IOP PUBLISHING MEASUREMENT SCIENCE AND TECHNOLOGY Meas. Sci. Technol. 20 (2009) 015201 (7pp) doi:10.1088/0957-0233/20/1/015201 Exploiting a patch antenna for strain measurements U Tata1, H Huang1,3 , R L Carter2 and J C Chiao2 1 Department of Mechanical and Aerospace Engineering, University of Texas at Arlington, 500 W First Street, WH211, Arlington, TX 76019, USA 2 Department of Electrical Engineering, University of Texas at Arlington, 416 Yates Street, NH538, Arlington, TX 76019, USA E-mail: huang@uta.edu Received 21 August 2008, in final form 30 September 2008 Published 12 November 2008 Online at stacks.iop.org/MST/20/015201 Abstract The feasibility of applying patch antennas for strain measurement is investigated. The resonance frequency of a patch antenna is determined by the size of its metallic patch. An applied strain changes the dimensions of the metallic patch, resulting in a shift in the antenna resonant frequency. Therefore, the applied strains can be measured from the changes in antenna resonant frequency. A dual-frequency patch antenna was designed and fabricated using conventional photolithography techniques. The application of the patch antenna for strain measurement was evaluated by bonding the patch antenna to an aluminum cantilever beam and applying loads at the free end of the cantilever beam. The shifts of the return loss S11 curves under loads were correlated to the strains experienced by the patch antenna. The strain sensitivity of the antenna obtained from experimental measurements agreed well with the analytical prediction. Keywords: strain sensor, patch antenna, flexible substrate, passive wireless sensor (Some figures in this article are in colour only in the electronic version) strain sensors in order to obtain a distributed assessment of the structural condition, thin-film strain gauges are not favorable for SHM systems because of the complexity and weight penalty associated with the wiring of these strain gauges. Optical fiber-based strain sensors, on the other hand, are an attractive choice of sensor for SHM systems due to their compact size, light weight, remote accessibility, multiplexing capability and immunity to electromagnetic interferences (Bhatia et al 1995, Liu et al 2007, Murphy et al 1993, Murphy and Poland 1997, Song and Hotate 2007, Wang et al 1996). Even though many optical fiber strain sensors have been implemented for various SHM applications, the inherent shortcomings of optical fiber sensors, e.g. expensive interrogation equipment, limited strain range and fragility, etc, have not been resolved. Recently, wireless strain sensors are becoming more and more popular for SHM systems (Hou and Lynch 2006, Kiremidjian et al 2004, Kurata et al 2005, Nagayama et al 2007). These sensors, equipped with embedded microprocessors and wireless communication capabilities, 1. Introduction Structural health monitoring (SHM) is a technology critical for the safety assurance of mechanical, aerospace and civil structures (Liu et al 2006, Rao 1996, Spencer et al 2004). By performing autonomous inspection of structures using embedded sensors, a SHM system can provide advanced warnings that prevent catastrophic structural failures. Strain is one of the most important mechanical parameters acquired by SHM systems. By monitoring strain changes in load-bearing structures, the factors that could potentially cause structural failures such as excessive loading, vibration, foundation damages, crack development and environmental aging, etc can be detected. Various strain sensors have been developed in the past. A detailed review of different strain sensing mechanisms can be found in the literature (Sun 2006). The most commonly used strain sensor is the piezoresistive thin-film strain gauge. However, since SHM systems usually require a network of 3 Author to whom correspondence should be addressed. 0957-0233/09/015201+07$30.00 1 © 2009 IOP Publishing Ltd Printed in the UK U Tata et al Meas. Sci. Technol. 20 (2009) 015201 εr, the substrate thickness h and the electrical width of the patch we , i.e., εr − 1 εr + 1 εre = + √ . (2) 2 2 (1 + 10h/we ) The line extension Loc is calculated from the effective dielectric constant εre, the substrate thickness h and the electric width we , (εre + 0.3)(we / h + 0.264) . (3) Loc = 0.412h (εre − 0.258)(we / h + 0.813) Assuming the antenna is subjected to a tensile strain εL along its electrical length direction, the patch width and the substrate thickness will change due to Poisson’s effect, i.e., w Metallic patch h E L Dielectric substrate Substrate Figure 1. Passive patch antenna. have the potential to reduce the installation and maintenance costs of distributed sensor networks. Many of these wireless sensors require batteries to be operational. Therefore, their life spans are limited by battery life. Passive wireless sensors are attractive alternatives because they do not require any power supply (Butler et al 2002, Chuang et al 2005, Gattiker et al 2008, Gu et al 2005, Harpster et al 2002, Jia et al 2006, Matsuzaki et al 2005, Nomura et al 2006, Pohl and Seifert 1996, Reindl et al 1996, Tan et al 2008). These passive wireless sensors usually consist of a sensing unit and a data transmitting unit. The electromagnetic (EM) impedance of the sensing unit varies with the physical measurand. When it is connected to an antenna, the EM impedance change of the sensing unit shifts the resonant frequency of the antenna. This frequency shift is then remotely interrogated using inductive coupling. Because the sensing unit is not integrated with the antenna, these passive wireless sensors are usually quite large in size. In this paper, we demonstrated that a patch antenna itself can serve as the sensing unit for strain measurement. With integrated sensing and data transmitting capability, the size of the antenna sensor can be reduced significantly. The relationship between the applied strain and the resonant frequency of the patch antenna is first derived. The design, fabrication and evaluation of a dual-frequency patch antenna for strain measurement are then discussed. The agreement between the simulated and measured strain sensitivities proved the feasibility of applying patch antennas for strain sensing. we = (1 − υp εL )we0 h = (1 − υs εL )h0 . (4) If Poisson’s ratios of the metallic patch and the substrate material υ p and υ s are the same, the ratio we /h remains to be a constant as the tensile strain εL changes. As a result, εre in equation (2) is independent of εL, and Loc in equation (3) is proportional to the substrate thickness h. Therefore, the resonant frequency in equation (1) can be expressed as 1 c C1 fres = √ , (5) = 2 εre Le + 2Loc Le + C2 h +0.3)(we / h+0.264) where C1 = 2√cεre and C2 = 0.812 (ε(εre re−0.258)(w . The e / h+0.813) strain-induced elongation, therefore, will shift the antenna resonant frequency. At an unloaded state, the antenna frequency fres0 is calculated from the antenna length Le0 and substrate thickness h0, i.e., C1 fres0 = . (6) Le0 + C2 h0 Under a strain εL, the antenna frequency shifts to C1 fres (εL ) = . (7) Le0 (1 + εL ) + C2 h0 (1 − υεL ) Combining equations (6) and (7), we can establish the relationship between the strain εL and the frequency shift fres, i.e., L0 + υs C2 h0 fr fres εL = − =C , (8) L0 + C2 h0 fr fres where fres = fres − fres0. Analyzing the constant C indicates that the strain sensitivity of antenna is determined by the dielectric constant of the substrate material for an antenna operating at a specific frequency. For a positive strain εL, the antenna resonant frequency will shift to a lower frequency because of the elongation of its electrical length. A strain applied along the antenna’s electrical width direction, however, will increase the antenna resonant frequency due to Poisson’s effect. Therefore, fres is more sensitive to strains applied along the electrical length direction than those applied along the electrical width direction. If the antenna is fed with an electric field polarized parallel to its geometric length direction, the electrical length Le is the same as the geometric length L of the antenna. Rotating the electric field polarization by 90◦ , however, will switch the electrical length to the antenna’s geometric width w. By feeding the antenna with two orthogonal electric fields, an antenna that is sensitive to strains along both directions of the antenna patch can be achieved. 2. Principle of operation The patch antenna, as shown in figure 1, consists of a layer of dielectric substrate, a rectangular patch printed on one side of the substrate and a ground plane coated on the other side of the substrate. The rectangular patch and the ground plane, both made of conductive metals, form an EM resonant cavity that radiates at a specific resonant frequency. Based on the transmission line model (Bhartia et al 1991), the resonant frequency of a rectangular patch antenna is calculated as 1 c , fres = √ 2 εre Le + 2Loc and (1) where c is the velocity of light. The electrical length Le of the antenna is defined as the dimension of the metallic patch along the direction of the radiation mode. The effective dielectric constant εre is related to the dielectric constant of the substrate 2 U Tata et al Meas. Sci. Technol. 20 (2009) 015201 y Microstrip line x=L/2 5.33 2.0 (x0,w/2) (x0, y0) 4.0 y=w/2 (L/2, y0) o 0.8 1.0 x (a ) Unit: mm (b ) Figure 2. Antenna feeding: (a) 50 impedance matching, (b) microstrip line feeding. where the calculation of antenna impedance Riny is given by Balanis (2005). Similarly, only the TM01 mode can be excited if the antenna is fed at a point along x = L/2. The feeding position y0 for TM01 excitation is again calculated from the antenna impedance Rinx, i.e., 50 w −1 y0 = cos . (12) π Rinx 3. Antenna design In order to feed the patch antenna with two orthogonal electric fields, a dual-frequency patch antenna was designed. For a dual-frequency antenna, the radiation mode with its polarized electric fields parallel to the geometric length direction of the metallic patch is denoted as the TM10 mode while the radiation mode whose electric fields are along the geometric width direction of the metallic patch is designated as the TM01 mode. For a chosen substrate thickness h and a relative dielectric constant εr, the dimensions of the antenna patch are calculated from the resonant frequencies corresponding to these two radiation modes. Denoting the resonant frequency for the TM10 mode as f10, the geometric length of the antenna patch can be calculated from equation (1) as L= c √ − 2Loc . 2f10 εre Feeding the patch antenna at (x0, y0) excites both radiation modes and matches the impedances of the patch antenna at the two resonant frequencies f10 and f01 (Chen and Wong 1996). In order to facilitate mechanical testing of the patch antenna, the patch antenna was designed to be fed using a microstrip line, as shown in figure 2(b). The microstrip line joins the metallic patch at (0, y0), which means only the impedance of the patch antenna for the TM01 mode is matched. The length and the width of the microstrip line were tuned to achieve optimum return losses at the two resonant frequencies. The final design of the dual-frequency patch antenna is shown in figure 2(b). (9) Similarly, the geometric width of the antenna patch is calculated from the resonant frequency f01 of the TM01 mode, i.e., c w= (10) √ − 2woc , 2f01 εre 4. Antenna fabrication The patch antennas were fabricated on a flexible polyimide film (Kapton HN) using semiconductor fabrication processes, as illustrated in figure 3. A Kapton film was chosen because its dielectric constant is not very sensitive to temperature changes (Hammoud et al 1992). First, a 50 μm thick Kapton film was cut into 4 × 4 square strips. They were cleaned in ultrasonic acetone bath for a few minutes. Following cleaning, a layer of hexamethyldisiliazane (HMDS) was spincoated on the Kapton strips at a speed of 2000 rpm for 30 s. Positive photoresist S1813 was then spin-coated using the same speed and time, producing a film thickness of 1.5 μm (figure 3(a)). After baking the Kapton strips on a hotplate at 100 ◦ C for 1 min, the antenna pattern was transferred from a dark field mask to the photoresist by exposing the photoresist to UV light of 25 mW cm−2 intensity for 15 s. A photoresist developer MF319 was used to develop the antenna patch (figure 3(b)). The developing time was set to be 30 s. After developing, the Kapton strips were rinsed with DI water and dried using dry nitrogen air. A copper film of 1 μm thickness was then deposited on the Kapton strips using thermal evaporation (figure 3(c)). The final fabrication where the line extension w oc is calculated from equation (3) by replacing w with L. For a 50 μm thick polyimide substrate with a relative permittivity of 3.4, a dual-frequency patch antenna operating at f10 = 15 GHz and f01 = 20 GHz will result in a metallic patch with a length of 5.33 mm and a width of 4 mm. The patch antenna can be fed using either a contact or a non-contact technique. Since this paper is focused on proving the feasibility of the patch antenna for strain sensing, the contact technique was adopted. In order to excite the two orthogonal radiation modes simultaneously, the patch antenna has to be fed at a proper position. For the coordinated system given in figure 2(a), only the TM10 mode will be excited if the patch antenna is fed at any point along y = w/2. The optimum position of the feeding point x0 is determined by impedance matching, i.e., 50 L −1 x0 = cos , (11) π Riny 3 U Tata et al Meas. Sci. Technol. 20 (2009) 015201 Photoresist Kapton (a) Kapton (b ) Kapton (d ) Copper Kapton (c ) Figure 3. Fabrication steps of the patch antenna. to the antenna sensor through an SMA connector. The signal reflected by the antenna sensor was routed back to the receiver of the network analyzer from which the antenna radiation parameters, i.e. the S11 parameters, can be determined. Weight was added at the free end of the cantilever beam in increments of 5 lb (1 lb 0.45 kg). In order to stretch the antenna along its width direction, the patch was oriented with its microstrip line perpendicular to the length direction of the cantilever beam (see figure 5(b)). An SMA connector was mounted on the edge of the cantilever with its pin touching the end of the microstrip line. A solder ball was placed at the end of the SMA tip to ensure a sound electrical connection between the SMA tip and the antenna microstrip line. In order to stretch the antenna along its length direction, however, the antenna has to be oriented with its microstrip line parallel to the length direction of the cantilever beam (see figure 5(c)). The only feasible way to feed the patch antenna was then to vertically hold the SMA connector and press the tip of the SMA connector onto the end of the antenna microstrip line. Kapton Metallic patch 1 mm Figure 4. Fabricated patch antenna. involved soaking the Kapton strips in pure acetone for 3 h to remove the developed photoresist and lift off the metal on top (figure 3(d)). Since we will bond the antenna to a metallic structure, no ground plane was fabricated on the substrate. The fabricated patch antenna is shown in figure 4. 5. Mechanical testing of the patch antenna Mechanical testing of the patch antenna for strain measurement was carried out using a cantilever beam, as shown in figure 5(a). The antenna sensor was bonded on an aluminum cantilever beam using a conventional strain gauge adhesive. The microwave signal supplied by a network analyzer was fed 6. Results and discussions The design of the dual-frequency antenna was verified using a commercial EM simulation tool, Sonnet Pro ver. 11.5. The SMA connector ((a) a) To network analyzer ε Patch antenna Cantilever beam ((b) b) Patch antenna SMA connector ε Weights ((c) c) Patch antenna Figure 5. Experimental setup for strain measurement: (a) loading of the cantilever beam, (b) width-direction elongation and (c) length-direction elongation. 4 U Tata et al Meas. Sci. Technol. 20 (2009) 015201 simulated results. The measured patch antenna displayed two resonant frequencies in its S11 curve. The length-direction resonant frequency f10 was measured at 17.2 GHz while the width-direction resonant frequency f01 was measured at 20.5 GHz. The 2 GHz discrepancy between the designed frequency and the measured frequency for the TM10 mode was probably due to the additional capacitance introduced by the SMA connector. The patch antenna was tested by applying strains along its geometric width direction first. The load was increased in increments of 5 lb until a total load of 30 lb. Based on the stress calculation of a cantilever beam under bending, a load of 5 lb will lead to a strain of 0.084% at the antenna position. The network analyzer was set to acquire 1600 points from 16 GHz to 21.5 GHz. An overview of the measured S11 curves under different strain levels is shown in figure 7(a). Zooming in the regions near the f01 and f10 frequencies (see figures 7(b) and (c)) demonstrated the parallel shifts of these two frequencies. The f10 frequencies shifted to the right as the strains increased while the f01 frequencies shifted to the left. This is consistent with the analytical prediction. The percentages of frequency shifts for these two resonant frequencies, both calculated and measured, were plotted with respect to the applied strains, as shown in figure 8. Excellent linearity was achieved for both Freq. (GHz) 14 15 16 17 18 19 20 21 0 Return Loss (dB) -5 f10 -10 -15 -20 f10 f01 Simulated Measured -25 Figure 6. Comparison of the simulated and measured antenna S11 curves. simulated S11 curve of the dual-frequency antenna is shown in figure 6. The two resonant frequencies were found to be f10 = 14.9 GHz and f01 = 19.6 GHz. The return loss at f01 is higher than that at f10 because of better impedance matching for the TM01 mode. The S11 parameters of the patch antenna under zero loading were measured and compared with the Freq. (GHz) 17 17.5 18 18.5 19 19.5 20 20.5 21 -6 -8 -10 S11 (dB) -12 -14 0% strain f01 -16 0.08% strain -18 0.17% strain -20 0.25% strain 0.34% strain -22 -24 0.42% strain f10 ((a) a) 0.50% strain -26 Freq. (GHz) Freq. (GHz) 17.51 17.52 -15 19.83 19.86 19.89 19.92 19.95 19.98 -8.7 0.0% 0.42% -16 0.08% 0.17% -8.9 0.17% 0.25% 0.34% -15.5 S11 (DB) S DB) 19.8 17.55 0.08% -15.75 -16.5 17.54 0.0% -15.25 -16.25 17.53 S11 (dB) S1 d 17.5 εw -9.1 εw 0.25% 0.34% 0.42% -9.3 -9.5 -16.75 -17 (b ) -9.7 (c ) Figure 7. Shifts of S11 curves under width-direction strains: (a) overview, (b) shifts of f10 frequency-enlarged view and (c) shifts of the f01 frequency-enlarged view. 5 U Tata et al Meas. Sci. Technol. 20 (2009) 015201 (b ) (a) 0.16 0.14 0 -0.2 Freq. Shift (%) -0.1 0.08 y = 0.28x R2 = 1.00 y = 0.18x R2 = 0.99 0.04 0.02 0.00 0 0.4 0.5 -0.3 -0.4 Analytical -0.4 Measured Strain along width direction (%) -0.5 0.3 0.4 y = -0.98x -0.98x R2 = 1.00 -0.3 -0.5 0.2 0.3 y = -0.81x -0.81x R2 = 1.00 -0.2 0.5 0.1 0.2 -0.1 0.10 0.06 0.1 0.0 Linear (Analytical) Linear (Measured) 0.12 Freq. shift (%) Strain along width direction (%) Analytical Measured Linear (Analytical) Linear (Measured) Figure 8. Comparison of analytical and measured strain sensitivities: (a) f10 frequency and (b) f01 frequency. (a ) (b ) Frequency (GHz) 17.4 17.6 17.8 18 Strains along length direction (%) 18.2 0 -10 0.1 0.2 0.3 0.4 0.5 0 -14 -16 -0.1 εL Freq. shift (%) Return Loss (dB) -12 -18 -20 0.0% -22 0.1% -24 -26 -28 0.2% -0.2 -0.3 -0.4 Analytical Measured -0.5 Linear (Analytical) 0.3% 0.4% y = -0.97x R2 = 0.98 y = -0.98x R2 = 1.00 Linear (Measured) 0.5% -0.6 -30 Figure 9. (a) Shifts of f10 frequency under length-direction strains and (b) comparison of analytical and measured strain sensitivities. the calculated and measured data. The slopes of the fit lines represent the strain sensitivity of the respective frequency. For the f01 frequency, the analytical model predicted a slope of 0.98, which means a 1% strain would shift the f01 frequency by 0.98%. The slope of the measured data is 0.81, slightly lower than that of the calculated data. This is probably due to the shear lag introduced by the bonding layer and the Kapton substrate. Expressing the frequency shifts in absolute value, the strain sensitivity of the f10 frequency was estimated to be 16.4 kHz microstrain−1. Assuming the network analyzer can achieve a 10 Hz frequency resolution, the strain resolution of the antenna sensor is estimated to be 6.1 × 10−4 microstrains. The sensitivity of the f01 frequency to the width-direction strains is much smaller. With a slope of 0.18, the strain sensitivity in absolute value is 3.3 kHz microstrain−1, onefifth of the strain sensitivity of the f10 frequency. When the antenna was strained along its length direction, only the f10 frequency can be observed at the network analyzer due to vertical feeding. Therefore, the network analyzer was set to acquire 400 data points from 17.4 GHz to 18.1 GHz. Because the bending of the cantilever beam causes the antenna to slide away from the SMA connector, the antenna had to be mounted close to the fixed end of the cantilever beam. Applying a load of 5 lb at the free end of the cantilever beam will produce a strain of 0.1% at the antenna position. The parallel shifts of the S11 curve under various strains are shown in figure 9(a). Again, we achieved excellent linearity between the shifts of the f10 frequency and the length-direction strains (see figure 9(b)). Moreover, the slope of the measured data matched very well with the theoretical predictions. The sensitivity of the f10 frequency with respect to the lengthdirection strain, around 17.2 kHz microstrain−1, is slightly higher than that of the f01 frequency when the antenna was under width-direction elongation. 7. Conclusions This paper presented the analysis, design, fabrication and validation of a patch antenna for strain measurement. Both the theoretical analysis and the experiment results demonstrated that the resonant frequency of the patch antenna is sensitive to strains applied along the direction of its corresponding radiation mode. Since the antenna resonant frequency can be remotely interrogated using field coupling or antenna 6 U Tata et al Meas. Sci. Technol. 20 (2009) 015201 backscattering, patch antennas have great potential to serve as passive wireless strain sensor. The development of a wireless radar system that can interrogate the antenna resonant frequency remotely is under way and will be a subject of another paper. 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