ORIGINAL ARTICLE Optimization of long-term outcomes for patients with esthesioneuroblastoma Thomas J. Ow, MD,1 Ehab Y. Hanna, MD,1 Dianna B. Roberts, PhD,1 Nicholas B. Levine, MD,2 Adel K. El-Naggar, MD, PhD,3 David I. Rosenthal, MD,4 Franco DeMonte, MD, FRCS(C),2 Michael E. Kupferman, MD1* 1 Department of Head and Neck Surgery, The University of Texas MD Anderson Cancer Center, Houston, Texas, 2Department of Neurosurgery, The University of Texas MD Anderson Cancer Center, Houston, Texas, 3Department of Pathology, The University of Texas MD Anderson Cancer Center, Houston, Texas, 4Department of Radiation Oncology, The University of Texas MD Anderson Cancer Center, Houston, Texas. Accepted 8 February 2013 Published online 18 June 2013 in Wiley Online Library (wileyonlinelibrary.com). DOI 10.1002/hed.23327 ABSTRACT: Background. Esthesioneuroblastoma is a rare cancer of the anterior cranial base that arises in the region of the olfactory rootlets. The purpose of this study was to review the long-term outcomes of patients diagnosed with esthesioneuroblastoma (ENB) treated at a single institution to determine factors associated with improved disease control and survival. Methods. A retrospective review of 70 patients with ENB treated at the University of Texas MD Anderson Cancer Center between 1992 and 2007 was undertaken. Survival and recurrence was analyzed and compared using the Kaplan–Meier method and log-rank statistics. Results. Seventy patients were reviewed. The majority (77%) had T3 or T4 disease at presentation, 38% identified as modified Kadish stage C or D. Ninety percent of patients received surgical resection as part of their treatment, and 66% received postoperative radiation or chemoradiation. The median follow-up was 91.4 months (7.6 years). Forty-eight percent of patients developed recurrent disease and the median time to recurrence was 6.9 years. Overall and disease-specific median survival was 10.5 and 11.6 years, respectively. Patients who were treated with surgery alone had a median disease-specific survival of 87.9 months, whereas those who were treated with surgery and postoperative radiation had a median disease-specific survival of 218.5 months (p ¼ .047). Conclusion. Patients with ENB can achieve favorable long-term survival, even if disease is locally advanced. Survival is improved considerably when surgical resection is followed by postoperative radiation. However, recurrence rates and mortality remain high, and therefore long-term C 2013 Wiley Periodicals, observation in these patients is warranted. V Inc. Head Neck 36: 524–530, 2014 INTRODUCTION emphasizing the prognostic significance of local invasion of vital structures (ie, orbit, cranium) and the presence of regional and distant metastasis. Generally, it seems that surgical resection and adjuvant radiation provides the optimal management strategy for ENB.4,12–14 New techniques and therapies have become available for the management of ENB, including endoscopic surgery, advances in the delivery of radiation, and novel chemotherapeutics. Current standards of care and outcomes must be critically appraised for comparison and quality control for these new treatment modalities. In the current study, we have reviewed all of the patients evaluated for treatment or follow-up for ENB at our tertiary cancer center during a 15-year period. Our objective was to describe long-term recurrence and survival outcomes for our large cohort of patients with ENB, and to determine clinicopathologic features or treatment factors that were associated with the most favorable outcomes. Esthesioneuroblastoma (ENB), also called olfactory neuroblastoma, is a neuroectodermal tumor that arises in the region of the superior nasal cavity and the cribriform plate of the anterior skull base.1 Since the first description of this neoplasm in 1924 by Berger and Richard,2 the diagnosis and management of these tumors has progressed remarkably. ENB accounts for roughly 3% of all intranasal tumors.3 Despite its rarity, this disease has received considerable attention in the literature. Approximately 1200 cases have been reported to date.3,4 The anatomic location, the natural history, and the low incidence of ENB limit the ability to determine the optimal diagnosis and treatment strategies for this disease. Despite these challenges, several retrospective reviews5–7 and meta-analyses4,8 have yielded some fundamental principles in the management of this neoplasm. Several classification systems for ENB have been proposed,9–11 each KEY WORDS: esthesioneuroblastoma, olfactory, surgical procedures, operative, radiotherapy, survival MATERIALS AND METHODS *Corresponding author: M. E. Kupferman, 1400 Pressler Drive, Unit 1445, Houston, TX 77030-4008. E-mail: MEKupfer@mdanderson.org Ehab Y. Hanna, MD, editor, was recused from consideration of this manuscript. 524 HEAD & NECK—DOI 10.1002/HED APRIL 2014 Patient data A retrospective review of all patients with the diagnosis of ENB at The University of Texas MD Anderson Cancer TREATMENT FOR ESTHESIONEUROBLASTOMA TABLE 1. Patient characteristics. Characteristics FIGURE 1. Distribution of age at diagnosis among patients reviewed in this study (n ¼ 70). Center (MD Anderson) was undertaken. Data was gathered as part of an Institutional Review Board–approved clinical database for patients with tumors of the paranasal sinuses. The study was approved by the Institutional Review Board and informed consent was waived. Patients treated or followed for ENB at MD Anderson between the years of 1992 to 2007 were included. The records for these patients were last reviewed for this study in March 2011. Several clinicopathologic factors were recorded, including patient demographic information, date of diagnosis, and date that treatments were rendered. Dates of diagnosis, treatment, recurrence, and death were extracted from the records or deduced from clinical notes. Disease stage was either recorded from the patient charts or determined from imaging reports. Both American Joint Committee on Cancer (AJCC) stage and Kadish score, as modified by Morita,11 was recorded. All pathological specimens were evaluated by an experienced head and neck pathologist at the time of presentation to MD Anderson if treatment was rendered at our institution. The following outcomes were evaluated: local recurrence, regional recurrence, distant metastasis, and death. The date of last contact in the record and the presence of disease at this time point were also noted. Statistical analysis Overall survival was defined as the period from the last date of initial treatment to the time of death or last contact. Patients alive at last contact were censored. Diseasespecific survival was defined as the last date of initial treatment to the time of death with active disease. Patients who were lost to follow-up or who died without recurrence were censored. Time to recurrence was defined as the last date of initial treatment to the time of first recurrence. Patients who died or who were lost to followup before recurrence were censored. Median follow-up was calculated according to the method of Schemper and Smith.15 Survival analyses were performed using the Kaplan–Meier method. Survival between groups was compared using the log-rank test. RESULTS Seventy patients were identified and had adequate records for analysis in this study. The median age of patients at the time of diagnosis was 51.9 years. The distribution of the age at diagnosis among patients in the study is presented in Figure 1. The majority of patients No. of patients Total Age Median age at diagnosis Range <50 y >50 y Sex Male Female Staging T classification T1 or T2 T3 or T4 Unknown N classification N0 Nþ Unknown Kadish/Morita stage A or B B or C, unclear C D Unknown Orbital invasion Intracranial extension Range or % 70 37 33 51.9 y 9.0–78.7 y 53 47 42 28 60 40 12 54 4 17 77 6 66 3 1 94 4 2 29 1 24 3† 13 6* 25* 41 1 34 4 19 9* 36* * Five patients with orbital invasion had concurrent intracranial extension and 1 patient had orbital extension alone. † Two of the 3 patients with neck metastases (therefore Kadish D) had concurrent intracranial extension and orbital invasion. were men (60%). In 13 patients, the modified Kadish stage at presentation was not evident from the records. Among the remaining patients, 29 had stage A or B disease according to the classification system described by Morita et al.11 Twenty-four had stage C, and only 3 patients presented with metastasis to cervical lymph nodes (stage D). Demographic and staging information are summarized in Table 1. Forty-six patients (66%) received definitive treatment at MD Anderson. Twenty-four patients (34%) presented to MD Anderson with recurrent disease or transferred care to the center for surveillance after definitive treatment elsewhere. Thirty-six patients (52%) underwent open craniofacial resection, and 5 (7%) underwent endoscopicassisted craniofacial resection. Forty-five patients (66%) received postoperative radiation treatment. Eleven patients (16%) received chemotherapy in the neoadjuvant setting. A summary of the treatments rendered in this study is summarized in Table 2. The median follow-up for this cohort was 91.4 months (range, 1.61 months–440 months). Five patients had less than 6 months follow-up available for review, and were thus excluded from analysis for recurrent disease. Four patients had no disease-free interval. Twenty-eight patients (46%) had recurrence, and the median time to recurrence was 82.9 months (6.9 years). First recurrence was local in 11 patients (18%), regional in 11 patients (18%), and distant in 6 patients (10%). Sixty-five patients were evaluable for the development of distant metastasis. Overall, a total of 10 patients (15%) developed distant HEAD & NECK—DOI 10.1002/HED APRIL 2014 525 OW ET AL. TABLE 2. Treatments rendered. Treatments Treated definitively at MD Anderson Seen at MD Anderson after definitive Rx Surgery Open craniofacial resection Endoscopic – Assisted craniofacial resection Open approach, other Endoscopic – Definitive surgery Endoscopic – Not definitive surgery Procedure unclear No surgery Radiation treatment None Postoperative Preoperative Definitive Unclear Chemotherapy No Yes Before definitive Rx Concurrent with definitive Rx After definitive Rx No. of patients % 46 24 66 34 36 52 5 6 7 9 3 4 9 4 7 13 6 10 12 45 4 7 2 18 66 6 10 55 15 11 1 5 79 21 16 1 7 Abbreviation: Rx, treatment. metastasis. Recurrence patterns and patterns of metastasis are summarized in Table 3. Figure 2 presents the overall survival and disease-specific survival for the entire cohort. Median overall survival was 126.3 months (10.5 years), and median diseasespecific survival was 139 months (11.6 years). Diseasespecific survival stratified by AJCC T and N classification, as well as by Morita (modified Kadish) stage, is pre- TABLE 3. Patterns of recurrence. Pattern No. of patients % 28 33 46 54 11 11 6 18 18 10 10 55 15 85 Recurred Yes No Site of first recurrence Local Regional Distant Distant metastasis Yes No Sites of distant metastasis Spine Parietal lobe, brain Leptomeningeal Breast Lung Skull Dura 526 HEAD & NECK—DOI 10.1002/HED 4 2 2 1 1 1 1 APRIL 2014 sented in Figure 3. The disease-specific survival of patients with T3 or T4 disease (54 patients) was analyzed after these patients were stratified by treatment (Figure 4A). Patients with T3 or T4 disease who received surgery and postoperative radiation had a median disease-specific survival of 218.5 months (18.2 years) compared to 87.9 months (7.3 years) for those who received surgery alone, log-rank p ¼ .04 (Figure 4B). DISCUSSION In the current study, we present the outcomes after extensive follow-up (median 7.6 years) for a large cohort of patient with ENB who were treated and/or followed at our institution. Our findings confirm and emphasize several important characteristics of this disease. In our study, patients with locally advanced (T3 and T4) disease clearly benefited from postoperative radiation. The median disease-specific survival after resection followed by radiation for patients with T3 and T4 disease was excellent (18.2 years in our analysis). The difference in disease-specific survival between those treated with surgery and radiation versus surgery alone reached statistical significance. Our findings are in keeping with other reports and reviews. Although craniofacial resection with postoperative radiation is generally held as the gold standard for advanced ENB, few reports have been able to definitively show that this approach is optimal. Several single-institution reports have favored the addition of postoperative radiation to surgery.10,14,16,17 Dulguerov and Calcaterra10 reported a dramatic difference in recurrencefree status among those treated with surgery or radiation alone (14% and 40%, respectively, compared to 92% for surgery and radiation). Chao et al18 found that multimodality therapy was associated with improved survival compared to single modality treatment. In the study by Foote et al,14 it was suggested that adjuvant radiation improved local control. Diaz et al16 reported a 10-year survival of 75% among patients with Kadish C disease treated with surgery and postoperative radiation. In the meta-analysis by Dulguerov et al,4 multimodality therapy, particularly surgery combined with radiation, yielded the highest survival rates. This finding was supported by 2 separate analyses of the Surveillance, Epidemiology, and End Results database,13,19 both of which showed that surgery combined with radiation is superior to radiation alone. Surgery and radiation compared to surgery alone did not reach a statistically significant difference in these reports, however. A meta-analysis by Kane et al20 also did not find a significant difference in survival between those patients that received surgery alone versus those that received postoperative radiation. Our study, evaluating a large cohort of patients with extended follow-up, supports the use of postoperative radiation for patients with locally advanced disease. It is important to emphasize the importance of establishing the correct diagnosis when a patient presents with a sinonasal neuroendocrine tumor. At our institution, all pathological diagnoses are confirmed after careful review of pathologic specimens obtained from outside institutions. Poorly differentiated ENB can easily be confused with other neuroendocrine tumors of the head and neck, including sinonasal undifferentiated carcinoma, TREATMENT FOR ESTHESIONEUROBLASTOMA FIGURE 2. Overall (A) and disease-specific (B) survival. neuroendocrine carcinoma, and small cell carcinoma. The disparity in the natural history as well as the local and distant control rates between ENB and these more aggressive non-ENB entities has been previously reported.21 For non-ENB neuroendocrine tumors, the high rates of systemic failure warrants a multimodality treatment approach that includes systemic chemotherapy, whereas ENB can often be treated with local therapy alone. Thus, accurate pathologic diagnosis is crucial to select the appropriate treatment and optimize outcome among these patients. It is clear from our study that long-term follow-up is mandatory for patients with ENB, a finding which is supported by previous publications. Despite excellent survival outcomes (disease-specific survival of 11.6 years), 46% of the patients developed recurrent disease in our study with a median time to recurrence of 6.9 years. The median follow-up was 7.6 years in this study, so we believe we have captured the majority of recurrences for this patient set. Ozsahin et al12 reported a median time to local-regional progression of 110 months (9.2 years). Bachar et al5 reported a median time to recurrence of 57 months. The study by de Gabory et al,22 described a cohort of patients with a median follow-up of 99.1 months (8.3 years), and found that the disease-free survival rate was 71.5% at 10 years. In the meta-analysis by Dulguerov et al,4 24 publications reported a 5-year disease-free survival rate (average 41% disease-free at 5 years), whereas only 5 studies were identified that reported a 10-year disease-free survival (average 52% disease-free at 10 years). It seems that despite good longterm overall survival, recurrences are relatively high (approximately 50%), and can be most often expected to occur between 5 and 10 years after treatment. The authors of this study propose that a period of 7 to 10 years is necessary for adequate patient follow-up, as well as for optimal measurement of recurrence and survival outcomes in future studies. The patterns of treatment failure are important to review in order to examine how treatment for ENB might best be improved. In our study, the site of first recurrence was local in 11 patients (18%), regional in 11 patients (18%), and distant in 6 patients (10%). Four additional patients failed at distant sites after local or regional recurrence. Interestingly, distant failure was intracranial, pericranial, or spinal in 10 of 12 sites recorded (some patients failed at multiple distant sites). Bachar et al5 reported on 39 patients, and found local, regional, and distant failure rates of 15%, 18%, and 8%, respectively. In their meta-analysis, Dulguerov et al4 reported that local, regional, and distant failure was 29%, 16%, and 17%, respectively. Ozsahin et al,12 in their series, reported higher overall local, regional, and distant failure rates, reporting 31%, 26%, and 19%, respectively. It seems that patients are at relatively high FIGURE 3. Disease-specific survival stratified by American Joint Committee on Cancer (AJCC) T and N classification (A) and modified Kadish score (B). HEAD & NECK—DOI 10.1002/HED APRIL 2014 527 OW ET AL. FIGURE 4. Disease-specific survival of patients with T3 or T4 esthesioneuroblastoma (ENB) when stratified by treatment (A) and stratified by those who received surgery versus surgery and postoperative radiation (B). risk for local-regional failure (perhaps 30% to 40%) when followed for an extended period, however, distant failure also remains a concern. Although it has been difficult to establish the true benefit of chemotherapy for ENB, chemotherapy may theoretically improve both local-regional and distant control. In our study, 15 patients received chemotherapy. The regimens and strategies in which chemotherapy was used were variable among the patients we reviewed, so it is difficult to draw definitive conclusions about the effect of chemotherapy on disease control and survival from our patient cohort. The small number of patients who were treated with concurrent chemoradiation in the postoperative setting had advanced disease and did seem to have an outcome comparable to those that received radiation alone. Chemotherapy was most often utilized in the neoadjuvant setting in our cohort, but the overall impact of this modality is unclear. At our institution, neoadjuvant regimens including cisplatin and etoposide are typically advocated for those with advanced disease with intracranial or orbital invasion.23 Platinum-based treatment concurrently with radiation is also advocated postoperatively for those at high risk of local-regional recurrence. Evidence supporting multimodality treatment is summarized above, but data specific to the utility of chemotherapy for ENB is limited to case reports and small series. Chao et al18 reported on 8 patients who received neoadjuvant chemotherapy, 6 of whom showed no evidence of disease at the time the study was completed. Two cases of preoperative chemoradiation with cisplatin and etoposide were detailed by Sohrabi et al24 offering another potential treatment strategy using chemotherapy for patients with advanced ENB. Neoadjuvant chemotherapy was also supported in a study of ifosfamide, cisplatin, and etoposide, a report in which 9 of 11 patients achieved an objective response.25 A case of a durable response to sunitinib in the palliative setting has also been published, offering another intriguing option for study in the era of targeted therapy.26 Three patients in our study presented with nodal metastasis, and clearly these 3 patients had a very poor outcome compared to most others in our cohort. The 528 HEAD & NECK—DOI 10.1002/HED APRIL 2014 Surveillance, Epidemiology, and End Results database study by Jethanamest et al19 showed that the presence of lymph node metastasis was clearly associated with decreased survival. Eleven patients in our study went on to develop regional recurrence as their first site of disease progression. No patients in our study underwent elective neck dissection, and the exact number of patients who received elective radiation to the neck was unclear from the records we reviewed. With long-term follow-up, it seems that regional failure among patients with ENB approaches 20%. In the report by Howell et al27 examining 48 patients with ENB, 5 patients presented with cervical metastasis, and 9 others developed nodal disease during follow-up. Nodal metastases were easily identifiable on CT scan, MRI, and fluorodeoxyglucose-positron emission tomography scan, and metastases most commonly occurred in level II, followed by levels I, III, and the retropharyngeal nodes.27 A meta-analysis of the published cases of patients with ENB and neck metastasis reported an overall (combined early and late) cervical metastasis rate of 20%, and the literature suggested surgical resection with postoperative radiation was the best salvage treatment for patients with regional failure.28 In a comprehensive review of the literature, regional spread seemed to be higher among patients with Kadish C disease.29 There exist some data to suggest that elective neck irradiation improves regional control, however, definitive evidence is lacking.29 A study by Noh et al,30 identified nodal recurrences in 3 of 4 patients despite elective treatment of the neck. The authors went on to suggest that perhaps chemotherapy was more effective in limiting regional spread, however, the study was not powered to definitively answer these questions. It is reasonable to recommend elective irradiation of the first echelon lymph nodes for patients with advanced local disease; however, there are very limited data for this. At our institution, we now favor elective neck nodal irradiation for most patients. Currently, elective surgical treatment of the N0 neck is not the standard of care for those who will not undergo adjuvant irradiation. The overall local control rate in our cohort was 82%. Sixty-two patients (90%) received surgical resection as TREATMENT part of their treatment. The standard approach to treatment for ENB at our institution traditionally has been open craniofacial resection, but, more recently, we have used endoscopic or combined craniotomy-endoscopic approaches. Forty-one of the patients (61%) in our series received 1 of these surgical approaches. Endoscopic surgery without craniotomy was used as a definitive modality of treatment in only 3 patients in our series. Our group has recently adopted this technique for patients with early stage ENB. Our recent publication of a large series of patients with sinonasal tumors who were treated endoscopically shows that this procedure is safe with acceptable rates of disease control.31 The efficacy of the endoscopic approach for ENB has been examined in recent publications. Castelnuovo et al32 reported 10 patients with ENB who received endoscopic resection, 9 of whom received postoperative radiation. All of the patients were disease-free at the time of the report; however, the median follow-up was only 39 months. Another recent publication reported on 8 patients who received an endoscopic resection followed by adjuvant radiation, all of whom were with no evidence of disease with a mean follow-up of 27 months.33 The meta-analysis by Devaiah and Andreoli8 reported a survival advantage among those who received an endoscopic or endoscopic-assisted approach. There is an obvious selection bias in this analysis, as noted by the authors, because smaller tumors are more amenable to endoscopic resection, however, the data does suggest comparable survival rates with these procedures.8 From these limited reports, endoscopic resection seems to be a safe and effective procedure for carefully selected patients with ENB. Because of excellent local control reported with standard techniques, and the proclivity for this tumor to recur after an extended period, careful study with long-term follow-up will be required to definitively support endoscopic resection as an acceptable treatment option for ENB. Our study is limited by all of the usual biases of a retrospective analysis, however, to our knowledge this is the largest single-institution series reported to date. In our study, it did seem that the AJCC staging system stratified for outcome better than the modified Kadish (Morita11) system, however, the overwhelming clinicopathologic prognosticator was node status at presentation. We did not evaluate pathologic grade of tumor according to the classification by Hyams,34 as this information was not available for the majority of our patients. Despite these flaws, our review helps solidify several important factors that contribute to the management strategy for ENB. CONCLUSIONS Our review suggests that patients with ENB, even when locally advanced, can expect excellent survival if treated with surgical resection and postoperative radiation. However, recurrence rates remain relatively high and commonly occur after a prolonged disease-free interval. 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