Bit per Joule Efficiency of Cooperating Base Stations in Cellular Networks Albrecht J. Fehske, Patrick Marsch, and Gerhard P. Fettweis Vodafone Stiftungslehrstuhl, Technische Universität Dresden Email: {albrecht.fehske, marsch, fettweis}@ifn.et.tu-dresden.de Abstract—Energy consumption is lately receiving increased interest, and research efforts to assess the energy efficiency of cellular communication networks are made. This paper addresses the tradeoffs between gains in cell throughput that can be expected from coordinated multi point transmission and reception technologies and the increased energy consumption that they induce in cellular base stations. We explicitly consider effective transmission rates, taking into account the additional pilot, control and feedback overhead required for CoMP schemes, and determine the bit per Joule efficiency of network models for common propagation parameters under varying network densities and cooperation cluster sizes. I. I NTRODUCTION The ever increasing demand and ubiquitous availability of wireless communications services comes at the price of a considerable carbon footprint of the mobile communications industry. While the footprint of the overall communications sector is expected to less than double between 2010 and 2020, the corresponding figures of the mobile sector are expected to almost triple during the same period, ramping up to about 235 Mto CO2 e an amount that corresponds to more than one third of the overall emissions (including industrial production, transport, households, etc.) of the UK. For operators, the electricity need of their networks becomes increasingly important. Currently, over 80% of the electrical power in mobile telecommunications accounts to the radio access network (RAN), i.e., the radio base station sites. In mature western markets, already today the energy cost due to network operation amount to about one percent of earnings before interest and tax (EBIT), and a further increase by a factor between two and three can be expected until 2020 [1]. In developing countries, the ratio of energy cost and EBIT is much worse not only due to lower revenue per user but also due to the use of diesel powered sites, where inefficiency of the generators and high diesel transporting cost often prohibit provision of wireless services. Here, energy efficient base station equipment will be a key enabler for use of alternative energy sources that allow for much lower operational cost and feasible business models. The growing importance of ubiquitous connectivity for social and economical interaction renders a further growth of the mobile communications sector inevitable. Ecologically sustainable and economically feasible wireless services, however, can only be provided with increasingly energy efficient radio access technologies. Improvements can in principle be achieved in two ways. Firstly, by optimization of individual sites, e.g., through the use of more efficient and load adaptive hardware components as well as software modules. Secondly, by improved deployment strategies, effectively lowering the number of sites required in the network to fulfill certain performance metrics such as coverage and spectral efficiency. In principle, gains achieved in one area are complimentary to gains achieved in the other. When it comes to increasing data rates in cellular systems, there are in principle two research paths that are being pursuit. On the one hand, higher rates can be offered through network densification, i.e., an increased number of radio access points per unit area. On the other hand high efforts have recently been dedicated to coordinated multi point (CoMP) technologies which allow base stations to jointly process, send, and receive user data. While both concepts are able to achieve both an increased sum rate as well as a more uniform distribution of user rates in the cell, they incur different costs in terms of consumed energy. Naturally, densification increases the network’s energy need due to increased number of radio access points and tradeoffs between gains in cell throughput and increased energy consumption have been investigated, e.g., in [2], [3]. CoMP schemes in up and downlink require additional backhaul connections between cooperating sites as well as additional signal processing at the base stations. Required energy consumption due to application of these technologies is so far not addressed. In this paper we investigate the tradeoffs between gains in the average cell throughput obtained from CoMP schemes and increased power dissipation of base stations. Similar investigations with respect to base station densification and CoMP are conducted in [4], where spectral efficiencies of increasingly dense networks cooperative networks are compared. However, the [4] only considers downlink communication and no direct relation to energy consumption has been drawn. In addition to a comprehensive study of uplink and downlink rates we also consider the effective data rates by explicitly modeling the pilot and control channel overhead required for CoMP schemes as in [5]. We also provide a simple extension to energy consumption models for cellular base stations to cover energy consumption of backhauling links. The remainder of the paper is organized as follows. In Section II we introduce the system model including the transmission equations and effective rates calculations. In where Ptx , Prx , r, and λ denote transmit and receive power, propagation distance, and path loss exponent, respectively. The parameter r0 specifies a reference distance where signal strength is known. We assume the parameter K to be composed of three factors, i.e., K = K(r, φ) = U · V · W (r, φ). (a) Cooperation size three (b) Cooperation size seven Fig. 1: Cellular network layout of co-localized base stations for two cooperation sizes. Section III we describe the energy consumption model for base stations. Section IV provides the main results obtained from system level simulations and Section V concludes the paper. (2) Factor U incorporates the impact of user terminal and base station antenna heights, carrier frequency, and propagation environment. Propagation loss due to outdoor-to-indoor propagation is captured in the factor V . The antenna pattern depending on the relative location of transmitter and receiver is modeled by the term W (r, φ). For simulative investigations, we employ the propagation parameter values specified in [8] presented in the Appendix. In order to capture the fast fading component of the channel we sample a channel coefficient from a Rayleigh distribution for each transmit and receive antenna pair in the setup. B. Transmission Equations II. S YSTEM M ODEL In this paper, we model a network as a setup of Nbs cellular base stations, co-located in groups of three at a regular grid of N3bs sites characterized by the inter site distance D. We assume the BSs to be equipped with two transmit and receive antennas each. We further assume the user terminals to be equipped with a single transmit and receive antenna. We use the terms cell or sector to refer to the hexagonal shaped region served by a single BS. For given inter site distance D, the cell 2 size A calculates as A = 2D√3 . Depending on the scenario under study up to Nc BSs are allowed to jointly transmit and receive user data. We assume all base stations to be connected by a full mesh of backhaul links allowing them to exchange information as further detailed in Section III. CoMP techniques are able to significantly increase sum and cell edge throughputs in a cellular system [6], [7], however, they introduce a certain amount of overhead into the the system, which can be categorized as • Additional pilots • Additional backhauling • Additional signal processing Modeling gains and energy needs involved in CoMP schemes is the concern of the following sections. A. Propagation Model Deterioration of signal quality is commonly assumed to be due to three different causes: path loss, slow fading, also referred to as shadowing, and fast fading. In this work we mainly concentrate on the effects of path loss and fast fading and include the effects of slow fading as a margin in the link budget. We employ a signal propagation model as follows −λ r Prx = K · · Ptx (1) r0 We consider an OFDM system and observe a single subcarrier for uplink and downlink transmission. All observed effects are than translated to a full system through simple scaling. 1) Uplink: Assuming that each BS has assigned exactly one UE to the observed subcarrier and each UE’s signal is received at a cluster of Nc cooperating BSs, we can state the uplink transmission equation for each OFDM symbol as 1 1 y = V H H H Px/2 x + GH Pu/2 u + n , (3) where x ∈ CNc ×1 , y ∈ CNc ×1 , V ∈ C2Nc ×Nc , H ∈ CNc ×2Nc , u ∈ C(Nbs −Nc )×1 , and n ∈ C2Nc ×1 model transmitted and received symbol vectors of UEs inside the cooperation cluster, the receive filter matrix, the channel matrix, the symbol vector of UEs outside the cluster, and an additive noise term with E[nnH ] = σn2 , respectively. The matrices H ∈ CNc ×2Nc and G ∈ C(Nbs −Nc )×2Nc contain the channel coefficients between the receiving BS antennas and the terminals that are processed by the cluster BS and those that are not, respectively. We assume E[xxH ] = I and E[uuH ] = I, i.e., the powers of the signals from cluster and non-cluster users are assumed to be contained in the diagonal matrices Px and Pu , respectively. We assume V to be an MMSE filter matrix. The average achievable rate in bits per channel use per cell can then be bounded as rul ≤ 1/Nc log2 I + (Φi + Φn )−1 · H H Px H , (4) where the term Φi = V H GH Pu GV denotes the covariance matrix of the signals coming from interfering UEs outside the cluster while Φn = σn2 V H V denotes the covariance matrix of the filtered noise. 2) Downlink: The transmission equation for Nc BSs transmitting jointly to Nc users can be stated as y = HW x + LT u + n, (5) where W ∈ C2Nc ×Nc and T ∈ C2(Nbs −Nc )×Nc denote the transmit filters of the BSs inside and outside the cluster, respectively. The matrix L ∈ CNc ×2(Nbs −Nc ) contains the channel coefficients from all BSs outside the considered cluster to the cluster UEs. In analogy to the uplink receive filter we assume an MMSE transmit filter W to be applied jointly to all cooperating antennas, i.e. W = −1 p tr(Φi + Φn ) β · HH H + I . Nc · Pdl (6) The term Pdl denotes the maximum transmit power per BS and the factor β = Nc Pdl/tr(W W H ) ensures that this limit is kept after application of the filter. The matrices Φi = Pdl · LT T H LH and Φn = σn2 I refer to the interference coming from BS outside the cluster and the additive noise, respectively. For simplicity, the transmit filter T at all other BS is assumed to be 1/2 in all elements, i.e., to map half the symbol energy to each of the two transmit antennas of each BS. The average downlink rate in bits per channel use per cell for a cluster of Nc cooperating base stations can now be stated as Nc 1 X rdl ≤ log2 Nc i=1 where σi2 = 1 + PNc H 2 w hi i H 2 j6=i |wj hi | Nc · Pdl · 2 2(Nbs −Nc ) X + σi2 + σn2 |lj 1|2 ! (7) r̃dl = rdl · 1 − ρ · 3Nc − δ C. Effective Transmission Rates While equations (4) and (7) state the achievable rates per channel use, a certain amount of rate has to be invested into signalling overhead due to pilots and CSI feedback. 1) Uplink: Uplink pilot overhead scales linearly with the number of cooperating BSs, as orthogonal pilots are needed for all UEs in the cluster to enable joint detection. If downlink CoMP is performed, CSI must be fed back in the uplink. Since CSI needs to be generated per transmit antenna, the CSI feedback rate scales linearly with the total number of downlink transmit antennas within a cluster. Thus, for Nc cooperating BSs the achievable rate per channel use reduces on average to (9) Here, the term ρ models the average pilot density in time and frequency, which is governed by the average coherence time and frequency expected by the system. The term q denotes the amount of feedback bits employed to feed back CSI of acceptable quality. It becomes clear from equation (9) that there is an upper limit on the cluster size Nc , since at some point the effective uplink rate will be zero. (10) D. Backhauling As stated above, application of CoMP schemes requires information exchange between all sites involved, where the rate of exchange depends on the cluster size. In this work we are not directly concerned with backhaul data rates, but rather look at the amount of additional energy that is required to provide a certain backhaul rate. 1) Uplink: In order to jointly detect Nc user signals received at Nc BSs, we need to forward the sampled received signals to one master site, where processing is performed. The average required backhaul in bits per channel use and cell can be calculated as gul = denotes the received power from interfering BS outside the cluster. where δ models the average control overhead. (8) j=1 r̃ul = rul · (1 − ρ · Nc ) − 2Nc · ρ · q. 2) Downlink: Similar to the uplink case, the achievable downlink rate per channel use is degraded due to pilots, where we need both orthogonal pilots such that the terminals can estimate and feed back the channel matrix as well as precoded pilots for equalization and decoding. Given 2 transmit and one receive antenna at BS and UE, respectively, we need 3Nc orthogonal pilot sequences. In addition, some OFDM symbols are reserved for control information of various kinds and the effective downlink rate is given by (Nc − ξc ) · 2 · z Nc (11) where z denotes the number of quantization bits applied to each complex symbol. We have to consider that cooperating BSs which are co-located do not require backhaul infrastructure. This is taken care of by the term ξc , which denotes the maximum number of cells within the cooperation cluster being located at the same site. Only the remaining cooperating cells need then forward quantized signals to this site. Note that we assume that not only data, but also pilot symbols are quantized and forwarded, such that an additional exchange of channel knowledge among BSs is not required. The detected data are then forwarded into the system by the master site. Since this distribution effects primarily the backbone, i.e, connection of the BSs to the core network, rather than the BS themselves, it is not considered here. 2) Downlink: In the downlink, the CSI feedback decoded centrally in the uplink has to be distributed among the cooperating BSs. The overall backhaul effort in bits per channel use and cell can be stated as gdl = (Nc − ξc ) · 2Nc · ρ · q (12) In addition, each of the sites involved in a cooperation must be provided with the data bits of all jointly served UEs. However, for similar reasons as the uplink case, the communication with the core network is not considered here. with a base line processing power per sector of Psp = 58W. III. E NERGY C ONSUMPTION OF C ELLULAR BASE S TATIONS A simple model of the long term base station energy consumption is given in [9]. In this work the impact of energy needed for signal processing and transmit power on the total energy dissipation is assumed to be linear. In order to also capture backhauling energy needs we propose to extend this model to the general form PBS = a · Ptx + b · Psp + c · Pbh , (13) where PBS , Ptx , Psp and Pbh denote the average consumed energy per base station, the radiated power per base station, the signal processing power per base station, and the power due to backhauling, respectively. The coefficients a, b, and c model effects that scale with the corresponding power type such as amplifier and feeder losses, cooling, or battery backup [9]. In the following, we briefly review the three power types. Generally, the investigation presented in this study assume full load conditions, i.e., the dependency of energy consumption on load conditions through such as sleep modes is not considered. A. Transmission Transmit power effects the overall base station power consumption through the efficiency of the power amplifier, the cooling equipment as well as battery backup required for operation. The average transmit power per base station scales with the inter site distance D according to the path loss model as 10 log(Ptx ) = 10 log Pmin + 10 log K + 10 · λ log D/2. (14) where Pmin is the required minimum receive power at the mobile and the term 10 log K +10 log D 2 is the path loss at the cell edge in dB for a given inter site distance D. For power computation we require coverage of 95 % and assume the base stations are centered at their cell areas. We apply average values of K with respect to shadowing and LOS probabilities as given in Tab.1 in the appendix. B. Signal Processing Base band digital signal processing is performed in all cellular base stations. The complexity of the operations and the energy consumption depends amongst others on the employed air interface as well as the amount of cooperation between base stations. In the LTE-Advanced testbed implementation [10] about 10% of the overall analog and digital processing power are due to uplink channel estimation and roughly 3% are due to uplink and downlink MIMO processing. The former scales linearly with Nc due to the increasing number of estimated links. Assuming an MMSE filter operation, the latter requires Nc3 operations, however, the computation is performed only once per cooperation cluster such that average MIMO processing per base station only scales quadratically with Nc . With a base value of psp the signal processing power per sector as a function of different cooperation sizes scales as Psp = psp · 0.87 + 0.1Nc + 0.03Nc2 , (15) C. Backhauling Reflecting the state-of-the-art in most cellular networks, we model backhaul as a collection of wireless micro wave links of 100 Mbit per second capacity and a power dissipation of 50 W each. Thus for a given average backhaul requirement per base station cbh , the additional backhaul power computes as cbh Pbh = · 50W. (16) 100Mbit/s IV. S YSTEM E VALUATION In this section we evaluate cellular network model of varying density employing different cooperation sizes. We discuss results obtained by Monte Carlo simulations. a) Simulation Setup: The simulations are performed as follows. For each Monte Carlo sample a single user is randomly placed into each of the 57 observed cells and the channel matrix stated in (3) and (5) is obtained via a standard path loss model and independent rayleigh fading samples with key parameters summarized in Tab.1, Tab.2, and Tab.3 in the Appendix. We assume power control in the uplink, where a target receive power density at the BS side is chosen for each value of inter site distance D, so that at most 5% of all UEs are operating above their power limit of 20 dBm. In the downlink, the total transmit power per BS is a function of D as stated in (14), which is then invested equally into alls sub-carriers. We generally apply cooperation in a flexible way, where the cooperation size is chosen for each fading realization such that the sum rate of uplink and downlink is maximized. Since we assume full buffer users, all BS are under full load. b) Net Site Throughputs: Fig.2 displays the total net throughput, i.e., after subtraction of pilot, control and feedback overhead as given in (9) and (10), obtained as the sum of uplink and downlink throughput. The overall throughput is decreasing for larger site distances due to the uplink where UE powers are limited. About 25 % gain from a cooperation size of 7 can be observed for site distances below 500 m and above 1000 m. Note that a significant performance improvement is visible if the cooperation size is increased from 2 to 3, as for Nc = 2 there is typically still one dominant interferer outside the cluster [6], [7]. c) Site Powers: Fig.3 and Fig.4 display the corresponding total power dissipation per site and power fractions due to transmission, processing, and backhauling according to the power model given in Section III. We observe from Fig.4 two regimes of energy consumption: For small site distances, it is governed by signal processing and backhauling, whereas for large inter site distances the transmission power becomes equally significant due to the over linear increase of the path loss in (14). If large cooperation clusters are used the impact of CoMP energy need in addition to other processing per site amounts to over 30 % and slightly below 20 % of total power account for CoMP processing and backhauling for site distances below 500m and above 1000 m, respectively (Fig.3). 3 10 N =1 Other processing c 120 N =2 CoMP processing N =2...7 c 110 c N =3 c 100 Nc = 4 90 Nc = 5 80 N =6 70 c N =7 c ≈ 25 % gain 60 Mean power in W Mean throughput per site in Mbit/s 130 2 10 Backhaul Nc=4...7 1 10 50 Transmission 40 0 30 0 500 1000 1500 Inter site distance in m 10 2000 Fig. 2: Throughput per site for different inter site distances 0 500 1000 1500 Inter site distance in m 2000 Fig. 4: Fractions of power dissipation per site due transmission, processing, and backhauling for different cooperation sizes 1800 N =1 c 200 N =2 c 180 N =3 1400 Mean energy efficiency in kbit/J Mean site power in W 1600 c Nc = 4 1200 Nc = 5 1000 N =7 ≈ 19 % increase N =6 c c 800 600 400 0 ≈ 34 % increase 500 1000 1500 Inter site distance in m ≈ 10 % gain and loss (relative to Nc=1) N =1 c N =2 c 160 N =3 140 Nc = 4 c Nc = 5 120 N =6 c 100 N =7 c 80 ≈ 20 % gain (relative to Nc=1) 60 40 2000 Fig. 3: Total power dissipation per site as function of inter site distances In this regard, note that the base line processing power of psp = 58W per sector assumed here can be considered low for a system with 10 MHz of bandwidth. [9]. d) Bit per Joule Efficiencies: Fig.5 depicts the overall bit per Joule efficiency of the system. With increasing site distances the bit per Joule efficiency decreases due to increasing transmit powers and decreasing sum throughputs. For site distances below 500 m the bit per Joule efficiency increased for cooperation sizes up to four BS and decreased with higher cooperation sizes compared to no cooperation. For large site distances over 1000 m the bit per Joule efficiency is always increased through cooperation. For cooperation sizes larger than three, the additional spectral efficiency gains are rather small (compare Fig.2, however, the additional energy needs are larger due to additional backhaul power (Fig.3. For this reason, highest gains in bit per Joule efficiency are observed for a setup where only co-located base stations cooperate and no backhauling is required. 20 0 500 1000 1500 Inter site distance in m 2000 Fig. 5: Bit per Joule efficiency of CoMP schemes for different inter site distances V. S UMMARY AND D ISCUSSION In this work, models were introduced to observe both achievable rates and base station power dissipation in cellular systems, under varying inter-site-distances and CoMP cooperation sizes. Results show that both degrees of freedom, densification and CoMP, lead to substantial capacity improvements. but while network densification can improve energy efficiency, it seems that CoMP may in fact lead to a decreased energy The bit per Joule efficiency of the system is only moderately affected by the use of CoMP schemes, with potential gains of 10 % and 20 % for small and large site distances, respectively. From a bit per Joule perspective and for the power model used in this research, cooperation between non co-located base stations does not appear beneficial due to the diminishing additional spectral efficiency gains for cluster sizes above three on the one hand and the additionally required backhauling power for those clusters on the other. Highest energy efficiency gains were observed when all cooperating BS are co-located throughout all site distances. For the power model used in this research, where base station transmit powers are adjusted to the network density, the contributions of processing and backhauling power dominate power related to transmission for small site distances. This fact should be kept in mind, considering recent research activities focusing strongly on optimization of power amplifiers for relatively high transmit powers of 20 W and above, in particular in the light of decreasing site distances for future generations of mobile technology. A PPENDIX The effective values for the parameters in equation (1) obtained from the propagation models presented in [8] are summarized in Tab.1. The values are computed for antenna heights of 25 m and r0 = 1 m. Outdoor-indoor penetration loss is assumed to be 20 dB [8]. Tab. 1: Effective propagation parameters based on [8] Urban macro cell LOS (r <384 m) LOS (r ≥384 m) NLOS LOS probability λ −10 log10 (U) σ10log10 Ψ 2.20 35.60 4 4.00 −10.90 4 3.91 17.40 6 r r PLOS = min 18 , 1 1 − e− 63 + e− 63 r Tab. 2: LTE-based system model parameters Link related parameters Carrier frequency Bandwidth FFT size # Subcarriers occupied Pilot density per channel use ρ Control overhead per channel use Quantization bits per complex pilot q Quantization bits per complex symbol z Subcarrier spacing Bsc Mobile terminal sensitivity Thermal noise Inter-cell interference margin SNR required Noise per subcarrier Receiver sensitivity per subcarrier 2.4 GHz 10 MHz 1024 600 8/168 3/14 8 16 15 kHz -174 dBm/Hz 3 dB 0 dB -132 dBm -120 dBm Tab. 3: LTE-based link budget (2) Parameter # Antennas Antenna gain (main lobe) Max tx power Noise figure BS 2 15 dBi 46 dBm 4 dB UE 1 -1 dBi 20 dBm 7 dB ACKNOWLEDGEMENT This work was supported in part by European Community’s Seventh Framework Programme (FP7/2007- 2013) under grant agreement n◦ 247733. Tab. 4: Power model parameters (see also [9]) Parameter a b c psp Value 7.35 2.9 1 58 W R EFERENCES [1] A. Fehske, J. Malmodin, G. Biczok, and G. Fettweis, “The global carbon footprint of mobile communications - the ecological and economic perspective,” November 2010, iEEE Communications Magazine. [2] A. J. Fehske, F. Richter, and G. P. Fettweis, “Energy efficiency improvements through micro sites in cellular mobile radio networks,” in Proceedings of the 2nd Workshop of Green Communications, Hawaii, USA, December 2009, in conjuntion with GLOBECOM 2009. [3] F. Richter, A. Fehske, P. Marsch, and G. Fettweis, “Traffic demand and energy efficiency in heterogeneous cellular mobile radio networks,” in Proceedings of the Vehicular Technology Conference, Taipai, June 2010. [4] Y. Liang, A. Goldsmith, R. Valenzuela, and D. Chizhik, “Evolution of base stations in cellular networks: Denser deployment versus coordination,” in Proceedings of the International Colnference on Communications, 2008. 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