FRY-6
OMB Number7100-0297
Board of Governors of the Federal Reserve System
Approval expires September 30, 2018
[]
Page 1 of 2
Annual Report of Holdin� Companies-FR Y-6
Report at the close of business as of the end of fiscal year
This Report is required by law: Section 5(c)(1 )(A) of the Bank
Holding Company Act (12 U.S.C. § 1844 (c)(1 )(A)); Section 8(a)
of the International Banking Act (12 U.S.C. § 3106(a)); Sections
11 (a)(1 ), 25 and 25A of the Federal Reserve Act (12 U.S.C.
§§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K
This report form is to be filed by all top-tier bank holding compa­
nies and top-tier savings and loan holding companies organized
under U.S. law, and by any foreign banking organization that
does not meet the requirements of and is not treated as a qualify�
ing foreign banking organization under Section 211.23 of
Regulation K (12 C.F.R. § 211.23). (See page one of the general
instructions for more detail of who must file.) The Federal
Reserve may not conduct or sponsor, and an organization (or a
person) is not required to respond to, an information collection
unless it displays a currently valid OMB control number.
NOTE: The Annual Report of Holding Companies must be signed
by one director of the top-tier holding company. This individual
should also be a senior official of the top-tier holding company. In
the event that the top-tier holding company does not have an
individual who is a senior official and is also a director, the chair­
man of the board must sign the report.
Date of Report (top-tier holding company's fiscal year-end):
(12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12
C.F.R. § 225.5(b)) and section 10(c)(2)(H) of the Home Owners'
Loan Act. Return to the appropriate Federal Reserve Bank the
original and the number of <;opies specified.
I, John Ward
Name of the Holding Company Director and Official
Vice Chairman
Title of the Holding Company Director and Official
attest that the Annual Report. of Holding Companies (including
the supporting attachments) for this report date has been pre­
pared in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
knowledge and belief.
With respect to information regarding individuals contained in this
report, the Reporter certifies that it has the authority to provide this
information to the Federal Reserve. The Reporter also certifies
that it has the authority, on behalf of each individual, to consent or
object to public release of information regarding that individual.
The Federal Reserve may assume, in the absence of a request for
confidential treatment submitted in accordance with the Board's
"Rules Regarding Availability of Informato
i n," 12 C.F.R. Part 261,
that the Reporter and individual .consent to puf)lic release of all
det' ails in the report concerning that individual.
December 31, 2015
Month
I Day I Yea r
n/a
Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)
Reporter's Name, Street, and Mailing Address
F i rst American Bank Corporation
Legal Title of Holding Company
700 Busse
Road
(Malling Address of the Holding Company) Street
I P.O.
Box
Elk Grove Village
_L
I
6_0 0
_0
7
_
City
State
Zip Code
____
__
_
__
_
Physical. Location (if different from mailing address)
Person to whom questions about this report should be directed:
Pam Ploch
Sr . Staff Accountant
Name
Title
847/586-2515
Area Cocje
I Phone
Number I Extension
847/586-2515
Area Code I FAX Number
ppioch@firstambank.com
E-mail Address
www.firstambank.com
Address (URL) for the Holding Company's web page
For holding companies not registered with the SE�
Indicate status of Annual Report to Shareholders:
[8]
0
D
is included with the FR Y-6 report
Does the reporter request confidential treatment for any portion of this
submission?
D Yes
Please identify the report items to which this request applies:
will be sent under separate cover
is not prepared
D In accordance with the instructions on pages GEN-2
and 3, a letter justifying the request is being provided.
D The information for which confidential treatment is sought
is being submitted separately labeled "Confidential."
[8J No
Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.25 hours per response, including time to gather and
maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the
Office of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503.
12/2015
EXHIBIT II
FIRST AMERICAN BANK CORPORATION
FRY·6
Deceffiber31,2015
REPORT ITEM 2a-ORGANIZATION CHART:
Below is an organization chart sho\Nfng the bank hol ding company direct ownership or control of its bank and nonbank subsidfarics and 1ts direct
ho!dini;;i of companies in which it conI rots between five and twenty·five percent of the shares of any dass of voling securities at December 31, 2015.
Rrst American Bank Corporation
Elk Giove Village, IL
lncorporaled in Delaware
I
I
I
I
OVms
100%
Owns
Owns
11%
I
100%
First American Bank
Elk Grove Village, II.
Incorporated In Jlllnofs
I
I
First American Bank
I
Rrst American Bank
FirsiAmerican Bank
C apital Trust Ill
Capita!Trusll
Capital Trust II
Elk Grove VD/age, /!,
Elk Grove V�lage, II.
Elk Grove Village, IL
Incorporated in Delaware
Incorporated in Delaware
Incorporated in Delaware
Holder of trust prafe"ed
securities
Holder of trust pre ferred
securities
Holder of in.1st preferred
securitiss
OakPark River Forest
Bankshares, Inc.
Owns
100%
OakPark1 fl.
!ncomorated In Delaware
I
0W!1$
100%
HPL&S, Inc..
E lk Grove VIilage, IL
lnco
orated in !llinois
HPL&S Financial Services, Ltd.
Elk Grove Vinage, IL
Jnco orated in ll!inois
Community Bank of OakPark
River Forest
OakPmk, IL
Inca
Footnote:
AU ontitlos do not have LE!.
orated in Il
l inois
Results: A list of branches for your depository lnstftutlon: FIRST AMERICAN BANK l!D _RSSO: 850036).
This depository inslltutlon k; he:ld by FIRST AMERICAN BANIC CORPORATION
(1199974 ) of ELK GROVE VILLAGE, IL.
T he: data are: as ofl2/31/2015 . Data refle:cts Information that was received and processed throu11hOl/07/2016 .
Reconciliation and V•rific.tionSll:os
Data A.ct.Ion column of each branch row, enter one or more of the actions specified below.
2.. I f reo.ulred, enter the date In the Effective Dal• column.
1 . In the
Actions
OK:
If the braoch Information Is correct, enter 'OK' In the Datl Artion column.
Ou11n1•: If the branch Information is lncorre:ct or Incomplete, revise the data, enter 'Change' Jn the Data Action column and the date when this Information first became vaUd In the Effrctive 0..t e column.
Cose:
If 01 branch listed was sold or closed, enter 'Close' In the Data Action column <!Ind the sale or closure date In the Effecti�• O.t• column.
Dftttt•: If a br.anch listed was never owned by thls depository fnstltutlon. enter 'Delete' In the O.till A di on column.
Add:
If a rl!portab!e branch Is missing. Insert a row, add thl! branch data, and enter 'Add' in the Datil Action column and the opening or acquisition date In the Effectlw 0.t• column,
If printing this Ust, you may need to adjust your page setup in MS El'Cl!I. Try using landscape orientation, pagl! scaling. and/or legal sized paper.
SUbm!ulon Proudure
When you are finished, send a savl!d copy to your FRB contact. See the detailtd Instructions on this site for more Information.
If you arl! e·marling this to your FRB contact, put your lnstltutlon name, city and state In the subject lfne of the e-mail.
Note:
To satisfy the FR Y·lO reportfn1 requlrmienls, you must also submit FR Y·lO Doml!:Stk BranchSchedules for each branch with ill Dllt• Action of Change, dose, Delete, or Add.
The FR Y·lO report may be submitted in a hardcopy format or 11la the FR Y-100nllne appllcatlon • https:// ylOonline.fedl!ralreserve.gov.
•
FDIC UNINUM, Office Number, and ID_RSSD columns are for referl!nce only. Vl!rification of these valul!s is not required.
..... - fflectfwlloto
Qt(
Qt(
Branch S.rvic• Type
Full Service (Head Office)
Branch ID_Rsso•
PopuhirN.lm•
850036 FIRST AMERICAN BANK
FullService
3447455 95 MERRICK WAY BRANCH
Full S ervice
24177 50 ADDISON BRANCH
Strfft Addr.ss
Otv
700 BUSSE ROAD
ELK GROVE VILLAGE
95 MERRICK WAY, SUITE 106
CORAL GABLES
fl
Sblte
IL
Zipc.od•
County
Cou-
COOK
UNITED STATES
33134 MIAMI-DADE
UNITED STATES
60007
ADDISON
IL
60101 DU PAGE
UNITED STATES
OK
FullServlcl!
3082351 AURORA BRANCH
3054 EAST NEW YORK STREET
AURORA
IL
60502 DUPAGE
UNITED STATES
Qt(
Full Service
3609422 BARnm BRANCH
970 SOUTH ROUTE59
BARTIEIT
IL
60103 DU PAGE
UNITED STATES
OK
Full Service
2593850 STRATFORD OFFICE
BO STRAT FORD DRIV[
BlOOMINGOAL£
IL
60108 DUPAGE
Qt(
FullService
3609459 BOUNGBROOK II BRANCH
739 EAST BOUGHTON ROAD
&>LINGBROOK
IL
60440
OK
1780 WEST FULLERTON AVENUE
Wi
ll
FDIC UNINUM'
HmadOffic•
Office Number•
2335
Not Rl!qulred
Hlrad Offic• m_Rsso•
0 FIRST AMERICAN BANK
BS0036
FIRST AMERICAN BANK
BS0036
Not Required
254486
16 FIRST AMERICAN BANK
850036
3S7831
34
FIRST AMERICAN BANK
850036
44 FIRST AMERICAN BANK
BS0036
4529B l
UNITED STATES
1SSB9
1S FIRST AMERICAN BANK
850036
UNITED STATES
453033
49 FIRST AMERICAN BANK
850036
OK
Fu!IService
3082360 BOl lNGBROOK OFFICE
1290WEST BOUGHTON ROAD
BOLINGBROOK
IL
60490 WIU
UNITED STATES
2457B7
28 FIRST AMERICAN BANK
850036
OK
FullService
2095B13 BOURBONNAIS OFFICE
288 NORTH MAIN STREET
BOURBONNAIS
IL
60914 KANKAKEE
UNIT ED STATES
2457B5
26 FIRST AMERICAN BANK
B50036
OK
Full Service
ONE BANK LANE
BUFFALO GROVE
IL
60089 LAKE
UNITED STATES
8 FIRST AMERICAN BANK
B50036
Qt(
Full Service:
41 37098 SPRINGHILL BRANCH
261 SOUTH WESTERN AVENUE
CARPENTERSVILLE
IL
60110 KANE
UNITED STATES
242775
13 FIRST AMERICAN BANK
B50036
OK
FullS ervice
3609404 ARCHER HEIGHTS BRANCH
4501
CHICAGO
IL
60632 COOK
UNITED STATES
450439
43 FIRST AMERICAN BANK
BS0036
OK
FullService
3082379 ARMITAGE OFFICE
356 WEST ARMfTAGE
CHICAGO
IL
60614 COOK
UNITED STATES
357830
33 FIRST AMERICAN BANK
850036
Qt(
Qt(
FullService
2482226 DIVERSEY BRANCH
1345 WEST DIVl:RSEY PARKWAY
CHICAGO
IL
60614 COOK
UNITED STATES
201687
lB FIRST AMERICAN BANK
BS0036
Full Service
2417808 ELSTON OFFICE
5000 NORTH ELSTON AVENUE
CHICAGO
IL
60630
UNITED STATES
11736
12 FIRST AMERICAN BANK
850036
OK
FullServfce
2635S81 MONROE BRANCH
33 WEST MONROE
CHICAGO
IL
60603-5'1 COOK
201688
19 FIRST AMERICAN BANK
850036
OK
FullService
3512326 MORGAN PARK BRANCH
11821 SOUTH WESTERN AVENUE
CHICAGO
IL
60643 COOK
UNITED STATES
442606
41 FIRST AMERICAN BANK
OK
Full Service
3609392 SOUTH WABASH BRANCH
1241 SOUTH WABASH AVENUE
CHICAGO
IL
60605 COOK
UNITED STATES
452985
48 FIRST AMERICAN BANK
850036
OK
FullService
365n68 STREETERVlLLE BRANCH
643 NORTH FAIRBANKS COURT
CHICAGO
IL
60611 COOK
UNITED STATES
465841
51 FIRST AMERICAN BANK
850036
OK
FullStrvice
DARIEN
IL
60561 OUPAGE
UNITED STATES
452983
46 FIRST AMERICAN BANK
850036
Qt(
Qt(
Qt(
Qt(
Full�rvice
4 FIRST AMERICAN BANK
850036
OK
FullService
Full Service
Qt(
768832 BUFFALO GROVE OfFICE
3609431 DARIEN BRANCH
SOUTli PULASKI ROAD
2013 7STH STREET
COOK
UNITED STATES
3927
850036
DUNDEE
IL
60118 KANE
UNITED STATES
201685
FullService
2146199 ELK GROVE VILLAGE BRANCH
721 MEACHAM ROAD
ELIC GROVE VILLAGE
IL
r;x;,7 COOK
UNITED STATES
489493
SS FIRST AMERICAN BANK
B50036
Electronic Banking
3529267 WWW.FIRSTAMBANK.COM BRANCH
16 50 LOUIS AVENUE
ELK GROVE VILLAGE
IL
r;x;,7 COOK
UNITED STATES
42 FIRST AMERICAN BANK
850036
FullSetvlce
3657786 EVERGREEN PARK BRANCH
3221 WEST 87TH STREET
EVERGREEN PARK
IL
60805
44 2607
COOK
UNITED STATES
465842
52 FIRST AMERICAN BANK
2697570 GENEVA BRANCH
17B9 SOUTH RANDALL ROAD
GENEVA
IL
60134 KANE
UNITED STATES
201689
20 FIRST AMERICAN BANK
850036
3082388 GLEN ELLYN BRANCH
8.30 ROOSEVELT ROAD
GLEN E LLYN
IL
60 13 7 DUPAGE
UNITED STATES
201691
2 2 FIRST AMERICAN BANK
850036
2102672 DUNDEE BRANCH
218 WEST MAIN STREET
850036
OK
FullService
3082397 GLENVIEW BRANCH
2101 WILLOW ROAD
GLENVIEW
IL
60025 COOK
UNITED STATES
360179
35 FIRST AMERICAN BANK
OK
Full Service
3082409 GURNEE BRANCH
7005 GRAND AVENUE
GURNEE
IL
60031 LAKE
UNITED STATES
364800
38 FIRST AMERICAN BANK
850036
201 SOUTH STATE STREET
HAMPSHIRE
IL
60140 KANE
UNITE
. D STATES
5930
3 FIRST AMERICAN BANK
850036
395 WEST HIGGINS ROAD
HOFFMAN ESTATES
IL
60169 COOK
UNITED STATES
452984
4 7 FIRST AMERICAN BANK
850036
14741 FOUNDERS CROSSING
HOMER GLEN
IL
60491 WILL
UNITED STATES
478772
54 FIRST AMERICAN BANK
850036
1818 WEST JEFFERSON STREET
JOLIET
IL
604 35 WIU
UNITED STATES
12194
23 FIRST AMERICAN BANK
850036
MALL LOOP ORIVE
JOLIET
IL
60431 WILL
UNITED STATES
244693
24 FIRST AMERICAN BANK
850036
101 MEADOWVIEW CENTER
KANKAKEE
OK
Full Service
OK
FullService
OK
FullService
OK
FullService
OK
Full Service
Qt(
B76737 HAMPSHIRE BRANCH
3609413 HOFFMAN ESTATES BRANCH
3764769 HOMER GLEN BRANCH
814533 JOLIET BRANCH
3205 MALL LOOP ORIVE, US ROUTE 30 &
2715157 JOLIET MALL BRANCH
IL
60901 KANKAKEE
25 FIRST AMERICAN BANK
850036
LAKE VILLA
IL
60046 LAKE
UNITED STATES
20B10B
10 FIRST AMERICAN BANK
850036
33 SOUTH RAND ROAD
LAKE ZURICH
IL
60047 LAKE
UNITED STATES
201690
21 FIRST AMERICAN BANK
2146069 LINDENHURST BRANCH
1906 EAST GRAND AVENUE
LINDENHURST
IL
60046 LAKE
UNITED STATES
208107
3512344 MATTESON BRANCH
20704 SOUTH CICERO AVENUE
MATTESON
IL
60443 COOK
UNITED STATES
4 42605
2001 NORTH MANNHEIM ROAD
Full Service
763033 KANKAKEE BRANCH
OK
Full Service
2146144 LAKE VILLA BRANCH
Qt(
Qt(
Fu!IServtce
2640839 LAXE ZURICH BRANCH
Full Service
OK
Full Service
OK
Full Service
OK
FullServke
OK
Full Service
850036
214 6 162 MELROSE PARIC BRANCH
2417826 NAPERVILLE BRANCH
3657816 NAPERVILLE II BRANCH
500 EAST GRANO AVENUE
UNITED STATES
12466
850036
9 FIRST AMERICAN BANK
850036
40 FIRST AMERICAN BANK
850036
850036
MELROSE PARK
IL
60160 COOK
UNITED STATES
223047
6 FIRST AMERICAN BANK
700 EAST OGDEN AVENUE
NAPERVILLE
IL
60563 DUPAGE
UNITED STATES
201686
17 FIRST AMERICAN BANK
850036
3024 REFLECTION DRIVE
NAPERVlUE
IL
60564 WILL
UNITED STATES
465840
50 FIRST AMERICAN BANK
BS0036
IL
60714 COOK
UNITED STATES
362693
37 ARST AMERICAN BANK
850036
FullServlcl!
3082333 NILES BRANCH
7747 WAUKEGAN ROAD
NILES
Qt(
FullS ervice
2698399 OAK LAWN BRANCH
6200 WEST 9STH STREET
OAK LAWN
IL
60453
27 FIRST AMERICAN BANK
850036
FullService
3964046 ORLAND PARK BRANCH
14245 LAGRANGE ROAD
ORLAND PARK
IL
60462
COOK
COOK
245786
OK
UNITED STATES
4784 91
53 FIRST AMERICAN BANK
850036
OK
Full Service
15 RIVERSIDE ROAD
RIVERSIDE
IL
60S46 COOK
UNITED STAITS
223048
7 FIRST AMERICAN BANK
850036
OK
1875643 RIVERSIDE BRANCH
UNITED STATES
Comments
fullServi<:e
FUiiSf.Mee
FullService
FutlServlce
FullService
fu!(SerVlce
""
""
OK
OK
""
""
&..
., s
3i!:1i
mm ·
3082418 RotllNG MEADOWS BRANOi
7
ROLUNG MEADOWS
186SSOUTHCEDAR LAKE ROAD
ROUND LAKE
SAtNTCHARlts
""""' SOUTH ELGIN BRANCH
4611 GOLF ROAD
SKOK!E
632 RAND Alt ROAD
SOUTHEtGIN
2146153 VERNON Hilts BRANCH
701 NORTHMILWAU!:EEAVENUE
VERNOfl/H1lLS
ST. a-!ARlts BRANOi
2417723 St:OKIE BRANCH
.,..
1430 GOl.F ROAD
2901 EAST MAIN STREET
3964055 ROUND l.A)(t BRANCH
3082427
- 27
.rz·• ··n'i'm·
, ;v. ·' •w .... �.,..
hL
IL
Ill
Ill
Ill
Ill
"""' COOK
60073 '"'
UNllEDSTATts
,.,,,,,
36
FIRST AMERICAN BANIC
850036
UNCIEDSTAT£S
493036
57 FIRST AMERICAN BANIC
850036
60174 KANE
UNITED STATES
201692
29 FIRST AMERICAN BANK
8S0036
UNllEOSTATES
242776
14 FIRST AMERICAN BANK
""" COOK
50177 KANE
UNITED STATES
60061 LAKE
UNIHDSTATES
.,,......�.
452982
"""'
BS0036
45 FIRST AMERICAN SANK
BS0036
1 1 FIRST AMERICAN BANK
85003 6
EXHIBIT
III
FIRST AMERICAN BANK CORPORATION
FR Y-6
DECEMBER
31,
REPORT ITEM
2015
3
-
SHAREHOLDERS:
Below is a list of shareholders,
indirectly own,
control,
of record,
that directly or
or hold with power to vqte five percent or more
of any class of voting securities of the bank holding company:
Name and Address
ITEM
Country of
Numb er
Citizenship
of Shares of
Percent
Class
3 (1) :
Caren M.
Furbeyre
Spokane,
Washington
John M.
Lee
Gilberts,
Kenney
Boca Raton,
USA
1 24, 194
1 2. 20%
USA
59,793
5 .87%
Jr.
USA
75,830
7.45%
USA
. 260 I 044
25.55%
Florida
Wells,
Hobe Sound,
. '
1 3.60%
Washington
Shaw Mccutcheon,
Thomas E.
138,420
Illinois
Barbara W.
Bellevue,
USA
IV
Florida
EXHIBIT
IV
FIRST AMERICF..N BF..NK CORPORATION
r. F R Y-6
DECEMBER
31,
2015
REPORT ITEM 4
INSIDERS:
-
List
each
director,
(10%
or more),
trustee,
executive officer,
principal shareholder
or person exercising similar functions,
title or compensation,
of the bank holding company,
regardless of
showing the
following:
a.
Name
and address
William Y.
b.
Title
(1)
(city and state/country) :
Bogle,
IV
Weston,
Massachusetts USA
o r position with:
the
bank holding company:
D irector
(2)
all direct and indirect subsidiaries of
the bank holding company:
N/A
c.
Title
or position with any other business company in which the person is
a director,
trustee,
See Attachment
d.
(A)
partner,
or executive officer:
a.
Principal occupation,
if other than with holding company organization:
Investment Consultant
e.
Percentage of each class of voting securities owned,
controlled,
or held
with the power to vote in:
(1)
the bank holding company:
0.02%
(2)
of
outstanding common stock.
direct and indirect subsidiaries of the bank holding company:
N/A
(3)
any other company, if
securities are held
percentage of
See Attachment
25
percent or more of
its outstanding voting
(report the name of the company and actual
ownership)
(A) a.
EXHIBIT
IV
FIRST AMERICAN BANK CORPORATION
,,FR
Y-6
DECEMBER
31, 2015
REPORT ITEM
4
INSIDERS:
-
List each director,
(10%
or more),
trustee,
executive
officer,
principal shareholder
or person exercising similar functions,
title or compensation,
of the bank holding company,
regardless of
showing the
following:
a.
Name and address
Michael
b.
F.
(city and state/country)
Kashtan
Pittsford,
New York USA
Title or position with:
(1)
the bank holding company:
Director
(2)
all direct and indirect subsidiaries of the bank holding company:
See Table
c.
Title or position with any other business company in which the person is
a director,
trustee,
See Attachment
d.
1
Principal
(A)
partner,
or executive officer:
c.
occupation,
if other than
with
holding company organization:
Attorney/General Counsel
e.
Percentage of each class of voting securities owned,
controlled,
or held
with the power to vote in:
(1)
the bank holding company:
0.02%
(2)
of outstanding common stock.
direct and indirect subsidiaries of the bank holding company:
N/A
(3)
any other company, if
securities are held
25
percent or more of its outstanding voting
(report the name of the company and actual
percentage of ownership):
N/A
EXHIBIT
IV
FIRST AMERICAN B�..NK CORPORATION
,,FR Y-6
DECEMBER
3l,
REPORT ITEM
List
(l0%
20l5
4
INSIDERS:
-
each director,
or more),
trustee,
executive officer,
principal shareholder
or person exercising similar functions,
title or compensation,
of the bank holding company,
regardless of
showing the
following:
a.
Name
and address
Richard R.
b.
Title
(l)
(city and state/country) :
Winter Park,
Matthias
Florida USA
or position with:
the bank holding company:
Director
(2)
all direct and indirect subsidiaries of the bank holding company:
N/A
c.
Title or position with any other business company in which the person is
a director,
trustee,
See Attachment
d.
e.
or executive officer:
(A) e.
Principal occupation,
Attorney at Law
partner,
&
if other than with holding company organization:
Investor
Percentage of each class of voting securities owned,
with
(1)
or held
the bank holding company:
l.08%
(2)
controlled,
the power to vote in:
of outstanding common stock.
direct and indirect subsidiaries of the bank holding company:
N/A
(3)
any
other company, if
25
percent
or more of its outstanding voting
securities are held (report the name of the company and actual
percentage of ownership):
N/�-
EXHIBIT IV
FIRST AMERICAN BANK CORPORATION
FR Y-6
DECEMBER
3l, 20l5
REPORT ITEM
List
4
INSIDERS:
-
each director,
(l0%
or more),
title
trustee,
executive officer,
principal shareholder
or person exercising similar functions,
or compensation,
of the bank holding company,
regardless of
showing the
following:
a.
b.
Name
and address
John
B.
Title
(l)
Ward
or
Lake Forest,
the bank holding company:
& Vice Chairman
all direct and indirect subsidiaries of the bank holding company:
See Table
c.
Title
a
or
l
position with any other business company in which the person
director,
trustee,
See Attachment
d.
Illinois USA
position with:
Director
(2)
(city and state/country) :
(A)
partner,
is
or executive officer:
g.
Principal occupation,
if other than with holding company organization:
Bank Executive
e.
Percentage of each class of voting securities owned,
controlled,
or held
with the power to vote in:
(l)
the bank holding company:
3.57%
(2)
of outstanding common stock.
direct and indirect subsidiaries of the bank holding company:
N/A
(3)
any other company, if
25
percent or more of its outstanding voting
-securities- are -held -(report- the name -of -the--compa:ny and· a:ctua'.L
percentage of ownership) :
See Attachment
(A) g.
EXHIBIT IV
FIRST AMERICAN
FR
BANK CORPORATION
Y-6
DECEMBER
3l,
20l5
REPORT ITEM 4
INSIDERS:
List each director, trustee,
-
(10%
or more) ,
executive off icer,
principal shareholder
or person exercising similar functions,
title or compensation,
of the bank holding company,
regardless of
showing the
following:
a.
b.
Name and address
(city and state/country) :
Spokane,
Furbeyre
Caren
M.
Title
or positio:i;i with:
(1)
Washington USA
the bank holding company:
Director
(2)
all direct and indirect subsidiaries of
the bank holding company:
N/A
c.
Title or position with any other business company in which the person is
a director,
trustee,
See Attachment
d.
(A)
partner,
or executive off icer:
i.
Principal occupation,
if other than with holding company organization:
Investments
e.
Percentage of each class of voting securities owned,
controlled,
or held
with the power to vote in:
(1)
the bank holding company:
13.60%
(2)
of outstanding common stock.
direct and indirect subsidiaries of
the bank holding company:
N/A
(3)
any other company, if
securities are held
25
percent or more of its outstanding voting
(report the name of the company and actual
percentage of ownership) :
N/A
EXHIBIT IV
FIRST A MERICAN BANK CORPORATION
.,
FR
Y-6
DECEMBER
3l, 20l5
REPORT ITEM 4
l\_TTACHMENT
a.
DIRECTORS AND OFFICERS
-
(A)
Bogle,
IV continued:
Managing Partner of NE PC,
b.
(continued)
LLC.
Carmody continued:
D irector of Coilcraft,
Inc;
Director of Western Golf Association
Evans Scholars Foundation.
c.
Kashtan continued:
General
d.
Counsel of Fort Partners LLC.
Lynch continued:
Financial Advisor of Little Sister's of the Poor;
W . R.
e.
Meadows Company;
Board member of Bretford Manufacturing.
Matthias continued:
Director of Matthias Foundation,
Matthias,
f.
Board member of
PL with
Inc;
Managing Member of Matthias
&
ownership.
l00%
Spaan continued:
School Board
Commissioner of
Northfield District
29;
Board
member
of North Shore Special Education District.
g.
Ward continued:
Chairman of DePaul University's College of Liberal Arts and
Sciences;
Chairman Emeritus of
of Huntington Advisors with
Research Inc.
with
l2%
Technology Rental Co.
Consumer Bankers Association;
l00%
ownership;
ownership;
LLP
with
5l%
North Michigan Avenue Association;
Chicago.
Managing
Owner
Director of Harvey
Member of Hartford
ownership;
Director of Greater
Director of Bankers Club of
')
\ ':,
Listing of Directors
First American Bank-Corporation & Subsidiaries
**
f:AB
E lk Grove Village
Name\ Location
Wiiliam Y. Bogle, IV
Martin J. Carmody
X,2
Caren M. Furbeyre
Michael F. Kashtan
x
x
x,v
William H. Kerdyk, Jr.
James M. Lynch·
Richard R. Matthias
Adelbert P.C. Spaan
John B. Ward
Thomas E. Wells, IV
.
X,1
X,C
Key:
* = Holding Company
**=Direct or Indirect Subs.
X =Director
C =Chairman
V =Vice Chairman
i = President
2 = Senior Executive Vice President
i
I
*
FABC
x
x
x
x
x
X,1
x
x
x,v
x,c
Abbreviaitions:
FAB = First American Bank .
FABC = First American Bank Corporation