ATMOSPHERIC AND OCEANIC SCIENCE LETTERS, 2012, VOL. 5, NO. 3, 258−263 Preliminary Evaluation of Cloud Fraction Simulations by GAMIL2 Using COSP DONG Li1, LI Li-Juan1, HUANG Wen-Yu2, WANG Yong1, and WANG Bin1,2 1 State Key Laboratory of Numerical Modeling for Atmospheric Sciences and Geophysical Dynamics (LASG), Institute of Atmospheric Physics (IAP), Chinese Academy of Sciences, Beijing 100029, China 2 Ministry of Education Key Laboratory for Earth System Modeling, and Center for Earth System Science, Tsinghua University, Beijing 100084, China Received 16 February 2012; revised 20 March 2012; accepted 26 March 2012; published 16 May 2012 Abstract The Cloud Feedback Model Intercomparisons Project (CFMIP) Observation Simulator Package (COSP) is adopted in the Grid-point Atmospheric Model of IAP LASG (GAMIL2) during CFMIP at Phase II to evaluate the model cloud fractions in a consistent way with satellite observations. The cloud simulation results embedded in the Atmospheric Model Intercomparison Project (AMIP) control experiment are presented using three satellite simulators: International Satellite Cloud Climatology Project (ISCCP), Moderate Resolution Imaging Spectroradiometer (MODIS), and Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) lidar onboard the CloudAerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO). Overall, GAMIL2 can produce horizontal distributions of the low cloud fraction that are similar to the satellite observations, and its similarities to the observations on different levels are shown in Taylor diagrams. The discrepancies among satellite observations are also shown, which should be considered during evaluation. Keywords: COSP, GAMIL, cloud fraction, satellite simulator Citation: Dong, L., L.-J. Li, W.-Y. Huang, et al., 2012: Preliminary evaluation of cloud fraction simulations by GAMIL2 using COSP, Atmos. Oceanic Sci. Lett., 5, 258– 263. 1 Introduction Clouds play an important role in the climate system and its change, but they are among the most uncertain components in climate simulations, such as cloud fraction simulation. In the Intergovernmental Panel on Climate Change (IPCC) Fourth Assessment Report (AR4), the cloud feedbacks are identified as the primary source of inter-model differences and model biases (Randall et al., 2007). An indispensable step to improving cloud representation in an atmospheric global circulation model (AGCM) is to evaluate it with other models and observations. Unfortunately, the cloud definitions among AGCMs are different because of the differences of the cloud parameterizations and assumptions that are used. Hence, direct intercomparisons of cloud simulations among AGCMs and among climate models are difficult and inaccurate. Corresponding author: LI Li-Juan, ljli@mail.iap.ac.cn Satellites provide a global or near-global view of the Earth, so they are a natural source of cloud observations. Several satellite cloud products are available for model evaluation purposes, such as the International Satellite Cloud Climatology Project (ISCCP; Rossow and Schiffer, 1999), the Moderate Resolution Imaging Spectroradiometer (MODIS; King et al., 2003), the Multiangle Imaging Spectroradiometer (MISR; Marchand and Ackerman, 2010), CloudSat (Haynes et al., 2007), and the Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) lidar onboard the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO; Winker et al., 2010). However, these satellites do not directly measure the geophysical quantities of interest (e.g., wind field, temperature), and even for the retrievable quantities (e.g., liquid water path), there are some inevitable assumptions and limitations in the retrieval techniques. Thus, direct comparisons between models and satellite retrievals are also difficult because of the different representations or definitions in the models and the satellite observations. To facilitate direct intercomparisons and comparisons between the models and observations, satellite simulators have been introduced (Yu et al., 1996; Klein and Jakob, 1999; Webb et al., 2001; Bodas-Salcedo et al., 2011) and are widely used (Lin and Zhang, 2004; Zhang et al., 2005). These simulators mimic the way that satellites observe the Earth by converting the model variables into a consistent form that can be compared with the satellites directly. This process can take into account the assumptions and limitations in the satellite retrieval techniques so that the differences between models and observations can be mainly attributed to model defects (Bodas-Salcedo et al., 2011). This paper presents the preliminary results of a cloud simulation in the Atmospheric Model Intercomparison Project (AMIP) control experiment of the Grid-point Atmospheric Model of the Key Laboratory of Numerical Modeling for Atmospheric Sciences and Geophysical Fluid Dynamics, Institute of Atmospheric Physics (GAMIL2), by using the Cloud Feedback Model Intercomparisons Project (CFMIP) Observation Simulator Package (COSP, see Bodas-Salcedo et al., 2011). The observations and simulators of three satellites (ISCCP, MODIS, and CALIPSO) are used. The first two are both passive imagers, but they have different instruments and NO. 3 DONG ET AL.: EVALUATION OF GAMIL CLOUD FRACTION USING COSP retrieval strategies. The third is an active instrument that measures backscatter lidar beam signals. For more information about those satellites, readers can refer to Bodas-Salcedo et al. (2011). The results demonstrate that the multiple satellite simulators are useful for evaluating the modeled clouds and the large uncertainties existing in both the observations and simulations, which must be well understood before drawing any conclusions. The used version of GAMIL and its experimental design are briefly described in section 2. In section 3, three satellites are selected to present the simulated results for evaluating the clouds simulated by GAMIL2. Section 4 presents the conclusion and discussion. 2 2.1 Model description and experimental design GAMIL2 description GAMIL employs a hybrid horizontal grid, with a Gaussian grid of 2.8° between 65.58°S and 65.58°N and weighted equal-area grid poleward of 65.58°. GAMIL’s dynamical core includes a finite difference scheme that conserves mass and effective energy while solving the primitive hydrostatic equations of baroclinic atmosphere (Wang et al., 2004), and it has a two-step shape-preserving advection scheme for the moisture equation (Yu, 1994). The cloud fraction is based on a diagnostic Slingotype scheme (Slingo, 1987), and it depends on relative humidity, atmospheric stability, water vapor and convective mass fluxes (Collins et al., 2003). The main differences between the two versions, GAMIL1 (Li and Wang, 2010) and GAMIL2, are the upgraded cloud-related processes, for example, the deep convective parameterizations (Zhang and McFarlane, 1995; Zhang and Mu, 2005), convective cloud fraction (Rasch and Kristjánsson, 1998; Xu and Krueger, 1991) and microphysical schemes (Rasch and Kristjánsson, 1998; Morrison and Gettelman, 2008). For the energy balance at the top of atmosphere (TOA), some parameters in the convection (including shallow and deep convection), cloud microphysical and boundary layer schemes are tuned in GAMIL2 compared with GAMIL1 (Li et al., 2012). Furthermore, the large impact of parameter changes on cloud simulations and climate sensitivity is being explored by many groups and scientists (e.g., Tannahill et al., 2010; http://www.cesm. ucar.edu/working_groups/Atmosphere/Presentations/2010/ lucas.pdf; Yang et al., 2011). 2.2 Observation data and experimental design The simulation was conducted following the standard settings for AMIP at Phase II with the solar constant, the orbital parameters, and the greenhouse gas concentrations from the fifth phase of the Coupled Model Intercomparison Project (CMIP5) website. The lower boundary conditions of the modeled atmosphere are the sea surface temperature (SST) and sea ice from HadIsst (Rayner et al., 2003) interpolated into the model grids using the Karl Taylor procedure (Taylor et al., 2000). The experiment was run for 30 years, starting from 1 January 1979 to 31 December 2008, and the monthly mean variables were 259 analyzed. The COSP is adopted in GAMIL2 off-line for the time being. The needed input quantities are outputted from GAMIL2 at a frequency of three hours. All the satellite simulators are switched on. For the basic performance of GAMIL2, readers can refer Li et al. (2012)①. Several developers of satellite simulators in COSP have converted the original satellite data into a form that can be compared with the output of COSP. The processed data can be accessed from http://climserv.ipsl.Polytechnique.fr/cfmip-obs/. The time period covered is from July 1983 to June 2008 for ISCCP (Rossow et al., 1996; Rossow and Schiffer, 1999), from July 2002 to April 2011 for MODIS (Pincus et al., 2012), and from June 2006 to December 2010 for CALIPSO (Chepfer et al., 2010). The satellite data above are available for only a few years, whereas the model climatology compared with such data are computed from 30 simulated years. In this study, we assume that the impacts of uncertainties associated with the mismatching time periods of observations and simulations are small for the climatological mean state when compared with the magnitude of current model errors and the different instrument sensitivities and errors of retrieval algorithms (Gleckler et al., 2008; Kay et al., 2012; Hillman, 2011; Pincus et al., 2012). 3 Cloud simulation evaluation By utilizing COSP, the diagnostic information of the modeled clouds has been enriched. More satellite observations can be used to evaluate modeled clouds, not only the ISCCP as in previous researches (e.g., Zhang et al., 2005). In the following, the results of ISCCP, MODIS, and CALIPSO simulators are examined. Figure 1 shows the zonal averages of the annual mean cloud fraction at different levels, including the total cloud fraction. Several characteristics can be observed from this figure: 1) The observed total cloud fractions show that the maximum cloud fractions are located in the Intertropical Convergence Zone (ITCZ) and mid-latitudes storm tracks, and the minima occur over the subtropical zone in Fig. 1a. GAMIL2 reproduces these fractions well through different simulators despite some degree of underestimations that are also found in other climate models, such as the Community Atmospheric Model (CAM) and the Geophysical Fluid Dynamics Laboratory (GFDL) AM (Kay et al., 2012; Pincus et al., 2012). 2) The middle level cloud fractions simulated by GAMIL2 are better than the other levels, even with some overestimation in the MODIS simulator (Fig. 1c). 3) The clouds observed and simulated by CALIPSO (active instruments) are more than ISCCP and MODIS; these results are consistent with other studies (Kay et al., 2012). 4) There are large uncertainties between ISCCP and MODIS, which are both passive instruments. For example, the total cloud fraction is 66.1% as retrieved by ISCCP, but only 49.9% by MODIS. This difference can be mainly attributed to the different strate① Li, L.-J., B. Wang, L. Dong, et al., 2012: Development and evaluation of Grid-point Atmospheric Model of IAP LASG, Version 2 (GAMIL2), Adv. Atmos. Sci., to be submitted. 260 ATMOSPHERIC AND OCEANIC SCIENCE LETTERS gies toward the pixel-scale retrievals and aggregation as well as instrument sensitivities (Marchand and Ackerman, 2010; Pincus et al., 2012). MODIS adopts a more conservative strategy that excludes the partly cloudy pixels (e.g., cloud-edge and inhomogeneous pixels on the scales observed by MODIS) and pixels where the retrievals of cloud properties (e.g., cloud top pressure, optical depth, and particle size) fail, which can account for the fewer clouds detected by MODIS (retrieval fraction) than by ISCCP to some extent (see the black and red dashed lines in Fig. 1a). Figure 2 shows the geographical distribution of the annual mean low clouds. The different satellite retrievals resemble each other in their spatial patterns: there are more marine boundary layer clouds over the east coastal regions (California, Peru, Canary, Angola, and Australia), more low-level clouds in the mid-latitude storm tracks, and a striking land-sea contrast. In addition, there are few low clouds detected in the warm pools, where thick, high clouds may have attenuated the instrument signal (Chepfer et al., 2010). The basic geographical distributions of low clouds are reproduced by GAMIL2, including shallow cumulus clouds over the eastern coasts and the clouds in the storm tracks, only with smaller magnitudes. The globally averaged low cloud amount is 22.5%, 15.9%, and 27% by the ISCCP, MODIS, and CALIPSO simulators, respectively, which is less than 25.2%, 19.1%, and 37.9% of the corresponding observations, respectively. Although there are large differences among the satellites, their combination will provide more realistic cloud fields than any one of them by itself, as stated in Marchand and Ackerman (2010) (e.g., the detection of multilayer clouds by consulting the ISCCP, MODIS, and MISR retrievals). We also note some weak signs of the double ITCZ over the central Pacific Ocean, which will be discussed in another study (Li et al., 2012①). An overview of the discrepancies among observations VOL. 5 or among observations and simulations can be clearly presented by the Taylor diagram (Taylor, 2001), as depicted in Fig. 3 for the different cloud fraction types. The region is restricted to within 60°S–60°N, following the settings in Hillman (2011) and Kay et al. (2012), because the three satellite data sets have larger discrepancies at high latitudes. For example, a large part of the ISCCP data sets comes from geostationary satellites, and therefore, “a dependence in ISCCP cloud fractions with latitude has long been recognized” (Marchand and Ackerman, 2010). MODIS and CALIPSO, in contrast, are both aboard Sun-synchronized satellites. ISCCP is chosen as the reference in Fig. 3a. For the pattern correlation, it is exciting that the three data sets agree well for all cloud types (approximately 0.9 and above), except for the CALIPSO middle clouds (approximately 0.8). However, when the focus is shifted to the spatial variations, the results are puzzling in regard to which observation should be believed. Compared with ISCCP, there are large uncertainties of the standard deviations, from 0.75 for the MODIS middle clouds to 1.5 for the CALIPSO low clouds. Which factor is responsible for these uncertainties? Is it instrument sensitivity or perhaps the retrieval algorithm? A similar analysis of ISCCP, MODIS, and MISR can be found in Hillman (2011). The performance of GAMIL2 can be discerned from Fig. 3b. Overall, GAMIL2 performs well in the cloud spatial patterns, and the correlations of most cloud fractions are approximately 0.75 and above, except for the low cloud fraction by the ISCCP simulator (0.55). There are smaller spatial variations in GAMIL2 compared with the corresponding observations, which may be related to the lower simulated cloud amounts and other unknowns. Moreover, the statistical significance of the apparent differences in the Taylor diagram should be evaluated, but for the time being, there is only one AMIP simulation that is processed by COSP, and only its climatological mean state is evaluated in this Figure 1 Zonal averages of the annual mean cloud fractions (%): (a) total cloud fraction, (b) high level cloud fraction, (c) middle level cloud fraction, and (d) low level cloud fraction. The dashed lines are the satellite (black: ISCCP, red: MODIS, blue: CALIPSO) observations and the solid lines are the simulator results from GAMIL2 using COSP for the corresponding satellites. NO. 3 DONG ET AL.: EVALUATION OF GAMIL CLOUD FRACTION USING COSP 261 Figure 2 Geographic distributions of annual mean low cloud fractions. The left column is the observation data and the right is the simulated results from GAMIL2 using COSP. The area-weighted averages are indicated on the top right of each figure. Figure 3 Taylor diagrams comparing the geographic distribution of near global annual mean cloud fractions between (a) observations with ISCCP as a reference and (b) observations and their corresponding simulators in GAMIL2 with observations as a reference. All comparisons are restricted to the latitudes from 60°S to 60°N. 262 ATMOSPHERIC AND OCEANIC SCIENCE LETTERS study because of the substantial data storage cost. Thus, the statistical significance will be evaluated in the future. In the meantime, Fig. 3b likely gives some indications of the source of the uncertainties. Given the same input from GAMIL2, the three simulators or retrieval algorithms present different results in the standard deviations, suggesting that those algorithms make important contributions to the uncertainties. 4 Summary and discussion In this study, preliminary results from GAMIL2 using COSP are presented. In the first step, the package of satellite simulators, COSP, is incorporated to generate clouds that can be compared with satellite observations consistently, even though the discrepancies among the observations or between the observations and the simulator will make the analysis of the results more complex, such as the different retrieval strategies adopted by ISCCP and MODIS. On the whole, GAMIL2 performs well at presenting the spatial distributions of the cloud fractions at different levels, such as the maximum cloud amounts in the ITCZ and storm tracks and the minima in the subtropical regions. These good results also indicate the reasonable temperature and humidity structure simulated by the model. The bias of the middle cloud simulation is relatively smaller than of the others clouds (Figs. 1c and 3b). However, there is some degree of underestimation for all clouds, which is also a common phenomenon for the climate models when using the simulators (Zhang et al., 2005; Kay et al., 2012; Pincus et al., 2012). It should also be noted that there are large uncertainties among the observation data sets, the simulators (or retrieval algorithms), the parameters in the models, and other unknowns. For example, the low cloud biases result from the high cloud masking, and the simulators are limited to the different strategies for the pixel-scale retrievals and aggregation and the instrument sensitivities. Additionally, the inconsistencies between model and simulator assumptions and the mismatches between meteorological regimes in the observations and models due to positional errors are not entirely understood yet (Bodas-Salcedo et al., 2011; Kay et al., 2012). Under these conditions, care should be taken in evaluating the model performances qualitatively. Despite the large uncertainties in the cloud fractions among observations and simulations, it is meaningful to evaluate the model performance using the observations. This new approach for evaluating the performance of models on clouds and their feedbacks will definitely enlarge the perspective of modelers by introducing more sophisticated analysis approaches (e.g., the combination of several satellites will provide more realistic cloud fields), and it will promote further understanding of the uncertainties from the models and observations. For example, the same model inputs could help us distinguish the contributions to the uncertainties from these algorithms and others. Acknowledgements. This work was jointly supported by the Na- VOL. 5 tional High Technology Research and Development Program of China (863 Program) (Grant No. 2010AA012304), the National Basic Research Program of China (973 Program) (Grant No. 2010CB951904), the China Meteorological Administration R &D Special Fund for Public Welfare (meteorology) (Grant No. GYHY201006014), and the National Natural Science Foundation of China (Grant Nos. 41023002 and 41005053). 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