Page 1 of 1
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
Name of Registrant:
ICON Funds
Address of Principal Executive Offices:
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Name and address of agent of service:
Carrie Schoffman
5299 DTC Blvd.
Suite 1200
Greenwood Village, Colorado 80111
Registrant’s telephone number including area code:
303-790-1600
Date of fiscal year end:
09/30
Date of reporting period:
07/01/2015
-
06/30/2016
Page 1 of 374
<PAGE>
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Bond Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Alliance New York Municipal Income Fund, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AYN
CUSIP 018714105
08/03/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Liquidation of the Fund Mgmt
For
For
For
________________________________________________________________________________
AllianceBernstein Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
ACG
CUSIP 01881E101
03/01/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
LBF
CUSIP 25158V108
09/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect John W.
Ballantine
Mgmt
For
For
For
1.2
Elect Henry P. Becton,
Jr.
Mgmt
For
For
For
1.3
Elect Dawn-Marie
Driscoll
Mgmt
For
For
For
1.4
2
Elect Paul K. Freeman
For Deutsche Global
High Income Fund,
Inc. and Deutsche
High Income
Opportunities Fund,
Inc., Amend Charter
to Limit the
Existence of the
Funds
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Federated Enhanced Treasury Income Fund
Ticker
Security ID:
Meeting Date
Meeting Status
FTT
CUSIP 314162108
10/12/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect J. Christopher
Donahue
Mgmt
For
For
For
1.2
1.3
Elect Peter E. Madden
Elect Charles F.
Mansfield,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
Page 2 of 374
2
Conversion of Fund to
Open-End Investment
Company
Mgmt
For
For
For
________________________________________________________________________________
First Trust Mortgage Income Fund
Ticker
Security ID:
Meeting Date
Meeting Status
FMY
CUSIP 33734E103
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect James A. Bowen
Elect Niel B. Nielson
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Firsthand Technology Value Fund, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SVVC
CUSIP 33766Y100
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Mark FitzGerald
Mgmt
For
For
For
1.2
Elect Nicholas Petredis Mgmt
For
Withhold
Against
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FDI
CUSIP 347200107
04/18/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FDI
CUSIP 347200107
12/04/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Adela Cepeda
Elect John J. Murphy
Elect Frank K. Reilly
Elect Abbie J. Smith
Elect J. Mikesell
Thomas
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Global High Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
GHI
CUSIP 37933G108
02/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2.1
2.2
Liquidation of the Fund
Elect Richard R. Burt
Elect Meyer Feldberg
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Managed High Yield Plus Fund Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HYF
CUSIP 561911108
04/21/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Liquidation of the Fund Mgmt
For
For
For
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Page 3 of 374
Ticker
Security ID:
MTS
CUSIP 614115103
Meeting Type
Annual
Issue No. Description
Meeting Date
07/21/2015
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
Elect Richard J.
Bradshaw
Mgmt
For
For
For
1.2
1.3
Elect Victor L. Hymes
Elect Richard H.
Stanton
Mgmt
Mgmt
For
For
For
For
For
For
1.4
Elect Wendell G. Van
Auken
Mgmt
For
For
For
1.5
Elect Nancy E. Wallace
Mgmt
For
For
For
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MTS
CUSIP 614115103
11/16/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Liquidation of the Fund Mgmt
For
For
For
________________________________________________________________________________
Strategic Global Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
SGL
CUSIP 862719101
03/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Richard Q.
Armstrong
Mgmt
For
For
For
1.2
1.3
2
Elect Alan S. Bernikow
Elect David Malpass
Liquidation of the Fund
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Transamerica Income Shares, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TAI
CUSIP 893506105
11/06/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Winthrop Realty Trust
Ticker
Security ID:
Meeting Date
Meeting Status
FUR
CUSIP 976391300
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Michael L. Ashner
Elect Arthur Blasberg,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
Elect Howard Goldberg
Elect Thomas F.
McWilliams
Mgmt
Mgmt
For
For
For
For
For
For
1.5
1.6
1.7
2
Elect Lee Seidler
Elect Carolyn Tiffany
Elect Steven Zalkind
Ratification of Auditor
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 4 of 374
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Discretionary Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Alibaba Group Holding Limited
Ticker
Security ID:
Meeting Date
Meeting Status
BABA
CUSIP 01609W102
10/08/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Joseph C. Tsai
Elect Jonathan LU
Zhaoxi
Mgmt
Mgmt
For
For
Against
Against
Against
Against
3
4
5
6
Elect J. Michael Evans
Elect Borje E. Ekholm
Elect Wan Ling Martello
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
For
Against
For
For
For
________________________________________________________________________________
Brunswick Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BC
CUSIP 117043109
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Nolan D.
Archibald
Mgmt
For
For
For
2
3
4
Elect David C. Everitt
Elect Roger J. Wood
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Cinemark Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNK
CUSIP 17243V102
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Benjamin D.
Chereskin
Mgmt
For
For
For
1.2
1.3
2
3
Elect Lee Roy Mitchell
Elect Raymond W. Syufy
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
For
Against
For
For
________________________________________________________________________________
Comcast Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMCSA
CUSIP 20030N101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 5 of 374
1.1
1.2
1.3
Elect Kenneth J. Bacon
Elect Madeline S. Bell
Elect Sheldon M.
Bonovitz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
Elect Edward D. Breen
Elect Joseph J. Collins
Elect Gerald L. Hassell
Elect Jeffrey A.
Honickman
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
Withhold
Withhold
For
Against
Against
Against
For
1.8
1.9
1.10
Elect Eduardo G. Mestre
Elect Brian L. Roberts
Elect Johnathan A.
Rodgers
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.11
2
3
Elect Judith Rodin
Ratification of Auditor
Amend 2002 Restricted
Stock
Plan
Mgmt
Mgmt
Mgmt
For
For
For
Withhold
For
For
Against
For
For
4
Amend 2003 Stock
Option
Plan
Mgmt
For
For
For
5
Amend 2002 Employee
Stock Purchase
Plan
Mgmt
For
For
For
6
Amend 2011 Employee
Stock Purchase
Plan
Mgmt
For
For
For
7
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
8
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
For
Against
9
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
10
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
________________________________________________________________________________
Comcast Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMCSA
CUSIP 20030N101
12/10/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Conversion of Class A
Special Common Stock
Into Class A Common
Stock
Mgmt
For
For
For
________________________________________________________________________________
CVS Health Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CVS
CUSIP 126650100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard M.
Bracken
Mgmt
For
For
For
Page 6 of 374
2
3
Elect C. David Brown II
Elect Alecia A.
DeCoudreaux
Mgmt
Mgmt
For
For
For
For
For
For
4
Elect Nancy-Ann M.
DeParle
Mgmt
For
For
For
5
6
7
8
Elect David W. Dorman
Elect Anne M. Finucane
Elect Larry J. Merlo
Elect Jean-Pierre
Millon
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
Elect Richard J. Swift
Elect William C. Weldon
Elect Tony L. White
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
14
Shareholder Proposal
Regarding
Incorporating Values
in Political
Spending
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Report on
Ratio Between CEO and
Employee
Pay
ShrHoldr
Against
Against
For
________________________________________________________________________________
Foot Locker, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FL
CUSIP 344849104
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Maxine Clark
Elect Alan D. Feldman
Elect Jarobin Gilbert,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Richard A.
Johnson
Mgmt
For
For
For
5
Elect Guillermo G.
Marmol
Mgmt
For
For
For
6
7
8
Elect Dona D. Young
Ratification of Auditor
Reapproval of the
Performance Goals
under the Annual
Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Approval of the
Long-term Incentive
Compensation
Plan
Mgmt
For
For
For
10
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
11
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
________________________________________________________________________________
Hanesbrands Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HBI
CUSIP 410345102
04/25/2016
Voted
Page 7 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
Elect Bobby J. Griffin
Elect James C. Johnson
Elect Jessica T.
Mathews
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
Elect Franck J. Moison
Elect Robert F. Moran
Elect Ronald L. Nelson
Elect Richard A. Noll
Elect Andrew J.
Schindler
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect David V. Singer
Elect Ann E. Ziegler
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Johnson Controls, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JCI
CUSIP 478366107
01/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect David P. Abney
Elect Natalie A. Black
Elect Julie L. Bushman
Elect Raymond L. Conner
Elect Richard Goodman
Elect Jeffrey A.
Joerres
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
For
For
1.7
1.8
Elect William H. Lacy
Elect Alex A.
Molinaroli
Mgmt
Mgmt
For
For
For
For
For
For
1.9
Elect Juan Pablo del
Valle
Perochena
Mgmt
For
For
For
1.10
2
3
Elect Mark P. Vergnano
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
4
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
L Brands, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
LB
CUSIP 501797104
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Dennis S. Hersch
Elect David T. Kollat
Elect Leslie H. Wexner
Ratification of Auditor
Elimination of
Supermajority
Requirement
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
For
For
For
For
Against
For
For
For
6
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
Page 8 of 374
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
LGI Homes Inc
Ticker
Security ID:
Meeting Date
Meeting Status
LGIH
CUSIP 50187T106
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Elect Ryan Edone
Elect Duncan Gage
Elect Eric Lipar
Elect Bryan Sansbury
Elect Steven Smith
Elect Robert Vahradian
Ratification of Auditor
2016 Employee Stock
Purchase
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
For
For
Against
For
For
For
________________________________________________________________________________
Lowe’s Companies, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
LOW
CUSIP 548661107
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Raul Alvarez
Elect Angela F. Braly
Elect Sandra B. Cochran
Elect Laurie Z. Douglas
Elect Richard W.
Dreiling
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
Elect Robert L. Johnson
Elect Marshall O.
Larsen
Mgmt
Mgmt
For
For
Withhold
For
Against
For
1.8
1.9
1.10
1.11
2
Elect James H Morgan
Elect Robert A. Niblock
Elect Bertram L. Scott
Elect Eric C. Wiseman
Approval of the 2016
Annual Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
5
Ratification of Auditor
Shareholder Proposal
Regarding
Sustainability
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
6
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Michael Kors Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
KORS
CUSIP G60754101
07/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect M. W. Benedetto
Elect Stephen F.
Reitman
Mgmt
Mgmt
For
For
For
For
For
For
Page 9 of 374
3
4
5
Elect Jean Tomlin
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Amendment to the
Omnibus Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Norwegian Cruise Line Holdings Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
NCLH
CUSIP G66721104
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Steve Martinez
Elect Frank J. Del Rio
Elect Chad A. Leat
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Ratification of Auditor
Amendment to the 2013
Performance Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Popeyes Louisiana Kitchen, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PLKI
CUSIP 732872106
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Krishnan Anand
Elect Cheryl A.
Bachelder
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect Carolyn Hogan
Byrd
Mgmt
For
For
For
1.4
Elect John M. Cranor,
III
Mgmt
For
For
For
1.5
1.6
1.7
Elect S. Kirk Kinsell
Elect Joel K. Manby
Elect Candace S.
Matthews
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.8
Elect Martyn R.
Redgrave
Mgmt
For
For
For
1.9
2
3
Elect Lizanne Thomas
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Priceline Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PCLN
CUSIP 741503403
06/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Timothy M.
Armstrong
Mgmt
For
For
For
1.2
1.3
Elect Jeffrey H. Boyd
Elect Jan L. Docter
Mgmt
Mgmt
For
For
For
For
For
For
Page 10 of 374
1.4
Elect Jeffrey E.
Epstein
Mgmt
For
For
For
1.5
1.6
1.7
Elect James M. Guyette
Elect Charles H. Noski
Elect Nancy B.
Peretsman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.8
1.9
1.10
2
3
Elect Thomas E. Rothman
Elect Craig W. Rydin
Elect Lynn M. Vojvodich
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
RCL
CUSIP V7780T103
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect John F.
Elect Richard
Elect William
Elect Maritza
Montiel
5
6
7
Brock
D. Fain
L. Kimsey
Gomez
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect Ann S. Moore
Elect Eyal M. Ofer
Elect Thomas J.
Pritzker
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
10
11
12
Elect William K. Reilly
Elect Bernt Reitan
Elect Vagn Ove Sorensen
Elect Donald Thompson
Elect Arne Alexander
Wilhelmsen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Amendment to the 2008
Equity Incentive
Plan
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
N/A
For
For
For
N/A
________________________________________________________________________________
Sequential Brands Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SQBG
CUSIP 81734P107
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Rodney S. Cohen
Elect Stewart Leonard
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Gary Johnson
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
6
Amendment to the 2013
Stock Incentive
Compensation
Plan
Mgmt
For
For
For
Page 11 of 374
________________________________________________________________________________
Signet Jewelers Limited
Ticker
Security ID:
Meeting Date
Meeting Status
SIG
CUSIP G81276100
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect H. Todd Stitzer
Elect Virginia Drosos
Elect Dale W. Hilpert
Elect Mark Light
Elect Helen McCluskey
Elect Marianne Miller
Parrs
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Thomas G.
Plaskett
Mgmt
For
For
For
8
9
10
11
12
Elect Robert Stack
Elect Eugenia Ulasewicz
Elect Russell Walls
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Skechers U.S.A., Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SKX
CUSIP 830566105
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
Elect Michael Greenberg
Elect David Weinberg
Elect Jeffrey Greenberg
Amendment to the 2006
Annual Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
For
Against
For
For
3
Shareholder Proposal
Regarding Board
Diversity
ShrHoldr
Against
For
Against
________________________________________________________________________________
Starbucks Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
SBUX
CUSIP 855244109
03/23/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Howard Schultz
Elect William W.
Bradley
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
Elect Mary N. Dillon
Elect Robert M. Gates
Elect Mellody Hobson
Elect Kevin R. Johnson
Elect Joshua C. Ramo
Elect James G.
Shennan,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
Elect Clara Shih
Elect Javier G. Teruel
Elect Myron E. Ullman
III
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Elect Craig E.
Weatherup
Mgmt
For
For
For
Page 12 of 374
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Amendment to the
Executive Management
Bonus
Plan
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Acess
Mgmt
ShrHoldr
For
Against
For
For
For
Against
17
Shareholder Proposal
Regarding Human
Rights
Review
ShrHoldr
Against
Against
For
________________________________________________________________________________
Starz
Ticker
Security ID:
Meeting Date
Meeting Status
STRZA
CUSIP 85571Q102
06/14/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect Gregory B. Maffei
Elect Irving Azoff
Elect Susan Lyne
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
For
For
Against
For
For
For
For
4
2016 Omnibus Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Target Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TGT
CUSIP 87612E106
06/08/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Roxanne S. Austin
Elect Douglas M.
Baker,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Brian C. Cornell
Elect Calvin Darden
Elect Henrique De
Castro
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
8
9
10
11
12
13
Elect Robert L. Edwards
Elect Melanie L. Healey
Elect Donald R. Knauss
Elect Monica C. Lozano
Elect Mary E. Minnick
Elect Anne M. Mulcahy
Elect Derica W. Rice
Elect Kenneth L.
Salazar
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
15
16
Elect John G. Stumpf
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
17
Shareholder Proposal
Regarding Country
Selection
Guidelines
ShrHoldr
Against
Against
For
Page 13 of 374
________________________________________________________________________________
Tata Motors Limited
Ticker
Security ID:
Meeting Date
Meeting Status
TATAMOTORS CUSIP 876568502
08/13/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Accounts and Reports
Elect Satish Borwankar
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
4
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
5
Authority to Issue
Non-Convertible
Debentures
Mgmt
For
For
For
________________________________________________________________________________
The Goodyear Tire and Rubber Company
Ticker
Security ID:
Meeting Date
Meeting Status
GT
CUSIP 382550101
04/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect William J. Conaty
Elect James A.
Firestone
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Werner Geissler
Elect Peter S. Hellman
Elect Laurette T.
Koellner
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
Elect Richard J. Kramer
Elect W. Alan
McCollough
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
Elect John E. McGlade
Elect Michael J. Morell
Elect Roderick A.
Palmore
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
Elect Stephanie A.
Streeter
Mgmt
For
For
For
12
Elect Thomas H.
Weidemeyer
Mgmt
For
For
For
13
14
Elect Michael R. Wessel
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
The Home Depot, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HD
CUSIP 437076102
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Gerard J. Arpey
Elect Ari Bousbib
Elect Gregory D.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 14 of 374
Brenneman
4
5
6
7
8
9
10
11
12
13
14
Elect J. Frank Brown
Elect Albert P. Carey
Elect Armando Codina
Elect Helena B. Foulkes
Elect Linda R. Gooden
Elect Wayne M. Hewett
Elect Karen Katen
Elect Craig A. Menear
Elect Mark Vadon
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
The Procter and Gamble Company
Ticker
Security ID:
Meeting Date
Meeting Status
PG
CUSIP 742718109
10/13/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Francis S. Blake
Elect Angela F. Braly
Elect Kenneth I.
Chenault
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
Elect Scott D. Cook
Elect Susan D.
Desmond-Hellmann
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
Elect Alan G. Lafley
Elect Terry J. Lundgren
Elect W. James
McNerney,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect David. S. Taylor
Elect Margaret C.
Whitman
Mgmt
Mgmt
For
For
For
For
For
For
11
Elect Mary Agnes
Wilderotter
Mgmt
For
Abstain
Against
12
Elect Patricia A.
Woertz
Mgmt
For
For
For
13
Elect Ernesto Zedillo
Ponce de
Leon
Mgmt
For
Against
Against
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
16
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Time Warner Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TWX
CUSIP 887317303
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Page 15 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Elect James L.
Barksdale
Mgmt
For
For
For
2
3
4
Elect William P. Barr
Elect Jeffrey L. Bewkes
Elect Stephen F.
Bollenbach
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
Elect Robert C. Clark
Elect Mathias Dopfner
Elect Jessica P.
Einhorn
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Carlos M.
Gutierrez
Mgmt
For
For
For
9
10
11
12
13
Elect Fred Hassan
Elect Paul D. Wachter
Elect Deborah C. Wright
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Ulta Salon, Cosmetics & Fragrance, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ULTA
CUSIP 90384S303
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Mary N. Dillon
Elect Charles Heilbronn
Elect Michael R.
MacDonald
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
For
For
Against
For
1.4
2
3
Elect George R. Mrkonic
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
4
Amendment to the 2011
Incentive Award
Plan
Mgmt
For
For
For
________________________________________________________________________________
Walt Disney Co.
Ticker
Security ID:
Meeting Date
Meeting Status
DIS
CUSIP 254687106
03/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Susan E. Arnold
Elect John S. Chen
Elect Jack Dorsey
Elect Robert A. Iger
Elect Maria Elena
Langomasino
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
Against
For
For
6
Elect Fred H.
Langhammer
Mgmt
For
For
For
7
8
Elect Aylwin B. Lewis
Elect Robert W.
Matschullat
Mgmt
Mgmt
For
For
For
For
For
For
9
10
11
12
13
Elect Mark G. Parker
Elect Sheryl Sandberg
Elect Orin C. Smith
Ratification of Auditor
Advisory Vote on
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
Page 16 of 374
Executive
Compensation
14
Elimination of
Supermajority Voting
Requirement
Mgmt
For
For
For
15
Shareholder Proposal
Regarding Simple
Majority
Vote
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WYN
CUSIP 98310W108
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Stephen P. Holmes
Elect Myra J. Biblowit
Elect James E. Buckman
Elect George Herrera
Elect Brian Mulroney
Elect Pauline D.E.
Richards
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
1.7
Elect Michael H.
Wargotz
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Consumer Staples Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Altria Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MO
CUSIP 02209S103
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Gerald L. Baliles
Elect Martin J.
Barrington
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect John T. Casteen
III
Mgmt
For
Against
Against
4
5
Elect Dinyar S. Devitre
Elect Thomas F.
Mgmt
Mgmt
For
For
For
Against
For
Against
Page 17 of 374
Farrell
II
6
7
Elect Thomas W. Jones
Elect Debra J.
Kelly-Ennis
Mgmt
Mgmt
For
For
For
For
For
For
8
9
Elect W. Leo Kiely III
Elect Kathryn B.
McQuade
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
Elect George Munoz
Elect Nabil Y. Sakkab
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
14
Shareholder proposal
regarding report on
tobacco
ingredients
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Mediation
of Alleged Human
Rights
Violations
ShrHoldr
Against
Against
For
________________________________________________________________________________
Bunge Limited
Ticker
Security ID:
Meeting Date
Meeting Status
BG
CUSIP G16962105
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Repeal of Classified
Board
Mgmt
For
For
For
2.1
Elect Paul Cornet de
Ways
Ruart
Mgmt
For
For
For
2.2
2.3
2.4
3
4
Elect William Engels
Elect L. Patrick Lupo
Elect Soren Schroder
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
5
2016 Equity
Compensation
Plan
Mgmt
For
For
For
________________________________________________________________________________
Coca-Cola Company
Ticker
Security ID:
Meeting Date
Meeting Status
KO
CUSIP 191216100
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
11
12
13
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Herbert A. Allen
Ronald W. Allen
Marc Bolland
Ana Botin
Howard G. Buffett
Richard M. Daley
Barry Diller
Helene D. Gayle
Evan G. Greenberg
Alexis M. Herman
Muhtar Kent
Robert A. Kotick
Maria Elena
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
Page 18 of 374
Lagomasino
14
15
16
Elect Sam Nunn
Elect David B. Weinberg
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
17
Amendment to the
Performance Incentive
Plan
Mgmt
For
For
For
18
19
Ratification of Auditor
Shareholder Proposal
Regarding Holy Land
Principles
Mgmt
ShrHoldr
For
Against
For
Against
For
For
20
Shareholder Proposal
Regarding Unvested
Restricted Stock
Awards
ShrHoldr
Against
Against
For
21
Shareholder Proposal
Regarding Corporate
Values in Political
Spending
ShrHoldr
Against
Against
For
________________________________________________________________________________
Costco Wholesale Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
COST
CUSIP 22160K105
01/29/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
Elect Hamilton E. James
Elect W. Craig Jelinek
Elect John W. Stanton
Elect Maggie
Wilderotter
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
Withhold
For
For
Against
Against
For
For
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
CVS Health Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CVS
CUSIP 126650100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard M.
Bracken
Mgmt
For
For
For
2
3
Elect C. David Brown II
Elect Alecia A.
DeCoudreaux
Mgmt
Mgmt
For
For
For
For
For
For
4
Elect Nancy-Ann M.
DeParle
Mgmt
For
For
For
5
6
7
8
Elect David W. Dorman
Elect Anne M. Finucane
Elect Larry J. Merlo
Elect Jean-Pierre
Millon
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
Elect Richard J. Swift
Elect William C. Weldon
Elect Tony L. White
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 19 of 374
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
14
Shareholder Proposal
Regarding
Incorporating Values
in Political
Spending
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Report on
Ratio Between CEO and
Employee
Pay
ShrHoldr
Against
Against
For
________________________________________________________________________________
Flowers Foods, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FLO
CUSIP 343498101
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect George E. Deese
Elect Rhonda Gass
Elect Richard Lan
Elect Amos R. McMullian
Elect J.V. Shields, Jr.
Elect David V. Singer
Elect James T. Spear
Elect Melvin T. Stith
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Ratification of Auditor
Shareholder Proposal
Regarding Approval of
Severance
Agreements
Mgmt
ShrHoldr
For
Against
For
Against
For
For
________________________________________________________________________________
Ingredion Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
INGR
CUSIP 457187102
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Luis
Aranguren-Trellez
Mgmt
For
For
For
2
3
4
5
6
7
8
9
10
11
Elect David B. Fischer
Elect Ilene S. Gordon
Elect Paul Hanrahan
Elect Rhonda L. Jordan
Elect Gregory B. Kenny
Elect Barbara A. Klein
Elect Victoria J. Reich
Elect Jorge A. Uribe
Elect Dwayne A. Wilson
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
J.M. Smucker Co.
Ticker
Security ID:
Meeting Date
Meeting Status
SJM
CUSIP 832696405
08/12/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 20 of 374
1
2
3
Elect Vincent C. Byrd
Elect Paul J. Dolan
Elect Nancy Lopez
Knight
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Elizabeth Valk
Long
Mgmt
For
For
For
5
6
7
8
9
Elect Gary A. Oatey
Elect Sandra Pianalto
Elect Alex Shumate
Elect Mark T. Smucker
Elect Timothy P.
Smucker
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
For
10
11
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
12
2010 Equity and
Incentive
Compensation
Plan
Mgmt
For
For
For
13
Shareholder Proposal
Regarding Increase in
Renewable Energy
Sourcing
ShrHoldr
Against
Against
For
________________________________________________________________________________
Kroger Co.
Ticker
Security ID:
Meeting Date
Meeting Status
KR
CUSIP 501044101
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Nora. A.
Aufreiter
Mgmt
For
For
For
2
3
4
5
Elect Robert D. Beyer
Elect Anne Gates
Elect Susan J. Kropf
Elect W. Rodney
McMullen
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
9
10
11
Elect Jorge P. Montoya
Elect Clyde R. Moore
Elect Susan M. Phillips
Elect James A. Runde
Elect Ronald L. Sargent
Elect Bobby S.
Shackouls
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Human
Rights
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
15
Shareholder Proposal
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Report on
Renewable Energy
Sourcing
ShrHoldr
Against
Against
For
17
Shareholder Proposal
ShrHoldr
Against
Against
For
Page 21 of 374
Regarding Giving
Preference to Share
Repurchases
________________________________________________________________________________
Medifast, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MED
CUSIP 58470H101
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Michael C.
MacDonald
Mgmt
For
For
For
1.2
1.3
1.4
Elect Jeffrey J. Brown
Elect Kevin G. Byrnes
Elect Charles P.
Connolly
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.5
Elect Constance C.
Hallquist
Mgmt
For
For
For
1.6
Elect Jorgene K.
Hartwig
Mgmt
For
For
For
1.7
1.8
1.9
2
Elect Carl E. Sassano
Elect Scott Schlackman
Elect Glenn W. Welling
Ratification of Auditor
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Mondelez International Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MDLZ
CUSIP 609207105
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Stephen F.
Bollenbach
Mgmt
For
For
For
2
3
4
5
6
7
8
Elect Lewis W.K. Booth
Elect Lois D. Juliber
Elect Mark D. Ketchum
Elect Jorge S. Mesquita
Elect Joseph Neubauer
Elect Nelson Peltz
Elect Fredric G.
Reynolds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
Elect Irene B.
Rosenfeld
Mgmt
For
For
For
10
11
Elect Christiana Shi
Elect Patrick T.
Siewert
Mgmt
Mgmt
For
For
For
For
For
For
12
13
Elect Ruth J. Simmons
Elect Jean-Francois M.
L. van
Boxmeer
Mgmt
Mgmt
For
For
For
For
For
For
14
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
Mgmt
ShrHoldr
For
Against
For
Against
For
For
17
Shareholder Proposal
Regarding
Compensation in the
ShrHoldr
Against
Against
For
Page 22 of 374
Event of a Change in
Control
18
Shareholder Proposal
Regarding Mediation
of Alleged Human
Rights
Violations
ShrHoldr
Against
Against
For
________________________________________________________________________________
Monster Beverage Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MNST
CUSIP 61174X109
06/14/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Rodney C. Sacks
Elect Hilton H.
Schlosberg
Mgmt
Mgmt
For
For
For
Withhold
For
Against
1.3
1.4
1.5
1.6
1.7
1.8
Elect
Elect
Elect
Elect
Elect
Elect
Jr.
Mark J. Hall
Norman C. Epstein
Gary P. Fayard
Benjamin M. Polk
Sydney Selati
Harold C. Taber,
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
2
3
Elect Kathy N. Waller
Elect Mark S. Vidergauz
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
4
Re-approval of the
Material Terms under
the 2011 Omnibus
Incentive
Plan
Mgmt
For
For
For
5
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
6
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
For
Against
________________________________________________________________________________
PepsiCo, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PEP
CUSIP 713448108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect Shona L. Brown
Elect George W. Buckley
Elect Cesar Conde
Elect Ian M. Cook
Elect Dina Dublon
Elect Rona A. Fairhead
Elect Richard W. Fisher
Elect William R.
Johnson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
14
15
16
Elect Indra K. Nooyi
Elect David C. Page
Elect Robert C. Pohlad
Elect Lloyd G. Trotter
Elect Daniel Vasella
Elect Alberto Weisser
Ratification of Auditor
Advisory Vote on
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 23 of 374
Executive
Compensation
17
Amendment to the
Long-Term Incentive
Plan
Mgmt
For
For
For
18
Shareholder Proposal
Regarding Formation
of Sustainability
Committee
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding
Neonicotinoids
ShrHoldr
Against
Against
For
20
Shareholder Proposal
Regarding Holy Land
Principles
ShrHoldr
Against
Against
For
21
Shareholder Proposal
Regarding Renewable
Energy
Targets
ShrHoldr
Against
Against
For
________________________________________________________________________________
Pinnacle Foods Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PF
CUSIP 72348P104
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
2
3
Elect Roger Deromedi
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Amendment to the 2013
Omnibus Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Reynolds American Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
RAI
CUSIP 761713106
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Susan M. Cameron
Elect Martin D.
Feinstein
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Murray S. Kessler
Elect Lionel L. Nowell
III
Mgmt
Mgmt
For
For
For
For
For
For
5
Elect Ricardo
Oberlander
Mgmt
For
For
For
6
7
8
Elect Jerome Abelman
Elect Robert E. Lerwill
AMENDMENT TO ARTICLES
OF INCORPORATION TO
DECLASSIFY THE BOARD
OF
DIRECTORS
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Increase of Authorized
Shares of Common
Stock
Mgmt
For
For
For
10
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
Page 24 of 374
11
12
Ratification of Auditor
Shareholder Proposal
Regarding Giving
Preference to Share
Repurchases
Mgmt
ShrHoldr
For
Against
For
Against
For
For
13
Shareholder Proposal
Regarding Mediation
of Alleged Human
Rights
Violations
ShrHoldr
Against
Against
For
________________________________________________________________________________
Spectrum Brands Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SPB
CUSIP 84763R101
01/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Omar M. Asali
Elect Norman S.
Matthews
Mgmt
Mgmt
For
For
For
Withhold
For
Against
1.3
Elect Joseph S.
Steinberg
Mgmt
For
Withhold
Against
2
3
Ratification of Auditor
Reapproval of the 2011
Omnibus Equity Award
Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
The Hershey Company
Ticker
Security ID:
Meeting Date
Meeting Status
HSY
CUSIP 427866108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Pamela M. Arway
Elect John P. Bilbrey
Elect Robert F.
Cavanaugh
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
3
Elect Charles A. Davis
Elect Mary Kay Haben
Elect Robert M. Malcolm
Elect James M. Mead
Elect James E. Nevels
Elect Anthony J. Palmer
Elect Thomas J. Ridge
Elect David L. Shedlarz
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Re-approve material
terms of performance
criteria under the
Equity and Incentive
Compensation
Plan
Mgmt
For
For
For
5
Shareholder Proposal
Regarding
Nanomaterials
ShrHoldr
Against
Against
For
________________________________________________________________________________
The Procter and Gamble Company
Ticker
Security ID:
Meeting Date
Meeting Status
PG
CUSIP 742718109
10/13/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 25 of 374
Mgmt
1
2
3
Elect Francis S. Blake
Elect Angela F. Braly
Elect Kenneth I.
Chenault
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
Elect Scott D. Cook
Elect Susan D.
Desmond-Hellmann
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
Elect Alan G. Lafley
Elect Terry J. Lundgren
Elect W. James
McNerney,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect David. S. Taylor
Elect Margaret C.
Whitman
Mgmt
Mgmt
For
For
For
For
For
For
11
Elect Mary Agnes
Wilderotter
Mgmt
For
Abstain
Against
12
Elect Patricia A.
Woertz
Mgmt
For
For
For
13
Elect Ernesto Zedillo
Ponce de
Leon
Mgmt
For
Against
Against
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
16
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Tyson Foods, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TSN
CUSIP 902494103
02/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect John H. Tyson
Elect Gaurdie E.
Banister,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
Elect Mike Beebe
Elect Mikel A. Durham
Elect Kevin M. McNamara
Elect Brad T. Sauer
Elect Donnie Smith
Elect Robert Thurber
Elect Barbara A. Tyson
Renewal of the Annual
Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
Ratification of Auditor
Shareholder Proposal
Regarding Gestation
Crates
Mgmt
ShrHoldr
For
Against
For
For
For
Against
13
Shareholder Proposal
Regarding Water
Stewardship
Policy
ShrHoldr
Against
For
Against
14
Shareholder Proposal
Regarding Independent
Board
ShrHoldr
Against
For
Against
Page 26 of 374
Chair
15
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
16
Shareholder Proposal
Regarding Report on
Working
Conditions
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding Lobbying
Expenditures
ShrHoldr
Against
For
Against
________________________________________________________________________________
Wal-Mart Stores Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WMT
CUSIP 931142103
06/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect James I. Cash,
Jr.
Mgmt
For
Against
Against
2
3
4
5
6
Elect Pamela J. Craig
Elect Timothy P. Flynn
Elect Thomas W. Horton
Elect Marissa A. Mayer
Elect C. Douglas
McMillon
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
Elect Gregory B. Penner
Elect Steven S.
Reinemund
Mgmt
Mgmt
For
For
For
For
For
For
9
10
11
12
13
Elect Kevin Y. Systrom
Elect S. Robson Walton
Elect Steuart Walton
Elect Linda S. Wolf
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
2016 Associate Stock
Purchase
Plan
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
17
Shareholder Proposal
Regarding Incentive
Compensation
Report
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Country
Selection
Guidelines
ShrHoldr
Against
Against
For
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WBA
CUSIP 931427108
01/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Janice M. Babiak
David J. Brailer
William C. Foote
Ginger L. Graham
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 27 of 374
5
6
7
8
9
Elect John A. Lederer
Elect Dominic P. Murphy
Elect Stefano Pessina
Elect Barry Rosenstein
Elect Leonard D.
Schaeffer
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
Elect Nancy M.
Schlichting
Mgmt
For
For
For
11
12
Elect James A. Skinner
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
13
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
WhiteWave Foods Company
Ticker
Security ID:
Meeting Date
Meeting Status
WWAV
CUSIP 966244105
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Michelle P.
Goolsby
Mgmt
For
For
For
2
3
4
5
6
Elect Stephen L. Green
Elect Anthony Magro
Elect W. Anthony Vernon
Elect Doreen A. Wright
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WFM
CUSIP 966837106
09/15/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect John Elstrott
Elect Shahid Hassan
Elect Stephanie
Kugelman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
1.9
1.10
Elect John Mackey
Elect Walter Robb
Elect Jonathan Seiffer
Elect Morris Siegel
Elect Jonathan Sokoloff
Elect Ralph Sorenson
Elect Gabrielle
Sulzberger
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.11
Elect William Tindell,
III
Mgmt
For
Withhold
Against
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
4
Ratification of Auditor
Increase of Authorized
Common
Stock
Mgmt
Mgmt
For
For
For
Against
For
Against
5
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
Against
For
Page 28 of 374
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Emerging Markets Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
3SBIO Inc
Ticker
Security ID:
Meeting Date
Meeting Status
01530
CINS G8875G102
06/28/2016
Voted
Meeting Type
Country of Trade
Special
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Non-Voting Meeting Note
Amendment to the Share
Option
Scheme
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
Against
N/A
N/A
Against
________________________________________________________________________________
3SBio Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
01530
CINS G8875G102
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Elect LOU Jing
Elect TAN Bo
Elect SU Dongmei
Elect LIU Dong
Elect LV Dong
Elect PU Tianruo
Elect David Ross
Parkinson
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
For
For
For
For
N/A
N/A
For
For
For
For
For
For
For
For
N/A
N/A
For
For
For
For
For
For
For
For
11
12
13
Elect MA Jun
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
15
Authority to
Repurchase
Shares
Mgmt
For
For
For
16
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
AAC Technologies Holdings Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
2018
CINS G2953R114
05/30/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Page 29 of 374
3
4
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
5
Elect Richard MOK Joe
Kuen
Mgmt
For
For
For
6
Elect Ingrid WU
Chunyuan
Mgmt
For
Against
Against
7
8
9
Elect TAN Bian Ee
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
11
Authority to
Repurchase
Shares
Mgmt
For
For
For
12
Authority to Issue
Repurchased
Shares
Mgmt
For
For
For
13
Adoption of New
Articles
Mgmt
For
For
For
________________________________________________________________________________
Adani Ports And Special Economic Zone Limited
Ticker
Security ID:
Meeting Date
Meeting Status
ADANIPORTS CINS Y00130107
08/11/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
(Preference
Shares)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
(Ordinary
Shares)
Mgmt
For
For
For
4
5
Elect A. K. Rakesh
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
Abstain
Against
Against
6
Elect Radhika Vijay
Haribhakti
Mgmt
For
For
For
7
Authority to Issue
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
Mgmt
For
For
For
8
Authority to Issue
Non-Convertible
Debentures
Mgmt
For
Abstain
Against
9
Authority to Make
Investments and/or
Acquire Securities
from Bodies
Corporate
Mgmt
For
For
For
10
Amendment to Borrowing
Powers
Mgmt
For
For
For
Page 30 of 374
11
Related Party
Transactions
Mgmt
For
For
For
12
Amendment to Foreign
Investor
Restrictions
Mgmt
For
For
For
13
Directors’ Commission
Mgmt
For
For
For
________________________________________________________________________________
Aditya Birla Nuvo Limited
Ticker
Security ID:
Meeting Date
Meeting Status
ABIRLANUVO CINS Y0014E106
09/07/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Divestitures
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Advanced Information Service Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ADVANC
CINS Y0014U183
03/29/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Meeting Minutes
Results of Operations
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
N/A
For
For
For
For
N/A
N/A
N/A
For
For
For
For
N/A
N/A
N/A
For
For
For
For
8
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
9
Elect Vithit
Leenutaphong
Mgmt
For
Against
Against
10
11
Elect Surasak Vajasit
Elect Jeann Low Ngiap
Jong
Mgmt
Mgmt
For
For
Against
Against
Against
Against
12
13
14
Elect Stephen Miller
Directors’ Fees
Issuance of Warrants
to Employees of the
Group
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
15
Issuance of Shares w/o
Preemptive
Rights
Mgmt
For
For
For
16
Issuance of Warrants
to Somchai
Lertsutiwong
Mgmt
For
For
For
17
Transaction of Other
Business
Mgmt
For
Against
Against
________________________________________________________________________________
Airports of Thailand
Ticker
Security ID:
Meeting Date
Meeting Status
AOT
CINS Y0028Q111
01/22/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Matters to be Informed
Results of Operations
Accounts and Reports
Allocation of
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 31 of 374
Profits/Dividends
5
6
7
Elect Johm Rungswang
Elect Kampanat Ruddit
Elect Voradej
Harnprasert
Mgmt
Mgmt
Mgmt
For
For
For
Against
Against
Against
Against
Against
Against
8
9
Elect Wara Tongprasin
Elect Rawewan
Netrakavesna
Mgmt
Mgmt
For
For
For
Against
For
Against
10
11
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
12
Transaction of Other
Business
Mgmt
For
Against
Against
13
14
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Akbank T.A.S
Ticker
Security ID:
Meeting Date
Meeting Status
AKBNK
CINS M0300L106
03/28/2016
Voted
Meeting Type
Country of Trade
Annual
Turkey
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Opening; Election of
Presiding
Chairman
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Presentation of
Directors’
Report
Mgmt
For
For
For
6
Presentation of
Auditor’s
Report
Mgmt
For
For
For
7
8
Financial Statements
Ratification of Board
Acts
Mgmt
Mgmt
For
For
Against
Against
Against
Against
9
Allocation of
Profits/Dividends
Mgmt
For
For
For
10
11
12
13
Election of Directors
Directors’ Fees
Appointment of Auditor
Authority to Carry out
Competing Activities
or Related Party
Transactions
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
Against
For
For
Against
14
Limit on Charitable
Donations
Mgmt
For
For
For
15
Presentation of Report
on Charitable
Donations
Mgmt
For
For
For
________________________________________________________________________________
AP (Thailand) Public Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
AP
CINS Y0209X117
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Meeting Minutes
N/A
Mgmt
N/A
For
N/A
For
N/A
For
Page 32 of 374
3
4
5
Results of Operations
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
7
8
9
Elect Naris Chaiyasoot
Elect Pornwut Sarasin
Elect phanporn
Dabbaransi
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
Against
Against
For
Against
10
Elect Kittiya
Pongpujaneekul
Mgmt
For
Against
Against
11
12
13
Directors’ Fees
Directors’ Bonus
Transaction of Other
Business
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
14
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Apollo Hospitals Enterprise Limited
Ticker
Security ID:
Meeting Date
Meeting Status
APOLLOHOSP CINS Y0187F138
08/11/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect Preetha Reddy
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
6
Appointment of Preetha
Reddy (Executive Vice
Chairperson);
Approval of
Remuneration
Mgmt
For
For
For
7
Appointment of Suneeta
Reddy (Managing
Director); Approval
of
Remuneration
Mgmt
For
For
For
8
Appointment of Sangida
Reddy (Joint Managing
Director); Approval
of
Remuneration
Mgmt
For
For
For
9
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
________________________________________________________________________________
Asian Paints Limited
Ticker
Security ID:
Meeting Date
Meeting Status
ASIANPAINT CINS Y03638114
07/03/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
Page 33 of 374
4
5
6
Elect Ashwin C. Choksi
Elect Ashwin S. Dani
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
Against
Against
Against
Against
Against
Against
7
8
Elect Abhay Vakil
Authority to Set Cost
Auditor’s
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
________________________________________________________________________________
Asian Paints Limited
Ticker
Security ID:
Meeting Date
Meeting Status
ASIANPAINT CINS Y03638114
09/26/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Adoption of New
Articles
N/A
Mgmt
N/A
For
N/A
Against
N/A
Against
________________________________________________________________________________
Ayala Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AC
CINS Y0486V115
04/15/2016
Voted
Meeting Type
Country of Trade
Annual
Philippines
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Proof of Notice,
Determination of
Quorum and Rules of
Conduct and
Procedures
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
Meeting Minutes
Accounts and Reports
Amendments to Articles
Elect Jaime Augusto
Zobel de
Ayala
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Fernando Zobel
de
Ayala
Mgmt
For
Against
Against
8
9
Elect Yoshio Amano
Elect Ramon R. del
Rosario
Jr.
Mgmt
Mgmt
For
For
Against
For
Against
For
10
11
12
Elect Delfin L. Lazaro
Elect Xavier P. Loinaz
Elect Antonio Jose U.
Periquet,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
13
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
14
Transaction of Other
Business
Mgmt
For
Against
Against
15
ADJOURNMENT
Mgmt
For
For
For
________________________________________________________________________________
Bank of China Limited
Ticker
Security ID:
Meeting Date
Meeting Status
3988
CINS Y0698A107
06/07/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 34 of 374
1
2
3
4
5
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Financial Statements
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
For
For
For
For
N/A
For
For
For
For
N/A
For
For
For
For
6
7
Annual Budget
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
11
12
13
14
15
16
17
Elect TIAN Guoli
Elect WANG Yong
Elect LU Zhengfei
Elect LEUNG Cheuk Yan
Elect WANG Changyun
Elect LI Jun
Elect WANG Xueqiang
Elect LIU Wanming
Issuance of Bonds
Issuance of Qualified
Write-down Tier-2
Capital
Instruments
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
For
Against
For
For
For
For
For
Against
For
For
________________________________________________________________________________
Barclays Africa Group Limited
Ticker
Security ID:
Meeting Date
Meeting Status
BGA
CINS S0850R101
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Appointment of Auditor
(2016 PricewaterhouseCoopers
)
Mgmt
Mgmt
For
For
For
For
For
For
3
Appointment of Auditor
(2016 - Ernst &
Young)
Mgmt
For
For
For
4
Appointment of Auditor
(2017 KPMG)
Mgmt
For
For
For
5
Appointment of Auditor
(2017 - Ernst &
Young)
Mgmt
For
For
For
6
7
Re-elect Yolanda Cuba
Re-elect Mohamed J.
Husain
Mgmt
Mgmt
For
For
Against
For
Against
For
8
9
10
11
Re-elect Trevor Munday
Re-elect Mark Merson
Re-elect David Hodnett
Elect Paul S.
O’Flaherty
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
12
Elect Audit and
Compliance Committee
Member
(Beggs)
Mgmt
For
For
For
13
Elect Audit and
Compliance Committee
Member
(Husain)
Mgmt
For
For
For
14
Elect Audit and
Compliance Committee
Member
(Munday)
Mgmt
For
For
For
Page 35 of 374
15
Elect Audit and
Compliance Committee
Member
(Darko)
Mgmt
For
For
For
16
Elect Audit and
Compliance Committee
Member
(O’Flaherty)
Mgmt
For
For
For
17
General Authority to
Issue
Shares
Mgmt
For
For
For
18
Approve Remuneration
Policy
Mgmt
For
For
For
19
20
Approve NEDs’ Fees
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
21
Approve Financial
Assistance
Mgmt
For
For
For
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker
Security ID:
Meeting Date
Meeting Status
0392
CINS Y07702122
01/15/2016
Voted
Meeting Type
Country of Trade
Special
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Non-Voting Meeting Note N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
3
Divestiture/Spin-off
Mgmt
For
For
For
________________________________________________________________________________
Beijing Enterprises Holdings
Ticker
Security ID:
Meeting Date
Meeting Status
0392
CINS Y07702122
06/16/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
10
11
Elect HOU Zibo
Elect LI Yongcheng
Elect TAM Chun Fai
Elect FU Tingmei
Elect YU Sun Say
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
Against
For
For
Against
For
For
For
Against
For
For
Against
12
Authority to
Repurchase
Shares
Mgmt
For
For
For
13
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
14
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Beijing Enterprises Water Group Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
371
CINS G0957L109
05/23/2016
Voted
Meeting Type
Country of Trade
Page 36 of 374
Annual
Issue No.
Description
Bermuda
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
Elect
Elect
Elect
Elect
Chun
Lok
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
9
10
11
12
Elect GUO Rui
Elect HANG Shijun
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
Authority to
Repurchase
Shares
Mgmt
For
For
For
14
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
15
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
JIANG Xinhao
ZHOU Min
LI Li
Quadrant SHEA
________________________________________________________________________________
Catcher Technology Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
2474
CINS Y1148A101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
Taiwan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Amendments to Articles
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
N/A
N/A
For
For
For
N/A
N/A
For
For
For
6
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
7
8
9
10
11
12
13
14
Elect SHU Lih-Chyun
Elect LEI Mon-Huan
Elect HUANG Wen-Chieh
Elect - Director No.1
Elect - Director No.2
Elect - Director No.3
Elect - Director No.4
Non-compete
Restrictions for
Directors
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
Abstain
Abstain
Abstain
Abstain
Against
For
Against
For
Against
Against
Against
Against
Against
________________________________________________________________________________
CCR S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
CCRO3
CINS P1413U105
07/21/2015
Voted
Meeting Type
Country of Trade
Special
Brazil
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Page 37 of 374
4
Election of Directors
Mgmt
For
Against
Against
________________________________________________________________________________
Central Pattana Public Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
CPN
CINS Y1242U276
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Meeting Minutes
Results of Operations
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
7
Elect Suthichart
Chirathivat
Mgmt
For
For
For
8
Elect Sudhisak
Chirathivat
Mgmt
For
Against
Against
9
Elect Kobchai
Chirathivat
Mgmt
For
Against
Against
10
Elect Veravat
Chutichetpong
Mgmt
For
For
For
11
12
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
13
Authority to Issue
Debenture
Mgmt
For
For
For
14
Authority to Issue
Short-Term
Debenture
Mgmt
For
For
For
15
Transaction of Other
Business
Mgmt
For
Against
Against
________________________________________________________________________________
China Everbright International Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0257
CINS Y14226107
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
Elect CHEN Xiaoping
Elect Philip FAN Yan
Hok
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Elect Selwyn Mar
Elect Aubrey LI Kwok
Sing
Mgmt
Mgmt
For
For
Against
Against
Against
Against
9
10
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to
Mgmt
For
For
For
Page 38 of 374
Repurchase
Shares
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Everbright Limited
Ticker
Security ID:
Meeting Date
Meeting Status
00165
CINS Y1421G106
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
Elect TANG Shuangning
Elect Richard TANG Chi
Chun
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Timpson CHUNG
Shui
Ming
Mgmt
For
Against
Against
8
9
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
10
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
11
Authority to
Repurchase
Shares
Mgmt
For
For
For
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
2128
CINS G2157Q102
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
Elect WONG Luen Hei
Elect KONG Zhaocong
Elect LIN Shaoquan
Elect Eugene FUNG Pui
Cheung
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
Against
Against
Against
For
Against
Against
9
Elect Jonathan WONG
Kwok
Ho
Mgmt
For
For
For
10
11
12
Elect TAO Zhigang
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Authority to Issue
Mgmt
For
Against
Against
Page 39 of 374
Shares w/o Preemptive
Rights
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
2628
CINS Y1477R204
05/30/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
For
For
For
For
N/A
For
For
For
For
N/A
For
For
For
For
6
Directors’ and
Supervisors’
Fees
Mgmt
For
For
For
7
Elect Elsie LEUNG Oi
Sie
Mgmt
For
For
For
8
Authority to Set
Auditor’s Fees for
2015
Mgmt
For
For
For
9
Appointment of Auditor
for
2016
Mgmt
For
For
For
10
11
Charitable Donations
Amendments to
Procedural
Rules
Mgmt
Mgmt
For
For
For
For
For
For
12
Authority to Issue H
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
________________________________________________________________________________
China Life Insurance Company Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
2628
CINS Y1477R204
12/29/2015
Voted
Meeting Type
Country of Trade
Special
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Elect TANG Xin
Appointment of Auditor
and Authority to Set
Fees
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
Entrusted Investment
and Management
Agreement
Mgmt
For
For
For
5
6
Capital Debt Financing
Overseas Issue of
Senior
Bonds
Mgmt
Mgmt
For
For
For
For
For
For
7
Change of Business
Scope
Mgmt
For
For
For
8
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
Page 40 of 374
________________________________________________________________________________
China Medical System Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0867
CINS G21108124
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
10
Elect LAM Kong
Elect CHEN Hongbing
Elect WU Chi Keung
Elect HUANG Ming
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
For
For
Against
For
For
Against
For
For
Against
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to
Repurchase
Shares
Mgmt
For
For
For
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Mobile Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
0941
CINS Y14965100
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
Elect SHANG Bing
Elect LI Yue
Elect SHA Yuejia
Elect LIU Aili
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
Against
For
For
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
0688
CINS Y15004107
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 41 of 374
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
Elect XIAO Xiao
Elect LUO Liang
Elect Brian David LI
Man
Bun
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
8
9
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
13
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
China Resources Land Limited
Ticker
Security ID:
Meeting Date
Meeting Status
1109
CINS G2108Y105
06/03/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
10
11
Elect WU Xiangdong
Elect TANG Yong
Elect DU Wenmin
Elect Bosco HO Hin Ngai
Elect Peter WAN Kam To
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
Against
Against
For
Against
For
For
Against
Against
Against
For
Against
For
For
12
Authority to
Repurchase
Shares
Mgmt
For
For
For
13
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
14
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
15
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
3311
CINS G21677136
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 42 of 374
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
Elect
Elect
Elect
Elect
Hai
Ming
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
10
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to
Repurchase
Shares
Mgmt
For
For
For
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
ZHOU Yong
ZHOU Hancheng
HUNG Cheung Shew
Raymond LEUNG
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
3311
CINS G21677136
06/17/2016
Voted
Meeting Type
Country of Trade
Special
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Merger/Acquisition
Subscription Agreement
Non-Voting Meeting Note
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
Against
N/A
N/A
N/A
For
Against
N/A
________________________________________________________________________________
CJ CheilJedang Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
097950
CINS Y16691126
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
5
6
7
8
Amendments to Articles
Elect SOHN Kyung Shik
Elect HEO Min Hoe
Elect LEE Ki Soo
Elect CHOI Jeong Pyo
Elect KIM Gab Soon
Election of Audit
Committee Member: LEE
Ki
Soo
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
Against
Against
For
Against
Against
For
Against
Against
Against
For
Against
Against
9
Election of Audit
Committee Member:
CHOI Jeong
Pyo
Mgmt
For
For
For
10
Election of Audit
Committee Member: KIM
Gab
Mgmt
For
Against
Against
Page 43 of 374
Soon
11
Directors’ Fees
Mgmt
For
Against
Against
________________________________________________________________________________
CorpBanca S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
CORPBANCA CINS ADPV02736
03/11/2016
Voted
Meeting Type
Country of Trade
Ordinary
Chile
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Accounts and Reports
Appointment of Auditor
Election of Directors
Directors’ Fees
Related Party
Transactions
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Abstain
For
For
For
For
Against
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
8
Dividend Policy
Publication of Company
Notices
Mgmt
Mgmt
For
For
Abstain
For
Against
For
________________________________________________________________________________
CorpBanca S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
CORPBANCA CINS ADPV32516
04/11/2016
Voted
Meeting Type
Country of Trade
Special
Chile
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Election of Directors
Mgmt
For
Abstain
Against
2
Directors’ Fees
Mgmt
For
Abstain
Against
________________________________________________________________________________
Coway Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
021240
CINS Y1786S109
01/22/2016
Voted
Meeting Type
Country of Trade
Special
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Spin-off
Mgmt
For
For
For
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
3
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Coway Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
021240
CINS Y1786S109
03/29/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
5
6
7
Share Option Grant
Elect CHOI Yeon Seok
Elect LEE Joong Sik
Elect LEE Jun Ho
Directors’ Fees
Corporate Auditors’
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
________________________________________________________________________________
Credito Real SAB de CV
Ticker
Security ID:
Meeting Date
Meeting Status
CREAL
CINS P32486105
02/26/2016
Voted
Meeting Type
Country of Trade
Ordinary
Mexico
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 44 of 374
1
Accounts and Reports;
Ratification of Board
and CEO
Acts
Mgmt
For
Abstain
Against
2
Allocation of
Profits/Dividends
Mgmt
For
Abstain
Against
3
Authority to
Repurchase Shares;
Report on Repurchase
Program
Mgmt
For
Abstain
Against
4
Election of Directors;
Election of Secretary
and Committees
Members;
Fees
Mgmt
For
Abstain
Against
5
Amendment to the
Employees’
Compensation
Plan
Mgmt
For
Abstain
Against
6
Election of Meeting
Delegates
Mgmt
For
For
For
7
Closing of Meeting
Mgmt
For
For
For
________________________________________________________________________________
CT Environmental Group Limited
Ticker
Security ID:
Meeting Date
Meeting Status
1363
CINS G25885115
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
10
Elect GU Yaokun
Elect TSUI Cham To
Elect LU Yili
Elect XU Shu Biao
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
For
For
11
Authority to
Repurchase
Shares
Mgmt
For
For
For
12
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Cuckoo Electronics Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
192400
CINS Y1823J104
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
Elect SEO Jae Young
Election of Audit
Mgmt
Mgmt
For
For
For
For
For
For
Page 45 of 374
Committee Member: SEO
Jae
Young
4
5
Directors’ Fees
Non-Voting Meeting Note
Mgmt
N/A
For
N/A
For
N/A
For
N/A
________________________________________________________________________________
DMCI Holdings Inc
Ticker
Security ID:
Meeting Date
Meeting Status
DMC
CINS Y2088F100
07/29/2015
Voted
Meeting Type
Country of Trade
Annual
Philippines
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
CALL TO ORDER
Attendance Report and
Determination of
Quorum
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
6
Approve Minutes
Management Report
Ratification of Board
Acts
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
8
Appointment of Auditor
Elect Isidro A.
Consunji
Mgmt
Mgmt
For
For
For
For
For
For
9
Elect Cesar A.
Buenaventura
Mgmt
For
For
For
10
11
Elect Jorge A. Consunji
Elect Victor A.
Consunji
Mgmt
Mgmt
For
For
Against
For
Against
For
12
Elect Herbert M.
Consunji
Mgmt
For
For
For
13
14
Elect Edwina C. Laperal
Elect Luz Consuelo A.
Consunji
Mgmt
Mgmt
For
For
For
For
For
For
15
16
Elect Honorio Reyes-Lao
Elect Antonio Jose U.
Periquet,
Jr.
Mgmt
Mgmt
For
For
Against
Against
Against
Against
17
Article III, Section 3
- Nomination of
Directors
Mgmt
For
For
For
18
Article III, Section 8
- Notice of Board
Meetings
Mgmt
For
For
For
19
Article III, Section 9
- Board
Decisions
Mgmt
For
For
For
20
Article III, Section
11 - Director
Resignation
Mgmt
For
For
For
21
Article IV, Section 1
- Independent
Director
Mgmt
For
For
For
22
Article VI, Section 1
- Risk Oversight
Committee
Mgmt
For
For
For
23
Article VI, Section 5
- Risk Oversight
Committees’
Composition and
Duties
Mgmt
For
For
For
Page 46 of 374
24
Transaction of Other
Business
Mgmt
For
Against
Against
25
ADJOURNMENT
Mgmt
For
For
For
________________________________________________________________________________
Dongfeng Motor Group Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0489
CINS Y21042109
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
7
Allocation of Interim
Dividends
Mgmt
For
For
For
8
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
Against
Against
9
Directors’ and
Supervisors’
Fees
Mgmt
For
For
For
10
Removal of ZHU Fushou
as
Director
Mgmt
For
For
For
11
Amendments to
Procedural
Rules
Mgmt
For
For
For
12
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
13
Authority to Issue
Debt
Instruments
Mgmt
For
Against
Against
________________________________________________________________________________
Dr. Reddy’s Laboratories
Ticker
Security ID:
Meeting Date
Meeting Status
DRREDDY
CINS Y21089159
04/01/2016
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Authority to
Repurchase
Shares
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Dr. Reddy’s Laboratories
Ticker
Security ID:
Meeting Date
Meeting Status
DRREDDY
CINS Y21089159
07/31/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect G. V. Prasad
Appointment of Auditor
Mgmt
Mgmt
For
For
For
For
For
For
Page 47 of 374
and Authority to Set
Fees
5
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
________________________________________________________________________________
Dr. Reddy’s Laboratories
Ticker
Security ID:
Meeting Date
Meeting Status
DRREDDY
CINS Y21089159
09/17/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Adoption of New
Articles
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Dynasty Ceramic Public Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
DCC
CINS Y2185G159
04/25/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Meeting Minutes
Results of Operations
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Authority to Reduce
Share
Capital
Mgmt
For
For
For
6
Elect Roongroj
Saengsastra
Mgmt
For
Against
Against
7
Elect Surasak
Kosiyajinda
Mgmt
For
For
For
8
Elect Suvit
Smarnphanchai
Mgmt
For
Against
Against
9
Elect Cattleya
Saengsastra
Mgmt
For
For
For
10
11
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
12
Transaction of Other
Business
Mgmt
For
Against
Against
13
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
E-Mart Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
139480
CINS Y228A3102
03/11/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Accounts and
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
Against
N/A
Against
3
4
5
6
Amendments to Articles
Elect KIM Hye Sung
Elect HAN Chae Yang
Directors’ Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
Page 48 of 374
________________________________________________________________________________
Esso Thailand Public Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
ESSO
CINS Y23188124
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Meeting Minutes
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Sompop
Amatayakul
Mgmt
For
For
For
5
6
Elect Smit Tiemprasert
Elect Wattanee
Phanachet
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Wattana
Chantarasorn
Mgmt
For
For
For
8
9
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
10
Transaction of Other
Business
Mgmt
For
Against
Against
11
12
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Fibria Celulose SA
Ticker
Security ID:
Meeting Date
Meeting Status
FIBR3
CINS P3997N101
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
Brazil
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Capital Expenditure
Budget
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
Allocation of
Profits/Dividends
Mgmt
For
For
For
6
Establishment of
Supervisory
Council
Mgmt
For
For
For
7
Supervisory Council
Size
Mgmt
For
For
For
8
9
10
Non-Voting Agenda Item
Non-Voting Agenda Item
Election of
Supervisory
Council
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
Against
N/A
N/A
Against
11
Elect Antonio Sergio
Riede to the
Supervisory Council
as Representative of
Minority
Shareholders
Mgmt
For
N/A
N/A
12
Remuneration Policy
Mgmt
For
Against
Against
13
Non-Voting Meeting Note N/A
N/A
N/A
N/A
14
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Finolex Cables Limited
Ticker
Security ID:
Meeting Date
Meeting Status
Page 49 of 374
FINCABLES CINS Y24953146
Meeting Type
Annual
Issue No. Description
08/10/2015
Country of Trade
India
Proponent Mgmt Rec
Voted
Vote Cast
For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
Elect Mahesh
Viswanathan
Mgmt
For
Against
Against
5
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
6
Elect Namita Vikas
Thapar
Mgmt
For
Against
Against
7
Authority to Set Cost
Auditor’s
Remuneration
Mgmt
For
For
For
8
Authority to Issue
Non-Convertible
Debentures
Mgmt
For
For
For
9
Related Party
Transactions with
Corning Finolex
Optical Fibre Private
Limited
Mgmt
For
For
For
________________________________________________________________________________
FirstRand Limited
Ticker
Security ID:
Meeting Date
Meeting Status
FSR
CINS S5202Z131
12/01/2015
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Re-elect Jan J. Durand
Re-elect Patrick M.
Goss
Mgmt
Mgmt
For
For
For
Against
For
Against
3
4
Re-elect Paul K. Harris
Re-elect Roger W.
Jardine
Mgmt
Mgmt
For
For
For
For
For
For
5
Re-elect Ethel G.
Matenge-Sebesho
Mgmt
For
For
For
6
Re-elect Amanda T.
Nzimande
Mgmt
For
For
For
7
Re-elect Vivian W.
Bartlett
Mgmt
For
Against
Against
8
9
Elect Alan P. Pullinger
Elect Paballo J.
Makosholo
Mgmt
Mgmt
For
For
For
For
For
For
10
Appointment of
Deloitte &
Touche
Mgmt
For
For
For
11
Appointment of
PricewaterhouseCoopers
Inc.
Mgmt
For
For
For
12
Approve Remuneration
Policy
Mgmt
For
Against
Against
13
General Authority to
Issue
Shares
Mgmt
For
For
For
Page 50 of 374
14
Authority to Issue
Shares for
Cash
Mgmt
For
For
For
15
Authorisation of Legal
Formalities
Mgmt
For
For
For
16
Authority to
Repurchase
Shares
Mgmt
For
For
For
17
Approve Financial
Assistance
(Prescribed
Officers)
Mgmt
For
For
For
18
Approve Financial
Assistance (Related
and Inter-related
companies)
Mgmt
For
For
For
19
20
Approve NEDs’ Fees
Adopt New Memorandum
Mgmt
Mgmt
For
For
For
Against
For
Against
________________________________________________________________________________
Folli Follie Group S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
FFGRP
CINS X1890Z115
06/24/2016
Voted
Meeting Type
Country of Trade
Ordinary
Greece
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Accounts and Reports
Allocation of Losses
Ratification of
Directors’ and
Auditor’s
Acts
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
Abstain
Against
5
6
Directors’ Fees
Related Party
Transactions
Mgmt
Mgmt
For
For
Abstain
Abstain
Against
Against
7
Election of Directors;
Election of Audit
Committee
Members
Mgmt
For
Abstain
Against
8
Transaction of Other
Business
Mgmt
For
Against
Against
9
Non-Voting Meeting Note N/A
N/A
N/A
N/A
10
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Ford Otomotiv Sanayi (Otosan)
Ticker
Security ID:
Meeting Date
Meeting Status
OTOSN
CINS M7608S105
10/14/2015
Voted
Meeting Type
Country of Trade
Special
Turkey
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Opening; Election of
Presiding
Chairman
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
6
Dividend from Reserves
Wishes
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Page 51 of 374
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker
Security ID:
Meeting Date
GFNORTE
CINS P49501201
11/19/2015
Meeting Type
Country of Trade
Ordinary
Mexico
Issue No. Description
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
3
Dividend Policy
Interim Dividend
Report on Tax
Compliance
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Election of Meeting
Delegates
Mgmt
For
For
For
5
Non-Voting Meeting Note N/A
N/A
N/A
N/A
6
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Grupo Financiero Banorte, S.A.B. de C.V.
Ticker
Security ID:
Meeting Date
Meeting Status
GFNORTE
CINS P49501201
11/19/2015
Voted
Meeting Type
Country of Trade
Special
Mexico
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Amendments to Articles
Amendments to Shared
Responsibility
Agreement
Mgmt
Mgmt
For
For
For
For
For
For
3
Election of Meeting
Delegates
Mgmt
For
For
For
________________________________________________________________________________
Hanssem Company
Ticker
Security ID:
Meeting Date
Meeting Status
009240
CINS Y30642105
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
For
For
3
Election of Corporate
Auditor
Mgmt
For
For
For
4
5
Directors’ Fees
Corporate Auditor’s
Fees
Mgmt
Mgmt
For
For
Against
Against
Against
Against
________________________________________________________________________________
HDFC Bank Limited
Ticker
Security ID:
Meeting Date
Meeting Status
HDFCBANK
CINS Y3119P174
07/21/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Paresh D.
Sukthankar
Mgmt
For
For
For
4
5
Elect Kaizad Bharucha
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
Abstain
For
Against
Page 52 of 374
6
7
Elect Malay Patel
Amendment to Borrowing
Powers
Mgmt
Mgmt
For
For
For
For
For
For
8
Related Party
Transactions with
HDFC
Limited
Mgmt
For
For
For
9
Re-appointment of
Aditya Puri (Managing
Director); Approve
Remuneration
Mgmt
For
For
For
10
Revised Remuneration
of Kaizad Bharucha
(Executive
Director)
Mgmt
For
For
For
11
Related Party
Transactions with HDB
Financial Services
Limited
Mgmt
For
For
For
12
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Hero MotoCorp Limited
Ticker
Security ID:
Meeting Date
Meeting Status
HEROMOTOCO CINS Y3194B108
08/31/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Suman Kant Munjal
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Elect Shobana Kamineni
Amendments to
Memorandum of
Association
Mgmt
Mgmt
For
For
For
For
For
For
7
Adoption of New
Articles
Mgmt
For
Against
Against
8
Directors’ Commission
Mgmt
For
For
For
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0958
CINS Y3739S103
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
7
8
Appointment of Auditor
Elect CAO Peixi as
Director
Mgmt
Mgmt
For
For
For
Against
For
Against
9
Elect ZHANG Tingke as
Director
Mgmt
For
For
For
10
Elect WANG Kui as
Director
Mgmt
For
Against
Against
Page 53 of 374
11
Elect LIN Gang as
Director
Mgmt
For
Against
Against
12
Elect XIAO Jun as
Director
Mgmt
For
For
For
13
Elect YANG Qing as
Director
Mgmt
For
For
For
14
Elect HE Yan as
Director
Mgmt
For
For
For
15
Elect QIN Haiyan as
Director
Mgmt
For
For
For
16
Elect DAI Huizhu as
Director
Mgmt
For
For
For
17
Elect ZHOU Shaopeng as
Director
Mgmt
For
Against
Against
18
Elect WAN Kam To as
Director
Mgmt
For
Against
Against
19
Elect HUANG Jian as
Supervisor
Mgmt
For
Against
Against
20
Elect WANG Huanliang
as
Supervisor
Mgmt
For
For
For
21
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
22
Authority to Issue
Debt Financing
Instruments
Mgmt
For
Against
Against
23
Authority to Issue H
Shares Convertible
Bonds
Mgmt
For
Against
Against
24
Amendments to Articles
Mgmt
For
For
For
________________________________________________________________________________
Hyundai Development Co. - Engineering and Construction
Ticker
Security ID:
Meeting Date
Meeting Status
012630
CINS Y38397108
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Amendments to Articles
- Type of
Shares
Mgmt
For
For
For
3
Amendments to Articles
- Non-voting Dividend
Preferred
Shares
Mgmt
For
For
For
4
Amendments to Articles
- Non-voting Dividend
Preferred Convertible
Shares
Mgmt
For
For
For
5
Amendments to Articles
- Non-voting Dividend
Preferred Redeemable
Shares
Mgmt
For
For
For
6
Elect KIM Jae Sik
Mgmt
For
Against
Against
Page 54 of 374
7
8
9
10
Elect YOOK Guen Yang
Elect PARK Soon Sung
Elect JEONG Hyeong Min
Election of Audit
Committee Member:
PARK Soon
Sung
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Hyundai Engineering & Construction
Ticker
Security ID:
Meeting Date
Meeting Status
000720
CINS Y38382100
03/11/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
For
For
3
Election of Audit
Committee Members
(Slate)
Mgmt
For
For
For
4
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Hyundai Green Food Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
005440
CINS Y3830W102
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
Against
Against
3
Election of Audit
Committee Member:
PARK Seung
Jun
Mgmt
For
Against
Against
4
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Hyundai Marine and Fire Insurance Co.
Ticker
Security ID:
Meeting Date
Meeting Status
001450
CINS Y3842K104
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
5
6
7
8
9
10
Amendments to Articles
Elect CHUNG Mong Yoon
Elect LEE Cheol Young
Elect PARK Chan Jong
Elect SEONG In Seok
Elect SONG Yoo Jin
Elect KIM Hee Dong
Elect JIN Young Ho
Election of
Independent Audit
Committee Member: KIM
Hee
Dong
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Against
Against
For
For
For
For
For
For
For
Against
Against
For
For
For
For
Page 55 of 374
11
Election of
Non-Independent Audit
Committee Member:
SEONG In
Seok
Mgmt
For
Against
Against
12
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker
Security ID:
Meeting Date
Meeting Status
1398
CINS Y3990B112
06/24/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Elect YI Huiman as
Director
N/A
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
For
For
Against
N/A
For
For
Against
5
6
Elect SHEN Si
Elect ZHANG Wei as
Supervisor
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
Elect SHEN Bingxi
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
2016 Fixed Asset
Investment
Plan
Mgmt
For
For
For
11
Authority to Issue
Tier II Capital
Instruments
Mgmt
For
For
For
12
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
13
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Intouch Holdings Public Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
INTUCH
CINS Y4192A100
03/31/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Non-Voting Meeting Note
Non-Voting Meeting Note
MATTERS TO BE INFORMED
Meeting Minutes
Results of Operations
Accounts and Reports
2015 Dividends
2016 Interim Dividend
Appointment of Auditor
and Authority to Set
Fees
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
For
For
For
N/A
N/A
For
For
For
For
For
For
For
N/A
N/A
For
For
For
For
For
For
For
10
Elect Somchai
Supphatada
Mgmt
For
For
For
11
12
Elect KWEK Buck Chye
Elect Sopawadee
Lertmanaschai
Mgmt
Mgmt
For
For
For
For
For
For
13
Elect Philip TAN Chen
Chong
Mgmt
For
For
For
14
Directors’ Fees
Mgmt
For
For
For
Page 56 of 374
15
16
Warrants Program
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
Mgmt
For
For
For
For
For
For
17
Grants of Warrants to
Philip Chen Chong
TAN
Mgmt
For
For
For
18
Grants of Warrants to
Anek
Pana-apichon
Mgmt
For
For
For
19
Grants of Warrants to
Wichai
Kittiwittayakul
Mgmt
For
For
For
20
Grants of Warrants to
Kim
Siritaweechai
Mgmt
For
For
For
21
Grants of Warrants to
Pattarasak
Uttamayodhin
Mgmt
For
For
For
22
Grants of Warrants to
Anan
Chatngoenngam
Mgmt
For
For
For
23
Transaction of Other
Business
Mgmt
For
Against
Against
________________________________________________________________________________
ITC Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
ITC
CINS Y4211T171
07/31/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect Kurush N. Grant
Elect Krishnamoorthy
Vaidyanath
Mgmt
Mgmt
For
For
For
Against
For
Against
6
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
Against
Against
7
Authority to Set Cost
Auditor’s
Remuneration
Mgmt
For
For
For
________________________________________________________________________________
Kangwon Land, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
035250
CINS Y4581L105
03/30/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Accounts and
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
7
8
9
Amendments to Articles
Elect CHOI Gwang Guk
Elect OH Won Jong
Elect YOON Seong Bo
Elect HAN Seung Ho
Elect KIM Sang Il
Directors’ Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 57 of 374
________________________________________________________________________________
KB Financial Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
105560
CINS Y46007103
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
For
For
2
3
4
5
6
7
8
Amendments to Articles
Elect CHOI Young Hwi
Elect CHOI Woon Youl
Elect YOO Suk Ryul
Elect LEE Byung Nam
Elect PARK Jae Ha
Elect Eunice Kyonghee
Kim
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
Against
For
For
9
10
Elect HAN Jong Soo
Election of Audit
Committee Member:
CHOI Young
Hwi
Mgmt
Mgmt
For
For
For
For
For
For
11
Election of Audit
Committee Member:
CHOI Woon
Youl
Mgmt
For
For
For
12
Election of Audit
Committee Member:
Eunice Kyonghee
KIM
Mgmt
For
For
For
13
Election of Audit
Committee Member: HAN
Jong
Soo
Mgmt
For
For
For
14
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
KEPCO Plant Service and Engineering Co., Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
051600
CINS Y4481N102
03/28/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Accounts and
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
Directors’ Fees
Corporate Auditors’
Fees
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
KEPCO Plant Service and Engineering Co., Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
051600
CINS Y4481N102
10/29/2015
Voted
Meeting Type
Country of Trade
Special
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect HYUN Sang Kwon
Mgmt
For
For
For
________________________________________________________________________________
Korea Electric Power Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
015760
CINS Y48406105
02/22/2016
Voted
Meeting Type
Country of Trade
Special
Korea, Republic of
Page 58 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Elect CHO Hwan Ik as
CEO
Mgmt
For
Against
Against
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
015760
CINS Y48406105
03/22/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Korea Gas Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
036460
CINS Y48861101
12/17/2015
Voted
Meeting Type
Country of Trade
Special
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Elect SON Yang Hun
Elect LEE Gang Ho
Election of Audit
Committee Member:
CHOI Gwang
Sik
N/A
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
Against
N/A
For
N/A
Against
N/A
For
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Korean Reinsurance Company
Ticker
Security ID:
Meeting Date
Meeting Status
003690
CINS Y49391108
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
Amendments to Articles
Election of Directors
(Slate)
Mgmt
Mgmt
For
For
For
For
For
For
4
Election of Audit
Committee Member: HAN
Taek
Soo
Mgmt
For
Against
Against
5
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Kossan Rubber Industries Berhad
Ticker
Security ID:
Meeting Date
Meeting Status
KOSSAN
CINS Y4964F105
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
Malaysia
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Allocation of
Profits/Dividends
Mgmt
For
For
For
2
3
4
Directors’ Fees
Elect TAN Kong Chang
Elect LIM Siau Tian
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
Page 59 of 374
5
6
Elect LIM Siau Hing
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
7
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
8
Related Party
Transactions
Mgmt
For
For
For
9
Authority to
Repurchase
Shares
Mgmt
For
For
For
10
Retain Haji Mokhtar
Bin Haji Samad as
Independent
Director
Mgmt
For
For
For
11
Retain Tong Siew Choo
as Independent
Director
Mgmt
For
For
For
________________________________________________________________________________
Lee and Man Paper Manufacturing Limited
Ticker
Security ID:
Meeting Date
Meeting Status
2314
CINS G5427W130
05/09/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
Elect Raymond LEE Man
Chun
Mgmt
For
Against
Against
6
7
8
Elect Ross LI King Wai
Elect POON Chung Kwong
Elect Tony WONG Kai
Tung
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect Peter A. Davies
Elect David CHAU Shing
Yim
Mgmt
Mgmt
For
For
For
Against
For
Against
11
Directors’ Fees for
2015
Mgmt
For
For
For
12
Directors’ Fees for
2016
Mgmt
For
For
For
13
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
14
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
15
Authority to
Repurchase
Shares
Mgmt
For
For
For
16
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
LG Household and Health Care Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
051900
CINS Y5275R100
03/18/2016
Voted
Meeting Type
Country of Trade
Page 60 of 374
Annual
Issue No.
Description
Korea, Republic of
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
For
For
2
3
4
5
6
7
Elect CHA Suk Yong
Elect HAN Sang Lin
Elect HUH Sung
Elect KIM Ju Hyung
Elect HWANG Yi Seok
Election of Board
Committee Member:
HWANG Yi
Seok
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
8
Election of Board
Committee Member: HAN
Sang
Lin
Mgmt
For
For
For
9
Directors’ Fees
Mgmt
For
For
For
10
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
LIC Housing Finance Limited
Ticker
Security ID:
Meeting Date
Meeting Status
LICHSGFIN CINS Y5278Z133
03/03/2016
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Adoption of New
Articles
N/A
Mgmt
N/A
For
N/A
Against
N/A
Against
________________________________________________________________________________
LIC Housing Finance Limited
Ticker
Security ID:
Meeting Date
Meeting Status
LICHSGFIN CINS Y5278Z133
08/19/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Standalone Financial
Statements
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
Consolidated Financial
Statements
Mgmt
For
For
For
4
Allocation of
Profits/Dividends
Mgmt
For
For
For
5
6
Elect S.B. Mainak
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
7
Related Party
Transactions
Mgmt
For
For
For
8
Authority to Issue
Non-Convertible
Debentures
Mgmt
For
Against
Against
9
Elect Dharmendra
Bhandari
Mgmt
For
For
For
10
11
Elect Debabrata Sarkar
Elect V.K. Kukreja
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
LHC
CINS S4682C100
01/27/2016
Voted
Page 61 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
South Africa
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
Re-elect Peter Ngatane
Re-elect Louisa Mojela
Re-elect Peter J.
Golesworthy
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Re-elect Pieter van
der
Westhuizen
Mgmt
For
For
For
5
6
7
Elect Mpho E. Nkeli
Appointment of Auditor
Elect Audit Committee
Member (Peter J.
Golesworthy)
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Audit Committee
Member (Louisa
Mojela)
Mgmt
For
For
For
9
Elect Audit Committee
Member (Royden T.
Vice)
Mgmt
For
For
For
10
Elect Audit Committee
Member (Garth C.
Solomon)
Mgmt
For
For
For
11
Approve Remuneration
Policy
Mgmt
For
For
For
12
General Authority to
Issue
Shares
Mgmt
For
For
For
13
Authority to Issue
Shares for
Cash
Mgmt
For
For
For
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
Approve Financial
Assistance
Mgmt
For
For
For
16
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Malayan Banking Berhad
Ticker
Security ID:
Meeting Date
Meeting Status
MAYBANK
CINS Y54671105
04/07/2016
Voted
Meeting Type
Country of Trade
Annual
Malaysia
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Zaharuddin Mohd
Nor
Mgmt
For
For
For
4
5
6
7
8
Elect Ismail Shahudin
Elect TAN Tat Wai
Elect Edwin Gerungan
Appointment of Auditor
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
Authority to Issue
Shares under Dividend
Reinvestment
Mgmt
For
For
For
Page 62 of 374
Plan
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker
Security ID:
Meeting Date
Meeting Status
MARUTI
CINS Y7565Y100
09/04/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Toshiaki Hasuike
Elect Kinji Saito
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Abstain
For
For
Against
6
7
8
Elect Toshihiro Suzuki
Elect Shigetoshi Torii
Appoint of Kazuhiko
Ayabe (Whole-time
Director); Approval
of
Remuneration
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
9
Authority to Set Cost
Auditor’s
Remuneration
Mgmt
For
For
For
10
Amendment to Foreign
Investor
Restrictions
Mgmt
For
For
For
________________________________________________________________________________
Maruti Suzuki India Limited
Ticker
Security ID:
Meeting Date
Meeting Status
MARUTI
CINS Y7565Y100
12/15/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Related Party
Transactions with
Suzuki Motor Gujarat
Private
Limited
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Mondi plc
Ticker
Security ID:
Meeting Date
Meeting Status
MNDI
CINS S5274K111
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Elect Dominique
Reiniche
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
7
8
9
10
11
Elect Stephen C. Harris
Elect David Hathorn
Elect Andrew King
Elect John E. Nicholas
Elect Peter Oswald
Elect Fred Phaswana
Elect Anne Quinn
Elect David Williams
Elect Audit Committee
Member (Stephen
Harris)
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Elect Audit Committee
Mgmt
For
For
For
Page 63 of 374
Member (John
Nicholas)
13
Elect Audit Committee
Member (Anne
Quinn)
Mgmt
For
For
For
14
Accounts and Reports
(Mondi
Ltd)
Mgmt
For
For
For
15
Remuneration Policy
(Mondi
Ltd)
Mgmt
For
For
For
16
Approve NEDs’ Fees
(Mondi
Ltd)
Mgmt
For
For
For
17
Allocation of
Profits/Dividends
(Mondi
Ltd)
Mgmt
For
For
For
18
Appointment of Auditor
(Mondi
Ltd)
Mgmt
For
For
For
19
Authority to Set
Auditor’s Fees (Mondi
Ltd)
Mgmt
For
For
For
20
Approve Financial
Assistance (Mondi
Ltd)
Mgmt
For
For
For
21
General Authority to
Issue Shares (Mondi
Ltd)
Mgmt
For
For
For
22
General Authority to
Issue Special
Converting Shares
(Mondi
Ltd)
Mgmt
For
For
For
23
Authority to Issue
Shares w/o Preemptive
Rights (Mondi
Ltd)
Mgmt
For
For
For
24
Authority to
Repurchase Shares
(Mondi
Ltd)
Mgmt
For
For
For
25
Long-Term Incentive
Plan (Mondi
Ltd)
Mgmt
For
For
For
26
Bonus Share Plan
(Mondi
Ltd)
Mgmt
For
For
For
27
Accounts and Reports
(Mondi
plc)
Mgmt
For
For
For
28
Remuneration Report
(Mondi
plc)
Mgmt
For
For
For
29
Allocation of
Profits/Dividends
(Mondi
plc)
Mgmt
For
For
For
30
Appointment of Auditor
(Mondi
Mgmt
For
For
For
Page 64 of 374
plc)
31
Authority to Set
Auditor’s Fees (Mondi
plc)
Mgmt
For
For
For
32
Authority to Issue
Shares w/ Preemptive
Rights (Mondi
plc)
Mgmt
For
For
For
33
Authority to Issue
Shares w/o Preemptive
Rights (Mondi
plc)
Mgmt
For
For
For
34
Authority to
Repurchase Shares
(Mondi
plc)
Mgmt
For
For
For
35
Long-Term Incentive
Plan (Mondi
plc)
Mgmt
For
For
For
36
Bonus Share Plan
(Mondi
plc)
Mgmt
For
For
For
________________________________________________________________________________
Mr. Price Group Limited
Ticker
Security ID:
Meeting Date
Meeting Status
MPC
CINS S5256M101
09/01/2015
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Accounts and Reports
Re-elect Bobby Johnston
Re-elect Maud Motanyane
Re-elect Daisy Naidoo
Appointment of Auditor
Elect Audit and
Compliance Committee
Member (Bobby
Johnston)
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Audit and
Compliance Committee
Member (Daisy
Naidoo)
Mgmt
For
For
For
8
Elect Audit and
Compliance Committee
Member (Myles J.D.
Ruck)
Mgmt
For
For
For
9
Elect Audit and
Compliance Committee
Member (John
Swain)
Mgmt
For
For
For
10
Approve Remuneration
Policy
Mgmt
For
For
For
11
Report of the Social,
Ethics,
Transformation and
Sustainability
Committee
Mgmt
For
For
For
12
Authorisation of Legal
Formalities
Mgmt
For
For
For
13
General Authority to
Issue
Shares
Mgmt
For
For
For
Page 65 of 374
14
Approve NEDs’ Fees
(Independent
Non-Executive
Chairman)
Mgmt
For
For
For
15
Approve NEDs’ Fees
(Honorary
Chairman)
Mgmt
For
For
For
16
Approve NEDs’ Fees
(Lead
Director)
Mgmt
For
For
For
17
Approve NEDs’ Fees
(Director)
Mgmt
For
For
For
18
Approve NEDs’ Fees
(Incoming Audit and
Compliance Committee
Chairman)
Mgmt
For
For
For
19
Approve NEDs’ Fees
(Outgoing Audit and
Compliance Committee
Chairman)
Mgmt
For
For
For
20
Approve NEDs’ Fees
(Audit and Compliance
Committee
Member)
Mgmt
For
For
For
21
Approve NEDs’ Fees
(Remuneration and
Nominations Committee
Chairman)
Mgmt
For
For
For
22
Approve NEDs’ Fees
(Remuneration and
Nominations Committee
Member)
Mgmt
For
For
For
23
Approve NEDs’ Fees
(Social, Ethics,
Transformation and
Sustainability
Committee
Chairman)
Mgmt
For
For
For
24
Approve NEDs’ Fees
(Social, Ethics,
Transformation and
Sustainability
Committee
Member)
Mgmt
For
For
For
25
Authority to
Repurchase
Shares
Mgmt
For
For
For
26
Approve Financial
Assistance
Mgmt
For
For
For
27
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Naspers Limited
Ticker
Security ID:
Meeting Date
Meeting Status
NPN
CINS S53435103
08/28/2015
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Approve Allocation of
Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Appointment of Auditor
Elect Steve J.Z. Pacak
Elect Mark R. Sorour
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 66 of 374
6
Elect Jacobus (Koos)
P.
Bekker
Mgmt
For
For
For
7
Re-elect Craig
Enenstein
Mgmt
For
For
For
8
9
10
Re-elect Don Eriksson
Re-elect Fred Phaswana
Re-elect Ben J. van
der
Ross
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
11
Election of Audit
Committee Member (Don
Eriksson)
Mgmt
For
For
For
12
Election of Audit
Committee Member (Ben
van der
Ross)
Mgmt
For
Against
Against
13
Election of Audit
Committee Member
(Rachel
Jafta)
Mgmt
For
For
For
14
Approve Remuneration
Policy
Mgmt
For
Against
Against
15
General Authority to
Issue
Shares
Mgmt
For
Against
Against
16
Authority to Issue
Shares for
Cash
Mgmt
For
For
For
17
Approve Restricted
Stock Plan Trust
Deed
Mgmt
For
For
For
18
Amendments to the
Company’s Share
Incentive Trust Deeds
and
Schemes
Mgmt
For
Against
Against
19
Authorisation of Legal
Formalities
Mgmt
For
For
For
20
Approve NEDs’ Fees
(Board chair)
Mgmt
For
For
For
21
Approve NEDs’ Fees
(Board member)
Mgmt
For
For
For
22
Approve NEDs’ Fees
(Audit Committee Chair)
Mgmt
For
For
For
23
Approve NEDs’ Fees
(Audit Committee Member)
Mgmt
For
For
For
24
Approve NEDs’ Fees
(Risk Committee Chair)
Mgmt
For
For
For
25
Approve NEDs’ Fees
(Risk Committee Member)
Mgmt
For
For
For
26
Approve NEDs’ Fees
(Human Resources &
Remuneration
Committee -
Mgmt
For
For
For
Page 67 of 374
Chair)
27
Approve NEDs’ Fees
(Human Resources &
Remuneration
Committee Member)
Mgmt
For
For
For
28
Approve NEDs’ Fees
(Nomination Committee
Chair)
Mgmt
For
For
For
29
Approve NEDs’ Fees
(Nomination Committee
Member)
Mgmt
For
For
For
30
Approve NEDs’ Fees
(Social & Ethics
Committee Chair)
Mgmt
For
For
For
31
Approve NEDs’ Fees
(Social & Ethics
Committee Member)
Mgmt
For
For
For
32
Approve NEDs’ Fees
(Trustees of Group
Share Schemes/Other
Personnel
Funds)
Mgmt
For
For
For
33
Approve NEDs’ Fees
(Media24 Pension Fund
Chair)
Mgmt
For
For
For
34
Approve NEDs’ Fees
(Media24 Pension Fund
Trustee)
Mgmt
For
For
For
35
Approve NEDs’ Fees
(2017)
Mgmt
For
For
For
36
Approve Financial
Assistance (Section
44)
Mgmt
For
For
For
37
Approve Financial
Assistance (Section
45)
Mgmt
For
For
For
38
Authority to
Repurchase N Ordinary
Shares
Mgmt
For
For
For
39
Authority to
Repurchase A Ordinary
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
NAVER Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
035420
CINS Y62579100
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
Elect KIM Soo Wook
Elect JUNG Eui Jong
Elect HONG Jun Pyo
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
Page 68 of 374
5
Election of Audit
Committee Member: KIM
Soo Wook
Mgmt
For
For
For
6
Election of Audit
Committee Member:
JUNG Eui
Jong
Mgmt
For
For
For
7
Election of Audit
Committee Member:
HONG Jun
Pyo
Mgmt
For
Against
Against
8
Directors’ Fees
Mgmt
For
Against
Against
________________________________________________________________________________
Netcare Limited
Ticker
Security ID:
Meeting Date
Meeting Status
NTC
CINS S5507D108
02/05/2016
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Appointment of Auditor
Elect Mark Bower
Elect Bukelwa Bulo
Re-elect Meyer Kahn
Re-elect Martin Kuscus
Re-elect Kgomotso
Moroka
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Audit Committee
Member (Thevendrie
Brewer)
Mgmt
For
For
For
8
Elect Audit Committee
Member (Mark
Bower)
Mgmt
For
For
For
9
Elect Audit Committee
Member (Azar
Jammine)
Mgmt
For
For
For
10
Elect Audit Committee
Member (Norman
Weltman)
Mgmt
For
Against
Against
11
Authority to Issue
Shares for
Cash
Mgmt
For
For
For
12
Approve Remuneration
Policy
Mgmt
For
For
For
13
Authorisation of Legal
Formalities
Mgmt
For
For
For
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
16
Approve NEDs’ Fees
Approve Financial
Assistance
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
NewOcean Energy Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
342
CINS G6469T100
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
Bermuda
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Page 69 of 374
3
4
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
5
Elect Raymond CHIU
Sing
Chung
Mgmt
For
Against
Against
6
7
8
9
Elect WANG Jian
Directors’ Fees
Elect XU Mingshe
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
10
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
11
Authority to
Repurchase
Shares
Mgmt
For
For
For
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
13
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Pegatron Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
4938
CINS Y6784J100
04/20/2016
Voted
Meeting Type
Country of Trade
Special
Taiwan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Amendments to Articles
Non-Voting Meeting Note
Mgmt
N/A
For
N/A
For
N/A
For
N/A
________________________________________________________________________________
Pegatron Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
4938
CINS Y6784J100
06/21/2016
Voted
Meeting Type
Country of Trade
Annual
Taiwan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
Employee Restricted
Shares
Plan
Mgmt
For
For
For
5
6
7
8
9
10
11
12
13
14
15
16
Elect T.H. Tung
Elect Jason Cheng
Elect C.I. Chia
Elect C.V. Chen
Elect TING Shou-Chung
Elect YANG Tze-Kaing
Elect SCHIVE Chi
Elect LIAO Syh-Jang
Elect C.B. Chang
Elect HUANG Chun-Bao
Elect C.S. Yen
Non-compete
Restrictions for
Directors
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
Against
For
For
For
For
For
For
For
Against
Against
For
For
Against
For
For
For
For
For
For
For
Against
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
2318
CINS Y69790106
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
China
Page 70 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Annual Report
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
N/A
For
For
For
For
For
N/A
For
For
For
For
For
N/A
For
For
For
For
For
7
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
8
Elect HUANG Baokui as
Supervisor
Mgmt
For
For
For
9
Authority to Issue H
Shares w/o Preemptive
Rights
Mgmt
For
For
For
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
2318
CINS Y69790106
12/17/2015
Voted
Meeting Type
Country of Trade
Special
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Non-Voting Meeting Note N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
3
Elect LIU Chong
Mgmt
For
For
For
4
Amendments to Articles
Mgmt
For
For
For
5
Elect XIONG Peijin
Mgmt
For
For
For
6
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
PTT Public Company
Ticker
Security ID:
Meeting Date
Meeting Status
PTT
CINS Y6883U113
04/11/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
Elect Piyasvasti
Amranand
Mgmt
For
For
For
5
Elect Somchai
Sujjapongse
Mgmt
For
Against
Against
6
Elect Chatchalerm
Chalermsukh
Mgmt
For
Against
Against
7
8
9
10
Elect Don Wasantapruek
Elect Prasert Bunsumpun
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
Against
For
For
Against
Against
For
11
Transaction of Other
Business
Mgmt
For
Against
Against
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
005930
CINS Y74718100
03/11/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 71 of 374
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
5
6
7
8
Elect LEE In Ho
Elect SONG Kwang Soo
Elect PARK Jae Wan
Elect YOON Boo Keun
Elect SHIN Jong Kyun
Elect LEE Sang Hoon
Election of Audit
Committee Member: LEE
In
Ho
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
Against
For
For
For
For
Against
Against
Against
For
For
For
For
Against
9
Election of Audit
Committee Member:
SONG Kwang
Soo
Mgmt
For
Against
Against
10
11
12
Directors’ Fees
Amendments to Articles
Non-Voting Meeting Note
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
N/A
________________________________________________________________________________
Samsung Fire and Marine Insurance Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
000810
CINS Y7473H108
03/11/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Accounts and
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
Against
N/A
Against
3
4
Amendments to Articles
Election of Executive
Director: OH Su
Sang
Mgmt
Mgmt
For
For
For
Against
For
Against
5
6
7
8
9
Elect MOON Hyo Nam
Elect SON Byeng Jo
Elect YOON Young Cheol
Elect CHO Dong Geun
Election of Executive
Member: OH Su
Sang
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
For
For
Against
For
Against
For
For
Against
10
11
12
Elect SON Byeng Jo
Elect YOON Young Cheol
Directors’ Fees
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
________________________________________________________________________________
SFA Engineering Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
056190
CINS Y7676C104
03/30/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
5
6
7
8
9
Elect KIM Young Min
Elect LEE Myung Jae
Elect JUN Young Bae
Elect PARK Jae Soon
Elect GO Bong Chan
Elect LEE Kyu Young
Elect NOH Chul Rae
Election of Audit
Committee Member: GO
Bong
Chan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
Against
Against
For
For
For
For
Against
For
Against
Against
Page 72 of 374
10
Election of Audit
Committee Member: LEE
Kyu
Young
Mgmt
For
For
For
11
Election of Audit
Committee Member: NOH
Chul
Rae
Mgmt
For
Against
Against
12
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Siam Cement Public Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
SCC
CINS Y7866P147
03/30/2016
Voted
Meeting Type
Country of Trade
Annual
Thailand
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Meeting Minutes
Annual Report
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Chirayu
Isarangkun Na
Ayuthaya
Mgmt
For
For
For
6
Elect Tarrin
Nimmanahaeminda
Mgmt
For
For
For
7
8
9
Elect Pramon Sutivong
Elect Tarisa Watanagase
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
10
11
Directors’ Fees
Non-Voting Meeting Note
Mgmt
N/A
For
N/A
Against
N/A
Against
N/A
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
034730
CINS Y8066F103
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
Elect CHEY Tae Won
Elect LEE Yong Hui
Election of Audit
Committee Member: LEE
Yong
Hui
Mgmt
Mgmt
Mgmt
For
For
For
Against
Against
Against
Against
Against
Against
5
6
Directors’ Fees
Amendments to
Executive Officer
Retirement Allowance
Policy
Mgmt
Mgmt
For
For
Against
For
Against
For
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
017670
CINS Y4935N104
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Mgmt
For
Against
Against
Page 73 of 374
Allocation of
Profits/Dividends
2
3
4
5
Amendments to Articles
Elect CHO Dae Sik
Elect OH Dae Shik
Election of Audit
Committee Member: OH
Dae
Shik
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
For
Against
Against
6
7
Directors’ Fees
Amendments to
Executive Officer
Retirement Allowance
Policy
Mgmt
Mgmt
For
For
Against
For
Against
For
________________________________________________________________________________
Syngene International Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
CINS Y8T288113
06/30/2016
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect John McCallum
Marshall
Shaw
Mgmt
For
For
For
4
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
5
6
Elect Bala S. Manian
Elect Suresh Narasappa
Talwar
Mgmt
Mgmt
For
For
For
For
For
For
7
Appointment of Kiran
Mazumdar Shaw
(Managing
Director)
Mgmt
For
For
For
8
Ratification of Bonus
to Peter Bains
(former CEO) for
Fiscal Year
2015-16
Mgmt
For
For
For
9
Non-Voting Meeting Note N/A
N/A
N/A
N/A
10
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
2330
CINS Y84629107
06/07/2016
Voted
Meeting Type
Country of Trade
Annual
Taiwan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Amendments to Articles
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
For
For
For
N/A
For
For
For
________________________________________________________________________________
Tata Chemicals Limited
Ticker
Security ID:
Meeting Date
Meeting Status
TATACHEM
CINS Y85478116
08/11/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 74 of 374
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Cyrus P. Mistry
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
5
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
________________________________________________________________________________
TAV Havalimanlari Holding A.S.
Ticker
Security ID:
Meeting Date
Meeting Status
TAVHL
CINS M8782T109
03/21/2016
Voted
Meeting Type
Country of Trade
Ordinary
Turkey
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Opening; Election of
Presiding
Chairman
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
6
7
8
Directors’ Report
Auditor’s Report
Accounts
Ratification of Board
Acts
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
Allocation of
Profits/Dividends
Mgmt
For
For
For
10
11
Directors’ Fees
Ratification of
Co-option of Patrick
Raymond Marie
Jeantet
Mgmt
Mgmt
For
For
For
For
For
For
12
13
14
15
Appointment of Auditor
Compensation Policy
Charitable Donations
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
16
Presentation of Report
on Related Party
Transactions
Mgmt
For
For
For
17
Presentation of Report
on
Guarantees
Mgmt
For
For
For
18
Authority to Carry out
Competing Activities
or Related Party
Transactions
Mgmt
For
Against
Against
19
20
Wishes
CLOSING
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Tech Mahindra Limited
Ticker
Security ID:
Meeting Date
Meeting Status
TECHM
CINS Y85491127
07/28/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Financial Statements
and
N/A
Mgmt
N/A
For
N/A
For
N/A
For
Page 75 of 374
Reports
3
Consolidated Financial
Statements and
Reports
Mgmt
For
For
For
4
Allocation of
Profits/Dividends
Mgmt
For
For
For
5
6
Resignation of Director
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Tencent Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
700
CINS G87572163
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
Elect Jacobus Petrus
Bekker
Mgmt
For
For
For
6
7
8
Elect Ian C. Stone
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
TEVA
CUSIP 881624209
04/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Yitzhak Peterburg
Elect Arie S.
Belldegrun
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Amir Elstein
Amendment of
Compensation
Policy
Mgmt
Mgmt
For
For
For
Against
For
Against
5
Declaration of
Material
Interest
Mgmt
N/A
Against
N/A
6
7
Salary Increase of CEO
Amendment of CEO’s
Bonus
Scheme
Mgmt
Mgmt
For
For
For
For
For
For
8
Amendment of CEO’s
Annual Equity
Mgmt
For
For
For
Page 76 of 374
Grants
9
Amendment of 2015
Long-Term
Equity-Based
Incentive
Plan
Mgmt
For
For
For
10
Appointment of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Turk Hava Yollari A.S
Ticker
Security ID:
Meeting Date
Meeting Status
THYAO
CINS M8926R100
04/04/2016
Voted
Meeting Type
Country of Trade
Annual
Turkey
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Opening; Election of
Presiding
Chairman
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
6
Directors’ Report
Presentation of
Auditors’
Reports
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Financial Statements
Ratification of Board
Acts
Mgmt
Mgmt
For
For
For
For
For
For
9
Allocation of
Profits/Dividends
Mgmt
For
For
For
10
11
Directors’ Fees
Ratification of
Co-option of Ogun
Sanlier
Mgmt
Mgmt
For
For
For
For
For
For
12
13
14
Appointment of Auditor
Dividend Policy
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
15
16
Compensation Policy
Presentation of Report
on
Guarantees
Mgmt
Mgmt
For
For
For
For
For
For
17
Charitable Donations
Mgmt
For
For
For
18
Wishes and Closing
Mgmt
For
For
For
________________________________________________________________________________
UPL Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
UNIPHOS
CINS Y9247H166
03/29/2016
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Scheme of Amalgamation
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
UPL Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
UNIPHOS
CINS Y9247H166
03/30/2016
Voted
Meeting Type
Country of Trade
Court
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Scheme of Amalgamation
Non-Voting Meeting Note
Mgmt
N/A
For
N/A
For
N/A
For
N/A
Page 77 of 374
________________________________________________________________________________
Vedanta Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
VEDL
CINS Y7673N111
07/06/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Relocation of the
Registered Office of
the
Company
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Wipro Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
WIT
CINS Y96659142
07/22/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect T.K. Kurien
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
Abstain
For
Against
6
Appointment of Azim H
Premji (Executive
Chairman and Managing
Director); Approval
of
Remuneration
Mgmt
For
Against
Against
7
Appointment of Rishad
Azim Premji
(Whole-time
Director); Approval
of
Remuneration
Mgmt
For
For
For
8
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Youngone Holdings Co., Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
009970
CINS Y9849C102
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
Against
Against
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Energy Fund
Date of reporting period: 07/01/2015 - 06/30/2016
Page 78 of 374
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
APC
CUSIP 032511107
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Anthony R. Chase
Elect Kevin P. Chilton
Elect H. Paulett
Eberhart
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
9
10
11
12
13
Elect Peter J. Fluor
Elect Richard L. George
Elect Joseph W. Gorder
Elect John R. Gordon
Elect Sean Gourley
Elect Mark C. McKinley
Elect Eric D. Mullins
Elect R. A. Walker
Ratification of Auditor
Amendment to the 2012
Omnibus Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
15
Shareholder Proposal
Regarding Carbon
Asset Risk
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Antero Resources Corp
Ticker
Security ID:
Meeting Date
Meeting Status
AR
CUSIP 03674X106
06/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Richard W. Connor
Elect Robert J. Clark
Elect Benjamin A.
Hardesty
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
Against
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
5
Shareholder Proposal
Regarding Methane
Emissions
Reporting
ShrHoldr
Against
Against
For
________________________________________________________________________________
Bristow Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BRS
CUSIP 110394103
08/05/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Thomas N. Amonett
Elect Jonathan E.
Baliff
Mgmt
Mgmt
For
For
For
For
For
For
Page 79 of 374
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
Elect Stephen J. Cannon
Elect Michael A. Flick
Elect Lori A. Gobillot
Elect Ian A. Godden
Elect David C. Gompert
Elect Stephen King
Elect Thomas C. Knudson
Elect Mathew Masters
Elect Bruce H. Stover
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Cabot Oil and Gas Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
COG
CUSIP 127097103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect Dorothy M. Ables
Elect Rhys J. Best
Elect Robert S. Boswell
Elect Dan O. Dinges
Elect Robert Kelley
Elect W. Matt Ralls
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
Shareholder Proposal
Regarding Report on
Corporate Political
Spending
ShrHoldr
Against
For
Against
10
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Chevron Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CVX
CUSIP 166764100
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Alexander B.
Cummings,
Jr.
Mgmt
For
Abstain
Against
2
3
4
5
Elect Linnet F. Deily
Elect Robert E. Denham
Elect Alice P. Gast
Elect Enrique
Hernandez,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Jon M. Huntsman,
Jr.
Mgmt
For
For
For
7
Elect Charles W.
Moorman,
IV
Mgmt
For
For
For
8
9
10
11
12
13
Elect John G. Stumpf
Elect Ronald D. Sugar
Elect Inge G. Thulin
Elect John S. Watson
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
Page 80 of 374
14
Amendment to
Non-Employee
Directors’ Equity
Compensation and
Deferral
Plan
Mgmt
For
For
For
15
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
16
Shareholder Proposal
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Climate
Change Policy
Risk
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Report on
Reserve
Replacements
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Dividend
Policy
ShrHoldr
Against
Against
For
20
Shareholder Proposal
Regarding Hydraulic
Fracturing
ShrHoldr
Against
Against
For
21
Shareholder Proposal
Regarding
Environmental
Expertise on
Board
ShrHoldr
Against
Against
For
22
Shareholder Proposal
Regarding Right to
Call a Special
meeting
ShrHoldr
Against
Against
For
________________________________________________________________________________
Cimarex Energy Co.
Ticker
Security ID:
Meeting Date
Meeting Status
XEC
CUSIP 171798101
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Lisa A. Stewart
Elect Hans Helmerich
Elect Harold R. Logan,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Monroe W.
Robertson
Mgmt
For
For
For
5
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
6
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Denbury Resources Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DNR
CUSIP 247916208
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect John P. Dielwart
Mgmt
For
For
For
Page 81 of 374
1.2
1.3
Elect Michael B. Decker
Elect Gregory L.
McMichael
Mgmt
Mgmt
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
Elect Kevin O. Meyers
Elect Phil Rykhoek
Elect Randy Stein
Elect Laura A. Sugg
Elect Wieland F.
Wettstein
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Approval of the
Amendment and
Restatement of the
2004 Omnibus Stock
and Incentive
Plan
Mgmt
For
For
For
4
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Dril-Quip, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DRQ
CUSIP 262037104
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Alexander P.
Shukis
Mgmt
For
For
For
2
3
4
Elect Terence B. Jupp
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
EOG Resources, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
EOG
CUSIP 26875P101
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Janet F. Clark
Elect Charles R. Crisp
Elect James C. Day
Elect H. Leighton
Steward
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
8
9
Elect Donald F. Textor
Elect William R. Thomas
Elect Frank G. Wisner
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
For
Against
For
For
For
For
________________________________________________________________________________
EQT Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
EQT
CUSIP 26884L109
04/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect
Elect
Elect
Elect
Elect
Vicky A. Bailey
Philip G. Behrman
Kenneth M. Burke
A. Bray Cary, Jr.
Margaret K.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 82 of 374
Dorman
6
7
8
Elect David L. Porges
Elect James E. Rohr
Elect Stephen A.
Thorington
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect Lee T. Todd, Jr.
Elect Christine J.
Toretti
Mgmt
Mgmt
For
For
For
For
For
For
11
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
12
Short-Term Incentive
Plan
Mgmt
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
XOM
CUSIP 30231G102
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Michael J. Boskin
Elect Peter
Brabeck-Letmathe
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
Elect Angela F. Braly
Elect Ursula M. Burns
Elect Larry R. Faulkner
Elect Jay S. Fishman
Elect Henrietta H. Fore
Elect Kenneth C.
Frazier
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
Elect Douglas R.
Oberhelman
Mgmt
For
For
For
1.10
Elect Samuel J.
Palmisano
Mgmt
For
For
For
1.11
Elect Steven S
Reinemund
Mgmt
For
For
For
1.12
1.13
1.14
2
3
Elect Rex W. Tillerson
Elect William C. Weldon
Elect Darren W. Woods
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
5
Shareholder Proposal
Regarding Climate
Change Expertise on
Board
ShrHoldr
Against
Against
For
6
Shareholder Proposal
Regarding Sale of
Company
ShrHoldr
Against
Against
For
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
8
Shareholder Proposal
Regarding Gender Pay
Equity
ShrHoldr
Against
Against
For
Page 83 of 374
Report
9
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
10
Shareholder Proposal
Regarding Dividend
Policy
ShrHoldr
Against
Against
For
11
Shareholder Proposal
Regarding Climate
Change Policy and
Commitment
ShrHoldr
Against
Against
For
12
Shareholder Proposal
Regarding Climate
Change Policy
Risk
ShrHoldr
Against
For
Against
13
Shareholder Proposal
Regarding Report on
Reserve
Replacements
ShrHoldr
Against
Against
For
14
Shareholder Proposal
Regarding Hydraulic
Fracturing
ShrHoldr
Against
Against
For
________________________________________________________________________________
Helix Energy Solutions Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HLX
CUSIP 42330P107
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect Owen Kratz
Elect John V. Lovoi
Elect Jan Rask
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
________________________________________________________________________________
HollyFrontier Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HFC
CUSIP 436106108
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Douglas Y. Bech
Elect George Damiris
Elect Leldon E. Echols
Elect R. Kevin Hardage
Elect Michael C.
Jennings
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Robert J.
Kostelnik
Mgmt
For
For
For
7
8
9
10
11
Elect James H. Lee
Elect Franklin Myers
Elect Michael E. Rose
Elect Tommy A. Valenta
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Ratification of Auditor
Amendment to the
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
14
Approval of the
Mgmt
For
For
For
Page 84 of 374
Material Terms of the
Long-Term Incentive
Plan
________________________________________________________________________________
Magellan Midstream Partners, L.P.
Ticker
Security ID:
Meeting Date
Meeting Status
MMP
CUSIP 559080106
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
2
Elect Walter R. Arnheim
Elect Patrick C. Eilers
Amendment to the
Long-Term Incentive
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MPC
CUSIP 56585A102
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect B. Evan Bayh III
Elect Charles E. Bunch
Elect Frank M Semple
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
For
Against
For
For
For
4
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding Safety and
Environmental
Incidents
ShrHoldr
Against
Against
For
6
Shareholder Proposal
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
ShrHoldr
Against
Against
For
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
NOV
CUSIP 637071101
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Clay C. Williams
Elect Greg L. Armstrong
Elect Marcela E.
Donadio
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
9
10
11
Elect Ben A. Guill
Elect James T. Hackett
Elect David D. Harrison
Elect Roger L. Jarvis
Elect Eric L. Mattson
Elect William R. Thomas
Ratification of Auditor
Advisory Vote on
Executive
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 85 of 374
Compensation
12
Amendment to the Long
Term Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Oceaneering International, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
OII
CUSIP 675232102
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect M. Kevin McEvoy
Elect Paul B. Murphy
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
PBF Energy Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PBF
CUSIP 69318G106
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Thomas D.
O’Malley
Mgmt
For
For
For
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Spencer Abraham
Elect Wayne A. Budd
Elect S. Eugene Edwards
Elect William E. Hantke
Elect Dennis M. Houston
Elect Edward F. Kosnik
Elect Robert J. Lavinia
Elect Eija Malmivirta
Elect Thomas J. Nimbley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Amendment to the 2012
Equity Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Phillips 66
Ticker
Security ID:
Meeting Date
Meeting Status
PSX
CUSIP 718546104
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Greg C. Garland
Elect John E. Lowe
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
5
Repeal of Classified
Board
Mgmt
For
For
For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker
Security ID:
Meeting Date
Meeting Status
RDSB
CUSIP 780259206
01/27/2016
Voted
Meeting Type
Country of Trade
Page 86 of 374
Annual
Issue No.
Description
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Acquisition
Mgmt
For
For
For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker
Security ID:
Meeting Date
Meeting Status
RDSB
CUSIP 780259206
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
4
5
Elect Ben Van Beurden
Elect Guy Elliott
Elect Euleen GOH Yiu
Kiang
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
Elect Simon Henry
Elect Charles O.
Holliday,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
8
Elect Gerard
Kleisterlee
Mgmt
For
Against
Against
9
Elect Sir Nigel
Sheinwald
Mgmt
For
For
For
10
11
12
Elect Linda G. Stuntz
Elect Hans Wijers
Elect Patricia A.
Woertz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
14
15
Elect Gerrit Zalm
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
18
Authority to
Repurchase
Shares
Mgmt
For
For
For
19
Shareholder Resolution
Regarding Company
Business
Strategy
ShrHoldr
Against
Against
For
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker
Security ID:
Meeting Date
Meeting Status
SLB
CUSIP 806857108
04/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Peter L.S. Currie
Elect V. Maureen
Kempston
Darkes
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Paal Kibsgaard
Elect Nikolay
Kudryavtsev
Mgmt
Mgmt
For
For
For
For
For
For
Page 87 of 374
5
6
7
8
9
10
11
Elect Michael E. Marks
Elect Indra K. Nooyi
Elect Lubna S. Olayan
Elect Leo Rafael Reif
Elect Tore I. Sandvold
Elect Henri Seydoux
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
For
Against
Against
For
For
For
Against
For
Against
12
Approval of Financials
Statements/Dividends
Mgmt
For
For
For
13
14
Ratification of Auditor
Amendments to Articles
of
Incorporation
Mgmt
Mgmt
For
For
For
For
For
For
15
Ratification of Board
Size
Mgmt
For
For
For
16
Amendment to the
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Southwestern Energy Company
Ticker
Security ID:
Meeting Date
Meeting Status
SWN
CUSIP 845467109
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect John D. Gass
Elect Catherine A. Kehr
Elect Greg D. Kerley
Elect Kenneth R.
Mourton
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
8
9
Elect Elliott Pew
Elect Terry W. Rathert
Elect Alan H. Stevens
Elect William J. Way
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
Amendment to the 2013
Incentive
Plan
Mgmt
For
For
For
11
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Spectra Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
SE
CUSIP 847560109
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect Gregory L. Ebel
Elect F. Anthony Comper
Elect Austin A. Adams
Elect Joseph Alvarado
Elect Pamela L. Carter
Elect Clarence P.
Cazalot,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Peter B. Hamilton
Miranda C. Hubbs
Michael McShane
Michael G. Morris
Page 88 of 374
11
Elect Michael E.J.
Phelps
Mgmt
For
For
For
12
13
Ratification of Auditor
Amendment to the 2007
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
14
Amendment to the
Executive Short-Term
Incentive
Plan
Mgmt
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Synergy Resources Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
SYRG
CUSIP 87164P103
06/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Lynn A. Peterson
Elect Rick A. Wilber
Elect Raymond E.
McElhaney
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
For
For
Against
For
1.4
Elect Jack N. Aydin
Mgmt
For
Withhold
Against
1.5
Elect Daniel E. Kelly
Mgmt
For
For
For
1.6
Elect Paul J. Korus
Mgmt
For
For
For
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Tenaris S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
TEN
CUSIP 88031M109
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Presentation of Board
and Auditors’ Reports
(Restated
Consolidated
Financial
Statements)
Mgmt
For
For
For
2
Restated Consolidated
Financial
Statements
Mgmt
For
For
For
3
Presentation of Board
and Auditors’ Reports
(Consolidated
Accounts)
Mgmt
For
For
For
4
Consolidated Financial
Statements
Mgmt
For
For
For
5
6
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
7
Ratification of Board
Acts
Mgmt
For
Against
Against
Page 89 of 374
8
9
10
Election of Directors
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
11
Electronic
Communications
Mgmt
For
For
For
________________________________________________________________________________
TransCanada Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TRP
CUSIP 89353D107
04/29/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Kevin E. Benson
Elect Derek H. Burney
Elect Russell K.
Girling
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
Elect S. Barry Jackson
Elect John E. Lowe
Elect Paula Rosput
Reynolds
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.7
1.8
1.9
Elect John Richels
Elect Mary Pat Salomone
Elect Indira V.
Samarasekera
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.10
Elect D. Michael G.
Stewart
Mgmt
For
For
For
1.11
1.12
2
Elect Siim A. Vanaselja
Elect Richard E. Waugh
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
Amendment to the Stock
Option
Plan
Mgmt
For
For
For
5
Shareholder Rights
Plan
Renewal
Mgmt
For
For
For
________________________________________________________________________________
W and T Offshore, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WTI
CUSIP 92922P106
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Jr.
Virginia Boulet
Stuart B. Katz
Tracy W. Krohn
S. James Nelson,
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Elect B. Frank Stanley
Amendment to the
Incentive
Compensation
Plan
Mgmt
Mgmt
For
For
For
For
For
For
7
Re-approval of All
Material Terms of the
Incentive
Mgmt
For
For
For
Page 90 of 374
Compensation Plan for
the Purposes of
Section
162(m)
8
Ratification of Auditor Mgmt
For
For
For
9
Reverse Stock Split
Mgmt
For
For
For
________________________________________________________________________________
Williams Companies, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WMB
CUSIP 969457100
06/27/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger/Acquisition
Advisory Vote on
Golden
Parachutes
Mgmt
Mgmt
For
For
For
Against
For
Against
3
Right to Adjourn
Meeting
Mgmt
For
Against
Against
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Equity Income Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AbbVie Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ABBV
CUSIP 00287Y109
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect William H.L.
Burnside
Mgmt
For
For
For
1.2
1.3
2
3
Elect Brett J. Hart
Elect Edward J. Rapp
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Repeal of Classified
Board
Mgmt
For
For
For
5
Approval of
Performance Goals
Under the Performance
Incentive
Plan
Mgmt
For
For
For
6
Shareholder Proposal
Regarding Take-Back
Programs for Unused
Medicines
ShrHoldr
Against
Against
For
7
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Agrium Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AGU
CUSIP 008916108
05/04/2016
Voted
Page 91 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
Elect Maura J. Clark
Elect David C. Everitt
Elect Russell K.
Girling
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Russell J. Horner
Elect Miranda C. Hubbs
Elect Charles V. Magro
Elect A. Anne McLellan
Elect Derek G. Pannell
Elect Mayo M. Schmidt
Elect William S. Simon
Appointment of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Shareholder Rights Plan Mgmt
For
For
For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
NLY
CUSIP 035710409
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Kevin G. Keyes
Elect Kevin P. Brady
Elect E. Wayne Nordberg
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Ares Capital Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ARCC
CUSIP 04010L103
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect R. Kipp deVeer
Mgmt
For
For
For
2
Elect Daniel G. Kelly
Mgmt
For
For
For
3
Elect Eric B. Siegel
Mgmt
For
For
For
4
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Ares Capital Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ARCC
CUSIP 04010L103
05/12/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Authority to Sell
Shares Below Net
Asset
Value
Mgmt
For
For
For
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker
Security ID:
Meeting Date
Meeting Status
AJG
CUSIP 363576109
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Sherry S. Barrat
Elect William L. Bax
Mgmt
Mgmt
For
For
For
For
For
For
Page 92 of 374
3
4
Elect D. John Coldman
Elect Frank E. English
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
5
Elect J. Patrick
Gallagher,
Jr.
Mgmt
For
For
For
6
7
8
9
Elect Elbert O. Hand
Elect David S. Johnson
Elect Kay W. McCurdy
Elect Ralph J.
Nicoletti
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
10
Elect Norman L.
Rosenthal
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
AT and T Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
T
CUSIP 00206R102
04/29/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Randall L.
Stephenson
Mgmt
For
For
For
2
Elect Samuel A. Di
Piazza,
Jr.
Mgmt
For
For
For
3
4
5
6
Elect Richard W. Fisher
Elect Scott T. Ford
Elect Glenn H. Hutchins
Elect William E.
Kennard
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Michael
McCallister
Mgmt
For
For
For
8
9
10
11
12
Elect Beth E. Mooney
Elect Joyce M. Roche
Elect Matthew K. Rose
Elect Cynthia B. Taylor
Elect Laura D’Andrea
Tyson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
Approval of the 2016
Incentive
Plan
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
Page 93 of 374
BCE Inc.
Ticker
Security ID:
BCE
CUSIP 05534B760
Meeting Type
Annual
Issue No. Description
Meeting Date
04/28/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
Elect Barry K. Allen
Elect Ronald A.
Brenneman
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
Elect Sophie Brochu
Elect Robert E. Brown
Elect George A. Cope
Elect David F. Denison
Elect Robert P. Dexter
Elect Ian Greenberg
Elect Kathrine Lee
Elect Monique F. Leroux
Elect Gordon M. Nixon
Elect Calin Rovinescu
Elect Robert C.
Simmonds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.14
2
3
Elect Paul R. Weiss
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Senior
Management Gender
Equality
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding
Reconstituting the
Compensation
Committee
ShrHoldr
Against
Against
For
________________________________________________________________________________
Boeing Company
Ticker
Security ID:
Meeting Date
Meeting Status
BA
CUSIP 097023105
05/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect David L. Calhoun
Elect Arthur D.
Collins,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Kenneth M.
Duberstein
Mgmt
For
For
For
4
Elect Edmund P.
Giambastiani,
Jr.
Mgmt
For
For
For
5
6
Elect Lynn J. Good
Elect Lawrence W.
Kellner
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Elect Edward M. Liddy
Elect Dennis A.
Muilenburg
Mgmt
Mgmt
For
For
For
For
For
For
9
10
Elect Susan C. Schwab
Elect Randall L.
Stephenson
Mgmt
Mgmt
For
For
For
For
For
For
11
Elect Ronald A.
Williams
Mgmt
For
For
For
12
Elect Mike S.
Mgmt
For
For
For
Page 94 of 374
Zafirovski
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
15
Ratification of Auditor
Shareholder Proposal
Regarding Lobbying
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
16
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Report on
Arms Sales to
Israel
ShrHoldr
Against
Against
For
________________________________________________________________________________
Bristow Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BRS
CUSIP 110394103
08/05/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Thomas N. Amonett
Elect Jonathan E.
Baliff
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
Elect Stephen J. Cannon
Elect Michael A. Flick
Elect Lori A. Gobillot
Elect Ian A. Godden
Elect David C. Gompert
Elect Stephen King
Elect Thomas C. Knudson
Elect Mathew Masters
Elect Bruce H. Stover
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNP
CUSIP 15189T107
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Milton Carroll
Elect Michael P.
Johnson
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Janiece M.
Longoria
Mgmt
For
For
For
4
5
6
Elect Scott J. McLean
Elect Theodore F. Pound
Elect Scott M.
Prochazka
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Susan O. Rheney
Elect Phillip R. Smith
Elect Peter S. Wareing
Ratification of Auditor
Advisory Vote on
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 95 of 374
Executive
Compensation
12
Approval of Exclusive
Forum
Provision
Mgmt
For
Against
Against
________________________________________________________________________________
Cummins Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CMI
CUSIP 231021106
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect N. Thomas
Linebarger
Mgmt
For
For
For
2
Elect Robert J.
Bernhard
Mgmt
For
For
For
3
Elect Franklin R.
Chang-Diaz
Mgmt
For
For
For
4
Elect Bruno V. Di Leo
Allen
Mgmt
For
For
For
5
6
7
8
9
10
11
Elect Stephen B. Dobbs
Elect Robert K. Herdman
Elect Alexis M. Herman
Elect Thomas J. Lynch
Elect William I. Miller
Elect Georgia R. Nelson
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Ratification of Auditor
Adoption of Proxy
Access
Mgmt
Mgmt
For
For
For
For
For
For
14
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Daktronics, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DAKT
CUSIP 234264109
09/02/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Byron J. Anderson
Elect Reece A.
Kurtenbach
Mgmt
Mgmt
For
For
For
For
For
For
1.3
2
Elect John P. Friel
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
2015 Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Dime Community Bancshares, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DCOM
CUSIP 253922108
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Vincent F.
Palagiano
Mgmt
For
For
For
Page 96 of 374
1.2
1.3
Elect Patrick E. Curtin
Elect Kathleen M.
Nelson
Mgmt
Mgmt
For
For
For
For
For
For
1.4
Elect Omer S. J.
Williams
Mgmt
For
For
For
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Dr Pepper Snapple Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DPS
CUSIP 26138E109
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect David E.
Alexander
Mgmt
For
For
For
2
3
4
5
6
7
8
9
10
11
Elect Antonio Carrillo
Elect Pamela H. Patsley
Elect Joyce M. Roche
Elect Ronald G. Rogers
Elect Wayne R. Sanders
Elect Dunia A. Shive
Elect M. Anne Szostak
Elect Larry D. Young
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Amendment to
Certificate of
Incorporation
Regarding Removal of
Directors With or
Without
Cause
Mgmt
For
For
For
13
Shareholder Proposal
Regarding Recycling
Strategy for Beverage
Containers
ShrHoldr
Against
Against
For
________________________________________________________________________________
DTE Energy Company
Ticker
Security ID:
Meeting Date
Meeting Status
DTE
CUSIP 233331107
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Gerard M.
Anderson
Mgmt
For
For
For
1.2
1.3
Elect David A. Brandon
Elect W. Frank
Fountain,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
1.4
Elect Charles G.
McClure
Mgmt
For
For
For
1.5
1.6
1.7
Elect Gail J. McGovern
Elect Mark A. Murray
Elect James B.
Nicholson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.8
Elect Charles W.
Pryor,
Jr.
Mgmt
For
For
For
Page 97 of 374
1.9
1.10
1.11
1.12
Elect Josue Robles, Jr.
Elect Ruth G. Shaw
Elect David A. Thomas
Elect James H.
Vandenberghe
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Corporate
Political
Spending
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Ensign Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ENSG
CUSIP 29358P101
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Antoinette T.
Hubenette
Mgmt
For
For
For
2
3
4
Elect Lee A. Daniels
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
5
Shareholder Proposal
Regarding
Sustainability
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Exxon Mobil Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
XOM
CUSIP 30231G102
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Michael J. Boskin
Elect Peter
Brabeck-Letmathe
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
Elect Angela F. Braly
Elect Ursula M. Burns
Elect Larry R. Faulkner
Elect Jay S. Fishman
Elect Henrietta H. Fore
Elect Kenneth C.
Frazier
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
Elect Douglas R.
Oberhelman
Mgmt
For
For
For
1.10
Elect Samuel J.
Palmisano
Mgmt
For
For
For
1.11
Elect Steven S
Reinemund
Mgmt
For
For
For
1.12
1.13
1.14
2
3
Elect Rex W. Tillerson
Elect William C. Weldon
Elect Darren W. Woods
Ratification of Auditor
Advisory Vote on
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 98 of 374
Executive
Compensation
4
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
5
Shareholder Proposal
Regarding Climate
Change Expertise on
Board
ShrHoldr
Against
Against
For
6
Shareholder Proposal
Regarding Sale of
Company
ShrHoldr
Against
Against
For
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
8
Shareholder Proposal
Regarding Gender Pay
Equity
Report
ShrHoldr
Against
Against
For
9
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
10
Shareholder Proposal
Regarding Dividend
Policy
ShrHoldr
Against
Against
For
11
Shareholder Proposal
Regarding Climate
Change Policy and
Commitment
ShrHoldr
Against
Against
For
12
Shareholder Proposal
Regarding Climate
Change Policy
Risk
ShrHoldr
Against
For
Against
13
Shareholder Proposal
Regarding Report on
Reserve
Replacements
ShrHoldr
Against
Against
For
14
Shareholder Proposal
Regarding Hydraulic
Fracturing
ShrHoldr
Against
Against
For
________________________________________________________________________________
Fifth Third Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
FITB
CUSIP 316773100
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Nicholas K. Akins
Elect B. Evan Bayh III
Elect Jorge L. Benitez
Elect Katherine B.
Blackburn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Emerson L.
Brumback
Mgmt
For
For
For
6
Elect Greg D.
Carmichael
Mgmt
For
For
For
7
8
9
Elect Gary R. Heminger
Elect Jewell D. Hoover
Elect Michael B.
McCallister
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 99 of 374
10
Elect Hendrick G.
Meijer
Mgmt
For
For
For
11
Elect Marsha C.
Williams
Mgmt
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FCF
CUSIP 319829107
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect James G. Barone
Elect Julie A. Caponi
Elect Ray T. Charley
Elect Gary R. Claus
Elect David S. Dahlmann
Elect Johnston A. Glass
Elect Jon L. Gorney
Elect David W.
Greenfield
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
1.11
Elect Luke A. Latimer
Elect T. Michael Price
Elect Laurie Stern
Singer
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.12
2
3
Elect Robert J. Ventura
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Ford Motor Company
Ticker
Security ID:
Meeting Date
Meeting Status
F
CUSIP 345370860
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Stephen G. Butler
Elect Kimberly A.
Casiano
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Anthony F.
Earley,
Jr.
Mgmt
For
For
For
4
5
6
Elect Mark Fields
Elect Edsel B. Ford II
Elect William Clay
Ford,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
7
Elect James H. Hance,
Jr.
Mgmt
For
For
For
8
Elect William W.
Helman
IV
Mgmt
For
For
For
9
Elect Jon M. Huntsman,
Jr.
Mgmt
For
For
For
10
Elect William E.
Mgmt
For
For
For
Page 100 of 374
Kennard
11
Elect John C.
Lechleiter
Mgmt
For
For
For
12
13
14
15
16
Elect Ellen R. Marram
Elect Gerald L. Shaheen
Elect John L. Thornton
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Amendment to Tax
Benefit Preservation
Plan
Mgmt
For
For
For
18
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
19
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FDI
CUSIP 347200107
04/18/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Honeywell International Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HON
CUSIP 438516106
04/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
11
Elect William S. Ayer
Elect Kevin Burke
Elect Jaime Chico Pardo
Elect David M. Cote
Elect D. Scott Davis
Elect Linnet F. Deily
Elect Judd Gregg
Elect Clive Hollick
Elect Grace D. Lieblein
Elect George Paz
Elect Bradley T.
Sheares
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Elect Robin L.
Washington
Mgmt
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
2016 Stock Incentive
Plan
Mgmt
For
For
For
16
Approval of 2016 Stock
Plan for Non-Employee
Directors
Mgmt
For
For
For
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
Page 101 of 374
18
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
19
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HMN
CUSIP 440327104
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Daniel A.
Domenech
Mgmt
For
For
For
2
Elect Stephen J.
Hasenmiller
Mgmt
For
For
For
3
4
Elect Ronald J. Helow
Elect Beverley J.
McClure
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Elect H. Wade Reece
Elect Gabriel L.
Shaheen
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
Elect Robert Stricker
Elect Steven O. Swyers
Elect Marita Zuraitis
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Huntsman Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HUN
CUSIP 447011107
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Nolan D.
Archibald
Mgmt
For
For
For
1.2
1.3
1.4
Elect M. Anthony Burns
Elect Peter R. Huntsman
Elect Robert J.
Margetts
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.5
1.6
Elect Wayne A. Reaud
Elect Alvin V.
Shoemaker
Mgmt
Mgmt
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
2016 Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
5
Right to Call a
Special
Meeting
Mgmt
For
Against
Against
6
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
7
Shareholder Proposal
ShrHoldr
Against
For
Against
Page 102 of 374
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
International Paper Company
Ticker
Security ID:
Meeting Date
Meeting Status
IP
CUSIP 460146103
05/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect David J. Bronczek
Elect William J. Burns
Elect Ahmet C. Dorduncu
Elect Ilene S. Gordon
Elect Jay L. Johnson
Elect Stacey J. Mobley
Elect Joan E. Spero
Elect Mark S. Sutton
Elect John L.
Townsend,
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
13
14
Elect William G. Walter
Elect J. Steven Whisler
Elect Ray G. Young
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Invesco Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
IVZ
CUSIP G491BT108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Joseph R. Canion
Elect Martin L.
Flanagan
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect C. Robert
Henrikson
Mgmt
For
For
For
4
Elect Ben F. Johnson
III
Mgmt
For
For
For
5
Elect Edward P.
Lawrence
Mgmt
For
For
For
6
Elect Sir Nigel
Sheinwald
Mgmt
For
For
For
7
8
Elect Phoebe A. Wood
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
9
2016 Global Equity
Incentive
Plan
Mgmt
For
For
For
10
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker
Security ID:
Meeting Date
Meeting Status
JPM
CUSIP 46625H100
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Linda B. Bammann
Mgmt
For
For
For
Page 103 of 374
2
3
Elect James A. Bell
Elect Crandall C.
Bowles
Mgmt
Mgmt
For
For
For
For
For
For
4
5
6
7
8
Elect Stephen B. Burke
Elect James S. Crown
Elect James Dimon
Elect Timothy P. Flynn
Elect Laban P.
Jackson,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Michael A. Neal
Elect Lee R. Raymond
Elect William C. Weldon
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
15
Shareholder Proposal
Regarding Counting
Abstentions
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Government
Service
Vesting
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Formation
of Shareholder Value
Committee
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Linking
Executive Pay to
Social
Factors
ShrHoldr
Against
Against
For
________________________________________________________________________________
Kemper Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
KMPR
CUSIP 488401100
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect George N. Cochran
Elect Kathleen M.
Cronin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Douglas G. Geoga
Elect Robert J. Joyce
Elect Joseph P.
Lacher,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Elect Christopher B.
Sarofim
Mgmt
For
For
For
7
8
9
Elect David P. Storch
Ratification of Auditor
Approval of the
performance goals
under the 2011
Omnibus Equity
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 104 of 374
________________________________________________________________________________
Lexmark International, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
LXK
CUSIP 529771107
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect
Elect
Elect
Elect
Elect
Jr.
6
7
8
9
10
11
12
13
14
Ralph E. Gomory
Michael J. Maples
Stephen R. Hardis
William R. Fields
Robert Holland,
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
For
For
Against
Against
For
For
Elect Kathi P. Seifert
Elect Jean-Paul L.
Montupet
Mgmt
Mgmt
For
For
For
For
For
For
Elect Jared L. Cohon
Elect J. Edward Coleman
Elect Paul A. Rooke
Elect Sandra L. Helton
Elect W. Roy Dunbar
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
For
Against
For
For
For
For
Against
For
Against
For
For
For
________________________________________________________________________________
Managed High Yield Plus Fund Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HYF
CUSIP 561911108
04/21/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Liquidation of the Fund Mgmt
For
For
For
________________________________________________________________________________
Marriott Vacations Worldwide Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
VAC
CUSIP 57164Y107
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Raymond L.
Gellein,
Jr.
Mgmt
For
For
For
1.2
Elect Thomas J.
Hutchison
III
Mgmt
For
For
For
1.3
2
3
Elect Dianna F. Morgan
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Merck & Co., Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MRK
CUSIP 58933Y105
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Leslie A. Brun
Elect Thomas R. Cech
Elect Pamela J. Craig
Elect Kenneth C.
Frazier
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 105 of 374
5
6
7
Elect Thomas H. Glocer
Elect C. Robert Kidder
Elect Rochelle B.
Lazarus
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Carlos E.
Represas
Mgmt
For
For
For
9
10
11
12
13
14
Elect Paul B. Rothman
Elect Patricia F. Russo
Elect Craig B. Thompson
Elect Wendell P. Weeks
Elect Peter C. Wendell
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Right to
Act by Written
Consent
Mgmt
ShrHoldr
For
Against
For
For
For
Against
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Take-Back
Programs for Unused
Medicines
ShrHoldr
Against
Against
For
________________________________________________________________________________
Pfizer Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PFE
CUSIP 717081103
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Dennis A.
Ausiello
Mgmt
For
For
For
2
3
Elect W. Don Cornwell
Elect Joseph J.
Echevarria
Mgmt
Mgmt
For
For
For
For
For
For
4
Elect Frances D.
Fergusson
Mgmt
For
For
For
5
6
7
8
Elect Helen H. Hobbs
Elect James M. Kilts
Elect Shantanu Narayen
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
Elect Ian C. Read
Elect Stephen W. Sanger
Elect James C. Smith
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
SHAREHOLDER PROPOSAL
REGARDING REPORT ON
LOBBYING
ACTIVITIES
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
Against
For
16
SHAREHOLDER PROPOSAL
REGARDING RIGHT TO
ACT BY WRITTEN
ShrHoldr
Against
Against
For
Page 106 of 374
CONSENT
17
SHAREHOLDER PROPOSAL
REGARDING CERTAIN
TAXABLE
EVENTS
ShrHoldr
Against
Against
For
________________________________________________________________________________
Phillips 66
Ticker
Security ID:
Meeting Date
Meeting Status
PSX
CUSIP 718546104
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Greg C. Garland
Elect John E. Lowe
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
5
Repeal of Classified
Board
Mgmt
For
For
For
________________________________________________________________________________
Reynolds American Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
RAI
CUSIP 761713106
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Susan M. Cameron
Elect Martin D.
Feinstein
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Murray S. Kessler
Elect Lionel L. Nowell
III
Mgmt
Mgmt
For
For
For
For
For
For
5
Elect Ricardo
Oberlander
Mgmt
For
For
For
6
7
8
Elect Jerome Abelman
Elect Robert E. Lerwill
AMENDMENT TO ARTICLES
OF INCORPORATION TO
DECLASSIFY THE BOARD
OF
DIRECTORS
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Increase of Authorized
Shares of Common
Stock
Mgmt
For
For
For
10
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
11
12
Ratification of Auditor
Shareholder Proposal
Regarding Giving
Preference to Share
Repurchases
Mgmt
ShrHoldr
For
Against
For
Against
For
For
13
Shareholder Proposal
Regarding Mediation
of Alleged Human
Rights
Violations
ShrHoldr
Against
Against
For
________________________________________________________________________________
Ryder System, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
R
CUSIP 783549108
05/06/2016
Voted
Meeting Type
Country of Trade
Page 107 of 374
Annual
Issue No.
Description
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
Elect Robert J. Eck
Elect Tamara L.
Lundgren
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Abbie J. Smith
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Amendment to the 2012
Equity and Incentive
Compensation
Plan
Mgmt
For
For
For
7
Amendment to the Stock
Purchase
Plan
Mgmt
For
For
For
________________________________________________________________________________
Spark New Zealand Limited
Ticker
Security ID:
Meeting Date
Meeting Status
SPK
CUSIP 84652A102
11/06/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Authorise Board to Set
Auditor’s
Fees
Mgmt
For
For
For
2
3
4
Re-elect Paul Berriman
Re-elect Charles Sitch
Equity Grant (MD/CEO
Simon
Moutter)
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
Equity Grant (MD/CEP
Simon
Moutter)
Mgmt
For
For
For
6
Approve Increase in
NEDs’ Fee
Cap
Mgmt
For
Against
Against
7
Amendments to
Constitution
Mgmt
For
For
For
________________________________________________________________________________
Spectra Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
SE
CUSIP 847560109
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect Gregory L. Ebel
Elect F. Anthony Comper
Elect Austin A. Adams
Elect Joseph Alvarado
Elect Pamela L. Carter
Elect Clarence P.
Cazalot,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Peter B. Hamilton
Elect Miranda C. Hubbs
Elect Michael McShane
Elect Michael G. Morris
Elect Michael E.J.
Phelps
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
Page 108 of 374
13
Amendment to the 2007
Long-Term Incentive
Plan
Mgmt
For
For
For
14
Amendment to the
Executive Short-Term
Incentive
Plan
Mgmt
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Sun Life Financial Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SLF
CUSIP 866796105
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect William D.
Anderson
Mgmt
For
For
For
1.2
1.3
1.4
1.5
Elect John H. Clappison
Elect Dean A. Connor
Elect Martin J.G. Glynn
Elect M. Marianne
Harris
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
1.8
1.9
1.10
Elect Sara G. Lewis
Elect Scott F. Powers
Elect Real Raymond
Elect Hugh D. Segal
Elect Barbara G.
Stymiest
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.11
Elect James H.
Sutcliffe
Mgmt
For
For
For
2
3
Appointment of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
TEL
CUSIP H84989104
03/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Pierre R.
Brondeau
Mgmt
For
For
For
2
Elect Terrence R.
Curtin
Mgmt
For
For
For
3
4
5
Elect Carol A. Davidson
Elect Juergen W. Gromer
Elect William A.
Jeffrey
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
8
Elect Thomas J. Lynch
Elect Yong Nam
Elect Daniel J. Phelan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 109 of 374
9
10
11
Elect Paula A. Sneed
Elect Mark C. Trudeau
Elect John C. Van
Scoter
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
13
Elect Laura H. Wright
Elect Thomas J. Lynch
as
Chairman
Mgmt
Mgmt
For
For
For
For
For
For
14
Elect Daniel J. Phelan
Mgmt
For
For
For
15
16
Elect Paula A. Sneed
Elect John C. Van
Scoter
Mgmt
Mgmt
For
For
For
For
For
For
17
Appointment of the
Independent
Proxy
Mgmt
For
For
For
18
Approval of Annual
Report
Mgmt
For
For
For
19
Approval of Statutory
Financial
Statements
Mgmt
For
For
For
20
Approval of
Consolidated
Financial
Statements
Mgmt
For
For
For
21
Release of Board of
Directors and
Executive
Officers
Mgmt
For
For
For
22
Appoint Deloitte and
Touche as
auditor
Mgmt
For
For
For
23
Appoint Deloitte AG,
Zurich as Swiss
registered
auditor
Mgmt
For
For
For
24
Appoint
PricewaterhouseCoopers
AG, Zurich as Special
Auditor
Mgmt
For
For
For
25
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
26
27
28
Executive Compensation
Board Compensation
Appropriation of
Earnings
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
29
30
Declaration of Dividend
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
31
Increase in Authorized
Capital
Mgmt
For
For
For
32
Reduction of Share
Capital Under the
Share Repurchase
Program
Mgmt
For
For
For
33
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Time Warner Cable, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
Page 110 of 374
TWC
CUSIP 88732J207
Meeting Type
Annual
Issue No. Description
07/01/2015
Country of Trade
United States
Proponent Mgmt Rec
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
Elect Carole Black
Elect Thomas H. Castro
Elect David C. Chang
Elect James E.
Copeland,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
8
9
Elect
Elect
Elect
Elect
Elect
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
13
14
Elect Wayne H. Pace
Elect Edward D. Shirley
Elect John E. Sununu
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
15
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
16
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
Against
For
Peter R. Haje
Donna A. James
Don Logan
Robert D. Marcus
N.J. Nicholas,
________________________________________________________________________________
Time Warner Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TWX
CUSIP 887317303
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect James L.
Barksdale
Mgmt
For
For
For
2
3
4
Elect William P. Barr
Elect Jeffrey L. Bewkes
Elect Stephen F.
Bollenbach
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
Elect Robert C. Clark
Elect Mathias Dopfner
Elect Jessica P.
Einhorn
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Carlos M.
Gutierrez
Mgmt
For
For
For
9
10
11
12
13
Elect Fred Hassan
Elect Paul D. Wachter
Elect Deborah C. Wright
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
TransCanada Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TRP
CUSIP 89353D107
04/29/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 111 of 374
1.1
1.2
1.3
Elect Kevin E. Benson
Elect Derek H. Burney
Elect Russell K.
Girling
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
Elect S. Barry Jackson
Elect John E. Lowe
Elect Paula Rosput
Reynolds
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.7
1.8
1.9
Elect John Richels
Elect Mary Pat Salomone
Elect Indira V.
Samarasekera
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.10
Elect D. Michael G.
Stewart
Mgmt
For
For
For
1.11
1.12
2
Elect Siim A. Vanaselja
Elect Richard E. Waugh
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
Amendment to the Stock
Option
Plan
Mgmt
For
For
For
5
Shareholder Rights
Plan
Renewal
Mgmt
For
For
For
________________________________________________________________________________
Triangle Capital Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TCAP
CUSIP 895848109
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect E. Ashton Poole
Elect Brent P. W.
Burgess
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Steven C. Lilly
Elect Garland S.
Tucker,
III
Mgmt
Mgmt
For
For
Against
For
Against
For
5
Elect W. McComb
Dunwoody
Mgmt
For
Against
Against
6
7
Elect Mark M. Gambill
Elect Benjamin S.
Goldstein
Mgmt
Mgmt
For
For
For
For
For
For
8
Elect Simon B. Rich,
Jr.
Mgmt
For
For
For
9
Elect Sherwood H.
Smith,
Jr.
Mgmt
For
For
For
10
Authority to Sell
Shares Below Net
Asset
Value
Mgmt
For
For
For
________________________________________________________________________________
Union Pacific Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
UNP
CUSIP 907818108
05/12/2016
Voted
Meeting Type
Country of Trade
Page 112 of 374
Annual
Issue No.
Description
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Elect Andrew H. Card,
Jr.
Mgmt
For
For
For
2
Elect Erroll B. Davis,
Jr.
Mgmt
For
For
For
3
4
5
6
7
Elect David B. Dillon
Elect Lance M. Fritz
Elect Charles C. Krulak
Elect Jane H. Lute
Elect Michael R.
McCarthy
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
Elect Michael W.
McConnell
Mgmt
For
For
For
9
Elect Thomas F.
McLarty
III
Mgmt
For
For
For
10
11
Elect Steven R. Rogel
Elect Jose H.
Villarreal
Mgmt
Mgmt
For
For
For
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Shareholder Proposal
Regarding Retention
of Shares Until
Normal Retirement
Age
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
Western Digital Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
WDC
CUSIP 958102105
03/15/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Stock Issuance for
Acquisition
Mgmt
For
For
For
2
Right to Adjourn
Meeting
Mgmt
For
For
For
3
Advisory Vote on
Golden
Parachutes
Mgmt
For
For
For
________________________________________________________________________________
Western Digital Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WDC
CUSIP 958102105
11/04/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Martin I. Cole
Elect Kathleen A. Cote
Elect Henry T. DeNero
Elect Michael D.
Lambert
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Len J. Lauer
Mgmt
For
For
For
Page 113 of 374
6
Elect Matthew E.
Massengill
Mgmt
For
For
For
7
Elect Stephen D.
Milligan
Mgmt
For
For
For
8
9
Elect Paula A. Price
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
10
Amendment to the 2004
Performance Incentive
Plan
Mgmt
For
For
For
11
Amendment to the 2005
Employee Stock
Purchase
Plan
Mgmt
For
For
For
12
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WYN
CUSIP 98310W108
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Stephen P. Holmes
Elect Myra J. Biblowit
Elect James E. Buckman
Elect George Herrera
Elect Brian Mulroney
Elect Pauline D.E.
Richards
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
1.7
Elect Michael H.
Wargotz
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Financial Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Affiliated Managers Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AMG
CUSIP 008252108
06/14/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Samuel T. Byrne
Elect Dwight D.
Churchill
Mgmt
Mgmt
For
For
For
For
For
For
Page 114 of 374
3
4
5
6
Elect Glenn Earle
Elect Niall Ferguson
Elect Sean M. Healey
Elect Tracy P.
Palandjian
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
Elect Patrick T. Ryan
Elect Jide J. Zeitlin
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Ally Financial Inc
Ticker
Security ID:
Meeting Date
Meeting Status
ALLY
CUSIP 02005N100
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Franklin W. Hobbs
Elect Robert T. Blakely
Elect Maureen A.
Breakiron-Evans
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
Elect Mayree C. Clark
Elect Stephen A.
Feinberg
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Kim S.
Fennebresque
Mgmt
For
For
For
7
8
9
10
11
12
Elect Marjorie Magner
Elect John Stack
Elect Michael F. Steib
Elect Kenneth J. Bacon
Elect Jeffrey J. Brown
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
American Express Company
Ticker
Security ID:
Meeting Date
Meeting Status
AXP
CUSIP 025816109
05/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Charlene
Barshefsky
Mgmt
For
For
For
2
3
Elect Ursula M. Burns
Elect Kenneth I.
Chenault
Mgmt
Mgmt
For
For
For
For
For
For
4
5
6
Elect Peter Chernin
Elect Ralph de la Vega
Elect Anne L.
Lauvergeon
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
Elect Micheal O.
Leavitt
Mgmt
For
For
For
8
Elect Theodore J.
Leonsis
Mgmt
For
For
For
9
10
Elect Richard C. Levin
Elect Samuel J.
Palmisano
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Elect Daniel L. Vasella
Elect Robert D. Walter
Mgmt
Mgmt
For
For
For
For
For
For
Page 115 of 374
13
Elect Ronald A.
Williams
Mgmt
For
For
For
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
16
Approval of the 2016
Incentive
Compensation
Plan
Mgmt
For
For
For
17
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Privacy and
Data
Security
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
20
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
21
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
American International Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AIG
CUSIP 026874784
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect W. Don Cornwell
Elect Peter R. Fisher
Elect John Fitzpatrick
Elect Peter D. Hancock
Elect William G.
Jurgensen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Christopher S.
Lynch
Mgmt
For
For
For
7
Elect Samuel J.
Merksamer
Mgmt
For
For
For
8
Elect George L. Miles,
Jr.
Mgmt
For
Against
Against
9
10
11
12
Elect Henry S. Miller
Elect Robert S. Miller
Elect Linda A. Mills
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Elect John A. Paulson
Elect Ronald A.
Rittenmeyer
Mgmt
Mgmt
For
For
For
For
For
For
15
Elect Douglas M.
Steenland
Mgmt
For
For
For
16
17
Elect Theresa M. Stone
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
Page 116 of 374
18
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
NLY
CUSIP 035710409
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Kevin G. Keyes
Elect Kevin P. Brady
Elect E. Wayne Nordberg
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Aon plc
Ticker
Security ID:
Meeting Date
Meeting Status
AON
CUSIP G0408V102
06/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Lester B. Knight
Elect Gregory C. Case
Elect Fulvio Conti
Elect Cheryl Francis
Elect James W. Leng
Elect J. Michael Losh
Elect Robert S.
Morrison
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
Elect Richard B. Myers
Elect Richard C.
Notebaert
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
Elect Gloria Santona
Elect Carolyn Y. Woo
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
13
Remuneration Report
(Advisory)
Mgmt
For
Against
Against
14
15
16
Accounts and Reports
Ratification of Auditor
Ratification of
Statutory
Auditor
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
17
Authority to Set
Auditor’s
Fees
Mgmt
For
For
For
18
Approval of Share
Repurchase Contracts
and
Mgmt
For
For
For
Repurchase
Counterparties
19
Authority to Issue
Shares w/ or w/o
Preemptive
Rights
Mgmt
For
For
For
20
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
21
Authorization of
Political Donations
Mgmt
For
For
For
Page 117 of 374
and
Expenditures
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker
Security ID:
Meeting Date
Meeting Status
AJG
CUSIP 363576109
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Jr.
5
Sherry S. Barrat
William L. Bax
D. John Coldman
Frank E. English
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect J. Patrick
Gallagher,
Jr.
Mgmt
For
For
For
6
7
8
9
Elect Elbert O. Hand
Elect David S. Johnson
Elect Kay W. McCurdy
Elect Ralph J.
Nicoletti
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
10
Elect Norman L.
Rosenthal
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
BancorpSouth, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BXS
CUSIP 059692103
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Gus J. Blass III
Elect Shannon A. Brown
Elect Wilbert G.
Holliman,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
Elect Larry G. Kirk
Elect Guy W. Mitchell
III
Mgmt
Mgmt
For
For
Withhold
For
Against
For
1.6
1.7
Elect Robert C. Nolan
Elect James D. Rollins
III
Mgmt
Mgmt
For
For
For
For
For
For
1.8
2
Elect Thomas R. Stanton
Bundled Amendments to
Articles
Mgmt
Mgmt
For
For
For
For
For
For
3
Adoption of Exclusive
Forum
Provision
Mgmt
For
Against
Against
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Sharon L. Allen
Elect Susan S. Bies
Elect Jack O.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 118 of 374
Bovender,
Jr.
4
Elect Frank P.
Bramble,
Sr.
Mgmt
For
For
For
5
Elect Pierre J. P. de
Weck
Mgmt
For
For
For
6
7
8
9
10
11
Elect
Elect
Elect
Elect
Elect
Elect
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
14
Elect Thomas D. Woods
Elect R. David Yost
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
Mgmt
ShrHoldr
For
Against
For
Against
For
For
Arnold W. Donald
Linda P. Hudson
Monica C. Lozano
Thomas J. May
Brian T. Moynihan
Lionel L. Nowell
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
09/22/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Ratification of Bylaw
Permitting Board to
Appoint a
Non-Independent
Chairman
Mgmt
For
Against
Against
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BRK.A
CUSIP 084670702
04/30/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect
Elect
Elect
Elect
Elect
Elect
III
1.7
1.8
1.9
1.10
1.11
1.12
2
Warren E. Buffett
Charles T. Munger
Howard G. Buffett
Stephen B. Burke
Susan L. Decker
William H. Gates
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Elect David S.
Gottesman
Mgmt
For
For
For
Elect Charlotte Guyman
Elect Thomas S. Murphy
Elect Ronald L. Olson
Elect Walter Scott, Jr.
Elect Meryl B. Witmer
Shareholder Proposal
Regarding Reporting
Of Climate Change
Risks
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
ShrHoldr
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
For
For
Against
________________________________________________________________________________
Boston Private Financial Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BPFH
CUSIP 101119105
04/21/2016
Voted
Page 119 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1.1
Elect Clayton G.
Deutsch
Mgmt
For
For
For
1.2
Elect Deborah F.
Kuenstner
Mgmt
For
For
For
1.3
1.4
1.5
1.6
Elect Gloria C. Larson
Elect John Morton III
Elect Daniel P. Nolan
Elect Kimberly S.
Stevenson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.7
1.8
1.9
Elect Stephen M. Waters
Elect Donna C. Wells
Elect Lizabeth H.
Zlatkus
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Approval of the Annual
Executive Incentive
Plan
Mgmt
For
For
For
4
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
CBRE Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CBG
CUSIP 12504L109
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Brandon B. Boze
Elect Curtis F. Feeny
Elect Bradford M.
Freeman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Christopher T.
Jenny
Mgmt
For
For
For
5
6
7
8
Elect Gerardo I. Lopez
Elect Frederic V. Malek
Elect Paula R. Reynolds
Elect Robert E.
Sulentic
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
Elect Laura D’Andrea
Tyson
Mgmt
For
For
For
10
11
12
Elect Ray Wirta
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Amendment of Right to
Call a Special
Meeting
Mgmt
For
Against
Against
14
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Charles Schwab Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
SCHW
CUSIP 808513105
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Page 120 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
4
5
6
7
Elect John K. Adams
Elect Stephen A. Ellis
Elect Arun Sarin
Elect Charles R. Schwab
Elect Paula A. Sneed
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
9
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Citigroup Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
C
CUSIP 172967424
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect Michael L. Corbat
Elect Ellen M. Costello
Elect Duncan P. Hennes
Elect Peter B. Henry
Elect Franz B. Humer
Elect Renee J. James
Elect Eugene M. McQuade
Elect Michael E.
O’Neill
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
Elect Gary M. Reiner
Elect Judith Rodin
Elect Anthony M.
Santomero
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
13
14
Elect Joan E. Spero
Elect Diana L. Taylor
Elect William S.
Thompson,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
16
Elect James S. Turley
Elect Ernesto Zedillo
Ponce de
Leon
Mgmt
Mgmt
For
For
For
For
For
For
17
18
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
19
Amendment to the 2014
Stock Incentive
Plan
Mgmt
For
For
For
20
Amendment to the 2011
Executive Performance
Plan
Mgmt
For
For
For
21
Shareholder Proposal
Regarding Gender Pay
Equity
Report
ShrHoldr
Against
Against
For
22
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
Page 121 of 374
23
Shareholder Proposal
Regarding Formation
of Shareholder Value
Committee
ShrHoldr
Against
Against
For
24
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
ShrHoldr
Against
Against
For
25
Shareholder Proposal
Regarding Government
Service
Vesting
ShrHoldr
Against
Against
For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNO
CUSIP 12621E103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Edward J. Bonach
Elect Ellyn L. Brown
Elect Robert C. Greving
Elect Mary R. Henderson
Elect Charles J.
Jacklin
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
Elect Daniel R. Maurer
Elect Neal C. Schneider
Elect Frederick J.
Sievert
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect Michael T. Tokarz
Amendment to NOL
Shareholder Rights
Plan
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Credicorp Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
BAP
CUSIP G2519Y108
03/31/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Approval of
Consolidated
Financial
Statements
Mgmt
For
For
For
2
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
________________________________________________________________________________
Discover Financial Services
Ticker
Security ID:
Meeting Date
Meeting Status
DFS
CUSIP 254709108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect
Elect
Elect
Elect
Elect
Elect
Jeffrey S. Aronin
Mary K. Bush
Gregory C. Case
Candace H. Duncan
Joseph F. Eazor
Cynthia A.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 122 of 374
Glassman
7
8
9
10
11
12
Elect Richard H. Lenny
Elect Thomas G. Maheras
Elect Michael H. Moskow
Elect David W. Nelms
Elect Mark A. Thierer
Elect Lawrence A.
Weinbach
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
E TRADE Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ETFC
CUSIP 269246401
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard J.
Carbone
Mgmt
For
For
For
2
3
4
Elect James P. Healy
Elect Paul T. Idzik
Elect Frederick W.
Kanner
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
Elect James Lam
Elect Rodger A. Lawson
Elect Shelley B.
Leibowitz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
Elect Rebecca Saeger
Elect Joseph L.
Sclafani
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
Elect Gary H. Stern
Elect Donna L. Weaver
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Fifth Third Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
FITB
CUSIP 316773100
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Nicholas K. Akins
Elect B. Evan Bayh III
Elect Jorge L. Benitez
Elect Katherine B.
Blackburn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Emerson L.
Brumback
Mgmt
For
For
For
6
Elect Greg D.
Carmichael
Mgmt
For
For
For
7
8
9
Elect Gary R. Heminger
Elect Jewell D. Hoover
Elect Michael B.
McCallister
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Hendrick G.
Meijer
Mgmt
For
For
For
Page 123 of 374
11
Elect Marsha C.
Williams
Mgmt
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FCF
CUSIP 319829107
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect James G. Barone
Elect Julie A. Caponi
Elect Ray T. Charley
Elect Gary R. Claus
Elect David S. Dahlmann
Elect Johnston A. Glass
Elect Jon L. Gorney
Elect David W.
Greenfield
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
1.11
Elect Luke A. Latimer
Elect T. Michael Price
Elect Laurie Stern
Singer
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.12
2
3
Elect Robert J. Ventura
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
GAMCO Investors, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
GBL
CUSIP 361438104
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Edwin L. Artzt
Elect Raymond C.
Avansino
Mgmt
Mgmt
For
For
For
Withhold
For
Against
1.3
1.4
1.5
Elect Mario J. Gabelli
Elect Eugene R. McGrath
Elect Robert S.
Prather,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.6
2
3
4
Elect Elisa M. Wilson
Ratification of Auditor
Stock Grant
Amendment to the 2002
Stock Award and
Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
For
Against
Against
5
Reclassification of
Class B
Stock
Mgmt
N/A
For
N/A
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HMN
CUSIP 440327104
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Page 124 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Elect Daniel A.
Domenech
Mgmt
For
For
For
2
Elect Stephen J.
Hasenmiller
Mgmt
For
For
For
3
4
Elect Ronald J. Helow
Elect Beverley J.
McClure
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Elect H. Wade Reece
Elect Gabriel L.
Shaheen
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
Elect Robert Stricker
Elect Steven O. Swyers
Elect Marita Zuraitis
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Hospitality Properties Trust
Ticker
Security ID:
Meeting Date
Meeting Status
HPT
CUSIP 44106M102
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Donna D. Fraiche
Elect William A. Lamkin
Elect Adam D. Portnoy
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Abstain
Abstain
Abstain
For
Against
Against
Against
For
5
6
Ratification of Auditor
Shareholder Proposal
Regarding Opt Out Of
Maryland’s
Unsolicited Takeover
Act
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
Janus Capital Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JNS
CUSIP 47102X105
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey J.
Diermeier
Mgmt
For
For
For
2
3
Elect Eugene Flood, Jr.
Elect J. Richard
Fredericks
Mgmt
Mgmt
For
For
For
For
For
For
4
5
Elect Deborah R. Gatzek
Elect Lawrence E.
Kochard
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Arnold A.
Pinkston
Mgmt
For
For
For
7
8
9
Elect Glenn S. Schafer
Elect Richard M. Weil
Elect Billie I.
Williamson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Tatsusaburo
Yamamoto
Mgmt
For
For
For
Page 125 of 374
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
13
Adoption of Exclusive
Forum
Mgmt
For
Against
Against
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
JLL
CUSIP 48020Q107
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Hugo Bague
Elect Samuel A. Di
Piazza,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
11
Elect Colin Dyer
Elect DeAnne S. Julius
Elect Ming Lu
Elect Martin H. Nesbitt
Elect Sheila A. Penrose
Elect Ann Marie Petach
Elect Shailesh Rao
Elect Christian Ulbrich
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker
Security ID:
Meeting Date
Meeting Status
JPM
CUSIP 46625H100
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Linda B. Bammann
Elect James A. Bell
Elect Crandall C.
Bowles
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
Elect Stephen B. Burke
Elect James S. Crown
Elect James Dimon
Elect Timothy P. Flynn
Elect Laban P.
Jackson,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Michael A. Neal
Elect Lee R. Raymond
Elect William C. Weldon
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
15
Shareholder Proposal
Regarding Counting
Abstentions
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Government
Service
Vesting
ShrHoldr
Against
Against
For
Page 126 of 374
17
Shareholder Proposal
Regarding Formation
of Shareholder Value
Committee
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Linking
Executive Pay to
Social
Factors
ShrHoldr
Against
Against
For
________________________________________________________________________________
Kemper Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
KMPR
CUSIP 488401100
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect George N. Cochran
Elect Kathleen M.
Cronin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Douglas G. Geoga
Elect Robert J. Joyce
Elect Joseph P.
Lacher,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Elect Christopher B.
Sarofim
Mgmt
For
For
For
7
8
9
Elect David P. Storch
Ratification of Auditor
Approval of the
performance goals
under the 2011
Omnibus Equity
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Lincoln National Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
LNC
CUSIP 534187109
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect William H.
Cunningham
Mgmt
For
For
For
2
Elect George W.
Henderson,
III
Mgmt
For
For
For
3
4
5
6
Elect Eric G. Johnson
Elect M. Leanne Lachman
Elect William P. Payne
Elect Patrick S.
Pittard
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
Elect Isaiah Tidwell
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Shareholder Proposal
Regarding Simple
Majority
Vote
ShrHoldr
Against
For
Against
Page 127 of 374
________________________________________________________________________________
MarketAxess Holdings Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MKTX
CUSIP 57060D108
06/07/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Richard M. McVey
Elect Steven L.
Begleiter
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
Elect Stephen P. Casper
Elect Jane Chwick
Elect William F. Cruger
Elect David G. Gomach
Elect Carlos M.
Hernandez
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
8
9
10
11
12
Elect Ronald M. Hersch
Elect John Steinhardt
Elect James J. Sullivan
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Amendment to the 2012
Incentive
Plan
Mgmt
For
For
For
14
Executive Performance
Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
MasterCard Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
MA
CUSIP 57636Q104
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard
Haythornthwaite
Mgmt
For
For
For
2
3
4
5
Elect Ajay Banga
Elect Silvio Barzi
Elect David R. Carlucci
Elect Steven J.
Freiberg
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Julius
Genachowski
Mgmt
For
For
For
7
8
9
10
11
Elect Merit E. Janow
Elect Nancy J. Karch
Elect Oki Matsumoto
Elect Rima Qureshi
Elect Jose Octavio
Reyes
Lagunes
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Elect Jackson P. Tai
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
MFA Financial, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MFA
CUSIP 55272X102
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 128 of 374
Mgmt
1
2
3
4
5
Elect James A. Brodsky
Elect Richard J. Byrne
Elect Alan L. Gosule
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Morgan Stanley
Ticker
Security ID:
Meeting Date
Meeting Status
MS
CUSIP 617446448
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect Erskine B. Bowles
Elect Alistair Darling
Elect Thomas H. Glocer
Elect James P. Gorman
Elect Robert H. Herz
Elect Nobuyuki Hirano
Elect Klaus Kleinfeld
Elect Jami Miscik
Elect Donald T.
Nicolaisen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
13
14
Elect
Elect
Elect
Elect
Elect
Jr.
Hutham S. Olayan
James W. Owens
Ryosuke Tamakoshi
Perry M. Traquina
Rayford Wilkins,
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
17
Amendment to 2007
Equity Incentive
Compensation
Plan
Mgmt
For
For
For
18
Shareholder Proposal
Regarding Counting
Abstentions
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Government
Service
Vesting
ShrHoldr
Against
Against
For
________________________________________________________________________________
PRA Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PRAA
CUSIP 69354N106
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect John H. Fain
Elect David Roberts
Elect Vikram A. Atal
Elect Geir L. Olsen
Elect Kevin P.
Stevenson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
Against
1.6
2
Elect Lance L. Weaver
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Page 129 of 374
Signature Bank
Ticker
Security ID:
SBNY
CUSIP 82669G104
Meeting Type
Annual
Issue No. Description
Meeting Date
04/21/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
2
3
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
Elect John Tamberlane
Elect Judith Huntington
Elect Derrick D. Cephas
Ratification of Auditor
Advisory Vote on
Executive
Compensation
For
For
For
For
For
________________________________________________________________________________
Sun Life Financial Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SLF
CUSIP 866796105
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect William D.
Anderson
Mgmt
For
For
For
1.2
1.3
1.4
1.5
Elect John H. Clappison
Elect Dean A. Connor
Elect Martin J.G. Glynn
Elect M. Marianne
Harris
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
1.8
1.9
1.10
Elect Sara G. Lewis
Elect Scott F. Powers
Elect Real Raymond
Elect Hugh D. Segal
Elect Barbara G.
Stymiest
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.11
Elect James H.
Sutcliffe
Mgmt
For
For
For
2
3
Appointment of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
SVB Financial Group
Ticker
Security ID:
Meeting Date
Meeting Status
SIVB
CUSIP 78486Q101
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Greg W. Becker
Elect Eric A. Benhamou
Elect David M. Clapper
Elect Roger F. Dunbar
Elect Joel P. Friedman
Elect Lata Krishnan
Elect Jeffrey N.
Maggioncalda
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
1.9
1.10
1.11
2
Elect Mary J. Miller
Elect Kate D. Mitchell
Elect John F. Robinson
Elect Garen K. Staglin
1999 Employee Stock
Purchase
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
Page 130 of 374
________________________________________________________________________________
Triangle Capital Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TCAP
CUSIP 895848109
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect E. Ashton Poole
Elect Brent P. W.
Burgess
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Steven C. Lilly
Elect Garland S.
Tucker,
III
Mgmt
Mgmt
For
For
Against
For
Against
For
5
Elect W. McComb
Dunwoody
Mgmt
For
Against
Against
6
7
Elect Mark M. Gambill
Elect Benjamin S.
Goldstein
Mgmt
Mgmt
For
For
For
For
For
For
8
Elect Simon B. Rich,
Jr.
Mgmt
For
For
For
9
Elect Sherwood H.
Smith,
Jr.
Mgmt
For
For
For
10
Authority to Sell
Shares Below Net
Asset
Value
Mgmt
For
For
For
________________________________________________________________________________
U.S. Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
USB
CUSIP 902973304
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Douglas M.
Baker,
Jr.
Mgmt
For
For
For
2
3
4
Elect Warner L. Baxter
Elect Marc N. Casper
Elect Arthur D.
Collins,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
Elect Richard K. Davis
Elect Kimberly J.
Harris
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Roland A.
Hernandez
Mgmt
For
For
For
8
9
10
11
12
13
14
15
16
Elect Doreen Woo Ho
Elect Olivia F. Kirtley
Elect Karen S. Lynch
Elect David B. O’Maley
Elect O’dell M. Owens
Elect Craig D. Schnuck
Elect Scott W. Wine
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Shareholder Proposal
Regarding Independent
Chairman
ShrHoldr
Against
For
Against
Page 131 of 374
18
Shareholder Proposal
Regarding Retention
of Shares Until
Retirement
ShrHoldr
Against
Against
For
________________________________________________________________________________
Unum Group
Ticker
Security ID:
Meeting Date
Meeting Status
UNM
CUSIP 91529Y106
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Theodore H.
Bunting,
Jr.
Mgmt
For
For
For
2
Elect E. Michael
Caulfield
Mgmt
For
For
For
3
Elect Joseph J.
Echevarria
Mgmt
For
For
For
4
5
6
7
8
9
Elect Cynthia L. Egan
Elect Pamela H. Godwin
Elect Kevin T. Kabat
Elect Timothy F. Keaney
Elect Gloria C. Larson
Elect Richard P.
McKenney
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Elect Edward J. Muhl
Elect Ronald. P.
O’Hanley
Mgmt
Mgmt
For
For
For
For
For
For
12
13
14
Elect Francis J. Shammo
Elect Thomas R. Watjen
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Savings-Related Share
Option Scheme
2016
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WDR
CUSIP 930059100
04/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
2
Elect Henry J. Herrmann
Elect James M. Raines
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
Amendment to the 1998
Stock Incentive
Plan
Mgmt
For
For
For
4
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Wells Fargo and Company
Ticker
Security ID:
Meeting Date
Meeting Status
WFC
CUSIP 949746101
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect John D. Baker II
Mgmt
For
For
For
Page 132 of 374
2
3
4
5
6
7
Elect Elaine L. Chao
Elect John S. Chen
Elect Lloyd H. Dean
Elect Elizabeth A. Duke
Elect Susan E. Engel
Elect Enrique
Hernandez,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
Elect Donald M. James
Elect Cynthia H.
Milligan
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
14
15
Elect Federico F. Pena
Elect James H. Quigley
Elect Stephen W. Sanger
Elect John G. Stumpf
Elect Susan G. Swenson
Elect Suzanne M.
Vautrinot
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
16
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
17
18
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
19
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
XL Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
XL
CUSIP G98290102
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Ramani Ayer
Elect Stephen J.O.
Catlin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Dale R. Comey
Elect Claus-Michael
Dill
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Elect Robert R. Glauber
Elect Edward J. Kelly,
III
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Suzanne B.
Labarge
Mgmt
For
For
For
8
9
10
Elect Joseph Mauriello
Elect Eugene M. McQuade
Elect Michael S.
McGavick
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
12
13
14
Elect Clayton S. Rose
Elect Anne L. Stevens
Elect John M. Vereker
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
Page 133 of 374
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
18
Amendment to the 1991
Performance Incentive
Program
Mgmt
For
For
For
________________________________________________________________________________
XL Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
XL
CUSIP G98290102
06/23/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
EGM Scheme of
Arrangement
Proposal
Mgmt
For
For
For
2
Capital Reduction
Proposal
Mgmt
For
For
For
3
Subsidiary Share
Acquisition
Proposal
Mgmt
For
For
For
4
Directors’ Allotment
Authority
Proposal
Mgmt
For
For
For
5
Ireland Reserve
Application
Proposal
Mgmt
For
For
For
6
Ireland Memorandum
Amendment
Proposal
Mgmt
For
For
For
7
Ireland Articles
Amendment
Proposal
Mgmt
For
For
For
8
Bermuda Bye-Law
Amendment Threshold
Proposal
Mgmt
For
For
For
9
Bermuda Merger and
Amalgamation
Threshold
Proposal
Mgmt
For
For
For
10
Bermuda Repurchase
Right
Proposal
Mgmt
For
For
For
11
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
XL Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
XL
CUSIP G98290111
06/23/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Redomestication from
Ireland to
Bermuda
Mgmt
For
For
For
2
Right to Adjourn
Meeting
Mgmt
For
For
For
Page 134 of 374
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
American International Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AIG
CUSIP 026874784
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect W. Don Cornwell
Elect Peter R. Fisher
Elect John Fitzpatrick
Elect Peter D. Hancock
Elect William G.
Jurgensen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Christopher S.
Lynch
Mgmt
For
For
For
7
Elect Samuel J.
Merksamer
Mgmt
For
For
For
8
Elect George L. Miles,
Jr.
Mgmt
For
Against
Against
9
10
11
12
Elect Henry S. Miller
Elect Robert S. Miller
Elect Linda A. Mills
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Elect John A. Paulson
Elect Ronald A.
Rittenmeyer
Mgmt
Mgmt
For
For
For
For
For
For
15
Elect Douglas M.
Steenland
Mgmt
For
For
For
16
17
Elect Theresa M. Stone
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
18
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Ashland Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ASH
CUSIP 044209104
01/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Brendan M.
Cummins
Mgmt
For
For
For
2
3
4
5
Elect Roger W. Hale
Elect Vada O. Manager
Elect Mark C. Rohr
Elect George A.
Schaefer,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
9
Elect Janice J. Teal
Elect Michael J. Ward
Ratification of Auditor
Advisory Vote on
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
Page 135 of 374
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Sharon L. Allen
Elect Susan S. Bies
Elect Jack O.
Bovender,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Frank P.
Bramble,
Sr.
Mgmt
For
For
For
5
Elect Pierre J. P. de
Weck
Mgmt
For
For
For
6
7
8
9
10
11
Elect
Elect
Elect
Elect
Elect
Elect
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
14
Elect Thomas D. Woods
Elect R. David Yost
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
Mgmt
ShrHoldr
For
Against
For
Against
For
For
Arnold W. Donald
Linda P. Hudson
Monica C. Lozano
Thomas J. May
Brian T. Moynihan
Lionel L. Nowell
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
09/22/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Ratification of Bylaw
Permitting Board to
Appoint a
Non-Independent
Chairman
Mgmt
For
Against
Against
________________________________________________________________________________
CBRE Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CBG
CUSIP 12504L109
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Brandon B. Boze
Elect Curtis F. Feeny
Elect Bradford M.
Freeman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Christopher T.
Jenny
Mgmt
For
For
For
5
6
Elect Gerardo I. Lopez
Elect Frederic V. Malek
Mgmt
Mgmt
For
For
For
For
For
For
Page 136 of 374
7
8
Elect Paula R. Reynolds
Elect Robert E.
Sulentic
Mgmt
Mgmt
For
For
For
For
For
For
9
Elect Laura D’Andrea
Tyson
Mgmt
For
For
For
10
11
12
Elect Ray Wirta
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Amendment of Right to
Call a Special
Meeting
Mgmt
For
Against
Against
14
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Celgene Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CELG
CUSIP 151020104
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Robert J. Hugin
Elect Mark J. Alles
Elect Richard W. Barker
Elect Michael W. Bonney
Elect Michael D. Casey
Elect Carrie S. Cox
Elect Jacqualyn A.
Fouse
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
Elect Michael A.
Friedman
Mgmt
For
For
For
1.9
1.10
1.11
1.12
2
3
Elect Julia A. Haller
Elect Gilla Kaplan
Elect James J. Loughlin
Elect Ernest Mario
Ratification of Auditor
Amendment to the 2008
Stock Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Exclusive Forum
Provision
Mgmt
For
Against
Against
6
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNP
CUSIP 15189T107
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Milton Carroll
Elect Michael P.
Mgmt
Mgmt
For
For
For
For
For
For
Page 137 of 374
Johnson
3
Elect Janiece M.
Longoria
Mgmt
For
For
For
4
5
6
Elect Scott J. McLean
Elect Theodore F. Pound
Elect Scott M.
Prochazka
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Susan O. Rheney
Elect Phillip R. Smith
Elect Peter S. Wareing
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Approval of Exclusive
Forum
Provision
Mgmt
For
Against
Against
________________________________________________________________________________
CMS Energy Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMS
CUSIP 125896100
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Jon E. Barfield
Elect Deborah H. Butler
Elect Kurt L. Darrow
Elect Stephen E. Ewing
Elect Richard M. Gabrys
Elect William D. Harvey
Elect Philip R.
Lochner,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
Elect Patricia K. Poppe
Elect John G. Russell
Elect Myrna M. Soto
Elect John G. Sznewajs
Elect Laura H. Wright
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNO
CUSIP 12621E103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Edward J. Bonach
Elect Ellyn L. Brown
Elect Robert C. Greving
Elect Mary R. Henderson
Elect Charles J.
Jacklin
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
Elect Daniel R. Maurer
Elect Neal C. Schneider
Elect Frederick J.
Sievert
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect Michael T. Tokarz
Amendment to NOL
Shareholder Rights
Plan
Mgmt
Mgmt
For
For
For
For
For
For
11
Ratification of Auditor
Mgmt
For
For
For
Page 138 of 374
12
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
CSX Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CSX
CUSIP 126408103
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Donna M. Alvarado
Elect John B. Breaux
Elect Pamela L. Carter
Elect Steven T.
Halverson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Edward J. Kelly,
III
Mgmt
For
For
For
6
7
8
Elect John D. McPherson
Elect David M. Moffett
Elect Timothy T.
O’Toole
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Elect David M.
Ratcliffe
Mgmt
For
For
For
10
11
12
13
14
Elect Donald J. Shepard
Elect Michael J. Ward
Elect J. Steven Whisler
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
E TRADE Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ETFC
CUSIP 269246401
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard J.
Carbone
Mgmt
For
For
For
2
3
4
Elect James P. Healy
Elect Paul T. Idzik
Elect Frederick W.
Kanner
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
Elect James Lam
Elect Rodger A. Lawson
Elect Shelley B.
Leibowitz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
Elect Rebecca Saeger
Elect Joseph L.
Sclafani
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
Elect Gary H. Stern
Elect Donna L. Weaver
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Fifth Third Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
FITB
CUSIP 316773100
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 139 of 374
Mgmt
1
2
3
4
Elect Nicholas K. Akins
Elect B. Evan Bayh III
Elect Jorge L. Benitez
Elect Katherine B.
Blackburn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Emerson L.
Brumback
Mgmt
For
For
For
6
Elect Greg D.
Carmichael
Mgmt
For
For
For
7
8
9
Elect Gary R. Heminger
Elect Jewell D. Hoover
Elect Michael B.
McCallister
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Hendrick G.
Meijer
Mgmt
For
For
For
11
Elect Marsha C.
Williams
Mgmt
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FCF
CUSIP 319829107
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect James G. Barone
Elect Julie A. Caponi
Elect Ray T. Charley
Elect Gary R. Claus
Elect David S. Dahlmann
Elect Johnston A. Glass
Elect Jon L. Gorney
Elect David W.
Greenfield
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
1.11
Elect Luke A. Latimer
Elect T. Michael Price
Elect Laurie Stern
Singer
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.12
2
3
Elect Robert J. Ventura
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Janus Capital Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JNS
CUSIP 47102X105
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey J.
Diermeier
Mgmt
For
For
For
2
3
Elect Eugene Flood, Jr.
Elect J. Richard
Fredericks
Mgmt
Mgmt
For
For
For
For
For
For
Page 140 of 374
4
5
Elect Deborah R. Gatzek
Elect Lawrence E.
Kochard
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Arnold A.
Pinkston
Mgmt
For
For
For
7
8
9
Elect Glenn S. Schafer
Elect Richard M. Weil
Elect Billie I.
Williamson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Tatsusaburo
Yamamoto
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
13
Adoption of Exclusive
Forum
Mgmt
For
Against
Against
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker
Security ID:
Meeting Date
Meeting Status
JAZZ
CUSIP G50871105
07/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Peter Gray
Elect Kenneth W.
O’Keefe
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
Elect Elmar Schnee
Elect Catherine A. Sohn
Ratification of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Kemper Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
KMPR
CUSIP 488401100
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect George N. Cochran
Elect Kathleen M.
Cronin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Douglas G. Geoga
Elect Robert J. Joyce
Elect Joseph P.
Lacher,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Elect Christopher B.
Sarofim
Mgmt
For
For
For
7
8
9
Elect David P. Storch
Ratification of Auditor
Approval of the
performance goals
under the 2011
Omnibus Equity
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Page 141 of 374
Martin Marietta Materials, Inc.
Ticker
Security ID:
MLM
CUSIP 573284106
Meeting Type
Annual
Issue No. Description
Meeting Date
05/19/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
5
Elect C. Howard Nye
Elect Laree E. Perez
Elect Dennis L. Rediker
Elect Donald W. Slager
Repeal of Classified
Board
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
Ratification of Auditor
Amendment to Stock
Based Award
Plan
Mgmt
Mgmt
For
For
For
For
For
For
8
Approval of Executive
Cash Incentive
Plan
Mgmt
For
For
For
9
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Mckesson Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MCK
CUSIP 58155Q103
07/29/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Andy D. Bryant
Elect Wayne A. Budd
Elect N. Anthony Coles
Elect John H.
Hammergren
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Elect Alton F. Irby III
Elect M. Christine
Jacobs
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
11
12
13
Elect Donald R. Knauss
Elect Marie L. Knowles
Elect David M. Lawrence
Elect Edward A. Mueller
Elect Susan R. Salka
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Reapproval of the
Management Cash
Incentive
Plan
Mgmt
For
For
For
15
Adoption of Proxy
Access
Bylaw
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
Against
For
________________________________________________________________________________
Page 142 of 374
Oge Energy Corp.
Ticker
Security ID:
OGE
CUSIP 670837103
Meeting Type
Annual
Issue No. Description
Meeting Date
05/19/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect Frank A. Bozich
Elect James H. Brandi
Elect Luke R. Corbett
Elect John D. Groendyke
Elect David L. Hauser
Elect Kirk Humphreys
Elect Robert O. Lorenz
Elect Judy R.
McReynolds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
2
3
Elect Sheila G. Talton
Elect Sean Trauschke
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Elimination of
Supermajority
Requirements
Mgmt
For
For
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Rogers Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ROG
CUSIP 775133101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Keith L. Barnes
Elect Michael F. Barry
Elect Bruce D. Hoechner
Elect Carol R. Jensen
Elect William E.
Mitchell
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
1.8
2
Elect Ganesh Moorthy
Elect Helene Simonet
Elect Peter C. Wallace
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
Against
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
RCL
CUSIP V7780T103
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect John F.
Elect Richard
Elect William
Elect Maritza
Montiel
5
6
7
8
Brock
D. Fain
L. Kimsey
Gomez
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect Ann S. Moore
Elect Eyal M. Ofer
Elect Thomas J.
Pritzker
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Elect William K. Reilly
Mgmt
For
For
For
Page 143 of 374
9
10
11
12
Elect Bernt Reitan
Elect Vagn Ove Sorensen
Elect Donald Thompson
Elect Arne Alexander
Wilhelmsen
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Amendment to the 2008
Equity Incentive
Plan
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
N/A
For
For
For
N/A
________________________________________________________________________________
Signature Bank
Ticker
Security ID:
Meeting Date
Meeting Status
SBNY
CUSIP 82669G104
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect John Tamberlane
Elect Judith Huntington
Elect Derrick D. Cephas
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SWKS
CUSIP 83088M102
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Iyer
David J. Aldrich
Kevin L. Beebe
Timothy R. Furey
Balakrishnan S.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
Elect Christine King
Elect David P. McGlade
Elect David J.
McLachlan
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
8
Elect Robert A.
Schriesheim
Mgmt
For
For
For
9
10
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
11
Elimination of
Supermajority
Requirement to Amend
Bylaws
Mgmt
For
For
For
12
Elimination of
Supermajority
Requirement to
Approve Certain
Actions
Mgmt
For
For
For
13
Elimination of
Supermajority
Requirement to
Approve Business
Mgmt
For
For
For
Page 144 of 374
Combinations with Any
Related
Person
14
Elimination of
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
Mgmt
For
For
For
15
Elimination of
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
Mgmt
For
For
For
________________________________________________________________________________
SVB Financial Group
Ticker
Security ID:
Meeting Date
Meeting Status
SIVB
CUSIP 78486Q101
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Greg W. Becker
Elect Eric A. Benhamou
Elect David M. Clapper
Elect Roger F. Dunbar
Elect Joel P. Friedman
Elect Lata Krishnan
Elect Jeffrey N.
Maggioncalda
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
1.9
1.10
1.11
2
Elect Mary J. Miller
Elect Kate D. Mitchell
Elect John F. Robinson
Elect Garen K. Staglin
1999 Employee Stock
Purchase
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
The Goodyear Tire and Rubber Company
Ticker
Security ID:
Meeting Date
Meeting Status
GT
CUSIP 382550101
04/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect William J. Conaty
Elect James A.
Firestone
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Werner Geissler
Elect Peter S. Hellman
Elect Laurette T.
Koellner
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
Elect Richard J. Kramer
Elect W. Alan
McCollough
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
Elect John E. McGlade
Elect Michael J. Morell
Elect Roderick A.
Palmore
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
Elect Stephanie A.
Streeter
Mgmt
For
For
For
Page 145 of 374
12
Elect Thomas H.
Weidemeyer
Mgmt
For
For
For
13
14
Elect Michael R. Wessel
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
The Home Depot, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HD
CUSIP 437076102
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Gerard J. Arpey
Elect Ari Bousbib
Elect Gregory D.
Brenneman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
9
10
11
12
13
14
Elect J. Frank Brown
Elect Albert P. Carey
Elect Armando Codina
Elect Helena B. Foulkes
Elect Linda R. Gooden
Elect Wayne M. Hewett
Elect Karen Katen
Elect Craig A. Menear
Elect Mark Vadon
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Thor Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
THO
CUSIP 885160101
12/08/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
2
3
Elect Andrew E. Graves
Elect Alan Siegel
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Whirlpool Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WHR
CUSIP 963320106
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Samuel R. Allen
Elect Marc R. Bitzer
Elect Gary T. DiCamillo
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 146 of 374
4
5
6
7
Elect Diane M. Dietz
Elect Gerri T. Elliott
Elect Jeff M. Fettig
Elect Michael F.
Johnston
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
Elect John D. Liu
Elect Harish M. Manwani
Elect William D. Perez
Elect Michael D. White
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WYN
CUSIP 98310W108
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Stephen P. Holmes
Elect Myra J. Biblowit
Elect James E. Buckman
Elect George Herrera
Elect Brian Mulroney
Elect Pauline D.E.
Richards
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
1.7
Elect Michael H.
Wargotz
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Healthcare Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AbbVie Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ABBV
CUSIP 00287Y109
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect William H.L.
Burnside
Mgmt
For
For
For
1.2
1.3
2
3
Elect Brett J. Hart
Elect Edward J. Rapp
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 147 of 374
4
Repeal of Classified
Board
Mgmt
For
For
For
5
Approval of
Performance Goals
Under the Performance
Incentive
Plan
Mgmt
For
For
For
6
Shareholder Proposal
Regarding Take-Back
Programs for Unused
Medicines
ShrHoldr
Against
Against
For
7
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ACHC
CUSIP 00404A109
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
Elect William F. Grieco
Elect Joey A. Jacobs
Elect Reeve B. Waud
Amendment to the
Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
5
Ratification of Auditor
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
Mgmt
ShrHoldr
For
Against
For
For
For
Against
6
Shareholder Proposal
Regarding
Sustainability
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ABC
CUSIP 03073E105
03/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Ornella Barra
Elect Steven H. Collis
Elect Douglas R. Conant
Elect D. Mark Durcan
Elect Richard W.
Gochnauer
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
9
10
11
12
Elect Lon R. Greenberg
Elect Jane E. Henney
Elect Kathleen Hyle
Elect Michael J. Long
Elect Henry W. McGee
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
Page 148 of 374
________________________________________________________________________________
AMGEN Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AMGN
CUSIP 031162100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect David Baltimore
Elect Frank J. Biondi,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Robert A. Bradway
Elect Francois de
Carbonnel
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
8
Elect Robert A. Eckert
Elect Greg C. Garland
Elect Fred Hassan
Elect Rebecca M.
Henderson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
Elect Frank C.
Herringer
Mgmt
For
For
For
10
11
12
13
Elect Tyler Jacks
Elect Judith C. Pelham
Elect Ronald D. Sugar
Elect R. Sanders
Williams
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
16
Shareholder Proposal
Regarding Counting
Abstentions
ShrHoldr
Against
Against
For
________________________________________________________________________________
Anthem, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ANTM
CUSIP 036752103
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Lewis Hay, III
Elect George A.
Schaefer,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Joseph R. Swedish
Elect Elizabeth E.
Tallett
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
7
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Anthem, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ANTM
CUSIP 036752103
12/03/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Merger/Acquisition
Mgmt
For
For
For
Page 149 of 374
2
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Becton, Dickinson and Company
Ticker
Security ID:
Meeting Date
Meeting Status
BDX
CUSIP 075887109
01/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Basil L. Anderson
Elect Catherine M.
Burzik
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Vincent A.
Forlenza
Mgmt
For
For
For
4
5
6
Elect Claire M. Fraser
Elect Christopher Jones
Elect Marshall O.
Larsen
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
Elect Gary A.
Mecklenburg
Mgmt
For
For
For
8
9
Elect James F. Orr
Elect Willard J.
Overlock,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
14
Elect Claire Pomeroy
Elect Rebecca W. Rimel
Elect Bertram L. Scott
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Amendment to the 2004
Employee and Director
Equity-Based
Compensation
Plan
Mgmt
For
For
For
________________________________________________________________________________
BioTelemetry, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BEAT
CUSIP 090672106
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Rebecca W. Rimel
Mgmt
For
For
For
1.2
Elect Robert J. Rubin
Mgmt
For
For
For
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker
Security ID:
Meeting Date
Meeting Status
BMY
CUSIP 110122108
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Lamberto
Andreotti
Mgmt
For
For
For
2
3
4
Elect Peter J. Arduini
Elect Giovanni Caforio
Elect Laurie H.
Glimcher
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
8
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Michael Grobstein
Alan J. Lacy
Thomas J. Lynch
Dinesh Paliwal
Page 150 of 374
9
10
11
12
Elect Vicki L. Sato
Elect Gerald L. Storch
Elect Togo D. West, Jr.
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
Cardinal Health, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CAH
CUSIP 14149Y108
11/04/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect David J. Anderson
Elect Colleen F. Arnold
Elect George S. Barrett
Elect Carrie S. Cox
Elect Calvin Darden
Elect Bruce L. Downey
Elect Patricia A.
Hemingway
Hall
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
Elect Clayton M. Jones
Elect Gregory B. Kenny
Elect Nancy Killefer
Elect David P. King
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
For
For
________________________________________________________________________________
Celgene Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CELG
CUSIP 151020104
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Robert J. Hugin
Elect Mark J. Alles
Elect Richard W. Barker
Elect Michael W. Bonney
Elect Michael D. Casey
Elect Carrie S. Cox
Elect Jacqualyn A.
Fouse
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
Elect Michael A.
Friedman
Mgmt
For
For
For
1.9
1.10
1.11
1.12
2
3
Elect Julia A. Haller
Elect Gilla Kaplan
Elect James J. Loughlin
Elect Ernest Mario
Ratification of Auditor
Amendment to the 2008
Stock Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Exclusive Forum
Provision
Mgmt
For
Against
Against
6
Shareholder Proposal
ShrHoldr
Against
For
Against
Page 151 of 374
Regarding Right to
Call a Special
Meeting
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Cerner Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CERN
CUSIP 156782104
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Gerald E.
Bisbee,
Jr.
Mgmt
For
For
For
2
3
4
5
Elect Denis A. Cortese
Elect Linda M. Dillman
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Approval of the
Performance-Based
Compensation
Plan
Mgmt
For
For
For
________________________________________________________________________________
CIGNA Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CI
CUSIP 125509109
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect David M. Cordani
Elect Isaiah Harris,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Jane E. Henney
Elect Donna F. Zarcone
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
CIGNA Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CI
CUSIP 125509109
12/03/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger/Acquisition
Advisory Vote on
Golden
Parachutes
Mgmt
Mgmt
For
For
For
For
For
For
3
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Eli Lilly and Company
Ticker
Security ID:
Meeting Date
Meeting Status
LLY
CUSIP 532457108
05/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 152 of 374
1
2
3
4
Elect Ralph Alvarez
Elect R. David Hoover
Elect Juan R. Luciano
Elect Franklyn G.
Prendergast
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Elect Kathi P. Seifert
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Ratification of Auditor
Shareholder Proposal
Regarding Country
Selection
Guidelines
Mgmt
ShrHoldr
For
Against
For
Against
For
For
________________________________________________________________________________
Express Scripts Holding Company
Ticker
Security ID:
Meeting Date
Meeting Status
ESRX
CUSIP 30219G108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Maura C. Breen
Elect William J.
DeLaney
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Elder Granger
Elect Nicholas J.
LaHowchic
Mgmt
Mgmt
For
For
For
For
For
For
5
Elect Thomas P. Mac
Mahon
Mgmt
For
For
For
6
Elect Frank
Mergenthaler
Mgmt
For
For
For
7
Elect Woodrow A.
Myers,
Jr.
Mgmt
For
For
For
8
Elect Roderick A.
Palmore
Mgmt
For
For
For
9
10
11
12
13
14
Elect George Paz
Elect William L. Roper
Elect Seymour Sternberg
Elect Timothy Wentworth
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Approval of the 2016
Long-Term Incentive
Plan
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
HCA Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HCA
CUSIP 40412C101
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 153 of 374
1
2
3
4
Elect
Elect
Elect
Elect
III
5
6
R. Milton
Robert J.
Nancy-Ann
Thomas F.
Johnson
Dennis
DeParle
Frist
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect William R. Frist
Elect Charles O.
Holliday
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
Elect Ann H. Lamont
Elect Jay O. Light
Elect Geoffrey G.
Meyers
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Michael W.
Michelson
Mgmt
For
For
For
11
12
13
Elect Wayne J. Riley
Elect John W. Rowe
Re-Approval of 2006
Stock Incentive Plan
for Key Employees for
the Purposes of
Section
162(m)
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
16
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
Against
For
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker
Security ID:
Meeting Date
Meeting Status
JAZZ
CUSIP G50871105
07/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Peter Gray
Elect Kenneth W.
O’Keefe
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
Elect Elmar Schnee
Elect Catherine A. Sohn
Ratification of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker
Security ID:
Meeting Date
Meeting Status
LH
CUSIP 50540R409
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Kerrii B.
Anderson
Mgmt
For
For
For
2
Elect Jean-Luc
Belingard
Mgmt
For
For
For
3
4
Elect D. Gary Gilliland
Elect David P. King
Mgmt
Mgmt
For
For
For
For
For
For
Page 154 of 374
5
6
Elect Garheng Kong
Elect Robert E.
Mittelstaedt,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Elect Peter M. Neupert
Elect Richelle P.
Parham
Mgmt
Mgmt
For
For
For
For
For
For
9
10
Elect Adam H. Schechter
Elect R. Sanders
Williams
Mgmt
Mgmt
For
For
For
For
For
For
11
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
12
Approval of the 2016
Omnibus Incentive
Plan
Mgmt
For
For
For
13
Approval of the 2016
Employee Stock
Purchase
Plan
Mgmt
For
For
For
14
15
Ratification of Auditor
Shareholder Proposal
Regarding Zika Virus
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
________________________________________________________________________________
Mckesson Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MCK
CUSIP 58155Q103
07/29/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Andy D. Bryant
Elect Wayne A. Budd
Elect N. Anthony Coles
Elect John H.
Hammergren
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Elect Alton F. Irby III
Elect M. Christine
Jacobs
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
11
12
13
Elect Donald R. Knauss
Elect Marie L. Knowles
Elect David M. Lawrence
Elect Edward A. Mueller
Elect Susan R. Salka
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Reapproval of the
Management Cash
Incentive
Plan
Mgmt
For
For
For
15
Adoption of Proxy
Access
Bylaw
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
ShrHoldr
Against
Against
For
Page 155 of 374
Control
________________________________________________________________________________
Merck & Co., Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MRK
CUSIP 58933Y105
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Leslie A. Brun
Elect Thomas R. Cech
Elect Pamela J. Craig
Elect Kenneth C.
Frazier
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
Elect Thomas H. Glocer
Elect C. Robert Kidder
Elect Rochelle B.
Lazarus
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Carlos E.
Represas
Mgmt
For
For
For
9
10
11
12
13
14
Elect Paul B. Rothman
Elect Patricia F. Russo
Elect Craig B. Thompson
Elect Wendell P. Weeks
Elect Peter C. Wendell
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Right to
Act by Written
Consent
Mgmt
ShrHoldr
For
Against
For
For
For
Against
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Take-Back
Programs for Unused
Medicines
ShrHoldr
Against
Against
For
________________________________________________________________________________
Mylan N.V.
Ticker
Security ID:
Meeting Date
Meeting Status
MYL
CUSIP N59465109
01/07/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Redemption of
Preferred
Stock
Mgmt
For
For
For
________________________________________________________________________________
Mylan N.V.
Ticker
Security ID:
Meeting Date
Meeting Status
MYL
CUSIP N59465109
06/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Heather Bresch
Elect Wendy Cameron
Elect Robert J.
Cindrich
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
4
5
Elect Robert J. Coury
Elect JoEllen Lyons
Mgmt
Mgmt
For
For
For
For
For
For
Page 156 of 374
Dillon
6
7
8
9
10
11
12
13
Elect Neil F. Dimick
Elect Melina Higgins
Elect Douglas J. Leech
Elect Rajiv Malik
Elect Joseph C. Maroon
Elect Mark Parrish
Elect Rodney L. Piatt
Elect Randall L.
Vanderveen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
Against
For
For
Against
For
For
For
For
Against
For
For
Against
For
For
14
Adoption of the Dutch
Annual
Accounts
Mgmt
For
For
For
15
16
Ratification of Auditor
Appointment of Auditor
for the Dutch Annual
Accounts
Mgmt
Mgmt
For
For
For
For
For
For
17
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
18
Re-Approval of 2003
Long-Term Incentive
Plan
Mgmt
For
Against
Against
19
Authorization for
Board to Acquire
Ordinary and
Preferred
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Mylan N.V.
Ticker
Security ID:
Meeting Date
Meeting Status
MYL
CUSIP N59465109
08/28/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Merger/Acquisition
Mgmt
For
For
For
________________________________________________________________________________
PharMerica Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
PMC
CUSIP 71714F104
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Gregory S.
Weishar
Mgmt
For
For
For
1.2
Elect W. Robert Dahl,
Jr.
Mgmt
For
For
For
1.3
1.4
Elect Frank E. Collins
Elect Thomas P. Mac
Mahon
Mgmt
Mgmt
For
For
For
For
For
For
1.5
1.6
1.7
1.8
Elect Marjorie W. Dorr
Elect Thomas P. Gerrity
Elect Robert A. Oakley
Elect Geoffrey G.
Meyers
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.9
2
3
Elect Patrick G. LePore
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Proxy
ShrHoldr
Against
For
Against
Page 157 of 374
Access
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
REGN
CUSIP 75886F107
06/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Michael S. Brown
Elect Leonard S.
Schleifer
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect George D.
Yancopoulos
Mgmt
For
For
For
4
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
UNH
CUSIP 91324P102
06/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect William C.
Ballard,
Jr.
Mgmt
For
For
For
2
3
4
Elect Edson Bueno
Elect Richard T. Burke
Elect Robert J.
Darretta
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
Elect Stephen J.
Hemsley
Mgmt
For
For
For
6
7
8
9
10
11
Elect Michele J. Hooper
Elect Rodger A. Lawson
Elect Glenn M. Renwick
Elect Kenneth I. Shine
Elect Gail R. Wilensky
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ZBH
CUSIP 98956P102
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Christopher B.
Begley
Mgmt
For
For
For
2
3
4
5
6
Elect Betsy J. Bernard
Elect Paul M. Bisaro
Elect Gail K. Boudreaux
Elect David C. Dvorak
Elect Michael J.
Farrell
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Larry C.
Glasscock
Mgmt
For
For
For
8
Elect Robert A.
Hagemann
Mgmt
For
For
For
9
10
Elect Arthur J. Higgins
Elect Michael W.
Mgmt
Mgmt
For
For
For
For
For
For
Page 158 of 374
Michelson
11
12
13
14
Elect Cecil B. Pickett
Elect Jeffrey K. Rhodes
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
15
Amendment to the 2009
Stock Incentive
Plan
Mgmt
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON High Yield Bond Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
LBF
CUSIP 25158V108
09/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect John W.
Ballantine
Mgmt
For
For
For
1.2
Elect Henry P. Becton,
Jr.
Mgmt
For
For
For
1.3
Elect Dawn-Marie
Driscoll
Mgmt
For
For
For
1.4
2
Elect Paul K. Freeman
For Deutsche Global
High Income Fund,
Inc. and Deutsche
High Income
Opportunities Fund,
Inc., Amend Charter
to Limit the
Existence of the
Funds
Mgmt
Mgmt
For
For
For
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Industrials Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
A.O. Smith Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AOS
CUSIP 831865209
04/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 159 of 374
1.1
Elect Gloster B.
Current,
Jr.
Mgmt
For
For
For
1.2
Elect William P.
Greubel
Mgmt
For
For
For
1.3
1.4
2
Elect Idelle K. Wolf
Elect Gene C. Wulf
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
4
Ratification of Auditor
Exclusive Forum
Designation
Mgmt
Mgmt
For
For
For
Against
For
Against
5
Increase of Authorized
Common
Stock
Mgmt
For
For
For
6
Increase of Authorized
Class A Common
Stock
Mgmt
For
For
For
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ALK
CUSIP 011659109
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Patricia M.
Bedient
Mgmt
For
For
For
2
3
Elect Marion C. Blakey
Elect Phyllis J.
Campbell
Mgmt
Mgmt
For
For
For
Against
For
Against
4
5
Elect Dhiren Fonseca
Elect Jessie J.
Knight,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
9
Elect Dennis F. Madsen
Elect Helvi K. Sandvik
Elect Katherine Savitt
Elect J. Kenneth
Thompson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
Elect Bradley D. Tilden
Elect Eric K. Yeaman
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Approval of the 2016
Performance Incentive
Plan
Mgmt
For
For
For
14
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
APOG
CUSIP 037598109
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Jerome L. Davis
Elect Sara L. Hays
Elect Richard V.
Reynolds
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
2
Elect David E. Weiss
Advisory Vote on
Mgmt
Mgmt
For
For
For
For
For
For
Page 160 of 374
Executive
Compensation
3
Approval of the 2016
Executive Management
Incentive
Plan
Mgmt
For
For
For
4
Amendment to the 2011
Stock Incentive
Plan
Mgmt
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Boeing Company
Ticker
Security ID:
Meeting Date
Meeting Status
BA
CUSIP 097023105
05/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect David L. Calhoun
Elect Arthur D.
Collins,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Kenneth M.
Duberstein
Mgmt
For
For
For
4
Elect Edmund P.
Giambastiani,
Jr.
Mgmt
For
For
For
5
6
Elect Lynn J. Good
Elect Lawrence W.
Kellner
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Elect Edward M. Liddy
Elect Dennis A.
Muilenburg
Mgmt
Mgmt
For
For
For
For
For
For
9
10
Elect Susan C. Schwab
Elect Randall L.
Stephenson
Mgmt
Mgmt
For
For
For
For
For
For
11
Elect Ronald A.
Williams
Mgmt
For
For
For
12
Elect Mike S.
Zafirovski
Mgmt
For
For
For
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
15
Ratification of Auditor
Shareholder Proposal
Regarding Lobbying
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
16
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Report on
Arms Sales to
Israel
ShrHoldr
Against
Against
For
________________________________________________________________________________
Comfort Systems USA, Inc.
Page 161 of 374
Ticker
Security ID:
FIX
CUSIP 199908104
Meeting Type
Annual
Issue No. Description
Meeting Date
05/19/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
Elect Darcy G. Anderson
Elect Herman E. Bulls
Elect Alfred J.
Giardinelli,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
Elect Alan P. Krusi
Elect Brian E. Lane
Elect Franklin Myers
Elect James H. Schultz
Elect Constance E.
Skidmore
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
2
3
Elect Vance W. Tang
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Amendments to Articles
To Permit Removal of
Directors Without
Cause
Mgmt
For
For
For
________________________________________________________________________________
Crane Co.
Ticker
Security ID:
Meeting Date
Meeting Status
CR
CUSIP 224399105
04/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Ellen McClain
Elect Jennifer M.
Pollino
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Peter O. Scannell
Elect James L. L.
Tullis
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
7
Approval of 2016
Annual Incentive
Plan
Mgmt
For
For
For
8
Shareholder Proposal
Regarding Giving
Preference to Share
Repurchases
ShrHoldr
Against
Against
For
________________________________________________________________________________
Cummins Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CMI
CUSIP 231021106
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect N. Thomas
Linebarger
Mgmt
For
For
For
2
Elect Robert J.
Bernhard
Mgmt
For
For
For
3
Elect Franklin R.
Chang-Diaz
Mgmt
For
For
For
Page 162 of 374
4
Elect Bruno V. Di Leo
Allen
Mgmt
For
For
For
5
6
7
8
9
10
11
Elect Stephen B. Dobbs
Elect Robert K. Herdman
Elect Alexis M. Herman
Elect Thomas J. Lynch
Elect William I. Miller
Elect Georgia R. Nelson
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Ratification of Auditor
Adoption of Proxy
Access
Mgmt
Mgmt
For
For
For
For
For
For
14
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CW
CUSIP 231561101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect David C. Adams
Elect Dean M. Flatt
Elect S. Marce Fuller
Elect Rita J. Heise
Elect Allen A. Kozinski
Elect John R. Myers
Elect John B. Nathman
Elect Robert J. Rivet
Elect Albert E. Smith
Elect Peter C. Wallace
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Danaher Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
DHR
CUSIP 235851102
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Donald J. Ehrlich
Elect Linda P. Hefner
Filler
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Thomas P. Joyce,
Jr.
Mgmt
For
For
For
4
5
Elect Teri List-Stoll
Elect Walter G. Lohr,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
Elect Mitchell P. Rales
Elect Steven M. Rales
Elect John T.
Schwieters
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Alan G. Spoon
Elect Elias A. Zerhouni
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
Shareholder Proposal
ShrHoldr
Against
For
Against
Page 163 of 374
Regarding Political
Contributions and
Expenditures
Report
14
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DAL
CUSIP 247361702
06/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard H.
Anderson
Mgmt
For
For
For
2
3
4
5
6
7
Elect Edward H. Bastian
Elect Francis S. Blake
Elect Daniel A. Carp
Elect David G. DeWalt
Elect Thomas E. Donilon
Elect William H.
Easter
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
Elect Mickey P. Foret
Elect Shirley C.
Franklin
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
14
Elect George N. Mattson
Elect Douglas R Ralph
Elect Sergio A. L. Rial
Elect Kathy N. Waller
Elect Kenneth B.
Woodrow
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Amendment to the 2007
Performance
Compensation
Plan
Mgmt
For
For
For
17
18
Ratification of Auditor
Shareholder Proposal
Regarding Retention
of Shares Until
Normal Retirement
Age
Mgmt
ShrHoldr
For
Against
For
Against
For
For
________________________________________________________________________________
FedEx Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FDX
CUSIP 31428X106
09/28/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect James L.
Barksdale
Mgmt
For
For
For
2
3
4
5
Elect John A. Edwardson
Elect Marvin Ellison
Elect Kimberly A. Jabal
Elect Shirley Ann
Jackson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
6
7
8
Elect Gary W. Loveman
Elect R. Brad Martin
Elect Joshua C. Ramo
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 164 of 374
9
10
Elect Susan C. Schwab
Elect Frederick W.
Smith
Mgmt
Mgmt
For
For
For
For
For
For
11
12
13
Elect David P. Steiner
Elect Paul S. Walsh
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
16
Shareholder Proposal
Regarding Tax
Payments on
Restricted Stock
Awards
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Recoupment
of Unearned
Bonuses
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
19
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
20
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
21
Shareholder Proposal
Regarding Report of
Values in Political
Spending
ShrHoldr
Against
Against
For
________________________________________________________________________________
Fluor Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FLR
CUSIP 343412102
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Peter K. Barker
Elect Alan M. Bennett
Elect Rosemary T.
Berkery
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
Elect Peter J. Fluor
Elect Deborah D.
McWhinney
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Armando J.
Olivera
Mgmt
For
For
For
7
8
9
10
11
12
Elect Joseph W. Prueher
Elect Matthew K. Rose
Elect David T. Seaton
Elect Nader H. Sultan
Elect Lynn C. Swann
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Political
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Page 165 of 374
Contributions and
Expenditures
Report
15
Shareholder Proposal
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
ShrHoldr
Against
Against
For
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FBHS
CUSIP 34964C106
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Susan S. Kilsby
Elect Christopher J.
Klein
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
General Dynamics Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
GD
CUSIP 369550108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Mary T. Barra
Elect Nicholas D.
Chabraja
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
Elect James S. Crown
Elect Rudy F. deLeon
Elect William P. Fricks
Elect John M. Keane
Elect Lester L. Lyles
Elect Mark M. Malcolm
Elect James N. Mattis
Elect Phebe N.
Novakovic
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
Elect William A. Osborn
Elect Laura J.
Schumacher
Mgmt
Mgmt
For
For
For
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
15
Executive Annual
Incentive
Plan
Mgmt
For
Against
Against
16
Shareholder Proposal
Regarding Giving
Preference to Share
Repurchases
ShrHoldr
Against
Against
For
________________________________________________________________________________
Honeywell International Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HON
CUSIP 438516106
04/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect William S. Ayer
Mgmt
For
For
For
Page 166 of 374
2
3
4
5
6
7
8
9
10
11
Elect Kevin Burke
Elect Jaime Chico Pardo
Elect David M. Cote
Elect D. Scott Davis
Elect Linnet F. Deily
Elect Judd Gregg
Elect Clive Hollick
Elect Grace D. Lieblein
Elect George Paz
Elect Bradley T.
Sheares
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Elect Robin L.
Washington
Mgmt
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
2016 Stock Incentive
Plan
Mgmt
For
For
For
16
Approval of 2016 Stock
Plan for Non-Employee
Directors
Mgmt
For
For
For
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
19
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
J.B. Hunt Transport Services, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JBHT
CUSIP 445658107
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Douglas G. Duncan
Elect Francesca M.
Edwardson
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Wayne Garrison
Elect Sharilyn S.
Gasaway
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
Elect Gary C. George
Elect Bryan Hunt
Elect Coleman H.
Peterson
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
8
Elect John N. Roberts
III
Mgmt
For
For
For
9
10
11
12
Elect James L. Robo
Elect Kirk Thompson
Ratification of Auditor
Shareholder Proposal
Regarding Adopting
Sexual Orientation
and Gender Identity
and Expression
Anti-Bias
Policy
Mgmt
Mgmt
Mgmt
ShrHoldr
For
For
For
Against
For
For
For
For
For
For
For
Against
________________________________________________________________________________
JetBlue Airways Corporation
Page 167 of 374
Ticker
Security ID:
JBLU
CUSIP 477143101
Meeting Type
Annual
Issue No. Description
Meeting Date
05/17/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
5
6
7
Elect Peter Boneparth
Elect David Checketts
Elect Virginia Gambale
Elect Stephan Gemkow
Elect Robin Hayes
Elect Ellen Jewett
Elect Stanley
McChrystal
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
Elect Joel Peterson
Elect Frank Sica
Elect Thomas Winkelmann
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Amendments to
Company’s Certificate
of
Incorporation
Mgmt
For
For
For
________________________________________________________________________________
Landstar System, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
LSTR
CUSIP 515098101
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Anthony J.
Orlando
Mgmt
For
For
For
1.2
1.3
1.4
2
3
Elect Homaira Akbari
Elect Diana M. Murphy
Elect Larry J. Thoele
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Amendment to the 2013
Directors Stock
Compensation
Plan
Mgmt
For
For
For
5
Re-approval of the
2011 Equity Incentive
Plan for the Purposes
of Section
162(m)
Mgmt
For
For
For
________________________________________________________________________________
Masco Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MAS
CUSIP 574599106
05/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Donald R. Parfet
Elect Lisa A. Payne
Elect Reginald M.
Turner,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
Page 168 of 374
5
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Orbital ATK Inc
Ticker
Security ID:
Meeting Date
Meeting Status
OA
CUSIP 68557N103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Kevin P. Chilton
Elect Roxanne Decyk
Elect Martin C. Faga
Elect Lennard A. Fisk
Elect Ronald R.
Fogleman
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
Against
For
For
Against
For
Against
For
For
6
7
8
9
10
11
Elect Robert M. Hanisee
Elect Ronald Kadish
Elect Tig H. Krekel
Elect Douglas L. Maine
Elect Roman Martinez IV
Elect Janice I.
Obuchowski
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
Against
Against
For
Against
Against
For
Against
Against
For
12
13
Elect James G. Roche
Elect Harrison H.
Schmitt
Mgmt
Mgmt
For
For
For
For
For
For
14
15
16
Elect David W. Thompson
Elect Scott L. Webster
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
17
Executive Officer
Incentive
Plan
Mgmt
For
For
For
18
2016 Employee Stock
Purchase
Plan
Mgmt
For
For
For
19
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
PGT, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PGTI
CUSIP 69336V101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Alexander R.
Castaldi
Mgmt
For
For
For
1.2
1.3
2
3
Elect M. Joseph McHugh
Elect William J. Morgan
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Precision Castparts Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
PCP
CUSIP 740189105
08/17/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect
Elect
Elect
Elect
Elect
Elect
Peter B. Delaney
Mark Donegan
Don R. Graber
Lester L. Lyles
Vernon E. Oechsle
James F. Palmer
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 169 of 374
7
8
Elect Rick Schmidt
Elect Richard L.
Wambold
Mgmt
Mgmt
For
For
For
For
For
For
9
10
Elect Timothy A. Wicks
Elect Janet C.
Wolfenbarger
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
13
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Raytheon Company
Ticker
Security ID:
Meeting Date
Meeting Status
RTN
CUSIP 755111507
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Tracy A Atkinson
Elect Robert E.
Beauchamp
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect James E.
Cartwright
Mgmt
For
For
For
4
5
6
7
8
9
Elect Vernon E. Clark
Elect Stephen J. Hadley
Elect Thomas A. Kennedy
Elect Letitia A Long
Elect George R. Oliver
Elect Michael C.
Ruettgers
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Elect William R. Spivey
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
12
13
Ratification of Auditor
Adoption of an
Exclusive Forum
Provision
Mgmt
Mgmt
For
For
For
Against
For
Against
14
Shareholder Proposal
Regarding Giving
Preference to Share
Repurchases
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Ryder System, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
R
CUSIP 783549108
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Robert J. Eck
Elect Tamara L.
Lundgren
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Abbie J. Smith
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 170 of 374
6
Amendment to the 2012
Equity and Incentive
Compensation
Plan
Mgmt
For
For
For
7
Amendment to the Stock
Purchase
Plan
Mgmt
For
For
For
________________________________________________________________________________
Snap-on Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
SNA
CUSIP 833034101
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Karen L. Daniel
Elect Ruth Ann M.
Gillis
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
Elect James P. Holden
Elect Nathan J. Jones
Elect Harry W. Knueppel
Elect W. Dudley Lehman
Elect Nicholas T.
Pinchuk
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
Elect Gregg M. Sherrill
Elect Donald J.
Stebbins
Mgmt
Mgmt
For
For
For
For
For
For
10
11
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
The Middleby Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MIDD
CUSIP 596278101
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Selim A. Bassoul
Elect Sarah Palisi
Chapin
Mgmt
Mgmt
For
For
For
Withhold
For
Against
1.3
1.4
1.5
Elect Robert B. Lamb
Elect Cathy L. McCarthy
Elect John R. Miller
III
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
Against
1.6
1.7
2
Elect Gordon O’Brien
Elect Philip G. Putnam
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
Withhold
For
Against
Against
For
Against
3
4
Ratification of Auditor
Re-Approval of the
Performance Goals
Under the 2011
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
5
Re-Approval of the
Performance Goals
Under the Value
Creation Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Tutor Perini Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TPC
CUSIP 901109108
05/25/2016
Voted
Page 171 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
Elect Ronald N. Tutor
Elect Peter Arkley
Elect Sidney J.
Feltenstein
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
For
For
Against
For
1.4
1.5
1.6
1.7
Elect James A. Frost
Elect Michael R. Klein
Elect Robert C. Lieber
Elect Raymond R.
Oneglia
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
For
Against
For
For
1.8
1.9
1.10
Elect Dale Anne Reiss
Elect Donald D. Snyder
Elect Dickran M.
Tevrizian,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
For
For
Against
For
2
3
4
Ratification of Auditor
Amendments to Bylaws
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
________________________________________________________________________________
Union Pacific Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
UNP
CUSIP 907818108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Andrew H. Card,
Jr.
Mgmt
For
For
For
2
Elect Erroll B. Davis,
Jr.
Mgmt
For
For
For
3
4
5
6
7
Elect David B. Dillon
Elect Lance M. Fritz
Elect Charles C. Krulak
Elect Jane H. Lute
Elect Michael R.
McCarthy
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
Elect Michael W.
McConnell
Mgmt
For
For
For
9
Elect Thomas F.
McLarty
III
Mgmt
For
For
For
10
11
Elect Steven R. Rogel
Elect Jose H.
Villarreal
Mgmt
Mgmt
For
For
For
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Shareholder Proposal
Regarding Retention
of Shares Until
Normal Retirement
Age
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
United Technologies Corporation
Page 172 of 374
Ticker
Security ID:
UTX
CUSIP 913017109
Meeting Type
Annual
Issue No. Description
Meeting Date
04/25/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
Elect John V. Faraci
Elect Jean-Pierre
Garnier
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
Elect Gregory J. Hayes
Elect Edward A. Kangas
Elect Ellen J. Kullman
Elect Marshall O.
Larsen
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Harold W. McGraw
III
Mgmt
For
For
For
8
9
Elect Richard B. Myers
Elect Fredric G.
Reynolds
Mgmt
Mgmt
For
For
For
For
For
For
10
11
Elect Brian C. Rogers
Elect H. Patrick
Swygert
Mgmt
Mgmt
For
For
For
For
For
For
12
13
Elect Andre Villeneuve
Elect Christine Todd
Whitman
Mgmt
Mgmt
For
For
For
For
For
For
14
15
Ratification of Auditor
Elimination of
Cumulative
Voting
Mgmt
Mgmt
For
For
For
For
For
For
16
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
WageWorks, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WAGE
CUSIP 930427109
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Jerome D.
Gramaglia
Mgmt
For
For
For
1.2
2
Elect Robert L. Metzger
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Westinghouse Air Brake Technologies Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WAB
CUSIP 929740108
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Robert J. Brooks
Elect William E.
Kassling
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect Albert J.
Neupaver
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
Page 173 of 374
3
4
Ratification of Auditor
Re-Approval of the
2011 Stock Incentive
Plan for Purposes of
Macron Law
Qualification
Mgmt
Mgmt
For
For
For
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Information Technology Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AEIS
CUSIP 007973100
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Elect Frederick A. Ball
Elect Grant H. Beard
Elect Ronald C. Foster
Elect Edward C. Grady
Elect Thomas M. Rohrs
Elect Yuval Wasserman
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Alphabet Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
GOOGL
CUSIP 02079K305
06/08/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
Elect Larry Page
Elect Sergey Brin
Elect Eric E. Schmidt
Elect L. John Doerr
Elect Diane B. Greene
Elect John L. Hennessy
Elect Ann Mather
Elect Alan R. Mulally
Elect Paul S. Otellini
Elect K. Ram Shriram
Elect Shirley M.
Tilghman
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Withhold
For
Withhold
Withhold
For
For
For
For
For
For
For
Against
For
Against
Against
For
For
For
For
2
3
Ratification of Auditor
Amendment to the 2012
Stock
Plan
Mgmt
Mgmt
For
For
For
Against
For
Against
4
Amendment to Google
Inc.’s Certificate of
Incorporation
Mgmt
For
For
For
5
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
6
Shareholder Proposal
Regarding Lobbying
ShrHoldr
Against
For
Against
Page 174 of 374
Report
7
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
8
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
For
Against
9
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
Against
For
10
Shareholder Proposal
Regarding Gender Pay
Equity
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Apple Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AAPL
CUSIP 037833100
02/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect James A. Bell
Elect Timothy D. Cook
Elect Albert A. Gore
Elect Robert A. Iger
Elect Andrea Jung
Elect Arthur D.
Levinson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
Elect Ronald D. Sugar
Elect Susan L. Wagner
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
Approval of Amended
and Restated 2014
Employee Stock
Plan
Mgmt
For
For
For
12
Shareholder Proposal
Regarding Net Zero
Greenhouse Gas
Emissions
ShrHoldr
Against
Against
For
13
Shareholder Proposal
Regarding Racial
Diversity of Board
and
Management
ShrHoldr
Against
Against
For
14
Shareholder Proposal
Regarding Country
Selection
Guidelines
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Avago Technologies Limited
Ticker
Security ID:
Meeting Date
Meeting Status
AVGO
CUSIP Y0486S104
11/10/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 175 of 374
Mgmt
1
2
Merger
Issuance of Shares w/o
Preemptive
Rights
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Broadcom Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
AVGO
CUSIP Y09827109
04/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Hock E. Tan
Elect James V. Diller,
Sr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Lewis C.
Eggebrecht
Mgmt
For
For
For
4
5
Elect Kenneth Y. Hao
Elect Eddy W.
Hartenstein
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
9
Elect Justine Lien
Elect Donald Macleod
Elect Peter J. Marks
Elect Dr. Henry S.
Samueli
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Elect Lucien Y.K. Wong
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
12
Authority to Issue
Ordinary and Special
Preference
Shares
Mgmt
For
For
For
13
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CTSH
CUSIP 192446102
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Zein Abdalla
Elect Maureen
Breakiron-Evans
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Jonathan
Chadwick
Mgmt
For
For
For
4
5
6
7
Elect
Elect
Elect
Elect
Jr.
Francisco D’Souza
John N. Fox, Jr.
John E. Klein
Leo S. Mackay,
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
8
9
Elect Lakshmi Narayanan
Elect Michael
Patsalos-Fox
Mgmt
Mgmt
For
For
For
For
For
For
10
Elect Robert E.
Weissman
Mgmt
For
For
For
11
12
Elect Thomas M. Wendel
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
Page 176 of 374
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Right to
Act by Written
Consent
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
Coherent, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
COHR
CUSIP 192479103
02/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect John R. Ambroseo
Elect Jay T. Flatley
Elect Susan M. James
Elect L. William Krause
Elect Garry W. Rogerson
Elect Steve Skaggs
Elect Sandeep S. Vij
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
DST Systems, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DST
CUSIP 233326107
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Joseph C.
Antonellis
Mgmt
For
For
For
1.2
2
3
Elect Stephen C. Hooley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Electronic Arts Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
EA
CUSIP 285512109
08/14/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Leonard S.
Coleman,
Jr.
Mgmt
For
For
For
2
3
4
5
Elect Jay C. Hoag
Elect Jeffrey T. Huber
Elect Vivek Paul
Elect Lawrence F.
Probst
III
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
6
Elect Richard A.
Simonson
Mgmt
For
For
For
7
8
9
10
Elect Luis A. Ubinas
Elect Denise F. Warren
Elect Andrew Wilson
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
12
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Page 177 of 374
________________________________________________________________________________
Euronet Worldwide, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
EEFT
CUSIP 298736109
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Michael J. Brown
Elect Andrew B. Schmitt
Elect M. Jeannine
Strandjord
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Annual Executive
Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Everi Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
EVRI
CUSIP 30034T103
05/23/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Geoff Judge
Elect Michael D.
Rumbolz
Mgmt
Mgmt
For
For
For
For
For
For
1.3
2
Elect Ronald V. Congemi
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Simple
Majority
Vote
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
Facebook, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FB
CUSIP 30303M102
06/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Marc L.
Andreessen
Mgmt
For
Withhold
Against
1.2
1.3
Elect Erskine B. Bowles
Elect Susan D.
Desmond-Hellmann
Mgmt
Mgmt
For
For
For
For
For
For
1.4
1.5
1.6
Elect Reed Hastings
Elect Jan Koum
Elect Sheryl K.
Sandberg
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.7
1.8
2
3
Elect Peter A. Thiel
Elect Mark Zuckerberg
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Ratification of 2013
Grants to
Non-Employee
Mgmt
For
For
For
Page 178 of 374
Directors
5
Ratification of 2014
and 2015 Grants to
Non-Employee
Directors
Mgmt
For
For
For
6
Annual Compensation
Program for
Non-Employee
Directors
Mgmt
For
For
For
7
Approve Establishment
of Class C Stock and
Associated
Rights
Mgmt
For
Against
Against
8
Increase the Number of
Class A Stock from
5,000,000,000 to
20,000,000,000
Mgmt
For
Against
Against
9
Provide Equal
Treatment of Stock
Classes in
Transactions and
Dividends
Mgmt
For
For
For
10
Provide for Conversion
Events of Class B
Stock
Mgmt
For
For
For
11
Amendment to the 2012
Equity Incentive
Plan
Mgmt
For
Against
Against
12
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
13
Shareholder Proposal
Regarding
Sustainability
Report
ShrHoldr
Against
For
Against
14
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
15
Shareholder Proposal
Regarding Formation
of International
Public Policy
Committee
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Gender Pay
Equity
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
FEI Company
Ticker
Security ID:
Meeting Date
Meeting Status
FEIC
CUSIP 30241L109
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Homa Bahrami
Elect Arie Huijser
Elect Don R. Kania
Elect Thomas F. Kelly
Elect Jan C. Lobbezoo
Elect Jami K.
Nachtsheim
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.7
Elect James T.
Richardson
Mgmt
For
For
For
Page 179 of 374
1.8
2
Elect Richard H. Wills
Amendment to the 1995
Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
IPG Photonics Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
IPGP
CUSIP 44980X109
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Valentin P.
Gapontsev
Mgmt
For
For
For
1.2
Elect Eugene
Shcherbakov
Mgmt
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
Elect Igor Samartsev
Elect Michael C. Child
Elect Henry E. Gauthier
Elect William S. Hurley
Elect Eric Meurice
Elect John R. Peeler
Elect Thomas J. Seifert
Ratification of Auditor
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
j2 Global Communications, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JCOM
CUSIP 48123V102
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Douglas Y. Bech
Elect Robert J. Cresci
Elect W. Brian Kretzmer
Elect Jonathan F.
Miller
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
5
Elect Richard S.
Ressler
Mgmt
For
For
For
6
7
8
Elect Stephen Ross
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Keysight Technologies Inc
Ticker
Security ID:
Meeting Date
Meeting Status
KEYS
CUSIP 49338L103
03/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect James G. Cullen
Elect Jean M. Halloran
Elect Mark B. Templeton
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
________________________________________________________________________________
Lexmark International, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
Page 180 of 374
LXK
CUSIP 529771107
Meeting Type
Annual
Issue No. Description
05/20/2016
Country of Trade
United States
Proponent Mgmt Rec
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
5
Elect
Elect
Elect
Elect
Elect
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
For
For
Against
Against
For
For
6
7
Elect Kathi P. Seifert
Elect Jean-Paul L.
Montupet
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
11
12
13
14
Elect Jared L. Cohon
Elect J. Edward Coleman
Elect Paul A. Rooke
Elect Sandra L. Helton
Elect W. Roy Dunbar
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
For
Against
For
For
For
For
Against
For
Against
For
For
For
Ralph E. Gomory
Michael J. Maples
Stephen R. Hardis
William R. Fields
Robert Holland,
________________________________________________________________________________
M/A-Com Technology Solutions Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MTSI
CUSIP 55405Y100
03/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
2
Elect Peter Y. Chung
Elect Gil J. Van Lunsen
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
Withhold
Withhold
For
Against
Against
For
3
4
Ratification of Auditor
Amendment to the 2012
Omnibus Incentive
Plan
Mgmt
Mgmt
For
For
For
Against
For
Against
________________________________________________________________________________
MasterCard Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
MA
CUSIP 57636Q104
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard
Haythornthwaite
Mgmt
For
For
For
2
3
4
5
Elect Ajay Banga
Elect Silvio Barzi
Elect David R. Carlucci
Elect Steven J.
Freiberg
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Julius
Genachowski
Mgmt
For
For
For
7
8
9
10
11
Elect Merit E. Janow
Elect Nancy J. Karch
Elect Oki Matsumoto
Elect Rima Qureshi
Elect Jose Octavio
Reyes
Lagunes
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Elect Jackson P. Tai
Advisory Vote on
Executive
Mgmt
Mgmt
For
For
For
For
For
For
Page 181 of 374
Compensation
14
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
MAXIMUS, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MMS
CUSIP 577933104
03/16/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Paul R. Lederer
Elect Peter B. Pond
Elect James R.
Thompson,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Mentor Graphics Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MENT
CUSIP 587200106
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Keith L. Barnes
Elect Peter L. Bonfield
Elect Paul A.
Mascarenas
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
Elect J. Daniel
McCranie
Mgmt
For
For
For
1.5
1.6
1.7
Elect Walden C. Rhines
Elect Cheryl L. Shavers
Elect Jeffrey M.
Stafeil
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Amendment to the 2010
Omnibus Incentive
Plan
Mgmt
For
For
For
4
1989 Employee Stock
Purchase Plan and
Foreign
Sub-plan
Mgmt
For
For
For
5
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Methode Electronics, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MEI
CUSIP 591520200
09/17/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Walter J.
Aspatore
Mgmt
For
For
For
2
3
4
5
6
Elect Warren L. Batts
Elect Darren M. Dawson
Elect Donald W. Duda
Elect Stephen F. Gates
Elect Isabelle C.
Goossen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 182 of 374
7
Elect Christopher J.
Hornung
Mgmt
For
For
For
8
9
Elect Paul G. Shelton
Elect Lawrence B.
Skatoff
Mgmt
Mgmt
For
For
For
For
For
For
10
11
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Microsemi Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MSCC
CUSIP 595137100
02/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect James J. Peterson
Elect Dennis R. Leibel
Elect Thomas R.
Anderson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect William E.
Bendush
Mgmt
For
For
For
5
6
7
Elect Paul F. Folino
Elect William L. Healey
Elect Matthew E.
Massengill
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
ADVISORY VOTE ON
EXECUTIVE
COMPENSATION
Mgmt
For
Against
Against
9
Amendment to the 2008
Performance Incentive
Plan
Mgmt
For
For
For
10
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Microsoft Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MSFT
CUSIP 594918104
12/02/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect William H. Gates
III
Mgmt
For
For
For
2
Elect Teri L.
List-Stoll
Mgmt
For
For
For
3
4
5
6
Elect G. Mason Morfit
Elect Satya Nadella
Elect Charles H. Noski
Elect Helmut G. W.
Panke
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Sandra E.
Peterson
Mgmt
For
For
For
8
9
10
11
12
Elect Charles W. Scharf
Elect John W. Stanton
Elect John W. Thompson
Elect Padmasree Warrior
ADVISORY VOTE ON
EXECUTIVE
COMPENSATION
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Monolithic Power Systems, Inc.
Page 183 of 374
Ticker
Security ID:
MPWR
CUSIP 609839105
Meeting Type
Annual
Issue No. Description
Meeting Date
06/16/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
2
3
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
Elect Michael R. Hsing
Elect Herbert Chang
Elect Eugen Elmiger
Ratification of Auditor
Advisory Vote on
Executive
Compensation
For
For
For
For
For
________________________________________________________________________________
Oracle Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ORCL
CUSIP 68389X105
11/18/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Jeffrey S. Berg
Elect H. Raymond
Bingham
Mgmt
Mgmt
For
For
For
Withhold
For
Against
1.3
1.4
1.5
1.6
Elect Michael J. Boskin
Elect Safra A. Catz
Elect Bruce R. Chizen
Elect George H.
Conrades
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
For
Withhold
Withhold
Against
For
Against
Against
1.7
Elect Lawrence J.
Ellison
Mgmt
For
For
For
1.8
Elect Hector
Garcia-Molina
Mgmt
For
For
For
1.9
1.10
1.11
1.12
2
Elect Jeffrey O. Henley
Elect Mark V. Hurd
Elect Leon E. Panetta
Elect Naomi O. Seligman
Re-approval of the
Material Terms of the
Executive Bonus
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
Against
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
4
5
Ratification of Auditor
Shareholder Proposal
Regarding Renewable
Energy
Sourcing
Mgmt
ShrHoldr
For
Against
For
Against
For
For
6
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
7
Shareholder Proposal
Regarding Shareholder
Approval of Specific
Performance Metrics
in Equity
Compensation Plans
ShrHoldr
Against
Against
For
8
Shareholder Proposal
Regarding Shareholder
Engagement
ShrHoldr
Against
For
Against
9
Shareholder Proposal
Regarding Counting
Abstentions
ShrHoldr
Against
Against
For
Page 184 of 374
10
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Rogers Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ROG
CUSIP 775133101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Keith L. Barnes
Elect Michael F. Barry
Elect Bruce D. Hoechner
Elect Carol R. Jensen
Elect William E.
Mitchell
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
1.8
2
Elect Ganesh Moorthy
Elect Helene Simonet
Elect Peter C. Wallace
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
Against
For
3
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Scansource, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SCSC
CUSIP 806037107
12/03/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
Elect Steven R. Fischer
Elect Michael L. Baur
Elect Peter C. Browning
Elect Michael J.
Grainger
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.5
1.6
Elect John P. Reilly
Elect Charles R.
Whitchurch
Mgmt
Mgmt
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SWKS
CUSIP 83088M102
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Iyer
David J. Aldrich
Kevin L. Beebe
Timothy R. Furey
Balakrishnan S.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
Elect Christine King
Elect David P. McGlade
Elect David J.
McLachlan
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
8
Elect Robert A.
Schriesheim
Mgmt
For
For
For
9
10
Ratification of Auditor
Advisory Vote on
Executive
Mgmt
Mgmt
For
For
For
For
For
For
Page 185 of 374
Compensation
11
Elimination of
Supermajority
Requirement to Amend
Bylaws
Mgmt
For
For
For
12
Elimination of
Supermajority
Requirement to
Approve Certain
Actions
Mgmt
For
For
For
13
Elimination of
Supermajority
Requirement to
Approve Business
Combinations with Any
Related
Person
Mgmt
For
For
For
14
Elimination of
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
Mgmt
For
For
For
15
Elimination of
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
Mgmt
For
For
For
________________________________________________________________________________
Super Micro Computer, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SMCI
CUSIP 86800U104
03/08/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Chiu-Chu Liu
Liang
Mgmt
For
For
For
1.2
2
Elect Hwei-Ming Tsai
Approval of 2016
Equity Incentive
Plan
Mgmt
Mgmt
For
For
Withhold
For
Against
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Synaptics Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
SYNA
CUSIP 87157D109
10/20/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey D.
Buchanan
Mgmt
For
For
For
2
3
4
Elect Keith B. Geeslin
Elect James L. Whims
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
Ratification of Auditor
Amendment to the 2010
Incentive
Compensation
Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Page 186 of 374
TE Connectivity Ltd.
Ticker
Security ID:
TEL
CUSIP H84989104
Meeting Type
Annual
Issue No. Description
Meeting Date
03/02/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
Elect Pierre R.
Brondeau
Mgmt
For
For
For
2
Elect Terrence R.
Curtin
Mgmt
For
For
For
3
4
5
Elect Carol A. Davidson
Elect Juergen W. Gromer
Elect William A.
Jeffrey
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
8
9
10
11
Elect Thomas J. Lynch
Elect Yong Nam
Elect Daniel J. Phelan
Elect Paula A. Sneed
Elect Mark C. Trudeau
Elect John C. Van
Scoter
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Elect Laura H. Wright
Elect Thomas J. Lynch
as
Chairman
Mgmt
Mgmt
For
For
For
For
For
For
14
15
16
Elect Daniel J. Phelan
Elect Paula A. Sneed
Elect John C. Van
Scoter
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
17
Appointment of the
Independent
Proxy
Mgmt
For
For
For
18
Approval of Annual
Report
Mgmt
For
For
For
19
Approval of Statutory
Financial
Statements
Mgmt
For
For
For
20
Approval of
Consolidated
Financial
Statements
Mgmt
For
For
For
21
Release of Board of
Directors and
Executive
Officers
Mgmt
For
For
For
22
Appoint Deloitte and
Touche as
auditor
Mgmt
For
For
For
23
Appoint Deloitte AG,
Zurich as Swiss
registered
auditor
Mgmt
For
For
For
24
Appoint
PricewaterhouseCoopers
AG, Zurich as Special
Auditor
Mgmt
For
For
For
25
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
26
27
28
Executive Compensation
Board Compensation
Appropriation of
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 187 of 374
Earnings
29
30
Declaration of Dividend
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
31
Increase in Authorized
Capital
Mgmt
For
For
For
32
Reduction of Share
Capital Under the
Share Repurchase
Program
Mgmt
For
For
For
33
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Teradyne, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TER
CUSIP 880770102
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Michael A.
Bradley
Mgmt
For
For
For
2
Elect Daniel W.
Christman
Mgmt
For
For
For
3
4
Elect Edwin J. Gillis
Elect Timothy E.
Guertin
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
8
9
Elect Mark E. Jagiela
Elect Mercedes Johnson
Elect Paul J. Tufano
Elect Roy A. Vallee
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Visa Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
V
CUSIP 92826C839
02/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Lloyd A. Carney
Elect Mary B. Cranston
Elect Francisco Javier
Fernandez-Carbajal
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
4
Elect Alfred F. Kelly,
Jr.
Mgmt
For
For
For
5
Elect Robert W.
Matschullat
Mgmt
For
For
For
6
7
Elect Cathy E. Minehan
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
Elect David J. Pang
Elect Charles W. Scharf
Elect John A.C.
Swainson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
Elect Maynard G. Webb,
Jr.
Mgmt
For
For
For
Page 188 of 374
12
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
13
Approval of the 2007
Equity Incentive
Compensation Plan as
Amended and
Restated
Mgmt
For
For
For
14
Amendment to the Visa
Inc. Incentive
Plan
Mgmt
For
For
For
15
Ratification of Auditor
Mgmt
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON International Equity Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
3SBIO Inc
Ticker
Security ID:
Meeting Date
Meeting Status
01530
CINS G8875G102
06/28/2016
Voted
Meeting Type
Country of Trade
Special
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Non-Voting Meeting Note
Amendment to the Share
Option
Scheme
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
Against
N/A
N/A
Against
________________________________________________________________________________
3SBio Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
01530
CINS G8875G102
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Elect LOU Jing
Elect TAN Bo
Elect SU Dongmei
Elect LIU Dong
Elect LV Dong
Elect PU Tianruo
Elect David Ross
Parkinson
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
For
For
For
For
N/A
N/A
For
For
For
For
For
For
For
For
N/A
N/A
For
For
For
For
For
For
For
For
11
12
13
Elect MA Jun
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
15
Authority to
Repurchase
Shares
Mgmt
For
For
For
Page 189 of 374
16
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Adva AG Optical Networking SE
Ticker
Security ID:
Meeting Date
Meeting Status
ADV
CINS D0190E105
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
Appointment of Auditor
Stock Option Plan;
Increase in
Conditional
Capital
Mgmt
Mgmt
For
For
For
Against
For
Against
10
Elect Hans-Joachim
Grallert to the
Supervisory
Board
Mgmt
For
For
For
________________________________________________________________________________
Aegon N.V.
Ticker
Security ID:
Meeting Date
Meeting Status
AGN
CINS N00927298
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
Netherlands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
For
For
7
Ratification of
Management Board
Acts
Mgmt
For
For
For
8
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
9
Elect Robert J. Routs
to the Supervisory
Board
Mgmt
For
Against
Against
10
Elect Ben van der Veer
to the Supervisory
Board
Mgmt
For
For
For
11
Elect Dirk P.M.
Verbeek to the
Supervisory
Board
Mgmt
For
For
For
12
Maximum Variable Pay
Mgmt
For
For
For
Page 190 of 374
Ratio
13
Authority to Cancel
Shares and Reduce
Share
Capital
Mgmt
For
For
For
14
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
15
Authority to Suppress
Preemptive
Rights
Mgmt
For
For
For
16
Authority to Issue
Shares for Equity
Awards
Mgmt
For
For
For
17
Authority to
Repurchase
Shares
Mgmt
For
For
For
18
19
20
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Air Canada
Ticker
Security ID:
Meeting Date
Meeting Status
AC
CUSIP 008911877
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
Canada
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Christie J.B.
Clark
Mgmt
For
For
For
1.2
1.3
1.4
1.5
1.6
Elect Michael M. Green
Elect Jean Marc Huot
Elect Joseph B. Leonard
Elect Madeleine Paquin
Elect David I.
Richardson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.7
1.8
1.9
1.10
Elect Roy J. Romanow
Elect Calin Rovinescu
Elect Vagn Sorensen
Elect Kathleen P.
Taylor
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.11
Elect Annette
Verschuren
Mgmt
For
For
For
1.12
2
3
Elect Michael M. Wilson
Appointment of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Resident Status
Mgmt
Against
Abstain
N/A
________________________________________________________________________________
Alibaba Group Holding Limited
Ticker
Security ID:
Meeting Date
Meeting Status
BABA
CUSIP 01609W102
10/08/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Joseph C. Tsai
Elect Jonathan LU
Zhaoxi
Mgmt
Mgmt
For
For
Against
Against
Against
Against
3
4
5
6
Elect J. Michael Evans
Elect Borje E. Ekholm
Elect Wan Ling Martello
Appointment of Auditor
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
For
Against
For
For
For
Page 191 of 374
and Authority to Set
Fees
________________________________________________________________________________
ams AG
Ticker
Security ID:
Meeting Date
Meeting Status
AMS
CINS A0400Q115
06/02/2016
Voted
Meeting Type
Country of Trade
Annual
Austria
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
For
N/A
N/A
For
4
Ratification of
Management Board
Acts
Mgmt
For
For
For
5
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
6
Supervisory Board
Members’
Fees
Mgmt
For
For
For
7
8
Appointment of Auditor
Elect Jacob S.
Jacobsson
Mgmt
Mgmt
For
For
For
For
For
For
9
10
Elect Kin Wah Loh
Cancellation of
Authorised Capital
2012
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Non-Voting Agenda Item
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
ARM Holdings plc
Ticker
Security ID:
Meeting Date
Meeting Status
ARM
CINS G0483X122
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
11
12
13
14
15
Elect Chris Kennedy
Elect Lawton W. Fitt
Elect Steve Pusey
Elect Stuart Chambers
Elect Simon Segars
Elect Andy Green
Elect Larry Hirst
Elect Mike Muller
Elect Janice Roberts
Elect John LIU Yun
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
18
Employee Equity Plan
Employee Equity Plan
(Overseas
Mgmt
Mgmt
For
For
For
For
For
For
Page 192 of 374
Plan)
19
U.S. Employee Stock
Purchase
Plan
Mgmt
For
For
For
20
Employee Stock
Purchase Plan
(Overseas
Employees)
Mgmt
For
For
For
21
ARM Holdings
Sharematch
Plan
Mgmt
For
For
For
22
ARM Holdings
Sharematch Plan
(Overseas
Plan)
Mgmt
For
For
For
23
Approve French
Schedule to the
Long-Term Incentive
Plan
Mgmt
For
For
For
24
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
25
Authority to
Repurchase
Shares
Mgmt
For
For
For
26
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Assicurazioni Generali S.p.A.
Ticker
Security ID:
Meeting Date
Meeting Status
G
CINS T05040109
04/26/2016
Voted
Meeting Type
Country of Trade
Mix
Italy
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
Board Size
Non-Voting Agenda Item
List of Directors
Presented by
Mediobanca
S.p.A
Mgmt
N/A
Mgmt
For
N/A
For
For
N/A
N/A
For
N/A
N/A
8
List of Directors
Presented by Group of
Institutional
Investors
Representing 1.692%
of Share
Capital
Mgmt
For
For
For
9
10
11
12
Directors’ Fees
Remuneration Report
Group LTIP 2016
Authority to
Repurchase and
Reissue
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
Page 193 of 374
14
Amendments to Article
9 (Share
Capital)
Mgmt
For
For
For
15
Amendments to Article
28 (Board
Size)
Mgmt
For
For
For
________________________________________________________________________________
AXA S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
CS
CINS F06106102
04/27/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Consolidated Accounts
and
Reports
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
Remuneration of Henri
de Castries, Chairman
and
CEO
Mgmt
For
For
For
8
Remuneration of Denis
Duverne, Deputy
CEO
Mgmt
For
For
For
9
Related Party
Transactions
Mgmt
For
For
For
10
Elect Stefan Lippe to
the Board of
Directors
Mgmt
For
For
For
11
Elect Francois
Martineau to the
Board of
Directors
Mgmt
For
For
For
12
Elect Irene Dorner to
the Board of
Directors
Mgmt
For
For
For
13
Elect Angelien Kemna
to the Board of
Directors
Mgmt
For
For
For
14
Elect Doina
Palici-Chehab to the
Board of
Directors
Mgmt
For
For
For
15
Elect Alain Raynaud as
Employee
Representative
Mgmt
Against
Against
For
16
Elect Martin Woll as
Employee
Representative
Mgmt
Against
Against
For
17
Appointment of Auditor
(Mazars)
Mgmt
For
For
For
18
Appointment of
Alternate Auditor
(Emmanuel
Charnavel)
Mgmt
For
For
For
Page 194 of 374
19
Authority to
Repurchase
Shares
Mgmt
For
For
For
20
Employee Stock
Purchase
Plan
Mgmt
For
For
For
21
Employee Stock
Purchase Plan for
Overseas
Employees
Mgmt
For
For
For
22
Authority to Issue
Restricted
Shares
Mgmt
For
For
For
23
Authority to Issue
Performance Shares
Pursuant to Defined
Contribution Pension
Plan
Mgmt
For
For
For
24
Authority to Cancel
Shares and Reduce
Capital
Mgmt
For
For
For
25
Authorisation of Legal
Formalities
Mgmt
For
For
For
26
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Axis Bank Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
AXISBANK
CINS Y0487S137
07/24/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect Usha Sangwan
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
Abstain
For
Against
6
7
Elect S. Vishvanathan
Approval of Revised
Remuneration of
Sanjiv
Misra
Mgmt
Mgmt
For
For
For
For
For
For
8
Appointment of Shikha
Sharma (Managing
Director and CEO);
Approval of
Remuneration
Mgmt
For
For
For
9
Approval of Revised
Remuneration of V.
Srinivasan
Mgmt
For
For
For
10
Elect Sanjeev Kumar
Gupta
Mgmt
For
For
For
11
Appointment of Sanjeev
Kumar Gupta
(Executive Director
(Corporate Centre)
and
CFO)
Mgmt
For
For
For
12
Approval of Revised
Remuneration of
Mgmt
For
For
For
Page 195 of 374
Sanjeev Kumar
Gupta
13
Amendment to Borrowing
Powers
Mgmt
For
For
For
14
Authority to Issue
Debt
Instruments
Mgmt
For
For
For
15
Amendment to Foreign
Investment
Restriction
Mgmt
For
For
For
________________________________________________________________________________
Axis Bank Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
AXISBANK
CINS Y0487S137
12/18/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Elect Prasad R. Menon
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Babcock International Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
BAB
CINS G0689Q152
07/30/2015
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
Elect Michael J. Turner
Elect Peter Rogers
Elect William Tame
Elect Kevin Thomas
Elect Archie Bethel
Elect John Davies
Elect Sir David Omand
Elect Ian Duncan
Elect Kate Swann
Elect Anna Stewart
Elect Jeff Randall
Elect Franco Martinelli
Elect Myles Lee
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
19
Authorisation of
Political
Donations
Mgmt
For
For
For
20
21
Employee Share Plan
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
Mgmt
For
For
For
For
For
For
22
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
23
Authority to
Repurchase
Shares
Mgmt
For
For
For
24
Authority to Set
General Meeting
Mgmt
For
Against
Against
Page 196 of 374
Notice Period at 14
Days
________________________________________________________________________________
Banco Santander S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
SAN
CINS E19790109
03/18/2016
Voted
Meeting Type
Country of Trade
Ordinary
Spain
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Ratification of Board
Acts
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
Allocation of
Profits/Dividends
Mgmt
For
For
For
5
Ratify Co-option of
Belen Romana
Garcia
Mgmt
For
For
For
6
Ratify Co-option of
Ignacio Benjumea
Cabeza de
Vaca
Mgmt
For
For
For
7
Elect Sol Daurella
Comadran
Mgmt
For
For
For
8
Elect Angel Jado
Becerro de
Bengoa
Mgmt
For
For
For
9
Elect Francisco Javier
Botin-Sanz de
Sautuola y
O’Shea
Mgmt
For
Against
Against
10
Elect Isabel Tocino
Biscarolasaga
Mgmt
For
For
For
11
Elect Bruce
Carnegie-Brown
Mgmt
For
For
For
12
13
Appointment of Auditor
Amendments to Article
23
Mgmt
Mgmt
For
For
For
For
For
For
14
Amendments to Articles
40 and
45
Mgmt
For
For
For
15
Amendments to Articles
50, 53, 54, 54 bis
and 54
ter
Mgmt
For
For
For
16
17
Amendments to Article 6
Amendments to Article
21
Mgmt
Mgmt
For
For
For
For
For
For
18
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
19
20
Scrip Dividend
Authority to Issue
Debt
Instruments
Mgmt
Mgmt
For
For
For
For
For
For
21
Remuneration Policy
(Binding)
Mgmt
For
For
For
22
23
Directors’ Fees
Maximum Variable
Remuneration
Mgmt
Mgmt
For
For
For
For
For
For
Page 197 of 374
24
2016 Variable
Remuneration
Plan
Mgmt
For
For
For
25
2016 Deferred and
Conditional Variable
Remuneration
Plan
Mgmt
For
For
For
26
27
Buy-out Policy
UK Employee Share
Saving
Scheme
Mgmt
Mgmt
For
For
For
For
For
For
28
Authorisation of Legal
Formalities
Mgmt
For
For
For
29
Remuneration Report
(Advisory)
Mgmt
For
For
For
________________________________________________________________________________
Bank of China Limited
Ticker
Security ID:
Meeting Date
Meeting Status
3988
CINS Y0698A107
06/07/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Financial Statements
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
For
For
For
For
N/A
For
For
For
For
N/A
For
For
For
For
6
7
Annual Budget
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
11
12
13
14
15
16
17
Elect TIAN Guoli
Elect WANG Yong
Elect LU Zhengfei
Elect LEUNG Cheuk Yan
Elect WANG Changyun
Elect LI Jun
Elect WANG Xueqiang
Elect LIU Wanming
Issuance of Bonds
Issuance of Qualified
Write-down Tier-2
Capital
Instruments
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
For
Against
For
For
For
For
For
Against
For
For
________________________________________________________________________________
Bavarian Nordic A/S
Ticker
Security ID:
Meeting Date
Meeting Status
BAVA
CINS K0834C111
04/20/2016
Voted
Meeting Type
Country of Trade
Annual
Denmark
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
For
For
8
Ratification of Board
and CEO
Acts
Mgmt
For
For
For
9
Elect Gerard van Odijk
Mgmt
For
For
For
Page 198 of 374
10
11
Elect Claus Br?strup
Elect Anders Gersel
Pedersen
Mgmt
Mgmt
For
For
For
For
For
For
12
Elect Erik Gregers
Hansen
Mgmt
For
For
For
13
14
15
16
Elect Peter Kurstein
Elect Frank Verwiel
Appointment of Auditor
Authority to Issue
Shares w/ or w/o
Preemptive
Rights
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
17
Authority to Issue
Warrants
Mgmt
For
For
For
18
Amendments to Articles
Regarding Shareholder
Voting
Rights
Mgmt
For
For
For
19
20
Directors’ Fees
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
21
22
Non-Voting Agenda Item
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Bayer AG
Ticker
Security ID:
Meeting Date
Meeting Status
BAYN
CINS D0712D163
04/29/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Presentation of
Accounts and Reports;
Allocation of
Profits/Dividends
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Ratification of
Management Board
Acts
Mgmt
For
For
For
6
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
7
8
9
10
11
Elect Hanneke Faber
Elect Wolfgang Plischke
Compensation Policy
Appointment of Auditor
Appointment of Auditor
for Interim
Statements
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Bertrandt AG
Ticker
Security ID:
Meeting Date
Meeting Status
BDT
CINS D1014N107
02/17/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
Page 199 of 374
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
Approval of
Intra-company Control
Agreement with
Bertrandt Technologie
GmbH
Mgmt
For
For
For
9
Approval of
Intra-company Control
Agreement with
Bertrandt
Entwicklungen
GmbH
Mgmt
For
For
For
10
Appointment of Auditor
Mgmt
For
For
For
________________________________________________________________________________
BG Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
BG
CINS G1245Z108
01/28/2016
Voted
Meeting Type
Country of Trade
Court
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Approve Scheme of
Arrangement
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
BG Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
BG
CINS G1245Z108
01/28/2016
Voted
Meeting Type
Country of Trade
Ordinary
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Effect Scheme of
Arrangement
Mgmt
For
For
For
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Bharat Forge Limited
Ticker
Security ID:
Meeting Date
Meeting Status
BHARATFORG CINS Y08825179
08/03/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect S.E. Tandale
Elect G. K. Agarwal
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
6
7
Elect K.M. Saletore
Appointment of K.M.
Saletore (executive
Director and CFO);
Approval of
Remuneration
Mgmt
Mgmt
For
For
For
For
For
For
8
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
Page 200 of 374
9
Adoption of New
Articles
Mgmt
For
Against
Against
10
11
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Bollore
Ticker
Security ID:
Meeting Date
Meeting Status
BOL
CINS F10659260
06/03/2016
Voted
Meeting Type
Country of Trade
Ordinary
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Approval of Financial
Statements and
Auditors’ Report,
Ratification of Board
Acts, Approval of
Non-Deductible
Expenses
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
8
9
Scrip Dividend
Interim Scrip Dividend
Related Party
Transactions
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
10
Elect Vincent Bollore
to the Board of
Directors
Mgmt
For
For
For
11
Elect Cyrille Bollore
to the Board of
Directors
Mgmt
For
For
For
12
Elect Cedric de
Bailliencourt to the
Board of
Directors
Mgmt
For
For
For
13
Elect Yannick Bollore
to the Board of
Directors
Mgmt
For
For
For
14
Elect Bollore
Participations to the
Board of
Directors
Mgmt
For
Abstain
Against
15
Elect Sebastien
Bollore to the Board
of
Directors
Mgmt
For
For
For
16
Elect Olivier Roussel
to the Board of
Directors
Mgmt
For
Against
Against
17
Elect Francois
Thomazeau to the
Board of
Directors
Mgmt
For
Against
Against
18
Elect Chantal Bollore
to the Board of
Directors
Mgmt
For
For
For
Page 201 of 374
19
Elect Valerie Coscas
to the Board of
Directors
Mgmt
For
For
For
20
Elect Financiere V to
the Board of
Directors
Mgmt
For
Abstain
Against
21
Elect Omnium Bollore
to the Board of
Directors
Mgmt
For
Abstain
Against
22
Elect Michel Roussin
as
Censor
Mgmt
For
For
For
23
24
Directors’ Fees
Remuneration of
Vincent Bollore,
Chairman and
CEO
Mgmt
Mgmt
For
For
For
For
For
For
25
Remuneration of
Cyrille Bollore,
Deputy
CEO
Mgmt
For
For
For
26
Authorisation of Legal
Formalities
Mgmt
For
For
For
27
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Bollore
Ticker
Security ID:
Meeting Date
Meeting Status
BOL
CINS F10659260
06/03/2016
Voted
Meeting Type
Country of Trade
Special
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Authority to Issue
Restricted
Shares
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Authorisation of Legal
Formalities
Mgmt
For
For
For
6
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
BP plc
Ticker
Security ID:
Meeting Date
Meeting Status
BP
CINS G12793108
04/14/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
4
5
6
7
8
Elect Robert W. Dudley
Elect Brian Gilvary
Elect Paul M. Anderson
Elect Alan L. Boeckmann
Elect Frank L. Bowman
Elect Cynthia B.
Carroll
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Ian E.L. Davis
Elect Ann Dowling
Elect Brendan R. Nelson
Elect Paula Rosput
Reynolds
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 202 of 374
13
14
Elect John Sawers
Elect Andrew B.
Shilston
Mgmt
Mgmt
For
For
For
For
For
For
15
Elect Carl-Henric
Svanberg
Mgmt
For
For
For
16
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
17
Authorisation of
Political
Donations
Mgmt
For
For
For
18
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
19
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
20
Authority to
Repurchase
Shares
Mgmt
For
For
For
21
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Capital Stage AG
Ticker
Security ID:
Meeting Date
Meeting Status
CAP
CINS D4875F106
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
10
Supervisory Board Fees
Appointment of Auditor
Increase in Authorized
Capital
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
11
Cancellation of
Conditional
Capital
Mgmt
For
For
For
12
Authority to Issue
Convertible Debt
Instruments; Increase
in Conditional
Capital
Mgmt
For
Against
Against
________________________________________________________________________________
Charter Hall Group
Ticker
Security ID:
Meeting Date
Meeting Status
CHC
CINS Q2308A138
11/11/2015
Voted
Meeting Type
Country of Trade
Annual
Australia
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 203 of 374
1
2
Non-Voting Meeting Note
Re-elect David M.
Deverall
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
Re-elect Phil Garling
Remuneration Report
Equity Grant (Joint MD
David
Southon)
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Equity Grant (Joint MD
David
Harrison)
Mgmt
For
For
For
7
Equity Grant (Joint MD
David
Southon)
Mgmt
For
For
For
8
Equity Grant (Joint MD
David
Harrison)
Mgmt
For
For
For
9
10
11
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
China Everbright International Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0257
CINS Y14226107
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
Elect CHEN Xiaoping
Elect Philip FAN Yan
Hok
Mgmt
Mgmt
For
For
For
For
For
For
7
8
Elect Selwyn Mar
Elect Aubrey LI Kwok
Sing
Mgmt
Mgmt
For
For
Against
Against
Against
Against
9
10
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to
Repurchase
Shares
Mgmt
For
For
For
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Lesso Group Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
2128
CINS G2157Q102
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
For
N/A
N/A
For
Page 204 of 374
4
Allocation of
Profits/Dividends
Mgmt
For
For
For
5
6
7
8
Elect WONG Luen Hei
Elect KONG Zhaocong
Elect LIN Shaoquan
Elect Eugene FUNG Pui
Cheung
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
Against
Against
Against
For
Against
Against
9
Elect Jonathan WONG
Kwok
Ho
Mgmt
For
For
For
10
11
12
Elect TAO Zhigang
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Mobile Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
0941
CINS Y14965100
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
Elect SHANG Bing
Elect LI Yue
Elect SHA Yuejia
Elect LIU Aili
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
Against
For
For
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
China Overseas Land & Investment Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
0688
CINS Y15004107
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
Hong Kong
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
Page 205 of 374
Profits/Dividends
5
6
7
Elect XIAO Xiao
Elect LUO Liang
Elect Brian David LI
Man
Bun
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
8
9
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
13
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
3311
CINS G21677136
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
Elect
Elect
Elect
Elect
Hai
Ming
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
10
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
11
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
12
Authority to
Repurchase
Shares
Mgmt
For
For
For
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
ZHOU Yong
ZHOU Hancheng
HUNG Cheung Shew
Raymond LEUNG
________________________________________________________________________________
China State Construction International Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
3311
CINS G21677136
06/17/2016
Voted
Meeting Type
Country of Trade
Special
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Merger/Acquisition
Subscription Agreement
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
Against
N/A
N/A
For
Against
Page 206 of 374
5
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Cineworld Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
CINE
CINS G219AH100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
Elect Anthony H. Bloom
Elect Israel Greidinger
Elect Moshe Greidinger
Elect Martina A. King
Elect Alicja
Kornasiewicz
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
14
Elect Scott Rosenblum
Elect Arni Samuelsson
Elect Eric H. Senat
Elect Julie Southern
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
16
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
17
Authority to
Repurchase
Shares
Mgmt
For
For
For
18
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Close Brothers Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
CBG
CINS G22120102
11/19/2015
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
Elect P. Strone S.
Macpherson
Mgmt
For
For
For
5
6
7
8
9
Elect Preben Prebensen
Elect Stephen Hodges
Elect Jonathan Howell
Elect Elizabeth Lee
Elect Oliver R. P.
Corbett
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
Elect Geoffrey M.T.
Howe
Mgmt
For
For
For
Page 207 of 374
11
12
13
14
Elect Lesley Jones
Elect Bridget Macaskill
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
16
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
17
Authority to
Repurchase
Shares
Mgmt
For
For
For
18
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
19
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
CT Environmental Group Limited
Ticker
Security ID:
Meeting Date
Meeting Status
1363
CINS G25885115
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
8
9
10
Elect GU Yaokun
Elect TSUI Cham To
Elect LU Yili
Elect XU Shu Biao
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
For
For
11
Authority to
Repurchase
Shares
Mgmt
For
For
For
12
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
13
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Cyberagent Inc
Ticker
Security ID:
Meeting Date
Meeting Status
4751
CINS J1046G108
12/11/2015
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
Elect Isao Numata as
Statutory
Auditor
Mgmt
For
For
For
Page 208 of 374
________________________________________________________________________________
Deutsche Beteiligungs AG
Ticker
Security ID:
Meeting Date
Meeting Status
DBAN
CINS D18150181
02/25/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
10
Appointment of Auditor
Elect Sonja Edeler
Elect Wilken Freiherr
von
Hodenberg
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
11
12
13
14
15
Elect Philipp Moller
Elect Hendrik Otto
Elect Andrew Richards
Elect Gerhard Roggemann
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
For
________________________________________________________________________________
Deutsche Euroshop AG
Ticker
Security ID:
Meeting Date
Meeting Status
DEQ
CINS D1854M102
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
7
Ratification of
Management Board
Acts
Mgmt
For
For
For
8
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
9
10
Appointment of Auditor
Amendments to Articles
Regarding General
Meeting
Resolutions
Mgmt
Mgmt
For
For
For
Against
For
Against
________________________________________________________________________________
Deutsche Telekom AG
Ticker
Security ID:
Meeting Date
Meeting Status
DTE
CINS D2035M136
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 209 of 374
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
7
Ratification of
Management Board
Acts
Mgmt
For
For
For
8
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
9
10
Appointment of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
11
Authority to
Repurchase Shares
Using Equity
Derivatives
Mgmt
For
For
For
12
Elect Helga Jung as
Supervisory Board
Member
Mgmt
For
For
For
13
Supervisory Board
Members’
Fees
Mgmt
For
For
For
14
Amendments to Articles
Mgmt
For
For
For
________________________________________________________________________________
Diageo plc
Ticker
Security ID:
Meeting Date
Meeting Status
DGE
CINS G42089113
09/23/2015
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
Elect Peggy Bruzelius
Elect Lord Mervyn
Davies
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
9
10
11
12
13
14
15
Elect HO Kwon Ping
Elect Betsey D. Holden
Elect Franz B. Humer
Elect Deirdre Mahlan
Elect Nicola Mendelsohn
Elect Ivan Menezes
Elect Philip Scott
Elect Alan Stewart
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
18
Authority to
Repurchase
Mgmt
For
For
For
Page 210 of 374
Shares
19
Authorisation of
Political
Donations
Mgmt
For
For
For
________________________________________________________________________________
Drillisch AG
Ticker
Security ID:
Meeting Date
Meeting Status
DRI
CINS D23138106
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratify Paschalis
Choulidis
Mgmt
For
For
For
7
Ratify Vlasios
Choulidis
Mgmt
For
For
For
8
9
Ratify Andre Driesen
Ratify Marc
Brucherseifer
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
14
15
16
Ratify Norbert Lang
Ratify Horst Lennertz
Ratify Frank Rothauge
Ratify Susanne Ruckert
Ratify Bernd H. Schmidt
Ratify Johann Weindl
Elect Norbert Lang as
Supervisory Board
Member
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Appointment of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Enel S.p.A.
Ticker
Security ID:
Meeting Date
Meeting Status
ENEL
CINS T3679P115
05/26/2016
Voted
Meeting Type
Country of Trade
Mix
Italy
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
6
7
Non-Voting Agenda Item
Non-Voting Agenda Item
List of Statutory
Auditors Presented by
Ministry of Economy
and
Finance
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
For
N/A
N/A
For
8
List of Statutory
Auditors Presented by
Group of Mutual Funds
and Institutional
Investors
Representing 2.155%
of Share
Capital
Mgmt
For
N/A
N/A
9
Statutory Auditors’
Fees
Mgmt
For
For
For
Page 211 of 374
10
Long-Term Incentive
Plan
2016
Mgmt
For
For
For
11
12
Remuneration Report
Amendments to Article
14.3
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Engie
Ticker
Security ID:
Meeting Date
Meeting Status
ENGI
CINS F7629A107
05/03/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports;
Approval of Non
Tax-Deductible
Expenses
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Allocation of
Profits/Dividend
Mgmt
For
For
For
7
Related Party
Transactions
Mgmt
For
For
For
8
Supplementary
Retirement Benefits
(Isabelle Kocher,
Deputy-CEO)
Mgmt
For
For
For
9
Authority to
Repurchase
Shares
Mgmt
For
For
For
10
Elect Gerard
Mestrallet to the
Board of
Directors
Mgmt
For
For
For
11
Elect Isabelle Kocher
to the Board of
Directors
Mgmt
For
For
For
12
Elect Peter Ricketts
to the Board of
Directors
Mgmt
For
For
For
13
Elect Fabrice Bregier
to the Board of
Directors
Mgmt
For
For
For
14
Remuneration of Gerard
Mestrallet, Chairman
and
CEO
Mgmt
For
For
For
15
Remuneration of
Isabelle Kocher,
Deputy-CEO
Mgmt
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
18
Authority to Issue
Mgmt
For
For
For
Page 212 of 374
Shares Through
Private
Placement
19
20
Greenshoe
Authority to Increase
Capital in
Consideration for
Contributions in
Kind
Mgmt
Mgmt
For
For
For
For
For
For
21
Authority to Issue
Shares w/ Preemptive
Rights (During Public
Takeover)
Mgmt
For
Against
Against
22
Authority to Issue
Shares w/o Preemptive
Rights (During Public
Takeover)
Mgmt
For
Against
Against
23
Authority to Issue
Shares w/o Preemptive
Rights Through
Private Placement
(During Public
Takeover)
Mgmt
For
Against
Against
24
Greenshoe (During
Public
Takeover)
Mgmt
For
Against
Against
25
Authority to Increase
Capital in
Consideration for
Contributions in Kind
(During Public
Takeover)
Mgmt
For
Against
Against
26
Employee Stock
Purchase
Plan
Mgmt
For
For
For
27
Employee Stock
Purchase Plan for
Overseas
Employees
Mgmt
For
For
For
28
Global Ceiling on
Capital
Increases
Mgmt
For
For
For
29
Authority to Increase
Capital Through
Capitalisations
Mgmt
For
For
For
30
Authority to Increase
Capital Through
Capitalisations
(During Takeover
Period)
Mgmt
For
Against
Against
31
Authority to Cancel
Shares and Reduce
Capital
Mgmt
For
For
For
32
Authority to Issue
Restricted
Shares
Mgmt
For
For
For
33
Authority to Issue
Performance
Shares
Mgmt
For
For
For
34
Amendments to Article
Regarding Employee
Representative
Working
Hours
Mgmt
For
For
For
Page 213 of 374
35
Amendments to Article
Regarding Chairman
Age-Limits
Mgmt
For
For
For
36
Authorisation of Legal
Formalities
Mgmt
For
For
For
________________________________________________________________________________
Eutelsat Communications SA
Ticker
Security ID:
Meeting Date
Meeting Status
ETL
CINS F3692M128
11/05/2015
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports;
Approval of
Non-Deductible
Expenses
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Related Party
Transactions
Mgmt
For
For
For
7
Allocation of
Profits/Dividends
Mgmt
For
For
For
8
9
10
11
12
13
Scrip Dividend
Elect John Birt
Elect Jean d’Arthuys
Elect Ana Garcia Fau
Appointment of Auditor
Appointment of
Alternate
Auditor
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Remuneration of Michel
de Rosen, Chairman
and
CEO
Mgmt
For
Against
Against
15
Remuneration of Michel
Azibert, Deputy
CEO
Mgmt
For
Against
Against
16
Authority to
Repurchase
Shares
Mgmt
For
For
For
17
Authority to Cancel
Shares and Reduce
Share
Capital
Mgmt
For
For
For
18
Authority to Increase
Capital Through
Capitalization
Mgmt
For
Against
Against
19
Authority to Issue
Shares and/or
Convertible
Securities w/
Preemptive
Rights
Mgmt
For
For
For
20
Authority to Issue
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
Mgmt
For
For
For
Page 214 of 374
21
Authority to Issue
Shares and/or
Convertible
Securities Through
Private
Placement
Mgmt
For
For
For
22
Authority to Set
Offering
Price
Mgmt
For
For
For
23
24
Greenshoe
Authority to Increase
Capital in Case of
Exchange
Offer
Mgmt
Mgmt
For
For
For
For
For
For
25
Authority to Increase
Capital in
Consideration for
Contribution in
Kind
Mgmt
For
For
For
26
Authority to Issue
Shares w/o Preemptive
Rights in
Consideration for
Securities Issued by
Subsidiaries
Mgmt
For
For
For
27
Employee Stock
Purchase
Plan
Mgmt
For
For
For
28
Authority to Issue
Restricted
Shares
Mgmt
For
Against
Against
29
Authorization of Legal
Formalities
Mgmt
For
For
For
________________________________________________________________________________
EVA Precision Industrial Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0838
CINS G32148101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Elect ZHANG Hwo Jie
Elect ZHANG Jian Hua
Directors’ Fees
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
For
N/A
N/A
For
Against
For
For
For
N/A
N/A
For
Against
For
For
For
8
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
9
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Ezion Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
Page 215 of 374
5ME
CINS Y2186W104
Meeting Type
Annual
Issue No. Description
04/27/2016
Country of Trade
Singapore
Proponent Mgmt Rec
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
5
Accounts and Reports
Elect WANG Kai Yuen
Elect YEE Chia Hsing
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
For
For
Against
Against
For
For
6
Authority to Issue
Shares w/ or w/o
Preemptive
Rights
Mgmt
For
For
For
7
Authority to Grant
Awards and Issue
Shares under the
Ezion Employee Share
Plan
Mgmt
For
For
For
8
Authority to Grant
Awards and Issue
Shares under the
Ezion Employee Share
Option
Scheme
Mgmt
For
For
For
9
Authority to
Repurchase
Shares
Mgmt
For
For
For
________________________________________________________________________________
Fibria Celulose SA
Ticker
Security ID:
Meeting Date
Meeting Status
FIBR3
CINS P3997N101
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
Brazil
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Capital Expenditure
Budget
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
Allocation of
Profits/Dividends
Mgmt
For
For
For
6
Establishment of
Supervisory
Council
Mgmt
For
For
For
7
Supervisory Council
Size
Mgmt
For
For
For
8
9
10
Non-Voting Agenda Item
Non-Voting Agenda Item
Election of
Supervisory
Council
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
Against
N/A
N/A
Against
11
Elect Antonio Sergio
Riede to the
Supervisory Council
as Representative of
Minority
Shareholders
Mgmt
For
N/A
N/A
12
Remuneration Policy
Mgmt
For
Against
Against
13
Non-Voting Meeting Note N/A
N/A
N/A
N/A
14
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Fraport AG
Page 216 of 374
Ticker
Security ID:
FRA
CINS D3856U108
Meeting Type
Annual
Issue No. Description
Meeting Date
05/20/2016
Country of Trade
Germany
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
Appointment of Auditor
Approval of
Intra-company Control
Agreements
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Freenet AG
Ticker
Security ID:
Meeting Date
Meeting Status
FNT
CINS D3689Q134
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
7
Ratification of
Management Board
Acts
Mgmt
For
For
For
8
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
9
Appointment of Auditor
(FY2016)
Mgmt
For
For
For
10
Appointment of Auditor
for Interm
Statements
Mgmt
For
For
For
11
Amendment to Corporate
Purpose
Mgmt
For
For
For
12
Increase in Authorized
Capital
Mgmt
For
For
For
13
Authority to
Repurchase
Shares
Mgmt
For
For
For
14
Authority to
Repurchase Shares
Using Equity
Derivatives
Mgmt
For
For
For
15
Authority to Issue
Convertible Debt
Instruments; Increase
in Conditional
Capital
Mgmt
For
For
For
Page 217 of 374
________________________________________________________________________________
Fujitsu Limited
Ticker
Security ID:
Meeting Date
Meeting Status
6702
CINS J15708159
06/27/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Elect Masami Yamamoto
Elect Tatsuya Tanaka
Elect Norihiko
Taniguchi
N/A
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
For
For
For
N/A
For
For
For
5
6
7
Elect Hidehiro Tsukano
Elect Duncan Tait
Elect Tatsuzumi
Furukawa
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
14
15
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Miyako Suda
Jun Yokota
Chiaki Mukai
Atsushi Abe
Kazuhiko Katoh
Megumi Yamamuro
Hiroshi Mitani
Yoshiki Kondoh
________________________________________________________________________________
GFT Technologies SE
Ticker
Security ID:
Meeting Date
Meeting Status
GFT
CINS D2823P101
06/14/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board Acts
of GFT Technologies
AG
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts of GFT
Technologies
AG
Mgmt
For
For
For
8
Ratification of
Managing Directors’
Acts
Mgmt
For
For
For
9
Ratification of Board
Acts
Mgmt
For
For
For
10
11
Appointment of Auditor
Increase in Authorized
Capital
Mgmt
Mgmt
For
For
For
Against
For
Against
12
13
Directors’ Fees
Approval of
Profit-and-Loss
Transfer Agreement
with GFT Innovations
GmbH
Mgmt
Mgmt
For
For
For
For
For
For
14
Approval of
Profit-and-Loss
Transfer Agreement
with GFT Invest
Mgmt
For
For
For
Page 218 of 374
GmbH
________________________________________________________________________________
GN Store Nord A/S
Ticker
Security ID:
Meeting Date
Meeting Status
GN
CINS K4001S214
03/10/2016
Voted
Meeting Type
Country of Trade
Annual
Denmark
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Accounts and Reports;
Ratification of Board
and Management
Acts
N/A
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
7
Allocation of
Profits/Dividends
Mgmt
For
For
For
8
9
10
Directors’ Fees
Elect Per Wold-Olsen
Elect William E.
Hoover,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
12
Elect Wolfgang Reim
Elect Carsten
Krogsgaard
Thomsen
Mgmt
Mgmt
For
For
For
For
For
For
13
14
15
16
Elect Helene Barnekow
Elect Ronica Wang
Appointment of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
17
Authority to Cancel
Treasury
Shares
Mgmt
For
For
For
18
Authority to Issue
Shares w/ or w/o
Preemptive
Rights
Mgmt
For
For
For
19
Amendments to Articles
Regarding Age
Limitation
Mgmt
For
For
For
20
Amendments to Articles
Regarding Bearer
Shares
Mgmt
For
For
For
21
Amendments to
Incentive
Guidelines
Mgmt
For
For
For
________________________________________________________________________________
Granules India Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
GRANULES
CINS Y2849A135
08/13/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect K.B. Sankara Rao
Appointment of Auditor
Mgmt
Mgmt
For
For
For
Against
For
Against
Page 219 of 374
and Authority to Set
Fees
6
Appointment of Harsha
Chigurupati
(Executive Director);
Approval of
Remuneration
Mgmt
For
For
For
7
Adoption of New
Articles
Mgmt
For
Against
Against
8
Approve Preferential
Issue of
Warrants
Mgmt
For
For
For
________________________________________________________________________________
Granules India Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
GRANULES
CINS Y2849A135
08/24/2015
Voted
Meeting Type
Country of Trade
Special
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Approve Preferential
Issue of Warrants w/o
Preemptive
Rights
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Groupe Eurotunnel SE
Ticker
Security ID:
Meeting Date
Meeting Status
GET
CINS F477AL114
04/27/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports;
Approval of Non-Tax
Deductible
Expenses
N/A
N/A
Mgmt
N/A
N/A
For
N/A
N/A
For
N/A
N/A
For
4
Allocation of
Profits/Dividends
Mgmt
For
For
For
5
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Related Party
Transactions
Mgmt
For
For
For
7
Authority to
Repurchase
Shares
Mgmt
For
For
For
8
Remuneration of
Jacques Gounon,
Chairman and
CEO
Mgmt
For
For
For
9
Remuneration of
Emmanuel Moulin,
Deputy
CEO
Mgmt
For
For
For
10
Elect Peter Levene to
the Board of
Directors
Mgmt
For
For
For
11
Elect Colette Lewiner
to the Board of
Directors
Mgmt
For
For
For
Page 220 of 374
12
Elect Colette
Neuville to the
Board of
Directors
Mgmt
For
For
For
13
Elect Perrette Rey to
the Board of
Directors
Mgmt
For
For
For
14
Elect Jean-Pierre
Trotignon to the
Board of
Directors
Mgmt
For
For
For
15
Authority to Issue
Restricted
Shares
Mgmt
For
For
For
16
Authority to Issue
Performance
Shares
Mgmt
For
For
For
17
Authority to Cancel
Shares and Reduce
Capital
Mgmt
For
For
For
18
Amendments to Articles
Regarding Corporate
Purpose
Mgmt
For
For
For
19
Authorisation of Legal
Formalities
Mgmt
For
For
For
________________________________________________________________________________
Gujarat State Fertilizers & Chemicals Limited
Ticker
Security ID:
Meeting Date
Meeting Status
GSFC
CINS Y2946E139
09/16/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect J.N. Singh
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
Against
Against
Against
6
Authority to Set Cost
Auditor’s
Remuneration
Mgmt
For
For
For
7
8
Elect Geeta Goradia
Elect Divyabhash C.
Anjaria
Mgmt
Mgmt
For
For
For
Against
For
Against
9
10
11
12
Elect Vasant P. Gandhi
Elect Ajay N. Shah
Elect Vijai Kapoor
Appointment of S.K.
Nanda (Chairman &
Managing Director);
Approval of
Remuneration
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
Against
Against
Against
Against
Against
Against
Against
________________________________________________________________________________
Gulf Marine Services Plc
Ticker
Security ID:
Meeting Date
Meeting Status
GMS
CINS G4R77L107
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and Reports
Mgmt
For
For
For
Page 221 of 374
2
Allocation of
Profits/Dividends
Mgmt
For
For
For
3
Remuneration Report
(Advisory)
Mgmt
For
For
For
4
5
6
7
8
Elect Simon Heale
Elect Duncan Anderson
Elect Simon Batey
Elect H. Richard Dallas
Elect W. Richard
Anderson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Karim El Solh
Elect Mike Straughen
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
14
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
15
Authority to
Repurchase
Shares
Mgmt
For
For
For
16
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
17
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Hanssem Company
Ticker
Security ID:
Meeting Date
Meeting Status
009240
CINS Y30642105
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
For
For
3
Election of Corporate
Auditor
Mgmt
For
For
For
4
5
Directors’ Fees
Corporate Auditor’s
Fees
Mgmt
Mgmt
For
For
Against
Against
Against
Against
________________________________________________________________________________
HDFC Bank Limited
Ticker
Security ID:
Meeting Date
Meeting Status
HDFCBANK
CINS Y3119P174
07/21/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Paresh D.
Sukthankar
Mgmt
For
For
For
4
5
Elect Kaizad Bharucha
Appointment of Auditor
Mgmt
Mgmt
For
For
For
Abstain
For
Against
Page 222 of 374
and Authority to Set
Fees
6
7
Elect Malay Patel
Amendment to Borrowing
Powers
Mgmt
Mgmt
For
For
For
For
For
For
8
Related Party
Transactions with
HDFC
Limited
Mgmt
For
For
For
9
Re-appointment of
Aditya Puri (Managing
Director); Approve
Remuneration
Mgmt
For
For
For
10
Revised Remuneration
of Kaizad Bharucha
(Executive
Director)
Mgmt
For
For
For
11
Related Party
Transactions with HDB
Financial Services
Limited
Mgmt
For
For
For
12
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Hitachi Chemical Co. Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
4217
CINS J20160107
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
11
12
Non-Voting Meeting Note
Elect Kazuyuki Tanaka
Elect Yoshio Ohsawa
Elect Takemoto Ohto
Elect George Olcott
Elect Chieko Matsuda
Elect Shigeru Azuhata
Elect Kazuyoshi Tsunoda
Elect Yoshihiro Nomura
Elect Richard E. Dyck
Elect Kohji Tanaka
Elect Hisashi Maruyama
N/A
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
N/A
For
For
For
For
For
For
For
For
For
For
For
N/A
Against
For
For
For
For
For
Against
For
For
For
For
N/A
Against
For
For
For
For
For
Against
For
For
For
For
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker
Security ID:
Meeting Date
Meeting Status
0958
CINS Y3739S103
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
Mgmt
Mgmt
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
N/A
N/A
For
For
For
For
7
8
Appointment of Auditor
Elect CAO Peixi as
Director
Mgmt
Mgmt
For
For
For
Against
For
Against
9
Elect ZHANG Tingke as
Director
Mgmt
For
For
For
10
Elect WANG Kui as
Director
Mgmt
For
Against
Against
11
Elect LIN Gang as
Mgmt
For
Against
Against
Page 223 of 374
Director
12
Elect XIAO Jun as
Director
Mgmt
For
For
For
13
Elect YANG Qing as
Director
Mgmt
For
For
For
14
Elect HE Yan as
Director
Mgmt
For
For
For
15
Elect QIN Haiyan as
Director
Mgmt
For
For
For
16
Elect DAI Huizhu as
Director
Mgmt
For
For
For
17
Elect ZHOU Shaopeng as
Director
Mgmt
For
Against
Against
18
Elect WAN Kam To as
Director
Mgmt
For
Against
Against
19
Elect HUANG Jian as
Supervisor
Mgmt
For
Against
Against
20
Elect WANG Huanliang
as
Supervisor
Mgmt
For
For
For
21
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
22
Authority to Issue
Debt Financing
Instruments
Mgmt
For
Against
Against
23
Authority to Issue H
Shares Convertible
Bonds
Mgmt
For
Against
Against
24
Amendments to Articles
Mgmt
For
For
For
________________________________________________________________________________
Hyundai Green Food Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
005440
CINS Y3830W102
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
Against
Against
3
Election of Audit
Committee Member:
PARK Seung
Jun
Mgmt
For
Against
Against
4
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Inchcape plc
Ticker
Security ID:
Meeting Date
Meeting Status
INCH
CINS G47320208
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
Page 224 of 374
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
11
12
13
14
Elect Ken Hanna
Elect Stefan Bomhard
Elect Richard Howes
Elect Alison Cooper
Elect John Langston
Elect Coline McConville
Elect Nigel Northridge
Elect Nigel Stein
Elect Till Vestring
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
16
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
17
Authority to
Repurchase
Shares
Mgmt
For
For
For
18
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker
Security ID:
Meeting Date
Meeting Status
1398
CINS Y3990B112
06/24/2016
Voted
Meeting Type
Country of Trade
Annual
China
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Directors’ Report
Supervisors’ Report
Elect YI Huiman as
Director
N/A
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
For
For
Against
N/A
For
For
Against
5
6
Elect SHEN Si
Elect ZHANG Wei as
Supervisor
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
Elect SHEN Bingxi
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
2016 Fixed Asset
Investment
Plan
Mgmt
For
For
For
11
Authority to Issue
Tier II Capital
Instruments
Mgmt
For
For
For
12
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
13
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Infineon Technologies AG
Ticker
Security ID:
Meeting Date
Meeting Status
IFX
CINS D35415104
02/18/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 225 of 374
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
Appointment of Auditor
for Fiscal Year
2015/2016
Mgmt
For
For
For
9
Appointment of Auditor
for First Quarter of
Fiscal Year
2016/2017
Mgmt
For
For
For
10
Cancellation of
Conditional Capital
III
Mgmt
For
For
For
11
Performance Share
Plan; Increase in
Authorised
Capital
Mgmt
For
For
For
12
Supervisory Board
Members’
Fees
Mgmt
For
For
For
________________________________________________________________________________
Ingenico
Ticker
Security ID:
Meeting Date
Meeting Status
ING
CINS F5276G104
04/29/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports;
Approval of Non
Tax-Deductible
Expenses
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
8
Scrip Dividend
Related Party
Transactions
Mgmt
Mgmt
For
For
For
For
For
For
9
Severance Agreement
with Philippe Lazare,
Chairman and
CEO
Mgmt
For
For
For
10
Appointment of Auditor
(Mazars)
Mgmt
For
For
For
11
Appointment of
Alternate Auditor
(Jean-Louis
Simon)
Mgmt
For
For
For
Page 226 of 374
12
Appointment of Auditor
(KPMG)
Mgmt
For
For
For
13
Appointment of
Alternate Auditor
(Salustro
Reydel)
Mgmt
For
For
For
14
Ratification of the
Co-option of Colette
Lewiner
Mgmt
For
For
For
15
Elect Bernard
Bourigeaud to the
Board of
Directors
Mgmt
For
For
For
16
Resignation of
Jean-Pierre
Cojan
Mgmt
For
For
For
17
Elect Diaa Elyaacoubi
to the Board of
Directors
Mgmt
For
For
For
18
Elect Florence Parly
to the Board of
Directors
Mgmt
For
For
For
19
Elect Thibault Poutrel
to the Board of
Directors
Mgmt
For
For
For
20
Elect Philippe Lazare
to the Board of
Directors
Mgmt
For
For
For
21
Remuneration of
Philippe Lazare,
Chairman and
CEO
Mgmt
For
For
For
22
23
Directors’ Fees
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
24
Authority to Cancel
Shares and Reduce
Capital
Mgmt
For
For
For
25
Authority to Issue
Shares and/or
Convertible
Securities w/
Preemptive
Rights
Mgmt
For
For
For
26
Authority to Increase
Capital in Case of
Exchange
Offer
Mgmt
For
For
For
27
Authority to Issue
Shares and/or
Convertible
Securities Through
Private
Placement
Mgmt
For
For
For
28
29
Greenshoe
Authority to Increase
Capital in
Consideration for
Contributions in
Kind
Mgmt
Mgmt
For
For
For
For
For
For
30
Global Ceiling on
Mgmt
For
For
For
Page 227 of 374
Capital Increase and
Debt
Issuances
31
Employee Stock
Purchase
Plan
Mgmt
For
For
For
32
Employee Stock
Purchase Plan for
Overseas
Employees
Mgmt
For
For
For
33
Authority to Issue
Performance
Shares
Mgmt
For
For
For
34
Amendment Regarding
Director
Terms
Mgmt
For
For
For
35
Amendments to Articles
Regarding Censor
Terms
Mgmt
For
For
For
36
Internal Spin-off
(Ingenico
France)
Mgmt
For
For
For
37
Internal Spin-off
(Ingenico
Terminals)
Mgmt
For
For
For
38
Internal Spin-off
(Ingenico Business
Support)
Mgmt
For
For
For
39
Authorization of Legal
Formalities
Mgmt
For
For
For
________________________________________________________________________________
Isra Vision AG
Ticker
Security ID:
Meeting Date
Meeting Status
ISR
CINS D36816102
03/23/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
Appointment of Auditor
Cancellation of
Conditional Capital
I
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
IT Holdings Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
3626
CINS J2563B100
06/24/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
Page 228 of 374
2
Allocation of
Profits/Dividends
Mgmt
For
For
For
3
4
5
6
7
8
9
10
11
12
Amendments to Articles
Elect Norio Maenishi
Elect Tohru Kuwano
Elect Mitsushi Nishida
Elect Jyohsaku Yanai
Elect Katsuki Kanaoka
Elect Shigeki Kusaka
Elect Yoshiyuki Suzuki
Elect Shingo Oda
Elect Yoshinobu
Ishigaki
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
14
15
16
17
18
Elect
Elect
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
Kohichi Sano
Takuho Shimodaira
Katsuhiko Ishii
Taigi Itoh
Muneaki Ueda
Sadahei Funakoshi
________________________________________________________________________________
ITV plc
Ticker
Security ID:
Meeting Date
Meeting Status
ITV
CINS G4984A110
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
11
12
13
14
Final Dividend
Special Dividend
Elect Anna Manz
Elect Peter Bazalgette
Elect Adam Crozier
Elect Roger Faxon
Elect Ian Griffiths
Elect Mary Harris
Elect Andy Haste
Elect John Ormerod
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
16
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
17
Authorisation of
Political
Donations
Mgmt
For
For
For
18
Authority to
Repurchase
Shares
Mgmt
For
For
For
19
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
20
21
Amendments to Articles
Share Incentive Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Johnson Matthey plc
Ticker
Security ID:
Meeting Date
Meeting Status
JMAT
CINS G51604158
07/22/2015
Voted
Meeting Type
Country of Trade
Page 229 of 374
Annual
Issue No.
Description
United Kingdom
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
11
12
Elect Chris Mottershead
Elect Tim Stevenson
Elect Odile Desforges
Elect Alan Ferguson
Elect Den Jones
Elect Robert J. MacLeod
Elect Colin Matthews
Elect Lawrence C. Pentz
Elect Dorothy C.
Thompson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
14
15
Elect John Walker
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
16
Authorisation of
Political
Donations
Mgmt
For
For
For
17
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
18
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
19
Authority to
Repurchase
Shares
Mgmt
For
For
For
20
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Klepierre SA
Ticker
Security ID:
Meeting Date
Meeting Status
LI
CINS F5396X102
04/19/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Consolidated Accounts
and
Reports
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
Related Party
Transactions
Mgmt
For
For
For
8
Elect Rose-Marie Van
Lerberghe to the
Supervisory
Board
Mgmt
For
For
For
9
Elect Bertrand de
Feydeau to the
Mgmt
For
For
For
Page 230 of 374
Supervisory
Board
10
Elect Beatrice de
Clermont-Tonnerre to
the Supervisory
Board
Mgmt
For
For
For
11
Elect Florence von Erb
to the Supervisory
Board
Mgmt
For
For
For
12
Remuneration of
Laurent Morel,
CEO
Mgmt
For
For
For
13
Remuneration of
Jean-Michel Gault,
Deputy CEO, and
Jean-Marc Jestin,
COO
Mgmt
For
For
For
14
Supervisory Board
Members’
Fees
Mgmt
For
For
For
15
Appointment of Auditor
(Deloitte)
Mgmt
For
For
For
16
Appointment of
Alternate Auditor
(Beas)
Mgmt
For
For
For
17
Appointment of Auditor
(Ernst &
Young)
Mgmt
For
For
For
18
Appointment of
Alternate Auditor
(Picarle)
Mgmt
For
For
For
19
Authority to
Repurchase
Shares
Mgmt
For
For
For
20
Authority to Cancel
Shares and Reduce
Capital
Mgmt
For
For
For
21
Authority to Issue
Restricted
Shares
Mgmt
For
For
For
22
Authorization of Legal
Formalities
Mgmt
For
For
For
________________________________________________________________________________
Korea Electric Power Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
015760
CINS Y48406105
02/22/2016
Voted
Meeting Type
Country of Trade
Special
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect CHO Hwan Ik as
CEO
Mgmt
For
Against
Against
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Korea Electric Power Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
015760
CINS Y48406105
03/22/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Mgmt
For
Against
Against
Page 231 of 374
Allocation of
Profits/Dividends
2
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Korea Gas Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
036460
CINS Y48861101
12/17/2015
Voted
Meeting Type
Country of Trade
Special
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Elect SON Yang Hun
Elect LEE Gang Ho
Election of Audit
Committee Member:
CHOI Gwang
Sik
N/A
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
Against
N/A
For
N/A
Against
N/A
For
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Kose Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
4922
CINS J3622S100
06/29/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
Elect Kazutoshi
Kobayashi
Mgmt
For
Against
Against
4
5
6
7
8
Elect Takao Kobayashi
Elect Yusuke Kobayashi
Elect Iwao Toigawa
Elect Hideto Hokao
Elect Nobuo Iwafuchi
as Statutory
Auditor
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
________________________________________________________________________________
Kossan Rubber Industries Berhad
Ticker
Security ID:
Meeting Date
Meeting Status
KOSSAN
CINS Y4964F105
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
Malaysia
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Allocation of
Profits/Dividends
Mgmt
For
For
For
2
3
4
5
6
Directors’ Fees
Elect TAN Kong Chang
Elect LIM Siau Tian
Elect LIM Siau Hing
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
Against
For
For
For
Against
Against
For
7
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
8
Related Party
Transactions
Mgmt
For
For
For
9
Authority to
Repurchase
Shares
Mgmt
For
For
For
Page 232 of 374
10
Retain Haji Mokhtar
Bin Haji Samad as
Independent
Director
Mgmt
For
For
For
11
Retain Tong Siew Choo
as Independent
Director
Mgmt
For
For
For
________________________________________________________________________________
Laird Plc
Ticker
Security ID:
Meeting Date
Meeting Status
LRD
CINS G53508175
04/29/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Hum
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
Elect Michael D. Parker
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
13
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
14
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
15
Authority to Issue
Shares w/o Preemptive
Rights for an
Acquisition or
Specified Capital
Investment
Mgmt
For
For
For
16
Authority to
Repurchase
Shares
Mgmt
For
For
For
17
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
Tony Quinlan
Nathalie Rachou
Kjersti Wiklund
Martin Read
David Lockwood
Paula Bell
Sir Christopher
________________________________________________________________________________
LG Household and Health Care Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
051900
CINS Y5275R100
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
For
For
2
3
4
Elect CHA Suk Yong
Elect HAN Sang Lin
Elect HUH Sung
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 233 of 374
5
6
7
Elect KIM Ju Hyung
Elect HWANG Yi Seok
Election of Board
Committee Member:
HWANG Yi
Seok
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
8
Election of Board
Committee Member: HAN
Sang
Lin
Mgmt
For
For
For
9
10
Directors’ Fees
Non-Voting Meeting Note
Mgmt
N/A
For
N/A
For
N/A
For
N/A
________________________________________________________________________________
Loomis AB
Ticker
Security ID:
Meeting Date
Meeting Status
LOOM’B
CINS W5650X104
05/02/2016
Voted
Meeting Type
Country of Trade
Annual
Sweden
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
16
17
Dividend Record Date
Ratification of Board
and CEO
Acts
Mgmt
Mgmt
For
For
For
For
For
For
18
19
Board Size
Directors and
Auditors’
Fees
Mgmt
Mgmt
For
For
For
For
For
For
20
Election of Directors;
Appointment of
Auditor
Mgmt
For
For
For
21
22
23
24
Nomination Committee
Remuneration Guidelines
Incentive Scheme
Non-Voting Agenda Item
Mgmt
Mgmt
Mgmt
N/A
For
For
For
N/A
For
Against
For
N/A
For
Against
For
N/A
________________________________________________________________________________
Luxottica Group S.p.A.
Ticker
Security ID:
Meeting Date
Meeting Status
LUX
CINS T6444Z110
04/29/2016
Voted
Meeting Type
Country of Trade
Mix
Italy
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
Authority to
Repurchase and
Reissue
Shares
Mgmt
For
For
For
4
Remuneration Report
Mgmt
For
Against
Against
Page 234 of 374
5
Elect Francesco Milleri Mgmt
For
For
For
6
Amendments to Articles
Mgmt
For
For
For
________________________________________________________________________________
Martinrea International Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MRE
CUSIP 573459104
06/09/2016
Voted
Meeting Type
Country of Trade
Annual
Canada
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
Elect Robert Wildeboer
Elect Fred Olson
Elect Scott Balfour
Elect Terry Lyons
Elect Roman Doroniuk
Elect Frank Macher
Elect Sandra Pupatello
Elect Pat D’Eramo
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Advisory vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Meggitt plc
Ticker
Security ID:
Meeting Date
Meeting Status
MGGT
CINS G59640105
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
Elect Sir Nigel R. Rudd
Elect Stephen Young
Elect Guy Berruyer
Elect Alison Goligher
Elect Philip E Green
Elect Paul Heiden
Elect Brenda L.
Reichelderfer
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
13
14
Elect Doug Webb
Elect Colin Day
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
16
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
17
Authorisation of
Political
Donations
Mgmt
For
For
For
18
Authority to
Repurchase
Shares
Mgmt
For
For
For
19
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
Page 235 of 374
________________________________________________________________________________
Naspers Limited
Ticker
Security ID:
Meeting Date
Meeting Status
NPN
CINS S53435103
08/28/2015
Voted
Meeting Type
Country of Trade
Annual
South Africa
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Approve Allocation of
Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
Appointment of Auditor
Elect Steve J.Z. Pacak
Elect Mark R. Sorour
Elect Jacobus (Koos)
P.
Bekker
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Re-elect Craig
Enenstein
Mgmt
For
For
For
8
9
10
Re-elect Don Eriksson
Re-elect Fred Phaswana
Re-elect Ben J. van
der
Ross
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
11
Election of Audit
Committee Member (Don
Eriksson)
Mgmt
For
For
For
12
Election of Audit
Committee Member (Ben
van der
Ross)
Mgmt
For
Against
Against
13
Election of Audit
Committee Member
(Rachel
Jafta)
Mgmt
For
For
For
14
Approve Remuneration
Policy
Mgmt
For
Against
Against
15
General Authority to
Issue
Shares
Mgmt
For
Against
Against
16
Authority to Issue
Shares for
Cash
Mgmt
For
For
For
17
Approve Restricted
Stock Plan Trust
Deed
Mgmt
For
For
For
18
Amendments to the
Company’s Share
Incentive Trust Deeds
and
Schemes
Mgmt
For
Against
Against
19
Authorisation of Legal
Formalities
Mgmt
For
For
For
20
Approve NEDs’ Fees
(Board chair)
Mgmt
For
For
For
21
Approve NEDs’ Fees
(Board member)
Mgmt
For
For
For
22
Approve NEDs’ Fees
(Audit Committee Chair)
Mgmt
For
For
For
Page 236 of 374
23
Approve NEDs’ Fees
(Audit Committee Member)
Mgmt
For
For
For
24
Approve NEDs’ Fees
(Risk Committee Chair)
Mgmt
For
For
For
25
Approve NEDs’ Fees
(Risk Committee Member)
Mgmt
For
For
For
26
Approve NEDs’ Fees
(Human Resources &
Remuneration
Committee Chair)
Mgmt
For
For
For
27
Approve NEDs’ Fees
(Human Resources &
Remuneration
Committee Member)
Mgmt
For
For
For
28
Approve NEDs’ Fees
(Nomination Committee
Chair)
Mgmt
For
For
For
29
Approve NEDs’ Fees
(Nomination Committee
Member)
Mgmt
For
For
For
30
Approve NEDs’ Fees
(Social & Ethics
Committee Chair)
Mgmt
For
For
For
31
Approve NEDs’ Fees
(Social & Ethics
Committee Member)
Mgmt
For
For
For
32
Approve NEDs’ Fees
(Trustees of Group
Share Schemes/Other
Personnel
Funds)
Mgmt
For
For
For
33
Approve NEDs’ Fees
(Media24 Pension Fund
Chair)
Mgmt
For
For
For
34
Approve NEDs’ Fees
(Media24 Pension Fund
Trustee)
Mgmt
For
For
For
35
Approve NEDs’ Fees
(2017)
Mgmt
For
For
For
36
Approve Financial
Assistance (Section
44)
Mgmt
For
For
For
37
Approve Financial
Assistance (Section
45)
Mgmt
For
For
For
38
Authority to
Repurchase N Ordinary
Shares
Mgmt
For
For
For
39
Authority to
Repurchase A Ordinary
Shares
Mgmt
For
Against
Against
Page 237 of 374
________________________________________________________________________________
NewOcean Energy Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
342
CINS G6469T100
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
Bermuda
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
Elect Raymond CHIU
Sing
Chung
Mgmt
For
Against
Against
6
7
8
9
Elect WANG Jian
Directors’ Fees
Elect XU Mingshe
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
10
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
11
Authority to
Repurchase
Shares
Mgmt
For
For
For
12
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
13
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Nichi-Iko Pharmaceutical Company Limited
Ticker
Security ID:
Meeting Date
Meeting Status
4541
CINS J49614100
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
Amendments to Articles
Elect Yuichi Tamura
Elect Toshinori
Kongohji
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
6
7
8
9
Elect Shukoh Urayama
Elect Kenji Akane
Elect Taizan Kawakami
Elect Takahiro
Yoshikawa
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
13
Elect Noboru Inasaka
Elect Shigeo Takagi
Elect Hideki Sakai
Equity Compensation
Plan for Directors of
the
Company
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
14
Equity Compensation
Plan for Executive
Officers and
Employees of the
Company and Directors
and Employees of
Mgmt
For
For
For
Page 238 of 374
Subsidiaries
________________________________________________________________________________
Nordea Bank AB
Ticker
Security ID:
Meeting Date
Meeting Status
NDA
CINS W57996105
03/17/2016
Voted
Meeting Type
Country of Trade
Annual
Sweden
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
11
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
12
Ratification of Board
and CEO
Acts
Mgmt
For
For
For
13
14
15
Board Size
Number of Auditors
Directors and
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
16
17
18
19
Election of Directors
Appointment of Auditor
Nomination Committee
Authority to Issue
Convertible Debt
Instruments
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
20
Authority to
Repurchase
Shares
Mgmt
For
For
For
21
22
Compensation Guidelines
Merger by Absorption
of Nordea Bank
Danmark
A/S
Mgmt
Mgmt
For
For
Against
For
Against
For
23
Merger by Absorption
of Nordea Bank
Finland
ABP
Mgmt
For
For
For
24
Merger by Absorption
of Nordea Bank Norge
ASA
Mgmt
For
For
For
25
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Novartis AG
Ticker
Security ID:
Meeting Date
Meeting Status
NOVN
CINS H5820Q150
02/23/2016
Voted
Meeting Type
Country of Trade
Annual
Switzerland
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Ratification of Board
and Management
Acts
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
Cancellation of Shares
and Reduction in
Mgmt
For
For
For
Page 239 of 374
Share
Capital
5
Allocation of
Profits/Dividends
Mgmt
For
For
For
6
Authority to
Repurchase
Shares
Mgmt
For
For
For
7
8
9
10
Board Compensation
Executive Compensation
Compensation Report
Elect Jorg Reinhardt
as
Chairman
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
12
13
14
15
16
Elect Nancy C. Andrews
Elect Dimitri Azar
Elect Srikant Datar
Elect Ann M. Fudge
Elect Pierre Landolt
Elect Andreas von
Planta
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Elect Charles L.
Sawyers
Mgmt
For
For
For
18
19
Elect Enrico Vanni
Elect William T.
Winters
Mgmt
Mgmt
For
For
For
For
For
For
20
21
22
Elect Ton Buchner
Elect Elizabeth Doherty
Elect Srikant Datar as
Compensation
Committee
Member
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
23
Elect Ann Fudge as
Compensation
Committee
Member
Mgmt
For
For
For
24
Elect Enrico Vanni as
Compensation
Committee
Member
Mgmt
For
For
For
25
Elect William T.
Winters as
Compensation
Committee
Member
Mgmt
For
For
For
26
27
Appointment of Auditor
Appointment of
Independent
Proxy
Mgmt
Mgmt
For
For
For
For
For
For
28
Additional or
Miscellaneous
Proposals
ShrHoldr
N/A
Abstain
N/A
________________________________________________________________________________
Novo Nordisk A/S
Ticker
Security ID:
Meeting Date
Meeting Status
NOVO-B
CINS K72807132
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
Denmark
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Accounts and Reports
Directors’ Fees for
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
For
For
Page 240 of 374
2015
7
Directors’ Fees for
2016
Mgmt
For
For
For
8
Allocation of
Profits/Dividends
Mgmt
For
For
For
9
10
Elect Goran A. Ando
Elect Jeppe
Christiansen
Mgmt
Mgmt
For
For
For
For
For
For
11
12
13
14
15
16
17
18
Elect Bruno Angelici
Elect Brian Daniels
Elect Sylvie Gregoire
Elect Liz Hewitt
Elect Mary T. Szela
Appointment of Auditor
Cancellation of Shares
Amendments to Articles
Regarding Bearer
Shares
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
19
Authority to Issue
Shares w/ or w/o
Preemptive
Rights
Mgmt
For
For
For
20
Authority to
Repurchase
Shares
Mgmt
For
For
For
21
Amendments to Articles
Regarding
Trademark
Mgmt
For
For
For
22
Amendments to Articles
Regarding Executive
Management
Registration
Mgmt
For
For
For
23
Amendments to Articles
Regarding Report
Language
Mgmt
For
For
For
24
Amendment to
Remuneration
Guidelines
Mgmt
For
Against
Against
25
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
________________________________________________________________________________
Numericable Group
Ticker
Security ID:
Meeting Date
Meeting Status
NUM
CINS F6627W103
12/15/2015
Voted
Meeting Type
Country of Trade
Ordinary
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Special Dividend
Authorization of Legal
Formalities
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker
Security ID:
Meeting Date
Meeting Status
NXPI
CUSIP N6596X109
07/02/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Merger/Acquisition
Elect Gregory L. Summe
Elect Peter Smitham
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 241 of 374
________________________________________________________________________________
Oberoi Realty Limited
Ticker
Security ID:
Meeting Date
Meeting Status
OBEROIRLTY CINS Y6424D109
07/01/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect Bindu Oberoi
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
6
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
7
Elect Karamjit Singh
Kalsi
Mgmt
For
For
For
8
9
Directors’ Commission
Approval of Revised
Remuneration of
Saumil
Daru
Mgmt
Mgmt
For
For
For
For
For
For
10
Related Party
Transactions
Mgmt
For
Against
Against
11
Adoption of New
Articles
Mgmt
For
Against
Against
12
Authority to Issue
Non-Convertible
Debentures
Mgmt
For
For
For
13
Authority to Issue
Shares and/or
Convertible Debt
Instruments w/o
Preemptive
Rights
Mgmt
For
For
For
________________________________________________________________________________
Oberoi Realty Limited
Ticker
Security ID:
Meeting Date
Meeting Status
OBEROIRLTY CINS Y6424D109
07/17/2015
Voted
Meeting Type
Country of Trade
Special
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Approve Preferential
Allotment of Equity
Shares
Mgmt
For
For
For
________________________________________________________________________________
Open Text Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
OTC
CUSIP 683715106
10/02/2015
Voted
Meeting Type
Country of Trade
Special
Canada
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect P. Thomas Jenkins
Elect Mark J.
Barrenechea
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
Elect Randy Fowlie
Elect Gail E. Hamilton
Elect Brian J. Jackman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 242 of 374
1.6
1.7
Elect Stephen J. Sadler
Elect Michael
Slaunwhite
Mgmt
Mgmt
For
For
Withhold
For
Against
For
1.8
Elect Katharine B.
Stevenson
Mgmt
For
For
For
1.9
2
Elect Deborah Weinstein
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
3
Amendment to the 2004
Employee Stock
Purchase
Plan
Mgmt
For
For
For
________________________________________________________________________________
Optimal Payments Plc
Ticker
Security ID:
Meeting Date
Meeting Status
OPAY
CINS G6770D109
09/28/2015
Voted
Meeting Type
Country of Trade
Special
ISLE OF MAN
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Change of Company Name
Amendments to
Memorandum and
Articles
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Orion Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
001800
CINS Y6S90M110
03/25/2016
Voted
Meeting Type
Country of Trade
Annual
Korea, Republic of
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
Election of Directors
(Slate)
Mgmt
For
For
For
3
4
Directors’ Fees
Corporate Auditors’
Fees
Mgmt
Mgmt
For
For
For
Against
For
Against
________________________________________________________________________________
PayPoint plc
Ticker
Security ID:
Meeting Date
Meeting Status
PAY
CINS G6962B101
07/22/2015
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
11
12
13
Elect Neil A.P. Carson
Elect George Earle
Elect David J. Morrison
Elect Stephen Rowley
Elect Dominic Taylor
Elect Tim Watkin-Rees
Elect Nick Wiles
Elect Gill Barr
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 243 of 374
14
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
15
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
16
Authority to
Repurchase
Shares
Mgmt
For
For
For
17
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
18
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Paysafe Group Plc
Ticker
Security ID:
Meeting Date
Meeting Status
PAYS
CINS G6963K100
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
ISLE OF MAN
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
Remuneration Policy
(Non-UK Issuer -Advisory)
Mgmt
For
For
For
4
Long-Term Incentive
Plan
2016
Mgmt
For
For
For
5
Extend Sharesave Plan
to U.S.
Employees
Mgmt
For
For
For
6
7
8
Elect Dennis Jones
Elect Joel Leonoff
Elect Brian
McArthur-Muscroft
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
11
12
13
14
Elect Andrew Dark
Elect Ian Francis
Elect Brahm Gelfand
Elect Ian Jenks
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to
Repurchase
Shares
Mgmt
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
________________________________________________________________________________
Pigeon Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
7956
CINS J63739106
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 244 of 374
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
7
8
9
10
Elect Yohichi Nakata
Elect Akio Ohkoshi
Elect Shigeru Yamashita
Elect Norimasa Kitazawa
Elect Eiji Akamatsu
Elect Yasunori Kurachi
Elect Tadashi Itakura
Elect Kevin
Vyse-Peacock
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
13
14
15
Elect Takayuki Nitta
Elect Rehito Hatoyama
Elect Kazuhisa Amari
Elect Shinobu Iwamoto
Retirement Allowance
for
Director
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
Against
For
For
For
Against
Against
________________________________________________________________________________
Power Finance Corp. Limited
Ticker
Security ID:
Meeting Date
Meeting Status
PFC
CINS Y7082R109
09/24/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
Elect B.N. Sharma
Authority to Set
Auditors’
Fees
Mgmt
Mgmt
For
For
Against
For
Against
For
6
Authority to Issue
Non-Convertible
Debentures on Private
Placement
Mgmt
For
Against
Against
________________________________________________________________________________
Power Grid Corporation of India Limited
Ticker
Security ID:
Meeting Date
Meeting Status
POWERGRID CINS Y7028N105
09/15/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
Mgmt
Mgmt
N/A
For
For
N/A
For
For
N/A
For
For
4
5
6
Elect Ravi P. Singh
Elect R.P. Sasmal
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
7
Authority to Set Cost
Auditor’s
Remuneration
Mgmt
For
For
For
8
Amendment to Borrowing
Powers
Mgmt
For
For
For
9
Authority to Issue
Non-Convertible
Bonds
Mgmt
For
For
For
________________________________________________________________________________
Page 245 of 374
Quebecor Inc.
Ticker
Security ID:
QBR.A
CUSIP 748193208
Meeting Type
Annual
Issue No. Description
Meeting Date
05/12/2016
Country of Trade
Canada
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect Christian Dube
Elect Robert Pare
Elect Normand Provost
Appointment of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
4
Shareholder Proposal
Regarding Diversity
Policy
ShrHoldr
Against
Against
For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker
Security ID:
Meeting Date
Meeting Status
RDSB
CINS G7690A118
01/27/2016
Voted
Meeting Type
Country of Trade
Ordinary
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Acquisition
Mgmt
For
For
For
________________________________________________________________________________
Saipem S.p.A.
Ticker
Security ID:
Meeting Date
Meeting Status
SPM
CINS T82000117
04/29/2016
Voted
Meeting Type
Country of Trade
Ordinary
Italy
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and Reports;
Allocation of
Losses
Mgmt
For
For
For
2
3
Elect Leone Pattofatto
Increase in Auditor’s
Fees
Mgmt
Mgmt
For
For
For
For
For
For
4
5
Remuneration Report
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
6
Authority to
Repurchase
Shares
Mgmt
For
For
For
7
Authority to Reissue
Shares
Mgmt
For
For
For
8
9
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Sanofi
Ticker
Security ID:
Meeting Date
Meeting Status
SAN
CINS F5548N101
05/04/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports;
Approval of Non-Tax
Deductible
Expenses
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
Page 246 of 374
5
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
Elect Laurent Attal to
the Board of
Directors
Mgmt
For
For
For
8
Elect Claudie Haignere
to the Board of
Directors
Mgmt
For
For
For
9
Elect Carole Piwnica
to the Board of
Directors
Mgmt
For
For
For
10
Elect Thomas Sudhof to
the Board of
Directors
Mgmt
For
For
For
11
Elect Diane Souza to
the Board of
Directors
Mgmt
For
For
For
12
Remuneration of Serge
Weinberg,
Chairman
Mgmt
For
For
For
13
Remuneration of
Olivier Brandicourt,
CEO
Mgmt
For
Against
Against
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
Authority to Grant
Stock
Options
Mgmt
For
For
For
16
Authority to Issue
Performance
Shares
Mgmt
For
For
For
17
Authorisation of Legal
Formalities
Mgmt
For
For
For
________________________________________________________________________________
Shire plc
Ticker
Security ID:
Meeting Date
Meeting Status
SHP
CINS G8124V108
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
Jersey
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
4
5
6
7
8
9
10
11
12
13
14
Elect Dominic Blakemore
Elect Olivier Bohuon
Elect William M. Burns
Elect Steven Gillis
Elect David Ginsburg
Elect Susan Kilsby
Elect Sara Mathew
Elect Anne Minto
Elect Flemming Ornskov
Elect Jeffrey Poulton
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Authority to Issue
Mgmt
For
For
For
Page 247 of 374
Shares w/ Preemptive
Rights
16
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
17
Authority to
Repurchase
Shares
Mgmt
For
For
For
18
Increase in Authorised
Capital
Mgmt
For
For
For
19
20
Amendments to Articles
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
Mgmt
For
For
For
Against
For
Against
________________________________________________________________________________
Shire plc
Ticker
Security ID:
Meeting Date
Meeting Status
SHP
CINS G8124V108
05/27/2016
Voted
Meeting Type
Country of Trade
Ordinary
Jersey
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
Mgmt
For
For
For
For
For
For
3
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
4
Authority to
Repurchase
Shares
Mgmt
For
For
For
5
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Siemens AG
Ticker
Security ID:
Meeting Date
Meeting Status
SIE
CINS D69671218
01/26/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
Appointment of Auditor
Elect Nicola
Leibinger-Kammuller
Mgmt
Mgmt
For
For
For
For
For
For
10
Elect Jim Hagemann
Snabe
Mgmt
For
For
For
11
12
Elect Werner Wenning
Increase in Authorised
Capital for Employee
Share Purchase
Plan
Mgmt
Mgmt
For
For
For
For
For
For
Page 248 of 374
13
Spin-off and Transfer
Agreement
Mgmt
For
For
For
________________________________________________________________________________
Skandinaviska Enskilda Banken AB
Ticker
Security ID:
Meeting Date
Meeting Status
SEB-A
CINS W25381141
03/22/2016
Voted
Meeting Type
Country of Trade
Annual
Sweden
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
3
4
5
6
7
8
9
10
11
12
13
14
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
15
Ratification of Board
and CEO
Acts
Mgmt
For
For
For
16
Amendment to Articles
Regarding Board
Size
Mgmt
For
For
For
17
Board Size; Number of
Auditors
Mgmt
For
For
For
18
Directors and
Auditors’
Fees
Mgmt
For
For
For
19
Elect Johan H.
Andresen,
Jr.
Mgmt
For
For
For
20
Elect Signhild
Arnegard
Hansen
Mgmt
For
For
For
21
22
23
Elect Samir Brikho
Elect Annika Falkengren
Elect Winnie Kin Wah
Fok
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
24
25
26
27
28
29
30
31
32
Elect Urban Jansson
Elect Birgitta Kantola
Elect Tomas Nicolin
Elect Sven Nyman
Elect Jesper Ovesen
Elect Marcus Wallenberg
Elect Helena Saxon
Elect Sara Ohrvall
Elect Marcus
Wallenberg as
Chairman
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
33
34
35
Appointment of Auditor
Compensation Guidelines
All Employee Programme
(AEP)
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
36
Share Deferral Program
(SDP)
Mgmt
For
For
For
37
Authority to Trade in
Mgmt
For
For
For
Page 249 of 374
Company
Stock
38
Authority to
Repurchase and Issue
Treasury
Shares
Mgmt
For
For
For
39
Transfer of Shares
Pursuant of
LTIPs
Mgmt
For
For
For
40
Authority to Issue
Convertible Debt
Instruments
Mgmt
For
For
For
41
Appointment of
Auditors in
Foundations
Mgmt
For
For
For
42
43
Non-Voting Agenda Item
Shareholder Proposal
Regarding
Equality
N/A
ShrHoldr
N/A
N/A
N/A
Against
N/A
N/A
44
Shareholder Proposal
Regarding
Implementing
Equality
ShrHoldr
N/A
Against
N/A
45
Shareholder Proposal
Regarding Annual
Report
ShrHoldr
N/A
Against
N/A
46
Shareholder Proposal
Regarding
Shareholders’
Association
ShrHoldr
N/A
Against
N/A
47
Shareholder Proposal
Regarding Directors’
Fees
ShrHoldr
N/A
Against
N/A
48
Shareholder Proposal
Regarding Nomination
Committee
ShrHoldr
N/A
Against
N/A
49
Shareholder Proposal
Regarding Small and
Medium-sized
Shareholders
ShrHoldr
N/A
Against
N/A
50
Shareholder Proposal
Regarding Petition
for Directors’
Fees
ShrHoldr
N/A
Against
N/A
51
Shareholder Proposal
Regarding Voting
Rights
ShrHoldr
N/A
For
N/A
52
Shareholder Proposal
Regarding Petition
for Voting
Rights
ShrHoldr
N/A
Against
N/A
53
Shareholder Proposal
Regarding Petition
for Recruitment of
Politicians
ShrHoldr
N/A
Against
N/A
54
Shareholder Proposal
Regarding Recruitment
of
Politicians
ShrHoldr
N/A
Against
N/A
55
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
________________________________________________________________________________
Page 250 of 374
Smith & Nephew plc
Ticker
Security ID:
SN
CINS G82343164
Meeting Type
Annual
Issue No. Description
Meeting Date
04/14/2016
Country of Trade
United Kingdom
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
Elect Vinita Bali
Elect Ian E. Barlow
Elect Olivier Bohuon
Elect Virginia
Bottomley
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
Elect Julie Brown
Elect Erik Engstrom
Elect Robin Freestone
Elect Michael A.
Friedman
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
12
13
14
15
16
Elect Brian Larcombe
Elect Joseph C. Papa
Elect Roberto Quarta
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
18
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
19
Authority to
Repurchase
Shares
Mgmt
For
For
For
20
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Sompo Japan Nipponkoa Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
8630
CINS J7618E108
06/27/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
7
8
9
10
11
12
13
14
15
16
Amendments to Articles
Elect Kengo Sakurada
Elect Shinji Tsuji
Elect Shigeru Ehara
Elect Shohji Itoh
Elect Masato Fujikura
Elect Kohichi Yoshikawa
Elect Mikio Okumura
Elect Keiji Nishizawa
Elect Kaoru Takahashi
Elect Sawako Nohara
Elect Isao Endoh
Elect Tamami Murata
Elect Scott T. Davis
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 251 of 374
17
Elect Masaki Hanawa as
Statutory
Auditor
Mgmt
For
For
For
18
Performance-Linked
Equity Compensation
Plan
Mgmt
For
For
For
________________________________________________________________________________
Stroer SE & Co. KGaA
Ticker
Security ID:
Meeting Date
Meeting Status
SAX
CINS D8169G100
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
N/A
N/A
N/A
For
For
6
Ratification of
Management Board Acts
of Stroer
SE
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
10
Appointment of Auditor
Elect Anette Bronder
Elect Vicente Vento
Bosch
Mgmt
Mgmt
Mgmt
For
For
For
Against
Against
For
Against
Against
For
11
12
13
14
15
16
17
Amendments to Articles
Elect Christoph Vilanek
Elect Dirk Stroer
Elect Ulrich Voigt
Elect Julia Flemmerer
Elect Anette Bronder
Elect Vicente Vento
Bosch
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
For
Against
For
Against
For
For
Against
For
Against
For
Against
For
18
Amendments to Articles
Regarding Corporate
Purpose
Mgmt
For
For
For
19
Amendment to Stock
Option Plan
2013
Mgmt
For
For
For
20
Approval of
Profit-and-Loss
Transfer
Agreements
Mgmt
For
For
For
21
Authority to Issue
Convertible Debt
Instruments; Increase
in Conditional
Capital
Mgmt
For
For
For
________________________________________________________________________________
Sugi Holdings Co., Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
7649
CINS J7687M106
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Hirokazu Sugiura
Tadashi Masuda
Akiko Sugiura
Eiichi Sakakibara
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 252 of 374
5
6
7
8
Elect Shigeyuki Kamino
Elect Yoshiko Hayama
Elect Shigeo Asano
Elect Toshihiko
Sakamoto
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Sumitomo Mitsui Financial Group Inc
Ticker
Security ID:
Meeting Date
Meeting Status
8316
CINS J7771X109
06/29/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
7
8
Amendments to Articles
Elect Kohichi Miyata
Elect Jun Ohta
Elect Kohichi Noda
Elect Tetsuya Kubo
Elect Yoshinori
Yokoyama
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
Elect Toshiyuki
Teramoto
Mgmt
For
Against
Against
10
Elect Rokuroh Tsuruta
Mgmt
For
For
For
________________________________________________________________________________
Syngene International Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
CINS Y8T288113
06/30/2016
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect John McCallum
Marshall
Shaw
Mgmt
For
For
For
4
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
5
6
Elect Bala S. Manian
Elect Suresh Narasappa
Talwar
Mgmt
Mgmt
For
For
For
For
For
For
7
Appointment of Kiran
Mazumdar Shaw
(Managing
Director)
Mgmt
For
For
For
8
Ratification of Bonus
to Peter Bains
(former CEO) for
Fiscal Year
2015-16
Mgmt
For
For
For
9
Non-Voting Meeting Note N/A
N/A
N/A
N/A
10
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Tata Motors Limited
Ticker
Security ID:
Meeting Date
Meeting Status
TATAMOTORS CINS Y85740267
08/13/2015
Voted
Meeting Type
Country of Trade
Annual
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 253 of 374
1
2
3
Accounts and Reports
Elect Satish Borwankar
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
4
Authority to Set Cost
Auditor’s
Fees
Mgmt
For
For
For
5
Authority to Issue
Non-Convertible
Debentures
Mgmt
For
For
For
6
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Telefonaktiebolaget LM Ericsson
Ticker
Security ID:
Meeting Date
Meeting Status
ERIC.A
CINS W26049119
04/13/2016
Voted
Meeting Type
Country of Trade
Annual
Sweden
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
3
4
5
6
7
8
9
10
11
12
13
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports
Ratification of Board
and CEO
Acts
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
For
For
14
Allocation of
Profits/Dividends
Mgmt
For
For
For
15
16
17
18
19
20
21
Board Size
Directors’ Fees
Elect Nora M. Denzel
Elect Borje Ekholm
Elect Leif Johansson
Elect Ulf J. Johansson
Elect Kristin Skogen
Lund
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
22
23
Elect Kristin S. Rinne
Elect Sukhinder Singh
Cassidy
Mgmt
Mgmt
For
For
For
For
For
For
24
25
26
27
Elect Helena Stjernholm
Elect Hans Vestberg
Elect Jacob Wallenberg
Elect Leif Johansson
as
Chairman
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
28
29
Number of Auditors
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
For
For
For
For
For
For
30
31
32
33
Appointment of Auditor
Remuneration Guidelines
Amendments to Articles
Stock Purchase Plan
2016
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
34
Financing Stock
Purchase Plan
2016
Mgmt
For
For
For
Page 254 of 374
35
Equity Swap Agreement
for the Stock
Purchase
Plan
Mgmt
For
For
For
36
Key Contributor
Retention Plan
2016
Mgmt
For
For
For
37
Financing Key
Contributor Retention
Plan
Mgmt
For
For
For
38
Equity Swap Agreement
for the Key
Contributor Retention
Plan
Mgmt
For
For
For
39
Executive Performance
Stock Plan
2016
Mgmt
For
For
For
40
Financing Executive
Performance Stock
Plan
Mgmt
For
For
For
41
Equity Swap Agreement
for the Executive
Performance Stock
Plan
Mgmt
For
For
For
42
Authority to Issue
Treasury
Shares
Mgmt
For
For
For
43
44
Non-Voting Agenda Item
Shareholder Proposal
Regarding Unequal
Voting
Rights
N/A
ShrHoldr
N/A
N/A
N/A
For
N/A
N/A
45
Shareholder Proposal
Regarding Unequal
Voting
Rights
ShrHoldr
N/A
Against
N/A
46
Shareholder Proposal
Regarding Unequal
Voting
Rights
ShrHoldr
N/A
Against
N/A
47
Shareholder Proposal
Regarding Politicians
as Board
Members
ShrHoldr
N/A
Against
N/A
48
Shareholder Proposal
Regarding Zero
Tolerance Policy for
Work Place
Accidents
ShrHoldr
N/A
Against
N/A
49
Shareholder Proposal
Regarding
Implementation of
Zero Tolerance
Policy
ShrHoldr
N/A
Against
N/A
50
Shareholder Proposal
Regarding Zero
Tolerance Policy for
Work Place
Accidents
ShrHoldr
N/A
Against
N/A
51
Shareholder Proposal
Regarding
Equality
ShrHoldr
N/A
Against
N/A
52
Shareholder Proposal
ShrHoldr
N/A
Against
N/A
Page 255 of 374
Regarding
Implementing
Equality
53
Shareholder Proposal
Regarding Annual
Report
ShrHoldr
N/A
Against
N/A
54
Shareholder Proposal
Regarding
Shareholders’
Association
ShrHoldr
N/A
Against
N/A
55
Shareholder Proposal
Regarding Directors’
Fees
ShrHoldr
N/A
Against
N/A
56
Shareholder Proposal
Regarding Directors’
Fees
Petition
ShrHoldr
N/A
Against
N/A
57
Shareholder Proposal
Regarding Nomination
Committee
Instructions
ShrHoldr
N/A
Against
N/A
58
Shareholder Proposal
Regarding Recruitment
of
Politicians
ShrHoldr
N/A
Against
N/A
59
Shareholder Proposal
Regarding Small and
Medium-sized
Shareholders
ShrHoldr
N/A
Against
N/A
60
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
________________________________________________________________________________
Telenor ASA
Ticker
Security ID:
Meeting Date
Meeting Status
TEL
CINS R21882106
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
Norway
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Agenda
Non-Voting Agenda Item
Accounts and Reports;
Distribution of
Profits/Dividends
N/A
N/A
N/A
N/A
Mgmt
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
For
N/A
N/A
N/A
N/A
For
N/A
For
N/A
N/A
N/A
N/A
For
N/A
For
8
Authority to
Distribute
Dividends
Mgmt
For
For
For
9
Authority to Set
Auditor’s
Fees
Mgmt
For
For
For
10
11
Non-Voting Agenda Item
Remuneration
Guidelines
(Advisory)
N/A
Mgmt
N/A
For
N/A
For
N/A
For
12
Remuneration
Guidelines
(Binding)
Mgmt
For
For
For
13
14
Elect Anne Kvam
Elect Maalfrid Brath
(First Deputy
Member)
Mgmt
Mgmt
For
For
For
For
For
For
Page 256 of 374
15
16
Governing Bodies’ Fees
Non-Voting Meeting Note
Mgmt
N/A
For
N/A
For
N/A
For
N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker
Security ID:
Meeting Date
Meeting Status
700
CINS G87572163
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
Cayman Islands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
Mgmt
Mgmt
N/A
N/A
For
For
N/A
N/A
For
For
N/A
N/A
For
For
5
Elect Jacobus Petrus
Bekker
Mgmt
For
For
For
6
7
8
Elect Ian C. Stone
Directors’ Fees
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
Against
Against
10
Authority to
Repurchase
Shares
Mgmt
For
For
For
11
Authority to Issue
Repurchased
Shares
Mgmt
For
Against
Against
________________________________________________________________________________
Tesco plc
Ticker
Security ID:
Meeting Date
Meeting Status
TSCO
CINS G87621101
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
11
12
Elect Simon Patterson
Elect Alison Platt
Elect Lindsey Pownall
Elect John M. Allan
Elect David Lewis
Elect Mark Armour
Elect Richard Cousins
Elect Byron E. Grote
Elect Mikael Olsson
Elect Deanna W.
Oppenheimer
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
14
15
Elect Alan Stewart
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
Page 257 of 374
18
Authority to
Repurchase
Shares
Mgmt
For
For
For
19
Scrip Dividend
Alternative
Mgmt
For
For
For
20
Authorisation of
Political
Donations
Mgmt
For
For
For
21
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
22
Amendments to Articles
of
Association
Mgmt
For
For
For
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
TEVA
CUSIP 881624209
04/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Yitzhak Peterburg
Elect Arie S.
Belldegrun
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Amir Elstein
Amendment of
Compensation
Policy
Mgmt
Mgmt
For
For
For
Against
For
Against
5
Declaration of
Material
Interest
Mgmt
N/A
Against
N/A
6
7
Salary Increase of CEO
Amendment of CEO’s
Bonus
Scheme
Mgmt
Mgmt
For
For
For
For
For
For
8
Amendment of CEO’s
Annual Equity
Grants
Mgmt
For
For
For
9
Amendment of 2015
Long-Term
Equity-Based
Incentive
Plan
Mgmt
For
For
For
10
Appointment of Auditor
Mgmt
For
For
For
________________________________________________________________________________
The Paragon Group of Companies plc
Ticker
Security ID:
Meeting Date
Meeting Status
PAG
CINS G6376N154
02/11/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
Elect Robert G. Dench
Elect Nigel S.
Terrington
Mgmt
Mgmt
For
For
For
For
For
For
Page 258 of 374
6
7
8
9
10
11
12
13
Elect Richard Woodman
Elect John A. Heron
Elect Alan K. Fletcher
Elect Peter J. Hartill
Elect Fiona Clutterbuck
Elect Hugo R. Tudor
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
15
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
16
Authority to
Repurchase
Shares
Mgmt
For
For
For
17
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Tokyo Ohka Kogyo
Ticker
Security ID:
Meeting Date
Meeting Status
4186
CINS J87430104
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
6
7
8
9
10
11
Elect Ikuo Akutsu
Elect Hiroji Komano
Elect Harutoshi Satoh
Elect Kunio Mizuki
Elect Nobuo Tokutake
Elect Hiroshi Kurimoto
Elect Noriko Sekiguchi
Elect Keiichi Yamada
Elect Hajime Fujishita
as Statutory
Auditor
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
Against
________________________________________________________________________________
Toray Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
3402
CINS J89494116
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Allocation of
Profits/Dividends
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
5
Elect Akihiro
Elect Kohichi
Elect Kazushi
Hashimoto
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
6
7
8
9
10
11
12
13
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Nikkaku
Abe
Ryoh Murayama
Yukichi Deguchi
Akira Umeda
Shohgo Masuda
Akio Satoh
Hiroshi Ohtani
Satoru Hagiwara
Tohru Fukasawa
Page 259 of 374
14
15
Elect Yasuo Suga
Elect Hirofumi
Kobayashi
Mgmt
Mgmt
For
For
For
For
For
For
16
17
18
19
20
21
22
23
24
25
26
27
28
Elect Kazuhiko Shutoh
Elect Tetsuya Tsunekawa
Elect Satoru Nishino
Elect Yoshiyuki Tanaka
Elect Mitsuo Ohya
Elect Takashi Fujimoto
Elect Yuji Fukuda
Elect Shigeki Taniguchi
Elect Toshiyuki Kondoh
Elect Kennichiro Miki
Elect Kunio Itoh
Elect Ryohji Noyori
Elect Shohshiroh
Taneichi as Statutory
Auditor
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
For
For
For
Against
29
Elect Kohichi
Kobayashi as
Alternate Statutory
Auditor
Mgmt
For
For
For
30
Bonus
Mgmt
For
For
For
________________________________________________________________________________
TransForce Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TFI
CUSIP 89366H103
04/20/2016
Voted
Meeting Type
Country of Trade
Special
Canada
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
Elect Scott Arves
Elect Alain Bedard
Elect Andre Berard
Elect Lucien Bouchard
Elect Richard Guay
Elect Annie Lo
Elect Neil D. Manning
Elect Ron D. Rogers
Elect Joey Saputo
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Permit Electronic
Dividend
Payments
Mgmt
For
For
For
4
Adjust Mandatory
Retirement Age for
Directors
Mgmt
For
For
For
________________________________________________________________________________
Travis Perkins plc
Ticker
Security ID:
Meeting Date
Meeting Status
TPK
CINS G90202105
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
Elect
Elect
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
Ruth Anderson
Tony Buffin
John K. Carter
Coline McConville
Peter T. Redfern
Christopher
Page 260 of 374
Rogers
10
11
12
13
Elect John Rogers
Elect Robert M. Walker
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
14
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
15
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
16
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
17
Authority to
Repurchase
Shares
Mgmt
For
For
For
18
Amendments to Articles
Mgmt
For
For
For
________________________________________________________________________________
Ultra Electronics Holdings plc
Ticker
Security ID:
Meeting Date
Meeting Status
ULE
CINS G9187G103
04/29/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
5
6
7
8
9
10
11
Elect Douglas Caster
Elect Martin Broadhurst
Elect John Hirst
Elect Robert Walmsley
Elect Rakesh Sharma
Elect Mark Anderson
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
13
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
UPL Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
UNIPHOS
CINS Y9247H166
03/29/2016
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 261 of 374
Mgmt
1
2
Non-Voting Meeting Note
Scheme of Amalgamation
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
UPL Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
UNIPHOS
CINS Y9247H166
03/30/2016
Voted
Meeting Type
Country of Trade
Court
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Scheme of Amalgamation
Mgmt
For
For
For
2
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Valor Holdings Co.Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
CINS J94511102
06/30/2016
Voted
Meeting Type
Country of Trade
Annual
Japan
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
Amendments to Articles
Elect Masami Tashiro
Elect Junji Nakamura
Elect Akira Shinohana
Elect Yukihiko Shizu
Elect Chikayo Yasuhara
Elect Satoshi Yoneyama
Elect Masami Shidara
Elect Seisaku Wagato
Elect Satoru Yokoyama
Elect Katsuyuki Mori
Elect Kohichiroh Kubo
Elect Mutsuo Masuda
Elect Hirohumi Hata
Elect Tokimitsu Itoh
Non-Audit Committee
Directors’
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
Against
For
Against
Against
For
For
For
Against
For
For
For
For
For
For
For
For
Against
For
Against
Against
For
For
17
Audit Committee
Directors’
Fees
Mgmt
For
For
For
18
Retirement Allowances
for Director(s) and
Statutory
Auditor(s)
Mgmt
For
Against
Against
________________________________________________________________________________
Vedanta Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
VEDL
CINS Y7673N111
07/06/2015
Voted
Meeting Type
Country of Trade
Other
India
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Relocation of the
Registered Office of
the
Company
N/A
Mgmt
N/A
For
N/A
For
N/A
For
________________________________________________________________________________
Vonovia SE
Ticker
Security ID:
Meeting Date
Meeting Status
VNA
CINS D1764R100
11/30/2015
Voted
Meeting Type
Country of Trade
Special
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Page 262 of 374
3
4
Non-Voting Meeting Note
Increase in Authorized
Capital Against
Contributions in Kind
to Effect
Transaction
N/A
Mgmt
N/A
For
N/A
For
N/A
For
5
Increase in Authorized
Capital Against Cash
Contributions
Mgmt
For
For
For
6
Authority to Increase
Authorized
Capital
Mgmt
For
For
For
________________________________________________________________________________
Wereldhave N.V.
Ticker
Security ID:
Meeting Date
Meeting Status
WH
CINS N95060120
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
Netherlands
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports
Allocation of
Profits/Dividends
N/A
N/A
N/A
N/A
N/A
Mgmt
Mgmt
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
For
For
N/A
N/A
N/A
N/A
N/A
For
For
8
Ratification of
Management Board
Acts
Mgmt
For
For
For
9
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
10
Elect G. Van De
Weerdhof to the
Supervisory
Board
Mgmt
For
For
For
11
Elect L. Geirnaerdt to
the Supervisory
Board
Mgmt
For
For
For
12
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
13
Authority to Suppress
Preemptive
Rights
Mgmt
For
For
For
14
Authority to
Repurchase
Shares
Mgmt
For
For
For
15
16
Non-Voting Agenda Item
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
________________________________________________________________________________
Wirecard AG
Ticker
Security ID:
Meeting Date
Meeting Status
WDI
CINS D22359133
06/16/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting
Non-Voting
Non-Voting
Non-Voting
Allocation
Meeting Note
Meeting Note
Meeting Note
Agenda Item
of
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
Page 263 of 374
Profits/Dividends
6
Ratification of
Management Board
Acts
Mgmt
For
For
For
7
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
8
9
Appointment of Auditor
Election of Wulf
Matthias to the
Supervisory
Board
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
Supervisory Board Size
Elect Tina Kleingarn
Elect Vuyiswa V.
M’Cwabeni,
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Supervisory Board
Members’
Fees
Mgmt
For
For
For
14
Authority to Issue
Convertible Debt
Instruments; Increase
in Conditional
Capital
Mgmt
For
For
For
________________________________________________________________________________
Yoox Net-A-Porter Group S.p.A.
Ticker
Security ID:
Meeting Date
Meeting Status
YNAP
CINS T9846S106
04/27/2016
Voted
Meeting Type
Country of Trade
Ordinary
Italy
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and Reports;
Allocation of
Losses
Mgmt
For
For
For
2
3
Remuneration Report
Authority to
Repurchase and
Reissue
Shares
Mgmt
Mgmt
For
For
Against
For
Against
For
4
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
________________________________________________________________________________
Zalando SE
Ticker
Security ID:
Meeting Date
Meeting Status
ZAL
CINS D98423102
05/31/2016
Voted
Meeting Type
Country of Trade
Annual
Germany
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Ratification of
Management Board
Acts
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
For
6
Ratification of
Supervisory Board
Acts
Mgmt
For
For
For
7
8
Appointment of Auditor
Appointment of Auditor
for Interim Financial
Statements until 2017
AGM
Mgmt
Mgmt
For
For
For
For
For
For
Page 264 of 374
9
Restricted Stock Plan;
Increase in
Conditional
Capital
Mgmt
For
For
For
10
Approval of
Intra-Company Control
Agreement with
Metrigo
GmbH
Mgmt
For
For
For
11
Approval of
Intra-Company Control
Agreement with
Zalando Media
Solutions
GmbH
Mgmt
For
For
For
12
Elect Jorgen Madsen
Lindemann as
Supervisory Board
Member
Mgmt
For
For
For
________________________________________________________________________________
Zodiac Aerospace SA
Ticker
Security ID:
Meeting Date
Meeting Status
ZC
CINS F98947108
01/14/2016
Voted
Meeting Type
Country of Trade
Mix
France
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Accounts and Reports;
Approval of Non-Tax
Deductible
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
5
Expenses
Consolidated Accounts
and
Reports
Mgmt
For
For
For
6
Allocation of
Profits/Dividends
Mgmt
For
For
For
7
Related Party
Transactions
Mgmt
For
For
For
8
Authority to
Repurchase
Shares
Mgmt
For
For
For
9
Elect Didier Domange
to the Supervisory
Board
Mgmt
For
For
For
10
Elect Elisabeth
Domange to the
Supervisory
Board
Mgmt
For
For
For
11
Resignation of Marc
Assa as Supervisory
Board
Member
Mgmt
For
For
For
12
Resignation of Robert
Marechal as
Supervisory Board
Member
Mgmt
For
For
For
13
Elect Estelle
Brachlianoff to the
Supervisory
Board
Mgmt
For
For
For
14
Elect Florence Parly
Mgmt
For
For
For
Page 265 of 374
to the Supervisory
Board
15
16
Appointment of Auditor
Appointment of
Alternate
Auditor
Mgmt
Mgmt
For
For
For
For
For
For
17
Remuneration of
Olivier Zarrouati,
Managing
Director
Mgmt
For
Against
Against
18
Remuneration of
Maurice Pinault,
Deputy
Managing
Mgmt
For
Against
Against
Mgmt
For
For
For
19
Director
Authority to Cancel
Shares and Reduce
Share
Capital
20
Authority to Issue
Restricted
Shares
Mgmt
For
Against
Against
21
Cancellation of
Previous
Authorities
Mgmt
For
Against
Against
22
Employee Stock
Purchase
Plan
Mgmt
For
For
For
23
Amendments to Articles
(Article
36)
Mgmt
For
For
For
24
Authorization of Legal
Formalities
Mgmt
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Long/Short Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
American International Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AIG
CUSIP 026874784
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect W. Don Cornwell
Elect Peter R. Fisher
Elect John Fitzpatrick
Elect Peter D. Hancock
Elect William G.
Jurgensen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Christopher S.
Lynch
Mgmt
For
For
For
7
Elect Samuel J.
Merksamer
Mgmt
For
For
For
Page 266 of 374
8
Elect George L. Miles,
Jr.
Mgmt
For
Against
Against
9
10
11
12
Elect Henry S. Miller
Elect Robert S. Miller
Elect Linda A. Mills
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Elect John A. Paulson
Elect Ronald A.
Rittenmeyer
Mgmt
Mgmt
For
For
For
For
For
For
15
Elect Douglas M.
Steenland
Mgmt
For
For
For
16
17
Elect Theresa M. Stone
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
18
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Arthur J. Gallagher & Co.
Ticker
Security ID:
Meeting Date
Meeting Status
AJG
CUSIP 363576109
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Jr.
5
Sherry S. Barrat
William L. Bax
D. John Coldman
Frank E. English
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect J. Patrick
Gallagher,
Jr.
Mgmt
For
For
For
6
7
8
9
Elect Elbert O. Hand
Elect David S. Johnson
Elect Kay W. McCurdy
Elect Ralph J.
Nicoletti
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
10
Elect Norman L.
Rosenthal
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Ashland Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ASH
CUSIP 044209104
01/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Brendan M.
Cummins
Mgmt
For
For
For
2
3
4
5
Elect Roger W. Hale
Elect Vada O. Manager
Elect Mark C. Rohr
Elect George A.
Schaefer,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
9
Elect Janice J. Teal
Elect Michael J. Ward
Ratification of Auditor
Advisory Vote on
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
Page 267 of 374
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Sharon L. Allen
Elect Susan S. Bies
Elect Jack O.
Bovender,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Frank P.
Bramble,
Sr.
Mgmt
For
For
For
5
Elect Pierre J. P. de
Weck
Mgmt
For
For
For
6
7
8
9
10
11
Elect
Elect
Elect
Elect
Elect
Elect
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
14
Elect Thomas D. Woods
Elect R. David Yost
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
Mgmt
ShrHoldr
For
Against
For
Against
For
For
Arnold W. Donald
Linda P. Hudson
Monica C. Lozano
Thomas J. May
Brian T. Moynihan
Lionel L. Nowell
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
09/22/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Ratification of Bylaw
Permitting Board to
Appoint a
Non-Independent
Chairman
Mgmt
For
Against
Against
________________________________________________________________________________
CBRE Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CBG
CUSIP 12504L109
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Brandon B. Boze
Elect Curtis F. Feeny
Elect Bradford M.
Freeman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Christopher T.
Jenny
Mgmt
For
For
For
5
6
Elect Gerardo I. Lopez
Elect Frederic V. Malek
Mgmt
Mgmt
For
For
For
For
For
For
Page 268 of 374
7
8
Elect Paula R. Reynolds
Elect Robert E.
Sulentic
Mgmt
Mgmt
For
For
For
For
For
For
9
Elect Laura D’Andrea
Tyson
Mgmt
For
For
For
10
11
12
Elect Ray Wirta
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Amendment of Right to
Call a Special
Meeting
Mgmt
For
Against
Against
14
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Celgene Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CELG
CUSIP 151020104
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Robert J. Hugin
Elect Mark J. Alles
Elect Richard W. Barker
Elect Michael W. Bonney
Elect Michael D. Casey
Elect Carrie S. Cox
Elect Jacqualyn A.
Fouse
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
Elect Michael A.
Friedman
Mgmt
For
For
For
1.9
1.10
1.11
1.12
2
3
Elect Julia A. Haller
Elect Gilla Kaplan
Elect James J. Loughlin
Elect Ernest Mario
Ratification of Auditor
Amendment to the 2008
Stock Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Exclusive Forum
Provision
Mgmt
For
Against
Against
6
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNP
CUSIP 15189T107
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Milton Carroll
Elect Michael P.
Mgmt
Mgmt
For
For
For
For
For
For
Page 269 of 374
Johnson
3
Elect Janiece M.
Longoria
Mgmt
For
For
For
4
5
6
Elect Scott J. McLean
Elect Theodore F. Pound
Elect Scott M.
Prochazka
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Susan O. Rheney
Elect Phillip R. Smith
Elect Peter S. Wareing
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Approval of Exclusive
Forum
Provision
Mgmt
For
Against
Against
________________________________________________________________________________
CMS Energy Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMS
CUSIP 125896100
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Jon E. Barfield
Elect Deborah H. Butler
Elect Kurt L. Darrow
Elect Stephen E. Ewing
Elect Richard M. Gabrys
Elect William D. Harvey
Elect Philip R.
Lochner,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
Elect Patricia K. Poppe
Elect John G. Russell
Elect Myrna M. Soto
Elect John G. Sznewajs
Elect Laura H. Wright
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNO
CUSIP 12621E103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Edward J. Bonach
Elect Ellyn L. Brown
Elect Robert C. Greving
Elect Mary R. Henderson
Elect Charles J.
Jacklin
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
Elect Daniel R. Maurer
Elect Neal C. Schneider
Elect Frederick J.
Sievert
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect Michael T. Tokarz
Amendment to NOL
Shareholder Rights
Plan
Mgmt
Mgmt
For
For
For
For
For
For
11
Ratification of Auditor
Mgmt
For
For
For
Page 270 of 374
12
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
E TRADE Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ETFC
CUSIP 269246401
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard J.
Carbone
Mgmt
For
For
For
2
3
4
Elect James P. Healy
Elect Paul T. Idzik
Elect Frederick W.
Kanner
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
Elect James Lam
Elect Rodger A. Lawson
Elect Shelley B.
Leibowitz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
Elect Rebecca Saeger
Elect Joseph L.
Sclafani
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
Elect Gary H. Stern
Elect Donna L. Weaver
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Fifth Third Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
FITB
CUSIP 316773100
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Nicholas K. Akins
Elect B. Evan Bayh III
Elect Jorge L. Benitez
Elect Katherine B.
Blackburn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Emerson L.
Brumback
Mgmt
For
For
For
6
Elect Greg D.
Carmichael
Mgmt
For
For
For
7
8
9
Elect Gary R. Heminger
Elect Jewell D. Hoover
Elect Michael B.
McCallister
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Hendrick G.
Meijer
Mgmt
For
For
For
11
Elect Marsha C.
Williams
Mgmt
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
Page 271 of 374
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FCF
CUSIP 319829107
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect James G. Barone
Elect Julie A. Caponi
Elect Ray T. Charley
Elect Gary R. Claus
Elect David S. Dahlmann
Elect Johnston A. Glass
Elect Jon L. Gorney
Elect David W.
Greenfield
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
1.11
Elect Luke A. Latimer
Elect T. Michael Price
Elect Laurie Stern
Singer
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.12
2
3
Elect Robert J. Ventura
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Janus Capital Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JNS
CUSIP 47102X105
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey J.
Diermeier
Mgmt
For
For
For
2
3
Elect Eugene Flood, Jr.
Elect J. Richard
Fredericks
Mgmt
Mgmt
For
For
For
For
For
For
4
5
Elect Deborah R. Gatzek
Elect Lawrence E.
Kochard
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Arnold A.
Pinkston
Mgmt
For
For
For
7
8
9
Elect Glenn S. Schafer
Elect Richard M. Weil
Elect Billie I.
Williamson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Tatsusaburo
Yamamoto
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
13
Adoption of Exclusive
Forum
Mgmt
For
Against
Against
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker
Security ID:
Meeting Date
Meeting Status
JAZZ
CUSIP G50871105
07/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Peter Gray
Mgmt
For
For
For
Page 272 of 374
2
Elect Kenneth W.
O’Keefe
Mgmt
For
For
For
3
4
5
6
Elect Elmar Schnee
Elect Catherine A. Sohn
Ratification of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Kemper Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
KMPR
CUSIP 488401100
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect George N. Cochran
Elect Kathleen M.
Cronin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Douglas G. Geoga
Elect Robert J. Joyce
Elect Joseph P.
Lacher,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Elect Christopher B.
Sarofim
Mgmt
For
For
For
7
8
9
Elect David P. Storch
Ratification of Auditor
Approval of the
performance goals
under the 2011
Omnibus Equity
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MLM
CUSIP 573284106
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect C. Howard Nye
Elect Laree E. Perez
Elect Dennis L. Rediker
Elect Donald W. Slager
Repeal of Classified
Board
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
Ratification of Auditor
Amendment to Stock
Based Award
Plan
Mgmt
Mgmt
For
For
For
For
For
For
8
Approval of Executive
Cash Incentive
Plan
Mgmt
For
For
For
9
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
MasterCard Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
MA
CUSIP 57636Q104
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Page 273 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Elect Richard
Haythornthwaite
Mgmt
For
For
For
2
3
4
5
Elect Ajay Banga
Elect Silvio Barzi
Elect David R. Carlucci
Elect Steven J.
Freiberg
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Julius
Genachowski
Mgmt
For
For
For
7
8
9
10
11
Elect Merit E. Janow
Elect Nancy J. Karch
Elect Oki Matsumoto
Elect Rima Qureshi
Elect Jose Octavio
Reyes
Lagunes
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Elect Jackson P. Tai
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Mckesson Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MCK
CUSIP 58155Q103
07/29/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Andy D. Bryant
Elect Wayne A. Budd
Elect N. Anthony Coles
Elect John H.
Hammergren
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Elect Alton F. Irby III
Elect M. Christine
Jacobs
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
11
12
13
Elect Donald R. Knauss
Elect Marie L. Knowles
Elect David M. Lawrence
Elect Edward A. Mueller
Elect Susan R. Salka
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Reapproval of the
Management Cash
Incentive
Plan
Mgmt
For
For
For
15
Adoption of Proxy
Access
Bylaw
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
Against
For
Page 274 of 374
________________________________________________________________________________
Oge Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
OGE
CUSIP 670837103
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect Frank A. Bozich
Elect James H. Brandi
Elect Luke R. Corbett
Elect John D. Groendyke
Elect David L. Hauser
Elect Kirk Humphreys
Elect Robert O. Lorenz
Elect Judy R.
McReynolds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
2
3
Elect Sheila G. Talton
Elect Sean Trauschke
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Elimination of
Supermajority
Requirements
Mgmt
For
For
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Rogers Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ROG
CUSIP 775133101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Keith L. Barnes
Elect Michael F. Barry
Elect Bruce D. Hoechner
Elect Carol R. Jensen
Elect William E.
Mitchell
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
1.8
2
Elect Ganesh Moorthy
Elect Helene Simonet
Elect Peter C. Wallace
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
Against
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
RCL
CUSIP V7780T103
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect John F.
Elect Richard
Elect William
Elect Maritza
Montiel
Brock
D. Fain
L. Kimsey
Gomez
5
6
7
Elect Ann S. Moore
Elect Eyal M. Ofer
Elect Thomas J.
Pritzker
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 275 of 374
8
9
10
11
12
Elect William K. Reilly
Elect Bernt Reitan
Elect Vagn Ove Sorensen
Elect Donald Thompson
Elect Arne Alexander
Wilhelmsen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Amendment to the 2008
Equity Incentive
Plan
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
N/A
For
For
For
N/A
________________________________________________________________________________
Signature Bank
Ticker
Security ID:
Meeting Date
Meeting Status
SBNY
CUSIP 82669G104
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect John Tamberlane
Elect Judith Huntington
Elect Derrick D. Cephas
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SWKS
CUSIP 83088M102
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Iyer
David J. Aldrich
Kevin L. Beebe
Timothy R. Furey
Balakrishnan S.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
Elect Christine King
Elect David P. McGlade
Elect David J.
McLachlan
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
8
Elect Robert A.
Schriesheim
Mgmt
For
For
For
9
10
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
11
Elimination of
Supermajority
Requirement to Amend
Bylaws
Mgmt
For
For
For
12
Elimination of
Supermajority
Requirement to
Approve Certain
Actions
Mgmt
For
For
For
13
Elimination of
Supermajority
Mgmt
For
For
For
Page 276 of 374
Requirement to
Approve Business
Combinations with Any
Related
Person
14
Elimination of
Supermajority
Requirement to Amend
Charter Provisions
Governing
Directors
Mgmt
For
For
For
15
Elimination of
Supermajority
Requirement to Amend
Charter Provisions
Governing Action by
Stockholders
Mgmt
For
For
For
________________________________________________________________________________
SVB Financial Group
Ticker
Security ID:
Meeting Date
Meeting Status
SIVB
CUSIP 78486Q101
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Greg W. Becker
Elect Eric A. Benhamou
Elect David M. Clapper
Elect Roger F. Dunbar
Elect Joel P. Friedman
Elect Lata Krishnan
Elect Jeffrey N.
Maggioncalda
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
1.9
1.10
1.11
2
Elect Mary J. Miller
Elect Kate D. Mitchell
Elect John F. Robinson
Elect Garen K. Staglin
1999 Employee Stock
Purchase
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
The Goodyear Tire and Rubber Company
Ticker
Security ID:
Meeting Date
Meeting Status
GT
CUSIP 382550101
04/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect William J. Conaty
Elect James A.
Firestone
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Werner Geissler
Elect Peter S. Hellman
Elect Laurette T.
Koellner
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
Elect Richard J. Kramer
Elect W. Alan
McCollough
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
Elect John E. McGlade
Elect Michael J. Morell
Elect Roderick A.
Palmore
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
Elect Stephanie A.
Mgmt
For
For
For
Page 277 of 374
Streeter
12
Elect Thomas H.
Weidemeyer
Mgmt
For
For
For
13
14
Elect Michael R. Wessel
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
The Home Depot, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HD
CUSIP 437076102
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Gerard J. Arpey
Elect Ari Bousbib
Elect Gregory D.
Brenneman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
9
10
11
12
13
14
Elect J. Frank Brown
Elect Albert P. Carey
Elect Armando Codina
Elect Helena B. Foulkes
Elect Linda R. Gooden
Elect Wayne M. Hewett
Elect Karen Katen
Elect Craig A. Menear
Elect Mark Vadon
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Thor Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
THO
CUSIP 885160101
12/08/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
2
3
Elect Andrew E. Graves
Elect Alan Siegel
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Whirlpool Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WHR
CUSIP 963320106
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Samuel R. Allen
Mgmt
For
For
For
Page 278 of 374
2
3
4
5
6
7
Elect Marc R. Bitzer
Elect Gary T. DiCamillo
Elect Diane M. Dietz
Elect Gerri T. Elliott
Elect Jeff M. Fettig
Elect Michael F.
Johnston
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
Elect John D. Liu
Elect Harish M. Manwani
Elect William D. Perez
Elect Michael D. White
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WYN
CUSIP 98310W108
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Stephen P. Holmes
Elect Myra J. Biblowit
Elect James E. Buckman
Elect George Herrera
Elect Brian Mulroney
Elect Pauline D.E.
Richards
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
1.7
Elect Michael H.
Wargotz
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Natural Resources Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AES Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AES
CUSIP 00130H105
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Andres R. Gluski
Elect Charles L.
Harrington
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Kristina M.
Johnson
Mgmt
For
For
For
4
Elect Tarun Khanna
Mgmt
For
For
For
Page 279 of 374
5
6
7
8
Elect
Elect
Elect
Elect
Jr.
9
10
Holly K. Koeppel
Philip Lader
James H. Miller
John B. Morse,
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect Moises Naim
Elect Charles O.
Rossotti
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
13
Shareholder Proposal
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
ShrHoldr
Against
For
Against
________________________________________________________________________________
Agrium Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AGU
CUSIP 008916108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Maura J. Clark
Elect David C. Everitt
Elect Russell K.
Girling
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Russell J. Horner
Elect Miranda C. Hubbs
Elect Charles V. Magro
Elect A. Anne McLellan
Elect Derek G. Pannell
Elect Mayo M. Schmidt
Elect William S. Simon
Appointment of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Shareholder Rights Plan Mgmt
For
For
For
________________________________________________________________________________
Airgas Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ARG
CUSIP 009363102
02/23/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Acquisition
Advisory Vote on
Golden
Parachutes
Mgmt
Mgmt
For
For
For
For
For
For
3
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Alcoa Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AA
CUSIP 013817101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Arthur D.
Collins,
Jr.
Mgmt
For
For
For
Page 280 of 374
2
3
4
5
6
7
Elect Sean O. Mahoney
Elect Michael G. Morris
Elect E. Stanley O’Neal
Elect Carol L. Roberts
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
Amendment to the 2013
Stock Incentive
Plan
Mgmt
For
For
For
9
Re-Approval of the
Performance Goals
under the Annual Cash
Incentive
Plan
Mgmt
For
For
For
10
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
Apogee Enterprises, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
APOG
CUSIP 037598109
06/23/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Jerome L. Davis
Elect Sara L. Hays
Elect Richard V.
Reynolds
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
2
Elect David E. Weiss
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
Approval of the 2016
Executive Management
Incentive
Plan
Mgmt
For
For
For
4
Amendment to the 2011
Stock Incentive
Plan
Mgmt
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Ashland Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ASH
CUSIP 044209104
01/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Brendan M.
Cummins
Mgmt
For
For
For
2
3
4
5
Elect Roger W. Hale
Elect Vada O. Manager
Elect Mark C. Rohr
Elect George A.
Schaefer,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
9
Elect Janice J. Teal
Elect Michael J. Ward
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
Page 281 of 374
________________________________________________________________________________
Avery Dennison Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AVY
CUSIP 053611109
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Bradley Alford
Elect Anthony K.
Anderson
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Peter K. Barker
Elect Mitchell R.
Butier
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
8
9
10
11
Elect Ken Hicks
Elect David Pyott
Elect Dean Scarborough
Elect Patrick Siewert
Elect Julia Stewart
Elect Martha Sullivan
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
BP plc
Ticker
Security ID:
Meeting Date
Meeting Status
BP
CINS G12793108
04/14/2016
Voted
Meeting Type
Country of Trade
Annual
United Kingdom
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
4
5
6
7
8
Elect Robert W. Dudley
Elect Brian Gilvary
Elect Paul M. Anderson
Elect Alan L. Boeckmann
Elect Frank L. Bowman
Elect Cynthia B.
Carroll
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Ian E.L. Davis
Elect Ann Dowling
Elect Brendan R. Nelson
Elect Paula Rosput
Reynolds
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Elect John Sawers
Elect Andrew B.
Shilston
Mgmt
Mgmt
For
For
For
For
For
For
15
Elect Carl-Henric
Svanberg
Mgmt
For
For
For
16
Appointment of Auditor
and Authority to Set
Fees
Mgmt
For
For
For
17
Authorisation of
Political
Donations
Mgmt
For
For
For
18
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
19
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
Page 282 of 374
20
Authority to
Repurchase
Shares
Mgmt
For
For
For
21
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
________________________________________________________________________________
Buzzi Unicem S.p.A.
Ticker
Security ID:
Meeting Date
Meeting Status
BZU
CINS T2320M109
05/06/2016
Voted
Meeting Type
Country of Trade
Ordinary
Italy
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Non-Voting Meeting Note
Accounts and Reports;
Allocation of
Losses
N/A
Mgmt
N/A
For
N/A
For
N/A
For
3
4
Dividends from Reserves
Authority to
Repurchase and
Reissue
Shares
Mgmt
Mgmt
For
For
For
For
For
For
5
Remuneration Report
Mgmt
For
For
For
6
Non-Voting Meeting Note N/A
N/A
N/A
N/A
7
Non-Voting Meeting Note N/A
N/A
N/A
N/A
________________________________________________________________________________
Cabot Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CBT
CUSIP 127055101
03/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Roderick C.G.
MacLeod
Mgmt
For
For
For
2
3
Elect Sue H. Rataj
Elect Matthias L.
Wolfgruber
Mgmt
Mgmt
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Approve 2016
Short-Term Incentive
Compensation
Plan
Mgmt
For
For
For
6
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Celanese Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CE
CUSIP 150870103
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect Kathryn M. Hill
Elect William M. Brown
Elect Jay V. Ihlenfeld
Elect Mark C. Rohr
Elect Farah M. Walters
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Ratification of Auditor
Mgmt
For
For
For
Page 283 of 374
8
Declassify the Board
of
Directors
Mgmt
For
For
For
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FIX
CUSIP 199908104
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Darcy G. Anderson
Elect Herman E. Bulls
Elect Alfred J.
Giardinelli,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
Elect Alan P. Krusi
Elect Brian E. Lane
Elect Franklin Myers
Elect James H. Schultz
Elect Constance E.
Skidmore
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
2
3
Elect Vance W. Tang
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Amendments to Articles
To Permit Removal of
Directors Without
Cause
Mgmt
For
For
For
________________________________________________________________________________
Dow Chemical Company
Ticker
Security ID:
Meeting Date
Meeting Status
DOW
CUSIP 260543103
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Ajay Banga
Elect Jacqueline K.
Barton
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
Elect James A. Bell
Elect Richard K. Davis
Elect Jeff M. Fettig
Elect Andrew N. Liveris
Elect Mark Loughridge
Elect Raymond J.
Milchovich
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
14
15
Elect Robert S. Miller
Elect Paul Polman
Elect Dennis H. Reilley
Elect James M. Ringler
Elect Ruth G. Shaw
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
16
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Eagle Materials Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
EXP
CUSIP 26969P108
08/06/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Page 284 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
Elect F. William
Barnett
Mgmt
For
For
For
2
3
4
5
Elect Richard Beckwitt
Elect Ed H. Bowman
Elect David W. Quinn
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Eastman Chemical Company
Ticker
Security ID:
Meeting Date
Meeting Status
EMN
CUSIP 277432100
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Humberto P.
Alfonso
Mgmt
For
For
For
2
3
4
Elect Gary E. Anderson
Elect Brett D. Begemann
Elect Michael P.
Connors
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
Elect Mark J. Costa
Elect Stephen R.
Demeritt
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Robert M.
Hernandez
Mgmt
For
For
For
8
9
Elect Julie F. Holder
Elect Renee J.
Hornbaker
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
Elect Lewis M. Kling
Elect James J. O’Brien
Elect David W. Raisbeck
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Shareholder Proposal
Regarding Right to
Act by Written
Consent
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FBHS
CUSIP 34964C106
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Susan S. Kilsby
Elect Christopher J.
Klein
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker
Security ID:
Meeting Date
Meeting Status
GPK
CUSIP 388689101
05/25/2016
Voted
Meeting Type
Country of Trade
Page 285 of 374
Annual
Issue No.
Description
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1.1
1.2
Elect David D. Campbell
Elect Robert A.
Hagemann
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect Harold R. Logan,
Jr.
Mgmt
For
For
For
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Headwaters Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
HW
CUSIP 42210P102
02/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect R. Sam
Christensen
Mgmt
For
For
For
2
3
4
5
Elect Malyn K. Malquist
Elect Sylvia Summers
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Huntsman Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HUN
CUSIP 447011107
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Nolan D.
Archibald
Mgmt
For
For
For
1.2
1.3
1.4
Elect M. Anthony Burns
Elect Peter R. Huntsman
Elect Robert J.
Margetts
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.5
1.6
Elect Wayne A. Reaud
Elect Alvin V.
Shoemaker
Mgmt
Mgmt
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
2016 Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
5
Right to Call a
Special
Meeting
Mgmt
For
Against
Against
6
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
7
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
For
Against
________________________________________________________________________________
International Paper Company
Ticker
Security ID:
Meeting Date
Meeting Status
IP
CUSIP 460146103
05/09/2016
Voted
Meeting Type
Country of Trade
Page 286 of 374
Annual
Issue No.
Description
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect David J. Bronczek
Elect William J. Burns
Elect Ahmet C. Dorduncu
Elect Ilene S. Gordon
Elect Jay L. Johnson
Elect Stacey J. Mobley
Elect Joan E. Spero
Elect Mark S. Sutton
Elect John L.
Townsend,
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
13
14
Elect William G. Walter
Elect J. Steven Whisler
Elect Ray G. Young
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Landec Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
LNDC
CUSIP 514766104
10/15/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
2
3
Elect Albert D. Bolles
Elect Tonia L. Pankopf
Elect Robert Tobin
Elect Nicholas Tompkins
Elect Molly A. Hemmeter
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MLM
CUSIP 573284106
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect C. Howard Nye
Elect Laree E. Perez
Elect Dennis L. Rediker
Elect Donald W. Slager
Repeal of Classified
Board
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
Ratification of Auditor
Amendment to Stock
Based Award
Plan
Mgmt
Mgmt
For
For
For
For
For
For
8
Approval of Executive
Cash Incentive
Plan
Mgmt
For
For
For
9
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Masco Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MAS
CUSIP 574599106
05/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 287 of 374
Mgmt
1
2
3
Elect Donald R. Parfet
Elect Lisa A. Payne
Elect Reginald M.
Turner,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Methanex Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MX
CUSIP 59151K108
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Bruce Aitken
Elect Howard Balloch
Elect Phillip Cook
Elect John Floren
Elect Thomas Hamilton
Elect Robert J.
Kostelnik
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.7
1.8
1.9
1.10
1.11
2
Elect Douglas Mahaffy
Elect A. Terence Poole
Elect Janice G. Rennie
Elect Margaret Walker
Elect Benita Warmbold
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Monsanto Company
Ticker
Security ID:
Meeting Date
Meeting Status
MON
CUSIP 61166W101
01/29/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect Gregory H. Boyce
Elect David L. Chicoine
Elect Janice L. Fields
Elect Hugh Grant
Elect Arthur H. Harper
Elect Laura K. Ipsen
Elect Marcos M. Lutz
Elect C. Steven
McMillan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
14
15
Elect Jon R. Moeller
Elect William U. Parfet
Elect George H. Poste
Elect Robert J. Stevens
Elect Patricia Verduin
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
16
Approval of
Performance Goals
Under the Annual
Incentive
Plan
Mgmt
For
For
For
Page 288 of 374
17
Shareholder Proposal
Regarding Risks of
Glyphosate
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
Nucor Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
NUE
CUSIP 670346105
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect John J. Ferriola
Elect Gregory J. Hayes
Elect Victoria F.
Haynes
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
Elect Bernard L.
Kasriel
Mgmt
For
For
For
1.5
Elect Christopher J.
Kearney
Mgmt
For
For
For
1.6
Elect Laurette T.
Koellner
Mgmt
For
For
For
1.7
Elect Raymond J.
Milchovich
Mgmt
For
For
For
1.8
2
3
Elect John H. Walker
Ratification of Auditor
Bundled Amendments to
the Certificate of
Incorporation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
5
Shareholder Proposal
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
ShrHoldr
Against
Against
For
________________________________________________________________________________
Oge Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
OGE
CUSIP 670837103
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect Frank A. Bozich
Elect James H. Brandi
Elect Luke R. Corbett
Elect John D. Groendyke
Elect David L. Hauser
Elect Kirk Humphreys
Elect Robert O. Lorenz
Elect Judy R.
McReynolds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
2
3
Elect Sheila G. Talton
Elect Sean Trauschke
Ratification of Auditor
Advisory Vote on
Executive
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 289 of 374
Compensation
4
Elimination of
Supermajority
Requirements
Mgmt
For
For
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Olin Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
OLN
CUSIP 680665205
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect C. Robert Bunch
Elect Randall W.
Larrimore
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect John M. B.
O’Connor
Mgmt
For
For
For
4
Elect William H.
Weideman
Mgmt
For
For
For
5
6
7
Elect John E. Fischer
Elect Carol A. Williams
Approval of 2016
Long-Term Incentive
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
9
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
PBF Energy Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PBF
CUSIP 69318G106
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Thomas D.
O’Malley
Mgmt
For
For
For
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Spencer Abraham
Elect Wayne A. Budd
Elect S. Eugene Edwards
Elect William E. Hantke
Elect Dennis M. Houston
Elect Edward F. Kosnik
Elect Robert J. Lavinia
Elect Eija Malmivirta
Elect Thomas J. Nimbley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Amendment to the 2012
Equity Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
PGT, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PGTI
CUSIP 69336V101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 290 of 374
1.1
Elect Alexander R.
Castaldi
Mgmt
For
For
For
1.2
1.3
2
3
Elect M. Joseph McHugh
Elect William J. Morgan
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Phillips 66
Ticker
Security ID:
Meeting Date
Meeting Status
PSX
CUSIP 718546104
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Greg C. Garland
Elect John E. Lowe
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
5
Repeal of Classified
Board
Mgmt
For
For
For
________________________________________________________________________________
PolyOne Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
POL
CUSIP 73179P106
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Richard H. Fearon
Elect Gregory J. Goff
Elect William R.
Jellison
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
Elect Sandra Beach Lin
Elect Richard A.
Lorraine
Mgmt
Mgmt
For
For
For
For
For
For
1.6
Elect Robert M.
Patterson
Mgmt
For
For
For
1.7
1.8
1.9
1.10
Elect William H. Powell
Elect Kerry J. Preete
Elect Farah M. Walters
Elect William A.
Wulfsohn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Rockwool International A/S
Ticker
Security ID:
Meeting Date
Meeting Status
ROCK’B
CINS K8254S144
04/06/2016
Voted
Meeting Type
Country of Trade
Annual
Denmark
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Meeting Note
Non-Voting Agenda Item
Non-Voting Agenda Item
Accounts and Reports;
Ratification of Board
N/A
N/A
N/A
N/A
N/A
Mgmt
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
N/A
N/A
N/A
N/A
N/A
For
Page 291 of 374
and Management
Acts
7
8
Directors’ Fees
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
9
10
11
12
13
14
15
16
Elect Carsten Bjerg
Elect Lars Frederiksen
Elect Bjorn Hoi Jensen
Elect Soren Kahler
Elect Thomas Kahler
Elect Andreas Ronken
Appointment of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
18
19
20
Remuneration Guidelines
Non-Voting Agenda Item
Non-Voting Meeting Note
Non-Voting Meeting Note
Mgmt
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
For
N/A
N/A
N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker
Security ID:
Meeting Date
Meeting Status
RDSB
CUSIP 780259206
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
Against
For
Against
3
4
5
Elect Ben Van Beurden
Elect Guy Elliott
Elect Euleen GOH Yiu
Kiang
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
Elect Simon Henry
Elect Charles O.
Holliday,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
8
Elect Gerard
Kleisterlee
Mgmt
For
Against
Against
9
Elect Sir Nigel
Sheinwald
Mgmt
For
For
For
10
11
12
Elect Linda G. Stuntz
Elect Hans Wijers
Elect Patricia A.
Woertz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
14
15
Elect Gerrit Zalm
Appointment of Auditor
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
18
Authority to
Repurchase
Shares
Mgmt
For
For
For
19
Shareholder Resolution
Regarding Company
Business
Strategy
ShrHoldr
Against
Against
For
Page 292 of 374
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker
Security ID:
Meeting Date
Meeting Status
SLB
CUSIP 806857108
04/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Peter L.S. Currie
Elect V. Maureen
Kempston
Darkes
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Paal Kibsgaard
Elect Nikolay
Kudryavtsev
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
8
9
10
11
Elect Michael E. Marks
Elect Indra K. Nooyi
Elect Lubna S. Olayan
Elect Leo Rafael Reif
Elect Tore I. Sandvold
Elect Henri Seydoux
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
For
Against
Against
For
For
For
Against
For
Against
12
Approval of Financials
Statements/Dividends
Mgmt
For
For
For
13
14
Ratification of Auditor
Amendments to Articles
of
Incorporation
Mgmt
Mgmt
For
For
For
For
For
For
15
Ratification of Board
Size
Mgmt
For
For
For
16
Amendment to the
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Scotts Miracle-Gro Company
Ticker
Security ID:
Meeting Date
Meeting Status
SMG
CUSIP 810186106
01/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Adam Hanft
Elect Stephen L.
Johnson
Mgmt
Mgmt
For
For
Withhold
Withhold
Against
Against
1.3
Elect Katherine H.
Littlefield
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Sherwin-Williams Company
Ticker
Security ID:
Meeting Date
Meeting Status
SHW
CUSIP 824348106
04/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Arthur F. Anton
Elect Christopher M.
Mgmt
Mgmt
For
For
For
For
For
For
Page 293 of 374
Connor
3
4
5
6
7
8
9
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Jr.
David F. Hodnik
Thomas G. Kadien
Richard J. Kramer
Susan J. Kropf
John G. Morikis
Christine A. Poon
John M. Stropki,
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
Elect Matthew Thornton
Elect Steven H. Wunning
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Amendment to the 2006
Stock Plan for
Nonemployee
Directors
Mgmt
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker
Security ID:
Meeting Date
Meeting Status
SKG
CINS G8248F104
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
Ireland
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Accounts and Reports
Remuneration Report
(Advisory)
Mgmt
Mgmt
For
For
For
For
For
For
3
Allocation of
Profits/Dividends
Mgmt
For
For
For
4
Elect Gonzalo Restrepo
Lopez
Mgmt
For
For
For
5
6
7
8
9
10
11
12
13
14
15
16
Elect James A. Lawrence
Elect Liam O’Mahony
Elect Anthony Smurfit
Elect Frits Beurskens
Elect Christel Bories
Elect Thomas Brodin
Elect Irial Finan
Elect Gary McGann
Elect John Moloney
Elect Roberto Newell
Elect Rosemary Thorne
Authority to Set
Auditor’s
Fees
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
18
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
19
Authority to
Repurchase
Shares
Mgmt
For
For
For
20
Authority to Set
General Meeting
Notice Period at 14
Days
Mgmt
For
Against
Against
21
Amendments to
Memorandum (Companies
Act
2014)
Mgmt
For
For
For
Page 294 of 374
22
Amendments to Articles
(Companies Act
2014)
Mgmt
For
For
For
________________________________________________________________________________
Spectra Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
SE
CUSIP 847560109
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect Gregory L. Ebel
Elect F. Anthony Comper
Elect Austin A. Adams
Elect Joseph Alvarado
Elect Pamela L. Carter
Elect Clarence P.
Cazalot,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Peter B. Hamilton
Elect Miranda C. Hubbs
Elect Michael McShane
Elect Michael G. Morris
Elect Michael E.J.
Phelps
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Ratification of Auditor
Amendment to the 2007
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
14
Amendment to the
Executive Short-Term
Incentive
Plan
Mgmt
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
The Valspar Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
VAL
CUSIP 920355104
02/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Willam M. Cook
Elect Gary E.
Hendrickson
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Mae C. Jemison
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Ultrapar Participacoes S.A.
Ticker
Security ID:
Meeting Date
Meeting Status
UGPA3
CUSIP 90400P101
04/13/2016
Voted
Meeting Type
Country of Trade
Page 295 of 374
Annual
Issue No.
Description
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
Accounts and Reports
Allocation of
Profits/Dividends
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Remuneration Policy
Election of
Supervisory Council;
Fees
Mgmt
Mgmt
For
For
For
For
For
For
5
Supervisory Council
Fees
Mgmt
For
For
For
6
Re-ratification of
Board Remuneration
for 2012, 2013 and
2014
Mgmt
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Opportunities Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ACHC
CUSIP 00404A109
03/03/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Increase of Authorized
Common
Stock
Mgmt
For
For
For
2
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Acadia Healthcare Company, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ACHC
CUSIP 00404A109
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
Elect William F. Grieco
Elect Joey A. Jacobs
Elect Reeve B. Waud
Amendment to the
Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
5
Ratification of Auditor
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
Mgmt
ShrHoldr
For
Against
For
For
For
Against
Page 296 of 374
6
Shareholder Proposal
Regarding
Sustainability
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
Advanced Energy Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AEIS
CUSIP 007973100
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
2
3
Elect Frederick A. Ball
Elect Grant H. Beard
Elect Ronald C. Foster
Elect Edward C. Grady
Elect Thomas M. Rohrs
Elect Yuval Wasserman
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Allete, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ALE
CUSIP 018522300
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Kathryn W. Dindo
Elect Sidney W. Emery,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect George G.
Goldfarb
Mgmt
For
For
For
4
Elect James S. Haines,
Jr.
Mgmt
For
For
For
5
6
7
Elect Alan R. Hodnik
Elect James J. Hoolihan
Elect Heidi E.
Jimmerson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Madeleine W.
Ludlow
Mgmt
For
For
For
9
10
11
Elect Douglas C. Neve
Elect Leonard C. Rodman
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Avery Dennison Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AVY
CUSIP 053611109
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Bradley Alford
Elect Anthony K.
Anderson
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Peter K. Barker
Elect Mitchell R.
Butier
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
Elect Ken Hicks
Elect David Pyott
Elect Dean Scarborough
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 297 of 374
8
9
10
11
Elect Patrick Siewert
Elect Julia Stewart
Elect Martha Sullivan
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
BioTelemetry, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BEAT
CUSIP 090672106
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Rebecca W. Rimel
Mgmt
For
For
For
1.2
Elect Robert J. Rubin
Mgmt
For
For
For
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Brown & Brown, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BRO
CUSIP 115236101
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect J. Hyatt Brown
Elect Samuel P. Bell
III
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
Elect Hugh M. Brown
Elect J. Powell Brown
Elect Bradley Currey,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.6
Elect Theodore J.
Hoepner
Mgmt
For
For
For
1.7
1.8
1.9
1.10
Elect James S. Hunt
Elect Toni Jennings
Elect Timothy R.M. Main
Elect H. Palmer
Proctor,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
Against
For
1.11
1.12
2
3
Elect Wendell S. Reilly
Elect Chilton D. Varner
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Re-approval of the
performance goals
under the 2010 Stock
Incentive
Plan
Mgmt
For
For
For
5
Amendment to the 2010
Stock Incentive
Plan
Mgmt
For
Against
Against
________________________________________________________________________________
Brunswick Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BC
CUSIP 117043109
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Nolan D.
Archibald
Mgmt
For
For
For
2
Elect David C. Everitt
Mgmt
For
For
For
Page 298 of 374
3
4
Elect Roger J. Wood
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
5
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Cambrex Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CBM
CUSIP 132011107
04/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Rosina B. Dixon
Elect Claes Glassell
Elect Louis J.
Grabowsky
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Kathryn R.
Harrigan
Mgmt
For
For
For
5
Elect Leon J. Hendrix,
Jr.
Mgmt
For
For
For
6
7
8
9
10
Elect Ilan Kaufthal
Elect Steven M. Klosk
Elect Peter G. Tombros
Elect Shlomo Yanai
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
CNO Financial Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNO
CUSIP 12621E103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Edward J. Bonach
Elect Ellyn L. Brown
Elect Robert C. Greving
Elect Mary R. Henderson
Elect Charles J.
Jacklin
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
Elect Daniel R. Maurer
Elect Neal C. Schneider
Elect Frederick J.
Sievert
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
10
Elect Michael T. Tokarz
Amendment to NOL
Shareholder Rights
Plan
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Coherent, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
COHR
CUSIP 192479103
02/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect John R. Ambroseo
Elect Jay T. Flatley
Elect Susan M. James
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 299 of 374
4
5
6
7
8
9
Elect L. William Krause
Elect Garry W. Rogerson
Elect Steve Skaggs
Elect Sandeep S. Vij
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CW
CUSIP 231561101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect David C. Adams
Elect Dean M. Flatt
Elect S. Marce Fuller
Elect Rita J. Heise
Elect Allen A. Kozinski
Elect John R. Myers
Elect John B. Nathman
Elect Robert J. Rivet
Elect Albert E. Smith
Elect Peter C. Wallace
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Daktronics, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DAKT
CUSIP 234264109
09/02/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Byron J. Anderson
Elect Reece A.
Kurtenbach
Mgmt
Mgmt
For
For
For
For
For
For
1.3
2
Elect John P. Friel
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
2015 Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Encore Capital Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ECPG
CUSIP 292554102
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Willem Mesdag
Elect Ashwini Gupta
Elect Wendy Hannam
Elect Michael P. Monaco
Elect Laura Newman Olle
Elect Francis E.
Quinlan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.7
Elect Norman R.
Sorensen
Mgmt
For
For
For
1.8
Elect Richard J.
Srednicki
Mgmt
For
For
For
1.9
Elect Kenneth A.
Mgmt
For
For
For
Page 300 of 374
Vecchione
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
FEI Company
Ticker
Security ID:
Meeting Date
Meeting Status
FEIC
CUSIP 30241L109
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Homa Bahrami
Elect Arie Huijser
Elect Don R. Kania
Elect Thomas F. Kelly
Elect Jan C. Lobbezoo
Elect Jami K.
Nachtsheim
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.7
Elect James T.
Richardson
Mgmt
For
For
For
1.8
2
Elect Richard H. Wills
Amendment to the 1995
Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
First Commonwealth Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FCF
CUSIP 319829107
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect James G. Barone
Elect Julie A. Caponi
Elect Ray T. Charley
Elect Gary R. Claus
Elect David S. Dahlmann
Elect Johnston A. Glass
Elect Jon L. Gorney
Elect David W.
Greenfield
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
1.11
Elect Luke A. Latimer
Elect T. Michael Price
Elect Laurie Stern
Singer
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.12
2
3
Elect Robert J. Ventura
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HMN
CUSIP 440327104
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Daniel A.
Domenech
Mgmt
For
For
For
Page 301 of 374
2
Elect Stephen J.
Hasenmiller
Mgmt
For
For
For
3
4
Elect Ronald J. Helow
Elect Beverley J.
McClure
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Elect H. Wade Reece
Elect Gabriel L.
Shaheen
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
Elect Robert Stricker
Elect Steven O. Swyers
Elect Marita Zuraitis
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Huntsman Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
HUN
CUSIP 447011107
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Nolan D.
Archibald
Mgmt
For
For
For
1.2
1.3
1.4
Elect M. Anthony Burns
Elect Peter R. Huntsman
Elect Robert J.
Margetts
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.5
1.6
Elect Wayne A. Reaud
Elect Alvin V.
Shoemaker
Mgmt
Mgmt
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
2016 Stock Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
5
Right to Call a
Special
Meeting
Mgmt
For
Against
Against
6
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
7
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
For
Against
________________________________________________________________________________
IPG Photonics Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
IPGP
CUSIP 44980X109
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Valentin P.
Gapontsev
Mgmt
For
For
For
1.2
Elect Eugene
Shcherbakov
Mgmt
For
For
For
1.3
Elect Igor Samartsev
Mgmt
For
For
For
Page 302 of 374
1.4
1.5
1.6
1.7
1.8
1.9
2
Elect Michael C. Child
Elect Henry E. Gauthier
Elect William S. Hurley
Elect Eric Meurice
Elect John R. Peeler
Elect Thomas J. Seifert
Ratification of Auditor
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
j2 Global Communications, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JCOM
CUSIP 48123V102
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Douglas Y. Bech
Elect Robert J. Cresci
Elect W. Brian Kretzmer
Elect Jonathan F.
Miller
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
5
Elect Richard S.
Ressler
Mgmt
For
For
For
6
7
8
Elect Stephen Ross
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Janus Capital Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JNS
CUSIP 47102X105
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey J.
Diermeier
Mgmt
For
For
For
2
3
Elect Eugene Flood, Jr.
Elect J. Richard
Fredericks
Mgmt
Mgmt
For
For
For
For
For
For
4
5
Elect Deborah R. Gatzek
Elect Lawrence E.
Kochard
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Arnold A.
Pinkston
Mgmt
For
For
For
7
8
9
Elect Glenn S. Schafer
Elect Richard M. Weil
Elect Billie I.
Williamson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Tatsusaburo
Yamamoto
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
13
Adoption of Exclusive
Forum
Mgmt
For
Against
Against
________________________________________________________________________________
Kemper Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
KMPR
CUSIP 488401100
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 303 of 374
1
2
Elect George N. Cochran
Elect Kathleen M.
Cronin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Douglas G. Geoga
Elect Robert J. Joyce
Elect Joseph P.
Lacher,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Elect Christopher B.
Sarofim
Mgmt
For
For
For
7
8
9
Elect David P. Storch
Ratification of Auditor
Approval of the
performance goals
under the 2011
Omnibus Equity
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Landec Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
LNDC
CUSIP 514766104
10/15/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
2
3
Elect Albert D. Bolles
Elect Tonia L. Pankopf
Elect Robert Tobin
Elect Nicholas Tompkins
Elect Molly A. Hemmeter
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Lannett Company, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
LCI
CUSIP 516012101
01/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Jeffrey Farber
Elect Arthur P.
Bedrosian
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
Elect
Elect
Elect
Elect
III
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
2
3
Ratification of Auditor
Exclusive Forum
Provision
Mgmt
Mgmt
For
For
For
Against
For
Against
James M. Maher
David Drabik
Paul Taveira
Albert Paonessa
________________________________________________________________________________
Ligand Pharmaceuticals Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
LGND
CUSIP 53220K504
05/23/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect
Elect
Elect
Elect
Elect
Elect
Jason M. Aryeh
Todd C. Davis
John L. Higgins
John W. Kozarich
John L. LaMattina
Sunil Patel
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
For
For
For
Page 304 of 374
1.7
2
3
Elect Stephen L. Sabba
Ratification of Auditor
Amendment to the 2002
Stock Incentive
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Microsemi Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MSCC
CUSIP 595137100
02/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect James J. Peterson
Elect Dennis R. Leibel
Elect Thomas R.
Anderson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect William E.
Bendush
Mgmt
For
For
For
5
6
7
Elect Paul F. Folino
Elect William L. Healey
Elect Matthew E.
Massengill
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
ADVISORY VOTE ON
EXECUTIVE
COMPENSATION
Mgmt
For
Against
Against
9
Amendment to the 2008
Performance Incentive
Plan
Mgmt
For
For
For
10
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
NutriSystem, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
NTRI
CUSIP 67069D108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Robert F.
Bernstock
Mgmt
For
For
For
1.2
1.3
1.4
1.5
1.6
1.7
1.8
2
3
Elect Paul Guyardo
Elect Michael J. Hagan
Elect Jay Herratti
Elect Michael D. Mangan
Elect Brian P. Tierney
Elect Andrea M. Weiss
Elect Dawn M. Zier
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Otter Tail Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
OTTR
CUSIP 689648103
04/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Steven L. Fritze
Elect Kathryn O.
Johnson
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect Timothy J.
Mgmt
For
For
For
Page 305 of 374
O’Keefe
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Quanex Building Products Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
NX
CUSIP 747619104
03/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect William C.
Griffiths
Mgmt
For
For
For
2
3
Elect LeRoy D. Nosbaum
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Repeal of Classified
Board
Mgmt
For
For
For
5
Amendment to
Supermajority
Requirements
Mgmt
For
For
For
6
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Rogers Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ROG
CUSIP 775133101
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Keith L. Barnes
Elect Michael F. Barry
Elect Bruce D. Hoechner
Elect Carol R. Jensen
Elect William E.
Mitchell
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
1.8
2
Elect Ganesh Moorthy
Elect Helene Simonet
Elect Peter C. Wallace
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
Against
For
3
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Sucampo Pharmaceuticals, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SCMP
CUSIP 864909106
06/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Maureen E.
O’Connell
Mgmt
For
For
For
2
Approval of the 2016
Equity Incentive
Plan
Mgmt
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Thor Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
THO
CUSIP 885160101
12/08/2015
Voted
Meeting Type
Country of Trade
Page 306 of 374
Annual
Issue No.
1.1
1.2
2
3
Description
Elect Andrew E. Graves
Elect Alan Siegel
Ratification of Auditor
Advisory Vote on
Executive
Compensation
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
UIL Holdings Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
UIL
CUSIP 902748102
12/11/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger
Advisory Vote on
Golden
Parachutes
Mgmt
Mgmt
For
For
For
For
For
For
3
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Webster Financial Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WBS
CUSIP 947890109
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect William L. Atwell
Elect Joel S. Becker
Elect John J. Crawford
Elect Elizabeth E.
Flynn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
8
9
Elect C. Michael Jacobi
Elect Laurence C. Morse
Elect Karen R. Osar
Elect Mark Pettie
Elect Charles W.
Shivery
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Elect James C. Smith
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
12
13
14
Ratification of Auditor
1992 Stock Option Plan
Amendment to
Certificate of
Incorporation
Regarding Removal of
Directors
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Risk-Managed Balanced Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AbbVie Inc.
Page 307 of 374
Ticker
Security ID:
ABBV
CUSIP 00287Y109
Meeting Type
Annual
Issue No. Description
Meeting Date
05/06/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
Elect William H.L.
Burnside
Mgmt
For
For
For
1.2
1.3
2
3
Elect Brett J. Hart
Elect Edward J. Rapp
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Repeal of Classified
Board
Mgmt
For
For
For
5
Approval of
Performance Goals
Under the Performance
Incentive
Plan
Mgmt
For
For
For
6
Shareholder Proposal
Regarding Take-Back
Programs for Unused
Medicines
ShrHoldr
Against
Against
For
7
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Accenture plc
Ticker
Security ID:
Meeting Date
Meeting Status
ACN
CUSIP G1151C101
02/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Jaime Ardila
Elect Dina Dublon
Elect Charles H.
Giancarlo
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
Elect William L. Kimsey
Elect Marjorie Magner
Elect Blythe J.
McGarvie
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Pierre Nanterme
Elect Gilles Pelisson
Elect Paula A. Price
Elect Arun Sarin
Elect Wulf von
Schimmelmann
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
12
13
Elect Frank K. Tang
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Amendment to the 2010
Share Incentive
Plan
Mgmt
For
For
For
15
Amendment to the 2010
Employee Stock
Purchase
Plan
Mgmt
For
For
For
16
17
Ratification of KPMG
Article Amendment for
Proxy
Access
Mgmt
Mgmt
For
For
For
For
For
For
Page 308 of 374
18
Amendment to Articles
of
Association
Mgmt
For
For
For
19
Amendments to
Memorandum of
Association
Mgmt
For
For
For
20
Plurality Voting in a
Contested
Election
Mgmt
For
For
For
21
22
Set Board Size
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
Mgmt
For
For
For
For
For
For
23
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
24
Authority to
Repurchase
Shares
Mgmt
For
For
For
25
Issuance of Treasury
Shares
Mgmt
For
For
For
________________________________________________________________________________
Advance Auto Parts, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AAP
CUSIP 00751Y106
05/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect John F. Bergstrom
Elect John C.
Brouillard
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
Elect Brad W. Buss
Elect Fiona P. Dias
Elect John F. Ferraro
Elect Thomas R. Greco
Elect Adriana
Karaboutis
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
1.9
Elect Eugene I. Lee Jnr
Elect William S.
Oglesby
Mgmt
Mgmt
For
For
For
For
For
For
1.10
1.11
2
Elect Robert E. Slone
Elect Jeffrey C. Smith
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
3
4
Ratification of Auditor
Eliminate One Year
Holding Period
Requirement for
Shareholders to Call
a Special
Meeting
Mgmt
Mgmt
For
For
For
For
For
For
5
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
________________________________________________________________________________
Advent-Claymore Enhanced Growth & Income Fund
Ticker
Security ID:
Meeting Date
Meeting Status
LCM
CUSIP 00765E104
09/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 309 of 374
Mgmt
1
2
Elect Tracy V. Maitland
Elect Ronald A. Nyberg
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
AES Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AES
CUSIP 00130H105
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Andres R. Gluski
Elect Charles L.
Harrington
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Kristina M.
Johnson
Mgmt
For
For
For
4
5
6
7
8
Elect
Elect
Elect
Elect
Elect
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
Elect Moises Naim
Elect Charles O.
Rossotti
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
13
Shareholder Proposal
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
ShrHoldr
Against
For
Against
Tarun Khanna
Holly K. Koeppel
Philip Lader
James H. Miller
John B. Morse,
________________________________________________________________________________
Aetna Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AET
CUSIP 00817Y108
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Fernando Aguirre
Elect Mark T. Bertolini
Elect Frank M. Clark,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
9
Elect Betsy Z. Cohen
Elect Molly J. Coye
Elect Roger N. Farah
Elect Jeffrey E. Garten
Elect Ellen M. Hancock
Elect Richard J.
Harrington
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Elect Edward J. Ludwig
Elect Joseph P.
Newhouse
Mgmt
Mgmt
For
For
For
For
For
For
12
13
14
Elect Olympia J. Snowe
Ratification of Auditor
Approval of the 2016
Employee Stock
Purchase
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
Advisory Vote on
Executive
Mgmt
For
For
For
Page 310 of 374
Compensation
16
Shareholder Proposal
Regarding Report on
Indirect Political
Spending
ShrHoldr
Against
Against
For
________________________________________________________________________________
Allergan plc
Ticker
Security ID:
Meeting Date
Meeting Status
AGN
CUSIP G0177J108
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
Elect Nesli Basgoz
Elect Paul M. Bisaro
Elect James H. Bloem
Elect Christopher W.
Bodine
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.5
Elect Christopher J.
Coughlin
Mgmt
For
For
For
1.6
Elect Michael R.
Gallagher
Mgmt
For
For
For
1.7
Elect Catherine M.
Klema
Mgmt
For
For
For
1.8
Elect Peter J.
McDonnell
Mgmt
For
For
For
1.9
Elect Patrick J.
O’Sullivan
Mgmt
For
For
For
1.10
Elect Brenton L.
Saunders
Mgmt
For
For
For
1.11
1.12
2
Elect Ronald R. Taylor
Elect Fred G. Weiss
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
Against
3
Ratification of
Auditor and Authority
to Set
Fees
Mgmt
For
For
For
4
Amendment to the
Memorandum of
Association to Make
Certain
Administrative
Amendments
Mgmt
For
For
For
5
Amendment to the
Articles of
Association to make
Certain
Administrative
Amendments
Mgmt
For
For
For
6
Provide for a
Plurality Voting
Standard in the Event
of a Contested
Election
Mgmt
For
For
For
7
Sole Authority of
Board to Determine
Board
Size
Mgmt
For
For
For
8
Reduction of Company
Capital
Mgmt
For
For
For
Page 311 of 374
9
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
10
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
Allete, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ALE
CUSIP 018522300
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Kathryn W. Dindo
Elect Sidney W. Emery,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect George G.
Goldfarb
Mgmt
For
For
For
4
Elect James S. Haines,
Jr.
Mgmt
For
For
For
5
6
7
Elect Alan R. Hodnik
Elect James J. Hoolihan
Elect Heidi E.
Jimmerson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Madeleine W.
Ludlow
Mgmt
For
For
For
9
10
11
Elect Douglas C. Neve
Elect Leonard C. Rodman
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Alliance Data Systems Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ADS
CUSIP 018581108
06/07/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Jr.
5
Bruce K. Anderson
Roger H. Ballou
D. Keith Cobb
E. Linn Draper,
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect Edward J.
Heffernan
Mgmt
For
For
For
6
7
Elect Kenneth R. Jensen
Elect Robert A.
Minicucci
Mgmt
Mgmt
For
For
For
For
For
For
8
9
Elect Laurie A. Tucker
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
10
Amendment to
Certificate of
Incorporation
Regarding Removal of
Directors
Mgmt
For
For
For
11
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Page 312 of 374
Alliance New York Municipal Income Fund, Inc.
Ticker
Security ID:
Meeting Date
AYN
CUSIP 018714105
08/03/2015
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
Liquidation of the Fund Mgmt
For
For
For
________________________________________________________________________________
AllianceBernstein Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
ACG
CUSIP 01881E101
03/01/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Ally Financial Inc
Ticker
Security ID:
Meeting Date
Meeting Status
ALLY
CUSIP 02005N100
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Franklin W. Hobbs
Elect Robert T. Blakely
Elect Maureen A.
Breakiron-Evans
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
Elect Mayree C. Clark
Elect Stephen A.
Feinberg
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Kim S.
Fennebresque
Mgmt
For
For
For
7
8
9
10
11
12
Elect Marjorie Magner
Elect John Stack
Elect Michael F. Steib
Elect Kenneth J. Bacon
Elect Jeffrey J. Brown
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
American Express Company
Ticker
Security ID:
Meeting Date
Meeting Status
AXP
CUSIP 025816109
05/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Charlene
Barshefsky
Mgmt
For
For
For
2
3
Elect Ursula M. Burns
Elect Kenneth I.
Chenault
Mgmt
Mgmt
For
For
For
For
For
For
4
5
6
Elect Peter Chernin
Elect Ralph de la Vega
Elect Anne L.
Lauvergeon
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
Elect Micheal O.
Leavitt
Mgmt
For
For
For
8
Elect Theodore J.
Leonsis
Mgmt
For
For
For
9
Elect Richard C. Levin
Mgmt
For
For
For
Page 313 of 374
10
Elect Samuel J.
Palmisano
Mgmt
For
For
For
11
12
13
Elect Daniel L. Vasella
Elect Robert D. Walter
Elect Ronald A.
Williams
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
16
Approval of the 2016
Incentive
Compensation
Plan
Mgmt
For
For
For
17
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Privacy and
Data
Security
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
20
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
21
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
American International Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AIG
CUSIP 026874784
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect W. Don Cornwell
Elect Peter R. Fisher
Elect John Fitzpatrick
Elect Peter D. Hancock
Elect William G.
Jurgensen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Christopher S.
Lynch
Mgmt
For
For
For
7
Elect Samuel J.
Merksamer
Mgmt
For
For
For
8
Elect George L. Miles,
Jr.
Mgmt
For
Against
Against
9
10
11
12
Elect Henry S. Miller
Elect Robert S. Miller
Elect Linda A. Mills
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Elect John A. Paulson
Elect Ronald A.
Rittenmeyer
Mgmt
Mgmt
For
For
For
For
For
For
15
Elect Douglas M.
Steenland
Mgmt
For
For
For
Page 314 of 374
16
17
Elect Theresa M. Stone
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
18
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Apple Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AAPL
CUSIP 037833100
02/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect James A. Bell
Elect Timothy D. Cook
Elect Albert A. Gore
Elect Robert A. Iger
Elect Andrea Jung
Elect Arthur D.
Levinson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
Elect Ronald D. Sugar
Elect Susan L. Wagner
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
11
Approval of Amended
and Restated 2014
Employee Stock
Plan
Mgmt
For
For
For
12
Shareholder Proposal
Regarding Net Zero
Greenhouse Gas
Emissions
ShrHoldr
Against
Against
For
13
Shareholder Proposal
Regarding Racial
Diversity of Board
and
Management
ShrHoldr
Against
Against
For
14
Shareholder Proposal
Regarding Country
Selection
Guidelines
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Applied Materials, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AMAT
CUSIP 038222105
03/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Willem P.
Roelandts
Mgmt
For
Against
Against
2
3
4
5
Elect Eric Chen
Elect Aart J. de Geus
Elect Gary E. Dickerson
Elect Stephen R.
Forrest
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Thomas J.
Iannotti
Mgmt
For
Against
Against
7
Elect Susan M. James
Mgmt
For
For
For
Page 315 of 374
8
Elect Alexander A.
Karsner
Mgmt
For
For
For
9
10
11
12
Elect Adrianna Ma
Elect Dennis D. Powell
Elect Robert H. Swan
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
Against
For
Against
For
For
________________________________________________________________________________
Ashland Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ASH
CUSIP 044209104
01/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Brendan M.
Cummins
Mgmt
For
For
For
2
3
4
5
Elect Roger W. Hale
Elect Vada O. Manager
Elect Mark C. Rohr
Elect George A.
Schaefer,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
7
8
9
Elect Janice J. Teal
Elect Michael J. Ward
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
________________________________________________________________________________
Atmos Energy Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
ATO
CUSIP 049560105
02/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Robert W. Best
Elect Kim R. Cocklin
Elect Richard W.
Douglas
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
Elect Ruben E. Esquivel
Elect Richard K. Gordon
Elect Robert C. Grable
Elect Michael E.
Haefner
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
8
Elect Thomas C.
Meredith
Mgmt
For
For
For
9
10
Elect Nancy K. Quinn
Elect Richard A.
Sampson
Mgmt
Mgmt
For
For
For
For
For
For
11
Elect Stephen R.
Springer
Mgmt
For
For
For
12
13
Elect Richard Ware II
Amendment to the Long
Term Incentive
Plan
Mgmt
Mgmt
For
For
For
Against
For
Against
14
Amendment to the
Annual Incentive
Plan
Mgmt
For
For
For
Page 316 of 374
15
16
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
17
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
________________________________________________________________________________
Avago Technologies Limited
Ticker
Security ID:
Meeting Date
Meeting Status
AVGO
CUSIP Y0486S104
11/10/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger
Issuance of Shares w/o
Preemptive
Rights
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Sharon L. Allen
Elect Susan S. Bies
Elect Jack O.
Bovender,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Frank P.
Bramble,
Sr.
Mgmt
For
For
For
5
Elect Pierre J. P. de
Weck
Mgmt
For
For
For
6
7
8
9
10
11
Elect
Elect
Elect
Elect
Elect
Elect
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
14
Elect Thomas D. Woods
Elect R. David Yost
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
Mgmt
ShrHoldr
For
Against
For
Against
For
For
Arnold W. Donald
Linda P. Hudson
Monica C. Lozano
Thomas J. May
Brian T. Moynihan
Lionel L. Nowell
________________________________________________________________________________
Bank of America Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BAC
CUSIP 060505617
09/22/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Ratification of Bylaw
Permitting Board to
Appoint a
Non-Independent
Mgmt
For
Against
Against
Page 317 of 374
Chairman
________________________________________________________________________________
BCE Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BCE
CUSIP 05534B760
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Barry K. Allen
Elect Ronald A.
Brenneman
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
Elect Sophie Brochu
Elect Robert E. Brown
Elect George A. Cope
Elect David F. Denison
Elect Robert P. Dexter
Elect Ian Greenberg
Elect Kathrine Lee
Elect Monique F. Leroux
Elect Gordon M. Nixon
Elect Calin Rovinescu
Elect Robert C.
Simmonds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.14
2
3
Elect Paul R. Weiss
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Senior
Management Gender
Equality
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding
Reconstituting the
Compensation
Committee
ShrHoldr
Against
Against
For
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BRK.A
CUSIP 084670702
04/30/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect
Elect
Elect
Elect
Elect
Elect
III
1.7
1.8
1.9
1.10
1.11
1.12
2
Warren E. Buffett
Charles T. Munger
Howard G. Buffett
Stephen B. Burke
Susan L. Decker
William H. Gates
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Elect David S.
Gottesman
Mgmt
For
For
For
Elect Charlotte Guyman
Elect Thomas S. Murphy
Elect Ronald L. Olson
Elect Walter Scott, Jr.
Elect Meryl B. Witmer
Shareholder Proposal
Regarding Reporting
Of Climate Change
Risks
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
ShrHoldr
For
For
For
For
For
Against
For
For
For
For
For
For
For
For
For
For
For
Against
________________________________________________________________________________
BlackRock Enhanced Government Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
EGF
CUSIP 09255K108
07/29/2015
Voted
Page 318 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1.1
Elect Michael J.
Castellano
Mgmt
For
For
For
1.2
Elect Richard E.
Cavanagh
Mgmt
For
For
For
1.3
1.4
Elect Frank J. Fabozzi
Elect Kathleen F.
Feldstein
Mgmt
Mgmt
For
For
For
For
For
For
1.5
1.6
1.7
1.8
1.9
1.10
1.11
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
James T. Flynn
Jerrold B. Harris
R. Glenn Hubbard
W. Carl Kester
Babara G. Novick
John M. Perlowski
Karen P. Robards
________________________________________________________________________________
Bristow Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BRS
CUSIP 110394103
08/05/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Thomas N. Amonett
Elect Jonathan E.
Baliff
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
Elect Stephen J. Cannon
Elect Michael A. Flick
Elect Lori A. Gobillot
Elect Ian A. Godden
Elect David C. Gompert
Elect Stephen King
Elect Thomas C. Knudson
Elect Mathew Masters
Elect Bruce H. Stover
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Broadcom Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
AVGO
CUSIP Y09827109
04/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Hock E. Tan
Elect James V. Diller,
Sr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Lewis C.
Eggebrecht
Mgmt
For
For
For
4
5
Elect Kenneth Y. Hao
Elect Eddy W.
Hartenstein
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
9
Elect Justine Lien
Elect Donald Macleod
Elect Peter J. Marks
Elect Dr. Henry S.
Samueli
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
10
11
Elect Lucien Y.K. Wong
Appointment of Auditor
Mgmt
Mgmt
For
For
For
For
For
For
Page 319 of 374
and Authority to Set
Fees
12
Authority to Issue
Ordinary and Special
Preference
Shares
Mgmt
For
For
For
13
Directors’ Fees
Mgmt
For
For
For
________________________________________________________________________________
Brunswick Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
BC
CUSIP 117043109
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Nolan D.
Archibald
Mgmt
For
For
For
2
3
4
Elect David C. Everitt
Elect Roger J. Wood
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Cardinal Health, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CAH
CUSIP 14149Y108
11/04/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect David J. Anderson
Elect Colleen F. Arnold
Elect George S. Barrett
Elect Carrie S. Cox
Elect Calvin Darden
Elect Bruce L. Downey
Elect Patricia A.
Hemingway
Hall
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
Elect Clayton M. Jones
Elect Gregory B. Kenny
Elect Nancy Killefer
Elect David P. King
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
For
For
For
For
________________________________________________________________________________
CBRE Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CBG
CUSIP 12504L109
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Brandon B. Boze
Elect Curtis F. Feeny
Elect Bradford M.
Freeman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Christopher T.
Jenny
Mgmt
For
For
For
5
6
7
8
Elect Gerardo I. Lopez
Elect Frederic V. Malek
Elect Paula R. Reynolds
Elect Robert E.
Sulentic
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Page 320 of 374
9
Elect Laura D’Andrea
Tyson
Mgmt
For
For
For
10
11
12
Elect Ray Wirta
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Amendment of Right to
Call a Special
Meeting
Mgmt
For
Against
Against
14
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
________________________________________________________________________________
Celgene Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CELG
CUSIP 151020104
06/15/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
Elect Robert J. Hugin
Elect Mark J. Alles
Elect Richard W. Barker
Elect Michael W. Bonney
Elect Michael D. Casey
Elect Carrie S. Cox
Elect Jacqualyn A.
Fouse
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.8
Elect Michael A.
Friedman
Mgmt
For
For
For
1.9
1.10
1.11
1.12
2
3
Elect Julia A. Haller
Elect Gilla Kaplan
Elect James J. Loughlin
Elect Ernest Mario
Ratification of Auditor
Amendment to the 2008
Stock Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Exclusive Forum
Provision
Mgmt
For
Against
Against
6
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
7
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Charles Schwab Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
SCHW
CUSIP 808513105
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect
Elect
Elect
Elect
Elect
John K. Adams
Stephen A. Ellis
Arun Sarin
Charles R. Schwab
Paula A. Sneed
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 321 of 374
6
7
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
8
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
9
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
CIGNA Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CI
CUSIP 125509109
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect David M. Cordani
Elect Isaiah Harris,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Jane E. Henney
Elect Donna F. Zarcone
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
CMS Energy Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMS
CUSIP 125896100
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Jon E. Barfield
Elect Deborah H. Butler
Elect Kurt L. Darrow
Elect Stephen E. Ewing
Elect Richard M. Gabrys
Elect William D. Harvey
Elect Philip R.
Lochner,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
Elect Patricia K. Poppe
Elect John G. Russell
Elect Myrna M. Soto
Elect John G. Sznewajs
Elect Laura H. Wright
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Comcast Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMCSA
CUSIP 20030N101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Kenneth J. Bacon
Elect Madeline S. Bell
Elect Sheldon M.
Bonovitz
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 322 of 374
1.4
1.5
1.6
1.7
Elect Edward D. Breen
Elect Joseph J. Collins
Elect Gerald L. Hassell
Elect Jeffrey A.
Honickman
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
Withhold
Withhold
Withhold
For
Against
Against
Against
For
1.8
1.9
1.10
Elect Eduardo G. Mestre
Elect Brian L. Roberts
Elect Johnathan A.
Rodgers
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.11
2
3
Elect Judith Rodin
Ratification of Auditor
Amend 2002 Restricted
Stock
Plan
Mgmt
Mgmt
Mgmt
For
For
For
Withhold
For
For
Against
For
For
4
Amend 2003 Stock
Option
Plan
Mgmt
For
For
For
5
Amend 2002 Employee
Stock Purchase
Plan
Mgmt
For
For
For
6
Amend 2011 Employee
Stock Purchase
Plan
Mgmt
For
For
For
7
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
8
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
For
Against
9
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
10
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
________________________________________________________________________________
Comcast Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMCSA
CUSIP 20030N101
12/10/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Conversion of Class A
Special Common Stock
Into Class A Common
Stock
Mgmt
For
For
For
________________________________________________________________________________
Comfort Systems USA, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FIX
CUSIP 199908104
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Darcy G. Anderson
Elect Herman E. Bulls
Elect Alfred J.
Giardinelli,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
Elect Alan P. Krusi
Elect Brian E. Lane
Mgmt
Mgmt
For
For
For
For
For
For
Page 323 of 374
1.6
1.7
1.8
Elect Franklin Myers
Elect James H. Schultz
Elect Constance E.
Skidmore
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.9
2
3
Elect Vance W. Tang
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Amendments to Articles
To Permit Removal of
Directors Without
Cause
Mgmt
For
For
For
________________________________________________________________________________
CVS Health Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CVS
CUSIP 126650100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard M.
Bracken
Mgmt
For
For
For
2
3
Elect C. David Brown II
Elect Alecia A.
DeCoudreaux
Mgmt
Mgmt
For
For
For
For
For
For
4
Elect Nancy-Ann M.
DeParle
Mgmt
For
For
For
5
6
7
8
Elect David W. Dorman
Elect Anne M. Finucane
Elect Larry J. Merlo
Elect Jean-Pierre
Millon
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
13
Elect Richard J. Swift
Elect William C. Weldon
Elect Tony L. White
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
Against
14
Shareholder Proposal
Regarding
Incorporating Values
in Political
Spending
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Report on
Ratio Between CEO and
Employee
Pay
ShrHoldr
Against
Against
For
________________________________________________________________________________
Delaware Investments Dividend and Income Fund, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DDF
CUSIP 245915103
08/19/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Thomas L. Bennett
Elect Ann Borowiec
Elect Joseph W. Chow
Elect John A. Fry
Elect Frances A.
Sevilla-Sacasa
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
Elect Thomas K.
Whitford
Mgmt
For
For
For
Page 324 of 374
1.7
Elect Lucinda S.
Landreth
Mgmt
For
For
For
1.8
Elect Janet L. Yeomans
Mgmt
For
For
For
________________________________________________________________________________
Delphi Automotive PLC
Ticker
Security ID:
Meeting Date
Meeting Status
DLPH
CUSIP G27823106
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Joseph S. Cantie
Elect Kevin P. Clark
Elect Gary L. Cowger
Elect Nicholas M.
Donofrio
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
Elect Mark P. Frissora
Elect Rajiv L. Gupta
Elect J. Randall
MacDonald
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
Elect Sean O. Mahoney
Elect Timothy M.
Manganello
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
Elect Bethany J. Mayer
Elect Thomas W. Sidlik
Elect Bernd Wiedemann
Elect Lawrence A.
Zimmerman
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DAL
CUSIP 247361702
06/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard H.
Anderson
Mgmt
For
For
For
2
3
4
5
6
7
Elect Edward H. Bastian
Elect Francis S. Blake
Elect Daniel A. Carp
Elect David G. DeWalt
Elect Thomas E. Donilon
Elect William H.
Easter
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
Elect Mickey P. Foret
Elect Shirley C.
Franklin
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
14
Elect George N. Mattson
Elect Douglas R Ralph
Elect Sergio A. L. Rial
Elect Kathy N. Waller
Elect Kenneth B.
Woodrow
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Amendment to the 2007
Performance
Mgmt
For
For
For
Page 325 of 374
Compensation
Plan
17
18
Ratification of Auditor
Shareholder Proposal
Regarding Retention
of Shares Until
Normal Retirement
Age
Mgmt
ShrHoldr
For
Against
For
Against
For
For
________________________________________________________________________________
Deutsche Global High Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
LBF
CUSIP 25158V108
09/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect John W.
Ballantine
Mgmt
For
For
For
1.2
Elect Henry P. Becton,
Jr.
Mgmt
For
For
For
1.3
Elect Dawn-Marie
Driscoll
Mgmt
For
For
For
1.4
2
Elect Paul K. Freeman
For Deutsche Global
High Income Fund,
Inc. and Deutsche
High Income
Opportunities Fund,
Inc., Amend Charter
to Limit the
Existence of the
Funds
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Discover Financial Services
Ticker
Security ID:
Meeting Date
Meeting Status
DFS
CUSIP 254709108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect Jeffrey S. Aronin
Elect Mary K. Bush
Elect Gregory C. Case
Elect Candace H. Duncan
Elect Joseph F. Eazor
Elect Cynthia A.
Glassman
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
11
12
Elect Richard H. Lenny
Elect Thomas G. Maheras
Elect Michael H. Moskow
Elect David W. Nelms
Elect Mark A. Thierer
Elect Lawrence A.
Weinbach
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
Against
For
For
For
For
For
Against
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
DST Systems, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
DST
CUSIP 233326107
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Joseph C.
Mgmt
For
For
For
Page 326 of 374
Antonellis
1.2
2
3
Elect Stephen C. Hooley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Eagle Materials Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
EXP
CUSIP 26969P108
08/06/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect F. William
Barnett
Mgmt
For
For
For
2
3
4
5
Elect Richard Beckwitt
Elect Ed H. Bowman
Elect David W. Quinn
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Facebook, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FB
CUSIP 30303M102
06/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Marc L.
Andreessen
Mgmt
For
Withhold
Against
1.2
1.3
Elect Erskine B. Bowles
Elect Susan D.
Desmond-Hellmann
Mgmt
Mgmt
For
For
For
For
For
For
1.4
1.5
1.6
Elect Reed Hastings
Elect Jan Koum
Elect Sheryl K.
Sandberg
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.7
1.8
2
3
Elect Peter A. Thiel
Elect Mark Zuckerberg
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Ratification of 2013
Grants to
Non-Employee
Directors
Mgmt
For
For
For
5
Ratification of 2014
and 2015 Grants to
Non-Employee
Directors
Mgmt
For
For
For
6
Annual Compensation
Program for
Non-Employee
Directors
Mgmt
For
For
For
7
Approve Establishment
of Class C Stock and
Associated
Rights
Mgmt
For
Against
Against
8
Increase the Number of
Class A Stock from
Mgmt
For
Against
Against
Page 327 of 374
5,000,000,000 to
20,000,000,000
9
Provide Equal
Treatment of Stock
Classes in
Transactions and
Dividends
Mgmt
For
For
For
10
Provide for Conversion
Events of Class B
Stock
Mgmt
For
For
For
11
Amendment to the 2012
Equity Incentive
Plan
Mgmt
For
Against
Against
12
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
13
Shareholder Proposal
Regarding
Sustainability
Report
ShrHoldr
Against
For
Against
14
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
15
Shareholder Proposal
Regarding Formation
of International
Public Policy
Committee
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Gender Pay
Equity
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Federated Enhanced Treasury Income Fund
Ticker
Security ID:
Meeting Date
Meeting Status
FTT
CUSIP 314162108
10/12/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect J. Christopher
Donahue
Mgmt
For
For
For
1.2
1.3
Elect Peter E. Madden
Elect Charles F.
Mansfield,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
2
Conversion of Fund to
Open-End Investment
Company
Mgmt
For
For
For
________________________________________________________________________________
FedEx Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
FDX
CUSIP 31428X106
09/28/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect James L.
Barksdale
Mgmt
For
For
For
2
3
4
5
Elect John A. Edwardson
Elect Marvin Ellison
Elect Kimberly A. Jabal
Elect Shirley Ann
Jackson
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
For
For
Against
For
For
Page 328 of 374
6
7
8
9
10
Elect Gary W. Loveman
Elect R. Brad Martin
Elect Joshua C. Ramo
Elect Susan C. Schwab
Elect Frederick W.
Smith
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
13
Elect David P. Steiner
Elect Paul S. Walsh
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
16
Shareholder Proposal
Regarding Tax
Payments on
Restricted Stock
Awards
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Recoupment
of Unearned
Bonuses
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
19
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
20
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
21
Shareholder Proposal
Regarding Report of
Values in Political
Spending
ShrHoldr
Against
Against
For
________________________________________________________________________________
Fifth Third Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
FITB
CUSIP 316773100
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Nicholas K. Akins
Elect B. Evan Bayh III
Elect Jorge L. Benitez
Elect Katherine B.
Blackburn
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
Elect Emerson L.
Brumback
Mgmt
For
For
For
6
Elect Greg D.
Carmichael
Mgmt
For
For
For
7
8
9
Elect Gary R. Heminger
Elect Jewell D. Hoover
Elect Michael B.
McCallister
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Hendrick G.
Meijer
Mgmt
For
For
For
Page 329 of 374
11
Elect Marsha C.
Williams
Mgmt
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Frequency of Advisory
Vote on Executive
Compensation
Mgmt
1 Year
1 Year
For
________________________________________________________________________________
First Trust Dividend and Income Fund
Ticker
Security ID:
Meeting Date
Meeting Status
FAV
CUSIP 33731L100
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect James A. Bowen
Mgmt
For
For
For
1.2
Elect Niel B. Nielson
Mgmt
For
For
For
________________________________________________________________________________
First Trust Mortgage Income Fund
Ticker
Security ID:
Meeting Date
Meeting Status
FMY
CUSIP 33734E103
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect James A. Bowen
Elect Niel B. Nielson
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Firsthand Technology Value Fund, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SVVC
CUSIP 33766Y100
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Mark FitzGerald
Mgmt
For
For
For
1.2
Elect Nicholas Petredis Mgmt
For
Withhold
Against
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FDI
CUSIP 347200107
04/18/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Fort Dearborn Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FDI
CUSIP 347200107
12/04/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Adela Cepeda
Elect John J. Murphy
Elect Frank K. Reilly
Elect Abbie J. Smith
Elect J. Mikesell
Thomas
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Fortune Brands Home and Security, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
FBHS
CUSIP 34964C106
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Page 330 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
Elect Susan S. Kilsby
Elect Christopher J.
Klein
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
General Dynamics Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
GD
CUSIP 369550108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Mary T. Barra
Elect Nicholas D.
Chabraja
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
Elect James S. Crown
Elect Rudy F. deLeon
Elect William P. Fricks
Elect John M. Keane
Elect Lester L. Lyles
Elect Mark M. Malcolm
Elect James N. Mattis
Elect Phebe N.
Novakovic
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
Elect William A. Osborn
Elect Laura J.
Schumacher
Mgmt
Mgmt
For
For
For
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
15
Executive Annual
Incentive
Plan
Mgmt
For
Against
Against
16
Shareholder Proposal
Regarding Giving
Preference to Share
Repurchases
ShrHoldr
Against
Against
For
________________________________________________________________________________
Gentherm Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
THRM
CUSIP 37253A103
05/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
3
Elect Lewis Booth
Elect Francois Castaing
Elect Daniel Coker
Elect Sophie Desormiere
Elect Maurice Gunderson
Elect Yvonne Hao
Elect Ronald Hundzinski
Elect Oscar B. Marx III
Elect Byron Shaw
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Approval of Amended
and Restated Bylaws
to Change the Size of
Mgmt
For
For
For
Page 331 of 374
the
Board
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
GILD
CUSIP 375558103
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect John F. Cogan
Elect Kevin E. Lofton
Elect John W. Madigan
Elect John C. Martin
Elect John F. Milligan
Elect Nicholas G. Moore
Elect Richard J.
Whitley
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
Elect Gayle E. Wilson
Elect Per Wold-Olsen
Ratification of Auditor
Amendment to the Code
Section 162(m) Bonus
Plan
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
12
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
13
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
________________________________________________________________________________
Global High Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
GHI
CUSIP 37933G108
02/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2.1
2.2
Liquidation of the Fund
Elect Richard R. Burt
Elect Meyer Feldberg
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker
Security ID:
Meeting Date
Meeting Status
GPK
CUSIP 388689101
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect David D. Campbell
Elect Robert A.
Hagemann
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect Harold R. Logan,
Jr.
Mgmt
For
For
For
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Hanesbrands Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HBI
CUSIP 410345102
04/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Bobby J. Griffin
Elect James C. Johnson
Elect Jessica T.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 332 of 374
Mathews
4
5
6
7
8
Elect Franck J. Moison
Elect Robert F. Moran
Elect Ronald L. Nelson
Elect Richard A. Noll
Elect Andrew J.
Schindler
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect David V. Singer
Elect Ann E. Ziegler
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
HCA Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HCA
CUSIP 40412C101
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
III
5
6
R. Milton
Robert J.
Nancy-Ann
Thomas F.
Johnson
Dennis
DeParle
Frist
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
Elect William R. Frist
Elect Charles O.
Holliday
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
Elect Ann H. Lamont
Elect Jay O. Light
Elect Geoffrey G.
Meyers
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Michael W.
Michelson
Mgmt
For
For
For
11
12
13
Elect Wayne J. Riley
Elect John W. Rowe
Re-Approval of 2006
Stock Incentive Plan
for Key Employees for
the Purposes of
Section
162(m)
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
14
15
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
16
Shareholder Proposal
Regarding Majority
Vote for Election of
Directors
ShrHoldr
Against
Against
For
________________________________________________________________________________
Honeywell International Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HON
CUSIP 438516106
04/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Elect
William S. Ayer
Kevin Burke
Jaime Chico Pardo
David M. Cote
D. Scott Davis
Linnet F. Deily
Judd Gregg
Clive Hollick
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 333 of 374
9
10
11
Elect Grace D. Lieblein
Elect George Paz
Elect Bradley T.
Sheares
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Elect Robin L.
Washington
Mgmt
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
2016 Stock Incentive
Plan
Mgmt
For
For
For
16
Approval of 2016 Stock
Plan for Non-Employee
Directors
Mgmt
For
For
For
17
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
19
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
________________________________________________________________________________
International Paper Company
Ticker
Security ID:
Meeting Date
Meeting Status
IP
CUSIP 460146103
05/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect David J. Bronczek
Elect William J. Burns
Elect Ahmet C. Dorduncu
Elect Ilene S. Gordon
Elect Jay L. Johnson
Elect Stacey J. Mobley
Elect Joan E. Spero
Elect Mark S. Sutton
Elect John L.
Townsend,
III
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
11
12
13
14
Elect William G. Walter
Elect J. Steven Whisler
Elect Ray G. Young
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Invesco Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
IVZ
CUSIP G491BT108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Joseph R. Canion
Elect Martin L.
Flanagan
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect C. Robert
Henrikson
Mgmt
For
For
For
Page 334 of 374
4
Elect Ben F. Johnson
III
Mgmt
For
For
For
5
Elect Edward P.
Lawrence
Mgmt
For
For
For
6
Elect Sir Nigel
Sheinwald
Mgmt
For
For
For
7
8
Elect Phoebe A. Wood
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
9
2016 Global Equity
Incentive
Plan
Mgmt
For
For
For
10
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
IPG Photonics Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
IPGP
CUSIP 44980X109
06/01/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Valentin P.
Gapontsev
Mgmt
For
For
For
1.2
Elect Eugene
Shcherbakov
Mgmt
For
For
For
1.3
Elect Igor Samartsev
Mgmt
For
For
For
1.4
Elect Michael C. Child
Mgmt
For
For
For
1.5
Elect Henry E. Gauthier Mgmt
For
For
For
1.6
Elect William S. Hurley Mgmt
For
For
For
1.7
Elect Eric Meurice
Mgmt
For
For
For
1.8
Elect John R. Peeler
Mgmt
For
For
For
1.9
Elect Thomas J. Seifert Mgmt
For
For
For
2
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Janus Capital Group Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
JNS
CUSIP 47102X105
04/22/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey J.
Diermeier
Mgmt
For
For
For
2
3
Elect Eugene Flood, Jr.
Elect J. Richard
Fredericks
Mgmt
Mgmt
For
For
For
For
For
For
4
5
Elect Deborah R. Gatzek
Elect Lawrence E.
Kochard
Mgmt
Mgmt
For
For
For
For
For
For
6
Elect Arnold A.
Pinkston
Mgmt
For
For
For
7
8
9
Elect Glenn S. Schafer
Elect Richard M. Weil
Elect Billie I.
Williamson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Elect Tatsusaburo
Yamamoto
Mgmt
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
Page 335 of 374
13
Adoption of Exclusive
Forum
Mgmt
For
Against
Against
________________________________________________________________________________
Jarden Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
JAH
CUSIP 471109108
04/15/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger
Advisory Vote on
Golden
Parachutes
Mgmt
Mgmt
For
For
For
Against
For
Against
3
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Jazz Pharmaceuticals plc
Ticker
Security ID:
Meeting Date
Meeting Status
JAZZ
CUSIP G50871105
07/30/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Peter Gray
Elect Kenneth W.
O’Keefe
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
Elect Elmar Schnee
Elect Catherine A. Sohn
Ratification of Auditor
Authority to
Repurchase
Shares
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
JLL
CUSIP 48020Q107
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Hugo Bague
Elect Samuel A. Di
Piazza,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
10
11
Elect Colin Dyer
Elect DeAnne S. Julius
Elect Ming Lu
Elect Martin H. Nesbitt
Elect Sheila A. Penrose
Elect Ann Marie Petach
Elect Shailesh Rao
Elect Christian Ulbrich
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker
Security ID:
Meeting Date
Meeting Status
JPM
CUSIP 46625H100
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Page 336 of 374
Mgmt
1
2
3
Elect Linda B. Bammann
Elect James A. Bell
Elect Crandall C.
Bowles
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
Elect Stephen B. Burke
Elect James S. Crown
Elect James Dimon
Elect Timothy P. Flynn
Elect Laban P.
Jackson,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
11
12
Elect Michael A. Neal
Elect Lee R. Raymond
Elect William C. Weldon
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
15
Shareholder Proposal
Regarding Counting
Abstentions
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Government
Service
Vesting
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Formation
of Shareholder Value
Committee
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Amendment
to Clawback
Policy
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Linking
Executive Pay to
Social
Factors
ShrHoldr
Against
Against
For
________________________________________________________________________________
Kemper Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
KMPR
CUSIP 488401100
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect George N. Cochran
Elect Kathleen M.
Cronin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Douglas G. Geoga
Elect Robert J. Joyce
Elect Joseph P.
Lacher,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Elect Christopher B.
Sarofim
Mgmt
For
For
For
7
8
9
Elect David P. Storch
Ratification of Auditor
Approval of the
performance goals
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 337 of 374
under the 2011
Omnibus Equity
Plan
________________________________________________________________________________
Lincoln National Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
LNC
CUSIP 534187109
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect William H.
Cunningham
Mgmt
For
For
For
2
Elect George W.
Henderson,
III
Mgmt
For
For
For
3
4
5
6
Elect Eric G. Johnson
Elect M. Leanne Lachman
Elect William P. Payne
Elect Patrick S.
Pittard
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
Elect Isaiah Tidwell
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
10
Shareholder Proposal
Regarding Simple
Majority
Vote
ShrHoldr
Against
For
Against
________________________________________________________________________________
Lowe’s Companies, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
LOW
CUSIP 548661107
05/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
Elect Raul Alvarez
Elect Angela F. Braly
Elect Sandra B. Cochran
Elect Laurie Z. Douglas
Elect Richard W.
Dreiling
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.6
1.7
Elect Robert L. Johnson
Elect Marshall O.
Larsen
Mgmt
Mgmt
For
For
Withhold
For
Against
For
1.8
1.9
1.10
1.11
2
Elect James H Morgan
Elect Robert A. Niblock
Elect Bertram L. Scott
Elect Eric C. Wiseman
Approval of the 2016
Annual Incentive
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
5
Ratification of Auditor
Shareholder Proposal
Regarding
Sustainability
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
6
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
Page 338 of 374
________________________________________________________________________________
Magna International Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MG
CUSIP 559222401
05/05/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Scott B. Bonham
Elect Peter Guy Bowie
Elect J. Trevor Eyton
Elect Barbara Judge
Elect Kurt J. Lauk
Elect Cynthia A.
Niekamp
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.7
Elect Indira V.
Samarasekera
Mgmt
For
For
For
1.8
1.9
Elect Donald J. Walker
Elect Lawrence D.
Worrall
Mgmt
Mgmt
For
For
For
For
For
For
1.10
2
Elect William L. Young
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
4
Amendments to Articles
to Remove Corporate
Constitution
Mgmt
For
For
For
5
Adoption of New Bylaws
Mgmt
For
For
For
________________________________________________________________________________
Managed High Yield Plus Fund Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HYF
CUSIP 561911108
04/21/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Liquidation of the Fund
Mgmt
For
For
For
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MPC
CUSIP 56585A102
04/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect B. Evan Bayh III
Elect Charles E. Bunch
Elect Frank M Semple
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Withhold
For
For
For
For
Against
For
For
For
4
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding Safety and
Environmental
Incidents
ShrHoldr
Against
Against
For
6
Shareholder Proposal
Regarding Reporting
and Reducing
Greenhouse Gas
ShrHoldr
Against
Against
For
Page 339 of 374
Emissions
________________________________________________________________________________
Martin Marietta Materials, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MLM
CUSIP 573284106
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect C. Howard Nye
Elect Laree E. Perez
Elect Dennis L. Rediker
Elect Donald W. Slager
Repeal of Classified
Board
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
6
7
Ratification of Auditor
Amendment to Stock
Based Award
Plan
Mgmt
Mgmt
For
For
For
For
For
For
8
Approval of Executive
Cash Incentive
Plan
Mgmt
For
For
For
9
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
________________________________________________________________________________
Masco Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MAS
CUSIP 574599106
05/09/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Donald R. Parfet
Elect Lisa A. Payne
Elect Reginald M.
Turner,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
5
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
MasterCard Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
MA
CUSIP 57636Q104
06/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Richard
Haythornthwaite
Mgmt
For
For
For
2
3
4
5
Elect Ajay Banga
Elect Silvio Barzi
Elect David R. Carlucci
Elect Steven J.
Freiberg
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
6
Elect Julius
Genachowski
Mgmt
For
For
For
7
8
9
10
11
Elect Merit E. Janow
Elect Nancy J. Karch
Elect Oki Matsumoto
Elect Rima Qureshi
Elect Jose Octavio
Reyes
Lagunes
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 340 of 374
12
13
Elect Jackson P. Tai
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Mckesson Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
MCK
CUSIP 58155Q103
07/29/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Andy D. Bryant
Elect Wayne A. Budd
Elect N. Anthony Coles
Elect John H.
Hammergren
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
Elect Alton F. Irby III
Elect M. Christine
Jacobs
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
11
12
13
Elect Donald R. Knauss
Elect Marie L. Knowles
Elect David M. Lawrence
Elect Edward A. Mueller
Elect Susan R. Salka
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Reapproval of the
Management Cash
Incentive
Plan
Mgmt
For
For
For
15
Adoption of Proxy
Access
Bylaw
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
Against
For
________________________________________________________________________________
Monsanto Company
Ticker
Security ID:
Meeting Date
Meeting Status
MON
CUSIP 61166W101
01/29/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect Gregory H. Boyce
Elect David L. Chicoine
Elect Janice L. Fields
Elect Hugh Grant
Elect Arthur H. Harper
Elect Laura K. Ipsen
Elect Marcos M. Lutz
Elect C. Steven
McMillan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
Elect Jon R. Moeller
Elect William U. Parfet
Mgmt
Mgmt
For
For
For
For
For
For
Page 341 of 374
11
12
13
14
15
Elect George H. Poste
Elect Robert J. Stevens
Elect Patricia Verduin
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
16
Approval of
Performance Goals
Under the Annual
Incentive
Plan
Mgmt
For
For
For
17
Shareholder Proposal
Regarding Risks of
Glyphosate
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
19
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MTS
CUSIP 614115103
07/21/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Richard J.
Bradshaw
Mgmt
For
For
For
1.2
1.3
Elect Victor L. Hymes
Elect Richard H.
Stanton
Mgmt
Mgmt
For
For
For
For
For
For
1.4
Elect Wendell G. Van
Auken
Mgmt
For
For
For
1.5
Elect Nancy E. Wallace
Mgmt
For
For
For
________________________________________________________________________________
Montgomery Street Income Securities, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MTS
CUSIP 614115103
11/16/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Liquidation of the Fund Mgmt
For
For
For
________________________________________________________________________________
Oge Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
OGE
CUSIP 670837103
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect Frank A. Bozich
Elect James H. Brandi
Elect Luke R. Corbett
Elect John D. Groendyke
Elect David L. Hauser
Elect Kirk Humphreys
Elect Robert O. Lorenz
Elect Judy R.
McReynolds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
Elect Sheila G. Talton
Elect Sean Trauschke
Mgmt
Mgmt
For
For
For
For
For
For
Page 342 of 374
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Elimination of
Supermajority
Requirements
Mgmt
For
For
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Old Dominion Freight Line, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ODFL
CUSIP 679580100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Earl E. Congdon
Elect David S. Congdon
Elect John R. Congdon,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
Elect Robert G. Culp,
III
Mgmt
For
For
For
1.5
Elect Bradley R.
Gabosch
Mgmt
For
For
For
1.6
1.7
1.8
1.9
2
Elect Patrick D. Hanley
Elect John D. Kasarda
Elect Leo H. Suggs
Elect D. Michael Wray
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
2016 Stock Incentive
Plan
Mgmt
For
For
For
4
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Orbital ATK Inc
Ticker
Security ID:
Meeting Date
Meeting Status
OA
CUSIP 68557N103
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
Elect Kevin P. Chilton
Elect Roxanne Decyk
Elect Martin C. Faga
Elect Lennard A. Fisk
Elect Ronald R.
Fogleman
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
For
Against
For
For
Against
For
Against
For
For
6
7
8
9
10
11
Elect Robert M. Hanisee
Elect Ronald Kadish
Elect Tig H. Krekel
Elect Douglas L. Maine
Elect Roman Martinez IV
Elect Janice I.
Obuchowski
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
Against
Against
For
Against
Against
For
Against
Against
For
12
13
Elect James G. Roche
Elect Harrison H.
Schmitt
Mgmt
Mgmt
For
For
For
For
For
For
14
15
16
Elect David W. Thompson
Elect Scott L. Webster
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 343 of 374
17
Executive Officer
Incentive
Plan
Mgmt
For
For
For
18
2016 Employee Stock
Purchase
Plan
Mgmt
For
For
For
19
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
PBF Energy Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
PBF
CUSIP 69318G106
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Thomas D.
O’Malley
Mgmt
For
For
For
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
2
3
Elect Spencer Abraham
Elect Wayne A. Budd
Elect S. Eugene Edwards
Elect William E. Hantke
Elect Dennis M. Houston
Elect Edward F. Kosnik
Elect Robert J. Lavinia
Elect Eija Malmivirta
Elect Thomas J. Nimbley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
4
Amendment to the 2012
Equity Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Precision Castparts Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
PCP
CUSIP 740189105
08/17/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
Elect Peter B. Delaney
Elect Mark Donegan
Elect Don R. Graber
Elect Lester L. Lyles
Elect Vernon E. Oechsle
Elect James F. Palmer
Elect Rick Schmidt
Elect Richard L.
Wambold
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
Elect Timothy A. Wicks
Elect Janet C.
Wolfenbarger
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
Against
For
Against
13
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
RCL
CUSIP V7780T103
05/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Page 344 of 374
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Against
Mgmt
1
2
3
4
Elect John F.
Elect Richard
Elect William
Elect Maritza
Montiel
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
Elect Ann S. Moore
Elect Eyal M. Ofer
Elect Thomas J.
Pritzker
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
9
10
11
12
Elect William K. Reilly
Elect Bernt Reitan
Elect Vagn Ove Sorensen
Elect Donald Thompson
Elect Arne Alexander
Wilhelmsen
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
14
Amendment to the 2008
Equity Incentive
Plan
Mgmt
For
For
For
15
16
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
N/A
For
For
For
N/A
Brock
D. Fain
L. Kimsey
Gomez
________________________________________________________________________________
Ryder System, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
R
CUSIP 783549108
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Robert J. Eck
Elect Tamara L.
Lundgren
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect Abbie J. Smith
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
Amendment to the 2012
Equity and Incentive
Compensation
Plan
Mgmt
For
For
For
7
Amendment to the Stock
Purchase
Plan
Mgmt
For
For
For
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker
Security ID:
Meeting Date
Meeting Status
SLB
CUSIP 806857108
04/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Peter L.S. Currie
Elect V. Maureen
Kempston
Darkes
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Paal Kibsgaard
Elect Nikolay
Kudryavtsev
Mgmt
Mgmt
For
For
For
For
For
For
Page 345 of 374
5
6
7
8
9
10
11
Elect Michael E. Marks
Elect Indra K. Nooyi
Elect Lubna S. Olayan
Elect Leo Rafael Reif
Elect Tore I. Sandvold
Elect Henri Seydoux
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
For
Against
Against
For
For
For
Against
For
Against
12
Approval of Financials
Statements/Dividends
Mgmt
For
For
For
13
14
Ratification of Auditor
Amendments to Articles
of
Incorporation
Mgmt
Mgmt
For
For
For
For
For
For
15
Ratification of Board
Size
Mgmt
For
For
For
16
Amendment to the
French Sub Plan Under
the 2010 Omnibus
Stock Incentive
Plan
Mgmt
For
For
For
________________________________________________________________________________
Sempra Energy
Ticker
Security ID:
Meeting Date
Meeting Status
SRE
CUSIP 816851109
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Alan L. Boeckmann
Elect Kathleen L. Brown
Elect Pablo A. Ferrero
Elect William D. Jones
Elect William G. Ouchi
Elect Debra L. Reed
Elect William C.
Rusnack
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
Against
Against
For
For
For
For
For
Against
Against
For
For
For
For
8
Elect William P.
Rutledge
Mgmt
For
Against
Against
9
10
11
12
13
Elect Lynn Schenk
Elect Jack T. Taylor
Elect James C. Yardley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
Against
Against
For
For
Against
Against
Against
For
For
________________________________________________________________________________
Sherwin-Williams Company
Ticker
Security ID:
Meeting Date
Meeting Status
SHW
CUSIP 824348106
04/20/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Arthur F. Anton
Elect Christopher M.
Connor
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
6
7
8
9
Elect
Elect
Elect
Elect
Elect
Elect
Elect
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
David F. Hodnik
Thomas G. Kadien
Richard J. Kramer
Susan J. Kropf
John G. Morikis
Christine A. Poon
John M. Stropki,
Page 346 of 374
10
11
12
Elect Matthew Thornton
Elect Steven H. Wunning
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Amendment to the 2006
Stock Plan for
Nonemployee
Directors
Mgmt
For
For
For
14
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Signature Bank
Ticker
Security ID:
Meeting Date
Meeting Status
SBNY
CUSIP 82669G104
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect John Tamberlane
Elect Judith Huntington
Elect Derrick D. Cephas
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Signet Jewelers Limited
Ticker
Security ID:
Meeting Date
Meeting Status
SIG
CUSIP G81276100
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
Elect H. Todd Stitzer
Elect Virginia Drosos
Elect Dale W. Hilpert
Elect Mark Light
Elect Helen McCluskey
Elect Marianne Miller
Parrs
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Thomas G.
Plaskett
Mgmt
For
For
For
8
9
10
11
12
Elect Robert Stack
Elect Eugenia Ulasewicz
Elect Russell Walls
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Skechers U.S.A., Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SKX
CUSIP 830566105
05/25/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
Elect Michael Greenberg
Elect David Weinberg
Elect Jeffrey Greenberg
Amendment to the 2006
Annual Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Withhold
For
For
For
Against
For
For
3
Shareholder Proposal
Regarding Board
Diversity
ShrHoldr
Against
For
Against
________________________________________________________________________________
Page 347 of 374
Spectra Energy Corp.
Ticker
Security ID:
SE
CUSIP 847560109
Meeting Type
Annual
Issue No. Description
Meeting Date
04/26/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1
2
3
4
5
6
Elect Gregory L. Ebel
Elect F. Anthony Comper
Elect Austin A. Adams
Elect Joseph Alvarado
Elect Pamela L. Carter
Elect Clarence P.
Cazalot,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Peter B. Hamilton
Elect Miranda C. Hubbs
Elect Michael McShane
Elect Michael G. Morris
Elect Michael E.J.
Phelps
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Ratification of Auditor
Amendment to the 2007
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
14
Amendment to the
Executive Short-Term
Incentive
Plan
Mgmt
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Strategic Global Income Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
SGL
CUSIP 862719101
03/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Richard Q.
Armstrong
Mgmt
For
For
For
1.2
1.3
2
Elect Alan S. Bernikow
Elect David Malpass
Liquidation of the Fund
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
SVB Financial Group
Ticker
Security ID:
Meeting Date
Meeting Status
SIVB
CUSIP 78486Q101
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect
Elect
Elect
Elect
Elect
Elect
Greg W. Becker
Eric A. Benhamou
David M. Clapper
Roger F. Dunbar
Joel P. Friedman
Lata Krishnan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 348 of 374
1.7
Elect Jeffrey N.
Maggioncalda
Mgmt
For
For
For
1.8
1.9
1.10
1.11
2
Elect Mary J. Miller
Elect Kate D. Mitchell
Elect John F. Robinson
Elect Garen K. Staglin
1999 Employee Stock
Purchase
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
4
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Synaptics Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
SYNA
CUSIP 87157D109
10/20/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Jeffrey D.
Buchanan
Mgmt
For
For
For
2
3
4
Elect Keith B. Geeslin
Elect James L. Whims
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
Ratification of Auditor
Amendment to the 2010
Incentive
Compensation
Plan
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Synchronoss Technologies Inc
Ticker
Security ID:
Meeting Date
Meeting Status
SNCR
CUSIP 87157B103
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect James M.
McCormick
Mgmt
For
For
For
1.2
2
3
Elect Donnie M. Moore
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
T-Mobile US, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TMUS
CUSIP 872590104
06/16/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect W. Michael Barnes
Elect Thomas
Dannenfeldt
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
Elect Srikant M. Datar
Elect Lawrence H.
Guffey
Mgmt
Mgmt
For
For
For
For
For
For
1.5
1.6
Elect Timotheus Hottges
Elect Bruno
Jacobfeuerborn
Mgmt
Mgmt
For
For
For
For
For
For
Page 349 of 374
1.7
1.8
1.9
1.10
1.11
Elect Raphael Kubler
Elect Thorsten Langheim
Elect John J. Legere
Elect Teresa A. Taylor
Elect Kelvin R.
Westbrook
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
2
3
Ratification of Auditor
Shareholder Proposal
Regarding Proxy
Access
Mgmt
ShrHoldr
For
Against
For
For
For
Against
4
Shareholder Proposal
Regarding
Compensation in the
Event of a Change in
Control
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding Recoupment
of Unearned
Bonuses
ShrHoldr
Against
Against
For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker
Security ID:
Meeting Date
Meeting Status
TEL
CUSIP H84989104
03/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Pierre R.
Brondeau
Mgmt
For
For
For
2
Elect Terrence R.
Curtin
Mgmt
For
For
For
3
4
5
Elect Carol A. Davidson
Elect Juergen W. Gromer
Elect William A.
Jeffrey
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
8
9
10
11
Elect Thomas J. Lynch
Elect Yong Nam
Elect Daniel J. Phelan
Elect Paula A. Sneed
Elect Mark C. Trudeau
Elect John C. Van
Scoter
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Elect Laura H. Wright
Elect Thomas J. Lynch
as
Chairman
Mgmt
Mgmt
For
For
For
For
For
For
14
15
16
Elect Daniel J. Phelan
Elect Paula A. Sneed
Elect John C. Van
Scoter
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
17
Appointment of the
Independent
Proxy
Mgmt
For
For
For
18
Approval of Annual
Report
Mgmt
For
For
For
19
Approval of Statutory
Financial
Statements
Mgmt
For
For
For
20
Approval of
Consolidated
Financial
Statements
Mgmt
For
For
For
21
Release of Board of
Directors and
Mgmt
For
For
For
Page 350 of 374
Executive
Officers
22
Appoint Deloitte and
Touche as
auditor
Mgmt
For
For
For
23
Appoint Deloitte AG,
Zurich as Swiss
registered
auditor
Mgmt
For
For
For
24
Appoint
PricewaterhouseCoopers
AG, Zurich as Special
Auditor
Mgmt
For
For
For
25
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
26
27
28
Executive Compensation
Board Compensation
Appropriation of
Earnings
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
29
30
Declaration of Dividend
Authority to
Repurchase
Shares
Mgmt
Mgmt
For
For
For
For
For
For
31
Increase in Authorized
Capital
Mgmt
For
For
For
32
Reduction of Share
Capital Under the
Share Repurchase
Program
Mgmt
For
For
For
33
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
The Home Depot, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
HD
CUSIP 437076102
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Gerard J. Arpey
Elect Ari Bousbib
Elect Gregory D.
Brenneman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
6
7
8
9
10
11
12
13
14
Elect J. Frank Brown
Elect Albert P. Carey
Elect Armando Codina
Elect Helena B. Foulkes
Elect Linda R. Gooden
Elect Wayne M. Hewett
Elect Karen Katen
Elect Craig A. Menear
Elect Mark Vadon
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
15
Shareholder Proposal
Regarding Employment
Diversity
Report
ShrHoldr
Against
Against
For
16
Shareholder Proposal
Regarding Right to
Call a Special
Meeting
ShrHoldr
Against
For
Against
Page 351 of 374
________________________________________________________________________________
The Ultimate Software Group, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ULTI
CUSIP 90385D107
05/16/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Scott Scherr
Elect Alois T. Leiter
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Against
For
For
For
Against
5
Amendment to the 2005
Equity and Incentive
Plan
Mgmt
For
Against
Against
________________________________________________________________________________
Time Warner Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TWX
CUSIP 887317303
06/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect James L.
Barksdale
Mgmt
For
For
For
2
3
4
Elect William P. Barr
Elect Jeffrey L. Bewkes
Elect Stephen F.
Bollenbach
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
7
Elect Robert C. Clark
Elect Mathias Dopfner
Elect Jessica P.
Einhorn
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Carlos M.
Gutierrez
Mgmt
For
For
For
9
10
11
12
13
Elect Fred Hassan
Elect Paul D. Wachter
Elect Deborah C. Wright
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Transamerica Income Shares, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TAI
CUSIP 893506105
11/06/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Reorganization
Mgmt
For
For
For
________________________________________________________________________________
Tyson Foods, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
TSN
CUSIP 902494103
02/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect John H. Tyson
Elect Gaurdie E.
Banister,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
Page 352 of 374
3
4
5
6
7
8
9
10
Elect Mike Beebe
Elect Mikel A. Durham
Elect Kevin M. McNamara
Elect Brad T. Sauer
Elect Donnie Smith
Elect Robert Thurber
Elect Barbara A. Tyson
Renewal of the Annual
Incentive
Compensation
Plan
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
11
12
Ratification of Auditor
Shareholder Proposal
Regarding Gestation
Crates
Mgmt
ShrHoldr
For
Against
For
For
For
Against
13
Shareholder Proposal
Regarding Water
Stewardship
Policy
ShrHoldr
Against
For
Against
14
Shareholder Proposal
Regarding Independent
Board
Chair
ShrHoldr
Against
For
Against
15
Shareholder Proposal
Regarding
Recapitalization
ShrHoldr
Against
For
Against
16
Shareholder Proposal
Regarding Report on
Working
Conditions
ShrHoldr
Against
For
Against
17
Shareholder Proposal
Regarding Lobbying
Expenditures
ShrHoldr
Against
For
Against
________________________________________________________________________________
U.S. Bancorp
Ticker
Security ID:
Meeting Date
Meeting Status
USB
CUSIP 902973304
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Douglas M.
Baker,
Jr.
Mgmt
For
For
For
2
3
4
Elect Warner L. Baxter
Elect Marc N. Casper
Elect Arthur D.
Collins,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
6
Elect Richard K. Davis
Elect Kimberly J.
Harris
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Roland A.
Hernandez
Mgmt
For
For
For
8
9
10
11
12
13
14
15
16
Elect Doreen Woo Ho
Elect Olivia F. Kirtley
Elect Karen S. Lynch
Elect David B. O’Maley
Elect O’dell M. Owens
Elect Craig D. Schnuck
Elect Scott W. Wine
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
17
Shareholder Proposal
ShrHoldr
Against
For
Against
Page 353 of 374
Regarding Independent
Chairman
18
Shareholder Proposal
Regarding Retention
of Shares Until
Retirement
ShrHoldr
Against
Against
For
________________________________________________________________________________
Union Pacific Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
UNP
CUSIP 907818108
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Andrew H. Card,
Jr.
Mgmt
For
For
For
2
Elect Erroll B. Davis,
Jr.
Mgmt
For
For
For
3
4
5
6
7
Elect David B. Dillon
Elect Lance M. Fritz
Elect Charles C. Krulak
Elect Jane H. Lute
Elect Michael R.
McCarthy
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
Elect Michael W.
McConnell
Mgmt
For
For
For
9
Elect Thomas F.
McLarty
III
Mgmt
For
For
For
10
11
Elect Steven R. Rogel
Elect Jose H.
Villarreal
Mgmt
Mgmt
For
For
For
For
For
For
12
13
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
14
Shareholder Proposal
Regarding Retention
of Shares Until
Normal Retirement
Age
ShrHoldr
Against
Against
For
15
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
United Continental Holdings, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
UAL
CUSIP 910047109
06/08/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Carolyn Corvi
Elect Jane C. Garvey
Elect Barnaby "Barney"
M.
Harford
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
5
Elect Walter Isaacson
Elect James A.C.
Kennedy
Mgmt
Mgmt
For
For
For
For
For
For
6
7
8
Elect Robert A. Milton
Elect Oscar Munoz
Elect William R. Nuti
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Page 354 of 374
9
10
Elect Edward L. Shapiro
Elect Laurence E.
Simmons
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Elect David J. Vitale
Elect James M.
Whitehurst
Mgmt
Mgmt
For
For
For
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
Virtus Investment Partners Inc
Ticker
Security ID:
Meeting Date
Meeting Status
DCA
CUSIP 92829A103
06/02/2016
Take No Action
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
2
Elect Thomas F. Mann
Shareholder Proposal
Regarding Liquidation
of the
Fund
Mgmt
ShrHoldr
For
Against
TNA
TNA
N/A
N/A
________________________________________________________________________________
Virtus Investment Partners Inc
Ticker
Security ID:
Meeting Date
Meeting Status
DCA
CUSIP 92829A103
06/02/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
2
Elect Andrew Dakos
Shareholder Proposal
Regarding Liquidation
of the
Fund
Mgmt
ShrHoldr
N/A
N/A
For
For
N/A
N/A
________________________________________________________________________________
Visa Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
V
CUSIP 92826C839
02/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect Lloyd A. Carney
Elect Mary B. Cranston
Elect Francisco Javier
Fernandez-Carbajal
Mgmt
Mgmt
Mgmt
For
For
For
For
Against
For
For
Against
For
4
Elect Alfred F. Kelly,
Jr.
Mgmt
For
For
For
5
Elect Robert W.
Matschullat
Mgmt
For
For
For
6
7
Elect Cathy E. Minehan
Elect Suzanne Nora
Johnson
Mgmt
Mgmt
For
For
For
For
For
For
8
9
10
Elect David J. Pang
Elect Charles W. Scharf
Elect John A.C.
Swainson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
Elect Maynard G. Webb,
Jr.
Mgmt
For
For
For
12
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
Page 355 of 374
13
Approval of the 2007
Equity Incentive
Compensation Plan as
Amended and
Restated
Mgmt
For
For
For
14
Amendment to the Visa
Inc. Incentive
Plan
Mgmt
For
For
For
15
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
WageWorks, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WAGE
CUSIP 930427109
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Jerome D.
Gramaglia
Mgmt
For
For
For
1.2
2
Elect Robert L. Metzger
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WBA
CUSIP 931427108
01/27/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
8
9
Elect Janice M. Babiak
Elect David J. Brailer
Elect William C. Foote
Elect Ginger L. Graham
Elect John A. Lederer
Elect Dominic P. Murphy
Elect Stefano Pessina
Elect Barry Rosenstein
Elect Leonard D.
Schaeffer
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
10
Elect Nancy M.
Schlichting
Mgmt
For
For
For
11
12
Elect James A. Skinner
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Wells Fargo and Company
Ticker
Security ID:
Meeting Date
Meeting Status
WFC
CUSIP 949746101
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect John D. Baker II
Elect Elaine L. Chao
Elect John S. Chen
Elect Lloyd H. Dean
Elect Elizabeth A. Duke
Elect Susan E. Engel
Elect Enrique
Hernandez,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 356 of 374
8
9
Elect Donald M. James
Elect Cynthia H.
Milligan
Mgmt
Mgmt
For
For
For
For
For
For
10
11
12
13
14
15
Elect Federico F. Pena
Elect James H. Quigley
Elect Stephen W. Sanger
Elect John G. Stumpf
Elect Susan G. Swenson
Elect Suzanne M.
Vautrinot
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
16
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
17
18
Ratification of Auditor
Shareholder Proposal
Regarding Independent
Board
Chairman
Mgmt
ShrHoldr
For
Against
For
For
For
Against
19
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Whirlpool Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WHR
CUSIP 963320106
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Samuel R. Allen
Elect Marc R. Bitzer
Elect Gary T. DiCamillo
Elect Diane M. Dietz
Elect Gerri T. Elliott
Elect Jeff M. Fettig
Elect Michael F.
Johnston
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
Elect John D. Liu
Elect Harish M. Manwani
Elect William D. Perez
Elect Michael D. White
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Winthrop Realty Trust
Ticker
Security ID:
Meeting Date
Meeting Status
FUR
CUSIP 976391300
05/17/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Michael L. Ashner
Elect Arthur Blasberg,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
Elect Howard Goldberg
Elect Thomas F.
McWilliams
Mgmt
Mgmt
For
For
For
For
For
For
1.5
1.6
1.7
2
Elect Lee Seidler
Elect Carolyn Tiffany
Elect Steven Zalkind
Ratification of Auditor
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
Wyndham Worldwide Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
WYN
CUSIP 98310W108
05/10/2016
Voted
Page 357 of 374
Meeting Type
Annual
Issue No. Description
Country of Trade
United States
Proponent Mgmt Rec
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
Elect Stephen P. Holmes
Elect Myra J. Biblowit
Elect James E. Buckman
Elect George Herrera
Elect Brian Mulroney
Elect Pauline D.E.
Richards
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
Withhold
For
For
For
For
For
Against
For
For
1.7
Elect Michael H.
Wargotz
Mgmt
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
XL Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
XL
CUSIP G98290102
05/13/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Ramani Ayer
Elect Stephen J.O.
Catlin
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect Dale R. Comey
Elect Claus-Michael
Dill
Mgmt
Mgmt
For
For
For
For
For
For
5
6
Elect Robert R. Glauber
Elect Edward J. Kelly,
III
Mgmt
Mgmt
For
For
For
For
For
For
7
Elect Suzanne B.
Labarge
Mgmt
For
For
For
8
9
10
Elect Joseph Mauriello
Elect Eugene M. McQuade
Elect Michael S.
McGavick
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
11
12
13
14
Elect Clayton S. Rose
Elect Anne L. Stevens
Elect John M. Vereker
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
Against
Against
16
Authority to Issue
Shares w/ Preemptive
Rights
Mgmt
For
For
For
17
Authority to Issue
Shares w/o Preemptive
Rights
Mgmt
For
For
For
18
Amendment to the 1991
Performance Incentive
Program
Mgmt
For
For
For
Page 358 of 374
________________________________________________________________________________
XL Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
XL
CUSIP G98290102
06/23/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
EGM Scheme of
Arrangement
Proposal
Mgmt
For
For
For
2
Capital Reduction
Proposal
Mgmt
For
For
For
3
Subsidiary Share
Acquisition
Proposal
Mgmt
For
For
For
4
Directors’ Allotment
Authority
Proposal
Mgmt
For
For
For
5
Ireland Reserve
Application
Proposal
Mgmt
For
For
For
6
Ireland Memorandum
Amendment
Proposal
Mgmt
For
For
For
7
Ireland Articles
Amendment
Proposal
Mgmt
For
For
For
8
Bermuda Bye-Law
Amendment Threshold
Proposal
Mgmt
For
For
For
9
Bermuda Merger and
Amalgamation
Threshold
Proposal
Mgmt
For
For
For
10
Bermuda Repurchase
Right
Proposal
Mgmt
For
For
For
11
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
XL Group plc
Ticker
Security ID:
Meeting Date
Meeting Status
XL
CUSIP G98290111
06/23/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Redomestication from
Ireland to
Bermuda
Mgmt
For
For
For
2
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Zweig Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
ZF
CUSIP 989834205
06/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect George R. Aylward
Elect William H.
Mgmt
Mgmt
For
For
For
For
For
For
Page 359 of 374
Wright
II
________________________________________________________________________________
Zweig Total Return Fund Inc
Ticker
Security ID:
Meeting Date
Meeting Status
ZTR
CUSIP 989837208
06/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect George R. Aylward
Elect William H.
Wright
II
Mgmt
Mgmt
For
For
For
For
For
For
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name : ICON Utilities Fund
Date of reporting period: 07/01/2015 - 06/30/2016
________________________________________________________________________________
AES Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AES
CUSIP 00130H105
04/21/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Andres R. Gluski
Elect Charles L.
Harrington
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Kristina M.
Johnson
Mgmt
For
For
For
4
5
6
7
8
Elect
Elect
Elect
Elect
Elect
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
9
10
Elect Moises Naim
Elect Charles O.
Rossotti
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
13
Shareholder Proposal
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
ShrHoldr
Against
For
Against
Tarun Khanna
Holly K. Koeppel
Philip Lader
James H. Miller
John B. Morse,
________________________________________________________________________________
Allete, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
ALE
CUSIP 018522300
05/10/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 360 of 374
1
2
Elect Kathryn W. Dindo
Elect Sidney W. Emery,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect George G.
Goldfarb
Mgmt
For
For
For
4
Elect James S. Haines,
Jr.
Mgmt
For
For
For
5
6
7
Elect Alan R. Hodnik
Elect James J. Hoolihan
Elect Heidi E.
Jimmerson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Madeleine W.
Ludlow
Mgmt
For
For
For
9
10
11
Elect Douglas C. Neve
Elect Leonard C. Rodman
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Ameren Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
AEE
CUSIP 023608102
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Warner L. Baxter
Elect Catherine S.
Brune
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Elect J. Edward Coleman
Elect Ellen M.
Fitzsimmons
Mgmt
Mgmt
For
For
For
For
For
For
5
6
7
Elect Rafael Flores
Elect Walter J. Galvin
Elect Richard J.
Harshman
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect Gayle P.W.
Jackson
Mgmt
For
For
For
9
10
Elect James C. Johnson
Elect Steven H.
Lipstein
Mgmt
Mgmt
For
For
For
For
For
For
11
12
Elect Stephen R. Wilson
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
13
14
Ratification of Auditor
Shareholder Proposal
Regarding Renewable
Energy
Report
Mgmt
ShrHoldr
For
Against
For
Against
For
For
15
Shareholder Proposal
Regarding Retention
of Shares After
Retirement
ShrHoldr
Against
Against
For
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
AEP
CUSIP 025537101
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 361 of 374
1
2
3
Elect Nicholas K. Akins
Elect David J. Anderson
Elect J. Barnie
Beasley,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Ralph D. Crosby,
Jr.
Mgmt
For
For
For
5
Elect Linda A.
Goodspeed
Mgmt
For
For
For
6
7
8
Elect Thomas E. Hoaglin
Elect Sandra Beach Lin
Elect Richard C.
Notebaert
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
9
Elect Lionel L. Nowell
III
Mgmt
For
For
For
10
Elect Stephen S.
Rasmussen
Mgmt
For
For
For
11
Elect Oliver G.
Richard,
III
Mgmt
For
For
For
12
Elect Sara Martinez
Tucker
Mgmt
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
________________________________________________________________________________
AT and T Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
T
CUSIP 00206R102
04/29/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Randall L.
Stephenson
Mgmt
For
For
For
2
Elect Samuel A. Di
Piazza,
Jr.
Mgmt
For
For
For
3
4
5
6
Elect Richard W. Fisher
Elect Scott T. Ford
Elect Glenn H. Hutchins
Elect William E.
Kennard
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
7
Elect Michael
McCallister
Mgmt
For
For
For
8
9
10
11
12
Elect Beth E. Mooney
Elect Joyce M. Roche
Elect Matthew K. Rose
Elect Cynthia B. Taylor
Elect Laura D’Andrea
Tyson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
Approval of the 2016
Incentive
Plan
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
ShrHoldr
Against
Against
For
Page 362 of 374
Contributions and
Expenditures
Report
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
18
Shareholder Proposal
Regarding Independent
Board
Chairman
ShrHoldr
Against
For
Against
________________________________________________________________________________
BCE Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
BCE
CUSIP 05534B760
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Barry K. Allen
Elect Ronald A.
Brenneman
Mgmt
Mgmt
For
For
For
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
Elect Sophie Brochu
Elect Robert E. Brown
Elect George A. Cope
Elect David F. Denison
Elect Robert P. Dexter
Elect Ian Greenberg
Elect Kathrine Lee
Elect Monique F. Leroux
Elect Gordon M. Nixon
Elect Calin Rovinescu
Elect Robert C.
Simmonds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.14
2
3
Elect Paul R. Weiss
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Senior
Management Gender
Equality
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding
Reconstituting the
Compensation
Committee
ShrHoldr
Against
Against
For
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
CNP
CUSIP 15189T107
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Milton Carroll
Elect Michael P.
Johnson
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Janiece M.
Longoria
Mgmt
For
For
For
4
5
6
Elect Scott J. McLean
Elect Theodore F. Pound
Elect Scott M.
Prochazka
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
7
8
Elect Susan O. Rheney
Elect Phillip R. Smith
Mgmt
Mgmt
For
For
For
For
For
For
Page 363 of 374
9
10
11
Elect Peter S. Wareing
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Approval of Exclusive
Forum
Provision
Mgmt
For
Against
Against
________________________________________________________________________________
CMS Energy Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
CMS
CUSIP 125896100
05/06/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
5
6
7
Elect Jon E. Barfield
Elect Deborah H. Butler
Elect Kurt L. Darrow
Elect Stephen E. Ewing
Elect Richard M. Gabrys
Elect William D. Harvey
Elect Philip R.
Lochner,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
8
9
10
11
12
13
Elect Patricia K. Poppe
Elect John G. Russell
Elect Myrna M. Soto
Elect John G. Sznewajs
Elect Laura H. Wright
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Dominion Resources, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
D
CUSIP 25746U109
05/11/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
Elect William P. Barr
Elect Helen E. Dragas
Elect James O. Ellis,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
4
Elect Thomas F.
Farrell
II
Mgmt
For
For
For
5
6
7
8
Elect John W. Harris
Elect Mark J. Kington
Elect Pamela L. Royal
Elect Robert H.
Spilman,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
9
Elect Michael E.
Szymanczyk
Mgmt
For
For
For
10
11
12
Elect David A. Wollard
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
13
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
14
Shareholder Proposal
ShrHoldr
Against
Against
For
Page 364 of 374
Regarding Financial
Analysis of North Ana
3
Construction
15
Shareholder Proposal
Regarding Right to
Act by Written
Consent
ShrHoldr
Against
For
Against
16
Shareholder Proposal
Regarding Climate
Change Expertise on
Board
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Financial
Risks of Climate
Change
ShrHoldr
Against
Against
For
18
Shareholder Proposal
Regarding Reporting
on Company Climate
Change Policies and
Technological
Advances
ShrHoldr
Against
Against
For
________________________________________________________________________________
DTE Energy Company
Ticker
Security ID:
Meeting Date
Meeting Status
DTE
CUSIP 233331107
05/05/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Gerard M.
Anderson
Mgmt
For
For
For
1.2
1.3
Elect David A. Brandon
Elect W. Frank
Fountain,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
1.4
Elect Charles G.
McClure
Mgmt
For
For
For
1.5
1.6
1.7
Elect Gail J. McGovern
Elect Mark A. Murray
Elect James B.
Nicholson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.8
Elect Charles W.
Pryor,
Jr.
Mgmt
For
For
For
1.9
1.10
1.11
1.12
Elect Josue Robles, Jr.
Elect Ruth G. Shaw
Elect David A. Thomas
Elect James H.
Vandenberghe
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Corporate
Political
Spending
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Duke Energy Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
Page 365 of 374
DUK
CUSIP 26441C204
Meeting Type
Annual
Issue No. Description
05/05/2016
Country of Trade
United States
Proponent Mgmt Rec
Voted
Vote Cast
For/Against
Mgmt
1.1
Elect Michael J.
Angelakis
Mgmt
For
For
For
1.2
Elect Michael G.
Browning
Mgmt
For
For
For
1.3
1.4
1.5
1.6
1.7
1.8
Elect
Elect
Elect
Elect
Elect
Elect
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
Elect William E.
Kennard
Mgmt
For
For
For
1.10
1.11
Elect E. Marie McKee
Elect Charles W.
Moorman,
IV
Mgmt
Mgmt
For
For
For
For
For
For
1.12
Elect Carlos A.
Saladrigas
Mgmt
For
For
For
2
3
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
4
Shareholder Proposal
Regarding Elimination
of Supermajority
Voting
Provisions
ShrHoldr
Against
Against
For
5
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
For
Against
Daniel R. DiMicco
John H. Forsgren
Lynn J. Good
Ann M. Gray
John T. Herron
James B. Hyler,
________________________________________________________________________________
Edison International
Ticker
Security ID:
Meeting Date
Meeting Status
EIX
CUSIP 281020107
04/28/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Jagjeet S. Bindra
Elect Vanessa C.L.
Chang
Mgmt
Mgmt
For
For
For
For
For
For
3
Elect Theodore F.
Craver,
Jr.
Mgmt
For
For
For
4
5
Elect James T. Morris
Elect Richard T.
Schlosberg,
III
Mgmt
Mgmt
For
For
For
For
For
For
6
7
Elect Linda G. Stuntz
Elect William P.
Sullivan
Mgmt
Mgmt
For
For
Against
For
Against
For
8
9
10
11
12
Elect Ellen O. Tauscher
Elect Peter J. Taylor
Elect Brett White
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
Page 366 of 374
13
Amendment to the 2007
Performance Incentive
Plan
Mgmt
For
For
For
14
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
Against
For
________________________________________________________________________________
Eversource Energy
Ticker
Security ID:
Meeting Date
Meeting Status
ES
CUSIP 30040W108
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect John S. Clarkeson
Elect Cotton M.
Cleveland
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect Sanford Cloud,
Jr.
Mgmt
For
For
For
1.4
1.5
1.6
Elect James S. DiStasio
Elect Francis A. Doyle
Elect Charles K.
Gifford
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.7
1.8
Elect Paul A. La Camera
Elect Kenneth R.
Leibler
Mgmt
Mgmt
For
For
For
For
For
For
1.9
1.10
Elect Thomas J. May
Elect William C. Van
Faasen
Mgmt
Mgmt
For
For
For
For
For
For
1.11
Elect Frederica M.
Williams
Mgmt
For
For
For
1.12
2
Elect Dennis R. Wraase
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Great Plains Energy Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
GXP
CUSIP 391164100
05/03/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Terry Bassham
Elect David L. Bodde
Elect Randall C.
Ferguson,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
1.7
1.8
1.9
2
Elect Gary D. Forsee
Elect Scott D. Grimes
Elect Thomas D. Hyde
Elect James A. Mitchell
Elect Ann D. Murtlow
Elect John J. Sherman
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Amendment to the
Long-Term Incentive
Plan
Mgmt
For
For
For
4
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Page 367 of 374
Magellan Midstream Partners, L.P.
Ticker
Security ID:
MMP
CUSIP 559080106
Meeting Type
Annual
Issue No. Description
Meeting Date
04/21/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
2
Elect Walter R. Arnheim
Elect Patrick C. Eilers
Amendment to the
Long-Term Incentive
Plan
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Monolithic Power Systems, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
MPWR
CUSIP 609839105
06/16/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
2
3
Elect Michael R. Hsing
Elect Herbert Chang
Elect Eugen Elmiger
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
________________________________________________________________________________
NextEra Energy, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
NEE
CUSIP 65339F101
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect Sherry S. Barrat
Elect James L. Camaren
Elect Kenneth B. Dunn
Elect Naren K.
Gursahaney
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
5
6
7
8
9
10
11
Elect Kirk S. Hachigian
Elect Toni Jennings
Elect Amy B. Lane
Elect James L. Robo
Elect Rudy E. Schupp
Elect John L. Skolds
Elect William H.
Swanson
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
Elect Hansel E. Tookes
II
Mgmt
For
For
For
13
14
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
15
Reapproval of material
terms of the 2011
Long Term Incentive
Plan
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
For
Against
Page 368 of 374
17
Shareholder Proposal
Regarding Proxy
Access
ShrHoldr
Against
For
Against
18
Shareholder Proposal
on Sea Level Rise
Risks
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
Nippon Telegraph And Telephone Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
9432
CUSIP 654624105
06/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Allocation of
Profits/Dividends
Mgmt
For
For
For
2
3
4
Elect Satoshi Miura
Elect Hiroo Unoura
Elect Hiromichi
Shinohara
Mgmt
Mgmt
Mgmt
For
For
For
Against
For
For
Against
For
For
5
6
Elect Jun Sawada
Elect Mitsuyoshi
Kobayashi
Mgmt
Mgmt
For
For
For
For
For
For
7
8
9
10
11
12
13
Elect Akira Shimada
Elect Tsunehisa Okuno
Elect Hiroki Kuriyama
Elect Takashi Hiroi
Elect Eiichi Sakamoto
Elect Katsuhiko Shirai
Elect Sadayuki
Sakakibara
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
14
Elect Takao Maezawa as
Statutory
Auditor
Mgmt
For
For
For
________________________________________________________________________________
Oge Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
OGE
CUSIP 670837103
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
Elect Frank A. Bozich
Elect James H. Brandi
Elect Luke R. Corbett
Elect John D. Groendyke
Elect David L. Hauser
Elect Kirk Humphreys
Elect Robert O. Lorenz
Elect Judy R.
McReynolds
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
1.9
1.10
2
3
Elect Sheila G. Talton
Elect Sean Trauschke
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
4
Elimination of
Supermajority
Requirements
Mgmt
For
For
For
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
________________________________________________________________________________
Page 369 of 374
Pinnacle West Capital Corporation
Ticker
Security ID:
PNW
CUSIP 723484101
Meeting Type
Annual
Issue No. Description
Meeting Date
05/18/2016
Country of Trade
United States
Proponent Mgmt Rec
Meeting Status
Voted
Vote Cast
For/Against
Mgmt
1.1
1.2
1.3
1.4
Elect Donald E. Brandt
Elect Denis A. Cortese
Elect Richard P. Fox
Elect Michael L.
Gallagher
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
Withhold
For
For
For
Against
1.5
Elect Roy A.
Herberger,
Jr.
Mgmt
For
For
For
1.6
1.7
1.8
1.9
Elect Dale E. Klein
Elect Humberto S. Lopez
Elect Kathryn L. Munro
Elect Bruce J.
Nordstrom
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
1.10
2
Elect David Wagener
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
3
4
Ratification of Auditor
Shareholder Proposal
Regarding Political
Spending
Report
Mgmt
ShrHoldr
For
Against
For
For
For
Against
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker
Security ID:
Meeting Date
Meeting Status
PEG
CUSIP 744573106
04/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Elect Willie A. Deese
Elect Albert R.
Gamper,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
3
4
5
Elect William V. Hickey
Elect Ralph Izzo
Elect Shirley Ann
Jackson
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
6
7
8
9
10
11
12
Elect David Lilley
Elect Thomas A. Renyi
Elect Hak Cheol Shin
Elect Richard J. Swift
Elect Susan Tomasky
Elect Alfred W. Zollar
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
13
Ratification of Auditor
Mgmt
For
For
For
________________________________________________________________________________
Sempra Energy
Ticker
Security ID:
Meeting Date
Meeting Status
SRE
CUSIP 816851109
05/12/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
3
4
Elect
Elect
Elect
Elect
Alan L. Boeckmann
Kathleen L. Brown
Pablo A. Ferrero
William D. Jones
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
Against
For
For
Against
Against
For
Page 370 of 374
5
6
7
Elect William G. Ouchi
Elect Debra L. Reed
Elect William C.
Rusnack
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
8
Elect William P.
Rutledge
Mgmt
For
Against
Against
9
10
11
12
13
Elect Lynn Schenk
Elect Jack T. Taylor
Elect James C. Yardley
Ratification of Auditor
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
Against
Against
Against
For
For
Against
Against
Against
For
For
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker
Security ID:
Meeting Date
Meeting Status
017670
CUSIP 78440P108
03/18/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Accounts and
Allocation of
Profits/Dividends
Mgmt
For
Against
Against
2
3
4
5
Amendments to Articles
Elect CHO Dae Sik
Elect OH Dae Shik
Election of Audit
Committee Member: OH
Dae
Shik
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
Against
Against
For
For
Against
Against
6
7
Directors’ Fees
Amendments to
Executive Officer
Retirement Allowance
Policy
Mgmt
Mgmt
For
For
Against
For
Against
For
________________________________________________________________________________
South Jersey Industries, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
SJI
CUSIP 838518108
04/29/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Elect Sarah M.
Barpoulis
Mgmt
For
For
For
2
3
4
Elect Thomas A. Bracken
Elect Keith S. Campbell
Elect Sheila
Hartnett-Devlin
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
Elect Victor A.
Fortkiewicz
Mgmt
For
For
For
6
Elect Walter M.
Higgins
III
Mgmt
For
For
For
7
8
Elect Sunita Holzer
Elect Joseph H.
Petrowski
Mgmt
Mgmt
For
For
For
For
For
For
9
10
11
Elect Michael J. Renna
Elect Frank L. Sims
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
12
Ratification of Auditor
Mgmt
For
For
For
Page 371 of 374
________________________________________________________________________________
Southwest Gas Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
SWX
CUSIP 844895102
05/04/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
Elect Robert L.
Boughner
Mgmt
For
For
For
1.2
1.3
Elect Jose A. Cardenas
Elect Thomas E.
Chestnut
Mgmt
Mgmt
For
For
For
For
For
For
1.4
1.5
Elect Stephen C. Comer
Elect LeRoy C.
Hanneman,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
1.6
1.7
1.8
Elect John P. Hester
Elect Anne L. Mariucci
Elect Michael J.
Melarkey
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.9
1.10
1.11
Elect A. Randall Thoman
Elect Thomas A. Thomas
Elect Terrence L.
Wright
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
2
Amendment to the
Restricted Stock/Unit
Plan
Mgmt
For
For
For
3
4
Change in Board Size
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
For
For
For
For
For
For
5
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Spark New Zealand Limited
Ticker
Security ID:
Meeting Date
Meeting Status
SPK
CUSIP 84652A102
11/06/2015
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
Authorise Board to Set
Auditor’s
Fees
Mgmt
For
For
For
2
3
4
Re-elect Paul Berriman
Re-elect Charles Sitch
Equity Grant (MD/CEO
Simon
Moutter)
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
5
Equity Grant (MD/CEP
Simon
Moutter)
Mgmt
For
For
For
6
Approve Increase in
NEDs’ Fee
Cap
Mgmt
For
Against
Against
7
Amendments to
Constitution
Mgmt
For
For
For
________________________________________________________________________________
Spectra Energy Corp.
Ticker
Security ID:
Meeting Date
Meeting Status
SE
CUSIP 847560109
04/26/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
Page 372 of 374
1
2
3
4
5
6
Elect Gregory L. Ebel
Elect F. Anthony Comper
Elect Austin A. Adams
Elect Joseph Alvarado
Elect Pamela L. Carter
Elect Clarence P.
Cazalot,
Jr.
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
7
8
9
10
11
Elect Peter B. Hamilton
Elect Miranda C. Hubbs
Elect Michael McShane
Elect Michael G. Morris
Elect Michael E.J.
Phelps
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
12
13
Ratification of Auditor
Amendment to the 2007
Long-Term Incentive
Plan
Mgmt
Mgmt
For
For
For
For
For
For
14
Amendment to the
Executive Short-Term
Incentive
Plan
Mgmt
For
For
For
15
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
16
Shareholder Proposal
Regarding Political
Contributions and
Expenditures
Report
ShrHoldr
Against
Against
For
17
Shareholder Proposal
Regarding Lobbying
Report
ShrHoldr
Against
Against
For
________________________________________________________________________________
TransCanada Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
TRP
CUSIP 89353D107
04/29/2016
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Kevin E. Benson
Elect Derek H. Burney
Elect Russell K.
Girling
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.4
1.5
1.6
Elect S. Barry Jackson
Elect John E. Lowe
Elect Paula Rosput
Reynolds
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.7
1.8
1.9
Elect John Richels
Elect Mary Pat Salomone
Elect Indira V.
Samarasekera
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
1.10
Elect D. Michael G.
Stewart
Mgmt
For
For
For
1.11
1.12
2
Elect Siim A. Vanaselja
Elect Richard E. Waugh
Appointment of Auditor
and Authority to Set
Fees
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
3
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
4
Amendment to the Stock
Mgmt
For
For
For
Page 373 of 374
Option
Plan
5
Shareholder Rights
Plan
Renewal
Mgmt
For
For
For
________________________________________________________________________________
UIL Holdings Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
UIL
CUSIP 902748102
12/11/2015
Voted
Meeting Type
Country of Trade
Special
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1
2
Merger
Advisory Vote on
Golden
Parachutes
Mgmt
Mgmt
For
For
For
For
For
For
3
Right to Adjourn
Meeting
Mgmt
For
For
For
________________________________________________________________________________
Vectren Corporation
Ticker
Security ID:
Meeting Date
Meeting Status
VVC
CUSIP 92240G101
05/24/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
Elect Carl L. Chapman
Elect James H.
DeGraffenreidt,
Jr.
Mgmt
Mgmt
For
For
For
For
For
For
1.3
Elect John D.
Engelbrecht
Mgmt
For
For
For
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
2
Elect Anton H. George
Elect Martin C. Jischke
Elect Robert G. Jones
Elect Patrick K. Mullen
Elect R. Daniel Sadlier
Elect Michael L. Smith
Elect Teresa J. Tanner
Elect Jean L. Wojtowicz
Advisory Vote on
Executive
Compensation
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
For
3
Amendment to the
At-Risk Compensation
Plan
Mgmt
For
For
For
4
Ratification of Auditor Mgmt
For
For
For
________________________________________________________________________________
Westar Energy, Inc.
Ticker
Security ID:
Meeting Date
Meeting Status
WR
CUSIP 95709T100
05/19/2016
Voted
Meeting Type
Country of Trade
Annual
United States
Issue No. Description
Proponent Mgmt Rec
Vote Cast For/Against
Mgmt
1.1
1.2
1.3
Elect Richard L. Hawley
Elect B. Anthony Isaac
Elect S. Carl
Soderstrom,
Jr.
Mgmt
Mgmt
Mgmt
For
For
For
For
For
For
For
For
For
2
Advisory Vote on
Executive
Compensation
Mgmt
For
For
For
3
4
Ratification of Auditor
Long Term Incentive
Mgmt
Mgmt
For
For
For
For
For
For
Page 374 of 374
and Share Award
Plan
5
Shareholder Proposal
Regarding Distributed
Generation
ShrHoldr
Against
Against
For
Page 1 of 1
<PAGE>
"Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized."
Registrant: ICON Funds
By: /s/ Craig T. Callahan
-------------------------Name: Craig T. Callahan
Title: President & Chairman
Date: August
24, 2016