SUBSTRATE-DEPENDENT AIR-WOUND INDUCTOR MODEL IN THE DC-4 GHZ RANGE E. Benabe, H. Gordon and T. Weller Electrical Engineering Department, University of South Florida 4202 E. Fowler Avenue, ENB 118, Tampa, FL 33620 benabe@eng.usf.edu, weller@eng.usf.edu, (813) 974-4851, (813) 974-2440 Abstract - This paper describes the development of an equivalent circuit model for air coil inductors in the DC-4 GHz frequency range which includes substrate-dependent characteristics. The presented model is applicable to microstrip-mounted components. Limitations of the model are discussed as well as characteristics intrinsic to the inductors that greatly influence model extraction. A comparison of measured data and simulated responses is presented for the model. I. INTRODUCTION Efforts in reducing fabrication costs and design development time typically rely heavily on the availability of reliable, accurate component models. These models must take into consideration characteristics intrinsic to the components as well as parasitic effects introduced into the system due to properties of printed circuit boards or other circuitry surrounding the component. Air coil inductors are widely used in RF/microwave circuit design, particularly when low loss performance is critical, as in filters and some impedance matching circuits. Methods used to predict the response of these elements include the use of scattering parameter measurements, mathematical functions, and circuit parameter extraction-based models. Measurement-based models provide an accurate representation of the device’s response but have limited use because de-embedding of the component fixture or its surroundings is generally not done. In addition, this approach requires a large amount of storage allocation. The majority of equation-based models fail to take into consideration printed circuit board, parasitic or frequency-related effects. In addition, the inherent complexity in deriving these formulas usually compromises their accuracy and range of application. The use of equivalent circuit models, on the other hand, provides physical insight of the component and its fixture, requires minimal storage and memory allocation, and grants fast simulation time. Furthermore, model development can be helped with the use of available equations that predict nominal element values as a function of component geometry, printed circuit board substrate characteristics, and frequency. Despite the extensive use of air coil inductors, there is minimal documentation concentrating in equivalent circuit models for these devices. This paper concentrates on the development of an equivalent circuit model for air coil inductors (See Figure 1) using a linear circuit simulator. The model presented herein incorporates theoretical equations to estimate the starting values of some of the high frequency parasitics and substrate dependent components. Measured scattering parameter data taken in a series-thru (2port) configuration is used in the model extraction process. The objective is to extend the frequency range of the models beyond the 2nd or 3rd harmonic of the fundamental frequency at which the inductors are typically used; generally speaking, this places the target maximum frequency above 3-4 GHz. Figure 1. Air coil inductor (8 turns) The measurement methodologies and characteristics of the inductor are discussed in the first section. Then, the extraction procedure used for the substrate and frequency dependent model is presented. One clear advantage of the presented model is its portability to different substrate thickness and pad-stack1 configurations. II. MEASUREMENT CONSIDERATIONS The development of an accurate component model depends on reliable measurement data. A Thru-Reflect-Line (TRL) calibration implemented using uniform microstrip lines was used in this work. The reference planes were located at the outside edges of the fixture taper section that connects to the inductor pad-stacks (See Figure 2) and the reference characteristic impedance was 50. The inductors were measured using a Wiltron 360B network analyzer, a wafer-probe station, and a personal computer with Wincal software. Figure 2. Series-thru (2 port) fixture utilized to measure the inductors. Taper sections are exaggerated for demonstration purposes. 1 pad-stack = microstrip geometry on which the components are mounted Transmission response, S21 (dB) The transmission response (magnitude) of a 11.03 nH inductor on 14, 31, and 62 mil FR-4 substrates is shown in Figure 3. 0 -5 -10 -15 -20 -25 Legend -30 14 mil -35 31 mil -40 62 mil -45 -50 400 1400 2400 3400 4400 5400 6400 7400 Frequency (MHz) Figure 3. Transmission response (dB) of a 11.03nH inductor on 14, 31, and 62 mil FR-4 substrates. A relationship between substrate thickness and the response of the inductor is evident from Figure 3. This dependence will play a key role in the creation of a substrate-dependent model. Another important factor in the development of the model is the radiation loss of the inductors. The total loss is extracted from the measured data using the equation below. LF 1 S112 S 212 Figure 4 shows the total loss of a 11.03nH inductor on the three substrates used in this study. One point that becomes immediately clear is that the loss has radiation characteristics that depend on the substrate used, as with the S-parameter measurements shown in Figure 3. This particular inductor has a physical length of 1.83 mm, and thus the strong radiation peaks occur when its length is approximately .40 o. Among the collection of inductors modeled in this work, it was found that, on average, strong radiation is observed when the inductor length is approximately .45 o. For some of the inductors, the radiation loss was severe as low as 2.0 GHz. This characteristic has implications in the equivalent model extraction process, since simple R-L-C elements cannot accurately emulate radiation effects; an attempt to do so generally results in degraded low frequency accuracy in the model. The loss shown in Figure 4 was confirmed to be radiation-related by sweeping a waveguide horn antenna around several inductors excited at only one port. 0.8 Legend 14 mil 31 mil 62 mil Loss factor (mag) 0.65 0.5 0.35 0.2 0.05 -0.1 400 1400 2400 3400 4400 5400 6400 7400 8400 Frequency (MHz) Figure 4. Radiation losses of the 11.03nH inductor on 14, 31, and 62 mil FR-4 substrates. III. MODEL EXTRACTION AND RESULTS To ensure a satisfactory physical representation of the inductor and appropriate substrate trends a circuit emulating the physical mounting of the inductor on the fixture is created. The substrateand frequency-dependent model for the 11.03 nH inductor is shown in Figure 5. C p2 L sbp L sbp C p1 C p1 L sbp Cp ESR P1 Mtaper MLIN L sbp Cp ESR ESL1 ESR ESL1 ESL2 ESR ESL2 ESL1 ESR ESR ESL1 M L I N Mtaper MLEF MLEF ESR ESR ESR C gs ESR C gs Figure 5. Substrate- and frequency-dependent model for an air coil inductor. In order to illustrate the approach used to attribute unique characteristics to separate sections of the inductor, the model is given in its most detailed format. When finally implemented in a circuit simulator, several neighboring elements can be combined to enhance computational efficiency (e.g., separate ESR and ESL elements can be lumped together). Table 1 provides a description of the elements used in the model. P2 Parameter Mtaper MLIN MLEF ESR Lsbp Cp ESL1 ESL2 Cgs Cp1 Cp2. Description Models the stepping up or down from the 50 line to the inductor pad-stack. Represents the area in the inductor pad-stack where there are no turns. Corresponds to that space occupied by the inductor turn on the pad and takes into consideration fringing effects. Models coil conductor losses using an equation with DC and frequency dependent terms. Models turns not lying on the substrate using an equation that includes frequency dependence. Models a parasitic introduced by the capacitance between the top portion of the turn and the inductor pad-stack. Bottom portion of inductor turn lying on the substrate. Top portion of inductor turn lying on the substrate. Represents the substrate dependent capacitance to ground formed between the inductor coils and the PCB ground plane. Models the turn to turn capacitance. Represents the end to end capacitance. Substrate dependent Yes Yes Yes No No No Yes Yes Yes No No Table 1. Description of parameters used in the substrate model shown in Figure 5. The turn to turn modeling approach consists of breaking up the inductor turns that lay on the substrate into two parts: top (ESL2) and bottom (ESL1). Table 2 provides a description of the variables used in the equations to attribute substrate dependent characteristics to the model. Variable H (mm) Lo_a (nH) Lo_b and Lobp_b (nH/MHz) f hbi (i = 1, 2, 3) e L_Cgs (mm) c (m/s) Zo () W (mm) H_sub (mm) H_subf (mm) r Description Distance from turn to ground plane. Represents the DC inductance of the coil. Terms that account for skin effects at high frequencies. Frequency in MHz. Second order function coefficients. Effective dielectric constant. Fitting factor added to determine the effective length of the inductor. Speed of light. Effective characteristic impedance. Inductor’s turn outside width. Substrate height. Fitting factor used to calculate the effective distance from the inductor to the ground plane. Substrate dielectric constant. Table 2. Description of parameters used to calculate substrate dependent terms. Second order polynomial functions are used to predict the substrate dependent inductance term. This function depends on the distance between the turn portion being simulated and the board ground plane, H. The coefficients are interpolated internally within the simulator and a distinction is drawn for the top and bottom portion of the turns. The coefficients Lo_a and Lo_b are optimized within the simulator using initial estimates. ESL1( H , f ) hb2 H 2 hb1 H hb3 Lo _ a Lo _ b * f ESL2 is calculated with a similar equation but using different coefficient and height values. The capacitance to ground, Cgs, is calculated using a microstrip approximation [1]. C gs e c * Zo L _ Cgs where Zo 120 W W e * 1.393 .667 ln 1.444 H _ sub H _ subf H _ sub H _ subf and e r 1 r 1 2 2 1 1 12 H _ sub H _ subf W A fitting factor, H_subf, is utilized to introduce an additional degree of freedom in the calculation of the effective distance from the inductor to the ground plane. These factors (e.g. H_sub and L_Cgs) can be attributed to tolerances in the fabrication of the board and nominal dimensions provided of the inductor’s geometry. This scaling also helps to compensate for the rounded nature of the coil since the formula was derived for flat conductors [1]. The inductance of the end turn that rests on the inductor pad stack, Lsbp is calculated using the equation below. This equation assumes no substrate dependence due to the barrier presented by the pad stack between the coil and the board ground plane. Any substrate dependent inductance present in this turn will be “absorbed” by the MLEF element. The coefficients Lo_a and Lobp_b are optimized within the simulator using initial estimates. Lsbp ( f ) Lo _ a Lobp _ b * f The end to end and turn to turn capacitors are estimated from equations [2, 3] and then optimized in the simulation enforcing the following inequality Cp2 < Cp1. The effective series resistance is calculated as the sum of a DC and AC resistance [4]. The AC resistance is accounted for in the R_b coefficient. ESR( f ) R _ a R _ b * f An average value of Cp is calculated by calculating the upper and lower limits of the capacitance using microstrip and parallel plate approximations, respectively. The final value will be obtained from optimizations that are bounded by the upper and lower limits. Once starting values and equations are entered for the elements, models corresponding to each substrate are optimized simultaneously, thus forcing non-substrate dependent elements to be the same. A comparison to measured data for the 11.03 nH inductor is presented in Figures 6 and 7. In order to avoid the frequency range in which radiation loss becomes significant, the model is limited to 4 GHz. 0 S21 and S11 (dB) -4 -8 Legend Measured 14 mil Measured 31 mil Measured 62 mil Model 14 mil Model 31 mil Model 62 mil -12 -16 -20 400 900 1400 1900 2400 2900 3400 3900 Frequency (MHz) Figure 6. S21 and S11 (dB) comparison of measured data and substrate dependent model responses of 11.03nH inductor on 14, 31, and 62 mil substrates. S21 (degrees) -30 -60 Legend Measured 14 mil Measured 31 mil Measured 62 mil Model 14 mil Model 31 mil Model 62 mil -90 -120 -150 400 900 1400 1900 2400 2900 3400 3900 Frequency (MHz) Figure 7. Transmission response (degrees) comparison of measured data and substrate dependent model responses of 11.03nH inductor on 14, 31, and 62 mil substrates. IV. SUMMARY During the initial stage of model development, several approaches were used to model the substrate-dependence of the inductor elements in the equivalent circuit (Figure 5). Unfortunately, a satisfactory method to represent the complex interaction of the inductor and the substrate/ground plane using analytical equations was not found. The approach described herein is to model the inductor elements using polynomial functions that depend on the substrate thickness, as mentioned in the preceding section. This approach is valid in the general sense as differences in the dielectric constant of the substrate should not affect the inductance. Furthermore, the equations used to determine the value of capacitor elements do account for the substrate thickness and dielectric constant. We feel that the presented model should be of significant use in improving the accuracy of circuit simulations that incorporate air coil inductors, and thereby improve the probability of first pass success designs. The model has been applied to inductors with a wide range of dimensions and inductance values, as listed in Table 3. Also, the results relating to the radiation characteristics of these inductors should be of interest, particularly when one is concerned with performance at higher order harmonic frequencies. Parameter Inductance (nH) Number of turns Length (mm) Outside width (mm) Inside height (mm) Wire diameter (mm) Minimum value 4.22 3 1.83 1.76 .89 .32 Maximum value 59.71 12 7.00 3.43 2.03 .64 Table 3. Range of inductance and physical dimensions of inductors simulated with the substrate dependent model. V. REFERENCES 1. David M. Pozar, Microwave Engineering, John Wiley & Sons, Inc., New York, 1998. 2. Grandi, G. et al., Stray Capacitances of Single-Layer Air-Core Inductors for High-Frequency Applications, IEEE Industry Applications Society Meeting, 1996, p. 1384-1388. 3. Massarini, Antonio and Kazimierczuk, Marian K., Self-Capacitance of Inductors, IEEE Transactions on Power Electronics, Vol.12, No.4, 1997, p. 671-76. 4. Lafferty, R. E., Capacitor Loss at Radio Frequencies, IEEE Transactions on Components, Hybrids, and Manufacturing Technology, Vol. 15, No. 4, 1992, p.590-593.