCare System Blue Ridge Morganton, Morganton, NC • Carolinas HealthCare System Lincoln, Lincolnton, NC • Carolinas HealthCare System Pineville, Charlotte, NC • Caromont Regional Medical Center, Gastonia, NC • Indiana Regional Medical Center, Indiana, PA • Excela Health Latrobe Hospital, Latrobe, PA • Excela Health Westmoreland Hospital, Greensburg, PA • Hardin Memorial Hospital, Elizabethtown, KY • Memorial Hermann Memorial City Medical Plaza 3, Houston, TX • Memorial Hermann Northeast Medical Plaza 1, Humble, TX • Memorial Hermann Prevention and Recovery Center, Houston, TX • Memorial Hermann Southeast Hospital, Houston, TX • Memorial Hermann Southwest Heart and Vascular Institute, Houston, TX • Memorial Hermann Sugar Land Medical Plaza 1, Sugar Land, TX • Memorial Hermann The Woodlands Medical Plaza 2, The Woodlands, TX • Memorial Hermann TIRR, Houston, TX • Mercy Hospital Lebanon, Lebanon, MO • Midland Memorial Hospital, Midland, TX • Swedish Covenant Hospital, Chicago, IL • UF Health Shands Cancer Hospital, Gainesville, FL • UF Health Shands Psychiatric/ Rehab Hospital, Gainesville, FL • UW Hospitals and Clinics, Madison, WI To learn more about ASHE’s award programs or to apply, visit www.ashe.org/about/awards. 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MEGApleat M8 ® SAVE TIME AND MONEY WITH FEWER FILTER CHANGES Longest Service Life Strongest Construction Reduced Energy Costs Guaranteed KVJ\TLU[LKOPNOLZ[K\Z[ OLH]`K\[`NHS]HUPaLK SV^VWLYH[PUNYLZPZ[HUJL JVUZPZ[LU[WLYMVYTHUJL OVSKPUNJHWHJP[`VMHU` L_WHUKLKTL[HSNYPKHUK TLHUZSLZZLULYN`YLX\PYLK JLY[PÄLKI`PUKLWLUKLU[ MERV 8^PYLIHJRLK TVPZ[\YLYLZPZ[HU[HKOLZP]L [VTHPU[HPUHPYÅV^ [OPYKWHY[`[LZ[SHIVYH[VY` WSLH[LKÄS[LY ^^^HHÄU[SJVT LUZ\YLK\YHIPSP[` BETTER AIR IS OUR BUSINESS® ? Member to Member What if? Thinking through emergency scenarios By Dave Schonfelder, BS, CHFM, CHSP, director of engineering, Children’s Health System, Dallas, Texas I f there is one certainty today, it is that we live in a changing world full of uncertainty. In health care we often focus on emergency preparedness drills that anticipate an influx of patients and utility outages. To further stretch my staff, I encourage my engineering leadership staff to think through other “what if” scenarios on a weekly basis. The exercises help think through various crisis scenarios and their possible outcomes. Consider asking the following questions at your next meeting. How easily will your team be able to manage solutions to the possible scenarios? Q. What if U.S. satellites or Internet access were knocked out? Without satellite or Internet connections, the methods in which health care is provided would have to be significantly altered. Think about all the ways your facility uses a wireless connection to the outside world. The workplace is increasingly “paperless,” and we rely heavily on computers, phone systems, atomic clock systems, biomedical equipment, out-patient record keeping systems, personnel actions and files, training systems, and many more processes that require remote access to digital information. If the computers were rendered useless, could preventative and corrective maintenance processes continue to operate in your facility? Could the buildings be managed without the building automation systems and the facilities be operated or managed without Internet service? Q. What if the building lost power? Consider the effects of buildingwide power loss. Discuss whether the hospital has more than one independent electrical feed, or how long the facility can run on generator power before the generator needs to be refueled. What services should be curtailed during prolonged power outages? What equipment is connected to the critical and life safety branches? Should personnel be rotated using 12-hour shifts? Consider where the facility generators are located; are they on the lowest floor level of the hospital? Will the generators be affected by flooding water? Consider the more mundane but very important functions that require power: Has the construction design team installed sinks with sensors that rely on power to operate? How many sinks become useless when power is lost? Q. What if we lose natural gas? Will the boilers automatically transfer to fuel oil? What departments are affected? If dietary’s cooking equipment burns gas, what back-up systems and plans do they have? Will building steam pressure be lost and affect sterilization? How is natural gas used for dishwashers in the dietary department, building humidification systems, and hot water heating systems? Q. What if the hospital lost incoming water? Another scenario to talk through would be loss of incoming water. Does the facility have two independent water feeds? Many hospitals use vendors to supply back-up bottled water. Fire departments often offer tankers to back feed the hospital; if such is the plan, are the correct connections in place? Would backflow of water disturb the sediment in the pipes and cause brown water conditions? Does the staff know where the exterior water shutoff valves are in the event of a broken main caused by a frost break or by contractor digging operations? Q. What if an event occurs on an upper floor and wing? Consider the implications of an event occurring in an upper floor or wing of the facility. How would the location affect the contingency plan? Are there isolation valves in place to prevent the shutoff of the entire hospital or building? Can a floor or wing’s power or water be continued on page 16 www.ashe.org 15 isolated from the system? If spring rains come so fast that the rivers fill and the creeks back up, and the city storm drains back up and the hospital sump pump system eventually falls behind, how will this water build up affect the boiler room—boilers, chillers, generators, chilled water circulation pumps, hot water heaters, soft water tanks, and more? At what point should boiler rooms be shut down: when the breakers are tripping or when combustion air intakes cut off because of rising water? Q. What if staff in the military reserves are called up for active duty or key staff are lost to retirement or natural attrition? The question regarding military reserves will affect some facilities more than others. If the facility employs a significant number of staff in the reserves, how would the loss of the reserve staff affect facility operations? What functions are particularly vulnerable? Are skilled replacements easy to find? AcornVac Makes it Possible. Our Vacuum Plumbing Systems offer a versatile engineered plumbing and waste solution. Gravity Plumbing Vacuum Plumbing A Cleaner Flush Tests conducted by NSF International comparing two common types of gravity toilets to AcornVac’s vacuum toilets showed that: r)TCXKV[VQKNGVURTQFWEGFdetectable levels of overspray and bacteria on the toilet seat and in the area surrounding the toilets r#EQTP8CEoUXCEWWOVQKNGVUUJQYGFno detectable overspray or bacteria on the toilet seat or in the area surrounding the toilet. www.acornvac.com Member of Morris Group International 13818 Oaks Avenue, Chino, CA 91710 Tel. 800-591-9920 16 inside ashe | Fall 2015 684027_AcornVac.indd 1 Leadership should also think through how the loss of staff for any reason could impact the facility. Functions such as water chemical treatment, monthly generator runs, managing building automation systems or computerized maintenance management systems, managing and running the physical plant, and other essential systems require knowledgeable back up. Within leadership, a strong second in command is essential; is there a trustworthy replacement if the head of the hospital, department, or function is absent for any reason? Q. What if an earthquake rattles the hospital? In the event of an earthquake, at what point does the facility require inspection for structure damage? (With a 3, 4, or 5 on the Richter scale?) The facility should have a thorough earthquake inspection checklist. Does the checklist include inspection of the incoming natural gas meter area, any sky bridges, or expansion joints in the facility? Does the inspection need to check for particular damage on the upper floors of the facility? An event such as an earthquake can present additional challenges. Who on the team is designated to handle communication of the event? What form of communication would be available? Is an incident command center necessary? Who is to be notified and kept informed during the event: departments affected, infection control, senior leadership, the safety officer? What kind of contractor support would be necessary? Would additional security be required? It is a good exercise to ask staff these challenging questions. While emergency preparedness drills are conducted twice annually, you can review “what if” scenarios any time, such as at your monthly departmental meetings. By reviewing these scenarios at our weekly meetings, my team and I are not interfering with emergency preparedness coordinators’ plans; rather we are making our response to disasters stronger, strengthening our team, and spurring cooperation and teamwork. These benefits not only help an organization during a disaster, but they can help improve staff morale and retention. 03/03/14 3:47 PM ENTERTAIN EDUCATE &ENGAGE Customized video distribution solutions for your healthcare environment www.z-band.com/healthcare Learn More: 866-902-2606 758915_ZBand.indd 1 28/07/15 4:48 pm 759408_UVResources.indd 1 www.ashe.org 17 8/8/15 3:35 PM Feature Words matter: Understanding patient vicinity and patient space By Krista McDonald Biason, PE, associate vice president, HGA Architects and Engineers I f there is one thing I have learned while dealing with codes, it is that words do matter. A simple word like “shall” means something very different than the phrase “shall be permitted,” a distinction that if missed often leads to confusion regarding implementation of a code. One of the more prevalent misunderstandings I see is the interpretation of patient vicinity versus patient care space. Both include the word 18 inside ashe | Fall 2015 “patient,” so they mean the same thing— right? Wrong. “Patient vicinity” is defined in NFPA 99: Health Care Facilities Code and reiterated by Article 517. 2 in NFPA 70: National Electric Code® (NEC) as “a space, within a location intended for the examination and treatment of patients, extending 1.8 m (6 ft) beyond the normal location of the patient bed, chair, table, treadmill, or other device that supports the patient during examination and treatment and extending vertically to 2.3 m (7 ft, 6 in) above the floor.” So, in simple terms, the patient vicinity is the area within the wingspan of the patient. This definition is intended not only for inpatient functions but also for outpatient services, and is not just limited to a hospital bed location. In contrast, the patient care space has a much broader range of coverage. The NEC definitions for spaces are derived from the NFPA 99 definitions of “patient care rooms.” NFPA 99 defines the general “Why does a clear understanding of patient vicinity and patient care space matter? Like everything else in the code, these terms are used in other sections to inform and implement additional criteria.” description of “patient care room” with the same words that 517.2 uses for “patient care space” as “space within a health care facility wherein patients are intended to be examined or treated.” The patient care space encompasses the patient vicinity—but is not limited to the wingspan parameters of the vicinity definition. The article provides further information to clarify basic care spaces, general care spaces, critical care spaces, and support spaces. The categories of spaces define the range of risk to patients or caregivers from “not likely to cause injury” to “likely to cause major injury or death.” NFPA 99 also provides Annex material, which is additional explanatory material regarding the space (room) criteria. (As a side note, I always pause when I read these definitions. Not every profession can say they make decisions based on a potential outcome of “major injury or death.”) Why does a clear understanding of patient vicinity and patient care space matter? Like everything else in the code, these terms are used in other sections to inform and implement additional criteria. Where the definition of patient care space and vicinity really affect the electrical design and construction of a facility is in the wiring requirements. Article 517.20 of the NEC indicates that the wiring and protection requirements of 517 apply to patient care spaces of all health care facilities. Article 517.13 further indicates that wiring in patient care areas shall comply with 517.13(A) and (B). Section (A) indicates the branch circuits serving the area “shall be provided with an effective ground-fault current path by installation in a metal raceway system, or a cable having a metallic armor or sheath assembly.” Section (B) requires an insulated equipment grounding conductor. This means that the entire defined patient care space (not just the vicinity) is required to have a redundant ground path. The intent of this requirement is to eliminate the opportunity for the patient to be the “ground path.” (Another side note: NFPA is working on alignment between codes to eliminate the word “area” and instead use the word “space.” Again, words matter.) Even though the patient care space is defined in 517.2, the code throws in grey area by adding informational note number 1 to the definition (which is not enforceable but is provided for additional clarity): “The governing body of the facility designates patient care space in accordance with the type of patient care anticipated and with the definitions of the area classification.” NFPA 99 also includes similar verbiage requiring the governing body of the facility or their designee to designate specific patient care rooms, but the NFPA 99 requirement is within the main code text so this criterion is enforceable. The informational note in NFPA 70 (and the Annex article in NFPA 99) does exclude business offices, corridors, lounges, day rooms, dining rooms, or similar areas as not being required to be classified as patient care spaces. Be mindful that some jurisdictions do require critical branch receptacles in corridors (which is above and beyond NFPA code requirements and the FGI Guidelines) with the concept that in the case of a major catastrophe, patients might be brought into the corridor for care. A hospital is a defend-in-place facility, and during a tornado patients and staff should move to an interior space and away from windows. With this particular interpretation, the corridor would become a patient care space and the determination would be in direct contrast to the informational note that a corridor is not a patient care space. After all of the code verbiage has been evaluated and regurgitated, the owner’s preferences and the engineer’s opinions are what define the installation criteria for a particular project. When working with a facility to define or enhance the requirements for health care wiring in and around a “patient care space,” as the engineer I consider the type of facility that is being designed or remodeled. Any amount of experience in a health facility or with health care design or installation will demonstrate that the areas of a health care facility are often fluid and subject to remodeling. Using both health care and non-health care wiring as strictly defined by the code verbiage concurrently in the same space limits the ease of remolding and repurposing existing infrastructure. If the project scope is a complete renovation and replacement of existing conditions, then wiring isn’t as significant an issue because everything will be demolished and removed. If the scope is to add a patient toilet or an exam room within an existing space previously not identified as “patient care,” then wiring will need to be replaced or the facility will risk ending up with a non-compliant installation. This error often occurs when a small project is implemented by an entity that does not have health care expertise. For large projects with a significant scope of work, the upcharge for the health care wiring isn’t usually significant compared to the time required to map out what is and is not defined by the governing body of the facility as a health care space. By maintaining consistent health care wiring standards within a designated space, confusion can be avoided during the original installation, and there will be additional flexibility for future changes. Wiring methodology should be a discussion point among team members to ensure compliance with the code, maintenance of the facility, and sensitivity to the project budget. One last thing to remember is that the items in the code book are minimum requirements to protect health and life safety. They do not necessarily include the requirements from the engineer in his/her specifications or any additional requirements from the authority having jurisdiction that may be more stringent. www.ashe.org 19 TM FlexCart Facility Engineering Cart Increased productivity • Tools and parts inventory control • Compact, light, maneuverable • Impressively professional Special, low pricing for ASHE members is being made available through Grainger. Refer to Part#: 35XR82 and Cost Support Contract #: 2438ASHE1 to receive these savings. www.flexcartllc.com • 614-348-2517 • Go to grainger.com or search “FlexCart” Feature ASHE, Joint Commission collaborate on compliance resources By Deanna Martin, ASHE communications manager A SHE is collaborating with the Joint Commission on an exciting new project that will provide resources and tools to help hospitals comply with life safety and Environment of Care requirements. “The facility and building systems play a vital role in creating the healing environment,” said ASHE Senior Executive Director Dale Woodin, CHFM, FASHE. “Consistent compliance with the Environment of Care and life safety standards is an excellent indicator high reliability in building systems. ASHE is proud to collaborate with the Joint Commission to provide focused tools and resources to assist organizations in achieving compliance and high reliability.” The Joint Commission has identified its top eight physical environment standards that are frequently cited during surveys of hospitals and other health care facilities. The Joint Commission has created an online physical environment portal to house its resources related to these top issues. ASHE will be providing resources— including tools, best practices, and technical documents—on its new Focus on Compliance webpage at www.ashe.org/compliance. “The Joint Commission is very pleased to join with ASHE to offer the Physical Environment Portal,” said Mark R. Chassin, MD, FACP, MPP, MPH, president and CEO of the Joint Commission. “We created this portal in response to customer needs, identified through 10 focus groups with customers and surveyors. As the national leader in patient safety and health care improvement, we felt it was very important that each module be readily available at no charge to anyone seeking this information.” Every two months, ASHE and the Joint Commission will focus on a new standard, with the previous information archived on this page to create a library of compliance resources. The schedule (at left) outlines when resources will be available for each of the eight standards. PHySICAL ENVIRONMENT PORTAL SCHEDULE July 2015 Introduction and announcement of collaboration August/September 2015 Utility systems (EC.02.05.01) October/November 2015 Means of egress (LS.02.01.20) December 2015/ January 2016 February/March 2016 Built environment (EC.02.06.01) Fire protection (EC.02.03.05) April/May 2016 General requirements (LS.02.01.10) June/July 2016 Life safety protection (LS.02.01.30) August/September 2016 Automated suppression systems (LS.02.01.35) October/November 2016 Hazardous materials and waste management (EC.02.02.01) Quality Healthcare Lighting Solutions Bringing Buildings to Life Services: • Transition Planning • Buildings Commissioning • FreightTrain® Software hew.com/healthcare 751052_HEWilliams.indd 1 www.consultHTS.com 8/5/15 4:59 678304_HTS.indd AM 1 www.ashe.org 21 28/01/14 6:13 PM Feature Changing delivery models, changing needs: Energy management in smaller facilities By Robin M. Laub, healthcare strategic account manager, Northeast, Schneider Electric A wave of technological changes in the health care industry has driven rapid change across the continuum of care. From diagnosis to treatment to insurance, technology has enabled a new level of personalized care. Health care delivery models are also changing—in recent years, health care providers have been expanding their network of services by opening remote satellite clinics and offices, often by renovating commercial office spaces into health care facilities. The trend toward retail health care, combined with mergers and acquisitions, has resulted in health care enterprises having to operate dozens and sometimes hundreds of small remote facilities equipped with little or no energy control capabilities, except for simple thermostats. For health care providers who are striving to meet the demand from consumers for lower-cost and more accessible health care, these types of facilities make good business sense. But this rapid growth means that health care enterprises are forced to accept whatever environmental controls come with the building. These smaller, off-site outpatient clinics, which include ambulatory care centers and diagnostics and medical retail sites, often operate in pre-existing spaces 22 inside ashe | Fall 2015 and storefronts that were not purposebuilt for health care. For example, a hospital may open an urgent care center in a space that was previously used for retail. This scenario creates hurdles because of the environmental regulations and requirements that must be in place in health care facilities to ensure patient comfort and health. Room temperature, air quality, humidity levels, and lighting can all directly affect patients. For laboratories that store bacteria cultures or blood and urine samples, these environmental factors are equally critical to ensure accurate test results. Further compounding the issue is the Affordable Care Act’s (ACA) system of reimbursement, whereby reimbursement rates are adjusted based on patient satisfaction levels. Meant to add incentive for health care facilities to ensure patient satisfaction and comfort, the ACA reimbursement system presents an additional hurdle for retail health care facilities to deliver quality care and operate effectively. While building controls may seem like a small factor in the broader satisfaction equation, they present a significant opportunity for satisfaction. According to a 2011 report from the U.S. General Services Administration, green buildings—buildings that use structures and processes that are environmentally friendly and energy efficient—have a 27 percent higher rate of occupant satisfaction. Installing intelligent building controls and upgrading building systems can directly affect health care outcomes. Energy management at smaller facilities provides a considerable opportunity to reduce operating costs and improve financial health. The U.S. Department of Energy stated in its 2011 Advanced Energy Retrofit Guide that health care facilities’ energy spending is three times that of typical commercial buildings, totaling approximately $8.8 billion a year on energy expenditures. This spending can be reined in with the help of a holistic system through which to monitor and control the facility. For example, heating, ventilation, and air conditioning (HVAC) can be set back, or, as in the case of lighting, turned off in unoccupied rooms or when the whole facility is closed after business hours. To address the energy management and patient satisfaction challenges in smaller facilities, health care organizations should consider implementing a series of applicationspecific room controllers. Room controllers introduce a new level of control to a building and provide myriad options to reduce spending and ensure comfort. Their features include occupancy sensors, door and window IMAGE COURTESY OF SCHNEIDER ELECTRIC. sensors, lighting control, carbon dioxide ventilation control, and advanced programming. A single device can automatically adjust HVAC and lighting settings according to a preset schedule based on a facility’s business hours. The device can also adjust settings based on room occupancy, further reducing wasteful energy consumption. Similarly, the room controllers ensure all settings remain within an established range, so that room temperature is never extremely hot or cold, and air quality is constantly monitored. For added insight into building operations, facility operators can network room controllers into a building management system (BMS). Traditionally engineered for large commercial buildings and large enterprises, BMSs now come in many shapes and sizes. By selecting a BMS right-sized for its facility, a retail health care facility can further use the features provided by the room controllers. A BMS can generate a real-time dashboard that compiles data from all room controllers simultaneously, painting a holistic picture of the building’s energy use and occupancy rates. The BMS can also provide alerts when faults or abnormalities are detected in the system, highlighting potential problem areas that need to be maintained or repaired. These small-scale BMS systems can operate locally at a fantastic value or they can be incorporated into a larger enterprise system. Incorporating a facility’s BMS into a broader enterprise BMS is a perfect solution for health care providers that operate in multiple sites or branches. This enterprise BMS can give a full eagle-eyed view of all sites, ensuring patient environments are consistently comfortable across all locations. For example, one nonprofit health care provider installed application-specific room controllers across three sites and then installed an enterprise BMS, resulting in a 35-percent energy savings after just three months. For health care facilities seeking to add room controllers and a BMS, a typical first step is identifying an area—for example, one site, or even one room within a site— to use as a test case. Organizations should develop a shortterm plan for first benchmarking the pilot area, then testing a room controller and evaluating BMS integration. Organizations should also consider a long-term plan for measuring ROI and mapping out energy savings management and improvements as other facilities are brought online. Following the planning stage, facility managers can hire a local electrician to install room controllers in their test area, which helps keep upfront costs low. Facility managers can then evaluate the room controller’s performance in maintaining a comfortable environment for health care delivery and patient satisfaction and driving energy efficiency. Patient satisfaction and comfort is at the heart of health care delivery—it has remained a constant as the health care industry has shifted and expanded. As health care increasingly occupies offsite facilities not purpose-built for health care, facility operators and managers should consider room controllers and a BMS to help ensure patients and staff alike are provided a comfortable environment. For networks operating multiple clinics or facilities, an enterprise BMS can provide a number of monitoring and measuring capabilities to ensure the network is running optimally, from both a patient and energy standpoint. www.ashe.org 23 Feature Mergers and acquisitions: Reducing the cost of facility operations in the changing health care landscape By Edmund Lydon, MS, CHFM, SASHE, director of support services/facilities, Northeast Hospital Corporation (Beverly Hospital, Adison Gilbert Hospital, and Bayridge Hospital) – a member of Lahey Health T he health care landscape continues to change as more and more integrated health systems emerge through mergers, acquisitions, and partnerships. Facility managers need to understand the new business strategies and to manage and provide services with an open mind. Integrated systems have produced positive changes that are drastically improving the financial bottom line. In following the national trend, Northeast Health System, Winchester Hospital, and Lahey Hospital and Medical Center, formerly Lahey Clinic, in Massachusetts, affiliated to form a new integrated health care system called Lahey Health. The system was formed after years of extensive planning, due diligence exploration, regulatory review, and employee and physician discussions and buy-in. I had the advantage of being a part of the process and wrote this article based on my experience to explain some of the methods we used to help successfully navigate becoming a health system, and to offer suggestions for facility professionals in similar situations. The journey to create this health system began some time ago with a 24 inside ashe | Fall 2015 vision to have a community-based health care delivery system that would allow growth and fulfill the mission to provide quality community care locally at the lowest cost possible to patients. The affiliation between the three facilities was spurred, in large part, to meet the changes in the health care landscape, including those caused by the Affordable Care Act. As we anticipated the changes to come, we quickly became aware of the opportunities to leverage human capital, purchasing power, and technology to gain efficiencies that would change the delivery of health facility services. The creation of the Lahey Health System required pulling together three very different patient care delivery models. Such a move can have its challenges, and if not executed correctly these challenges could impede the performance of the newly formed health care organization. Lahey Hospital & Medical Center is a physician-led, nonprofit group practice; Northeast Health System is an integrated community nonprofit health care system comprised of a network of community hospitals and behavioral health services, long-term care, and human social service providers; and Winchester Hospital is a community hospital with ambulatory centers and clinics. The good news was that all three shared a focus on clinical excellence, quality and safety, and operational efficiency. One of the most important factors for a successful affiliation is recognition that each organization has its own cultures. We recognized this early on and tried to keep the process as transparent as possible with employees. Treating transformation as an event is the best approach, rather than wandering into a mental, physical, and emotional process; this is critical for success when combining organizations. According to an article by C.K. Goman in 2000 titled, “The Biggest Mistakes in Managing Change,” a large-scale organizational change usually triggers emotional reactions—denial, negativity, tentative acceptance, commitment. Leadership must understand these reactions so they can facilitate the emotional process; ignoring this process could be at the peril of the organizational transformation effort. Another important aspect of organizational change experienced by Lahey Health was the change in governance, hierarchy, processes, and, most importantly, autonomy. The leadership teams in each organization have been and continue to be affected, most often in a positive manner. The newly formed organization understood the importance of naming the new hierarchy early in the process to ensure that organizational direction stayed intact. Newly formed system positions were filled with leaders from each of the organizations. Strategic hiring can provide a level of relief to employees who recognize the merger of multiple organizations as a collegial process rather than an “us-versus-them” scenario. Experience has shown that it is best for the newly formed organization to announce the change in governance quickly so leaders and staff are successful in moving change forward. Such was true with our facility management teams. One organization came to the process already with a vice president of facilities and multiple facility leaders with varying degrees of facility responsibilities and titles. Recognizing the available human capital, the vice president of facilities moved into a system role to establish leadership and structure by bringing facility directors and managers together from the various organizations within the newly formed system. This surely expedited the ability to leverage the market in a unified front—one face, one name now presenting as a large integrated health system. Maintaining three areas of focus can help create an integrated facility team that reduces cost and increases efficiencies for the newly formed system. continued on page 26 www.ashe.org 25 These areas are: 1. Value-based purchasing: Establish a value-based purchasing process for facilities materials and services across the system to gain big results. 2. Human capital: Restructure work within the facilities departments to gain efficiencies. 3. Common identity: Develop a common identity among the facility managers to help secure and gain market share. This is especially important if one site or campus is much larger than another. Value-based purchasing In our experience, facility managers from various sites have recognized that the new organization has created leverage and increased buying power with vendors, utilities, and contractors. When suppliers and service providers want your business, they will become highly competitive. Securing business “Health care has always relied heavily on strong facility managers to develop and support physical spaces that meet the needs of service delivery.” from a newly formed health care system is highly desirable to vendors. This “collaborative-based purchasing” hinges on facility mangers breaking down barriers to capture quick wins in savings by creating new arrangements and/or combining existing arrangements for purchasing materials and services with the creation of common product and service lines. Such action can include improving the purchasing tier by identifying a common market basket with a national supplier of facility materials or competitively bidding and contracting out the services of large utility systems, such as vertical transportation for the entire system. Facility managers have become a key part of the integrated health care system by showing quick wins in reducing cost to the new organization. A facility manager’s ability to be flexible and nimble in this new health care environment is vital. If facility managers cannot work together, the affiliation or merger will flounder, and cost-effective, quality patient care will not come to fruition. Facility managers need to be flexible and, in many cases, humble directional change leaders for these new organizations. Human capital Another important organizational strategy is to ensure that the right people—facility managers in this case—are in the right locations to create opportunities to capture and implement change quickly and successfully. With the appropriate steps, you can get the right alignment and objectives. 26 inside ashe | Fall 2015 729279_PVI.indd 1 30/01/15 7:33 PM People learn how to work across geographic functional boundaries. The insightful facility manger will recognize where assets (property, facilities, technology, etc.) should be developed or changed in the various geographic areas to meet the new mission and vision of the organization. A common value to purchasing products and services among the facility team(s) can lead to a strategic human resource approach that shifts from people-centered purchasing values to the harder business-value approach that is necessary to deliver efficiencies and cost controls. Linking human capital, in this case facility department talent and skills, with organizational strategic goals and objectives will improve business performance and develop an organizational culture within system facility departments that will foster innovation, flexibility, and even competitiveness within the organization. Facility managers who embrace and become partners in the journey will be successful in adjusting the delivery of services and ensure that strategies are in place to recruit, select, train, and align personnel appropriately across the system to meet new service demands. Common identity Lastly, facility managers need to be seen as positive and effective change managers within the ranks of the transforming organization. Health care is changing rapidly with the move from fee for service to global payment systems, accountable care organizations; value-based purchasing, pay for performance, at-risk contracts with payers, and the need to cut waste from the day-to-day delivery process. These changes demand the need for an efficient, culturally bonded, and talented facility workforce. Health care has always relied heavily on strong facility managers to develop and support physical spaces that meet the needs of service delivery. Today’s environments must support a wide continuum of care that delivers safe, efficient, and high-quality services at the lowest cost to consumers. The facility manager does all this while conforming to the most stringent of regulations and guidelines in any industry. Ours is no small challenge! As large integrated health systems form to meet the needs of the new health care delivery mandates, that complexity will need to be met with a workforce that is agile, embraces change, can develop new competencies, and is creative. Facility managers need to prepare themselves for this paradigm shift. We live, work, and compete in a growing competitive health care market that demands we be lean, efficient, and flexible. The new health care market will deliver more care locally in homes, clinics, and outpatient facilities, and hospitals, rather than the traditional sense as we have known, which means facility managers to be successful need to adapt and be part of the new delivery model. 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Because a few mils can mean the difference between failure and a performance that people will talk about for decades to come. SIKA CORPORATION — ROOFING Phone: 800-576-2358 usa.sarnafil.sika.com 759746_Sika.indd 1 www.ashe.org 27 7/31/15 3:57 AM Feature The value of complete and accurate fire protection and life safety documentation in health care By Dale Wilson, RA, AIA, project manager, national healthcare practice leader, Aon Fire Protection Engineering Corporation 28 inside ashe | Fall 2015 T he health care facility is one of the most regulated building types in the United States, and with regulatory oversight comes a great burden of proof to demonstrate that facilities are in compliance with all applicable requirements. There are also costs associated with compliance. How can a facility use fire protection and life safety documentation to reduce expenses, improve efficiency, increase awareness, and minimize deficiencies? Fire protection and life safety management emphasize protecting patients and occupants from the risks associated with fire by focusing on the physical environment and facility operations. Responsibility for the life safety environment is typically in the hands of the facility Equivalencies and waivers Fire safety evaluation system Plans for improvement Interim life safety measures Contracted services Fire Protection and Life Safety Documentation Statement of conditions Age of building records Construction documents Life safety drawings System testing and maintenance records These 10 items tend to be the primary fire protection and life safety-related records found within most health care facilities. All of these records are important and have a specific purpose, along with a relative cost if not appropriately maintained. management group. This team is accountable for maintaining the commercial property and equipment through engineering services, managing contractors and vendors, and building upkeep. In addition, they must oversee the associated operational costs to provide a safe, pleasing, and productive environment. Whether a facility uses one person or a team to manage life safety, there is plenty of compliance documentation to maintain. What information is maintained, how it’s maintained, and how long it is maintained can have an effect on the overall success of the facility’s performance. The record keeping required in health care is too extensive to list, and the breadth of paperwork for the facility management team is no less of a challenge. To organize the content, fire protection, and life safety record keeping is divided into 10 primary categories listed in the diagram above in no particular order. Fire protection and life safety document overview Contracted services include items such as maintenance contracts, engineering contracts, service contracts, and employee contracts. They provide contact information; provider information; contract terms and conditions; and a historical context for parts, service, and warranty information. Documents of this type should be maintained for the duration of the equipment or service. Construction documents provide a great deal of knowledge regarding a building’s evolution, which is important, since health care facilities tend to undergo more changes to the physical structure than any other building type. Maintaining all construction documents (paper or electronic) offers a valuable historical picture of a building’s transformation. Important information that can be found in these documents include the name of the architect/designer, materials and methods of construction, relative code decisions, systems diagrams, and spatial arrangements. Life safety drawings provide a visual snapshot of the facility’s fire protection and life safety features. These documents are essential for maintaining accreditation. The life safety drawings typically include important egress information; locations of various fire resistive barriers; vertical openings such as shafts, stairs, or atria; non-sprinklered areas of the building; and designated hazardous rooms, smoke compartments, and suites. More detailed plans may include the locations of fire alarm and fire sprinkler system devices, firefighting equipment, fire extinguishers, fire door ratings, exit capacities, or keyed notes related to equivalencies and waivers. System testing and maintenance records provide requirements for the continued performance of systems and equipment as well as warranties, operating procedures, installation details, and product information. The National Fire Protection Association (NFPA) requires that these records be kept until the next test and one continued on page 30 www.ashe.org 29 Three New Healthcare Lavatories to Meet Your Needs Engineered with a 1,000-lb. ZHLJKWUDWLQJDQGVSHFLÀF features for bariatric patients in healthcare environments. BHS-3123 Bariatric Healthcare Lavatory Conceived to minimize ligature points for behavioral healthcare environments. WBL-2320 Behavioral Healthcare Lavatory 2XUVWDLQOHVVVWHHOÁRRUPRXQWHG WRLOHWLVVSHFLÀFDOO\GHVLJQHG to reduce ligature points and the use of the bowl as a suicide device. Shown with optional white anti-bacterial gloss powder FRDWHGHQDPHOÀQLVK AS-ETWS-1490-FM-BS Ligature Resistant Toilet 'HVLJQHGVSHFLÀFDOO\WR minimize splashing and reduce the spread of infectious disease. CSA Z8000 compliant! WICS-2222 Infection Control Lavatory Now we're even easier to specify! 1.800.428.4065 TOLL FREE | www.willoughby-ind.com 30 inside ashe | Fall 2015 738537_Willoughby.indd 1 © 2015 Willoughby Industries Inc. » ,QIRUPDWLRQVKHHWVDQG5(9,7ÀOHVDUHDYDLODEOHDWZLOORXJKE\LQGFRP 23/06/15 12:59 AM year thereafter; however, best practice would suggest maintaining these records for two accreditation (Centers for Medicare & Medicaid Services/Joint Commission) cycles. Age of building records is a simple document that provides a map of the phases of the overall complex. It condenses the numerous construction plans into a single resource document. This document is an asset to confirm compliance of existing buildings or systems with applicable codes at the time of installation. Historical information found in this document can possibly help avoid upgrading or replacing building components through “grandfathering”— confirming compliance of existing items with the applicable codes at the time of construction. Statement of conditions (SOC) is an assessment tool used to help health care facilities identify deficiencies. The SOC provides a current sketch of a facility’s state of Life Safety Code® compliance to help the management team develop a plan for improvement (PFI). The identification of deficiencies helps manage corrective actions that can be performed in-house, by outside services, or by determining items that may require alternative approaches to compliance. The SOC can also be of assistance in scheduling tasks and allocating funds. Plan for improvement is essentially the action plan to correct any identified Life Safety Code deficiencies found during the SOC survey. They are typically used for items that are anticipated to take longer than 30 to 45 days to correct because of the nature or complexity of the problem or items that may require special funding. The PFI may also include items that may not be resolved through an equivalency or through a fire safety evaluation system (FSES) analyses. A PFI typically includes a description of corrective action for each deficiency with the anticipated completion date, and should include the person(s) responsible for the corrective action. Equivalencies and waivers are accepted alternative solutions recognizing that the intent of the code is met in a manner different from what is prescribed by the applicable code. These are usually substantiated or certified by a fire protection engineer, architect, or the authority having jurisdiction (AHJ). Equivalencies and waivers usually remain with the facility until changes are made and can be affected by additions or renovations. CMS offers categorical waivers for certain code requirements often supported by new editions of NFPA 101 that have yet to be adopted. Existing equivalencies or waivers may be unknown to an AHJ during the permit or inspection process, so they are important to catalogue. Acceptance by one authority does not ensure acceptance by another enforcement agency. Fire safety evaluation system (FSES) is the more formal type of equivalency. The FSES can be a practical, economical, qualitative, and a quantitative solution for compliance that might provide greater flexibility and lower cost options in determining how to achieve Life Safety Code compliance. This document should be updated regularly as required by the AHJ, and following any major renovations or improvements. The FSES helps demonstrate that a facility provides a level of life safety protection against fire that is equal to, or better than, strict compliance with the applicable NFPA 101 edition. The FSES is particularly useful where conditions are difficult or impossible to correct (e.g., widening existing stairways in existing buildings, excessively long dead-end corridors, or unrated shafts). Interim life safety measures (ILSM) outlines activities a facility will perform to protect patients, staff, and visitors during periods when the Life Safety Code cannot be met and ILSM should be implemented during temporary situations (e.g., an exit is temporarily unavailable because of renovations or a fire protection system is temporarily impaired). ILSM policies and procedures must be in writing, should be updated regularly, and staff should be made aware of these procedures particularly when implemented. Other aspects of the ILSM include notifying the fire department, posting signs, and/or conducting a fire watch. Failure to do these things can affect the facility’s accreditation status. Conclusion As described, fire protection and life safety in health care facilities require a great deal of documentation. If given the choice, presumably health care management would rather spend money on patient care, services, or new equipment before building maintenance or upgrades. Each of the documents described herein provides pertinent and valuable information. If properly maintained, made readily available, and kept current, these documents will help improve compliance, minimize business disruption, and prevent unnecessary spending. Current and accurate fire protection and life safety documentation can assist facilities to achieve: • Proper maintenance of relevant life safety elements • Only necessary work is performed • The responsible party performs the work • Continued accreditation • A better historical understanding of the facility • Proper mapping of the facility • More accountability of staff, contractors, and consultants • More accurate and quantifiable data for budgets and funding • A staff that is better prepared for inspections (particularly unannounced visits) • Improved communication between all concerned parties • Deficiencies are minimized and corrected in a timely manner • Most importantly, a safe environment for patients, staff, and visitors No single solution for maintaining all of these records exists. Responsibility can be assigned to various persons or a single individual. A facility might even hire a document controller. Other methods should include keeping a maintenance calendar, using third-party resources, maintaining electronic forms, scanning paper documents at regular intervals, creating and managing checklists, conducting regularly scheduled life safety meetings, updating documents on a regular basis, and including life safety plans as an attachment to every construction or service contract. Twice the Firestop Performance Half the Labor L Rating<1 CFM STC of 68 t Single Side Installation t 100% Joint Movement t UL 2079 Tested t Lifetime Warranty t1 & 2 Hour F Rating for Gypsum Walls TM HEAD OF WALL FIRESTOP SYSTEMS 759303_RectorSeal.indd 1 www.ashe.org 31 29/07/15 6:03 pm Feature Controlling overtime costs: Different solutions for different facilities By John R. Franks, CHSP, CHFM, director, facilities/safety, CHI St. Luke’s Health—The Woodlands Hospital F acility managers continue to look for ways to reduce facility budgets as hospital budgets remain under financial pressure from shrinking reimbursements, increased medical supply and equipment costs, and increased costs for labor. Most facilities have focused on energy conservation, and rightly so, as these are direct costs and savings to the bottom line. Another facet of controlling facility expense budgets is managing staffing levels and overtime. Finding capable and trained FTEs (full-time equivalencies) is increasingly difficult. Proper use of staff to avoid overtime will help managers become better stewards of limited resources. At the same time they are asked to reduce costs, managers are asked to ensure employee 32 inside ashe | Fall 2015 “By keeping departmental overtime ratios around 3 percent, the facility manager shows his or her commitment to cost curtailment.” engagement. There are ways to reduce staffing and overtime costs and keep the facility staff satisfied and engaged. At CHI St. Luke’s Health—The Woodlands Hospital, we have found ways to significantly reduce our overtime budget without sacrificing coverage. When I arrived in 2008, we were not a 24/7 operation, and had an engineering staff of seven working from 6 a.m. until 6 p.m. We had an engineer come in on Saturday and Sunday for eight hours each day to run the plant and perform any necessary house calls. An additional engineer was on-call for the hours the weekend engineer was not present at the hospital. An engineer worked the weekend on overtime, which meant an additional 16 hours of overtime was being incurred every week in addition to any call-ins that occurred during that week. Of course, that was not a sustainable model. After meeting with the staff, we determined the best option was to have the on-call engineer work the weekend. The on-call engineer for that period would take off work on a Monday and then work 10 days straight (Tuesday through the weekend and finish on the following Thursday). He or she would take that Friday off. The engineering coming on call for the following weekend would begin his or her week on Tuesday, repeating the process, with a total of five engineers rotating according to this schedule. This accomplished several things: We avoided weekend overtime, gave the engineer two three-day weekends, and gave him or her the chance to take time off if they had been called in during the week. Each call-in would result in three hours of overtime, even if the engineer just came in to adjust a temperature. The engineers were much more likely to take the time off on a Saturday than go home early during the week. We still required the appearance of the engineer on the weekend, to verify plant operations, but if everything was under control, they could leave early. This strategy has worked very well for us, and the staff has embraced the change. We also hired an engineer to work second shift, from 2 p.m. until 10:30 p.m. This has eliminated 60 percent of the call-ins and provides better coverage for the central plant. Hospital staff also like having a facility staff member available to resolve house calls in a more timely manner. Scott Reeves, CHFM, CHSP, CHEP, manager for facilities, safety, and emergency management at CHI St. Luke’s Lakeside Hospital, manages his staff a little differently for overtime. Reeves has a smaller hospital (30 beds) and a staff of two engineers. He allows his staff members to set their own schedules, as long as all of the work gets done and he is kept aware of who will be onsite. The two engineers work together to take time off as required, take calls, and provide coverage. At least one engineer and/or Reeves is there from 7 a.m. to 5 p.m. Staff are required to coordinate time off so that all preventive maintenance work is completed. They plan surgery air handler and other critical equipment shutdowns for weekends, taking alternate days off so they can both work on regular time. This system has worked well for that location. Larger facilities have additional challenges that make self-scheduling much more difficult. Richard Martinez is director of facilities at CHI Baylor St. Luke’s Medical Center campus. His facility covers more than 1.2 million square feet with 30 operating rooms and about 900 patient beds. The original hospital was built in 1954, and a number of major additions were added through the years. Martinez has been focusing on staffing and overtime reductions since his promotion to director in 2013. He is responsible for about 63 facility staff. In 2012 and 2013, the department logged more than 2,581 overtime hours. In 2014, that number was reduced to about 769 hours, and through June of 2015, that number stands at only 42 hours. That is a direct savings to the hospital of more than $100,000 per year. This reduction was accomplished by the following process and program changes: • The number of staff on duty for second and third shifts was increased from two to five. This helps prevent call-ins for assistance during significant events. • During holidays, the three eight-hour shifts were reduced to two 12-hour shifts. Now, fewer staff are used for holiday coverage. • All overtime must now be approved by section managers. • Employees that smoke must now do so on their own time. They can smoke before shift or at lunch but must go off property. This has improved productivity. Smokers were offered smoking cessation program information. Facility managers today are being asked to cut staffing levels to control costs. By keeping departmental overtime ratios around 3 percent, the facility manager shows his or her commitment to cost curtailment. Controlling overtime allows you to reduce costs without reducing staffing levels. Being proactive in adjusting schedules and staffing levels to avoid overtime allows the facility manager a position of power when the C-suite comes looking for the department to cut costs. Take credit for the work you do. Communicate any savings that your department is able to accomplish, and show those savings as dollars saved against the bottom line. www.ashe.org 33 Feature Facility operations cost reduction through best practices By Nick Burke, PE, capital project manager, The University of Kansas Hospital H ealth care facilities have some of the most stringent HVAC requirements compared with other commercial and institutional spaces. These requirements range from high ventilation rates to tight humidity controls, all of which enhance the patient experience and help manage infection control. The systems also result in relatively high heating and cooling loads per square foot, making the central HVAC equipment a very important cost center for a hospital to manage. Central plants typically include large equipment, so full system replacement when new technology becomes available is usually not possible. 34 inside ashe | Fall 2015 Significant efficiency improvements can be made, however, by understanding the operation of the systems, making upgrades to key equipment, and targeting these improvements to leverage the investment. One example of this targeted improvement is the installation of water treatment systems to improve the operational costs of cooling towers. For an investment of about 5 to 10 percent of the cost of the cooling towers, water softeners or a reverse osmosis system can be installed to provide treated water with significantly less dissolved solids than the input city water. Cooling towers reject heat by evaporating water as the final stage of the cooling process for the hospital HVAC system. While the water evaporates, any dissolved solids, most commonly calcium, remain behind, building up like the ring around a bathtub. For a 1,000 ton cooling load, over 20 pounds of calcium is left inside the tower every day. This calcium is removed by blowing down a portion of the water in the tower—a necessary loss to avoid degradation of the equipment. Without any pretreatment, this blowdown may be one gallon (or more) for every two gallons that are evaporated. Treating the water can reduce this ratio by typically two to six times, depending on the local water quality, saving 5,000 to 10,000 gallons per day for the same 1,000 tons above. All told, this strategy adds a relatively small component to the cooling system, which allows the entire system to operate at a lower utility cost, using fewer resources to provide the same conditioning to the hospital. Many more examples of this type of improvement can be cited that leverage a key component to make a large system operate more effectively. Variable speed drives allow the same equipment to be operated more efficiently at part load. High turn-down burners allow the entire boiler, and consequently the entire boiler system, to operate more efficiently at part load. Similar to the water treatment changes improving the entire cooling tower system with a small capital investment, a burner replacement may improve boiler efficiency by 1 to 3 percent, at a cost of only 10 percent of the capital investment of the boiler. Because so much of the central systems in hospitals are HVAC-related, the loading of equipment varies widely with seasonal weather conditions. High efficiency at low operating points is even more important in health care than it may be in facilities with relatively fixed loads, like industrial facilities, although many industrial facilities benefit from these strategies as well. As with any managed project in the health care environment, Airflow operations cost reduction opportunities need to be managed. Many of these projects may be difficult to identify, because the existing equipment works, just not as well as it can with best practices. Having an active champion on the team who identifies these types of projects and promotes their value is key to achieving success. Just as the goal of a hospital is to provide the best care to the patient with the available resources, the goal of every facility operations team is to provide the best central plant utilities to the hospital at the lowest operating cost. Commodities prices move 635529_Airflow.indd 1 with market forces, which are largely out of the control of an individual facility. Loads (heating, cooling, etc.) needed to provide the conditions required for care can be managed, and are dictated by climate, end use equipment type, and quality of maintenance. One of the most powerful tools, then, of the central plant operator, is to manage the efficiency of the central plant equipment. Identifying best operating practices, proven across the field, and targeting strategic capital investments can provide significant benefits, reducing the operating cost of a health care facility while maintaining high quality systems. BALL-IN-THE-WALL® ROOM PRESSURE MONITOR Case study The University of Kansas Hospital, in Kansas City, Kan., brought a new energy center director on board who pursued water savings by installing softeners on the hospital’s central plant cooling towers. The hospital cooling system operates at about 2,500 tons seasonal average load, and the water usage was over 50 million gallons per year. The new director identified this as a major utility expense with significant opportunity for improvement. Because the original water quality was slightly worse than typical, the baseline use included about 40 percent blowdown. Installing the new soft water supply to the cooling towers has reduced the water use by about 16 million gallons a year, saving nearly $150,000 in annual operating expense. Direction Incorporated Toll Free: 888-334-4545 www.airflowdirection.com ashe@airflowdirection.com PATENT PENDING ® Airflow Direction Inc. 4/3/13 5:51 PM The patient’s life was saved. But not by a doctor. When a patient at a large regional medical center in Florida suddenly began choking, two nurses rushed to her aid. But they were unable to perform the Heimlich maneuver successfully on someone larger than themselves. Fortunately, G4S officer Michael Ward stepped in and was able to save her life. Knowing our officers have been trained for almost anything helps everyone breathe easier. RISK NEVER SLEEPS. Be ready for anything with customized G4S Custom Protection Officers equipped with the latest technology. To read more about how G4S goes above and beyond, please visit Risk-Never-Sleeps.com/bestofficers and click the Respect The Uniform tab or call 855-622-5544. 746356_G4S.indd 1 Securing Your World. www.ashe.org 35 5/11/15 5:57 PM Feature Securing the future of health care: A hospital’s approach to alternate energy solutions By Benjamin S. Blankenship, CHFM, director of facility support services, Carilion Clinic 36 inside ashe | Fall 2015 “The solar array will produce 17 percent of the annual electricity for the complex and 32 percent of the power demand.” commitment to a common purpose of better patient care, better community health, and lower health care cost. As director of facility support services for Carilion’s Western Region Hospitals, I have the responsibility for overseeing non-clinical support operations at three of the health system’s seven hospitals. Throughout the last several years, the facility teams at each of the three sites have worked to implement energy management projects and operational strategies that have netted roughly $400,000 worth of realized savings. One of those sites is Carillion’s New River Valley Medical Center (CNRV). The engineering and facility management teams, in addition to senior leadership, have been committed to not only reducing the cost of facility operations, but to finding environmentally responsible ways to do so. A s more and more hospitals and health care systems turn an educated eye to sustainability and green practices, facility engineers are identifying ways to reduce carbon footprints and, in turn, improve the bottom line on their energy spending. Reducing carbon footprint and lowering energy cost align with Carilion Clinic’s organizational mission and vision. Headquartered in Roanoke, Va., Carilion Clinic serves approximately one million residents in western Virginia. Energy sustainability and cost reduction in health care is a civic commitment that coalesces with Carilion’s vision of About CNRV CNRV is located in Christiansburg, Va. The site boasts 500,000 square feet of interior space and sits on a 112-acre campus that is surrounded by the natural beauty of southwest Virginia. The CNRV campus comprises two medical office buildings, a standalone ambulatory surgical center, two heliports, and is home to a number of excellent medical programs, including: • Level III trauma emergency department • The Birthplace, a top-rated, awardwinning maternity facility • Heart and vascular center • Carillion Clinic Saint Albans Hospital, a 25-bed behavioral health hospital Altogether the CNRV campus employs approximately 1,000 full-time equivalencies (FTEs), possesses 146 licensed beds, and serves a community of approximately 250,000 patients. CNRV was constructed in 1998 and has undergone three major expansions. It is the second-largest facility in Carilion Clinic’s hospital portfolio. The medical complex is powered through a detached central plant. The plant contains three 650-ton chillers of varying ages and rated efficiencies. Three cooling towers are located on the roof of the plant. The facility’s three gas-powered boilers generate medium pressure steam for the campus. Numerous pumps and motors consisting of a multitude of horsepower and sizes supply domestic and gray water through the infrastructure distribution systems. Over the last several years, CNRV has experienced the financial benefit of energy reduction through the execution of targeted energy management projects. These projects were designed to go after “low-hanging fruit” and generate quick wins to establish momentum and program credibility. The first steps toward an energy overhaul began with a benchmarking project to assess the hospital’s existing energy expenditure and usage. The utilities management team, along with an energy consultant, benchmarked and entered energy data for the last three years into Energy Star’s Portfolio Manager. This important step allowed us to identify where we were at the time and which energy-saving projects were measurable, scalable, and executable. We installed metering systems to allow realtime tracking of utilities consumption and developed dashboards to use this data to provide management tools for the plant’s facility operators to implement demand/response strategies. Energy efficient initiatives can positively affect a hospital’s operating margin. Up to 30 percent of a hospital’s consumed energy can be saved at little or no cost through energy efficient technologies and improved management practices without continued on page 38 www.ashe.org 37 sacrificing the quality of care. This benchmarking activity and its related projects resulted in substantial energy and cost savings. We reported the following returns on our investments. HVAC adjustments Investment: A series of HVAC improvements, including both equipment and controls optimization, required a total investment of $34,434. Return: These improvements resulted in $305,720 of annual savings. Steam valve insulation Investment: A cost of $43,579 was required to insulate all steam valves in the hospital and medical office buildings. Return: The annual savings resulting from improved insulation are $24,299, achieving a payback in less than two years with continued savings. Gas supplier switch Investment: To change the way we purchased natural gas we needed to switch to a different supplier. This required the installation of digital meters on the gas distribution system. The cost for the metering change was $8,500. Return: The change in the way we purchased energy saved $55,000 annually. Parking lighting upgrade Investment: Lighting upgrades in the parking area were installed as a result of an Environment of Care safety audit. New LED lighting replaced an aging and inefficient metal halide system. The LED replacement resulted in a decrease of more than 300 watts per fixture. Return: The upgrade saved $6,291 per year, and reduces the required maintenance and replacement of parking lighting. The CNRV engineering team has larger plans on the horizon that will take advantage of the campus’s geography and substantial acreage. In an environment of tight funding, we have found many ways to finance improvements. Investments in energy efficiency are among the soundest investments today. Most energy projects yield a one-to-five-year payback, which GSA# - 07F0053W Small Business# 412286-2013-09-SB Protect door openings against hot/cold air and insects AIR CURTAIN OFF 0 F 65 60 56 410 Air ows inside 52 48 44 40 888-359-2562 38 inside ashe | Fall 2015 756644_Powered.indd 1 AIR CURTAIN ON Air Curtains are up to 80% efcient at stopping inltration www.poweredaire.com 23/07/15 1:38 PM “The solar installment would not only offset any escalation in energy costs, but would decrease the hospital’s actual energy demand, resulting in tremendous savings in terms of cost and energy usage.” translates to a yield of 20 to 100 percent with little or no risk. Currently, plans are under way to develop a seven-acre solar array on the 112-acre campus. To assist with the initial capital funding, CNRV has partnered with a solar development company and is entering into a customer self-generation agreement with the local utilities supplier. The solar development company will design, develop, finance, own, and operate the distributed solar photovoltaic solution with purchase options available to CNRV. This business model was designed for tax-exempt entities to enhance their sustainability goals and to reduce their electricity costs to below grid parity. Carilion Clinic is a nonprofit health care organization, so the partnership makes sense. The solar installment would not only offset any escalation in energy costs, but would decrease the hospital’s actual energy demand, resulting in tremendous savings in terms of cost and energy usage. Understanding the utility bill and surrounding tariff structure was a key first step in the project analysis process. A 1,300 kw ground mount tracker array system with a 35-system-year life cycle was designed to manage peak demand loads and to provide insurance for the future against increasing cost of electricity. The solar array will produce 17 percent of the annual electricity for the complex and 32 percent of the power demand. A conservative analysis of a 4.5 percent power cost escalation rate was presented to the executive suite for project approval and reflects a 20-year net benefit of $850,000 for the facility. However, a more realistic escalation rate of 6 percent denotes the 20-year net benefit to be $1.2 million. Factoring in the actual life cycle of the system reflects an even greater return. With no capital required to get this project under way, the customer self-generation agreement and solar development partnership represents an attractive solution to offset escalation rates, reduce dependency on fossil fuels, and better manage peak demand. Regardless of which investment return scenario is presented, this project’s success ensures a bright future for the medical complex. Not only did these control measures and projects save money and energy at CNRV, they established momentum that has helped further the green initiative. These projects and many others like them have allowed the organization to be better positioned for environmental stewardship in addition to contributing to reducing health care cost for the community. Member Spotlight Linda Dickey ASHE’s member spotlight highlights ASHE members making significant contributions to the field of health care engineering and contributing to our mission of optimizing the health care environment. If you would like to nominate someone to be featured in the member spotlight, contact Inside ASHE managing editor Deanna Martin at dmartin@aha.org. A SHE member Linda Dickey, RN, MPH, CIC, is the director of epidemiology and infection prevention at University of California Irvine (UCI) Medical Center and is a renowned expert in infection control and prevention. Dickey is an ASHE faculty member who teaches ASHE’s infection prevention course as well as ASHE’s water system and management of waterborne pathogens course. She is a graduate of the ASHE Leadership Institute, has presented sessions at many ASHE conferences, and has written numerous articles and book chapters on infection prevention. In addition to her work with ASHE, Dickey volunteers with the Facility Guidelines Institute, ASHRAE, APIC, and other organizations on infection control issues. Fire Door Solutions has developed products and services to assist hospitals and medical facilities with adhering to the new 2012 Life Safety Codes as it applies to inspecting, repairing and maintaining fire rated doors. We are committed to providing products and services that ensure your fire rated doors are compliant with the new Life Safety Codes. 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By Steven R. “Rusty” Ross, PE, LEED AP BD+C, EMP, CxA 47 ASHE’s health facilities commissioning: An economic engine By Mark Kenneday, MBA, CHFM, FASHE 50 52 Measurement and verification By Jessica Jeffries, LEED AP BD+C, EMIT Operations and maintenance training programs in facility management By Lindsey Brackett, EI 55 Water commissioning: Keeping the flow smooth By John M. Dombrowski, PE, HFDP, CPMP, CCP, LEED, and Heather L. Platt, PE 58 Rx for healthy hospitals: Monitor-based commissioning By Joe D’Arrigo 60 Proper witness testing: Five best practices for success By Justin Carron www.ashe.org | Commissioning insider 41 LEttER tO REAdERS Dear Readers, Dale Woodin, CHFM, FASHE Senior Executive Director American Society for Healthcare Engineering “ Hospitals can save millions of dollars through commissioning. And by commissioning your facility, you as a facility professional can demonstrate your own personal value to your hospital leaders. ” 42 www.ashe.org | Commissioning insider You’ve no doubt heard a lot in recent years about the need for reducing operational costs in light of shifting hospital payment models and other changes in the health care field. Maybe you’re being pressured to reduce your staff. Maybe your organization is partnering with another in an effort to expand reach and gain efficiencies. Maybe you’re simply on the lookout for every possible way to save resources. The process of commissioning is one way to reduce operating expenses while improving efficiency. Commissioning, which can be performed during new construction as well as on existing facilities, examines the complex systems within health care facilities to make sure they are performing as designed. Hospitals can save millions of dollars through commissioning. And by commissioning your facility, you as a facility professional can demonstrate your own personal value to your hospital leaders. Although the current health care climate is challenging, it presents opportunities for facility managers who can present valuable solutions like commissioning. This special section explains the commissioning process and gives you the information you need to help your organization save resources and become more efficient through commissioning. It’s important to note that the ASHE commissioning process outlined here is tailored specifically for health care facilities. Traditional commissioning processes don’t always work in hospitals, which are unique environments in that they operate around the clock, house vulnerable patients, and are heavily regulated. While these articles provide an overview of commissioning, additional resources are available to walk you step-by-step through the process. The Health Facility Commissioning Guidelines describes a collaborative commissioning process that saves hospital resources. The Health Facility Commissioning Handbook provides detailed instructions on how to perform the health care commissioning. Both are available at www.ashestore.com. Facility professionals are facing a variety of challenges in today’s rapidly changing health care environment. ASHE is committed to helping its members find new ways to help hospitals reduce expenses. We are committed to showcasing our members’ ability to provide solutions to their organizations. And because of these reasons, we are committed to commissioning. I hope after reading this special section that you too will understand commissioning, recognize the savings it can provide, and commit to using the commissioning process on your next project. Sincerely, Commissioning resources and training opportunities By Deanna Martin, ASHE communications manager T he articles in this publication explain the basics of commissioning and why it is such an important process for providing operational value. ASHE also has other resources available to help you dig deeper into the process and to help you develop the business case for using commissioning in your next project. Commissioning guidelines: To tailor the commissioning process specifically to complex hospitals and other health care facilities, ASHE created the Health Facility Commissioning Guidelines. This resource establishes a standard process for commissioning health care facilities and stresses a collaborative approach among project participants. This document is available as a print or e-book edition at www.ashestore.com. Commissioning handbook: The Health Facility Commissioning Handbook provides step-by-step instructions for implementing the health facility commissioning process outlined in the Health Facility Commissioning Guidelines. The handbook also includes information to help facility managers and others communicate the importance of commissioning and show the return on investment the process can bring. This resource is available in as a print or e-book edition at www.ashestore.com. Commissioning course: ASHE’s commissioning course teaches attendees how to develop a business plan that presents the value of health facility commissioning to your executive leaders and demonstrate the return on investment that comes from embracing the health facility commissioning process. The class also explores critical aspects of the process, with emphasis placed on a collaborative effort that brings together the health care organization, design team, constructors, and commissioning agent. The course also shows how the process can be scaled to projects of various sizes. Visit www.ashe.org/learn and click on health facility commissioning to learn more and see the schedule of courses. To learn more about hosting this program for your ASHE chapter or other group, contact ASHE at ashe@aha.org. Use these resources to incorporate the commissioning process into your project, no matter the scope. For additional questions regarding commissioning—or to share your success stories with ASHE members—contact ASHE at ashe@aha.org. n ONLY “UL Approved” Air Flow Indicator on the market • • • • • • • • • Know at a glance, every minute, every shift your airflow is correct Simple, yet accurate Negative or Positive Air Flow Monitors Never any calibration or maintenance, ever! 2 Hour Fire Wall Rated by UL Smoke Damper (California) Lifetime Warranty against any mfg defects Fire Protection installed in every unit Highly Durable for Construction Barriers during renovations Electronic unit available for use with alarm systems 725104_LAMIFLOW.indd 1 Call Us at (800) 554-6221 www.Lamiflowtech.com www.ashe.org | Commissioning insider 43 15/12/14 8:22 pm commissioning insider RESOuRCES tHE ASHE WAy Why ASHE health faci construction firm to serve as the commissioning agent (CxA). The USGBC also allows the CxA to be a consultant to the design team and, on smaller projects, permits the CxA to be a member of the design or construction team. By Steven R. “Rusty” Ross, PE, LEED AP BD+C, EMP, CxA, principal, director of commissioning services, SSRCx C ommissioning is an important part of the construction process, and many organizations have created commissioning standards. Each standard has its place, but the ASHE health facility commissioning (HFCx) process best meets the needs of those involved in health care construction. This article explains why that is by comparing the ASHE HFCx process to five other leading commissioning methods. Selecting the agent The ASHE HFCx process defines the role of the commissioning agent (HFCxA) or commissioning authority as an individual or firm that works directly for the owner, rather than being an employee or subcontractor 44 www.ashe.org | Commissioning insider of any other project team member. The HFCxA is a consultant and represents the owner’s interest and as such should not be contractually obligated or connected in any financial way to any other team member. The Associated Air Balance Council Commissioning Group (ACG) and the Building Commissioning Association (BCA) advocate that the commissioning authority should be an independent third party. The U.S. Green Building Council (USGBC, which promulgates the Leadership in Energy & Environmental Design [LEED] standards), the American Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE), and the National Environmental Balancing Bureau (NEBB), on the other hand, permit a member of the design or Systems to be commissioned The ASHE HFCx process involves every system critical to operation of the health care facility and maintenance of the health care physical environment, from the building envelope to medical gas systems. In addition to the criticality of each individual system, the full functionality of many systems depends on integration with multiple other systems. Consequently, in a health care facility the full recommended list of systems must be commissioned and integration must be verified. Design phase The ASHE HFCx process and the BCA process are the only standards that require a design phase kickoff meeting. The HFCx process specifically addresses the need to define the project’s energy efficiency goals early in the project. Medical facilities both use a great deal more energy than many other facility types and offer fewer opportunities to “set back” energy-consuming systems in unoccupied modes. All the standards except ACG require energy expectations to be defined in the owner’s project requirements (OPR), but ASHE takes it further by requiring quantitative definition of the energy efficiency goals in the OPR. The ASHE HFCx process is the only standard that requires development of a utility management plan (UMP). This UMP is required by the Joint Commission and historically has been created by the operations and maintenance (O&M) staff at some point prior to occupancy. All standards require some level of design review of the construction documents, but the required frequency and review criteria vary greatly: • Although ASHRAE Guideline 0-2005: The Commissioning Process defines a review process for schematic design (SD) documents, design development (DD) documents, and construction documents (CD), ASHRAE Standard 2022013 states that the number of reviews should be defined by the owner. • ASHRAE and BCA allow sampling of portions of the design as an acceptable method of plan review. ASHE does not allow sampling. • ACG requires only one review. • NEBB states that a review of the SD may be conducted, a review of the DD documents should be conducted, and a review of the final CD must be conducted. Construction phase Many construction phase tasks have similar requirements in the various commissioning standards, including those listed in the left column of the table below. Some requirements specific only to some standards appear in the right column. Only the ASHE HFCx process requires the review of the HVAC controls system programming prior to functional testing. ASHE states that much of the expected performance of systems can be lost between the creation of sequences of operations in the contract documents and the actual programming language developed for the building automation system. Requirements for documentation of equipment and system installation vary greatly among the commissioning standards, but generally all of them require development of installation checklists. ASHE requires that the installation checklists be completed as the installation work progresses and does not permit preparation of all the documentation at one time after installation is complete. The ASHE HFCx process requires the HFCxA to facilitate inclusion of the O&M staff in construction phase activities, from various required reviews to site tours. Acceptance phase The acceptance phase of construction falls after start-up and initial checkout. The ASHE HFCx process requires several activities during this phase that are not required by other standards. All standards require the CxA to create and maintain an issues log and ensure items on it are addressed in a timely manner. All require the CxA to complete a final commissioning report. All except for LEED require the CxA to verify the O&M training process and to either compile, create, or review the systems manual. (LEED offers “extra credit” to >> Construction Phase Activities Activities common across the standards Requirements specific to some standards All standards require commissioning kickoff meetings and other planning meetings. The ASHE HFCx process requires milestone meetings to be held to plan the various construction phase activities. The CxA conducts periodic site visits to observe the work. LEED defines the review of start-up forms and/or construction checklists as a form of “pre-functional inspection.” The CxA reviews the following: • • • • • • • • Shop drawings and submittals for commissioned systems Operations and maintenance manuals Training plan Systems manual Start-up documentation Test and balance reports Updates to the OPR and basis of design Changes to the contract documents affecting commissioned systems LEED does not require review of shop drawings and submittals for commissioned systems, the O&M manual, the training plan, or the systems manual. www.ashe.org | Commissioning insider 45 commissioning insider ility commissioning? complete these activities, and ACG does not address the systems manual.) LEED is the only standard that requires a current facility requirements and O&M plan; the requirements for this document are similar to those for a systems manual. The requirements for functional testing have notable differences between the standards. Again, all organizations require these test procedures to be created and, again, “ ASHRAE is not specific as to who creates the testing documents. The ASHE HFCx, ACG, NEBB, and BCA processes require the CxA to create these test procedures. The creation of the testing documents, which identify all operating modes, safeties and alarming, system interoperability, and interdependence between systems, and so forth, is critical. During the acceptance phase, the ASHE HFCx process requires provision ” SICK OF THIS? Blueprint room a mess? Prints decaying? Take too long to find? AccuScan will sort your Hospitals’ blueprints removing the duplicates and bid sets. We will then scan them into a database that will enable you to: Retrieve the exact print or set of blueprints Scanned blueprints can be viewed, edited, emailed & printed Cloud based storage available .info ACCU SCAN Blueprints can be imported into AutoCAD & converted to AutoCAD digital archival solutions Experts in Blueprints and Document Management Art@GetAccuScan.com Call 609-386-6795 or visit us at www.GetAccuScan.com 46 www.ashe.org | Commissioning insider 698122_AccuScan.indd 1 The ASHE HFCx process requires benchmarking energy performance and measuring and verifying actual energy performance for at least the first year of occupancy. ASHE also requires the HFCxA to review the trends established in the acceptance phase with the O&M staff post-occupancy. 6/14/14 1:59 AM of the several services that are unique to its standard, including facilitating the development of operations and maintenance dashboards and facilitating development of the maintenance budget. Post-occupancy phase All the commissioning standards discussed in this article require opposite season testing on systems that could not be tested adequately during preoccupancy functional testing. The ASHE HFCx process requires benchmarking energy performance and measuring and verifying actual energy performance for at least the first year of occupancy. ASHE also requires the HFCxA to review the trends established in the acceptance phase with the O&M staff post-occupancy. The NEBB and BCA processes define requirements for benchmarking, measuring, and verifying energy performance as well. The ACG and ASHRAE processes do not specifically address these tasks, and LEED offers “extra credit” to complete a similar monitoringbased commissioning program. The need for health care-specific commissioning Although the various commissioning standards discussed include similarities, development and use of the ASHE HFCx process has made clear the importance of using a health care-specific commissioning process. The health care field is unique, and health care facility managers face challenges significantly different than those faced by facility managers in other industries. n ASHE’s health facilities commissioning: An economic engine By Mark Kenneday, MBA, CHFM, FASHE, vice chancellor, campus operations, University of Arkansas for Medical Sciences T he movement in health facilities management to fully integrate commissioning into the delivery process has been met with slow adoption. Almost all cultural change requires time and the tenacity of the visionaries to achieve the intended goal. Every change will be questioned, and the reasons for embracing a change like health facilities commissioning (HFCx) must be substantial enough to move the industry to a second curve; adopters must be won over to the new way to deliver health facilities projects, and own and operate facilities. Commissioning began to emerge as a necessity to achieve the “owner’s project requirement” (OPR) in just the last decade. However, commissioning has been a standard for the safe and effective delivery of many projects for other industries for more than half a century. Although late to the market, HFCx has the unique serendipitous outcome of creating an economic engine that can generate significant positive cash flow in excess of what is required to fund the process, along with an excellent prescription for monitoring various work activities. For many years, commissioning has been required by the military for new equipment that will be used to transport personnel or provide surveillance. The U.S. Navy does not accept a new ship without proper commissioning to ensure the vessel and all >> www.ashe.org | Commissioning insider 47 commissioning insider FinAnCing “The ASHE HFCx process provides specific strategies to optimize energy expenses and significantly reduce the institution’s cost.” of the technology and hardware work as expected. Sending warriors across or under the sea in a ship that has not been properly commissioned would be putting their lives at risk unnecessarily. The U.S. Army does not accept transport, weaponry, or tanks without commissioning them to ensure they can transport and protect personnel as well as deliver the required munitions to their designated targets. Each branch of the military has commissioning specifications for designated equipment that assures the safe and effective use and optimal performance during battle. The commissioning process, coupled with a dynamic strategic plan, makes the difference in the success of a battle, and whether the warriors return home to their loved ones. Numerous industries have commissioning as standard operating procedure prior to taking productive use of their equipment and structures. The process is specialized for equipment and facility use, and in many cases commissioning is required to achieve acceptance of their manufacturing process. Commissioning goes by many names. Toyota integrated commissioning ARLINGTON ATLANTA AUSTIN BOSTON DALLAS DENVER HOUSTON KANSAS CITY NASHVILLE NEW YORK MIAMI PHOENIX RICHMOND SEATTLE SAN FRANCISCO SHARPSBURG WASHINGTON DC 48 www.ashe.org | Commissioning insider 758080_ccrd.indd 1 into their poka-yoke process, as error proofing; Ford integrated it into their production lines as part of Job 1— every time the line is changed it must be tested to validate that production meets expectation. Many manufacturing processes for line setup and teardown require commissioning each cycle to ensure production meets expectation. Interestingly enough, health care has been commissioning equipment, especially medical equipment, for decades. X-ray equipment, CTs, and MRI equipment have not been installed without proper commissioning. Specialty equipment, such as robotic surgical machines, is not accepted without proper commissioning, and certainly radiation-emitting equipment has been commissioned since its use began for cancer and tumor treatment. The reasoning behind commissioning is not hard to understand when considering the significance of the desired outcome, which for many processes is life or death. Only one reasonable argument has been made for not commissioning, and that is cost. However, most professionals in health care agree that a commissioning process and a dedicated health facility commissioning authority (HFCxA) would bring tremendous value to every project. As an independent facilitator, the HFCxA has the capacity to facilitate the OPR while optimizing the financial resources so value engineering (VE) exercises are no longer necessary. ASHE has developed multiple case studies that readily document savings from health facility commissioning in excess of cost. HFCx, when done properly, creates a positive cash flow, above its costs, that can be used to fund other mission activities. Health care has a history of planning, designing, constructing, and owning and operating facilities and uses standard processes developed over the past 100 years. The majority of buildings represent an economic engine for resources that can be used to support the growth and expansion of the missions served. The opportunities are there not because buildings were poorly planned, designed, and constructed, but rather because at the time of their construction, efficient design was not the focus. The methodology used to own and operate these facilities was defined as best practice decades ago. The ASHE HFCx process is a fundamental shift—a disruption—in how health facilities projects are delivered. When properly executed and coupled with collaborative teams working in harmony to deliver the OPR, the ASHE HFCx process virtually PROVIDING LOCAL KNOWLEDGE WITH GLOBAL COVERAGE WSP has more than 1,450 personnel in 40 offices across the U.S. Our commissioning team is staffed by professionals who understand the latest technological advancements in building systems, as well as optimizing existing building systems, ensuring proper integration and long-term operational efficiency. Paul M. Meyer Senior Vice President Paul.Meyer@wspgroup.com 512 Seventh Avenue New York, NY 10018 wspgroup.com/usa 06/08/15 3:21 pm 758624_AKF.indd 1 to achieve the OPR ensures that it is achieved and optimizes the value of the project at the lowest delivery cost. After the owner takes first productive use, the HFCxA and the team can follow the project through its first year of use and resolve problems with performance shortfalls before the end of the warranty period. An additional benefit is that the ASHE HFCx process keeps the team engaged through the first 12 months of operation to ensure the systems are commissioned for seasonal changes that traditionally are not achieved in the standard delivery model. The HFCxA works with the team to verify that the measurement and verification plan meets and exceeds the OPR to achieve the energy efficiencies defined and the customer utilization to optimize their outcomes. The greatest value of the ASHE HFCx process comes after the customer takes first productive use. This value results from significant savings that can be captured using newly defined measurement and verification techniques and improved competencies from the operations and management staff in daily operations. Energy efficiency is a primary focus of the ASHE HFCx process, and energy savings strategies are the most significant expectation of the commissioning authority. To achieve these savings the HFCxA can leverage their input from the first OPR charrette to the end-of-warranty walk though. ASHE knows that on average, more than half of the expense for a normal facilities department is energy cost. The ASHE HFCx process provides specific strategies to optimize energy expenses and significantly reduce the institution’s cost. This is the economic engine that health facilities and infrastructure represent. By redirecting utility payments in support of the mission, the health facility manager no longer competes with mission-related projects, and in many cases, provides for them through utility savings. This is the second curve: facilities as an economic engine in support of the mission of the institution. n www.ashe.org | Commissioning insider 49 01/08/15 2:08 am commissioning insider eliminates waste. VE is usually an afterthought to right-size a project that is no longer in budget. This is “value eradication,” the real outcome of VE activities as the value of specific activities and elements are removed from the project to fit into the project budget. Such work should never have been part of the project, as the owner could not afford it, and when removed, the work leaves behind a “tax” because it is not removed at the same cost as when first included. During the design phase, the HFCxA can help the team achieve the OPR without undue cost overruns or VE exercises. During construction, the HFCxA works with the contractor and design team to ensure the work is properly installed and working correctly, reducing rework and the construction timeline. The savings are estimated by ASHE to be approximately 2 percent of the total project cost, which usually covers the cost of commissioning as a first-cost contributor. Having an independent set of eyes that works within all parties M&V PROgRAMS Measurement and VERIFICATION By Jessica Jeffries, LEED AP BD+C, EMIT, principal/project manager, TME, LLC M easurements help define and quantify progress. Verification confirms the accuracy of the measurements. Measurement and verification are critical to the ASHE health facility commissioning process. Without measuring and verifying progress, participants, stakeholders, and facility managers can be left in the dark to make decisions based on incomplete data and gut feelings. As hospitals embark on the path to reduce energy and invest in energy efficient buildings, they must be confident that their program, new building, or technology is worth the cost. Accurate measurements can serve as a report card to judge the success of a project and, when combined with 50 www.ashe.org | Commissioning insider ongoing monthly or daily measurement and verification (M&V) programs, can sustain or enhance an energy conservation program. When budgets are tight and decisions must be made to fund only part of the desired energy conservation program, removing M&V from the project might seem an easy choice. However, eliminating M&V is a detriment to the integrity of the entire project. The well-designed M&V program gives feedback during the implementation of energy conservation measures, verifies measures preform as estimated, helps sustain savings long after the project is complete, and engages facility operators to make energy-wise decisions. The well-planned, high quality M&V program must be executed by experts that understand the fundamental concepts and best practices and must contain the following key components: a documented plan, a methodology, measurement of post-installation energy, and documentation. Documented plan M&V programs start with the first component, the documented plan, designed by the M&V professional in agreement with the facility and key stakeholders. Plans should be transparent, verifiable by an independent third party, and based on documented data and sound guidelines like the International Performance Methodology The second key component of any M&V plan, the methodology, should be based on sound practices. Methodology can vary greatly based on the type of energy conservation measure (ECM), goals of the project, and availability of data, but methodologies can all be boiled down to this basic equation: Savings = (Baseline Energy – Post-Installation Energy) +- Adjustments. Defining baseline energy includes recording actual physical conditions, weather, operational strategies, and utility data. Once the project has started, baseline information can be difficult to obtain. Record the methods used to establish the baseline. Whole building metering and measurements are a good way to approach M&V, since it shows the energy performance of the entire facility. Also record all baseline end uses. Changes to a facility’s operation, installation of new medical equipment, and completion of shell-space finish-outs can lead to miscalculations. Changes during the baseline can also complicate establishing the baseline energy. All construction activity and operational changes during the baseline period should be discussed with the M&V professional so adjustments can be made to reflect the changes in the baseline period. Measurement of post-installation energy The next component of the M&V plan is measuring post-installation energy. Post-installation energy should be measured at regular intervals, and verification activities should be conducted to ensure proper installation, operation, and execution of the energy conservation measures. At a minimum, annual reports should be generated to document savings and ensure continued performance of the ECM. Monthly and daily M&V reports, while more costly, can increase the value of the M&V program by avoiding savings degradation, allowing fine-tuning of measures through operational feedback, and engaging the operations and maintenance (O&M) staff in the energy conservation program with quick feedback of day-to-day operations. As metering technology and data computing capabilities become more prevalent and less costly, hourly and realtime monitoring become additional tools to enhance measuring activities. Documentation The success of any M&V program comes down to planning, communication, and documentation. Documentation is the final and most important component in the M&V process. All changes must be well documented. Not only should changes be documented, but they should not override previous versions. Documenting changes will allow others in the future to see important transitions in the project. The M&V professional should be able to present the M&V plan and all reports to a third party for review. The third party should be able to explain and recreate each calculation and adjustment. M&V can be a complicated process with many variables and moving parts. A quality M&V plan can be invaluable to a facility and provide immediate feedback, both good and bad, to daily operations. n commissioning insider “Accurate measurements can serve as a report card to judge the success of a project, and when combined with ongoing monthly or daily measurement and verification programs, can sustain or enhance an energy conservation program.” Measurement and Verification Protocol and ASHRAE Guideline 14: Measurement of Energy and Demand Savings. At a minimum, the M&V plan should contain background information about the facility, a description of the energy conservation measure(s), the methodology and general approach to M&V, and the agreed-on calculations used to quantify the monetary value of the energy saved. Medically Minded Maintenance Maintaining a regulatory compliant healthcare facility is vital to your success. Let FacilityDude help you treat maintenance the way you treat your patients, visitors, and staff — by putting health and safety first. Our online tools will allow you to save money, increase efficiency, and improve overall service quality in your healthcare facility. Learn about FacilityDude’s maintenance solutions for healthcare: facilitydude.com 759483_FacilityDude.indd 1 www.ashe.org | Commissioning insider 51 30/07/15 4:23 pm tRAining Operations and maintenance training programs in facility management Insightful solutions that deliver powerful results By Lindsey Brackett, EI, principal/director of facility management services, TME, LLC P ower comes with knowing what you don’t know. Once you become aware of what you actually know and what you do not, you are able to decide whether you want to change your circumstances. Do you invest in a strategy to fill in the gaps, or do you rely on others to fill them in for you? Either way, you acknowledge your personal boundaries and can leverage your knowledge in a meaningful way. This insight is what makes operations and maintenance training programs so valuable. Training provides operations and maintenance (O&M) staff with the opportunity to be purpose-driven and to take ownership of their work. Objective feedback, continuous training, and succession planning help staff buy into the big picture and work toward the same goal—reducing energy consumption and overall net costs. Operations and maintenance training programs can be implemented in five simple steps: 52 www.ashe.org | Commissioning insider Pre-training assessment Curriculum development E-learning instruction Classroom and field instruction Retention testing Each of these steps builds on the previous one and is necessary for the program to remain effective long term. 1. 2. 3. 4. 5. Pre-training assessment Operator training programs must begin with a pre-training assessment to establish a benchmark for each training participant. The assessment is a common metric that quantifies each individual’s proficiency level. This step is critical for several reasons: • Although we may believe we know how our peers and direct reports perform at their jobs, we need an objective method to rationalize this information. • The assessment targets each individual’s areas of strength and opportunity. By determining areas of strength, leadership can assess whether each participant is correctly allocated to a position that capitalizes on his or her skill set. On the other hand, targeting areas of opportunity allows the training to be as streamlined and effective as possible. No time is wasted on training in areas that have already been mastered. • Finally, the assessment sets the benchmark of current performance that can be measured against an exit exam after training is complete. Improvement in performance is quantified, and retention is verified. In addition, in any areas where performance or understanding does not increase, additional training can be administered. Curriculum development Once pre-training testing has occurred, a data analysis is performed to determine the areas of strengths and opportunities. This step is necessary to develop a tailored curriculum for the training group. Many facility personnel operate under a “fire-fighting” model with little time allotted for training terms on their own time, at their own pace, and in their own environment. New topics can be revisited as many times as necessary until an essential knowledge foundation is built. This step is important to accomplish prior to classroom and field instruction so that all training participants walk into training sessions with the same knowledge base. Time in the classroom is not spent on basics such as equipment recognition, essential functions, and terminology. Even further, no one is impeded by technical jargon because these terms have already been introduced through e-learning. opportunities. In addition, formal training and classroom learning is not the preferred method of training; therefore, time should not be wasted on areas that are already mastered. Rather, training sessions should be devoted to areas that are not as well understood and yield a high level of payback, either in improving patient care or energy efficiency. Another consideration when determining the training curriculum is the facility’s systems and equipment, both current and planned future installations. All personnel that control the operations of the energy systems should be trained on that specific equipment. Again, time should not be wasted on irrelevant systems or equipment. Isolated sessions should be administered if a facility has specialty equipment including heat pump chiller heaters, interruptible rate structures, and district loops. Input from the leadership staff is important to identify any key areas of focus and to verify that the coursework is appropriate for the targeted personnel. Each facility is different, but it is typically best to organize curriculum to focus on specific trades. For instance, an HVAC technician should be trained on air-side systems and instrumentation, controls, and electronics. Similarly, a plant operator should be trained on central energy systems and controls. Facilities that use a zone technician model may prefer to cover general equipment and layout, specialty equipment, energy systems, basic control theory, retro-commissioning, energy economics, and fundamentals all under one curriculum. The content covered in this broad model will not be as detailed as the trade-specific approach, but it will be effective at training zone technicians on the basics they need to know for multiple systems. E-learning instruction After the curriculum is established and vetted, training can begin. Although e-learning programs are not ideal for applications training, they do allow facility staff to explore new concepts and Classroom and field instruction Once participants are prepared for classroom and field training, the curriculum’s focus shifts from fundamental lessons to O&M applications. On-site training is sectioned into classroom and field sessions that build off of each other. In general, classroom sessions should be limited to no more than two hours and ideally closer to one hour. When learning technical concepts, having an opportunity to practice at workstations and equipment is critical to success. Although general theory can be taught in a classroom environment, the connection will not be solidified until it is demonstrated and rehearsed in the final form. Since all participants will be given practice time during each field lesson, groups should be limited to five individuals per instructor, and lessons may last up to four hours. Retention testing The final phase in the O&M training process is to verify retention with an exit exam. To ensure that the training effort was effective to all participants, a follow-up exam is administered as a >> www.ashe.org | Commissioning insider 53 commissioning insider “When individuals feel as though they are an investment and not a commodity, their commitment to excellence exceeds all expectations.” final common metric to establish and quantify progress. If minimal progress is measured, then the training process starts over, this time beginning with step two, curriculum development. In most cases where gaps still exist, especially with multiple participants, the training delivery method was not effective and should be reconsidered. A new approach Effectively manage your ROUNDS: must be delivered to effectively reach the target audience. This new approach · Eliminate hours of data entry could include anything from switching to · Automatically produce and send a different trainer or spending more time out work requests reviewing concepts in the field rather · Track deficiencies: origin to completion than in the classroom. In any case, the · Generate regulatory reports original delivery method should not · Accountability like never before be repeated. · Customized for you A carefully crafted and executed O&M training process will reap many benefits on its completion. The greatest of these benefits is that facility personnel will gain the tools and knowledge they need to perform their jobs more efficiently, Rounds Tracker thus improving patient care, customer To schedule a demonstration contact us at satisfaction, and energy performance. 1-800-925-7460 or information@walshintegrated.com Gained efficiencies in operations will www.walshintegrated.com yield energy consumption and cost savings that can be quantified with a measurement and verification model. HR_745557_Walsh.indd 1 5/5/15 8:41 PM A baseline period could be established prior to executing the training program, therefore allowing leadership to track savings with progress in the program. A vested staff will always take more pride in their facility compared to service contract providers. When properly taught how to diagnose and troubleshoot, facility personnel will be more likely to take the extra time and care in resolving everyday issues without EOC Solutions is a comprehensive service provider for shortcuts or quick fixes. Over time, this professional inspection, installation, repair and maintenance of sense of responsibility is passed on to smoke and fire containment barriers for healthcare facilities. new personnel, fostering an environment of teamwork and ownership. For this reason, a mentorship program and a clear succession plan should be developed, published, and executed as a compliment to the training program. Again, the insight from knowing what you don’t know can ultimately deliver powerful results, especially Firestopping Smoke & Fire Fire Door Inspection Life Safety Surveys/ when a strategy to improve is carefully Services Dampers and Labeling Statements of Care crafted and deliberately executed. When individuals feel as though they are an www.EOCSolutions.com investment and not a commodity, their Contact Chris: CLittrell@EOCSolutions.com or 215-258-3910 commitment to excellence exceeds Contact Aaron: AWeiskittle@EOCSolutions.com or 419-309-7424 all expectations. n Automate Your Environment of Care Rounds Walsh Rounds Tracker SERVICES 54 www.ashe.org | Commissioning insider 760288_EOC.indd 1 04/08/15 11:36 PM Water commissioning: Keeping the flow smooth By John M. Dombrowski, PE, HFDP, CPMP, CCP, LEED, associate principal, Mazzetti, and Heather L. Platt, PE, senior associate, Mazzetti W ater systems are the lifeblood of health care facilities. Power outages get a lot of attention, but a disruption in water service can cause just as much trouble. Commissioning your water system after construction is complete, or recommissioning at some point after the facility is occupied, is an essential step toward reliability. As with commissioning other elements of your hospital, commissioning your water system is a multistep process. It begins with a plan, which leads to an investigation. After the investigation, improvements are made, and the system is formally handed off to the operations and maintenance team. To make sure the improvements last, an on-going commissioning process may also be developed. Making the plan To examine your facility’s water system, a team of responsible, knowledgeable personnel need to be assembled and dedicated to water safety. This team should include members from administration, facilities, infection prevention control, and other departments such as nursing as needed. The purpose of this team is to develop, implement, and manage an appropriate risk management program for the water system(s). A good place to start a program is with a detailed diagram of how water flows through a facility. This diagram provides facility personnel with an overview of the system and identifies the system’s intended operational goals. Start with your original construction documents. Many will already include a flow diagram of the system, or at least the main components. These documents >> www.ashe.org | Commissioning insider 55 commissioning insider WAtER SyStEMS likely will not include areas that were added subsequent to construction, nor any new or replacement equipment. Identify the source of water and service entrances. Create a comprehensive system diagram that indicates all equipment and maintenance shut-off valves; this will be important to the long-term operation of the system. This comprehensive diagram helps the commissioning agent and a facility operator identify potential areas of concern and inspection and testing locations for water quality testing. Once they understand what the water system should be doing, the commissioning team can develop an inspection plan. This involves examining every element, from intake to reservoirs to discharge. Proper commissioning will reveal vulnerabilities in the mechanical elements of the water system, and may reveal leaks and other inefficiencies. The most important issue that may be revealed by commissioning is the risk of pathogen growth. The mechanical elements section lists some of the areas that need to be examined during commissioning. This is not a comprehensive list, but it gives you an idea of what the inspection entails. Pathogen growth A consultant we know received a call from a newly built major academic cancer center that reported a case of Legionellosis. Investigation revealed that the facility had been built with plastic pipe, had major dead ends, and had stored the pipe outside before installing it. Also, the pipe had been filled almost one year before occupancy of the building, which meant water stood dormant in those pipes for nearly a year. The facility did not commission the plumbing systems, so the appearance of Legionella within weeks of occupancy was no surprise. On the other hand, we interviewed a colleague who holds a leadership role within a facility group at a large health system that very carefully monitors its water safety. The facility samples water every quarter from random faucets, shower heads, cooling towers, and other places where waterborne pathogens could grow. Nevertheless, occasionally something potentially dangerous, such as a strain of the bacteria that causes Legionnaire’s, shows up in minuscule quantities. Pathogens can find a home even in presumably well-maintained systems. So what should you consider during commissioning regarding pathogen growth? Keep in mind that many pathogens prefer to grow in still water, so look for and control spots where water pools and is not regularly circulated. Some possible examples include storage tanks, dead ends of pipes, and cooling towers. Another area of concern is medical equipment that uses water or has a potential for generating condensation. This equipment should be routinely inspected to make sure it is properly cleaned, drained, and stored per the manufacturers’ recommendations. Mechanical elements The mechanical elements of a hospital’s water system are complex. The commissioning inspection will evaluate the entire system, but some focus points will include the following: • Inflow: The water entering the hospital needs to be clean and secure. Among the issues to consider about inflow is how it is being disinfected before it enters the hospital and whether the disinfection system is operating properly. Another issue to consider when examining the water inflow is backflow prevention. Backflow is dangerous, because it could allow pathogens from the facility to enter the community’s general water system. Thus, codes require a backflow prevention system. Additionally, and just as important, routine inspections and annual testing should be conducted to ensure the backflow system remains functional. • Water piping systems: Among the many elements in the piping system that need to be examined during commissioning are the hand-held showerheads and faucets, aerators, and hot water tanks. • Cooling towers: Cooling towers in hospitals require regular attention. Issues to consider during commissioning include shutdown, start-up, and standby modes of operation; water treatment; and maintenance procedures. • Whirlpools/spas: Whirlpools and spas cause water to aerosolize, which increases the transmission of some pathogens. Similar to cooling towers, issues to consider during commissioning include shutdown, start-up, and standby modes of operation; water treatment; and maintenance procedures. 56 www.ashe.org | Commissioning insider 759086_KLG.indd 1 30/07/15 4:41 pm Similarly, a plan should be in place to deal with internal failures of the water system, such as a critical pump breaking down or a major leak occurring. What steps are identified within the management plan to deal with these potential problems? After the inspection The water commissioning process is considered a singular event, but it should lead to a chain of other events. For example, an improvement plan should Efficiency issues An important role of water commissioning is ensuring that the system is running efficiently. Hospitals use a lot of water, so conserving should be a priority. Checking for leaks in the system is one obvious aspect of this task, but in addition, ensure that all valves are closing properly. Another conservation issue involves credit for water that does not flow into the sewer. Health care facilities are typically charged by water utilities for the amount of water that goes in and the amount that enters the sewer after being used. The water entering the sewer is not metered: the utility assumes as much water is going out as went in. Many times this is not the case, such as when water is used for landscaping or to make up water that has evaporated in a cooling tower. The commissioning examination should verify that meters exist to measure this water so the facility can report it to the water utility for a credit. DESIGN WITH CONFIDENCE. Introducing the Next-Generation PresSura™ Hospital Room Pressure Products With thousands installed, TSI PresSura™ Room Pressure Monitors and Controllers are the industry standard for monitoring safety in isolation rooms, operating rooms and rooms for pandemic preparedness. Backed by our unique pressure sensor, PresSura Products provide precision measurements with high stability. The next-generation PresSura Products offer best-in-class features for confident isolation room designs: + Expanded multiple room monitoring + Customizable on-screen notifications + Temperature and humidity measurements + BACnet® integration Designed to comply with ASHRAE/ASHE 170, CDC, and AIA Guidelines, you can be confident that PresSura Room Pressure Products will be created based on the inspection. This plan should be developed by the commissioning team in conjunction with the water management team, and it should be part of the documents for the system. A final important step in the post-commissioning process is the establishment of, or confirmation of, on-going procedures to maintain the water system. This helps maintain the improvements made after commissioning and keeps the system healthy for the long term. n commissioning insider • Water treatment/filtration systems: Water treatment and filtration are common in hospitals, as these ensure that the water is clean. The operations personnel must have a complete understanding of the system to ensure effectiveness. Issues to consider during commissioning include modes of operation, chemical treatment monitoring, and maintenance procedures. • Water heating/cooling: Properly position water heating or cooling in relation to the water treatment system because some heating or cooling applications may have a negative effect on water treatment. meet your standards. Plan for failure The commissioning process should also ensure that the facility has a plan in place to deal with a failure. For example, if a water main breaks, is there an alternate way for water to enter the facility? Some facilities can get their incoming water from different water mains, allowing for isolation when a break occurs. In other cases, a facility makes an agreement with a local company to supply water from a tanker truck through an external connection to the system. Learn more at www.tsi.com/pressura UNDERSTANDING, ACCELERATED 679456_TSI.indd 1 www.ashe.org | Commissioning insider 57 01/03/14 8:58 AM monitoring the operating budget. Commissioning is all about fine-tuning systems and equipment to meet a hospital’s goals. Rx for healthy hospitals: Monitor-based commissioning By Joe D’Arrigo, regional service manager, Schneider Electric B uildings, systems, and equipment change over time. Performance may decline. Components may break or fail. Other needs may arise. To deliver the desired results, everything needs maintenance—whether proactive, reactive, or scheduled. At the same time, technology continues to evolve and facility staff and building owners often struggle to stay current, leverage existing systems, and do more with less. Hospitals are no exception. Their reason for being is to deliver high-quality care, and their facilities play an important role in achieving that goal. Hospitals face the task of managing existing systems and infrastructure while juggling challenges ranging from budget constraints, staff productivity, and regulatory standards 58 www.ashe.org | Commissioning Insider to patient satisfaction, safety, and energy mandates. As a result, hospital personnel are always making choices that involve trade-offs. One way to resolve dilemmas that may arise involves getting the right information to the right person at the right time to enable more informed decision-making. Monitor-based commissioning does just that. Monitorbased commissioning tools provide intelligent control, management flexibility, and meaningful analytics. Designed to improve infrastructure efficiency, these tools enable facility staff to schedule maintenance and minimize system downtime. In addition, energy procurement and sustainability planning software can help set a facility’s energy strategy and add money back to Focus on fine-tuning A hospital’s facility staff must be ready to respond to both expected and unexpected changes ranging from increased regulatory demands and rising energy costs to environmental mandates and innovations in technology. Moreover, they need to understand why specific issues arise and which remedies will drive operational efficiency, mitigate risk, and improve the value of existing assets. Commissioning is a valuable tool to help hospitals look at individual pieces of equipment and whole systems to identify faults and opportunities for improvement. Different commissioning strategies are used to fine-tune a hospital’s equipment and systems: •Initial commissioning ensures that a new hospital operates as intended and that facility staff is prepared to operate and maintain systems and equipment. •Retrocommissioning seeks to improve how existing equipment and systems function together, with a goal of improving operations and maintenance (O&M) procedures to enhance overall performance. •Recommissioning occurs when a previously commissioned hospital undergoes another commissioning process triggered by a change in building use or ownership, the onset of operational problems, or some other need. •Monitor-based commissioning leverages manual remote monitoring services or advanced analytics engines to continuously diagnose facility performance and to identify equipment and system faults, sequence of operations improvements, and trends in system and energy use. Monitor-based commissioning consistently maintains a hospital’s performance at the desired level over time. Systems and equipment Verification of connections Checking connections of electrical equipment is essential to maintaining the project schedule and controlling costs. For example, cable entry requirements are project specific; it is much easier and less costly to make changes at the manufacturer. Further, the sequence of relays and mechanical connections— including breaker cradles, busbar connections, current transformers, protective relays, instrument contactors, switches, fuses, meters, mimic bus, and any indicator lights and labels—should be verified during testing. Making changes in the field can take weeks and throw the entire project off schedule. An example: Automatic transfer switch testing yields powerful advantages Health care electrical systems need to ensure always-on power for essential systems to support patient care. Automatic transfer switches (ATS) are a crucial component of the backup power protection, safeguarding the availability of critical systems. Rigorous witness testing provides a crucial opportunity to verify how long it will take to switch between utility and backup power systems, so facility managers know exactly how much time it takes to achieve a transfer. During a recent witness test of an ATS for a hospital expansion project in the United States, the commissioning agent and project team saw that the combined sequential delay of the generator, paralleling system, and ATS exceeded code requirements for completing a transfer to the backup power source within 10 seconds. The issue was caught before the ATS equipment was shipped, and the project team and manufacturer were able to make adjustments to the programmed time delays without adversely affecting project schedules. In this case, a capacitor bank and timer were used to support Joint Commission accreditation. The capacitor bank helped support ride-through power for the programmable logic controller (PLC), which had been powering down; this reduced the overall time to connect to generator power and added a layer of redundancy. Despite the changes and added equipment, making modifications before equipment delivery was much simpler; making such changes onsite would be more difficult, costly, and timeconsuming. Engineering drawings would need to be reworked, experts would have to be brought in, and a service team would be needed to make the fix. All in all, the modifications could have added weeks to the overall project schedule and increased costs would be dramatic. Conclusion Rigorous and properly planned witness testing can help avoid delays and budget issues and reduce the risk of adversely affecting patient care and schedules. 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Williams, Inc. ........................................... 21 www.hew.com/healthcare HVAC ENGINEERING AKF Group ......................................................49 www.akfgroup.com 62 inside ashe | Fall 2015 PLUMBING ENGINEERING AKF Group ......................................................49 www.akfgroup.com FOOD WASTE DISPOSAL EnviroPure Systems, Inc .........Inside Back Cover www.enviropuresystems.com CONSTRUCTION AccuScan........................................................46 www.GetAccuScan.com RectorSeal ..................................................... 31 www.rectorseal.com EMERGENCY/BACKUP POWER Russelectric .................................................... 13 www.russelectric.com PAINT The Sherwin-Williams Company....................... 9 www.swhealthcaresolutions.com PLUMBING FIXTURES Willoughby Industries, Inc. ..............................30 www.willoughby-ind.com HVAC Titus................................................................40 www.titus-hvac.com/critical TSI Inc............................................................. 57 www.tsi.com/pressura UV Resources* ................................................ 17 www.uvresources.com ELECTRICAL ENGINEERING AKF Group ......................................................49 www.akfgroup.com MECHANICAL INSULATION Isave Team........................................................ 7 www.isaveteam.com FIRESTOP CONTRACTORS Isave Team........................................................ 7 www.isaveteam.com COMMISSIONING AKF Group ......................................................49 www.akfgroup.com ccrd.................................................................48 www.ccrd.com KLG Jones, LLC ..............................................56 www.klgjones.com CONSULTANTS/CONTRACTORS AccuScan........................................................46 www.GetAccuScan.com HTS, Inc. ......................................................... 21 www.consultHTS.com MAINTENANCE MANAGEMENT SOFTWARE FacilityDude .................................................... 51 www.facilitydude.com ICE MACHINE MANUFACTURER Scotsman........................................................ 11 www.scotsman-ice.com INDOOR AIR QUALITY SERVICES Oberon Wireless ............................................... 4 www.oberonwireless.com LIGHTING H.E. Williams, Inc. ........................................... 21 www.hew.com/healthcare LIGHTING DESIGN AKF Group ......................................................49 www.akfgroup.com H.E. Williams, Inc. ........................................... 21 www.hew.com/healthcare SOFTWARE Walsh Integrated.............................................54 www.walshintegrated.com TECHNOLOGY AccuScan........................................................46 www.GetAccuScan.com Z-Band Video, Inc. .......................................... 17 www.z-band.com/healthcare TELEVISION DISTRIBUTION SYSTEMS Z-Band Video, Inc. .......................................... 17 www.z-band.com/healthcare WATER HEATERS PVI Industries..................................................26 www.pvi.com Please support the advertisers that make this publication possible. GET USED TO SEEING YOUR FAVORITE TRASH HAULER A LOT LESS FREQUENTLY. 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