IEEE TRANSACTIONS ON PLASMA SCIENCE, VOL. 37, NO. 1, JANUARY 2009 121 The Interaction of a Direct-Current Cold Atmospheric-Pressure Air Plasma With Bacteria Hongqing Feng, Peng Sun, Yufeng Chai, Guohua Tong, Jue Zhang, Weidong Zhu, and Jing Fang Abstract—A direct-current cold atmospheric-pressure air plasma microjet (PMJ) based on the microhollow cathode discharge design is used to inactivate six types of bacteria within a small well-defined area on a large petri dish. We show that the PMJ is very effective in inactivating bacteria in their vegetative state as well as in the spore state within the area of plasma exposure. We also observed that bacteria in their vegetative state were inactivated efficiently outside the area of direct plasma exposure. Different bacteria responded differently to an increase in the plasma exposure (dose). Lastly, we observed two types of colony forming unit (CFU) distributions after plasma treatment; one distribution is diffusionlike with a gradual increase of the surviving CFU as one moves radially away from the area of direct plasma exposure, and the other distribution shows an essentially uniform reduction in surviving CFU across the entire petri dish. Index Terms—Atmospheric pressure, colony forming units (CFUs), direct current (dc), plasma jet. I. I NTRODUCTION N ONTHERMAL (“cold”) plasmas are susceptible to instabilities when operated in air at atmospheric pressure. Confining the plasmas to small dimensions (with at least one dimension at or below 1 mm) has been shown to improve the stability of atmospheric-pressure air plasmas, and several such “microplasma” designs have been reported in the literature, e.g., the plasma needle [1], the atmospheric-pressure plasma jet [2], various corona discharges [3], [4], the splitring resonator microplasma [5], and the microhollow cathode discharge (MHCD) [6]. These microplasmas can be generated by direct-current (dc), alternating-current (ac including RF and microwave), or pulsed excitation. Stable atmospheric-pressure air plasmas can also be generated using ac or pulsed power in Manuscript received May 19, 2008; revised August 19, 2008, September 7, 2008 and October 21, 2008. Current version published January 8, 2009. This work was supported in part by Bioelectrics Inc. (USA) and in part by the National Basic Research Program of China 2007CB935602. H. Feng and Y. Chai are with the Academy for Advanced Interdisciplinary Studies, Peking University, Beijing 100871, China. P. Sun and G. Tong are with the Department of Biomedical Engineering, College of Engineering, Peking University, Beijing 100871, China. J. Zhang is with the Laboratory of Biomedical Signal and Image Studies, Department of Biomedical Engineering, College of Engineering, Peking University, Beijing 100871, China (e-mail: zhangjue@pku.edu.cn). W. Zhu is with the Department of Applied Science and Technology, Saint Peter’s College, Jersey City, NJ 07031 USA (e-mail: wzhu@spc.edu). J. Fang is with the Academy for Advanced Interdisciplinary Studies and the Department of Biomedical Engineering, Peking University, Beijing 100871, China. Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org. Digital Object Identifier 10.1109/TPS.2008.2008438 an arrangement where at least one electrode is covered with an insulating (or highly resistive) material (dielectric barrier discharges (DBDs) [7], floating-electrode DBDs [8], and resistive barrier discharges [9]). Applications of these plasmas span a wide range from UV/VUV radiation sources [4], [10] or radiation detector [11] to microdischarge plasma reactors [12] to the remediation of volatile organic compounds [13], [14]. The use of atmospheric-pressure cold plasmas in biomedical application has attracted considerable attention recently due to possible applications in wound healing [8], [15], sterilization of heatsensitive reusable medical instruments [16], [17], or the surface modification of biocompatible materials [18], [19]. Both atmospheric- and low-pressure plasmas have been used extensively in the inactivation of various microorganisms [20], [21]. In this paper, we report results of the interaction of a dc atmospheric-pressure cold air plasma microjet (PMJ) based on the MHCD concept with six types of bacteria. The samples after preparation and characterization were placed in a large petri dish. Only a well-defined small area were subjected to various doses of plasma exposure. The number of colony forming units (CFU count) before and after plasma treatment was examined inside the area of direct plasma exposure as well as outside. Both bacteria in their vegetative state and spores were subjected to plasma inactivation. II. E XPERIMENTAL D ETAILS A. Generation of the Atmospheric-Pressure PMJ The PMJ used in the present study is based on the MHCD concept [22]. The MHCD structure comprises a cathode with a microhollow structure and an anode (with a similar microhollow structure, which is aligned with that in the cathode) separated by a dielectric layer of dimensions below 1 mm. When the operating gas (here, air or nitrogen) is pushed through the opening of this structure and dc power is applied, a spatially well-defined atmospheric-pressure PMJ can be sustained in ambient air [23]. The device used in this study was originally developed at the Frank Reidy Research Center for Bioelectrics at Old Dominion University by Schoenbach et al. [24] and was slightly modified from its original design here. A schematic diagram of the device is shown in Fig. 1(a). Two metal electrodes are separated from each other by a dielectric layer of ∼ 0.5-mm thickness. The openings in the two electrodes are ∼ 0.8 mm in diameter. The high-voltage electrode is completely embedded in the device and powered by a dc power supply (Matsusada AU5R120). The outer electrode is grounded for safety considerations. Although both positive and negative 0093-3813/$25.00 © 2008 IEEE Authorized licensed use limited to: Peking University. Downloaded on June 6, 2009 at 10:50 from IEEE Xplore. Restrictions apply. 122 IEEE TRANSACTIONS ON PLASMA SCIENCE, VOL. 37, NO. 1, JANUARY 2009 Fig. 1. (a) Schematic diagram of the PMJ device. Space between the metal electrodes is ∼ 0.5 mm, and the size of the openings in the metal electrodes is ∼ 0.8 mm. (b) Picture of the PMJ operating with compressed air as the feed gas in ambient air. high voltages are able to generate and sustain the PMJ, we primarily used a negative high voltage in this paper. A ballast resistor of 5 k followed by a current monitoring resistor of 100 is inserted between the powered electrode and dc power supply. We used compressed air as the working gas at a gas flow rate of approximately 2 slm. The discharge sustaining voltage is in the range of 400–600 V with an operating current in the 20–35-mA range. Under these operating conditions, a PMJ of ∼1-cm visible length is generated [see Fig. 1(b)]. The power efficiency of our device (defined as power deposited into the discharge relative to the total power drawn from the power supply) is approximately 80%. The temperature of the grounded electrode reaches approximately 70 ◦ C at a current of 20 mA and a flow rate of 2 slm. The gas temperature 1 cm away from the nozzle is around 38 ◦ C. To identify the reactive species that are generated in the discharge and, subsequently, expelled, emission spectra were recorded in the range of 200–900 nm along the axial direction of the PMJ with a 0.75-m spectrometer (Princeton Instrument/ Acton Spectra Pro 2750). The whole spectrum was dominated by N2 lines due the excessive nitrogen in air. A near-infrared section of the spectrum is shown in Fig. 2 where emissions from reactive species such as NO (742.0 nm) and O (777.2 nm) are clearly identifiable. Some emission from NO was also observed in the ultraviolet region from 215 to 315 nm. B. Bacteria Cultures Six different types of bacteria were used in our experiment: Escherichia coli (DH5α), Staphylococcus aureus (S. aureus), and Micrococcus luteus (M. luteus), and the three sporeforming bacteria Bacillus natto (B. natto), Bacillus subtilis (B. subtilis), and Bacillus megaterium (B. megaterium). The bacteria were obtained from the China General Microbiological Culture Collection Center (see also Table I). The bacteria were placed in a Luria–Bertani liquid culture for 12–18 h until they reached the logarithmic growth Fig. 2. Emission spectrum at near-infrared range for PMJ with ambient air as working gas. phase. The suspensions were then diluted to a concentration of 104 CFU/ml. On an LB agar culture medium in a large petri dish (90 mm in diameter), 150 μ l suspensions were then spread more or less uniformly for plasma treatment and analysis. Plasma-induced inactivation of spores using our PMJ was studied for B. subtilis. The suspension of bacteria in their vegetative state was spread onto an agar dish, and grown in a batch culture for seven to ten days until the transition to spores exceeded 95%. The spores were then removed and rinsed with sterile water. The spore suspension was then spread on an LB agar culture medium for plasma treatment. C. Plasma Treatment The plasma treatment of the bacteria was carried out on a laminar-flow clean bench to avoid contamination. A schematic diagram of the treatment setup is shown in Fig. 3. The distance between the exit nozzle and the agar plate was 1 cm, and the end of the visible plasma jet did not touch the bacteria suspension in the petri dish. The plasma treatment was limited to a 2 × 2 cm square area in the center of the petri dish (referred to as the “treated area”). For each bacteria sample, the petri dish was moved under the spatially fixed plasma torch with a constant speed of 4 mm/s along the gridlines shown in Fig. 3. Each travel from the top left corner to the bottom right corner of the defined square area corresponds to a treatment time of 30 s. The effect of the plasma exposure (plasma dose) was studied by reversing (repeating) the treatment path n times (n = 0, 1, 2 . . .) while maintaining the same speed, resulting in total plasma treatment times of 0.5, 1, and 1.5 min for bacteria in the vegetative state and 1.5, 2.0, and 2.5 min in the case of spores. We repeated each experiment at least three times to ensure that the results were sufficiently repeatable and allow the determination of statistical error bars. We also analyzed two sets of control samples, one set of samples that was subjected only to air flow without the plasma being present and one set that was exposed to neither the plasma nor the air flow. Authorized licensed use limited to: Peking University. Downloaded on June 6, 2009 at 10:50 from IEEE Xplore. Restrictions apply. FENG et al.: INTERACTION OF DIRECT-CURRENT COLD ATMOSPHERIC-PRESSURE AIR PLASMA WITH BACTERIA 123 TABLE I LIST OF THE BACTERIA CULTURES Fig. 3. Schematic diagram of the plasma treatment setup. D. Inactivation Analysis We determined the inactivation efficacy of the PMJ by performing CFU counts before and after the plasma treatment. The plasma-treated bacteria samples in the petri dishes were sealed and incubated in a box held at a constant temperature of either 30 ◦ C or 37 ◦ C for about 18–21 h. Subsequently, CFU counts were obtained for the plasma-treated area as well as for the entire petri dish. This allows us to obtain information on the efficacy of the plasma treatment in the treated area as well as the area that was not directly exposed to the plasma. We define the efficacy of the plasma treatment in terms of a “survival rate,” which is the ratio of surviving CFU after plasma treatment relative to the initial CFU count. Survival rates were determined separately for the treated and untreated areas (defined as the total area of the petri dish minus the treated area). III. R ESULTS AND D ISCUSSIONS A. CFU Evaluation In the first series of experiments, we studied the effect of the air flow on the inactivation of the samples of each of the bacteria in the absence of the plasma. Within experimental uncertainty, we did not observe a statistically significant inactivation of the bacteria by the air flow in the absence of the plasma for any of the six types of bacteria studied here. The inactivation efficacy of the PMJ is shown in the following figures. We evaluated the CFU count separately for the 2 × 2 cm treated area as well as for the untreated area of the petri dish. The results (for a 1.5-min total plasma exposure) are shown in Fig. 4 for all six bacteria in their vegetative estate. Almost no residual CFU are observed in the treated area in all situations. We note that, in four out of the six cases, a significant inactivation efficacy of the PMJ is observed even in the untreated area of the petri dish. The only exceptions are S. aureus and E. coli, which show a strong resistance outside of the treated area. We note in particular that all three spore-forming bacteria show a significant inactivation—in their vegetative state—outside of the treated area. In fact, a total plasma exposure of only 0.5 min results in an essentially zero CFU account for the entire petri dish. Further inactivation studies with the PMJ further removed from the petri dish will be carried out as well as experiments with even lower plasma exposures. Authorized licensed use limited to: Peking University. Downloaded on June 6, 2009 at 10:50 from IEEE Xplore. Restrictions apply. 124 IEEE TRANSACTIONS ON PLASMA SCIENCE, VOL. 37, NO. 1, JANUARY 2009 Fig. 6. Distribution patterns of surviving CFUs on the petri dish after PMJ treatment for 1.5 min: (a) S. aureus and (b) M. luteus (see text for details). Fig. 4. Survival rate of bacteria after a 1.5-min PMJ exposure (the vertical scale is extended to −5% for better visualization of the error bars). one inactivation agent and their simultaneous (or sequential) action on the different types of bacteria with apparently very different efficacies. Further studies are needed to shed light on the origin of the different distribution patterns. C. Plasma Dose Effect Fig. 5. Survival rate of B. subtilis spores within the treated and untreated areas. Spores were reduced to 6.5% in the treated area and to 64% in the untreated area. Spores are more difficult to inactivate due to the multiple coatings and layers surrounding the genetic core. To evaluate the effect of the PMJ on spores, Bacillus subtilis spore suspensions were prepared as described in Section II and treated with the PMJ for 1.5 min. The results are shown in Fig. 5. The first observation is that the spores in the treated area were reduced to 6.5% of the initial CFU count, which is a significantly less efficient inactivation efficacy compared to the bacteria in their vegetative state. The second observation is that the PMJ is very ineffective in inactivating the spores outside of the treated area. B. CFU Distribution Patterns During the CFU evaluation, we observed two different spatial distributions of surviving CFU on the petri dish: 1) a diffusionlike pattern [Fig. 6(a), S. aureus, treated for 1.5 min] with essentially no surviving CFU in the treated area and a gradually increasing number of surviving CFU as one moves out radially from the treated area and 2) a uniform distribution [Fig. 6(b), M. leteus, treated for 1.5 min] with a low CFU count across the entire petri dish and essentially no difference in the CFU count between the treated and untreated areas. The first distribution was also observed in treated E. coli samples. The two different CFU distributions are indicative of the presence of more than The effect of the plasma exposure (plasma dose) on the plasma inactivation efficacy was studied by using three different total plasma treatment times, namely, 0.5, 1.0, and 1.5 min for the bacteria in their vegetative state and 1.5, 2.0, and 2.5 min for B. subtilis spores. As mentioned earlier, a 0.5-min plasma treatment inactivates almost all bacteria in the petri dish for the three Bacillus bacteria in their vegetative state. Thus, no dose effect was recorded in those three cases. The survival rate of B. subtilis spores for different treatment times is shown in Fig. 7(a). The CFU count of B. subtilis spores in the treated area was reduced to 3% of the initial count during the first 1.5 min and subsequently appears to remain at a steady state within the uncertainty of the determination of the survival rate. As far as the untreated area was concerned, we found no significant inactivation of the spores even at an exposure time of 2.5 min, indicating that the PMJ is not effective in inactivating spores outside of the treated area. The number of CFU of M. luteus in both the treated and untreated areas decreases rapidly to less than 10% of the initial count in the first 0.5 min and is followed by a much slower decay with increasing dose [Fig. 7(b)]. It is possible that, during the first 0.5 min, some excited and reactive species from PMJ penetrate through the outer membrane of M. luteus and react with the biomaterial inside. These species have a long lifetime and can thus travel radially to the untreated area, leading to the inactivation of M. luteus in and out of the treated area. With plasma electrons of energy as high as 10 eV and air as the working gas, atomic and metastable oxygen (O and O∗ ), superoxide (O2− ) and ozone (O3 ), which have a strong germicidal effect, are expected to exist in the afterglow. Hydroxyl radical (OH) and reactive nitrogen species (e.g., NO and NOx ) may also contribute in the inactivation process. E. coli is the only gram-negative bacteria studied. The PMJ has similar efficacy on E. coli in the treated area, reducing the CFU counts to about 5% within the first 0.5 min [Fig. 7(c)]. A 0.5-min dose increase inactivated the E. coli in the treated area completely. The CFU count in the untreated area seems to remain high (∼60%) for a short exposure to the PMJ, but decreases substantially to ∼20% when the treatment time is Authorized licensed use limited to: Peking University. Downloaded on June 6, 2009 at 10:50 from IEEE Xplore. Restrictions apply. FENG et al.: INTERACTION OF DIRECT-CURRENT COLD ATMOSPHERIC-PRESSURE AIR PLASMA WITH BACTERIA 125 It is interesting to note that bacteria with different CFU distributions after plasma treatment respond differently to an increase in the plasma dose. As shown in Fig. 8, E. coli (or S. aureus) bacteria show an essentially zero CFU count in the treated area after a 0.5-min plasma treatment, while the untreated area shows some reduction in the CFU count. With an increasing plasma dose, the area of essentially zero CFU count spreads out radially. On the other hand, M. luteus was inactivated more or less uniformly across the entire petri dish, and the number of residual CFU declines as the treatment time is increased. D. Possible Inactivation Mechanisms The exact inactivation mechanisms for the death of microorganisms and the role of various inactivation agents are still under debate. Moisan et al. suggested a sequence of UV-induced photodesorption followed by etching through reactive species adsorption [25] for low-pressure plasma inactivation of microorganisms. This, however, does not apply directly to atmospheric-pressure cold plasmas, where germicidal UV (200–290 nm) is not present with sufficient intensity to inactivate the cells, even at the longest treatment times used here. Montie et al. suggested the alternation of membrane lipid due to unsaturated fatty acid peroxidation, the alternation of protein from the amino acids oxidation and the nucleic acids [26]. Among those, lipids are the easiest to be attacked by reactive oxygen species (ROS) because of their location near the cell surface. Gram-negative E. coli is particularly vulnerable to ROS due to its unique outer membrane. Mendis et al. [27] suggested that charge accumulation on the outer surface of the membrane can lead to the rupture of gram-negative bacteria. Gram-positive bacteria, on the other hand, may be inactivated through direct reaction of reactive species with the biomaterial in the cells. B. subtilis spores are inactivated rapidly within the treated area as a result of the deep diffusion of reactive species into the interior of the spores, which leads to oxidative lethal damage [28]. Outside of the treated area, however, reactive species may not have enough momentum to penetrate the rather thick shell of the spores. IV. C ONCLUSION Fig. 7. Bacteria CFU survival rate at different treatment times: (a) B. subtilis spores, (b) M. luteus, and (c) E. coli. increased to 1.5 min. Although the electron density decreases rapidly with distance due to recombination and attachment in air, negative and positive ions can be found at larger distances from the visible plasma. Charge building up on the cells, which eventually can cause the rupture of the cell membrane, may be the reason for the cell death outside of the treated area. A dc atmospheric-pressure cold air PMJ is shown to be able to effectively inactivate the non-spore-forming bacteria E. coli, S. aureus, and M. luteus as well as the spore-forming bacteria B. megaterium, B. subtilis, and B. natto in their vegetative state. In all cases, efficient inactivation was observed inside the treated area on the petri dish, which is directly exposed to the plasma. With the exception of E. coli and S. aureus, efficient inactivation also occurred outside of the directly treated area. The inactivation of bacteria in the untreated area is attributed to the lateral transport of long-lived inactivation agents. In the case of B. subtilis spores, the CFU count was found to drop to about 3% in the treated area after a 1.5-min exposure to the PMJ and did not decrease significantly as the plasma dose was increased up to a total treatment time of 2.5 min. The PMJ is much less effective in inactivating spores outside the treated area, where the CFU count was reduced to only about 60% of Authorized licensed use limited to: Peking University. Downloaded on June 6, 2009 at 10:50 from IEEE Xplore. Restrictions apply. 126 IEEE TRANSACTIONS ON PLASMA SCIENCE, VOL. 37, NO. 1, JANUARY 2009 Fig. 8. Pictures to illustrate the different dose effect on E. coli and M. luteus. (a)–(d) E. coli. (e)–(h) M. luteus [(a) and (e) control; (b)–(d) and (f)–(h) treated for 0.5, 1.0, and 1.5 min, respectively]. its initial value after a 1.5-min plasma treatment did not seem to decrease further with increasing plasma dose. Two distinctly different types of CFU distributions after plasma treatment are observed. ACKNOWLEDGMENT The authors would like to thank X. Zhang and H. Chen from the Laboratory of Biomedical Signal and Image Studies at Peking University for their help in the development of the CFU counting program, Prof. Y. Zhang from the Institute of Vascular Medicine at the Number 3 Hospital of Peking University for her support in bacteria culturing, and Dr. K. Schoenbach, Dr. J. Kolb, and R. Price from Frank Reidy Research Center for Bioelectrics at Old Dominion University for their help with the device design. R EFERENCES [1] E. Stoffels, I. E. Kieft, and R. E. J. Sladek, “Superficial treatment of mammalian cells using plasma needle,” J. Phys. D, Appl. Phys., vol. 36, no. 23, pp. 2908–2914, Dec. 2003. [2] A. Scutze, J. Y. Jeong, S. E. Babyan, J. Park, G. S. Selwyn, and R. F. Hicks, “The atmospheric-pressure plasma jet: A review and comparison to other plasma sources,” IEEE Trans. Plasma Sci., vol. 26, no. 6, pp. 1685–1694, Dec. 1998. [3] M. Rader, I. Alexeff, P. P. Tsai, and L. C. Wadsworth, “Electrostatic charging apparatus and method,” U.S. Patent 5 592 357, Jan. 7, 1997. [4] M. Salvermoser and D. E. Murnick, “Efficient, stable, corona discharge 172 nm xenon excimer light source,” J. Appl. 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Plasma Sci., vol. 28, no. 1, pp. 41–50, Feb. 2000. [27] D. A. Mendis, M. Rosenberg, and F. Azam, “A note on the possible electrostatic disruption of bacteria,” IEEE Trans. Plasma Sci., vol. 28, no. 4, pp. 1303–1304, Aug. 2000. [28] M. K. Boudam, M. Moisan, B. Saoudi, C. Popovici, N. Gherardi, and F. Massines, “Bacterial spore inactivation by atmospheric-pressure plasmas in the presence or absence of UV photons as obtained with the same gas mixture,” J. Phys. D, Appl. Phys., vol. 39, no. 16, pp. 3494–3508, Aug. 2006. Hongqing Feng received the B.S. degree from Peking University, Beijing, China, in 2005, where she is currently working toward the Ph.D. degree in the Academy for Advanced Interdisciplinary Studies. Peng Sun received the B.S. degree in biotechnology from Beijing Forestry University, Beijing, China, in 2008. He is currently with the Department of Biomedical Engineering, College of Engineering, Peking University, Beijing. Yufeng Chai received the B.S. degree in power system and automation from China Agricultural University, Beijing, China, in 1994. He is currently with the Academy for Advanced Interdisciplinary Studies, Peking University, Beijing. As an engineer, he focuses on biomedical signal processing and medical device design. 127 Guohua Tong received the B.S. degree from Heibei University, Heibei, China, in 2007. She is currently with the Department of Biomedical Engineering, College of Engineering, Peking University, Beijing, China. Jue Zhang received the Ph.D. degree in engineering mechanics from Peking University, Beijing, China, in 2003. Since then, he has been with the Department of Biomedical Engineering, Peking University, where in 2006, he became an Associate Professor to lead the Laboratory of Biomedical Signal and Image Studies. His current research interests include biomedical applications of nonthermal atmospheric pressure plasma, computer-aided surgery, and MR imaging. Weidong Zhu received the Ph.D. degree in physics and material science from Stevens Institute of Technology, Hoboken, NJ, in 2005. He further pursued postdoctoral research with Frank Reidy Research Center for Bioelectrics, Old Dominion University, and with the Department of Physics and Engineering Physics, Stevens Institute of Technology in 2006 and 2007, respectively. He has been with Saint Peter’s College, Jersey City, NJ, as an Assistant Professor of Physics in the Department of Applied Science and Technology since 2007. Jing Fang received the Ph.D. degree from Tsinghua University, Beijing, China, in 1987. Since 1989, he has been with Peking University, Beijing, where he was an Associate and then Full Professor and is currently the Chairman of the Department of Biomedical Engineering and the Executive Deputy Dean of the Academy for Advanced Interdisciplinary Studies. He has published over a hundred papers, and his current research interests include biomedical signal and image processing, and biomechanics of cells and molecules. Authorized licensed use limited to: Peking University. Downloaded on June 6, 2009 at 10:50 from IEEE Xplore. Restrictions apply.