journal o f controlled release ELSEVIER Journal of Controlled Release 40 (1996) 321-326 Do high-voltage pulses cause changes in skin structure? Mark R. Prausnitz * School of Chemical Engineering, Georgia Institute of Technology, Atlanta, GA 30332-0100, USA Accepted 29 November 1995 Abstract Dramatic changes in skin properties are caused by high-voltage pulses (e.g., 100 V) of millisecond duration. The exact mechanism by which these changes occur remains unresolved, but may result from alterations of skin structure, possibly involving electroporation of the stratum corneum's intracellular lipid bilayers. The evidence supporting this hypothesis is presented from a range of studies which address molecular transport, electrical impedance, microscopic imaging and theoretical analysis. Keywords: Transdermal drug delivery; Iontophoresis: Electroporation; Lipid bilayer pore; Permeability 1. Introduction The dramatic effects of high-voltage pulsing on transdermal transport were first reported in 1992 [1] and have since been characterized with molecular transport studies [2-12], electrical impedance spectroscopy [8,13,14], and fluorescence microscopy [15,16]. Characteristic features include large, rapid and transient increases in transdermal transport of compounds as large as macromolecules. Changes in skin properties have been proposed to occur due to structural changes in the stratum corneum's multilamellar, intercellular lipid bilayers by a mechanism related to electroporation [17-20]. Others have discussed the possibility that electroporation may also play a role in changes seen at lower transdermal voltages (e.g., 1 V) [21,22]. This study seeks to * Corresponding author: Fax: mark.prausnitz@che.gatech.edu +1 404 8945135; e-mail: 0168-3659/96/$15.00 Published by Elsevier Science B.V. SSD1 0 1 6 8 - 3 6 5 9 ( 9 5 ) 0 0 1 9 9 - 9 summarize the experimental findings which characterize the effects of high-voltage pulsing and to identify if they support the hypothesis that high-voltage pulses cause transient changes in skin structure, created by a mechanism related to electroporation. The qualitatively and quantitatively different changes in skin properties observed at lower voltages (i.e., around 1 V) are beyond the scope of this paper. The occurrence of electroporation is well established in metabolically-inactive systems, such as black lipid membranes [23] and red blood cell ghosts [24], as well as in isolated living cells, cells in monolayers [25], and cells part of intact tissues [26,27]. Electroporation is believed to involve the creation of transient aqueous pathways in lipid bilayers by the application of a short (Ixs to ms) electric field pulse [17,18,20]. Permeability and electrical conductance of bilayer membranes are rapidly and transiently increased by many orders of magnitude. Although the creation of transient aqueous pathways is the proposed mechanism by which electroporation 322 M.R. Prausnitz, / Journal of Controlled Release 40 (1996) 321-326 occurs, the exact physical nature of any structural changes remains unresolved [17-20]. In skin, direct evidence (i.e., by microscopy) for structural changes due to high-voltage pulsing has not been reported. However, this is not surprising if changes in skin microstructure are similar to those seen during electroporation of single lipid bilayer membranes, where aqueous pathways are believed to be small ( < 10 nm), sparse ( < 0 . 1 % of surface area), and generally short-lived (l*s to s) [17,18,20], making their capture by any form of microscopy extremely difficult [28]. However, there is considerable indirect evidence which can give insight as to whether high-voltage pulses cause changes in skin structure. These results are summarized below; detailed descriptions of experimental methods can be found in the original articles. 2. E v i d e n c e for skin structural changes 2.1. Dramatic increases in transdermal flux for forward-, ret,erse-, and alternating-polariS' pulses Enhancement of transdermal transport at low voltage (e.g., < 1 V) can generally be explained by electrophoresis a n d / o r electro-osmosis without changes in skin structure [21,29,30]. Therefore, if protocols having the same electrophoretic driving force provide different degrees of enhancement, this suggests that changes in skin properties occurred. This difference has been seen during high-voltage pulsing, where increases in transdermal transport up to four orders of magnitude have been observed with a number of different molecules ranging in molecular mass from a few hundred to a few thousand Daltons [2-12] (Fig. 1). In contrast, when the same time-averaged electrophoretic driving force is provided by continuous low-voltage electric fields, a thousand-fold less enhancement is seen [2]. Using alternating-polarity pulses, transport can be increased up to three orders of magnitude (Fig. 1), while no enhancement results from an equivalent low-voltage ac current, which provides the same time-averaged driving force for transport [9]. Finally, increases in transport of two orders of magnitude have been seen when the polarity is such that electrophoresis opposes transdermal transport (Fig. 1). These compar- i E+2- IE+I ::::L 1E+O- T E T• 1El- ! ! 6 I T !°! IE-2- T • Y [E3 0 100 2f~) ~00 4{'~) 5{)(t transdermal voltage (V) Fig. 1. Transdermal flux of calcein (623 Da, - 4 charge) across human skin in vitro caused by: ( • ) forward-polarity pulsing (data from reference [2], with permission), ( O ) alternating-polarity pulsing (data from reference [9], with permission, and ( I ) reverse-polarity pulsing (data from reference [2], with permission). Exponential-decay pulses ( ~ 1 ms time constant) were applied at a rate of 12 pulses per min for 1 h. During forward-polarity pulsing, the negative electrode was in the donor compartment and the positive electrode was in the receptor compartment, such that electrophoresis would transport calcein across the skin. During alternating-polarity pulsing, the electrode polarity alternated with each pulse such that the total time-integral of voltage over all pulses was zero. During reverse-polarity pulsing, the positive electrode was in the donor compartment and the negative electrode was in the receptor compartment, such that electrophoresis would transport calcein away from the skin. Positive standard deviation bars are shown. isons suggest that electrophoresis alone cannot explain the large flux increases observed during highvoltage pulsing, which indicates that changes in skin properties may have occurred. 2.2. Highly nonlinear dependence of flux on voltage and pulse length Transport by electrophoresis should be approximately directly proportional to the applied voltage if the skin's barrier properties remain intact [21,29,30]. However, transdermal transport during high-voltage pulsing exhibits a highly nonlinear dependence on voltage, especially between approximately 50-100 V [2,7] (Fig. 1). This suggests that significant changes in skin barrier properties may have occurred. Theoretical predictions indicate that electroporation of M.R. Prausnitz / Journal of Controlled Release 40 (1996) 321-326 stratum corneum lipid bilayers could occur at voltages in this range [31,32]. Consistent with transport by electrophoresis, transdermal flux has been shown to be proportional to pulse length for long, high-voltage pulses ( > 30 Ixs). However, short pulses (10 Ixs) cause fluxes disproportionately low by two orders of magnitude [9]. While this nonlinearity cannot be explained by electrophoresis alone, it could be accounted for by voltage-induced, time-dependent growth of transport pathways across skin [9]. 323 1E-2 1E-3- i " !" 360 4~0 ! 1E-4- !TI! 1E-5' _T 2.3. Enhancement of transport for compounds as large as macromolecules High-voltage pulsing has been shown to enhance transport into or across skin for compounds ranging in size from small ions (e.g., Na +, C1- [9,14]) to moderate-sized molecules (e.g., calcein [2,7,9], sulforhodamine [8], metoprolol [6]) to macromolecules (e.g., L H R H [4], heparin [10], oligonucleotides [12]) to latex microspheres of micron dimensions [16]. It is likely that changes in skin structure would be required to transport large numbers of macromolecules and microspheres. 2.4. Rapid and lasting changes in skin permeability Skin electrical resistance has been shown to drop three orders of magnitude on a time scale of microseconds or faster during high-voltage pulses [9,14]. Flux measurements also show increased transdermal transport after only 2 - 4 pulses, each of millisecond duration [5]. Steady-state transport can be achieved in a matter of minutes [5]. Such rapid changes in skin permeability have not been reported with other methods of enhancement, suggesting that transport may occur by a different mechanism. These changes are consistent with known features of single-bilayer electroporation [17-20]. Long-lived changes in skin permeability suggest that skin structure may have been altered. Lasting effects have been seen after high-voltage pulsing, where increased transdermal flux generally persists for minutes to hours, but is often reversible [5-7]. Under some conditions, passive transdermal transport can remain elevated for over 24 h [2,10]. Related studies show that a single high-voltage pulse ,~, 260 5® transdermal voltage (V) Fig. 2. Transport number for calcein transport across human skin in vitro during (m) exponential-decay pulses (data from references [2,9], with permission) and ( • ) square-wave pulses (data from reference [9], with permission). For each data point, pulses of a constant duration between 30 p,s- - 1 ms were applied for 1 h at a constant rate between 10 1-104 pulses per min. Positive standard deviation bars are shown. significantly increases skin permeability during subsequent iontophoresis [4]. These examples of lasting, but not permanent, increases in skin permeability suggest that changes in skin structure occurred, and that they are at least partially reversible. 2.5. Transport numbers give evidence for enlarged transport pathways Transport number is a measure of the efficiency with which current transports a given compound [29]. While a low transport number indicates hindered transport, larger transport numbers indicate less hindrance. During high-voltage pulsing, transport number has been shown to increase over two orders of magnitude with increasing voltage (Fig. 2). This suggests that larger transport pathways (which provide less hindrance to transport) exist at larger voltages, although other interpretations are possible. In contrast, transport number was not found to depend on pulse rate, length, energy, waveform, or time-averaged current [9]. This suggests that transport pathway size is controlled by a voltage-dependent mechanism. Moreover, in a direct comparison of high-voltage and low-voltage exposures with the 324 M.R. Prausnitz / Journal of Controlled Release 40 (1996) 321 326 same time-averaged current, transport of a macromolecule (heparin) was determined to be an order of magnitude less hindered during high-voltage pulsing than during low-voltage iontophoresis [10]. This indicates that high-voltage pulses can create or enlarge pathways large enough to pass macromolecules. 2.6. Microscopy shows extensiL, e transport through the bulk o f stratum corneum Fluorescence microscopy and electrical studies indicate that molecular transport during high-voltage pulsing occurs through the bulk of the stratum corneum at localized sites through intercellular and transcellular pathways (Fig. 3) [15,16]. Sites of fluorescence staining were shown to correspond to sites of molecular and current transport [15]. Transport through skin appendages does not appear to be significant [15,16]. In these studies, pathways for ion transport have been estimated to occupy up to 0.1% of skin surface area [9,15]. Similarly, electroporation of single bilayers is also believed to porate up to 0.1% of membrane area [33]. In contrast, transport pathways at low voltages ( < 1 V) occupy only up to an estimated 0.001% of skin area [9] and are believed to correspond to skin appendages [34]. These microscopy experiments suggest that transport during high-voltage pulsing utilizes an area for transport two orders of magnitude greater than low-voltage protocols, presumably due to alterations in skin structure. 2.7. Dramatic reduction and recovery o f skin resistance Electrical measurements can be used to complement results from molecular transport studies. During application of a high-voltage pulse, skin resistance has been shown to drop three orders of magnitude within 2 p~s [9,14]. Electroporation of single Fig. 3. Micrograph of human stratum corneum showing fluorescence of calcein transported by high-voltage pulsing in vitro. Sites of fluorescence can be interpreted as sites of transdermal calcein transport [15]. Scale bar equals 200 ixm. Data are from reference [15], with permission. M.R. Prausnitz/ Journal of Controlled Release 40 (1996) 321-326 bilayers is also known to occur on a time scale of microseconds or faster [17-20]. Such dramatic and rapid changes in resistance suggest that significant structural changes occurred. Within milliseconds after a pulse, skin resistance has been observed to recover by an order of magnitude [8,14]. Then, over a time scale of minutes, skin resistance recovers further, exhibiting either complete or partial reversibility. Again, the time scales and degrees of recovery are characteristic of known properties of single-bilayer electroporation [17-20]. 2.8. Reversible increases in skin capacitance Measurements made immediately after high-voltage pulsing have shown up to six-fold increases in skin capacitance which later recover to pre-pulse values [13,14]. Increased capacitance may indicate changes in skin lipids [35], since skin's capacitance is generally attributed to stratum corneum lipid bilayers [36,37]. In contrast, low-voltage electric fields have been shown to have no effect or cause much smaller changes in skin capacitance [37-39]. 2.9. Models f o r electrically-enhanced transdermal transport Models for transport caused by low-voltage electric fields have been developed [21,30,40] based largely on the N e r n s t - P l a n c k equation [29]. These models can account for diffusion, convection, electro-osmosis, and voltage-induced changes in skin structure, but have not been applied to high-voltage pulsing. Another approach [39] applied at low currents, shows that current-induced skin resistance changes might be explained by an electro-osmotic mechanism which does not involve skin structural changes. However, characteristics of high-voltage pulsing, such as increased transport number, capacitance changes, and increased transport in the direction opposite to electro-osmotic flow, cannot be explained by electro-osmosis alone. Theoretical analysis of skin electroporation has predicted that the multilamellar lipid bilayers of human stratum corneum could electroporate at voltages on the order of 100 V [31,32]. The resulting predictions of transdermal transport through skin containing structural changes consistent with known features of electroporation are in good agreement with experimental data [31,32]. theoretical basis exists for and establishes that these explaining many of the high-voltage pulsing. 325 This both shows that a changes in skin structure changes are capable of characteristic effects of 3. Conclusions Experiments show that high-voltage pulses have dramatic effects on the skin. A variety of mechanisms could be proposed to explain these results. However, a useful model should be capable of explaining many or all of the characteristic features observed experimentally and summarized above. Transient changes in skin structure, created by a mechanism related to electroporation, generally satisfies this requirement and is therefore proposed as a promising hypothesis. Acknowledgements Thanks to V. G. Bose, R. Langer, S. Mitragotri, U. Pliquett, and J. C. Weaver for helpful discussions. This work was supported in part by the Whitaker Foundation for Biomedical Engineering. References [1] M.R. Prausnitz, V.G. Bose, R. Langer and J.C. Weaver, Transdermal drug delivery by electroporation, Proc. Int. Symp. Control. Rel. Bioact. Mater. 19 (1992) 232 233. [2] M.R. Prausnitz, V.G. Bose, R. Langer and J.C. Weaver, Electroporation of mammalian skin: A mechanism to enhance transdermal drug delivery, Proc. Natl. Acad. Sci. USA 90 (1993) 10504-10508. [3] M.R. Prausnitz, D.S. Seddick, A.A. Kon, V.G. Bose, S. Frankenburg, S.N. Klaus, R. Langer and J.C. Weaver, Methods for in vivo tissue electroporation using surface electrodes, Drug Delivery 1 (1993) 125-131. [4] D. Bommannan, J. Tamada, L. Leung and R.O. Potts, Effect of eleetroporation on transdermal iontophoretic delivery of luteinizing hormone releasing hormone (LHRH) in vitro, Pharm. Res. 11 (1994) 1809-1814. [5] M.R. Prausnitz, U. Pliquett, R. Langer and J.C. Weaver, Rapid temporal control of transdermal drug delivery by electroporation, Pharm. Res. 11 (1994) 1834-1837. [6] R. Vanbever, N. Lecouturier and V. Prrat, Transdermal delivery of metoprolol by electroporation, Pharm. Res. 11 (1994) 1657-1662. 326 M.R. Prausnitz / Journal of Controlled Release 40 (1996) 321-326 [7] U. Pliquett and J.C. Weaver, Transport of a charged molecule across the human epidermis due to electroporation, J. Control. Rel. in press. [8] U. Pliquett and J.C. Weaver, Electroporation of human skin: Simultaneous measurement of changes in the transport of two fluorescent molecules and in the passive electrical properties, Bioelectrochem. Bioenerget. 39 (1996) 1-12. [9] M.R. Prausnitz, C.S. Lee, C.H. Liu, J.C. Pang, T.-P. Singh, R. Langer and J.C. Weaver, Transdermal transport efficiency during skin electroporation and iontophoresis, J. Control. Rel. 38 (1996) 205-217. [10] M.R. Prausnitz, E.R. Edelman, J.A. Gimm, R. Langer and J.C. Weaver, Transdermal delivery of heparin by skin electroporation, Bio/Technology 20 (1995) 1205-1209. [11] R. Vanbever and V. Preat, Factors affecting transdermal delivery of metoprolol by electroporation, Bioelectrochem. Bioenerget. 38 (1995) 286-292. [12] T.E. Zewert, W.F. Pliquett, R. Langer and J.C. Weaver, Transdermal transport of DNA antisense oligonucleotides by electroporation, Biochem. Biophys. Res. Commun. 212 (1995) 286-291. [13] V.G. Bose, Electrical Characterization of Electroporation of Human Stratum Corneum, MSc Thesis, Massachusetts Institute of Technology, 1994. [14] U. Pliquett, R. Langer and J. C. Weaver, Changes in the passive electrical properties of human stratum corneum due to electroporation, Biochim. Biophys. Acta 1239 (1995) 111121. [15] U. Pliquett, T.E. Zewart, T. Chen, R. Langer and J.C. Weaver, Imaging of fluorescent molecule and small ion transport through human stratum corneum during high voltage pulsing: localized transport regions are involved., Biophys. Chem. 58 (1996) 185-204. [16] M.R. Prausnitz, J.A. Gimm, R.H. Guy, R. Langer, J.C. Weaver and C. Cullander, Imaging regions of transport across human stratum corneum during high-voltage and low-voltage exposures, J. Pharm. Sci., in press. [17] E. Neumann, A.E. Sowers and C.A. Jordan (eds), Electroporation and Electrofusion in Cell Biology, Plenum Press, New York, 1989. [18] D.C. Chang, B.M. Chassy, J.A. Saunders and A.E. Sowers (eds), Guide to Electroporation and Electrofusion, Academic Press, New York, 1992. [19] S. Orlowski and L.M. Mir, Cell electropermeabilization: A new tool for biochemical and pharmacological studies, Biochim. Biophys. Acta 1154 (1993) 51-63. [20] J.C. Weaver, Electroporation: A general phenomenon for manipulating cells and tissues, J. Cell. Biochem. 51 (1993) 426-435. [21] G.B. Kasting, Theoretical models for iontophoretic delivery, Adv. Drug Deliv. Rev. 9 (1992) 177-199. [22] H. Inada, A.-H. Ghanem and W.I. Higuchi. Studies on the effects of applied voltage and duration on human epidermal membrane alteration/recovery and the resultant effects upon iontophoresis, Pharm. Res. 11 (1994) 687-697. [23] L.V. Chernomordik, S.I. Sukharev, l.G. Abidor and Y.A. Chizmadzhev, The study of the BLM reversible electrical [24] [25] [26] [27] [28] [29] [30] [31] [32] [33] [34] [35] [36] [37] [38] [39] [40] breakdown mechanism in the presence of UO~-, Bioelectrochem. Bioenerget. 9 (1982) 149-155. A.E. Sowers and M.R. Lieber, Electropore diameters, lifetimes, numbers, and locations in individual erythrocyte ghosts, FEBS Lett. 205 (1986) 179-184. S. Kwee, H.V. Nielsen and J.E. Celis, Electropermeabilization of human cultured c~lls grown in monolayers, Bioelectrochem. Bioenerget. 23 (1990) 65-80. J. Belehradek, S. Orlowski, L.H. Ramirez, G. Pron, B. Poddevin and L.M. Mir, Electropermeabilization of cells in tissues assessed by the qualitative and quantitative electroloading of bleomycin, Biochim. Biophys. Acta 1190 (1994) 155-163. S.B. Dev and G.A. Hofmann, Electrochemotherapy-a novel method of cancer treatment, Cancer Treat. Rev. 20 (19941) 105-115. D.C. Chang and T.S. Reese, Changes in membrane structure induced by electroporation as revealed by rapid-freezing electron microscopy, Biophys. J. 58 (1990) 1-12. J.O. Bockris and A.K.N. Reddy, Modern Electrochemistry, Plenum Press, New York, 1970. V. Srinivasan, W.I. Higuchi, S.M. Sims, A.H. Gbanem and C.R. Behl, Transdermal iontophoretic drug delivery: mechanistic analysis and application to polypeptide delivery, J. Pharm. Sci. 78 (1989) 370 375. Y.A. Chizmadzhev, V.G. Zarnytsin, J.C. Weaver and R.O. Potts, Mechanism of electroinduced ionic species transport through a multilamellar lipid system, Biophys. J. 68 (1995) 749-765. D.A. Edwards, M.R. Prausnitz, R. Langer and J.C. Weaver, Analysis of enhanced transdermal transport by skin electroporation, J. Control. Rel. 34 (1995) 211-221. S.A. Freeman, M.A. Wang and J.C. Weaver, Theory of electroporation of planar membranes: predictions of the aqueous area, change in capacitance and pore-pore separation, Biopbys. J. 67 (1994) 42-56. C. Cullander, What are the pathways of iontophoretic current flow through mammalian skin?, Adv. Drug Deliv. Rev. 9 (1992) 119 135. R.O. Potts, R.H. Guy and M. L. Francoeur, Routes of ionic permeability through mammalian skin, Solid State Ionics 53-56 (1992) 165-169. J.D. DeNuzzio and B. Berner, Electrochemical and iontophoretic studies of human skin, J. Control. Rel. 11 (1990) 105-112. S.Y. Oh, L. Leung, D. Bommannan, R.H. Guy and R.O. Potts, Effect of current, ionic strength and temperature on the electrical properties of skin, J. Control. Ret. 27 (1993) 115125. T. Yamamoto and Y. Yamamoto, Non-linear electrical properties of skin in the low frequency range, Med. Biol. Eng. Comput. 19 (1981) 302-310. S.M. Dinh, C.-W. Luo and B. Berner, Upper and lower limits of human skin electrical resistance in iontopboresis, AIChE J. 39 (1993) 2011-2018. M.J. Pikal, The role of electro-osmotic flow in transdermal iontophoresis, Adv. Drug Deliv. Rev. 9 (1992) 201-237.