JOSÉ L. ANDRÉS AGUSTÍ LLEDÓS MIQUEL DURAN JUAN BERTRÁN Departament de Química, IIniversitat Autônoma de Barcelona 08193 Bellaterra, Catalonia, SPAIN EFFECT OF AN UNIFORM ELECTRIC FIELD ON CHARGE TRANSFER PROCESSES. A THEORETICAL STUDY (*" The influence of an external uniform electric field on the proton transfer in the (H3 0 2 ) — system and on the methyl transfer in the (FCH3 F) — system is analyzed theoretically. The electric field effect is incorporated in the one-electron part of the Fock • matrix. Reaction profiles are dramatically modified with the increase in intensity of the applied field. The electric field is found to intervene in the reaction coordinate. In this way, strong fields emerge as a new kind of catalysts in chemical reactions. (*) Presented at the meeting «Química Teórica para a Biotecnologia em Portugal», Estalagem da Boega (Vila Nova de Cerveira), 19-22 July 1987. Rev. Port. Quím., 30, 1 (1988) New techniques like Field Ionization Spectroscopy and Field Ionization Mass Spectroscopy have allowed to reach electric fields of the range 10 9-10 11 V/m [ 1]. It is well known that the field-free characteristics of molecules differ dramatically from those which characterize them under such strong fields [2]. One can also think that external electric fields will influence the reactivity of chemical systems. In particular, it is obvious that charge-transfer processes will be very influenced by the presence of strong fields. Processes like proton transfer or Walden inversion reactions allow to define clearly their reaction coordinate. That is the reason why modifications in their reaction profiles due to the presence of strong electric fields have been studied theoretically. In a number of cases the electric fields have been originated by the presence of an ion [3-8]. To our knowledge, however, only two theoretical works have introduced an uniform electric field, in both cases on proton transfer reactions. In a pioneer paper, Parker [9] studied the modifications in the tunnelling effect in the proton transfer between DNA bases, where the electric field was introduced in an empirical way. In a recent paper, Zundel [ 101 computed the first-order interaction between the electric field and the dipole moment, and found that double-well shapes were substantially modified with the increase in intensity of the electric field. Our ultimate goal is to study both proton-transfer and Walden inversion reactions under the influence of an uniform electric field. The latter is introduced by proper changes in the one-electron part of the Fock matrices in the Hartree-Fock SCF method. In the (H 3 O 2 ) — system, previous theoretical calculations with the 4-31G basis set showed a double-well minimum with a barrier height for the proton transfer of 0.20 kcal/mol [ 111. When electric fields of the order 10' V/m were applied along the H-O-H axis, the barrier height was substantially lowered. For an intensity of 7.2 10' V/m, the barrier no longer 1 JOSÉ L. ANDRFS, AGUSTÍ LLEDÓS, MIQUEL DURAN e JUAN BERTRÁN exists. Likewise, in the (FCH 3 F) — system, use of the 3-21G basis set showed that when no field was applied, a double-well minimum is obtained with a barrier to the methyl transfer of 12.2 kcal/mol referred to the minima [8]. When electric fields of the order 10 8 V/m are applied along the F-C-F axis, the barrier heights are dramatically modified. For an intensity of 1.4 10 9 V/m, the barrier does not exist anymore. Analysis of the changes occurred in electronic distribution in the minima of the above fieldfree processes due to the presence of an electric field may help us to understand the reasons why the systems evolve spontaneously towards the products. Presence of such electric fields causes by itself an electronic transfer in the same direction of the transfer process, that is, makes the reacion to advance. Furthermore, electron densities at the forming and breaking bond critical points are increased and diminished respectively due to the effect of the external electric field. A similar effect could be produced by a shorthening of the first bond and lengthening of the second one. These changes obviously belong to the internal reaction coordinate. Since the electric field causes similar modifications in the electronic distribution, one can say that the external electric field belongs also to the internal reaction coordinate. To understand the reasons of the spontaneous evolution of the system towards products, one must look at the forces acting on nuclei. In the field-free minimum, no forces act obviously. When an electric field is applied, there is an electron density reorganization, so' that forces are induced in the nuclei, and the system is no longer in equilibrium. Nuclei move along the forces and reach the geometry optimal under the electric field. Changes produced in electron density in the direction of the field induce the nuclei to move in this same direction. On the contrary, the electric field acts in the opposite direction on the nuclei, which are positively charged. Depending on whether the electron density around a nucleus is larger or smaller than the nuclear 2 charge, the force acting on it will follow the direction of the electric field or go against it. In the two processes considered, either the F— or the OH — are negatively charged, and either the H' in the (H 3 0 2 ) — system or the methyl in the (FCH 3 F) — system are positively charged. Thus, forces will appear in the direction of the field at the negatively-charged groups, whereas forces against the field will arise at the positively-charged groups, so the systems will evolve in such a way that initial bonds will break and new bonds will be formed. The proton or methyl transfer, respectively, will thus be produced. An interesting conclusion of this work is that the mere presence of an external electric field may produce an acceleration in the reaction rate without the presence of any catalyst. Clearly, if the electric field has to help in the charge transfer, it must be oriented with respect to the reacting system. This cannot be achieved in isotropic media, but it is conceivable in anisotropic media. In particular, it can be achieved in electrode interfaces and membranes, where it is well known that presence of electric fields accelerates several chemical processes. Finally, it is worth noting that changes in enzymatic conformations previous to enzymatic reactions allow the reaction field to be oriented adequately with respect to the chemical process in such a way that enzymatic catalysis may be explained in some cases by a suitable orientation of the electric field. ACKNOWLEDGMENT This work has been supported by the Spanish «Dirección General de Investigación Científica y Técnica» under Project N.° PB86-0529. (Received, 24th December 1987) REFERENCES [11 H. D. BECKEY, «Field Ionization Mass Spectroscopy», Akademie-Verlag: Berlin, 1971. [2] H. NAKATSUJI, T. HAYAKAWA, T. YONF.7.AWA, J. Am. Chem. Soc., 1981, 103, 7426. Rev. Port. Quím., 30, 1 (1988) EFFECT OF AN UNIFORM ELECTRIC FIELD ON CHARGE TRANSFER PROCESSES. A THEORETICAL STUDY [3] I. CERNUSÁK, M. URBAN, Coll. Czechoslov. Chem. Com- mun., 1978, 43, 1956. [4] J. E. SANHUEZA, O. TAPIA, J. Mol. Struct., 1982, 89, 131. [5] B. M. RODE, Theor. Chim. Acta, 1980, 56, 245. [6] S. SCHEINER, P. REDFERN, M. M. SZCZESNIAK, J. Phys. Chem., 1985, 89, 262. [7] M. M. SZCZESNIAK, S. SCHEINER, J. Phys. Chem., 1985, 89, 1835. [8] E. CARBONELL, J. L. ANDRËS, M. DURAN, A. LLEDbS, J. J. Am. Chem. Soc., 1988, 110, 996. [9] B. R. PARKER, Chem. Phys. Lett., 1974, 24, 22. [10] G. ZUNDEL, M. EcKERT, J. Phys. Chem., 1987, 91, 5170. 11] J. L. ANDR E S, M. Efeito de um campo eléctrico uniforme em processos de transferência de carga. Um estudo teórico. Faz-se o estudo teórico da influência de um campo eléctrico externo sobre a transferência do protão no sistema (H 3 0 z) e a transferência do metilo no sistema (FCH3 F) . O efeito do campo eléctrico é incorporado na parte mono-electrónica da matriz de Fock. Os perfis de reacção são modificados dramaticamente com o aumento de intensidade do campo aplicado. Verifica-se que o campo eléctrico intervém na coordenação de reacção. Desta maneira, os campos intensos aparecem como um novo tipo de catalisador de reacções químicas. - — BERTRÁN, I RESUMO DURAN, A. LLED6S, Chem. Phys. Lett., 1986, 124, 177. Rev. Port. Quím., 30, 1 (1988) J. BERTRAN, 3