High Voltage Auxiliary Power Supply with the Simplified Power Circuit Topology for the DC Trains Dmitri Vinnikov Juhan Laugis Department of Electrical Drives and Power Electronics Tallinn University of Technology Ehitajate tee 5, 19086, Tallinn, Estonia dm.vin@mail.ee Department of Electrical Drives and Power Electronics Tallinn University of Technology Ehitajate tee 5, 19086, Tallinn, Estonia laugis@cc.ttu.ee Abstract— The paper proposes a simplified power circuit topology for the auxiliary power supplies (APS) with output powers up to 50 kW to be used in 3.0 kV DC commuter trains. Focus is on the implementation of 6.5 kV IGBTs to improve power density, system integrity as well as the reliability of the APS. For instance, a topology proposal, an analysis and a comparison with other types is presented. Some problems of converter control and protection as well as hardware design considerations are discussed. Efficiency estimation of the new topology and some recommendations of loss minimization are given. Keywords- 6.5 kV IGBT, half-bridge isolated DC/DC converter, rolling stock, efficiency, high-voltage switch I. requirement has been successfully implemented in the series connection of conventional IGBTs (Fig. 1) with the considerable lower blocking voltages as compared to the requirements. Actually, connecting IGBTs in series allows fast high-power/high-voltage semiconductor switches (HV switch) with operating voltages of several kilovolts to be realized. Depending on the voltage blocking capability of the single transistors to be connected in series (1.2 kV, 1.7 kV, 3.3 kV or others), the total number of interconnected IGBTs varies from 6 to 2 (see TABLE I). Such combined high-voltage switches can operate with the nominal DC-link (UDC) voltage level of 3600 V (±20%). INTRODUCTION Development of power converters for the electric rolling stock is a typical application of modern power electronics. Among the different railway electrification systems, the most challenging one for a power electronics designer is 3000 V DC. Such railway tractions are currently used in Belgium, Italy, Poland, Spain, the northern Czech Republic, Slovakia, Slovenia, western Croatia, South Africa and in the former Soviet Union countries (Russia, Ukraine, Latvia, and Estonia). To guarantee safe operation for all operation points (input voltage range 2200...4000 V DC), selection criteria for the voltage blocking capability of the switching devices used in rolling stock converters must be twice the nominal catenary voltage. Regarding this design rule, converters based on the IGBT technology for the catenary voltages of 3.0 kV DC are only possible with IGBTs with the Uds values not lower than 6.0 kV. Up to today, this blocking voltage capability Fig. 1. Example of APS with n series-connected IGBTs. TABLE I. EVALUATION OF DIFFERENT CANDIDATE IGBTS FOR THE HV SWITCH Nominal Max. blocking Min. number of value of UDC, voltage UCEmax, IGBT type series connected for HV switch kV kV (± 20%) 1.2 kV IGBT 600 1.2 6 1.7 kV IGBT 900 1.7 4 3.3 kV IGBT 1800 3.3 2 Series connection of elements for proper voltage blocking capability leads to auxiliary voltage-balancing circuits (voltage clamping) to be implemented on the high-voltage primary inverter or in the inputs of cascaded converters, increasing the complexity and decreasing the overall reliability of the designed system. II. Another possibility to cope with the high-voltage blocking capability problem is the cascaded converter topology (Fig. 2). In that case, a number of identical two-level isolated DC/DC converters are connected in series at their inputs to achieve the desired voltage blocking capability of primary inverters. The number of cascaded converters varies from 6 to 2, which once again depends on the voltage blocking capability of IGBTs used in primary inverters. Output leads of these converters are connected in parallel, thus the output current is distributed between the converters. It gives an extra opportunity to use IGBT switches and secondary rectifier diodes with the reduced operation current, thus implementing higher switching frequencies. Another advantage of cascaded converter topology is the effect of “distributed magnetic cores”, i.e. using a number of isolation transformers instead of one bulky unit enables a more compact and space-saving design of a power converter. The same assumption applies to the output filter chokes as well. POWER SCHEME SIMPLIFICATION POSSIBILITIES The 6.5 kV IGBT modules (EUPEC, ABB, IXYS, DYNEX, etc.) recently implemented are basically designed for 3.0 kV DC rolling stock applications with their high demands on reliability concerning thermal cycling capability. A single IGBT has the voltage blocking capability two times the nominal catenary voltage level, which copes with the requirements for the rolling stock power electronics. Such transistors give an attractive possibility of using a simple 2level inverter topology, achieving better efficiency, power density and reliability compared to older designs. Fig. 3. 6.5 kV IGBT family (200 A, 400 A and 600 A; by EUPEC) [2]. Today’s state-of-the-art 6.5 kV IGBT modules are available in three basic configurations: with 200 A, 400 A and 600 A collector current (Fig. 3). While for the traction drives with their MW-power ranges it is essential to use the parallel connection of HV-IGBTs, for such middle-power applications like onboard APS, the use of single 6.5 kV IGBT modules becomes economically feasible. III. Fig. 2. Example of APS with n series-connected converters. In general, both presented topologies combine some serious disadvantages mainly related to the dramatically increased number of components, specifically for: • low efficiency that can be estimated by k η= U in ⋅ I in − ∑ p x ( a x ) x =1 U in ⋅ I in , (1) where Uin is an input voltage value, Iin is an input current, px is the power loss of device x, and ax is the relative on-state time (a=0...1) of device x [1]; • decreased long-term reliability; • increased complexity of control and protection circuits; • increased dimensions and weight of the converter. SIMPLIFIED TOPOLOGY FOR THE HIGH-VOLTAGE APS Although such terms like simplicity, low cost of ownership, small dimensions and low weight are the main driving forces in the modern power electronic converter development, special railway norms and requirements involve own orders. While compliance with the high input voltage level was discussed in the sections above, such item as compliance with the safety requirements must be emphasized separately. Briefly, it means that the high voltage input and low voltage output stages of APS need to be galvanically isolated. Since there is a need of the isolation transformer, certain adjustments are to be made in the design of the power circuit of the APS, i.e. no transformerless DC/DC converter topologies are accepted for such demanding applications. Thus, the general field of choice is basically limited by most widespread two-level topology - a full-bridge (FB) isolated DC/DC converter. Another possible design - a half-bridge (HB) isolated DC/DC converter topology has always been referred to as a very attractive topology for different low-power applications like telecommunication facilities, fuel cell based power generation systems, compact power supplies and other applications with the power range of 1...2 kW. The advantages of the HB topology are obvious: • only two primary switches are required - being based on new 6.5 kV IGBT, a drastically simplified power circuit design can be achieved; • half-bridge inverter output voltage rating is reduced to half of the input - simplified isolation transformer; • no centre-tapped transformer is required for the input stage. In the present paper HB topology will be first examined as a candidate topology for the auxiliary power supply (APS) to be used in 3.0 kV DC commuter trains. It is evident that for the APS with an output power up to 50 kW, the half-bridge topology and two 200 A 6.5 kV IGBTs (one for the TOP and the other for the BOT switch) is sufficient to fulfill all the design requirements (Fig. 4). 2200...4000 V DC R IN IIN HV IGBT MODULE 1 U in/2 C1 ISOLATION TRANSFORMER 0 U in DT TT Cf HV IGBT MODULE 2 TX U in/2 C2 DB TB A. Control of a high-voltage half-bridge inverter Half-bridge inverter is very simple in construction, but special attention must be paid to its control and protection functions. The input leads of APS are connected to the traction supply grid with voltage tolerances from 2200 V DC (Uin(min)) up to 4000 V DC (Uin(max)). The most demanding operation point is at the minimum input voltage and at the rated load conditions (maximum duty cycle operation). It is essential to prevent even short-time simultaneous conduction of TT and TB switches in these demanding conditions - it leads to the short circuit across the supply voltage and to the destruction of the converter. It means that the maximum on-state time ton(max) of each switch in the half-bridge must be set at 80% of a halfperiod to ensure that this does not happen. Pulse width at the maximum input voltage is minimal and may be determined as U in (min) 2200 ⎛T ⎞ t on (min) = t on (max) = t on (max) = 0.44⎜ sw ⎟ (2) U in (max) 4000 ⎝ 2 ⎠ Operation voltage ranges and inverter switch on-state times of the half-bridge topology in this application are presented in TABLE II. Simulated isolation transformer supply voltage waveforms with the different converter input voltages and at rated load are presented in Fig. 5. TABLE II. OPERATION VOLTAGE RANGES VS. INVERTER SWITCH ON-STATE TIME 2200 V 4000 V Converter input voltage Uin Switch on-state time ton 0.8(Tsw/2) 0.44(Tsw/2) 1.2KV 0.8KV D2 D1 D4 D3 0.4KV 0.0KV U REC -0.4KV Lo -0.8KV Co -1.2KV 3.3ms U OUT 350 V DC 40...150A 3.6ms V(1,2) 4.0ms ton D=0.8(Tsw/2) 4.4ms 4.8ms 5.2ms 5.6ms 6.0ms 6.3ms 5.6ms 6.0ms 6.3ms Time (a) 2.5KV 2.0KV Fig. 4. Power circuit layout of the proposed APS. The half-bridge isolated DC/DC converter configuration consists of two equal capacitors C1 and C2 connected in series across the input voltage source (Uin), providing a constant potential of one-half Uin at their junction (Fig. 4). [3] The HV IGBT switches TT (top switch) and TB (bottom switch) are turned on alternately and are subjected to a voltage stress equal to that of the input voltage. Concerning another two-switch DC/DC converter topology, a double-ended forward converter, an advantage of the half-bridge is that its secondary produces a full-wave output rather than a half-wave output. Thus, the square-wave frequency in the half-bridge converter is twice that of the forward converter and the associated output filter components will be smaller. In addition, considering specific railway demands for better reliability and maintainability of the power electronic converters, the half-bridge topology with its reduced component number seems to be a more preferable choice compared to the full-bridge topology, for instance. 1.0KV 0V -1.0KV -2.0KV -2.5KV 3.3ms V(1,2) 3.6ms 4.0ms tonD=0.44(Tsw/2) 4.4ms 4.8ms 5.2ms Time (b) Fig. 5. Simulated isolation transformer supply voltage waveforms for the maximum (a) and minimum (b) duty cycle operation. The measured waveforms of the isolation transformer supply voltage during the different operation conditions are presented in Fig. 6. It can be noticed that the regular voltage spikes occur during the transistor turnoff. These spikes are mostly caused by the leakage inductance of the isolation transformer. At the instant of turnoff, current in the transistor falls rapidly at a rate dI/dt causing a positive-going spike of amplitude Esp=Llk(dI/dt) at the bottom end of the leakage inductance Llk. These leakage inductance spikes, which are so troublesome in several topologies (forward and push-pull topologies [4]) are basically clamped to the Uin by the freewheeling diodes DT and DB (see Fig. 4). (a) (b) For the converter weight-space optimization the switching frequency fsw of HV IGBT in this application was 1 kHz. Average losses of half-bridge inverter in that case are presented in Fig. 7. B. Isolation transformer and output stage The isolation transformer of a rolling stock APS is responsible for providing the necessary I/O galvanic isolation required by special safety norms. For the 3.0 kV DC-fed converters, the required isolation barrier is 10.2 kV/1 min. Due to the capacitors providing a mid-voltage point, the isolation transformer during the operation sees a positive and negative voltage with the amplitude value of only half the input voltage (i.e. 1100...2000 V, see Fig. 5). This results in twice the desired peak flux value of the core, because the transformer core is operated in the first and third quadrant of the B-H loop and experiences twice the flux excursion of a similar forward converter core. This is an advantage of the half-bridge topology over the double-ended forward topologies, where the half-bridge primary transformer winding has half the turns for the same input voltage and power. With the selected switching frequency of the 6.5 kV IGBT of 1 kHz the isolation transformer can be regarded as the bulkiest component in the whole converter stack. Considering the design, in this demanding application, toroidal transformers outpace the laminated ones. But using the toroidal transformers for high power densities, the minimization of core losses by design optimization and material development is important. For this project, the Gammamet toroidal magnetic cores, made from 25 μm thick ribbon of soft magnetic nanocrystalline alloy on Fe-basis were investigated. The real advantage of the selected magnetic cores Gm14DC are their high initial permeability and very low core losses [5]. The rate of specific core power dissipation for the selected core type (Gm14DC) can be found by (3). PD′ ( core ) = 0.75 f 1.4 BM1.7 Fig. 6. Measured isolation transformer supply voltage waveforms for the maximum (a) and minimum (b) duty cycle operation. Here it must be stated that for rolling stock APS converters with throughput power ratings up to 50 kW the 200 A 6.5 kV IGBT module is fully compliant. However, the switching dynamics of the 6.5 kV IGBTs is significantly reduced (as compared to 1.2 kV or 1.7 kV IGBT modules) due to the effect of the absolute voltage vs. current. However, switching can be controlled to achieve a good compromise between allowable switching frequency and switching power loss. IGBT turn-on losses, 600 W (39%) FWD losses, 400 W (26%) (3) With the assumed maximum flux density of 0.4 T the average core power dissipation for the 50-kW isolation transformer is about 25 W. Estimated winding losses for this particular design are not higher than 150 W (see Fig. 8). Magnetic core losses, 24 W (17%) Primary winding losses, 69 W (47%) Secondary winding losses, 52 W (36%) Fig. 8. Isolation transformer power loss distribution IGBT conduction losses, 135 W (9%) IGBT turn-off losses, 400 W (26%) Fig. 7. Average losses of half-bridge inverter (2 x IGBT FZ200R65KF1) at 1 kHz switching frequency Half-bridge converter output voltage can be defined by the following equation [4]: 2 ⋅ ton . (4) U OUT = U REC ⋅ Tsw Thus, the amplitude of the rectifier output voltage (UREC in Fig. 4) can be estimated as U REC = U OUT ⋅ Tsw . 2 ⋅ ton (5) For the described application, the converter output voltage must be carefully regulated to 350 V DC despite the voltage fluctuations on the input side. Boundary switch on-state times and the corresponding amplitude values of UREC are shown in TABLE IV. Simulated waveforms of UREC for different converter operation points are presented in Fig. 9. TABLE IV. AMPLITUDE VALUES OF UREC FOR DIFFERENT OPERATION POINTS 2200 V 4000 V Converter input voltage Uin Switch on-state time ton 0.8(Tsw/2) 0.44(Tsw/2) Amplitude value of UREC 438 V 795 V 500 UREC [V] 400 300 200 100 0 IREC [A] -100 12.0ms 12.4ms 12.8ms 13.2ms 13.6ms 14.0ms 14.4ms 14.8ms 15.2ms 15.6ms 16.0ms Time ton=0.8(TSW /2) (a) 900 UREC [V] 800 600 400 200 0 IREC [A] -100 12.0ms 12.4ms 12.8ms ton=0.44(TSW/2) 13.2ms 13.6ms 14.0ms 14.4ms 14.8ms 15.2ms 15.6ms 16.0ms Time (b) Fig. 9. Simulated waveforms of UREC for different operation points. It is shown in Fig. 9 how the output rectifier diodes for the converters with such a wide input voltage range must be selected to satisfy the two basic criteria: • maximum possible repetitive reverse voltage URRM (operation with high input voltage level is considered here), • maximum possible average forward current IFAVM and minimized forward voltage drop, UF (considering operation with minimal input voltage and maximal duty cycle). The selection of rectifying elements greatly influences the efficiency and the performance of the whole converter. To illustrate possible rectifier diode options, general specifications of on-market available diode types were compared in TABLE V (based on the production of company IXYS [6]). TABLE V. EVALUATIVE COMPARISON OF DIFFERENT RECTIFIER DIODES UF trr IF URRM 1.6...2.2 1.2......2.2 56...1800 Silicon diode 0.5...15 us kV V A Silicon Schottky 200 V 0.3...0.7 V 25 ns 200 A diode SiC Schottky 600 V 1.5 V 20 ns 11 A diode 1.2...1.6 180...453 FRED diode 0.6...1.8 V 40...450 ns kV A The widely used common silicon rectifier diode has good voltage and current ratings. However, an unacceptably high recovery time cancels their benefits in high frequency applications. The new challenge is the replacement of the traditional silicon diodes by more advanced ones. Thus, Schottky diodes or fast switching diodes (fast recovery, ultrafast recovery, etc.) have already achieved remarkable benefits. Both of the presented types have essentially lower voltage drops in the on-state condition. For instance, the 0.3…0.7 V voltage drop of a Schottky diode (see TABLE V) and about 0.6…1.8 V voltage drop in the case of fast recovery diodes help to improve the efficiency of the rectifier stage by 15...35 %. New SiC-based diodes still suffer from material problems and the additional disadvantages like high forward voltage drop UF=1.5...5 V are outpace such advantageous moments as improved switching dynamics and high possible operation temperatures [6], [7]. Another problem is the temperature mode of the output rectifier. Schottky barrier diode is extremely sensitive to temperature because of its high leakage characteristics over its operating range. The PN junction diode (typically Fast Recovery Epitaxial Diode, FRED) has comparatively lower leakage at higher temperature than the Schottky diode, but the forward voltage is considerably higher. The high forward voltage translates to a higher power loss in the diode, thus creating a larger amount of heat within the diode. This also lowers the overall efficiency of the power supply. Thus, by exchanging the reduced chances of thermal runaway caused by using Schottky diodes by replacing it with PN junction diodes, the designer reduces the overall efficiency of the system. For power supply designers, efficiency is a very undesirable trade-off for thermal stability [8]. Thus, for the high-frequency operation with voltages about 1000...1100 V (transient overvoltages are considered here) and output currents of about 150 A, fast recovery diodes are an absolutely dominant solution. For the presented project FRED diodes were selected as more economical and technically feasible. IV. EFFICIENCY ESTIMATION OF THE PROPOSED CONVERTER Switchmode converter losses are generated in passive (resistors, capacitors, inductors, transformers, etc.) and active components (transistors, diodes, etc.). Losses in passive components are usually small compared with other types. Thus, the losses in the switching elements are decisive. Losses of primary high-voltage IGBTs are basically the function of the load current, operation voltage and frequency. Losses of an output rectifier are load current dependant. The efficiency of the developed converter may be estimated by help of (1). The “worst case” efficiency of the converter can be estimated at the maximum input voltage and at rated load. With the switching frequency of 1 kHz and ton=0.22 ms the efficiency is about 93%, which is quite a good result for such devices with high-frequency hard-switching. The breakdown of losses is presented in Fig. 10. Actually, losses in input resistor Rin are not considered here but they give an extra 1...2%. Isolation transformer losses 5% Filter losses 13% (b ) Other losses 2% Rectifier diode losses 19% Fig. 11. Cascaded inverter with 28 conventional IGBTs (a) compared to proposed half-bridge inverter (b) with two 6.5 kV IGBT modules. IGBT losses 61% Fig. 10. Total losses breakdown of the proposed converter at maximum input voltage and rated load. In the design of high-power converters with high-voltage IGBTs, main attention must be paid to the proper selection of a switching frequency of IGBTs. Here such parameters as compactness, EMI level, audible hum, and others must be analyzed. In the majority of applications, designers use the hard-switching mode of HV IGBT, which is more optimal in terms of power circuit complexity and maintainability. However, implementing soft-switching, the IGBT losses can be reduced significantly, down to 8% (turn-on) or 30% (turnoff) of the hard-switching level. [9] Overall, this gives an effect of 20-30% reduced IGBT losses, which means that the cooling effort and therefore costs can be considerably reduced. Otherwise, the switching frequency of IGBTs can be increased to obtain the same power dissipation per IGBT as with the hard-switching. V. (a ) TABLE VI. COMPARISON OF DIFFERENT POWER CIRCUIT TOPOLOGIES Cascaded Simplified converters or HV IGBT ser. switches half-bridge Reliability + Number of parts + Ruggedness of switching elements + + Cost for power semiconductor modules + Effort for control and measurement + Decentralization of heat sources + “+” advantage of the system “-” drawback of the system For practical investigations an optically isolated HV-IGBTbased 50 kW isolated half-bridge DC/DC converter prototype has been designed and tested. REFERENCES [1] [2] [3] [4] [5] CONCLUSIONS This paper has proposed a simplified power scheme topology to be used in 3.0 kV DC commuter trains. The implementation of new 6.5 kV IGBT transistors in the primary half-bridge inverter helps to solve common problems of converter power circuit complexity and reliability (Fig. 11). TABLE VI shows a survey of important facts about APS topologies compared. Although application of the new HV IGBT has its own pros and cons, further optimization of power scheme layouts and IGBT control strategies will ensure a novel quality level of power electronic converters for rolling stock. [6] [7] [8] [9] D. Vinnikov, „Research, Design and Implementation of Auxiliary Power Supplies for the Light Rail Vehicles”, Ph.D. dissertation, Dept. El. Drives Pow. Elec., Tallinn Univ. Tech., Estonia, 2005. T. Schuetze, H. Berg, O. Schilling, "The New 6.5kV IGBT. Module: A Reliable Device for Medium Voltage. Applications", PCIM 2001, Nuremberg, Germany. Brown, Jess; Davies, Richard; Williams, Dilwyn and Bernacchi, Jerry. “High-Efficiency Half-Bridge DC-to-DC Converters with Secondary Synchronous Rectification,” PCIM 2001, Nuremberg, Germany. A. I. Pressman, Switching Power Supply Design. Second Edition, McGraw-Hill, 1998. Magnetic Properties of Tape Wound Encapsulated Cores GAMMAMET®14DC, GAMMAMET Research & Production Enterprise, 2006. IXYS semiconductors databook - 2004/2005. Morisette, D.T., Cooper, J.A., Melloch, Jr., Dolny, M.R., Shenoy, G.M., Zafrani, M. and Gladish, J. Static and dynamic characterization of largearea high-current-density SiC Schottky diodes. IEEE Transactions on Electron Devices. Vol. 48, issue 2, pp.: 349 - 352, Feb. 2001. Yueqing Wang, Qingyou Zhang, Jianping Ying, Chaoqun Sun, Prediction of PIN diode reverse recovery, Power Electronics Specialists Conference, 2004. PESC’04. 2004 IEEE 35th Annual Volume 4, 2004 Page(s):2956 - 2959 Vol.4 Schwarzer, U.; De Doncker, R.W. „Characterization of 6.5 kV IGBT modules for hard- and soft-switching operation in medium voltage applications”, in Proc. Twentieth Annual IEEE Applied Power Electronics Conference and Exposition, 2005. APEC 2005. pp.: 329 335, vol. 1.