IEEE JOURNAL OF SELECTED TOPICS IN QUANTUM ELECTRONICS, VOL. 11, NO. 4, JULY/AUGUST 2005 785 Compact Semiconductor Light-Emitting Diodes for Dynamic Imaging of Neuronal Circuitry Sowmya Venkataramani, Kristina M. Davitt, Jiayi Zhang, Heng Xu, Yoon-Kyu Song, Barry W. Connors, and Arto V. Nurmikko, Fellow, IEEE Abstract—We describe the use of compact green light-emitting diodes (LEDs) for fluorescence optical imaging and demonstrate this for dynamic recording from cultured neurons. The efficient gallium-nitride-based LEDs have individual element sizes comparable to typical biological cells and are operated in proximity illumination mode for individual neurons. As periodic arrays, and with direct electrical control of each LED, a spatially periodic multicellular target can be induced to fluoresce in a predesigned spatiotemporal sequence, thereby providing a new approach to dynamic recording of small neural circuits. Index Terms—Light-emitting diodes (LEDs), optical imaging, patterned hippocampal neurons, voltage-sensitive dye (VSD) imaging. I. INTRODUCTION CCESS to detailed dynamic information of neural circuits is of basic interest to fundamental neuroscience, as well as to efforts that aim to use such insight to create new functional computational approaches for man-made devices. A large body of literature exists where direct electrical access in vitro, up to a few neural cells, is gained by means of the well-established patch-clamp method of micrometer-size micropipettes [1], [2]. However, with increasing cell population, the microelectrode methods become cumbersome. Complementing these approaches is an optical recording method where a potentiometric fluorescent probe (molecular dye) detects the change in membrane potential and reports it as a change in its intensity or spectrum. Such probes, which are capable of monitoring the fast electrical signals, have been employed in numerous studies of cell physiology ever since their introduction in early 1970s [3], [4]. The mechanisms underlying the dye response involve potential-dependent intramolecular rearrangements or small movements of the dye between the extracellular and intracellular compartments [5], [6]. The optical approach A Manuscript received December 20, 2004 and December 21, 2004; revised October 26, 2005. This work was supported in part by the National Science Foundation under Grant BES-0423566 and DARPA. S. Venkataramani, J. Zhang, and H. Xu are with the Department of Physics, Brown University, Providence, RI 02912 USA (e-mail: venkataramani@physics.brown.edu; Jiayi Zhang@brown.edu; Heng Xu@brown.edu). K. M. Davitt and Y.-K. Song are with the Division of Engineering, Brown University, Providence, RI 02912 USA (e-mail: Kristina Davitt@brown.edu; yoon-kyu song@brown.edu). B. W. Connors is with the Department of Neuroscience, Brown University, Providence, RI 02912 USA (e-mail: Barry Connors@brown.edu). A. V. Nurmikko is with the Department of Physics and Division of Engineering, Brown University, Providence, RI 02912 USA (e-mail: Arto Nurmikko@brown.edu). Digital Object Identifier 10.1109/JSTQE.2005.857722 affords in principle an avenue to detailed quantitative measurements to elucidate the complex routing of information already exhibited by just a few interlinked neural cells. The fluorescence technique usually depends on excitation sources such as bulky incoherent lamps or large frame lasers, with the optical flux directed at the sample through the objective system of an imaging microscope [7], [8]. In this paper, we introduce the use of custom-designed, compact light-emitting diodes (LEDs), based on gallium nitride semiconductors, as a flexible means to perform dynamic optical imaging of neurons, and demonstrate the technical approach to cultured hippocampal and cortical cells. In particular, we have designed and fabricated small area (<100-µm diameter) planar blue-green LEDs where an individual LED can be aligned to illuminate a specific fluorescently labeled neural cell in close physical proximity. We have also fabricated planar LED arrays where independent electrical control of each LED with microsecond precision is achieved. Illumination of target neurons in a predetermined time sequence can thus enable a new approach to dynamic recording of small patterned neural circuits (or other spatially organized biological objects equipped with fluorescent labels). For neural cells that have been cultured on patterned periodic templates, this approach is part of our longer-term goal to develop a new type of dynamic imaging approach to neural networks, as well as to achieve an active “chip scale” interface between a neural and a man-made (optoelectronic) circuit. Here, we show the first results of our research, with emphasis on the utility of the LEDs as targeted single-cell excitation sources. This paper is organized as follows. In Section II, we describe the design and fabrication of the LED devices and their arrays. Section III describes the optical engineering strategies that have been used in the initial demonstrations of the new imaging concept. In Section IV, we describe our approach to culturing neurons, including those on patterned planar templates with the future aim of creating a controlled two-dimensional neural architecture. Section V shows examples of the results where neural dynamics are acquired using the compact LED-based illumination system. As the first step, we have used the LEDs to record optical signals both from a single hippocampal neuron, as well as pairs of such adjacent cells in culture. We have achieved a one-to-one focus onto the cells, thereby demonstrating the ability of these device arrays to illuminate specific cells, and hence provided an initial proof-of-concept of the feasibility of using the approach for dynamic imaging from neural circuits. 1077-260X/$20.00 © 2005 IEEE 786 IEEE JOURNAL OF SELECTED TOPICS IN QUANTUM ELECTRONICS, VOL. 11, NO. 4, JULY/AUGUST 2005 Fig. 1. Image of LED showing typical device geometry. Here, device diameters are 25, 50, 100, and 200 µm. Fig. 2. Schematic of flip-chipped LED showing basic device structure and electrical connections, including electrical and thermal epoxies. II. DESIGN AND LED FABRICATION A. Choice of Wavelength Our voltage-sensitive dye (VSD) of choice was the di-8ANEPPS (D-3167, Molecular Probes, Eugene, OR). The membrane potential-induced fluorescence change (∆F/F) of these VSDs can be maximized by employing a combination of excitation and emission filters that do not exactly correspond with the absorption and emission maxima of the dye. This is due to the voltage-dependent spectral shifts that accompany the absolute fluorescence amplitude changes caused by neural cell depolarization [8]. Although the excitation and emission peaks of di-8-ANEPPS are at 470 and 630 nm, respectively, the best signal-to-noise ratio with this dye could be achieved by excitation at 530 nm and fluorescence collection above 570 nm, hence guiding the wavelength choice for our LED arrays. The particular choice of excitation and emission filters is discussed in Section III. B. LED Device and Array Fabrication The epitaxially grown p-n junction heterostructure wafers were composed of GaN p- and n-type doped layers and an InGaN/GaN active multiple quantum well region on sapphire (Al2 O3 ) substrates [9]. Standard nitride device microelectronic processing was employed to create small arrays of mesa-type LEDs. Using a series of wet-etching and photolithographic steps, the nitride wafer was patterned for electrical contacts and light extraction as described next. Following epitaxial growth, a high-temperature postgrowth anneal was performed to activate Mg-dopants in the p-layer. A sacrificial silicon dioxide etch mask was patterned, and a chlorine-based reactive-ion etch tool was used to etch the nitride to the n-type layer. A silicon dioxide passivation layer was deposited by plasma-enhanced chemical vapor deposition. Arrays of p-electrodes, which define the optical apertures, were created by electron beam evaporation of a multilayer Ti/Al/Ti/Au Fig. 3. Light output and current-voltage characteristics of a single 50-µm device. Output power is measured from the backside of the chip before packaging. (100/800/100/1000 Å) metallization and lift-off technique. Several array geometries were used, with circular device apertures ranging in diameter from 25 to 200 µm, and nearest neighbor edge-to-edge separation ranging between 25 and 150 µm (Fig. 1). To create ohmic contacts, the material was annealed at 600 ◦ C for 5 min in nitrogen-rich ambient. Similarly, the n-electrode was composed of a Ni/Au (100/400 Å) metallization. Owing to the large conductivity in the n-layer, a single n-electrode services several LED arrays in proximity, as shown in Fig. 1. Finally, Ti/Au pads were deposited in a layout that was convenient for electrical access and flip-chipping of the device array onto a heat sink. Each element in the array has a unique contact pad associated with it such that the LEDs are individually addressable and may be illuminated in any desired pattern or time sequence (Fig. 1). The completed arrays were flip-chipped for light extraction through the polished sapphire backside (Fig. 2). Using an epoxy die bonder, electrically conductive epoxy dots were deposited onto a suitably patterned silicon submount. For heat management and mechanical stability, thermally conductive, electrically VENKATARAMANI et al.: COMPACT SEMICONDUCTOR LIGHT-EMITTING DIODES FOR DYNAMIC IMAGING OF NEURONAL CIRCUITRY Fig. 4. 787 (a) Image of packaged LED array. (b) 50-µm device ON. (FF495-Em01) as the excitation filter to eliminate the spectral tail. The entire assembly, including the LED array, imaging optics, and excitation filter, was mounted on a micromanipulator (Sutter Instruments, Novato, CA). This arrangement enabled us to position the LED under the neural cell chamber with practical ease. The fluorescence from the cells was collected using a 40 × objective (Nikon E600FN microscope, Avon, MA) and, with a proper choice of dichroic and emission filters (FF562 filter set, Semrock, Rochester, NY), was projected onto a NeuroCCD-sm imaging camera (RedShirt Imaging, Decatur, GA). IV. CULTURED NEURONS A. Cell Culture Fig. 5. Schematic of optical setup. insulating, epoxy was deposited in the area surrounding the optical apertures. Each chip containing three 3 × 2 arrays of devices was mounted onto a commercial DIP (Global Chip Materials, Rancho Cordova, CA) package for easy connection to the control circuitry and mounting under the microscope. Typical current-voltage (I–V) and optical power-current (L–I) curves are shown in Fig. 3. The packaged LED is shown in Fig. 4(a), and the packaged LED array with one element ON is shown in Fig. 4(b). III. OPTICAL DESIGN AND ENGINEERING A schematic of the LED-based fluorescence imaging test arrangement in shown in Fig. 5. The fluorescence collection optics consisted of a pair of aspheric lenses (f = 5.95 mm, F − number = 0.88). The LEDs were positioned to illuminate the neural cells from below, and the lens pair ensured a tight focused spot at a proper distance from the target sample surface. By carefully choosing the properties of these lenses, we were able to achieve one-to-one focusing. One important challenge in using LEDs as sources of excitation is the inherent presence of the long wavelength tail in their emission spectrum. We used a commercially available filter set from Semrock, with a bandpass filter The glass coverslip substrates (Carolina Biologicals, Burlington, NC) were treated in concentrated nitric acid overnight, washed in distilled water, and then stored in 100% ethanol until further use. These coverslips were then fire polished and placed in a 24-well plate. For regular coverslips, poly-L-lysine (P2636, Sigma, St. Louis, MO) dissolved in borate buffer at a concentration of 0.3 mg/mL was added and allowed to adsorb overnight. For patterning of the substrates, the coverslips were further cleaned with acetone, methanol, and water. The substrates were then prepared for photolithography by spinning positive photoresist (PR 1818, Shipley, Marlborough, MA) and then exposing to ultraviolet (UV) through a chrome mask containing the designed patterns. Upon development, patterns of photoresist were generated on the glass substrates. poly-Llysine dissolved in borate buffer at a concentration of 1 mg/mL was added to the coverslips and allowed to adsorb overnight. The following day, regular coverslips were washed in distilled water while the photoresist patterned coverslips were sonicated in acetone to remove the unexposed photoresist, leaving predesignated patterns of poly-L-lysine on the substrate. These were then washed with water and sterilized with 100% ethanol. Then, DMEM (Gibco, cat# 11995065, Carlsbad, CA) 10% FBS was added to the substrates, which were stored in the incubator (5% CO2 , 37 ◦ C) for 2 h before plating the cells. Cultures of rat hippocampal neurons were made as described previously [10]. Briefly, the hippocampus was removed from embryonic day 18 (E18) rat embryos, trypsinized (0.25%), and dissociated by trituration. Cells were plated onto poly-l-lysinecoated glass coverslips at a density of 5000 to 10 000 cells/cm2 . After 3 h, the DMEM/10% FBS was removed and replaced 788 Fig. 6. IEEE JOURNAL OF SELECTED TOPICS IN QUANTUM ELECTRONICS, VOL. 11, NO. 4, JULY/AUGUST 2005 Top: Electrical signal from hippocampal neuron. Bottom: Optical signal using LED as excitation source. with 37 ◦ C Neurobasal (Gibco, #21103049) media (containing Neurobasal, B27, pen-strep, and Glutamax). Cultures were subsequently fed every four days until use. B. Electrophysiology Whole-cell patch-clamp recordings were performed using an Axoclamp2B amplifier. The recording solution contained 145 mM NaCl, 3 mM KCl, 3 mM CaCl2 , 1 mM Mg Cl2 , 10 mM Glucose, and 10 mM HEPES. The osmolality was adjusted to 315 mmol/kg. The intracellular pipette solution contained 9 mM NaCl, 136.5 mM KGlu, 17.5 mM KCl, 0.5 mM CaCl2 , 1 mM MgCl2 , and 0.2 mM EGTA. The osmolality was adjusted to 310 mmol/kg. pH of both the solutions was adjusted to 7.25 using KOH. All chemicals were obtained from Sigma-Aldrich (St. Louis, MO). C. Dye Staining The voltage-sensitive dye that we used (di-8-ANEPPS) was obtained from Molecular Probes. The procedure for preparing the dye is described elsewhere [11]. Stock solutions of di-8ANEPPS were made up in DMSO at 2 mM concentration and stored at 4 ◦ C. Cells were stained for 10 min by bath application of 20 µm di-8-ANEPPS the bath saline. Excess dye was removed by washing the coverslips in bath saline three times. V. SAMPLE RESULTS A. Procedure As described in Section III, the LED array with its focusing optics and the excitation filter was mounted on a micromanipulator. Similarly, the condenser of the Nikon E600FN microscope was also mounted on a second manipulator. The cells were stained as described previously. Using the micromanipulator, the condenser was positioned and made to illuminate the cells for conventional differential image contrast (DIC) viewing to facilitate the LED alignment. After a particular cell was chosen, an LED from the array was brought under the cell of interest, and the coordinate position of the emitter was saved in the manipulator’s memory. Moving the LED away, the microscope condenser was brought back in, and the cell was patched. Excitation currents were injected intracellularly, and action potentials were generated in the target cell. Lowering the condenser, the LED array was brought under the cell using the previously saved coordinate location. The appropriate spectral filters were brought into position for recording the fluorescence. The fluorescence data was acquired at 1 KHz using RedShirt CCD imaging camera. An ultralow-noise current source supplied the current to the LED and was modulated to control the on–off timing of the LEDs. B. Results A representative example of results obtained using the LEDbased excitation scheme with the optical engineering configuration described previously is shown in the raw laboratory data of Fig. 6, focusing on the action of a single neural cell. The top trace shows the electrical signal recorded intracellularly, displaying a single-action potential spike, whereas the bottom trace shows the optically derived signal corresponding to modulation in fluorescence amplitude of the voltage-sensitive dye in response to the electrical stimulus. The optical signal corresponds to an approximately 4% change in fluorescence intensity for the ∼100 mV action potential. This data was obtained by focusing an LED to a 50-µm spot on the cell. The device was operated at 60-mA current, illuminating the cell for a time window of 250 ms. The LED output power level was determined to be ∼0.16 mW so the bleaching of the dye could be minimized. The data in Fig. 5 demonstrates the feasibility of using our compact LED devices for voltage-sensitive dye imaging of neural cells at modest levels of excitation, when compared with the high-power requirements in conventional optical imaging. An LED-based illumination system thus offers a viable alternative for fluorescent measurements of electrical activity. Considerable improvement in the signal-to-noise ratio of the modulated VENKATARAMANI et al.: COMPACT SEMICONDUCTOR LIGHT-EMITTING DIODES FOR DYNAMIC IMAGING OF NEURONAL CIRCUITRY 789 ACKNOWLEDGMENT The authors would like to thank Dr. L. Loew (University of Connecticut Health Center) for his guidance and useful suggestions on the VSD recordings. The authors also would like to thank A. Taylor (Department of Neuroscience, Brown University) and Dr. J. Fallon (Professor, Department of Neuroscience, Brown University) for their help with the neural cell culturing. Fig. 7. (a) DIC image of hippocampal cells in culture. (b) Two of the LED array elements under two cells. (c) Fluorescent images when both LEDs are ON and one ON at a time. fluorescence can be expected with further fine-tuning of the optical and electronic subsystems. With the new capability offered by the ability of focusing individual LED illumination onto specific cells in a patterned network, and further being able to manipulate the pattern and time sequence of illumination, we envision the use of these compact optical device arrays for dynamically imaging the activity of an entire neuronal circuitry. An initial example of this is shown in Fig. 7 for the case of for two adjacent neurons. Fig. 7(a) shows the DIC microscope image of two such interconnected hippocampal cells. In Fig. 7(b), two LED elements have been used to illuminate the two chosen cells. Fig. 7(c) shows series of fluorescent images of the two cells, when both LEDs are first turned on simultaneously and when each LED is turned on separately during a chosen time interval. VI. CONCLUSION We have described and shown the applicability of using compact, planar green LEDs as effective local sources of photoexcitation for fluorescence-based imaging and applied the method to dynamic recording of neural action in cultured hippocampal cells. The results presented previously represent the first proofof-concept steps only, where the basic optical engineering problems have been addressed to enable proximity illumination by individual LEDs of specific neural cells within a dense assembly. The ability to fabricate the LEDs into planar arrays of arbitrary spatial geometry makes the technique particularly suitable for dynamic imaging of any patterned fluorescent cellular media. Of special interest to us are those composed of active neural cell networks. Although the choice of the LED wavelength was here restricted to the green portion of the wavelength spectrum (dictated by the choice of a specific fluorescent dye), the gallium-nitride-based devices can be fabricated at shorter wavelengths as well, reaching well into the sub-300-nm regime in the UV. With the incorporation of UV LEDs, direct optical triggering of neural response becomes possible, removing the need of the invasive intra- (or inter-) cellular electrical excitation. Finally, we note that for arrays of patterned LEDs, geometrically matched to the multicellular landscape, the need of the (rather expensive) imaging CCD camera is reduced. This is so because the ability to temporally control each LED in such an array will enable a single-element, time-gated, and synchronized photodetector to acquire full dynamic imaging information of the chosen object scene. REFERENCES [1] Y. Amitai, J. R. Gibson, M. Beierlein, S. L. Patrick, A. M. Ho, B. W. Connors, and D. G. Golomb, “The spatial dimensions of electrically coupled networks of interneurons in the neocortex,” J. Neurosci., vol. 22, no. 10, pp. 4142–4152, May 2002. [2] G.-Q. Bi and M.-M. Poo, “Synaptic modifications in cultured hippocampal neurons: Dependence on spike timing, synaptic strength, and postsynaptic cell type,” J. Neurosci., vol. 18, pp. 10 464–10 472, 1998. [3] L. B. Cohen, B. M. Salzberg, H. V. Davilla, W. N. Ross, D. Landowne, A. S. Waggoner, and C.-H. Wang, “Changes in axon fluorescence during activity: Molecular probes of membrane potential,” J. Membr. Biol., vol. 19, pp. 1–36, 1974. [4] I. Tasaki, “Energy transduction in the nerve membrane and studies of excitation processes with extrinsic fluorescence probes,” Ann. N. Y. Acad. Sci., vol. 277, pp. 247–267, 1974. [5] L. M. Loew, “Design and characterization of electrochromic membrane probes,” J. Biochem. Biophys. Meth., vol. 6, pp. 243– 260, 1982. [6] “Fast multi-site optical measurement of membrane potential,” in Fluorescent and Luminescent Probes for Biological Activity. W. T. Mason, Ed. London, U.K.: Academic, pp. 389–404. [7] S. Antic, G. Major, and D. Zecevic, “Fast optical recordings of membrane potential changes from dendrites of pyramidal neurons,” J. Neurophysiol., vol. 82, no. 3, pp. 1615–1621, Sep. 1999. [8] A. Bullen and P. Saggau, “High-speed, random-access fluorescence microscopy: II. Fast quantitative measurements with voltage-sensitive dyes,” Biophys. J., vol. 76, no. 4, pp. 2272–2287, Apr. 1999. [9] F. M. Steranka, J. Bhat, D. Collins, L. Cook, M. G. Craford, R. Fletcher, N. Gardner, P. Grillot, W. Goetz, M. Keuper, R. Khare, A. Kim, M. Krames, G. Harbers, M. Lodowise, P. S. Martin, M. Misra, G. Mueller, R. MuellerMach, S. Rudaz, Y.-C. Shen, D. Steigerwald, S. Stockman, S. Subramanya, T. Trottier, and J. J. Wierer, “High power LEDs—Technology status and market applications,” Phys. Stat. Sol. A, vol. 194, no. 2, pp. 380– 388, 2002. [10] G. J. Brewer, J. R. Torricelli, E. K. Evege, and P. J. Price, “Optimized survival of hippocampal neurons in B27-supplemented neurobasal, a new serum-free medium combination,” J. Neurosci. Res., vol. 35, pp. 567–576, 1993. [11] A. Bullen and B. Saggau, Optical Recording from Individual Neurons in Culture [Online]. Available: http://sensor.bcm.tmc.edu/saglab/pdf/ 04.PDF Sowmya Venkataramani was born in Chennai, India. She received the Sc.B. degree in physics from Meenakshi College for Women, Chennai, in 1997, and the Sc.M. degree in physics from Indian Institute of Technology, Madras, India, in 1999. She received the Sc.M. degree in physics from Brown University, Providence, RI, in 2000. Her research interests include development of compact optical device arrays for interactive imaging of neural circuitry. Kristina M. Davitt was born in Canada. She received the B.Eng. degree in engineering physics from Queen’s University, Kingston, ON, Canada, in 2001 and the Sc.M. degree in electrical engineering from Brown University, Providence, RI, in 2004. Her research interests include developing and characterizing UV and near UV gallium nitride-based light emitters. 790 IEEE JOURNAL OF SELECTED TOPICS IN QUANTUM ELECTRONICS, VOL. 11, NO. 4, JULY/AUGUST 2005 Jiayi Zhang was born in Suzhon, China. She received the B.S. degree in physics from Hong Kong Baptist University, Hong Kong, China, in 2003. Her research interests include coupling of brain to micro-optoelectronic chips. Barry W. Connors received the Ph.D. degree in physiology and pharmacology from Duke University, Durham, NC, in 1979. He is currently the L. Herbert Ballou University Professor of Neuroscience at Brown University, Providence, RI. His research interests include the cellular and synaptic physiology of the cerebral cortex and thalamus, the properties of electrical synapses, the behavior of small neural circuits, and the mechanisms of epileptic seizures. Heng Xu was born in Nanjing, China. He received the B.S. degree in physics from Nanjing University in 2003. His research interests include studying neural dynamics at the biophysics interface. Yoon-Kyu Song received the B.S. and M.S. degrees in electrical engineering from Seoul National University, Seoul, Korea, in 1992 and 1994, respectively, and the Ph.D. degree from Brown University, Providence, RI, in 1999. He was a Research Scientist at Agilent Technologies (2000-03) until rejoining Brown University as an Assistant Professor (Research) in 2003. His research interests include basic and applied semiconductor optoelectronics, such as vertical cavity lasers and nanostructured light emitters. His current research includes work on the development of new compact UV optical sources. Arto V. Nurmikko (M’90–SM’97–F’99) was born in Finland. He received the B.S., M.S., and Ph.D. degrees in electrical engineering from the University of California, Berkeley. He is the L. Herbert Ballou University Professor of Engineering and Physics at Brown University, Providence, RI. His current research involves basic and device science of wide band gap semiconductors, studies of ultrafast processes in ferromagnetically ordered systems, and high-resolution imaging of neural circuits. Prof. Nurmikko is a Fellow of the American Physical Society and the Optical Society of America.