A Better Tomorrow In Progress 2010 GLOBAL CITIZENSHIP REPORT Delivering on a Better Tomorrow We are pleased to present Sigma-Aldrich's 2010 Global Citizenship Report. In 2010 we extended our Global Citizenship commitment and in this document we'll update you on the progress we've made on our GC1015 Initiative baselines that we launched at the beginning of 2010. These baselines are key to help Sigma-Aldrich mitigate risk for customers, while enabling us to continue the expansion of the broad portfolio of products we offer. More importantly our progress against these baselines demonstrates our commitment to the highest level of resource responsibility. Our capability to deliver a compelling and meaningful Global Citizenship platform is a direct reflection of our employees' efforts. As we make progress in embedding the concepts of social responsibility, environmental sustainability and fiscal accountability at all levels of our organization, our employees continue to discover new opportunities to further enhance our ability to meet and exceed our customers’ expectations. By looking at the challenges we face through a new lens, we’re able to provide innovative solutions, with the same goal in mind, to provide our customers with the highest quality products and an unparalleled level of service. As a leader in life science and high technology, one of our biggest challenges is to continually improve even the most routine processes, formulations and applications of our products. This approach has lead to breakthroughs in waste reduction during research and development, manufacturing and product use. These improvements have also led to the removal of hazardous materials in product formulations and the introduction of research materials for some of the most cutting edge energy and fuel efficiency projects around the world. This year’s report is dedicated to our former Chairman, President and CEO, Dr. Jai P. Nagarkatti, who passed away in November 2010. We began our Global Citizenship efforts under Jai’s watch. It was his vision that provided the Company’s initial focus on sustainability and corporate responsibility in 2007. Today, we continue on in his memory, further cementing his legacy of commitment to the communities we serve. Jai’s sense of humility, drive and high personal standards are a direct model for not only our Global Citizenship efforts, but our business as a whole. Moving forward, we expect to continue to drive improvement through our GC1015 Initiative. We aim to reduce the intensity of natural resource use and plan to further review our supply chain to evaluate opportunities to reduce our environmental impact as well as ensure compliance with our social welfare policies. We also expect to deliver a wider array of greener products that provide scientists around the world with an unprecedented level of product transparency not seen in our industry today. Finally, we will continue the strong commitments we have made to the communities where we live and work. As we explain in this report, we expect the investments we are making in both our commercial operations and in the communities in which we operate to synergistically work together to create significant shared value. Sigma-Aldrich enables science that improves the quality of life – making for a better tomorrow. It’s a role we take seriously and will continue to build on. Rakesh Sachdev President and Chief Executive Officer 2 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT The Company Sigma-Aldrich has a 35+ year history of being the premier supplier of high quality chemistry and life science products that enable scientific research and manufacturing designed to improve the lives of people worldwide. It is only natural then that the paramount purpose of our Global Citizenship effort is to create a better tomorrow for our employees, our customers and the communities in which we live and serve. Sigma-Aldrich long has had a good track record in Global Citizenship, Sustainability and Green Initiatives. In late 2009 we decided to establish stretch goals in these areas to challenge our business going forward. As we reported in the 2009 Sigma-Aldrich Global Citizenship Report, seven meaningful goals were identified by our organization with a plan to meet or exceed the targeted improvements over a five year period. Called the GC1015 Initiative, Sigma-Aldrich has committed to: • a 20% improvement in our waste generation intensity • a 20% improvement in our emissions intensity • a 10% improvement in our water use efficiency • a 10% improvement in our energy use efficiency • enhanced transparency of our supply chain • increased sale of Greener Alternatives Products • expansion of Team Sigma-Aldrich I am happy to report that Sigma-Aldrich is well on its way to achieving our GC1015 commitment. In 2010 we implemented significant changes both systematically and culturally to begin the process of realigning efforts in Global Citizenship to meet the GC1015 goals. We established firm baselines from which to measure our improvements, we increased employee, customer and investor awareness regarding our efforts and we implemented a better system for communicating with internal and external stakeholders. While 2010 was a great start, we are already looking forward to the progress we will make in 2011. The plan is to broaden our efforts and programs globally. We’re integrating with the business on many fronts by creating detailed action plans on how to achieve our desired reductions on a sustainable basis and we’re sharing lessons learned. Our Global Citizenship effort benefits us as a company as well as our customers. In many cases it allows us to provider greener, more sustainable products for our customers and it supports our manufacturing and distribution efforts by driving efficiency, cost reduction and the mitigation of risk across many areas of our business. Lastly, the culture of Global Citizenship and Sustainability is recognized by our customers, reinforcing why Sigma-Aldrich is and should continue to be seen as a premier supplier and trusted partner. On behalf of Sigma-Aldrich, I thank each of our employees for their dedication and efforts and I would like to thank our customers for choosing to do business with us. Letter from CEO Rakesh Sachdev 2 Letter from the VP of EH&S, Compliance and Sustainability Steve Walton 3 GC1015 Plan Review 4 Sigma-Aldrich Overview 5 Organizational Profile 6 Social Responsibility 7 Goal #7 Overview and Performance 8 Team Sigma-Aldrich 9 Giving Back 10 Partnerships 12 Our Workplace 13 Our Customers 16 Our Commitment to Safety 17 Environmental Sustainability 19 Goal #1-4 Overview and Performance 20 Goal #5 Overview and Performance 28 Procurement 29 Supply Chain 30 Green Teams 31 Goal #6 Overview and Performance 33 Greener Chemistry 34 Animal Policy/Greener Marketing 36 Global Citizenship Awards 37 Fiscal Accountability 38 Global Reporting Initiative 39 Steve Walton VP of EH&S, Compliance and Sustainability A BETTER TOMORROW IN PROGRESS 3 GC1015 REPORT CARD WASTE INTENSITY GOAL 20% Intensity Improvement It's been one year since we launched the GC1015 Initiative. It was a year filled with progress as well as reflection. We took a tough look at our performance and identified areas where we thought we could do better. Internally some thought that our progress measurements were too tough, but through this process we have found that growth through rigorous transparency and accountability to the established goals is the best method for moving forward and delivering on the commitment we made to our stakeholders. EMISSIONS GOAL 20% Intensity Improvement WATER GOAL The likelihood of enabling a “Breakthrough Worldview” moves closer each day. Scientists and researchers around the world are utilizing our tools and products to help close the gaps in many key disease categories and in the emerging fields of alternative energy and fuel research. As our customers have come to depend on Sigma-Aldrich for quality products, unparalleled service and a vast array of unique and research maximizing tools, we are working to provide those deliverables in a more responsible manner. From the start of our supply chain, through production and packaging, then to the shipping and disposal process we’re reviewing each step to identify areas where we can minimize waste and maximize process efficiency. 10% Efficiency Improvement ENERGY GOAL 10% Efficiency Improvement SUPPLY CHAIN GOAL Top 100 suppliers surveyed by 2012 Top 200 suppliers surveyed by 2015 On the right, you will see each goal along with a corresponding evaluation indicating the progress we made. In 2010, we set baselines for each goal. We provide specific targets relative to those baselines in this report and plan to track our efforts over the next four years. You will also find a detailed progress report on what we accomplished in 2010 and an explanation of our evaluation. GREENER ALTERNATIVE PRODUCTS GOAL 25% increase in sales of our 2,563 Greener Alternative Products To help readers identify GC1015 Initiative goals this logo will highlight initiative goals and our work toward reaching the goals. For more information on our GC1015 Initiative visit us online at www.sigmaaldrich.com/globalcitizenship. TEAM SIGMA-ALDRICH GOAL Team Sigma-Aldrich in all countries with operations 4.0 volunteer hours per employee = Progress on these goals has exceeded our expectations in 2010. = Progress on these goals has met our expectations in 2010. = Progress on these goals has not met our expectations in 2010. Details on how we plan to address these goals can be found on each goal detail page. 4 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT Sigma-Aldrich by the numbers PRODUCTS CUSTOMERS GEOGRAPHIES PORTFOLIO (# of products) (% of 2010 total sales) (% of 2010 total sales) (% of 2010 total sales) Leading the way in the life science and high technology markets Over one million individual customers worldwide in over 97,000 accounts Enhancing our global reach through excellence Four customer-centric units delivering quality products and service every day 35% Pharmaceutical, Diagnostics, Biotechnology Companies 147,000 Chemicals (48,000 manufactured) 40,000 Laboratory Equipment Items 32% Chemical and Allied Industrial Companies 39% United States/Canada 37% Research Specialties 39% Europe/Middle East/Africa 29% SAFC 22% Asia Pacific/Latin America 19% Research Essentials 26% Universities, Government Institutions, Not-for-Profit Organizations 7% 15% Research Biotech Hospitals and Commercial Laboratories SALES QUALITY SYSTEM IMPLEMENTATION CORPORATE SAFETY PERFORMANCE CORPORATE SAFETY PERFORMANCE $ in Millions Number of facilities with certification Number of Injuries – Recordable Injury Rate (RIR) Sigma-Aldrich Serious Injury Rate (SIR) Serious Injury = 3 or more days lost work 2010 2,271 2010 7 75 2010 0.74 2.7 2010 0.23 2009 2,148 2009 7 66 2009 0.79 2.7 2009 0.16 2008 2,201 2008 7 66 2008 0.79 2.7 2008 0.28 2007 2.039 2007 5 64 2007 0.94 3.1 2007 0.21 2006 1,798 2006 5 63 2006 1.07 2.9 2006 0.35 2005 1,667 2005 4 57 2005 1.30 3.2 2005 0.32 2004 1,409 2004 4 48 2004 1.17 3.5 2004 0.39 ISO 14000 cGMP & ISO 9000 Sigma-Aldrich RIR Industry Average Sigma-Aldrich 2010 Recognitions: Silver – The Scientist magazine Top 10 Innovations in 2010-CompoZr ZFN Technology Number 84 – Corporate Responsibility Magazine Top 100 Corporate Citizens (Number 99 in 2009) Number 178 – Maplecroft Climate Innovation Index A BETTER TOMORROW IN PROGRESS 5 Sigma-Aldrich Worldwide With offices in 40 countries supporting Sales, Distribution and Production, Sigma-Aldrich is a global company with operations around the world to meet our customers' needs. Netherlands Norway Sweden Finland Denmark Russia Germany Poland Czech Republic Luxembourg Slovak Republic Austria Japan South Korea Hungary Taiwan Switzerland China Vietnam India Thailand Malaysia Singapore Israel New Zealand Australia United Kingdom Ireland Belgium France Canada United States Spain Portugal Mexico Italy Brazil Chile Argentina South Africa Sales Distribution Production ORGANIZATIONAL PROFILE Sigma-Aldrich Corporation was incorporated under the laws of the state of Delaware in May 1975. The Company’s principal executive offices are located at 3050 Spruce Street, St. Louis, Missouri, 63103. The Company's primary brands are Sigma, Aldrich, Fluka, Supelco and SAFC. The Company has a customer-centric organizational structure including four business units: Research Essentials, Research Specialties, Research Biotech and SAFC. This structure defines the Company’s approach to serving customers. The Company sells to researchers in over 160 countries, servicing more than 97,000 accounts representing more than one million customers. Sigma-Aldrich operates in 40 countries, manufacturing 48,000 of the 147,000 chemical products it offers. The Company also offers 40,000 disposable equipment products. During the 2010 calendar year, Sigma-Aldrich had chemical production facilities in Madison, Milwaukee and Sheboygan, Wisconsin; St. Louis, Missouri; 6 Lenexa, Kansas; Houston, Texas; Bellefonte and Denver, Pennsylvania; Haverhill and Natick, Massachusetts; Caseyville and Urbana, Illinois; Miamisburg, Ohio; Mulberry, Florida; Carlsbad and Selma, California; Australia; Canada; Germany; India; Ireland; Israel; Japan; Singapore; Switzerland; Taiwan; and the United Kingdom. The Global Citizenship reporting period is based on a calendar year and the reporting cycle is annual. Report content is determined by the Sustainable Business Development Department and is contributed to by stakeholders throughout Sigma-Aldrich. The scope of the report includes the entire Sigma-Aldrich Corporation. All questions regarding this report or its contents should be directed to Jeffrey Whitford, Manager, Sustainable Business Development at GlobalCitizenship@sial.com. SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT Social Responsibility In the January/February 2011 issue of the Harvard Business Review, thought leaders Michael Porter and Mark Kramer shared their insights on a shift from Corporate Social Responsibility (CSR) to Creating Shared Value (CSV). Their viewpoint suggests that CSR is reputation based and has limited impact on the business and that businesses should instead work to find the optimal place that merges what is best for society with what is best for the organization. Sigma-Aldrich uses a similar CSV model to guide the investments in our communities over the past six years. That creation of shared value can be seen through support and interaction with organizations such as the Susan G. Komen Foundation, Juvenile Diabetes Research Foundation, Autism Speaks, and the Michael J. Fox Foundation. Our partnerships with these organizations continue to drive reinvestment into the research community and further align our core business initiatives with that of our community investments. In the coming pages, we will share stories of how our employees engaged with their community in 2010 and how our investments in community organizations have turned into two-way partnerships with disease and disorder research organizations utilizing our products to learn more about the diseases and disorders they are tasked with treating or eradicating. You can also read about our newest developments in Human Resources, Quality, Safety, Trade Compliance and our newest Services initiative, Strategic Service Solutions, from Sigma-Aldrich. A BETTER TOMORROW IN PROGRESS 7 GC1015 Goal #7 TEAM SIGMA-ALDRICH 2010 2011 2012 2013 2015 2014 Team S-A in 9 countries 0.5 volunteer hours per employee Team S-A in 40 countries 4.0 volunteer hours per employee In November 2010, Sigma-Aldrich mourned the loss of our Chairman, President and CEO, Dr. Jai Nagarkatti. Jai was one of the driving forces behind the Company’s commitment to our communities and the environment. It was under Jai’s leadership that we began our formalized Global Citizenship program and it is in his memory that we move forward making even greater strides in our efforts to positively impact people’s lives. While we were able to meet our goal of a 15% global expansion, we realized that significant changes have to be made in the Team Sigma-Aldrich program if we are to reach a goal of four volunteer hours per employee by 2015. To meet that goal we’re looking at policy changes to clarify our commitment as well as a volunteer system to empower employees to self-report. In our 2010 Social Responsibility update you will find our Team Sigma-Aldrich results along with spotlights on new additions to the program. You will learn about one of our employees who survived the earthquake in Haiti and how Sigma-Aldrich came together to respond to the disaster. We’ll also provide more indepth reporting on our most valuable resources, our employees, and review how Sigma-Aldrich makes sure that service, quality and safety continue to be the cornerstones of our everyday work. • Team Sigma-Aldrich Expansion Achieved 2010 Team Sigma-Aldrich Results 1,750 participants 2010: 2009: 1,623 2008: 1,443 2007: 1,201 2006: 800 2010: India Japan China England 2009: 60,179 2008: 70,930 2007: 35,348 2006: 28,207 Next Steps 4,432 volunteer hours • Implementation of Volunteer Management System 2010: • Focused attention on long-term partnerships/outcomes 2009: 4,241 2008: 4,101 2007: 1,358 • Alignment of funding priorities 8 61,277 donated SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT TEAM SIGMA-ALDRICH Education is one focus of Team Sigma-Aldrich. At our corporate headquarters in St. Louis, we have witnessed the problems of a troubled school system. Less than five years ago the St. Louis Public Schools (SLPS) were stripped of their accreditation, meaning they weren't meeting the educational requirements set by the state of Missouri. Around this time, Sigma-Aldrich began a partnership with the SLPS to provide reading mentors in two of its schools. To date, this is our largest volunteer commitment with 1,800 volunteer hours per year. Every visit to these schools is a constant reminder of the challenges that the students and teachers face. Most students are behind by at least one grade level in reading. With the variety of comprehension levels in a classroom, being able to provide specialized attention becomes a challenge. Our volunteers are able to provide individual attention to students that is designed to improve reading skills and foster confidence. 1 2 Sigma-Aldrich also supports a program that compensates St. Louis school teachers for home visits to meet with parents who are unable or unwilling to come to school to meet with the classroom teachers. Through this program, teachers are able to connect with parents and provide feedback and focus areas that students can work on at home as well as stressing the importance of making sure the children are present at school daily. We continue to work with our partner schools to review the progress of the children in our program and adjusting our approach to ensure that our efforts are generating results. PARTNERS March of Dimes (The Woodlands); Run for the Stars (St. Louis); Komen Race (St. Louis); JDRF (St. Louis); Cyber Chase (St. Louis); MDA (St. Louis); Bike MS (St. Louis); Briggs & Als (Milwaukee); Special Olympics (Bellefonte); Habitat for Humanity (Lenexa); Making Strides (Natick); Corporate Capers (Milwaukee); Reading Partners (St. Louis); ACS Relay for Life (Denver); KC Corporate Challenge (Lenexa); Komen 3-Day (Carlsbad); Casa M.A.N.U. (Buenos Aires); Kickball for a Cause (St. Louis); Walk for Autism (St. Louis); Bark in the Park (St. Louis); City2Surf (Castle Hill); Science Partners (St. Louis); Science Partners (Bromborough); VGKK & Karuna Trust (Bangalore); Bangalore City Connect Foundation (Bangalore); Miraikan Museum (Tokyo); Volunteering Associate of Luwan District (Shanghai) 3 1. and 2. Team Sigma-Aldrich members from our Woodlands, Texas office at the 2010 March of Dimes: March for Babies Walk 3. Susan G. Komen Race for the Cure in St. Louis, Missouri A BETTER TOMORROW IN PROGRESS 9 THE SCIENCE OF GIVING BACK This past year there was a distinct change in the conversation surrounding corporate giving. We noticed a shift in our conversations with fellow funders as well as the not-for-profit sector. Whether caused by the current economic climate, or deteriorating social conditions around the world, the traditional approach to funding would no longer be enough. The expectations placed on the corporate world are beginning to broaden their reach into the not-for-profit sector. Terms like accountability, ROI and Key Performance Indicators are now part of the conversation. The question had to be asked, “Is our charitable giving system, in its current form, the best we can do?” This question drove us to take another look at our strategy and to see if we were getting a tangible return on investment. While we cannot answer that question at this time, we are putting the pieces in place to monitor outcomes, benchmark those results and working hand-in-hand with our partner organizations to ensure that our contributions are creating results and that we’re funding organizations that are positively impacting people’s lives. STEM As part of our initiative to review our funding strategy, Sigma-Aldrich began discussions with other companies in the Greater St. Louis region around the topic of STEM education. Science, technology, engineering and mathematics (STEM) education is a relatively new mode of thinking about how best to educate students for the workforce and for post-secondary education. Our partner organizations (Monsanto, Express Scripts, Emerson, Mastercard, Bank of America, Peabody, Boeing, AT&T and Washington University) are taking a collaborative approach. Biobench As part of Sigma-Aldrich’s ongoing commitment to elevate interest in the sciences throughout the community, the Customer Education team launched the Biobench workshop and Biogrant program. The goal of this outreach is to promote the development of young students into the scientific leaders of tomorrow. The Biobench workshop provides high school students and teachers with a greater understanding of life science techniques through lectures, laboratory exercises, and demonstrations of the same cuttingedge technologies used everyday by life science professionals. In the inaugural event, co-sponsored by St Louis Community College, participants completed a full molecular cloning exercise and learned the power of bioinformatics by using our “Your Favorite Gene” search portal. A second workshop, entitled “DNA Fingerprinting,” hosted students from the Clyde C. Miller Career Academy in St Louis. DNA fingerprinting, popularized by the media and television dramas like “CSI” and “Law and Order,” has transformed the world of forensic science. This technique enables law enforcement to implicate criminals and exonerate the innocent by comparing samples of human DNA left at a crime scene with DNA obtained from a suspect. This workshop required the students to use the same techniques employed by forensic scientists, including DNA purification, polymerase chain amplification, and electrophoresis, to make positive identifications. We’re continuing the Biobench series in 2011 and including workshops on quantitative Real-Time PCR and RNA interference. We’ve also announced our intention to launch our Biogrant program. Development of this program began with Sigma-Aldrich’s desire to promote interest in the sciences and to assist in the academic growth of future scientists. Biogrant is a video contest targeted to high school students. The student with the winning video will receive $20,000 to makeover their high school lab. With this program, we are encouraging potential researchers to tell us, “What’s your Bio future?” and to let us know how a grant could help their lab. A principal mission of the Customer Education Team at Sigma-Aldrich is to enable science through education. This is achieved through the implementation of our educational and community outreach programs. Our programs, in partnership with participating students and established scientists, will continue to position Sigma-Aldrich as a leading facilitator of science through education. 2008 2009 STEM is an approach to teaching that is larger than its constituent parts. STEM education removes the barriers between the four disciplines by integrating the four subjects into one cohesive means of teaching and learning. 10 2010 $856,793 Products $6,107,347 Cash $760,078 $6,397,020 $849,112 • The advancement of Science, in all its forms. • Education and related activities that build and train tomorrow’s leaders and foster the development of well-rounded citizens. • Health and Human services, especially those focused on supporting youth and strengthening families. • Innovation that directly or indirectly supports Sigma-Aldrich Corporation’s corporate goals: - To unleash talent - To delight customers, and - To thrill shareholders • Thought leadership that fosters the general advancement of our major corporate initiatives: - To promote life science and high technology - To be the world leader in service - To streamline processes - To set the standard for quality - To ensure a safe, enriching and productive workplace Sigma-Aldrich and the Sigma-Aldrich Foundation Donations 2007 OUR PRINCIPLES $555,050 $569,974 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT $186,000 $670,793 • Not-for-profit organizations that are directly and actively supported by Sigma-Aldrich Corporation’s Key Human Assets, our employees, directors, trusted advisors, customers and fellow supporters of other broad community initiatives. haiti 1 For Diane Henschel, Senior Manufacturing Operator in Sheboygan Falls, Wisconsin, a yearly volunteer trip to the Leogane region of Haiti held something she couldn’t have foreseen. After being in Haiti for four days, the unthinkable happened. On January 12, 2010, a 7.0 magnitude earthquake struck the island nation. Diane and 37 other volunteers were working at an orphanage and school in Leogane. Diane and the team were returning to the compound where they were staying when the earthquake struck. “The ground just looked like it was liquid, it had a fluid motion” said Henschel. After realizing what had happened the team did a quick check of all of the volunteers, finding that everyone was shaken but okay. The next question was the safety of those in the orphanage. The morning after the earthquake, part of the team made its way back to the orphanage where they found that all 16 children along with the staff were safe. They immediately began repair work on the facility and opened a newly constructed medical clinic. The remainder of the team set up a triage area near the compound to treat as many injuries as they could with the emergency supplies they had. A few days later, Diane and her group were able to make their way to Port-au-Prince after being informed about the possibility of catching a private flight out of the country. Mission Aviation Fellowship made arrangements with Hendrick Motorcross Racing to bring in Disaster Relief teams and to evacuate Americans. Because their group was one of the first to arrive at the airport, they were able to make it out of the country and back to safety. For Diane, it was an experience that has her wanting to return to help rebuild the country. 2 In response to the Haiti earthquake disaster, Sigma-Aldrich joined the efforts of other companies around the world. The Company challenged employees with a matching gift of up to $20,000. After three weeks of collecting funds from employees around the world, Sigma-Aldrich employees raised $16,000, and the Company made the decision to contribute the entire $20,000 to aid the Red Cross in its relief efforts 3 4 1. Diane Henschel in Leogane, Haiti 2. and 3. Damage to the school and orphanage in Leogane 4. Young girl after treatment at the triage station A BETTER TOMORROW IN PROGRESS 11 SAGE LABS PARTNERSHIPS SAGE Labs Partners with Leading Non-Profits to Develop Better Models of Human Disease Since its inception as a business initiative at Sigma Aldrich in 2009, SAGE Labs has sought to partner with leading non-profit foundations to bring more predictive disease models to market that otherwise might not have been generated. With a specific focus on creating models for diseases with neurobiological origins, SAGE Labs first partnered with the Michael J Fox Foundation, focusing on Parkinson’s research, and then Autism Speaks, the leading organization dedicated to Autism research. Though current mammalian models, mainly mice, adequately recapitulate some outward symptoms of Parkinson’s disease and Autism, no existing model has been able to accurately mimic the onset and progression of the underlying disease process that characterizes these diseases in humans. Adopting a new approach to developing more effective and targeted research models, SAGE Labs uses CompoZr ZFN technology in its efforts to design ‘knockout’ rat models in which the genes known to be directly implicated in Parkinson’s disease and Autism are omitted. “Our Foundation’s mission is to accelerate the conversion of basic discoveries about Parkinson’s disease into practical treatments that will make a difference in patients’ lives,” said Katie Hood, CEO of The Michael J. Fox Foundation. “To accomplish this, there is a critical need for new research models to more effectively screen potential new therapies, particularly neuroprotective therapies. We’re excited about the knockout rat technology developed by Sigma-Aldrich, and hopeful for its prospects to quickly make a major impact on Parkinson’s disease drug development efforts and help deliver breakthrough treatments to patients faster.” “We were particularly interested in partnering with SAGE because of the need to further our ability to carry out translational research in autism. More model systems are sorely needed,” said Dr. Sophia Colamarino, Vice President of Research for Autism Speaks. “Autism Speaks has direct connections to autism researchers across the U.S. and Europe. Combining this specialized knowledge with Sigma Life Science’s expertise and unique technology will result in significant benefits for researchers and hopefully a faster testing and adoption of these new models.” This research is expected to facilitate the development of new models that scientists believe will provide a better understanding of these devastating diseases at the molecular, biochemical, physiological and behavioral levels. This knowledge may, in turn, result in new therapeutic targets and approaches for the treatment. Models that are produced under the auspices of these partnerships are made available to customers world-wide through Sigma’s world class distribution systems under the SAGE Labs brand. Culture/growth of modified embyro (e.g. zebrafish) (-/-) ZFN causes disruption of targeted gene (+/-) BREAK or Fertilized one-cell embryo Microinjection of ZFN into nucleus Birth of founder animals Magnification of injected nucleus (-/-) For more information on SAGE Labs, visit www.sage.com. 12 Transfer of modified embyros to foster mothers SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT (+/-) = Targeted knockout OUR WORKPLACE Our approach to sustainability includes the ability to attract, engage, develop and retain the best scientific, professional and leadership talent in the industry. We understand that the quality of our employees drives our ability to fulfill our mission and to execute our business strategy. The employment value proposition we present to prospective candidates is powerful, particularly to scientists around the world who rely on our products and services. We rely on internships, on-campus recruiting and our relationships with key colleges and universities to supply us with scientific talent. Beyond this, prospective candidates from other disciplines are drawn to our unparalleled record of sales growth and performance. 7,888 employees 2010 2009 2008 North America 4,229 Europe, Middle East, Africa 2,825 Asia Pacific/Latin America 834 4,079 2,856 805 4,216 2,900 809 A BETTER TOMORROW IN PROGRESS Total BY Gender 43% Female 57% Male 2010 TURNOVER North America Europe, Middle East, Africa Asia Pacific/Latin America 443 317 83 13 Our Commitment to Diversity & Awareness Sigma-Aldrich recruiting crosses international borders and our culture promotes diversity. We strive to ensure that our talent pool is composed of a diverse array of candidates, many destined for leadership roles. With a compelling career message in place, we employ screening tools and careful selection processes to identify and select candidates that can fit even the most challenging roles. Prospective candidates are also drawn to our unparalleled record of sales growth and performance. Along with a focus on diversity is a focus on awareness. Whether it is corporate governance, human rights, or safety, all employees are called upon to be aware of their surroundings and to inform their supervisors if there is an inconsistency between corporate policy and employee behavior. All employees are required to review and acknowledge their responsibilities to uphold our Business Conduct Policy. This policy is reviewed annually by all employees. Sigma-Aldrich does not condone forced, compulsory or child labor. In support of our commitment to the conduct of business in an ethical manner, an in-depth training module was developed for a pool of our supervisors and managers who were required to complete a 2.5 hour training on harassment and diversity. Our training on human rights policies goes beyond our employees and extends to all of our security personnel, ensuring a workplace defined by respect for all humanity. Those members of our workforce represented by labor agreements is primarily located in our EMEA (Europe/Middle East/Africa) region, and represent approximately 13.3% of our total workforce in that region. Our labor agreements require three to twelve months notification for any significant operational changes depending on the country and the agreement. Approximately 100 newly promoted supervisors and managers across the U.S. recently completed an HR-led leadership training program designed to cover the strategies and tools needed to effectively manage others. The new program, which began in early 2010, consists of a series of modules that are offered each quarter and feature a combination of online content followed by classroom sessions. “The essence of being an effective manager is meeting the day-to-day needs of the business and the needs of employees,” said Erick Koshner. “This is especially important for front-line and middle-level managers who play a critical role in the engagement of our workforce. And in the case of first-time managers, they must be quickly equipped with a wide range of skills including the ability to establish trust, to coach others and to resolve conflict.” The training reinforces the following principles: 1. Ethical Behavior Always do the right thing No compromise. There are many examples of individuals and even companies that have "cut some corners," and consequently, paid the price in stature and reputation. 2. Relationships Treat employees right and develop their trust and respect Keep employees well-informed and motivated so they use their individual talents optimally. The ideas that surface to help manage costs and to improve operations help make our Company stronger. In 2010, there were nine human resources complaints filed regarding discrimination. These charges have been investigated carefully with supervision of our Human Resources and Legal Departments and each has been resolved satisfactorily. 3. Aim High Operate a profitable, efficient, and well-run organization – execute on consistent basis With an industry reputation as a high-performing Company we need to maintain the highest standards of quality and service. Challenging goals help our organization to achieve a higher level of excellence in everything we do. Strengthening our Business by Developing our Employees Offering a conventional benefits package is no longer enough for companies to attract and retain valuable people. Workers increasingly seek out employers who help them extend their skills and knowledge. It’s rewarding for employees to take on challenges that make coming to work an exciting prospect. SigmaAldrich understands that sustainable growth is closely aligned with employee development, and there are many ways in which our work environment promotes learning, such as our Leadership Training Program. Research shows that companies with strong employee engagement are better financial performers, with less turnover and more motivated employees. Our induction and socialization processes for new employees go far beyond routine orientation methods and reinforce their decision to join the Company. Information, introductions, training, values clarification and social events are key to helping new employees develop affinity for our organization and becoming highly engaged. 14 U.S. Human Resources Successfully Wraps Leadership Training Program 4. Development Always growing and learning new things Not only is individual learning important, but the ability to transfer learning across the organization is what makes Sigma-Aldrich a transformative company. Continuous improvement must continue to be a part of our DNA. The classroom follow-up sessions are called “practice labs” and provide the opportunity for participants to interact with peers and to apply what they learn through the modules. This Leadership Training Program is currently being rolled out to our offices to provide a consistent training platform globally. By focusing on all the areas above we expect to create a motivating environment for our employees, provide excellent products and service to our customers, and offer good returns to our shareholders. In short, we can be the supplier of choice in our chosen markets, the employer of choice in the locations where have facilities, and the investment of choice to investors. SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT Feedback Understanding employee expectations and receiving timely feedback directly from supervisors are hallmarks of effective performance management. We survey employees to measure engagement and capture ideas on how we can continue to improve. Traditionally, companies reserve opportunities for performance feedback until year-end performance appraisals – efficient but not always effective way to coach employees. We utilize a performance management system for each and every Sigma-Aldrich employee with a user-friendly online performance appraisal and an individual development planning process that captures feedback and compares it to leadership competencies. Both are crucial for effective development planning. Supervisors take part in performance management training and are encouraged to engage in real-time performance reviews with their employees. care program, flexible spending accounts, basic life (no-cost benefit), supplemental life, travel and accident insurance, disability (short and long-term), our defined benefit pension plans, 401(k) retirement savings plan, tuition reimbursement, relocation reimbursement and easily accessible career advancement opportunities available online that provide that provide security for employees and their families. In the U.S., we also offer an Employee Assistance Program for professional consultations on a wide range of topics including health/wellness, child and elder care, family or parenting issues, work/life balance, marital or relationship issues, grief and loss, alcohol or chemical dependencies, legal matters and more. This program is offered to employees at no cost and is strictly confidential. It is there to support employees and members of their household in coping with their concerns and any challenges they may face. Total rewards Women In Leadership (W.I.L.) We recognize that employee perception of total compensation includes not only today’s paycheck, but also future advancement and earnings potential within our organization. We constantly strive to build compensation programs that better recognize the contributions of our top performers and demonstrate our confidence in their abilities to take on greater challenges. Beyond career and professional growth, SigmaAldrich offers competitive benefit plans that are customized to meet the needs of employees in each of the countries where we operate. In the U.S., we provide a wide range of benefits including paid vacation and personal time, medical and dental coverage for both employees and their families, voluntary vision In July of 2010, our CEO, Jai Nagarkatti, sent a memo to our workforce outlining the importance of diversity and inclusion. Following this memo, our leadership team established the WIL initiative which seeks to create an inclusive community that connects the needs and interests of women at Sigma-Aldrich. WIL’s objectives are to facilitate personal and professional development through educating, mentoring and networking across functional groups. For its pilot program in St. Louis, the group is measuring success and effectiveness in achieving its mission based on participation rates of women leaders, supervisors and above with direct reports. A BETTER TOMORROW IN PROGRESS 15 OUR CUSTOMERS More than 33% of our products, many of which are regulated as hazardous and dangerous goods, are manufactured at our own manufacturing facilities. Risk assessments are carried out during product design and development to ensure appropriate health and safety measures are in place before manufacturing begins. Material Safety Data Sheets (MSDS) are generated and maintained by our Product Safety group for all of our products. MSDS labels and product information are updated throughout the life cycle of our products as new data becomes available. Our packaging group works with our Transportation Compliance team to design appropriate packaging to ensure the product can be stored and transported safely. Packaging components are reviewed regularly to incorporate new findings and ensure compliance with Department of Transportation (DOT) and global transport regulations. Our team of scientists is constantly working on developing ways to either substitute or reduce the use of hazardous substances in the manufacturing of our products through our greener chemistry initiatives. Appropriate disposal information is included in product information and the MSDS to ensure safe disposal of products at the end of their life cycle. these metrics and results are monitored by executive management. Complaints are investigated to determine root causes, corrective actions are taken where warranted, and trends monitored to identify future actions that may be needed. Quality complaint data is included in the right hand column on this page. Sigma-Aldrich is committed to comply with all applicable laws in all countries in which we do business. Compliance with health, safety and environmental regulations is monitored by our Environmental Health and Safety Department. Reports of possible non-compliance with food, drug, and device regulations are investigated by personnel from our Quality Assurance Department with input from affected parties. Our Trade Compliance group works to ensure compliance with applicable trade regulations. Sigma-Aldrich's commitment to maintaining compliance with laws and regulations includes a state-of-the-art system of policies and procedures backed-up by an audit program to assess compliance. Our IT systems allow us to identify materials classified as hazardous, blocking them for sale until customer qualification requirements have been reviewed and relevant hazardous material information and documentation is provided to ensure products are handled appropriately throughout the supply chain. In 2010 we had no incidents of non-compliance with regulations or codes concerning health and safety of our products. Sigma-Aldrich is committed to providing high quality products to all of its customers. The International Standards Organization (ISO) provides a strong quality systems framework and certification process that is recognized worldwide. The number of Sigma-Aldrich facilities that hold one or more ISO certifications is reflected in the charts on the right hand side of this page. Our Technical and Customer Service teams communicate with hundreds of thousands of our customers each year. Sigma-Aldrich’s product portfolio grew by 17,000 products over the past year. As our product portfolio is expected to continue to grow, the requirements on our Technical and Customer Service and Sales will grow as well. To help address our customers’ needs we’ve begun to implement our PDSA (Plan, Do, Study, Act) model to help expedite assisting them overcome issues they have that our products can help them resolve. As a process improvement, Sigma-Aldrich began further categorization of customer audit observations to distinguish severity. Data tracking began in 2009 with audit observations shared between all sites. This allows identification of multi-site trends and implementation of corrective and preventive actions, if needed. 2009 2010 7 75 2009 7 66 2008 7 66 2007 5 64 2006 5 63 MAJOR 2005 4 57 1.14 0.96 2004 4 0.08 0.08 48 ISO 14000 cGMP & ISO 9000 QUALITY COMPLAINTS 2.0 2010 2009 2008 1.0 2007 1.5 SERVICE COMPLAINTS per 1000 Lines Shipped 6.0 5.0 2008 3.0 2010 4.0 2009 Our Global Technical Service team includes approximately 150 scientists that assist in solving customers’ problems via phone, email or live chat. Our team is working to bring more information to our customers in formats that are easy to access globally at anytime. Our FAQ’s and enhanced web help tools have helped reduce call loads. In 2010, our Technical Service team partnered with our QA team to streamline the processing of customer complaints. Through this partnership we’ve been able to increase the number of customer complaints closed within the same month from 60% to 75% (avg. of 640/month), allowing us to respond to our customers needs even quicker. per 1000 Lines Shipped 2006 SOLVING ISSUES Keeping Customers Informed CUSTOMER OBSERVATIONS PER AUDIT A further way in which Sigma-Aldrich provides support to its customers is through notification of significant changes affecting our products. Customers have a wide range of uses for the products we sell and sometimes subtle changes in specifications, processes, packaging, etc., can have unexpected consequences on the customer’s application. Sigma-Aldrich mitigates these potential consequences by tracking products under a change control process and supplying notification of significant changes to customers who have asked to be notified. More than 1,100 customers are in the change notification database that covers nearly 14,000 products. Sigma-Aldrich measures both quality and service and includes results in a highlevel corporate dashboard, visible to all employees. Goals have been set around 16 2010 customer audit observations severity CRITICAL ISO CERTIFICATIONS 8.0 7.0 6.0 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT 2010 2009 2008 2007 2006 2005 2004 2003 4.0 2002 5.0 CUSTOMER Safety strategic service solutions PRODUCT SAFETY Our newest initiative broadens the Sigma-Aldrich product portfolio in a new way. The majority of our customers are used to getting core products from Sigma-Aldrich like reagents, chemicals, buffers, etc. Customers can now access an expanded service offering to address the challenges of an increasingly regulated and complicated business environment. With a wide range of services based in our core science offerings in Analytical, Biology, Chemistry, Materials Science and SAFC, we have enhanced products in those sectors and added services. These services are derived from our core understanding of transporting hazardous materials, the requirements for a safe workspace and provide our customers access to our vast scientific data and safety information. Product safety and security outside of our workplace is of great importance to Sigma-Aldrich. We handle many chemicals that require extreme caution during transportation and use. To support the safe and secure transport of our materials we became C-TPAT (Customs-Trade Partnership Against Terrorism) certified in 2010. C-TPAT is a U.S. government based initiative managed by the Department of Homeland Security to build cooperative relationships that strengthen and improve both overall international supply chains and U.S. border security. This program was developed as a direct result of the September 11, 2001 terrorist attacks. The program, which launched on November 1, 2001 and now has 7,400 participants including importers, freight forwarders and customs brokers, has three tiers. Sigma-Aldrich has been Tier 1 certified and we recently went through our Tier 2 Validation towards our ultimate goal of Tier 3 certification. Compliance Sigma-Aldrich has a large customer base, diverse global supply chain and many products that are regulated by one or more agencies in numerous countries. Our compliance and screening groups dedicate themselves to reviewing and screening customer orders to ensure our materials are used by knowledgeable customers in suitable applications. We monitor our sales transactions through a systematic screening process within our business enterprise system. This screening process allows us to identify orders for regulated products that meet specific criteria. If an order has been delayed for screening reasons, a representative will contact our customer for any additional documentation that is required prior to shipping the material. When all requirements have been fulfilled, the representative will approve the order for shipment and we document the user name, date and time of the approval action. In addition, new accounts are reviewed to ensure our products end up in the hands of persons authorized to acquire our products. This account review process, which includes direct customer contact, helps to prevent the misuse and/or unlawful diversion of our products. Sigma-Aldrich has dedicated resources worldwide to ensure that all security requirements are met within our supply chain to comply with this voluntary program. The program integrates physical security, cargo security, IT security and human resource security. Sigma-Aldrich has a solid foundation with our facility and information services security which has enabled us to review our vendors, carriers and receiving and shipping processes to ensure the security of our supply chain. To date, we have surveyed over 700 international suppliers and carriers with a Supplier Security Questionnaire which asks specific questions relating to our vendor’s security processes. We work directly with providers that may have gaps in their security processes to ensure the security of our transactions. Many of our dedicated carriers such as DHL, Panalpina and Federal Express have already received C-TPAT certification. With the assistance of our logistics group, we seek to ensure that our non C-TPAT providers have adequate security processes in place. Our transportation partners have implemented new container inspection procedures that are integral parts of our new security seal process for our full container ocean shipment imports. Receiving C-TPAT certification provides many benefits to Sigma Aldrich: • Strengthens our relationship with U.S. Customs and Border Protection • Helps us comply with customer contract requirements • Reduces Border transit times - 4-6 times less likely to have shipments delayed for inspection - Access to free and secure trade lanes - Receive priority processing for customs inspections The reduction in border inspections can be a critical factor in reducing lead time in the supply chain by 1-3 days which helps us expedite our customers’ orders. With the recent completion of the Sigma-Aldrich Tier 2 Validation, CBP (U.S. Customs and Border Patrol) has informed us that several of our processes will be published by CBP as “Best Practices” citing our best in class supply chain security practices. C-TPAT certification is a US based program that compliments the AEO (Authorized Economic Operator) certification that Sigma-Aldrich Germany received in 2009. These certifications demonstrate our continued commitment to ensuring the safety of the international supply chain. In 2010 Sigma-Aldrich received approval from US Customs for an alternative method of storage for our U.S. Customs records. All Sigma-Aldrich import entry documents are now stored electronically resulting in the elimination of over 85,000 hardcopies per year. This commitment to providing our materials for legitimate scientific purposes and to legitimate end users is another way Sigma-Aldrich is ensuring a safer and more secure global supply chain. A BETTER TOMORROW IN PROGRESS 17 Safety AT SIGMA-ALDRICH Safe operating is paramount to success at Sigma-Aldrich. Whether the topic is as simple as prevention of slips, trips and falls or safe machine operating procedures, active training and awareness helps make for a work environment that puts an emphasis on safety. Sigma-Aldrich is able to keep safety top of mind through our monthly safety training topics. In 2010, we experienced: CORPORATE SAFETY PERFORMANCE CORPORATE SAFETY PERFORMANCE Number of Injuries – Recordable Injury Rate (RIR) Sigma-Aldrich Serious Injury Rate (SIR) Serious Injury = 3 days lost work 2010 0.74 2.7 2009 2.7 2010 0.23 2.7 2009 0.16 0.28 0.79 • No fines or sanctions for non-compliance with environmental laws and regulations. 2008 • No significant fines for environmental impact from transportation and other goods and materials used in our operations. 2007 0.94 3.1 2008 2006 1.07 2.9 2007 0.21 3.2 2006 0.35 3.5 2005 0.32 2004 0.39 • No significant spills of hazardous waste 2005 • No transport, importation or treatment of hazardous waste. 2004 • No signficant fines for non-compliance with laws or regulations considering the provision and use of our products. 0.79 1.30 1.17 Sigma-Aldrich RIR Industry Average • No incidents of non-compliance with regulations or voluntary codes concerning the health and safety impacts of our products and services during their life cycle. In 2010 Sigma-Aldrich had no fatalities at our sites, no occupational disease occurrences, and a RIR of .74 and SIR of .23. We also invested approximately $8 million worldwide in EH&S initiatives globally in 2010, in the form of system upgrades, enhanced training, machine and workplace adjustments to ensure safe working environments. Catching the Cause to Promote Safety Near Miss Reports 20% Safety is one of our main priorities at Sigma-Aldrich. To enhance our goal of maintaining a safe work environment, we are focused on the reporting and investigation of near miss incidents as a means to identify causes and implement preventative measures well before a injury or property accident occurs. A near miss incident is a work related event that did not result in injury, property damage and/or environmental impact, but had the potential to do so. We’ve reached out to our employees and shared the strategy and benefits behind reporting near miss events to their leadership who will in turn conduct an investigation to identify root causes and preventative measures. In addition, Environmental Health and Safety evaluated near miss reporting to identify common trends and communicate these trends and preventative measures to our global organization. We have experienced increased reporting on near miss events while injury accidents have declined. This reinforces the value of including near miss incident reporting into our overall incident prevention program. Near miss reports increased 20% in 2010, helping Sigma-Aldrich to engage our workforce on the topic of Safety and mitigate potential risks before an incident occured. 18 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT Environmental Sustainability The power of a global environmental management system was fully realized this past year as Sigma-Aldrich partnered with EnTech USB to complete the inclusion of all Sigma-Aldrich sites worldwide. It’s said that you can’t manage what you don’t measure. We are now armed with data and able to strategically review the greatest reduction opportunities in our vast global operations. In this section you will find progress reports on our GC1015 goals, the baselines that we will be utilizing moving forward, the projects that took place in 2010 to help minimize that baseline and some projects scheduled in 2011 to further address how we will manage those baselines. We will also release our Sigma-Aldrich Supply Chain 7; the seven questions we will be asking our suppliers to help guide the initial efforts of reviewing our supply chain. We will be revising and expanding GC1015 Goal #6 to include more transparent reporting on our Greener Alternatives Products. We’ll also take a look at what our Green Teams have been doing around the world and how their efforts are changing habits in our offices. Our greatest resource is also the source of some of the most meaningful projects to our sustainability efforts. As a decentralized organization the importance of individual contributions is paramount. This year's Global Citizenship Award winners demonstrated a sampling of the tremendous contributions that our employees make everyday. # of sites reporting % of facilities reporting 98 100 * 2010 65 56 2008 55 65 2007 34 29 2006 10 9 2009 *Our 2010 Global Citizenship Report shows an increase in CO2 emissions, decrease in energy usage and moderate decrease in water usage from our facilities. This change results from the completion of including all facilities into our utility management provider and using actual data rather than projections based on historical invoices that did not provide an accurate picture of our usage. A BETTER TOMORROW IN PROGRESS 19 GC1015 Environmental PROGRESS REPORT WASTE INTENSITY EMISSIONS INTENSITY WATER EFFICIENCY ENERGY EFFICIENCY Our progress aggregating waste data for 2010 was more challenging than originally anticipated. Our intention is to strengthen our data collection process for waste and accelerate recycling efforts at our main sites. We were able to expand the utilization of our global utility tracking system to capture energy related Scope 1 and Scope 2 emissions and to develop our 2010 baseline. We have begun the Scope 3 reporting process with U.S. based employee business travel and global product shipping. Our water usage was another data point that we were able to successfully track in 2010. This year’s data represents water usage at all facilities worldwide and will represent the 2010 baseline number to measure future progress. Energy usage worldwide was another successful addition to our global tracking system. This addition will be one of the greatest data assets for identified resource efficiency potential. Through the data collected in 2010 we reached our goal of creation of the 2010 baseline number. ACHIEVED ACHIEVED ACHIEVED ACHIEVED • Established Financial Baseline • Established Baseline • Established Baseline • Established Baseline • Limited site data for largest sites • Scope 3* Reporting • Efficiency Audits • Efficiency Audits • 100% facilities reporting NEXT STEPS NEXT STEPS NEXT STEPS NEXT STEPS • Global Data • Increased Scope 3 • Initiate Strategy • Initiate Strategy • Single Stream Expansion • Initiate Strategy *Scope 3: Other indirect emissions, such as the extraction and production of purchased materials and fuels, transport-related activities in vehicles not owned or controlled by the reporting entity, electricity-related activities (e.g. Transportation and Distribution losses) not covered in Scope 2, outsourced activities, waste disposal, etc. 20 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT GC1015 Goal #1 Waste Intensity 2010 20% Waste Intensity Improvement by 2015 2011 2012 2013 $1 in waste per $247 in sales $1 in waste per $148 in manufactured sales 2014 2015 $1 in waste per $296 in sales $1 in waste per $177 in manufactured sales As part of our GC1015 initiative, Sigma-Aldrich is committed to a 20% improvement in its waste generation intensity. Due to the complexities of identifying and separating our waste streams, we are still in process of identifying waste generation tonnage. We were able to utilize our financial systems to identify the global spend on waste and will be utilizing that data while we continue to work on capturing the data to be able to report tonnage. Our initial intensity measure is $1 spent on waste for every $247 in sales in 2010. Our manufacturing base measure is $1 spent on waste for every $148 in manufactured sales. Our performance in tracking our waste generation in 2010 was identified as an area for dedicated attention in 2011. Sigma-Aldrich has several waste categories, our largest are general waste and chemical waste. Our focus in 2011 will be eliminating 2010 data gaps and transitioning all of our waste providers into our Entech USB tracking system.We plan to communicate our waste categories and target amounts for each of the categories. Sigma-Aldrich Joins the U.S. EPA Wastewise Program WasteWise is a voluntary program administered by the US EPA which targets the reduction of waste generation in all waste streams. Sites periodically self-report their waste generation and elaborate on means by which they have been able to achieve these waste reductions. We were approached by the US EPA for participation as a result of our positive reputation with the agency. All Sigma-Aldrich U.S. sites are registering with the EPA and will begin reporting. We see benefits in identifying/implementing additional methods to reduce waste generation, furthering our continued partnership with the EPA and customers, and supporting our goal of improving our waste generation intensity. 1 Sigma-Aldrich Green Team Members helped collect trash at the 2010 Trash Bash Mississippi River Clean-Up project. A BETTER TOMORROW IN PROGRESS 21 Recycling Initiatives at Sigma-AldricH Headquarters in St. Louis 59,600 lbs. of paper 384,000 lbs. of cardboard 239 polystyrene coolers 287 lbs. mixed packaging SAVED 7,973 trees 22 178,224 gallons of oil SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT 283,070 gallons of water 2,030 lbs. cans & bottles WASTE Continued Set at the base of the Alps in Buchs, Switzerland, our facility is helping to power the city utilizing our waste. The local incineration plant is helping Sigma-Aldrich reduce waste that would otherwise be sent to a landfill. This extraordinary cogeneration process is outlined below. “The local waste incineration plant (KVA) is an important business partner for Sigma-Aldrich in Buchs. Within close proximity to our site, KVA is a reliable supplier of process steam and district heating for our facilities. We also have a strong partnership regarding sustainability and environmental protection. Sigma-Aldrich delivers waste gas from our manufacturing facilities and other diverse waste products to the KVA. These are incinerated together with other public and industrial waste at the KVA to generate various forms of energy, like electricity, CO2-neutral steam and district heating. This energy is then distributed to private, municipal and industrial consumers, including Sigma-Aldrich. The partnership with the KVA is a perfect symbiosis for us: From waste to energy for the benefit of the environment.” Josef Libel, Manager, EH&S, Buchs, Switzerland Exhaust Air Treatment and Waste Disposal at Sigma-Aldrich in Buchs, Switzerland in Combination with Public Waste Incineration Plant Pre-Washing Main-Washing Pre washed exhaust gas Exhaust gas from point sources in production H2SO4 30%ig Exhaust gas from reactors and centrifuges NaOH 30%ig Exhaust gas from vacuum pumps H2SO4 30%ig Sigma-Aldrich Waste Water Treatment Plant Energy from KVA for production and heating purposes (long-distance heating for buildings and process steam for production purposes as well as electricity indirectly) ENERGY FOR Sigma-Aldrich FACILITY H2SO4 30%ig Water Deionized Sigma-Aldrich Waste Water Treatment Plant Waste from Sigma- Aldrich Buchs: e.g. domestic waste, certain dangerous waste Public Waste Incineration Plant (KVA): KVA provides energy (electricity, steam, heating) out of incineration of public waste and exhaust gas from SIAL to private households as well as to Sigma-Aldrich. ENERGY FOR THE CITY OF BUCHS EFFICIENT USE OF WASTE A BETTER TOMORROW IN PROGRESS Pipe with pre-cleaned exhaust gas from Sigma-Aldrich to public waste incineration plant ELIMINATE NEED TO SEND WASTE TO LANDFILL 23 GC1015 Goal #2 EMISSIONS INTENSITY 2010 2011 2012 2013 1 tonne of CO2 per $10,747 in sales 1 tonne of CO2 per $6,448 in manufactured sales 2014 2015 1 tonne of CO2 per $12,896 in sales 1 tonne of CO2 per $7,738 in manufactured sales Total CO2 Scope 1 & 2 Emissions – 211,315 metric tonnes As part of our GC1015 initiative, Sigma-Aldrich is committed to a 20% improvement in its emissions intensity over the next five years. Part of that commitment required the creation of a baseline to measure our progress. Our 2010 intensity measure is 211,315 metric tonnes of CO2, based on 2010 consolidated sales of $2.271(B), which equals one tonne of carbon for every $10,747 in sales. This metric based on sales will be our baseline moving forward. We’ll also be tracking the emissions data relative to Sigma-Aldrich manufactured product, representing a baseline of one tonne of carbon for every $6,448 in sales. As part of our commitment to increase transparency of our progress, we plan to unveil a real-time Carbon Footprint monitor on our website, which is launching simultaneously with this year's report. This tool will allow users to see how we’re doing. As we experience changes in our business through acquisitions or divestures we will be providing baseline adjustments and clearly identifying these changes, as they happen. A more in-depth look at reporting of emissions led us to begin work on the task of tackling Scope 3 emission sources. While we are only beginning to report our Scope 3 emissions, we feel it is a step in the right direction. By sharing this information within our organization, we set the stage to dive deeper and begin to untangle the carbon chain from the numerous Scope 3 sources. This year we are sharing Scope 3 emissions related to our U.S. based employee travel and our worldwide shipping operations, the latter of which is a significant step. 24 SCOPE 3 EMISSIONS US BASED EMPLOYEE TRAVEL (air and vehicle rental) 2,480 tonnes CO2 SHIPPING EMISSIONS 82,293 tonnes CO2* TOTAL 84,773 tonnes CO2 *Our 2010 Shipping Emissions number represents 67% of our emissions related to outbound product shipments that were provided by our various suppliers or offices around the world. While we understand the need to continue down this path, and more importantly the collective benefits of addressing supply chain emissions, we realize that this will be a daunting task and have yet to fully understand the ability of our suppliers to provide this data for our vast supply chain. SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT CRC In 2010, Sigma-Aldrich completed its registration under the CRC Energy Efficiency Scheme (formerly known as the Carbon Reduction Commitment). The CRC began as UK government legislation to create a carbon cap and trade market, which was then converted into a tax in 2010. Organizations are eligible for CRC if they (and their subsidiaries) have at least one half-hourly electricity meter (HHM) settled on the half-hourly market. Organizations that consumed more than 6,000 megawatt-hours (MWh) per year of half hourly metered electricity during 2008 qualify for full participation and must register with the Environment Agency, who is the administrator for the plan . CDP For the past four years Sigma-Aldrich has reported to the Carbon Disclosure Project (CDP) regarding its sustainability performance and initiatives. We plan to continue reporting and look to expand the amount of information we are able to report. We’ve seen significant gains in our 2009 disclosure score and aim to increase that over the coming years. We have begun work to further understand reduction opportunities and will be working to mitigate our risk to the regulation in the coming years. GC1015 Goal #3 WATER USE EFFICIENCY 2010 10% Water Use Efficiency Improvement by 2015 2011 2012 2013 1 m3 water per $1,259 in sales 1 m3 water per $755 in manufactured sales 2015 2014 1 m3 water per $1,385 in sales 1 m3 water per $831 in manufactured sales Total Water Use – 1,803,786 m3 As part of our GC1015 initiative, Sigma-Aldrich committed to a 10% improvement in our water use efficiency over the next five years. Part of the commitment required the creation of a baseline to measure our progress. Our based measure will be 1.8 M m3 of water, based on 2010 consolidated sales of $2.271(B), which equals 1 m3 of water for every $1,259 in sales. This sales based metric will be our target moving forward. We’ll also be tracking water data relative to Sigma-Aldrich manufactured product, representing a baseline of 1 m3 of water for every $755 in sales. Projects to increase efficiency Sigma-Aldrich was the focus of an article on water usage in the St. Louis Post Dispatch, August 22, 2010. As one of the top five users of water in the City of St. Louis, the article focused on a perspective that is not traditionally heard today – how conserving resources is costing the rest of the population. As we strive to reduce our consumption, that action has an impact on the city infrastructure and city residents. In a region that is situated at the confluence of the Missouri and Mississippi Rivers, it is at times hard to fully comprehend the idea of water scarcity. We are preparing for a day when water is priced at its true value instead of the price point that we have been able to purchase it and receives the same attention that carbon is currently receiving. During 2010 several projects helped us reduce our water usage. Some of those projects included reduction in lawn irrigation, maximizing deionized water yields, increased management of cooling towers and refrigeration systems that allowed our St. Louis site to use less total water than 2008 and only slightly more than 2009, despite 2010 being the 3rd warmest spring and 4th warmest summer in St. Louis weather history* (1869 - 2010). *data source from NOAA, Climatology & Weather Records Our organizational structure helps our individual sites take control and work towards those reduction opportunities that they have identified. In St. Louis we are targeting a 5% reduction in water usage in 2011. To achieve that goal, Engineering and Maintenance are focused on capital and internal expense projects designed to reduce consumption. Efforts include upgrading cooling tower systems, reductions in lawn irrigation, elimination of wasteful "one-pass" water and education of employees. In 2010, Sigma-Aldrich was recognized by the Missouri Water Environment Association for its continued work in the area of wastewater management. Sigma-Aldrich was recognized with a Gold Industrial Wastewater Pretreatment Compliance Award for our Cherokee facility and a Silver Industrial Wastewater Pretreatment Compliance Award for our DeKalb facility, both in St. Louis. To qualify for the Gold Award, a facility must be in complete compliance with all wastewater discharge and reporting requirements, must have an industrial wastewater treatment process or pollution prevention program, and must have a history of good relations with the nominating city or sewer district. This recognition is another confirmation that our efforts are working. to the economic vitality of the region. Neither the Milwaukee Metropolitan Sewerage District no the Wisconsin Department of Natural Resources identified violations at Sigma-Aldrich in 2010. ST. LOUIS WATER USAGE In millions of gallons 2010 2.50 2009 2.35 2008 2.80 2007 3.25 2006 3.30 Sigma-Aldrich was also recognized by the Milwaukee Metropolitan Sewerage District as a Significant Industrial User Honor Roll member in 2010. The Honor Roll recognizes industrial facilities for their efforts to protect the environment while contributing A BETTER TOMORROW IN PROGRESS 25 GC1015 Goal #4 Energy Use Efficiency 2010 10% Improvement in Energy Use Efficiency by 2015 2011 2012 2013 1 kWh per $10.84 in sales 1 kWh per $6.51 in manufactured sales As part of our GC1015 initiative, Sigma-Aldrich committed to a 10% improvement in our energy use efficiency over the next five years. Part of the commitment required the creation of a baseline to measure our progress. Our intensity based measure will be just under 210m kWh of electricity, based on 2010 consolidated sales of $2.271(B), which equals 1 kWh of electricity for every $10.84 in sales. This sales based metric will be our target moving forward. We’ll also be tracking the energy use data relative to Sigma-Aldrich manufactured product, representing a baseline of 1 kWh of electricity for every $6.51 in manufactured sales. Our natural gas measure will be 11.6m therms of natural gas, based on sales of $2.271(B), which equals 1 therm of natural gas for every $196.38 in sales. This metric based on 2010 consolidated sales will be our target moving forward. We’ll also be tracking the energy use data relative to Sigma-Aldrich manufactured product, representing a baseline of one therm of natural gas for every $117.83 in manufactured sales. 2014 2015 1 kWh per $11.92 in sales 1 kWh per $7.16 in manufactured sales TOTAL ENERGY USE (main sources) 209,452,624 kWh electricity 1 kWh per $10.84 in sales 1 kWh per $6.51 in manufactured sales 11,564,493 therms natural gas 1 therm per $196.38 in sales 1 therm per $117.83 in manufactured sales kWh LAMP Retrofit Opportunity Comparison – ewing facility 7,548 lamps (bulbs) T12 – T8 savings 60 kWh/hr (every hour that all lights are on) = 720 kWh/day = 216,000 kWh/year (assuming 300 days with all lights active) 26 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT We’ve begun the process of undertaking energy efficiency projects around the world. Some of those projects include lighting efficiency upgrades, like those in our facilities in Sheboygan Falls, Wisconsin. Our labs were outfitted with new bulbs and ballasts that reduced the wattage required to light our facilities. In this case, bulb life was extended three to five years and wattage requirements were reduced from 250 watt HPS bulbs to 100 watt induction bulbs. In another lab, 120 watt bulbs were replaced with 24 watt bulbs. We’ve also begun to review our HVAC systems. Improvement examples include efficiency upgrades to a heating unit in Sheboygan Falls. The existing system was replaced with a higher efficiency unit that helped improve combustion efficiency from 86 percent to 92 percent. At our Teutonia facility in Milwaukee, Wisconsin, we’ve begun the process of setting back air and water volumes on lab and packaging scrubbers when spaces are unoccupied and are currently tracking the efficiency opportunities Milwaukee Retrofit Projects: How We did it at SIGMA-Aldrich PROJECT Teutonia facility Annual demand saved Annual kWh saved Retrofitted (247) Metal Halide light fixtures in labs and weigh rooms with induction technology 26.8 kW 121,805 Retrofitted Metal Halide light fixtures in hallways with induction technology 3.5 kW 27.4 kW 22,002 120,008 3.2 kW 2.6 kW 14,226 12,104 63.5 kW 290,145 Retrofitted or replaced (200) exterior Metal Halide and High Pressure Sodium fixtures with induction technology EMMBER FACILITY Replaced (12) exterior Metal Halide flood lights with induction technology Retrofitted Metal halide fixtures in labs with induction technology Milwaukee Total We also began looking at the air flow in our labs. While reducing the number of air turns per hour is the easiest way to increase efficiency, the safety of our employees is our most important concern. After reviewing the air turns, our engineering and safety teams determined that we would be able to reduce the turns from 40 per hour to just above 30 turns per hour. This represented a fuel and electrical energy savings of $9,000 per year. A BETTER TOMORROW IN PROGRESS 27 GC1015 Goal #5 Supply Chain Transparency 2010 Create questionnaire As part of our GC1015 Initiative, Sigma-Aldrich committed to enhanced transparency of our supply chain. Over the past year there has been increased interest from our customer base related to social and environmental monitoring of our suppliers. We were able to inform our customers of our intent and timeline for progress. Our goal stated that we would have our Top 100 suppliers surveyed by the end of 2012, with the next 200 surveyed by the end of 2015. We are on track to meet our outlined dates and may be able to accelerate our timetable for our initial Top 100 suppliers.Through a partnership with Procurement, Quality Assurance and the Sustainable Business Development Office, we are getting systems set-up to expedite the process and automate as much of the survey as possible to facilitate data aggregation and streamlined reporting. We’re proud to share firsthand with you our SA7. This question set is meant to begin a dialogue between Sigma-Aldrich and our valuable supply chain partners. 2011 2012 2013 Top 100 surveyed 2015 Top 200 surveyed Sigma-Aldrich7 (SA7) Sustainability Supply Chain Questionnaire 1. Does your company track and report energy use and carbon footprint? a) If yes, what is your carbon footprint, your total energy use by source, carbon footprint and energy use related to products purchased by Sigma-Aldrich? Have you established a plan to reduce consumption? b)If no, have you developed a plan to begin measurement to collect this data and identified reduction targets? 4. Do you have published guidelines available regarding manufacturing and/ or procurement procedures related to environmental compliance, supply chain components and employment practices for the products you produce and/or supply (i.e. child labor, corruption, discrimination, forced labor and human rights). 2. Does your company report total solid waste generated at your facilities? a) If yes, what is your total tonnage of solid waste generated and have you established a plan to reduce waste generation? b)If no, have you developed a plan to begin measurement to collect this data and identified reduction targets? 6. Do you have a corporate policy regarding Corporate Social Responsibility? If yes, please attach. 5. Are your facilities or products you offer certified by regulatory bodies? 7. Does your company have any established community involvement/ social contribution component for the locations that you operate in? 3. Does your company report total water use at your facilities? a) If yes, what is your total water use for the most recent year, your water use related to products purchased by Sigma-Aldrich and have you established a plan to reduce consumption? b)If no, have you developed a plan to begin measurement to collect this data and identified reduction targets? We realize that all of our vendors may not have this data available and we are looking forward to working with our partners in a collaborative manner to address supply chain resource usage. We want to be able to ensure our 28 2014 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT customers that our supply chain is not only sustainable, but also responsible and this is another step we are taking to deliver on this promise. PROCUREMENT 100% 97.5% 95% SEP 10 OCT 10 NOV 10 DEC 10 SEP 10 OCT 10 NOV 10 DEC 10 Actual products risk mitigated AUG 10 JUL 10 JUN 10 MAY 10 APR 10 90% MAR 10 92.5% FEB 10 Goal ON-TIME VENDORS 100% 90% 80% 70% Actual AUG 10 JUL 10 MAY 10 APR 10 MAR 10 FEB 10 50% JAN 10 60% JUN 10 250 With a myriad of potential disruptions to our global supply chain we have worked to create risk mitigation plans for our top 250 products. Those plans were completed at the end of 2009 and we continued to monitor and adjust our plans moving forward. QUALITY JAN 10 Our Global Procurement Initiative is designed to ensure that our suppliers provide material and services that meet or exceed our expectations in the areas of quality and on-time performance. Our shared expectation is that all of our suppliers and contractors have the appropriate safety protection and environmental management strategies in place to appropriately protect their employees. Through establishing relationships with our suppliers, we look to build trust and a climate that encourages open communication from both sides. We continued to track how our suppliers are doing, putting metrics in place to monitor and improve Quality and On-time performance for all of our suppliers. We continued to improve our performance and have expanded our measures. This year marked the first time early deliveries were considered failures in our Quality numbers. Through strategic planning of deliveries we are able to utilize the most efficient mode of transportation. Goal We share an expectation of mutual compliance with all local, state,national and international regulations with our suppliers. Our worldwide presence demands that potential compliance gaps be identified immediately and appropriate actions be taken. To ensure the quality of our supply chain, select suppliers are assessed through on-site audits under a comprehensive supplier qualification program using risk-based assessments to validate and ensure quality of product, continuity of supply and acceptable manufacturing practices. A BETTER TOMORROW IN PROGRESS 29 SUPPLY CHAIN At Sigma-Aldrich, we see our Supply Chain as one of the areas with the highest potential impact on our sustainability efforts. Each year we look for ways to streamline the Supply Chain, while also identifying ways to reduce our environmental impact. Many of the initiatives take multiple years to implement due to their complexity, so you may recognize some of our continuing efforts. Reduced Carbon Emissions through Transportation Initiatives Dual Packaging While we made a vast improvement by shipping product via ocean, we thought it would be even better to eliminate freight completely. During 2010, we made significant changes to the supply chain to eliminate freight by applying the dual packaging model. We focused on the fastest moving, larger pack materials that were being packed in one location for worldwide demand. Where possible, we are now packing these materials in both Europe and the U.S. to avoid shipping the material between the two regions. The changes we made during 2010 have eliminated 200 tonnes of air freight. When possible, our procurement teams are sourcing bulk materials within the regions where they are sold to avoid any transatlantic freight. During 2010, we made some significant changes to the supply chain to reduce our freight costs and to minimize the carbon emissions from transport of our goods. Two of the most significant changes were the move from air to ocean transportation and the dual packaging initiative. Air to ocean Our challenge is to ensure timely service to our customers across our broad range of materials. Using ocean freight extends lead times and makes that challenge harder. However, ocean freight emits 10-40g of CO2 per tonne of freight and per km of distance compared to air freight at 500g. So every kg that we switch from air to ocean is reducing our impact by an average of 95%. To try to acheive the service level from air freight, but at the price and lower carbon impact of ocean freight, we have developed functionality in our replenishment systems to dynamically switch between air and ocean shipping. This allows us to select inventory materials for ocean freight shipping, review the sales trends and forecasts daily and switch a portion to air freight if there is an unexpected urgent requirement. This continues while the goods are in transit, if there is an urgent requirement then the replenishment system will calculate how much we need by air to keep us in stock until the ocean freight material arrives. This functionality has enabled us to ship more products via ocean freight without risking our service levels. In 2010, we experienced an additional benefit from the increased robust nature of our supply chain. The May eruption of the Eyjafjallajökull volcano in Iceland resulted in the cancellation of flights to and from most of Europe for several weeks. By having goods already in transit via ocean, we were able to mitigate the risk of backorders in the event of similar disruptions. Like the Air to Ocean project, the Dual Packaging Initiative has the added benefit of making our supply chain more robust because we have two locations that are able to package the material and in many cases we have separate sources of bulk material. In the event of problems in either region, we can support from the other one. We estimate that the combination of these two initiatives can reduce the Company’s carbon emissions by nearly 1,000 tonnes annually. Reduced Packaging through Virtual Boxing Our distribution and I/S departments built a global solution to predetermine what products and quantities can ship together, thereby eliminating excess shipping and unnecessary packaging. This project was completed in early 2011 and has reduced shipping boxes shipped by 7%. We began an effort in the U.S. to improve packaging that resulted in the reduction of more than 24,000 cans and 110,000 boxes. In 2011, we plan to continue the effort and remove approximately 250,000 boxes per year and about 100,000 cans per year from finished goods packaging. Asset Reuse, Resale or Donate With just under 100 sites around the world, Sigma-Aldrich has an extremely vast and deep asset base. Our annual capital expenditures make up a significant amount of our total spend. As our business needs change, our ability to adapt those capital investments creates an opportunity to practice the reduce, reuse, recycle model. Sigma-Aldrich entered into an agreement with EquipNet in 2010, an internet based asset management company, that will provide us with an online marketplace to give our facilities and engineering teams access to an inventory of our available assets so they can transfer these assets to other sites, sell them to others who will use them or donate them as applicable. CO2 comparison by transit method Beneficial reuse of solvents 500g CO2 per tonne of freight and per km of distance 30 vs. 10-40g CO2 Sigma-Aldrich has been utilizing a beneficial reuse program for many hazardous waste streams for a number of years. This program gives our waste “another life” thereby allowing Sigma-Aldrich to reduce waste generation and comply with federal mandates. Our waste minimization program conserves valuable resources, reduces environmental harm, and provides economical benefits to both our Company and communities. per tonne of freight and per km of distance SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT GREEN TEAMS One of the most influential and important sources of continuous improvement on the sustainability front comes from the work of our employees on our growing Green Teams around the world. Below you’ll find examples of what they've done and the projects that they’re working on in an effort to make Sigma-Aldrich a more sustainable workplace. Sydney Green Team launches GC1015 on Earth Day Green Commitments The company sponsored each employee who walked, cycled, took public transport or car pooled to and from work. AUSTRALIA Sustainability Quiz The Australian Green Team organized three main events in 2010 to support Global Citizenship: Testing employees’ knowledge of Sustainability and Earth Day related topics. 1.Earth Day Celebration featuring a general clean up and a BBQ. 2.National Tree Day on 1 August, where several employees helped the local council plant trees in a newly established reserve. 3.Planet Ark National Recycling Week, returning paper from files to the recycling bin and other materials back into the appropriate recycling streams where 40 employees contributed over 30 volunteer hours to those Green Initiatives. At our Australian office in Castle Hill, the use of paper as packaging fill is now the norm helping to nearly eliminate the use of polystyrene peanuts. We’ve also been able to reuse or recycle all polystyrene from incoming shipments. 2010 Australian Recycling Totals 500kg of polystyrene 22,000kgof cardboard 800kgof mixed materials 3,500kgof glass bottles Clean up Our employees conducted a silent auction for office furniture that was no longer required, while teams collected and appropriately disposed any unwanted items in the office and warehouse areas while others helped by cleaning up rubbish around our building. A BBQ lunch was provided by the Lions Club and the day was concluded by launching the Global Citizenship Initiative (GC1015) and the 2010 Global Citizenship report. Nearly $500 was raised from the furniture auction and our employees’ green commitments. All proceeds were donated to the Cancer Society, an organization we have been supporting for many years. St. Louis The St. Louis Green Team continued its forward progress in 2010. Membership increased to 60 active and strategic members. We continue to publish our quarterly newsletter, keeping employees up to date on the teams' current projects and providing educational information on how employees can embrace sustainability in the office and at home. Our St. Louis team focused on our Single-Stream recycling pilot program and efforts to minimize the use of Styrofoam cups. Throughout the year we offered several lunch and learn opportunities for Sigma-Aldrich employees to learn about up and coming green technologies and sustainable strategies for their everday lives. We also hosted multiple recycling events specifically for electronics, polystyrene materials and clothing. These activities enabled us to donate hundreds of pounds of clothing to the Salvation Army, Electronics to Web Innovations & Technology Services and Styrofoam to Worth Industries. In 2011, we plan to further increase our resource and involvement base. We hope to have Single Stream Recycling in place all St. Louis buildings by the end of the year. Our other major project will be the removal of all polystyrene cups from break rooms, working to move our employees to more sustainable beverage consumption at work. The team itself will also try a new arrangement focusing specifically on their respective buildings. With this, we look to encourage involvement and increase projects within the specific buildings where our members work. We’ll be updating our progress throughout the year on our website and invite you to take a look at our progress. The Green Team also completed a site waste management plan, capturing waste streams and methods for waste collection and disposal. Sigma-Aldrich has joined the St. Louis Regional Chamber and Growth Association (RCGA) Green Business Challenge. This challenges St. Louis companies to become more sustainable. It also encourages local businesses to partner with each other to find new green practices to implement at their companies. A BETTER TOMORROW IN PROGRESS 31 Single Stream Recycling The Green Team in St. Louis was a major driver behind the change in our waste disposal policies. Through their leadership, Single Stream Recycling was introduced to our first facility in 2010. The introduction of this waste disposal change was a good case study in the challenges of changing everyday behaviors. Lessons learned included: •People like convenience •No one wants to carry a tissue to a central disposal location •Clear, upfront communication and understanding are keys to success •Engaging employees early helps ease the transition to different waste disposal habits How Single Stream Recycling Works Single Stream Recycling is meant to reduce the difficulty of recycling by taking sorting out of the mix. All recyclables can be placed in the same container, while any organic matter, such as food scraps or tissues would be placed in regular waste containers. Recyclables are then sorted at their final destination so they can be reutilized. In 2011, all St. Louis based facilities are expected to be Single Streamed and we look forward to reporting our progress and what should be a dramatic increase in recycling and decrease in waste destined for the landfill. Green Team Members from our Singapore Office Singapore In 2010, we welcomed the Singapore Green Team alongside our teams in St. Louis and Castle Hill, Australia. The Singapore Green Team began in October 2010 and focused on healthy living, reconnecting with nature and team building. The team organized a cycling trip at Pulau Ubin. This granite island is home to Singapore’s last villages or “Kampongs.” A stroll through Pulau Ubin takes visitors back to Singapore in the 1960s where the villagers of the island still rely on wells for water. After arriving, the group was divided into teams and each team received a map of Pulau Ubin and a clue leading to their respective checkpoints. The teams had to complete various tasks. This process enabled teamwork and also helped team members understand one another’s communication style, which is important for effective message delivery. Our team was able to pair an environmental activity, team building and practicing essential business skills. 32 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT GREENER CHEMISTRY GC1015 Goal #6 GREENER ALTERNATIVE PRODUCTS 2010 2011 2012 2013 2,563 Greener Alternative Products In 2010, we launched a Greener Alternatives Product goal. Through the course of the year, and with the evolution of our sustainability organization, we realized that our commitment in the area of Green Chemistry could be enhanced. Our goal outlined aggressive targets to address our internal sustainability processes, but one of our largest opportunities is beginning to address our products and our ability to provide our customers with sustainable and greener alternatives for their research. We launched a Greener Alternatives portal on our website several years ago, but now plan to expand its reach. In 2011, Sigma-Aldrich is preparing to undertake a project providing an unprecedented level of transparency explaining why products are categorized as Greener Alternatives. We plan on providing clear insight into why a product is considered green and detailed information backing that reasoning. We’ll be using the 12 Principles of Green Chemistry as our base and plan to roll out the first products under this new model in Q4 of 2011, with the full 2,500-plus products complete by the end of 2012. We’re confident that this transparency will increase the benefits for us as an organization as well as our customers’ research. 2015 2014 25% increase in sales of our 2,563 Greener Alternative Products Greener Chemistry in action: Preparation of Nitrosobenzene (Steinheim, germany) Sigma-Aldrich produces 6-10 kg of Nitrosobenzene per year. Until now, Nitrosobenzene was produced by a reduction of Nitrobenzene with Zn to Phenylhdroxylamine followed by reoxidation with FeCl3. This synthesis has been modified to a one-stage oxidation process starting from Aniline using H2O2 as an oxidizer. •Excess Zn and FeCl3 has been substituted by catalytical amounts of Na2WO4 and H2O2 as primary oxidizer. •Previously, one kg product generates about 20 kg pyrophoric Zn-waste. Due to the catalytic approach of the new procedure no heavy metal waste is accrued and the amount of waste water can be reduced by 40%. •It was necessary to open the vessel, adding Zn to the reaction mixture. After the reaction, the remaining Zn has to be removed by filtration, a high risk due to the pyrophoric nature. •It was necessary to purify the crude product by steam distillation into an open bucket. The steam distillation is an issue as the product tends to solidify within the glassware. With the new procedure the vessel will be charged with a mixture of Aniline, catalyst and H2O2 will be added using the addition funnel. Furthermore, the steam distillation is no longer necessary. •The vessel has to be purified by using mutagnenous DMF after the steam-distillation which is no longer necessary. Our 2010 baseline is composed of 2,563 products in our Greener Alternatives Product line. •The yield has been approved from 18% to 50%. We plan further additions to this goal over the next four years. We have not forgotten our initial commitment of increasing sales of these products and are working toward meeting that goal, but we firmly feel that providing transparency is a key part of increasing the adoption of these products in our markets. •The new process avoids the purification by recrystallization from petrol ether, delivering an already pure product. •The reaction temperature of 80°C was reduced to room temperature. Adapting the reaction process for producing Nitrosobenzene according to the principles of green chemistry was fully successful. Following the new procedure, we're able to save energy, prevent waste and minimize the potential for accidents. A BETTER TOMORROW IN PROGRESS 33 Improving the Manufacturing Process of Acetylcholine Chloride (Buchs, SWITZERLAND) 4-Tert-ButylPhthaloniotrile, 98% (Bangalore, INDIA) Acetylcholine chloride is produced from choline chloride at the Buchs site in Switzerland. The product yield varied between 20 to 35%. Much higher yields should be achievable because the chemical conversion is almost quantitative. A closer investigation of the process revealed that the water content of choline chloride and the removal of 2-butanone (solvent) at the end of the process cause the low and variable yield. 4-Tertbutylphthalonitrile is conventionally synthesized in six steps from 4-tertbutyl xylene. It involves a reaction with KMnO4, removal of MnO2 (solid hazardous metallic waste) and the use of several solvents and reagents like pyridine, acetic anhydride, thionyl chloride, ammonia etc. There is a consistent problem with low and inconsistent yields. After implementation of changes based on our findings the isolated yield was raised to 60%. Based on an annual demand of 50 kg acetylcholine chloride amount of solvent waste is reduced by approximately 200 kg per year Old Process – Six steps – Overall yield – 25% tert-butyl xylene (R) Sodium-2,3-dihydroxy isovalerate hydrate and (S) Sodium2,3-dihydroxy isovalerate hydrate (Bangalore, INDIA) R and S isomers of dihydroxy isovalerate were required in bulk quantities. The current method consisted of separating enantiomer R from the racemic mixture by resolution with quinine with repeated crystallization. The yields were very low and required large quantities of hazardous solvents. 1) Quinine Racemic mix of R&S-Dihydroxyisovalerate 10% R-Dihydroxyisovalerate 2) Ethanol New Process – An improved asymmetric process was developed which used chiral reagents to generate the finished product in high yields with low solvent consumption. Both the enantiomers were prepared using the same methodology. Ad mix alpha 3,3’-dimethylacrylic acid 60% R-Dihydroxyisovalerate Ad mix alpha 3,3’-dimethylacrylic acid 65% S-Dihydroxyisovalerate Overall, there was a 40-times solvent reduction compared to the original process. We were able to eliminate the handling of toxic reagents like quinine in the new improved process. Waste was also reduced several times including the generation of undesired isomers and we were able to make the process scalable and kilogram quantity can now be manufactured. 34 tert butylphthalic acid tert butylphthalamide SOCl2 Ac2O tert butylphthalic anhydride tert butylphthalonitrile New Process – Single step from 3.4 – dibromo tert butylbenzene. Yield – 62% Old Process KMnO4 Zn(CN)2/ Pd(OAc)2 Dibromo tert butylbenzene tert butyl phthalonitrile The improved process uses ligand catalysed cyanation to produce the final product in a single step from a different starting material which itself is easily prepared. The modified process provides increased atom efficiency improved to 49% from 29% with 50% less solvent and reagent usage, waste reduction of 50% and a batch cycle time reduction of 50%. Process Improvements for Alprazolam and Pregnanetriol (JeruSalem, Israel) Our team in Israel began to review the production of Alprazolam and Pregnanetriol to see if these products could be made greener, safer, quicker, and more effectively by reducing waste, energy demand, net work time, and costs. Due to improvements in the work-up procedures, our scientists were able to replace hazardous reagents and solvents such as anhydrous hydrazine and Benzene with less hazardous ones. They were also able to eliminate the chromatographic purification from the processes resulting in the removal of 100L (-80%) of organic solvents, 6kg of silica gel, and net work time of 12 days (-35%), while changing the yields by +30% and 0%, respectively. Process Improvement for Tunicamycin Purification (JeruSalem, Israel) In the development of new Tunicamycin purification protocol, we were able to make a new cost effective and environmentally friendly production protocol. The new method generated savings of $15,000 (46%) in production costs of Tunicamycin. The new method generates two times more Tunicamycin (improvement from 20g to 40g), while using 70 % less volatile organic solvents (ethyl acetate and methanol 33L vs. 105L) and 84 % less water (8L vs. 50L). In addition, we totally eliminated the chromatographic purification step, which saved 5kg of RP-18 silica gel. SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT The leading edge of technology Our SAFC Hitech business is increasing access to research materials to make energy efficiency possible. One important area is our metalorganic precursors (TMG, TMI, TMA, TEG and Cp2Mg) in the manufacture of high-brightness light emitting diodes (LED). LEDs are targeting architectural lighting where they offer significant energy consumption savings versus incandescent lighting and to a lesser extent fluorescent. LEDs are also green alternatives to fluorescent as the latter contains mercury and is a disposal hazard to the environment. 19% of the world’s energy consumption is used in lighting. Our technology to reduce energy requirements for lighting confirms our commitment as a premier provider of innovative research tools and our role as a engaged Global Corporate Citizen. Sigma-Aldrich is proud to partner with IQE, the leading global supplier of advanced semiconductor wafers, with products that cover a diverse range of high-tech applications, supported by an innovative outsourced foundry services portfolio that allows the Group to provide a "one stop shop" for the wafer needs of the world’s leading semiconductor manufacturers. Metal organic precursors are key source materials used in IQE’s advanced crystal growth processes to manufacture and supply bespoke semiconductor “epiwafers” to the major chip manufacturing companies, who then use these wafers to make the chips which form the key components of virtually all high technology systems. Sigma-Aldrich helps IQE to enable technology for a wide range of wireless, optoelectronic and electronic applications. Wireless applications enabled by IQE’s epiwafers are ubiquitous and include the radio frequency (RF) chips used to communicate between base stations and handsets, smartphones, tablets and other wireless enabled devices. Wireless communications include 3G, 4G, LTE, WiFi, WiMax, WiBro and Bluetooth. The ultra high frequency capabilities of IQE’s products also provide the enabling technology in satellite communications and global position systems (GPS) and are helping to find new applications in aerospace and automotive technologies such as collision avoidance. Optoelectronics is another rapidly growing area with a wide range of new and emerging applications that is dependent on epiwafer technologies. Current optoelectronic applications include laser and receiver devices for fibre optic communications, laser printers, scanners, CD, DVD and BluRay systems. Optical communications is also emerging as the next generation “connector” for high speed communications between computers, peripherals and high-end consumer products. New applications such as finger navigation and laser projection also utilize the unique optoelectronic properties of epiwafers, which also enable energy efficient applications such as LEDs and Concentrator photovoltaic (CPV) solar cells. Light emitting diodes (LEDs) are found in many walks of life including signs, large area displays, backlights for handsets, smart phones, monitors and televisions. Ultra-high brightness LEDs are also emerging as a primary alternative to incandescent and compact fluorescent lighting (CFL), while CPV solar cells offer the opportunity of cost effective, reliable and highly efficient, utility scale solar energy. A BETTER TOMORROW IN PROGRESS 35 Sage /Animal Policy ™ In March 2010, Sigma-Aldrich expanded the capabilities of our SAGE Labs with the acquisition of Ace Animals, Inc., in Berks County, Pennsylvania. This acquisition helped expand the capabilities and reach of one of the most innovative technologies of our time. The acquisition will enhance SAGE Labs’ current rat and mouse breeding capabilities, primarily used in the development and characterization of its unique, nextgeneration ‘Knockout’ and ‘Knockin’ rat models featuring specific gene deletions, insertions, repressions and modifications created using proprietary CompoZr(TM) Zinc Finger Nuclease (ZFN) technology. With this new acquisition, we continue to maintain the highest expectations of care for our SAGE animal models. SAGE Labs is monitored by an outside organization guaranteeing that we meet all criteria outlined by the Public Health Service Policy on Humane Care. The SAGE Labs team is committed to the highest standards for humane, responsible animal care, in full compliance with all Office of Laboratory Animal Welfare policies. Where appropriate, we actively implement the practice of “The 3 R’s”- Reduction, Refinement and Replacement – in the laboratory setting. SAGE Labs is also independently monitored by an Institutional Animal Care and Use Committee (IACUC), which evaluates all proposed research protocols. Comprised of scientists, nonscientists, community members, and veterinarians from the local community, the SAGE Labs IACUC closely oversees research and ensures that it is conducted in accordance with all provisions of the PHS Policy on Humane Care and Use of Laboratory Animals. For more information on our standards for SAGE Labs visit: http://sageresearchmodels.com/about/model-care. GREENER Marketing The term LCA (Life Cycle Analysis) is frequently used in sustainability conversations. A collaborative decision was made to choose our flagship Sigma Life Sciences Catalog to be the first LCA project we took on as a Company. Through a partnership between our Marketing Communications department and Sustainable Business Development Office, we identified a product that enables us to more readily obtain manufacturing data from our partners increasing the value of the LCA. The LCA process is rigorous and helped us realize the requirements for future LCA. The results of the Sigma LCA will be available on our website upon completion, where we will share more information including the carbon footprint of the Sigma Life Sciences Catalog. In 2010, there were no incidents of non-compliance with regulations or voluntary codes concerning marketing communications, including advertising, promotion or sponsorship. 36 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT GLOBAL CITIZENSHIP AWARD Once again our Sigma-Aldrich employees demonstrated their strong leadership ability with a broad range of initiatives that led to our greatest slate of Global Citizenship Award Nominees. In 2010, our nominees’ efforts ranged from emission control, waste solvent reuse, telecommuting and green chemistry projects to community outreach initiatives. Our evaluation team broadened the scope of our awards to recognize three award categories: Environmental, Green Chemistry and Social, along with an overall winner. Collectively, these efforts delivered savings of just under $3.9 million, as well as significantly increasing yields and reductions in hazardous materials use. The Global Citizenship Award was created to: •Share the knowledge and lessons learned from environmental sustainability projects conducted at our facilities •Recognize those individuals or groups who have participated in a process improvement that reduces the environmental impact of our business operations •Display the thought and community leadership that our employees demonstrate day in and day out 2010 Global Citizenship Award Winner Wilhelm Behnen Our production facility in Hamburg, Germany utilizes large amounts of solvents. Consequently, air emissions had to be controlled in order to meet legal and environmental requirements. By taking a number of measures, such as reducing the amount of volatile chlorinated solvents, tightly controlling exhaust air streams and optimizing cooling trap in our air purification unit, Wilhelm learned we could reduce the amount of emissions by more than 50%, eliminating peak emissions and generating savings by reducing the amount of solvents used. We were also able to invest in a new air purification plant by simply refurbishing our exhaust air handling unit with a new cooling trap for – 60°C. Strong team work between several departments, extended employee training and 40 sub-projects over a two year span helped make this project our 2010 Global Citizenship Award Winner. ENVIRONMENTAL SOCIAL Thomas Schmid • Buchs, Switzerland • Waste Reduction Amber James • Houston, Texas • Working from Home 2,400kg of Acetic Acid is used per year in the manufacture of Ethanesulfonic Acid, generating 4000kg of waste. Experiments showed that Acetic Acid can be reused for another synthesis run without affecting product quality. In 2008, Hurricane Ike hit the gulf coast area and knocked out power and communications. While able to divert manufacturing to our international locations, we were unable to provide seamless communications to our customers. Amber quickly saw a business advantage of using telecommuting as a disaster contingency procedure. As a result in 2010, in preparation for future hurricanes and near misses, Amber instituted a plan that called for our CSRs (Customer Service Representatives) to be remotely dispersed into areas that would not be impacted and our CSRs could continue to provide service to our customers through the site transition. Employee attendance improved as well as job satisfaction, also allowing Amber to institute flexible scheduling to allow employees to shift hours to later evenings to receive orders where customers were working late. Kurt McClellan • St. Louis, Missouri • Water Use Reduction The Maintenance department began reducing and eliminating wasteful plant water use by looking at refrigeration and process one-pass water, cooling tower operation and de-ionized water generation. The project required Maintenance to look at equipment performance, water use opportunities in process, sanitation and irrigation, while putting process and monitoring controls into place. GREEN CHEMISTRY Ettigounder Ponnusamy • St. Louis, Missouri Manufacture of Polyamino acid random copolymers Marta Krawczyk; Milwaukee, Sheyboygan and Madison cycling teams • Milwaukee, Sheyboygan and Madison, Wisconsin • Cycling to Work Initiative Production involves the use of hazardous chemicals (acids, flammable solvents) and produces hazardous by-products, generating flammable waste. The new process uses a new set of protecting groups on the amino acid starting materials. These groups can now be removed in a single step using a base instead of acid and solvent. In 2010 our team of 20 active members biked 26,207 miles. In 2009, we had 23 members who completed 26,731 miles. Our team Biked to Work for 812 days during 12 months. We have reduced air pollution, decreasing the ‘’greenhouse effect” and depletion of the ozone layer. We have reduced CO2 emissions (total 25,160 lb and 1,260 lb per person). In total, saving $12,580 and $630 per person and loosing unwanted weight (an average of more than 10 pounds) Jeanette Jost; Jan Knoell • Steinheim, Germany Improvement of synthesis process for Nitrosobenzene Argentina Team • Buenos Aires, Argentina • Orphanage Support Nitrosobenzene is produced by a reduction of Nitrobenzene with Zn to Phenylhydroxylamine followed by reoxidation with FeCl3. This synthesis has been modified to a one-stage oxidation process starting from Aniline using H2O2 as oxidizer. One kg product generates about 20 kg pyrophoric Znwaste. Due to the catalytic approach of the new procedure, no heavy metal waste is produced. The amount of waste water was reduced by 40%. The process is now safer by removing the need to open the vessel to add Zn to the reaction mixture. The remaining Zn has to be removed by filtration due to the pyrophoric nature. It was necessary to purify the crude product by steam distillation into an open bucket. The steam distillation is an issue as the product tends to solidify within the glassware. These steps no longer apply. Gökcen Yilmaz; Gregor Wille • Buchs, Switzerland Micro Reactor Flow Technology Over the last three years, Sigma-Aldrich Argentina has supported Casa M.A.N.U. a foundation that helps HIV positive orphans or abandoned children by providing temporary shelter, medical help, education and adoption. Besides financial support from the Company, the Argentinean team contributes to the operation of Casa M.A.N.U. with personal monthly donations ($1,500 pa) that is used to buy food for Casa M.A.N.U., outings for the children and fundraising support. 2010 Global Citizenship Honorable Mention: Buchs Bike To Work Team, Rajkumar G, Vadim Kotlyar, Ron Matsievitch, Roland Meier, Thomas Milesi, Bernhard Schoenenberger, Hiren Joshi, Shlomo Sayag, Malka Ashkenzay, Dr. Itzhak Ergaz, Alexander Solchinger, Frank Remintz, Thomas Schmid Use of micro reactor flow technology to develop synthesis methods for a new range of organic acides, utilizing equipment readily available from the SIAL catalog. A BETTER TOMORROW IN PROGRESS 37 Fiscal Accountability Transparent Financial Records FINANCIAL REPORTING COMPLIANCE The financial records and internal controls of the Company’s operations must be maintained in accordance with U.S. Generally Accepted Accounting Principles (U.S. GAAP) and in compliance with Sarbanes-Oxley. For non-U.S. locations, statutory records must be maintained in compliance with local statutory accounting regulations, while monthly consolidated financial reporting must also comply with U.S. GAAP. The accounting systems and records of Sigma-Aldrich Corporation must fully and accurately reflect all business activities of the Company and serve as a basis for management of the business and to facilitate meeting the Company’s obligations to its shareholders, employees, customers and suppliers. COMPLIANCE AND ETHICS Maintaining our corporate integrity is the responsibility of every Sigma-Aldrich employee. The Company expects all employees to uphold this dedication to corporate ethics on a daily basis. Our Business Conduct Policy is a guide to help employees achieve the highest degree of personal and professional conduct. Potential policy exceptions are reported to a Company Officer and/or the Director, Internal Audit. Additionally, any employee, customer, vendor or other party wishing to communicate a confidential, anonymous concern regarding the Company’s Business Conduct Policy or other accounting, internal control or auditing matters can do so via the Whistleblower P.O. Box. Sigma-Aldrich is focused on taking our Company “beyond the numbers.” We are committed to our One Company values of honesty and integrity, providing transparency in our financial information and operating responsibly and in compliance at all times. Enhancing Global Sustainability through Excellence We hope our fourth Global Citizenship Report demonstrates our desire and ambition to lead as a model in the industry. We expect to continually grow these success stories and to continually grow the measures and progress of the three elements that comprise our Sustainable Development program: Environmental Sustainability, Social Responsibility, and Fiscal Accountability. 38 SIGMA-ALDRICH® 2010 GLOBAL CITIZENSHIP REPORT GRI INDEX (LEVEL C) Profile Disclosure Description PAGE 1. Strategy and Analysis 1.1 2.4 2.5 2.6 2.7 2.8 2.9 2.10 Statement from the most senior decision-maker of the organization 2 EC1 Name of the organization. Primary brands, products, and/or services. Operational structure of the organization, including main divisions, operating companies, subsidiaries, and joint ventures. Location of organization's headquarters. Number of countries where the organization operates, and names of countries with either major operations or that are specifically relevant to the sustainability issues covered in the report. Nature of ownership and legal form. Markets served (including geographic breakdown, sectors served, and types of customers/beneficiaries). Scale of the reporting organization. Significant changes during the reporting period regarding size, structure, or ownership. Awards received in the reporting period. 1 6 6 Environmental 6 6 6 6 5,13 N/A 5 3. Report Parameters 3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.10 3.11 3.12 Reporting period (e.g., fiscal/calendar year) for information provided. Date of most recent previous report (if any). Reporting cycle (annual, biennial, etc.) Contact point for questions regarding the report or its contents. Process for defining report content. Boundary of the report (e.g., countries, divisions, subsidiaries, leased facilities, joint ventures, suppliers). See GRI Boundary Protocol for further guidance. State any specific limitations on the scope or boundary of the report (see completeness principle for explanation of scope). I Basis for reporting on joint ventures, subsidiaries, leased facilities, outsourced operations, and other entities that can significantly affect comparability from period to period and/or between organizations. Explanation of the effect of any re-statements of information provided in earlier reports, and the reasons for such re-statement (e.g.,mergers/acquisitions, change of base years/periods, nature of business, measurement methods). Significant changes from previous reporting periods in the scope, boundary, or measurement methods applied in the report. Table identifying the location of the Standard Disclosures in the report. 6 6 6 6 6 6 6 N/A 19 19 39 4. Governance, Commitments, and Engagement 4.1 Governance structure of the organization, including committees under the highest governance body responsible for specific tasks, such as setting strategy or organizational oversight. 4.2 Indicate whether the Chair of the highest governance body is also an executive officer. 4.3 4.4 4.14 4.15 For organizations that have a unitary board structure, state the number of members of the highest governance body that are independent and/or non-executive members. Mechanisms for shareholders and employees to provide recommendations or direction to the highest governance body. List of stakeholder groups engaged by the organization. Basis for identification and selection of stakeholders with whom to engage. PAGE Economic 2. Organizational Profile 2.1 2.2 2.3 Performance Indicator Description Board Committees Board of Directors Governance Governance 9,12 7 EN3 EN5 EN6 EN7 EN8 EN16 EN17 EN18 EN23 EN24 EN28 EN30 Direct economic value generated and distributed, including revenues, operating costs, employee compensation, donations and other community investments, retained earnings, and payments to capital providers and governments. 5,8,10 Direct energy consumption by primary energy source. 26 Energy saved due to conservation and efficiency improvements. 26,27 Initiatives to provide energy-efficient or renewable energy based products and services, 33,34 and reductions in energy requirements as a result of these initiatives. Initiatives to reduce indirect energy consumption and reductions achieved. 26,27 Total water withdrawal by source. 25 Total direct and indirect greenhouse gas emissions by weight. 24 Other relevant indirect greenhouse gas emissions by weight. 24 Initiatives to reduce greenhouse gas emissions and reductions achieved. 26,27,37 Total number and volume of significant spills. 18 Weight of transported, imported, exported, or treated waste deemed hazardous under the terms of the 18 Basel Convention Annex I, II, III, and VIII, and percentage of transported waste shipped internationally. Monetary value of significant fines and total number of non-monetary sanctions for non-compliance with environmental 18 laws and regulations. Total environmental protection expenditures and investments by type. 18 Social: Labor Practices and Decent Work LA1 LA2 LA3 LA4 LA5 LA7 LA10 LA11 LA12 Total workforce by employment type, employment contract, and region. Total number and rate of employee turnover by age group, gender, and region. Benefits provided to full-time employees that are not provided to temporary or part-time employees, by major operations. Percentage of employees covered by collective bargaining agreements. Minimum notice period(s) regarding significant operational changes, including whether it is specified in collective agreements. Rates of injury, occupational diseases, lost days, and absenteeism, and number of work-related fatalities by region. Average hours of training per year per employee by employee category. Programs for skills management and lifelong learning that support the continued employability of employees and assist them in managing career endings. Percentage of employees receiving regular performance and career development reviews. 13 13 15 14 14 18 14 14,15 15 Social: Human Rights HR3 HR8 Total hours of employee training on policies and procedures concerning aspects of human rights that are relevant to operations, including the percentage of employees trained. Percentage of security personnel trained in the organization's policies or procedures concerning aspects of human rights that are relevant to operations. 14 14 Social: Society SO3 Percentage of employees trained in organization's anti-corruption policies and procedures. 14 Social: Product Responsibility PR1 PR2 PR3 PR4 For the most up-to-date information about our Company's Sustainability Programs, visit our website at sigmaaldrich.com/globalcitizenship. PR5 PR7 ©2011 Sigma-Aldrich Co. All rights reserved. Sigma, SAFC, Sigma-Aldrich, Aldrich, Cerilliant, Supelco, SAFC Hitech, CompoZr, SAGE Labs, "Your Favorite Gene", Ascentis and Prestige Antibodies are all trademarks of Sigma-Aldrich Co. and its affiliate Sigma-Aldrich Biotechnology, L.P. PR8 A BETTER TOMORROW IN PROGRESS Life cycle stages in which health and safety impacts of products and services are assessed for improvement, and percentage of significant products and services categories subject to such procedures. Total number of incidents of non-compliance with regulations and voluntary codes concerning health and safety impacts of products and services during their life cycle, by type of outcomes. Type of product and service information required by procedures, and percentage of significant products and services subject to such information requirements. Total number of incidents of non-compliance with regulations and voluntary codes concerning product and service information and labeling, by type of outcomes. Practices related to customer satisfaction, including results of surveys measuring customer satisfaction. Total number of incidents of non-compliance with regulations and voluntary codes concerning marketing communications, including advertising, promotion, and sponsorship by type of outcomes. Total number of substantiated complaints regarding breaches of customer privacy and losses of customer data. 16 16,17 16 16,17 16 36 36 39