A High-Resolution Tail-Capacitor Based Tuning Scheme for LC -DCO Zisong Wang, Lin He, Lu Yang, and Fujiang Lin Department of Electronic Science and Technology University of Science and Technology of China, Hefei, Anhui, 230027, China Email: wangzs@mail.ustc.edu.cn helin77@ustc.edu.cn Abstract— This paper presents a high resolution tuning scheme for the LC digitally-controlled-oscillator (DCO) based on desensitized tail capacitance tuning. The sensitivity of the oscillation frequency to the tail capacitance is quantitatively analyzed. The impact of the tail capacitance on the phase noise is qualitatively discussed. Our analysis and simulation results show that both the phase noise and the resolution can be improved simultaneously if the tail capacitance value is properly designed. A 2.4 GHz DCO designed in 65-nm CMOS technology is simulated for demonstration. The tuning resolution can be improved by a factor of 20, and the phase noise at 1 MHz offset can be improved by 2 dB. Index Terms— CMOS, DCO, fine tuning resolution, phase noise, tail capacitance. I. I NTRODUCTION With the evolution of sub-micrometer CMOS process, traditional phase-lock-loop (PLL) is being superseded by all digital phase-lock-loop (ADPLL) [1]. Digitally-controlled oscillator (DCO), with its crucial impact in phase noise and resolution, is a vital block in ADPLL. The fine resolution of DCO, along with the fine resolution of time-to-digital converter (TDC), strongly affects quantization noise introduced in the ADPLL band. However, despite the unremitting technology advancement, designing a high resolution LC-DCO in standard RF COMS technology is still challenging. A reliable dithering technique proposed in [2] shrinks considerably the equivalent DCO frequency resolution by changing the discrete capacitance at high rate. But this still requires an intrinsic DCO resolution on a level of 10 KHz or below. Otherwise, a high order Σ∆ converter is needed to achieve a very fine frequency resolution, which will consume more area and power. Designing a DCO with an intrinsic resolution on a level of 10 KHz is tough in practice. For instance, let us assume we design a 2.4 GHz class-B DCO with a 3nH inductor (topology is shown in Fig.1). Thus, changing only 1fF in resonator will generate a difference of about 800 KHz in output frequency. This indicates a unitary capacitance in the order of atto-Farad should be implemented. Nevertheless, a such small capacitance can be very sensitive to parasitics and troublesome in layout matching. The difference between states of a fine tuning NMOS varactor in standard RF CMOS process is often in the order of femto-Farad, which is apparently far from enough. Popular solutions of shrinking intrinsic resolution are custom designs of the capacitive switchable components in tank [3], [4]. However, in order to fully cover the tuning range, more tuning components have to be employed by tank. All Fig. 1. Classical NMOS class-B LC-DCO topology. these components introduce more parasitic resistances into LC tank. This will result in a degradation of tank Q-factor, worsening the phase noise of DCO. Besides, the performance of these customized units strongly depends on the accuracy of fabrication process, which is not satisfying in reliability and robustness. In order to solve this problem, we present a new scheme utilizing tail capacitance impacts on frequency and phase noise in class-B LC-DCO. This method needs no additional active device or customized unit, and will improve both fine tuning resolution and phase noise performance. This paper is organized as follows: Section II discusses the impacts of tail capacitance in class-B DCO, not least in frequency and phase noise. Section III proposed a high resolution tuning scheme for DCO to verify our theory. Section IV summarized this work’s important points. II. T HE ROLE OF TAIL C APACITANCE IN CLASS -B DCO Prior to proposing our new topology, we want to discuss the impact of tail capacitance Ctail in class-B DCO on frequency resolution and phase noise. The theoretical analysis will provide insight to our design. A. Diminution Effects of the Capacitance in Tail The classical class-B DCO topology is shown in Fig.1. For convenience of the capacitance analysis, we divide an oscillation period into three intervals according to the working status of cross-coupled pair M1 /M2 (shown in Fig.2.(d)). The first interval, as shown in Fig.2 (a), is when the differential 978-1-4799-1928-4/15/$31.00 ©2015 IEEE If A > VT H /2, M2 will get into triode region when output voltage keeps increasing. In this third interval, we have IDS = 1 1 2 2 β (VOV + A sin ω0 t) − β (2A sin ω0 t − VT H ) 2 2 � �� � � �� � M2,L M2,R (6) From (6), we know M2 can be modeled as a pair of backto-back saturated device M2,L and M2,R as shown in Fig.2(c) [5]. Concerning the equivalent capacitance Ceq that appears across the tank, the equivalent circuits during (ϕ1 , ϕ2 ) and (ϕ2 , π − ϕ2 ) are shown Fig.2(b) and Fig.2(c), respectively. The effective impendence Z2 during (ϕ1 , ϕ2 ) and Z3 during (ϕ2 , π − ϕ2 ) seen by the resonator are [6] Z2 = and Z3 = Fig. 2. Equivalent circuits concerning effective capacitance when (a) at balanced point, (b) during (ϕ1 , ϕ2 ) , (c) M2 in triode region and (d) a sketch of defined intervals in a period (−π, π). pair is on, which can be denoted as { VDD − A sin ω0 t − VS > VT H VDD + A sin ω0 t − VS > VT H (1a) (1b) During (−ϕ1 , ϕ1 ), there is a balanced point where the DCO output voltage equals to 0. As shown in Fig.2(a), the equivalent capacitance at that point is Cgs 2 (3) where Cgs is parasitic capacitance between G and S of M1 /M2 . From (3), we can see that when the oscillator is working near the balanced point, the frequency influence causing by tail capacitance is very small. That is to say, ∆C1 ≈ 0. As the output voltage increase, one branch will be shut down. Let us assume M2 is the active one and it works in saturation region. This part of time can be denoted as { −A sin ω0 t < VDD − VS − VT H (4a) (4b) 2A sin ω0 t < VT H (4b) can lead to a radius angle boundary defined as ϕ2 arcsin ( VT H 2A ) 1 2gm,M2,R ·Cgs gm,M2,L − Ctail (gm,M2,L −2gm,M2,R ) 2gm,M2,L (7) ] (8) Assuming Cgs and Ctail is small, from (7) we can get an equivalent capacitance as Ctail (9) 2 Thus, ∆C2 ≈ −∆Ctail /2. Similarly, from (8), we can get ) ( 1 gm,M2,R ∆Ctail (10) ∆C3 ≈ − + 2 gm,M2,L C2 ≈ − where VS is the source voltage of the cross-coupled pair. And we can define this time length in (1) as a conduction angle: ) ( VDD − VS − VT H (2) ϕ1 arcsin A C1 = s [ 2gm + 4sCgs + 2sCtail 2 + 2s2 C C 4s2 Cgs gs tail − sCtail gm (5) At the peak amplitude, the triode device will behave like a short circuit resulting in gm,M2,R = gm,M2,L , which leads to ∆C3 = ∆Ctail /2. The frequency changed by DCO tail capacitance can be denoted as ∆f ∆Ceq ≈ f0 2Ctank (11) where ∆Ceq is periodic average of ∆C1 , ∆C2 and ∆C3 . Recalling that ∆C1 ≈ 0 and ∆C2 ≈ −∆Ctail /2, we can conclude that the effective tail capacitance variation in resonator will be remarkably diminished, which leads to the frequency desensitization. Although the above analysis based on small-signal models may not sufficiently predict the large-signal behavior of an oscillator, it still provides insight and theoretical base for our design. B. Impacts on Phase Noise The tail current source M0 in class-B LC oscillator often has a much larger size than cross-coupled pair M1 /M2 . Even if we do not design Ctail intentionally, this large M0 will introduce a large tail parasitic capacitance Cpar . For instance, Cpar is usually between 0.5 pF to 1 pF under 90-nm CMOS [7]. This Cpar affects noise current behaviours of both tail current source and differential pair. Thus, our following discussions applies to all LC-oscillators in classical class-B topology. 978-1-4799-1928-4/15/$31.00 ©2015 IEEE Fig. 3. Impacts of tail capacitance in LC-DCO phase noise during (a) (−ϕ1 , ϕ1 ) and (b) other time in a period. During (−ϕ1 , ϕ1 ) defined in (2), the noise current flows are shown in Fig.3 (a). The tank noise injected from the tail current through M1 and M2 are relevant, and they will cancel each other at the differential output in oscillator after going through two paths. Thereupon, the tail current source contribute very little noise during this time, even without Ctail . The noise current (at ω0 ±∆ω) of cross-coupled pair, however, will inject into tank directly generating phase noise during this interval. Even if some of noise charges of M2 may charge onto Ctail , the discharging amount of noise charges which transfer from Ctail to M1 will counteract this effect. Thus, the existence of Ctail has little influence in (−ϕ1 , ϕ1 ). When only one branch of the differential pair is on, the noise current flows are shown in Fig.3(b). Assuming the active one is M2 , the tail current MOSFET M0 and M2 just work like the cascode topology [5]. The tail capacitance forms a path for noise current i2n,M2 from LC-tank to ground. That is to say, Ctail impairs the cascode effect which will increase the noise contribution of M1 /M2 . However, this low impendence path to ground formed by Ctail also diminishes the portion of i2n,tail injected to tank. Therefore, it can be seen that Ctail is friendly to us for tail current noise but bad for cross-coupled pair noise. Furthermore, if properly designed, the tail capacitance can also enlarge the amplitude while keeping the power dissipation constant, which lead to a better phase noise performance. Actually, by adding a relatively large tail capacitance, the current efficiency can be enhanced by one third [8]. With the discussions above, we can conclude that a trade-off in designing Ctail truly exists when concerning phase noise, and there must be an optimal point for its value. In Section III, we will find this optimal point . Fig. 4. Proposed DCO topology with a tail fine tuning bank. Fig. 5. Simulation results in optimizing Cf ixed for phase noise. phase noise. To find this optimal point, spectreRF simulations on phase noise were run by sweeping the capacitance with a 200 fF step. The results are shown in Fig.5. It can be seen the optimal point is around 1 pF, which also verified our theory in Section II reciprocally. A 2 dB phase noise improvement can be achieved by this technique. Thus, we choose the Cf ixed = 1pF to ensure our oscillator has a good phase noise performance. III. C IRCUIT I MPLEMENTATION AND S IMULATION R ESULTS The proposed DCO fine tuning scheme is shown in Fig.4. A 2.4 GHz DCO is designed in standard 65-nm CMOS RF technology for demonstration. A 1nH inductor in the thickmetal layer with a Q factor of 19 is used in LC tank. The binary coarse tuning tank is designed with MIM capacitances. A fixed capacitance Cf ixed is placed parallel to tail current source M0 . The total tail capacitance Ctail = Cpar +Cf ixed + Cf ine . By properly choosing the value of Cf ixed , Ctail can be designed to ensure its value is around the optimal point of Fig. 6. Fine tuning tank. 978-1-4799-1928-4/15/$31.00 ©2015 IEEE TABLE I S UMMARY R ESULTS AND C OMPARISON WITH S TATE - OF - THE -A RT This work1 [9] [3] Center Freq. (GHz) 2.4 3 5.8 Tuning Range (GHz) 0.54 (24%) 0.78(26%) 0.62(11%) Coarse Freq. Resolution (MHz) 1.5 24 2.4 Fine Tuning Range (MHz) 2 2∼12 2.75 Fine Tuning Resolution (KHz) 15 0.15∼1.5 14 Power Consumption (mW) 3.7 28.8 9.2 Phase Noise@1MHz (dBc/Hz) -125.1 -127.5 -117.6 FoM 187 183 183 CMOS Technology 65nm 65nm 180nm 1 Fig. 7. Layout of Proposed DCO core. Post-simulation results. We implement the fine tuning capacitance tank with a 8×16 varactor matrix. The schematic is shown as Fig.6. Naturally, each fine tuning unit has about a 1fF difference between connection to VDD and Gnd. From post-simulation results, the total fine tuning range is 2 MHz which can cover the coarse frequency resolution. According to (11), the ∆Ceq of each tuning unit is about 50 aF, which has been improved by a factor of 20. This also substantiates our deduction. The final layout of our DCO core and phase noise simulation result are shown in Fig.7 and Fig.8, respectively. The summary of performance is given in TABLE I, from which we can see our design is comparable to state-of-the-art in all aspects. IV. C ONCLUSION This article has presented a high resolution tuning scheme for LC-DCO, which is based on desensitized tail capacitance tuning. The sensitivity of the oscillation frequency to the tail capacitance is quantitatively analyzed. The impact of the tail capacitance on the phase noise is qualitative discussed. Our analysis and simulation results show that both the phase noise and the resolution can be improved simultaneously if the tail capacitor value is properly designed. A 2.4 GHz DCO designed in 65-nm technology is simulated for demonstration. The tuning resolution can be improved by a factor of 20, and the phase noise at 1 MHz offset can be improved by 2 dB. ACKNOWLEDGMENT This work was partly supported by National Natural Science Foundation of China, under Grant 61204033. The authors would like to thank Mr. S. Diao at East China Normal University, Shanghai, China, Dr. N. Chen, at Kunming Institute of Physics, Yunnan, China, and Mr. L. Wu at ETH Zurich, Zurich, Switzerland for helpful discussions and suggestions. They are also grateful for the support by the Information Laboratory Center of USTC on EDA tools, and they would Fig. 8. Post-simulation result of DCO phase noise performance. also like to acknowledge MediaTek for USTC students and project sponsorship. R EFERENCES [1] R. B. Staszewski and P. T. Balsara, All-Digital Frequency Synthesizer in Deep-Submicron CMOS. New York: Wiley Interscience, 2006. [2] R. Staszewski, C. Hung, D. Leipold, and P. Balsara, “A first multigigahertz digitally controlled oscillator for wireless applications,” IEEE Trans. Microw. Theory Tech., vol. 51, no. 11, pp. 2154–2164, 2003. [3] Y. Sang-Sun, C. Yong-Chang, S. Hong-Joo, P. Seung-Chan, P. JeongHo, and Y. 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