Published Ahead of Print on June 22, 2015 as 10.1200/JCO.2015.61.6706 The latest version is at http://jco.ascopubs.org/cgi/doi/10.1200/JCO.2015.61.6706 JOURNAL OF CLINICAL ONCOLOGY A S C O S P E C I A L A R T I C L E American Society of Clinical Oncology Statement: A Conceptual Framework to Assess the Value of Cancer Treatment Options Lowell E. Schnipper, Nancy E. Davidson, Dana S. Wollins, Courtney Tyne, Douglas W. Blayney, Diane Blum, Adam P. Dicker, Patricia A. Ganz, J. Russell Hoverman, Robert Langdon, Gary H. Lyman, Neal J. Meropol, Therese Mulvey, Lee Newcomer, Jeffrey Peppercorn, Blase Polite, Derek Raghavan, Gregory Rossi, Leonard Saltz, Deborah Schrag, Thomas J. Smith, Peter P. Yu, Clifford A. Hudis, and Richard L. Schilsky Author affiliations appear at the end of this article. Published online ahead of print at www.jco.org on June 22, 2015. Processed as a Rapid Communication manuscript. L.E.S. and N.E.D. contributed equally to this work. ASCO Board of Directors approval: January 22, 2015. Authors’ disclosures of potential conflicts of interest are found in the article online at www.jco.org. Author contributions are found at the end of this article. Corresponding author: Lowell E. Schnipper, MD, 330 Brookline Ave, Boston, MA 02215; e-mail: lschnipp@ bidmc.harvard.edu. © 2015 by American Society of Clinical Oncology 0732-183X/15/3399-1/$20.00 DOI: 10.1200/JCO.2015.61.6706 INTRODUCTION Health care costs in the United States present a major challenge to the national economic well being. The Centers for Medicare and Medicaid Services (CMS) has projected that US health care spending will reach $4.3 trillion and account for 19.3% of the national gross domestic product by 2019.1 This growth in spending— both in absolute terms and as a proportion of our gross domestic product— has not been accompanied by commensurate improvements in health outcomes, despite expenditures far exceeding those of other countries.2-4 One of the fastest growing components of US health care costs is cancer care, the cost of which is now estimated to increase from $125 billion in 2010 to $158 billion in 2020.1 Although cancer care represents a small fraction of overall health care costs, its contribution to health care cost escalation is increasing faster than those of most other areas because of several factors: the increasing prevalence of cancer due to the overall aging of the population and better control of some causes of competing mortality; the introduction of costly new drugs and techniques in radiation therapy and surgery; and the adoption of more expensive diagnostic tests. In some cases, the adoption of newer, more expensive diagnostic and therapeutic interventions may not be well supported by medical evidence, thereby raising costs without improving outcomes.5 Coupled with, or even driving, some of these rising costs are sometimes unrealistic patient and family expectations that lead clinicians to offer or recommend some of these services, despite the lack of supporting evidence of utility or benefit.6 Historically, most individuals in the United States were shielded from the acute economic impact of expensive care because they had health insurance. However, current trends suggest that patients will find themselves increasingly responsible for a greater proportion of the cost of their health care. Cost shifting or sharing can occur through the increased use of high-deductible policies and larger copayments. These increased costs are already commonplace and may not be affordable for many families. Indeed, health care expenditures are cited as a major cause of personal bankruptcy,7 and the term financial toxicity has entered the vernacular as a means of describing the financial distress that now often accompanies cancer treatment.8 Like other toxicities of cancer treatment, financial toxicity resulting from out-of-pocket treatment expenses can reduce quality of life and impede delivery of highquality care.9,10 Patients experiencing high out-ofpocket costs have reported reducing their spending on food and clothing, reducing the frequency with which they take prescribed medications, avoiding recommended procedures, and skipping physician appointments to save money.10,11 These unintended consequences risk an increase in health disparities, which runs counter to some of the key goals of health care reform. In many communities, the high costs associated with cancer care have created a difficult situation for patients and the oncologists who care for them. Addressing this situation will require greater understanding of all the risks and benefits of various treatment options as well as the consequences of specific choices. In this regard, studies have shown that patients specifically want financial information about treatment alternatives along with information about medical effectiveness and treatment toxicity. However, they often do not receive it. Closing this knowledge gap will require educated providers who are able to sensitively initiate a dialogue about the cost of care with their patients when appropriate.12,13 Patients with cancer are often surprised by and unprepared for the high out-of-pocket costs of treatments. They also overestimate the benefits of treatments that sometimes extend life by only weeks or months or not at all. Oncologists are generally aware of this conundrum but uncertain about whether and how the cost of care should affect their recommendations.14 Although raising awareness of costs and providing tools to assess value may help to © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. Copyright 2015 by American Society of Clinical Oncology 1 Schnipper et al manage costs while maintaining high-quality care, some oncologists see this as being in conflict with their duty to individual patients.15 Recent American Society of Clinical Oncology Efforts Motivated by our responsibility to help oncologists deliver the highest-quality care to patients everywhere, the American Society of Clinical Oncology (ASCO) formed the Task Force on the Cost of Cancer Care in 2007. Its mission includes educating oncologists about the importance of discussing costs associated with recommended treatments, empowering patients to ask questions pertaining to the anticipated costs of their treatment options, identifying the drivers of the rising costs of cancer care, and ultimately developing policy positions that will help Americans move toward more equal access to the highest-quality care at the lowest cost.16 In 2012, through the work of the Task Force, ASCO responded to the Choosing Wisely Campaign of the American Board of Internal Medicine Foundation and identified specific instances of overuse in the delivery of cancer care. ASCO used a deliberative consensus process to identify five common clinical practices that are not supported by high-level evidence. A second list of five was developed using the same process and submitted to the Choosing Wisely Campaign in 2013. ASCO amplified the evidence basis for both top-five lists in two publications17,18 and is now developing measures to evaluate the use of these practices as part of its Quality Oncology Practice Initiative. These exercises have provided opportunities to develop a rigorous but flexible approach to assessing efficacy across diagnostic and treatment domains. Focus on Value The high costs of cancer care affect everyone in society, but there are many stakeholders in our complex health care system with specific responsibilities and influence. These include patients, manufacturers, providers, and payers. Rising costs are distributed throughout the broader economy by causing higher insurance premiums, increased taxpayer burden, stagnant wages, and more extensive cost sharing with patients. The net effect is a strain on personal and family finances and a drag on the broader economy. A resulting concern is that health care will become less and less affordable for Americans unless steps are taken to curb current cost trends. As policymakers and payers seek ways to assure the best use of limited resources, they are appropriately turning to physician experts for a better understanding—and definition— of value. ASCO has dedicated significant volunteer time and resources to the issue of cost and has now turned its attention to a formal definition of and strategy for assessing value in cancer care. In 2013, the ASCO Board of Directors charged the Task Force, now renamed the Value in Cancer Care Task Force, with developing a framework for comparing the relative clinical benefit, toxicity, and cost of treatment in the medical oncology setting. At the clinical level, the goal of the ASCO framework is to provide a standardized approach to assist physicians and patients in assessing the value of a new drug treatment for cancer as compared with one or several prevailing standards of care. From this framework, it is possible to provide medical oncologists with the information and physician-guided tools necessary to assess the relative value of cancer therapies as an element of shared decision making with their patients. At the societal level, the assumption underlying this effort is that the cost of a given intervention should bear a relationship to the beneficial impact it has for the patients who receive that treatment. 2 © 2015 by American Society of Clinical Oncology The work of the ASCO Value in Cancer Care Task Force has been guided by the following core principles: ● ● ● ● ● The physician-patient relationship is of central importance in defining management options for the patient. It is the view of ASCO that the oncologist is the patient’s best advocate and resource for guidance in assessing the value of treatment options. To accomplish this, the oncologist must have the knowledge and tools necessary to assess the relative value of therapies for specific clinical scenarios and use these in discussing treatment options with the patient. To ensure informed decision making, patients need access to both clinical and cost information about their treatment options. Patients need a clear understanding of the possible clinical benefits and harms of treatment options available to them, along with an appreciation of how these options differ with respect to the relative financial consequences they will face. As a physician performs his or her primary role as the patient’s trusted advocate, he or she also has a responsibility to be a good steward of health care resources. It is the position of ASCO that oncologists should make informed decisions regarding the value of care, understanding both the most accurate and up-to-date information on benefits and costs to patients and society. This is consistent with the statement in the Ethics Manual of the American College of Physicians: “As a physician performs his or her primary role as a patient’s trusted advocate, he or she has a responsibility to use all health-related resources in a technically appropriate and efficient manner.”19(p86) Furthermore, ASCO believes that these goals are not in conflict. Working from these principles, ASCO presents herein a proposed framework for assessing the value of treatment options. The framework is designed to eventually assist in facilitating shared decision making with patients about clinical benefits and costs. The framework has benefitted from input from representatives of four major stakeholder constituencies, including oncologists, patients, payers, and manufacturers. The framework should not be viewed as final in concept, and it is not yet suitable for use during a routine clinical encounter. It is designed to be used with the highest quality evidence available, but its development reveals significant gaps in the evidence base that, ideally, will be filled to more fully address the need for comparative information on the relative value of treatments assessed. It is presented now to demonstrate an initial approach to the challenge and to stimulate further discussion toward the goal of developing a clinically useful tool. We seek feedback from all stakeholders, and we plan to use this feedback to further refine the framework and ensure its eventual usefulness to the oncology provider community. As this framework and its accompanying scenarios show, health benefits and costs can differ substantially among therapies. Although not its underlying intent, ASCO recognizes that this work has the potential to influence policymakers and payers as they consider preferred management options and evaluate the relative value of new treatments introduced into the cancer marketplace. As it evolves, ASCO anticipates that the framework will play an increasingly important role in JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care determining the value of new approaches to the treatment of cancer. All of this makes it critically important for all voices to be heard, that a flexible and transparent approach is used, and that the overall goals of the project are understood. ASSESSING VALUE IN HEALTH CARE Defining Value Although the methods of assessing value vary depending on the country, health care system, disease, and patient population, the definition of value is generally accepted as a measure of outcomes achieved per monetary expenditure.20 The Institute of Medicine (IOM) has identified six elements of quality health care delivery: safety, effectiveness, patient centeredness, timeliness, efficiency, and equity.21,22 ASCO, through the Value in Cancer Care Task Force, has chosen to define value in cancer care by emphasizing three critical elements articulated by the IOM: clinical benefit (efficacy), toxicity (safety), and cost (efficiency). These three elements are readily measured, ascertainable from high-quality medical evidence, and central to the mission of the clinical oncologist. Patient centeredness, timeliness of therapy, and equity in access to cancer care are also essential elements of quality care; however, they are not as easily measured and are only rarely reported as outcomes of clinical trials. The health and individual needs of the patient are paramount, and the intent of ASCO in developing the framework is that it will encourage the development of more patient-centered care. Patient Perspective The perspective of the patient is of central importance in defining value. Patient perception of value is highly individualized, can be subjective, and may change over time. It is aligned with efficacy and toxicity of an intervention, dynamic throughout the course of the disease process, and dependent on variables such as age, comorbidities, life circumstances, insurance coverage, personal finances, and individual goals, religious beliefs, and values. When making treatment decisions, patients often consider not only efficacy (chance of cure or disease response) but also quality of life, toxicity, convenience, and cost.23,24 Patients often face uncertainty about what a treatment will cost and where to obtain financial information and assistance. Differences in insurance coverage and reimbursement or cost-sharing structures also make it exceedingly difficult for providers to understand the direct, out-of-pocket cost of care faced by individual patients, especially for new drugs.25 Information on indirect costs to patients is also difficult to obtain and can vary significantly from patient to patient. To address this issue, there is increasing emphasis on providing clear and objective information not only on the clinical benefits and risks of treatment options but also on cost. Doing so can help patients make informed treatment decisions that are best for their health, while potentially incurring less of a financial burden when there are alternative approaches with little or no difference in overall effectiveness or toxicity. Because patient perception of value is so individualized, it is crucial that discussions with patients include an assessment of which treatments are most likely to support their needs, goals, and preferences, and that information that could affect their treatment decision making be provided as transparently as possible. www.jco.org Role of the Oncologist Oncologists play a crucial role in ensuring that the care patients receive is appropriate for the clinical indication, evidence based whenever possible, and consistent with each person’s individual values and preferences. Shared decision making requires sharing comprehensive information about prognosis and treatment options, with the level of detail tailored to the health literacy of the individual patient.26 A routine and reliable mechanism for assessing and informing patients of the financial impact of treatment in the context of expected benefits remains an unmet need and was part of the first two recommendations of the recent IOM report on delivery of high-quality care.22 That said, discussions with patients with cancer about treatment recommendations and their cost are complicated by the emotional distress experienced by patients after a cancer diagnosis. Metrics to Assess Value in Health Care A number of methodologies have been employed by health economists to assess the value of medical therapies. Two commonly used metrics are quality-adjusted life-years (QALYs) and incremental costeffectiveness ratios (ICERs). QALY. A QALY is a measure of disease burden, including both the quality and quantity of life lived. QALYs can provide an indication of the benefits obtained from medical procedures in terms of quality of life and survival. The QALY is often used in cost-effectiveness analyses to evaluate and compare the value of specific treatments for purposes of allocating resources across a health care system or systems.27 An intervention with a lower cost-to-QALY ratio would be preferred over an intervention with a higher ratio. Although the QALY can be adapted for individual decision making, it is not the purpose for which it is most commonly used. There are significant limitations to the application of QALYs, because individuals with the same illness may have different preferences for a health state. For example, one individual with advanced cancer may prefer length of overall survival (OS) above all else, whereas another might view minimization of symptoms as the highest priority. ICER. The ICER is the basis of cost-effectiveness analysis. The ICER is the ratio between the difference in cost and the difference in benefit of two interventions. QALYs are commonly used in assessing benefits when deriving an ICER, which is commonly expressed as incremental cost per QALY. Researchers are increasingly integrating ICER analyses into the results of clinical trials as a means of providing a more complete assessment of benefit relative to cost. Defining an acceptable threshold for cost effectiveness has been a major focus of public policy worldwide. Currently, no uniform threshold exists across health care systems; however, in many countries, such thresholds are being established, which raises concerns about limiting patient choice and health care rationing. Global Context for Assessing Value The creation of new and increasingly expensive therapeutic agents has made it difficult for governments and pharmaceutical benefit providers to plan or know how to effectively and efficiently spend limited resources.28,29 Many Western European nations, as well as others, including Australia and Canada, rely on health technology assessments provided by a government-sanctioned entity to determine the value of a new therapeutic option and use this assessment to help determine whether the drug in question should be purchased for the pharmacopeia of that nation. The United Kingdom has formalized © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. 3 Schnipper et al a process that integrates clinical and econometric analyses to determine whether the value of a new agent is great enough that it should be available to patients through the National Health Service. The review processes of the United Kingdom, Canada, Australia, France, and Germany have been well described in the literature and are summarized in Table 1. Notably, each considers measures of efficacy, toxicity, and cost, often in the context of disease prevalence, medical need, and prevailing alternatives. In the United States, although there have long been concerns with high costs of health care at the individual and societal levels, there has been reluctance to accept constraints on spending on the basis of cost-effectiveness analysis.39 Policy discussions have evolved from an emphasis on cost containment to quality and now to value over the course of the last few decades. Absent clear and universally accepted value standards, and stimulated by significant fiscal pressures, federal programs, health plans, professional societies, and others have undertaken efforts to define, assess, and implement value in health care delivery. Benefit structures, adjustment of insurance premiums, and implementation of clinical pathways and administrative controls have all been employed as means of controlling cost while emphasizing value. It is in this arena that the ASCO Value in Cancer Care Task Force seeks to contribute to the effort to ensure value for patients while preserving and enhancing quality and sustaining innovation. In addition to ASCO, other provider organizations are beginning to address the issue of value within their medical communities. Recently, the American College of Cardiology and American Heart Association issued the “Statement on Cost/Value Methodology in Clinical Practice Guidelines and Performance Measures,”40 which argues for a transparent and consistent approach to considering value when making health care decisions and proposes a schema for value categories, based on QALYs gained by an intervention. ASCO VALUE FRAMEWORK Methodology To develop the framework, ASCO established a steering group of the Value in Cancer Care Task Force, co-chaired by Drs Nancy E. Davidson and Lowell E. Schnipper, to oversee the initiative. The steering group organized the Task Force into three work groups, each charged with defining a key parameter of the value framework: clinical benefit, toxicity, and cost. Each work group met via conference calls to define its assigned domain and consider relevant metrics. Decisions were reached by consensus and anchored in the results of prospective, randomized trials comparing a new treatment with a prevailing standard of care. Once the parameters of the framework were established, the Task Force developed a set of clinical case scenarios to assess the utility of the framework. Earlier versions of the framework and scenarios were shared with key stakeholders at meetings with oncologists, patient advocates, payers, and leaders from the pharmaceutical industry. The input received was carefully considered in the version of the framework that is presented herein. Framework Overview The ASCO value framework has been developed as a physicianguided tool to assist the physician and patient in shared decision making. It has been constructed to enable comparisons of a new treatment regimen with the prevailing standard of care for a specific 4 © 2015 by American Society of Clinical Oncology clinical cancer indication using data derived from a prospective randomized trial. Two versions of the framework have been developed— one for advanced cancer and another for potentially curative treatment (adjuvant or neoadjuvant therapy), recognizing the unique clinical concerns associated with these diverse treatment settings. In both the advanced disease and curative frameworks, points are awarded (or subtracted) in the categories of clinical benefit and toxicity. In the advanced disease framework, bonus points can be earned if a regimen shows statistically significant improvement in palliation of symptoms and/or treatment-free interval compared with the control treatment in a clinical trial. Clinical benefit and toxicity (and bonus points, in the advanced disease framework) are combined to generate a net health benefit (NHB) score, which is then juxtaposed against the direct cost of the treatment, to provide an overall summary assessment. These components are further described herein, and the frameworks are summarized in Figures 1 and 2. Clinical benefit. In the advanced disease framework, clinical benefit is assigned a categorical score (1 to 5) based on the fractional improvement in median OS when comparing a new regimen or agent with a standard-of-care regimen for a specific clinical scenario. If data on median OS are not available, median progression-free survival (PFS) data are to be used instead. If neither OS nor PFS data are available, or the regimen has been evaluated in a single-arm trial only, response rate (RR) should be used. The categorical score for OS is weighted (ie, multiplied) by 16 (this multiple was chosen to indicate that maximum of 80 [16 ⫻ 5] of 100 points can be attributed to improvement in survival), PFS is weighted by 11 (because it is a less clinically meaningful end point and is not always a surrogate for OS), and RR is weighted by eight, reflecting the fact that this end point represents a clinical benefit that might not translate to improvement in OS. For the curative framework, a categorical score (1 to 5) for OS is assigned based on the hazard ratio (HR) when comparing the test therapy with a standard of care. If OS data are not reported, the HR for disease-free survival (DFS) is used instead. The categorical score is weighted by 16 for OS and 15 for DFS. Here as well, the weight of the survival benefit is 80 of a possible score of 100, reflecting the view of the Task Force that improvement in OS represents the most important component of the value assessment. Toxicity. In both the advanced disease and curative frameworks, toxicity is calculated as the relative toxicity of the new agent against the comparator regimen. This option awards (or subtracts) a categorical value (⫺20 to ⫹20) ranging from substantially less well tolerated to substantially better tolerated when comparing the frequency of grade 3 to 5 toxicities as defined by the Common Terminology Criteria for Adverse Events for the new regimen against the comparator. Bonus points. As noted, regimens scored using the advanced disease framework have an opportunity to gain bonus points in two ways: Palliation bonus points should be awarded if a statistically significant improvement in any cancer-related symptom is reported in a randomized trial of the new treatment; treatment-free interval bonus points should be awarded if a statistically significant improvement in treatment-free interval is reported in a randomized trial of the new treatment versus the comparator. This option is included because a period off all therapy for patients with cancer implies that their disease is not progressing and that they can be spared the treatment-related toxicities (or at least are dealing with resolution of those previous experienced) of continuing therapy. JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. www.jco.org NICE, SMC, AWMSG pCODR, INESSS Canada Reviewing Body United Kingdom Country Overall clinical benefit, cost effectiveness, alignment with patient values, feasibility of adoption into health system Strength of available evidence, importance of outcomes, health impact, cost effectiveness, budget impact, inequalities, feasibility of implementation, impact on NHS, acceptability, broad clinical and government policy priorities, health needs Criteria for Value Assessment Outcome Variables Burden of disease (population Mortality, morbidity, affected, morbidity, quality of life, cost mortality); resource impact per QALY (cost impact on NHS or public sector); clinical and policy importance (whether topic is within government priority area); presence of inappropriate variations in practice; potential factors affecting timeliness of guidance to be produced (degree of urgency, relevance of guideline at expected date of delivery); likelihood of guidance having impact on public health and quality of life, reduction in health inequalities, or delivery of quality programs or interventions; appropriateness and ability of NICE to commence development of guideline. (source: manufacturer data, RCTs, systematic literature reviews) Effectiveness, measured in Mortality, morbidity, terms of relevant patient safety, quality of life outcomes (eg, mortality, morbidity, quality of life) with magnitude, direction, and uncertainty of effect also considered; safety; burden of illness; need (availability of effective alternative); patient values; cost effectiveness; economic feasibility (net budget impact of new drug, including companion testing); organization feasibility (source: manufacturer data, RCTs, systematic literature review, clinical guidance report, patient advocacy data, other unpublished data) (continued on following page) Evidence Direct costs from public payer perspective (usually Ontario MOHTL) Direct costs for NHS and PSS; may also add travel and other public sector costs but typically does not include productivity costs; some consideration for indirect costs Cost Metrics Table 1. Summary of International Value Determination Frameworks Cost, cost-effectiveness analysis, cost-utility analysis, budget impact assessment; uncertainty of results must be assessed (range for worst-case scenario) Cost-effectivness or costutility analysis; costbenefit analysis may be used in specific situations; in addition, cost-consequence approach may be adopted to take account of complex and multidimensional character of public health interventions and programs; other issues (eg, equity, distribution) can also inform analysis; budget impact model (template specific to SMC) or cost minimization where clinical equivalence is statistically demonstrated Type of Economic Assessment Use of Results Evaluate clinical data, assess cost effectiveness, make recommendations to guide drug reimbursement decisions at provincial level; decisions can include: list, list with conditions upon clinical criteria or lower ICER, or not list To develop standards, guide patient-care decisions, inform strategies to meet government indicators and targets, support decision making on NHS funding and resource allocation, guide education and training of health professionals; health authorities are unlikely to accept (reimburse or fund) products that are not recommended (although they can) and are mandated (in England) to reimburse products that are recommended Source pCODR,33 INESSS34 NICE,30 SMC,31 AWMSG32 ASCO Framework for Assessing Value in Cancer Care Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. © 2015 by American Society of Clinical Oncology 5 6 © 2015 by American Society of Clinical Oncology HAS Transparency Commission and Public Health and Economic Evaluation Committee, CEPS Federal Joint Committee; Institute for Quality and Efficiency in Health Care France Germany Clinical effectiveness of drug and possible side effects, position in therapeutic spectrum relative to other available treatments, disease or condition severity, clinical profile of drug, public health impact, cost-effectiveness for innovative drugs (ASMR I, II, III) expected to have significant budget impact on system Nature and severity of disease, magnitude of additional therapeutic benefit, availability of treatment alternatives, adverse-effect profile Clinical efficacy and costs compared with other medications already in PBS for corresponding indications; cost-effectiveness and costutility analyses Criteria for Value Assessment Clinical benefit with respect to patient-relevant outcomes, medical need, efficiency (source: RCTs, systematic literature reviews, indirect comparisons [in special cases]) Meta-analysis of manufacturer data against available comparator data, including benefits and costs; assessment of direct randomized trials to give superior therapeutic conclusion; translation of these direct trial issues using premodeling provide trial-based or stepped economic evaluation (ie, cost effectiveness); epidemiologic analysis of budgetary implications (source: manufacturer data, RCTs, indirect comparisons of several trials with applicable comparator) Clinical, epidemiologic, and economic data; financial and public health impact (source: manufacturer data, RCTs, systematic literature reviews, indirect comparisons) Evidence Mortality, morbidity, quality of life Mortality, morbidity, quality of life Efficacy (ICERs, QALYs, LYGs), morbidity, mortality, maximum health outcome per dollar spent Outcome Variables All direct and, in some cases, indirect costs Depends on aim of study or assessment; all relevant costs must be reported and presented in detail; indirect costs must be reported separately Direct and indirect costs; process takes national health budget perspective, looks at costs and offsets to health care system as whole, as well as patient copay amounts Cost Metrics For early benefit only, direct cost comparison; no health economic assessments unless pricing negotiation sent to arbitrage Budget impact models; cost-minimization, cost-effectiveness, cost-utility, or costbenefit analysis Comparativeeffectiveness analysis, relative comparative effectiveness, costminimization analysis where clinical equivalence is statistically demonstrated Type of Economic Assessment Use of Results Supports reimbursement, pricing decisions, guideline development Reimbursement and pricing decisions Recommendations for state subsidization of new pharmaceutical agents Source Bundesministerium für Gesundheit38 HAS,36 Ministère des Affaires Sociales de la Santé37 PBAC35 Abbreviations: ASMR, autonomous sensory meridian response; AWMSG, All Wales Medicines Strategy Group; CEPS, Comité Économique des Produits de Santé; HAS, Haute Autorité de Santé; ICER, incremental cost-effectiveness ratio; INESSS, Institut National d’Excellence Santé et en Services Sociaux; LYG, life-year gained; MOHTL, Ministry of Health and Long-Term Care; NHS, National Health Service; NICE, National Institute for Health and Care Excellence; PBAC, Pharmaceutical Benefits Advisory Committee; PBS, Pharmaceutical Benefits Scheme; pCODR, Pan-Canadian Oncology Drug Review; PSS, Personal Social Services; QALY, quality-adjusted life-year; RCT, randomized controlled trial; SMC, Scottish Medicines Consortium. PBAC Reviewing Body Australia Country Table 1. Summary of International Value Determination Frameworks (continued) Schnipper et al Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. JOURNAL OF CLINICAL ONCOLOGY ASCO Framework for Assessing Value in Cancer Care THE ASCO VALUE FRAMEWORK: ADVANCED DISEASE Step 1: Determine the regimen’s CLINICAL BENEFIT 1.A. Is YES. Assign an OS Score (1 through 5 as shown below) and multiply by 16. Write this number in the box labeled, “OS Score.” Proceed to 1.D. Overall 1 2 3 4 5 OS Score Survival (OS) Improvement in median 76%-100% > 0%-24% 25%-49% 50%-75% At double the median OS of new reported? regimen, there is a 50% improvement OS (% change in median 1.B. If OS is not reported, is ProgressionFree Survival (PFS) reported? in the fraction of patients surviving OS) NO. Proceed to 1.B. YES. Assign a PFS Score (1 through 5 as shown below) and multiply by 11. Write this number in the box labeled, “PFS Score.” Proceed to 1.D. 1 2 3 4 5 PFS Score > 0%-24% 50%-75% 76%-100% At double the median PFS of new Improvement in median 25%-49% regimen, there is a 50% improvement PFS (% change in median in the fraction of patients without PFS) progression or death NO. Proceed to 1.C. OS Score PFS Score 1.C. If neither YES. Assign an RR Score (1 through 5 as shown below) and multiply by 8. RR should be calculated by adding the complete response (CR) and partial RR OS nor PFS response (PR) rates. Write this number in the box labeled, “RR Score.” Proceed to 1.D. Score is reported, is RR Score 1 2 3 4 5 Response > 0%-20% What was the reported 21%-40% 41%-60% 61%-80% 81%-100% Rate (RR) response rate (CR + PR)? reported? Insert the OS, PFS, or RR Score. Note: You should have EITHER an OS Score OR a PFS score OR an RR score, NOT MORE THAN ONE. Write Clinical 1.D. Calculate the the total in the box labeled “Clinical Benefit Score.” The maximum allowable points are 80. Proceed to Step 2. Benefit Score Clinical Benefit Score Step 2: Determine the regimen’s TOXICITY Calculate the For the regimens being assessed, compare the number of grade 3-5 toxicities (ie, calculate the sum of toxicities of grade 3-5 reported for each Toxicity regimen) and assign a Toxicity Score (-20 through +20 as shown below). The score will be based on the difference in toxicity between the two Toxicity Score regimens. Write this number in the box labeled, “Toxicity Score.” The maximum allowable toxicity points are 20. Proceed to Step 3. Score 0 +20 -20 -10 +10 Toxicity Score Substantially less well Less well tolerated Toxicity is the same Better tolerated (50%- Substantially better Does the new regimen tolerated (75%-100% (50%-74% increase (less than 49% 74% decrease in the tolerated (75%-100% represent an improvement in increase in the number in the number of increase and up to number of grade 3-5 decrease in the toxicity over the standard of number of grade 3-5 of grade 3-5 toxicities grade 3-5 toxicities 49% fewer toxicities toxicities reported care/comparator? toxicities reported for reported for the new reported for the new are reported for the for the new the new regimen.) regimen.) regimen.) new regimen.) regimen.) Step 3: Determine Bonus Points 3.A. PALLIATION YES. If a statistically significant improvement in cancer-related symptoms is reported, award 10 points, and place this in the box Palliation Bonus BONUS. Are data labeled “Palliation Bonus Points.” Proceed to Step 3.B. Points related to the palliation NO. No bonus points are awarded. Proceed to Step 3.B. of symptoms reported? 3. B. TREATMENTYES. If a statistically significant improvement in treatment-free interval is reported, award points based on the table below, and Treatment-Free Interval FREE INTERVAL place this in the box labeled “Clinical Benefit Bonus Points.” This is the interval from completion of study treatment to initiation of Bonus BONUS. Are data next treatment. Proceed to 3.C. related to treatmentBonus Points 10 20 5 15 0 free interval reported? % Change 20%-35% 36%-49% 50%-74% > 0%-19% ≥ 75% NO. No bonus points are awarded. Proceed to Step 3.C. 3.C. Calculate Total Add the Palliation Bonus Points (Step 3.A) and the Treatment-Free Interval Bonus Points (Step 3.B). Write this number in the box Total Bonus Points labeled “Total Bonus Points.” The maximum points available for Bonus Points is 30. Proceed to Step 4. Bonus Points Step 4: Determine the regimen’s NET HEALTH BENEFIT Calculate the Net Add the Clinical Benefit Score (Step 1), Toxicity Score (Step 2), and Bonus Points (Step 3). This yields a Net Health Benefit Score. Write this Net Health Benefit Health Benefit number in the box labeled “Net Health Benefit.” The maximum points available for Net Health Benefit are 130 (100 + 30 bonus points). Proceed to Step 5. Step 5: Determine the regimen’s COST Insert the drug acquisition cost (DAC) and patient co-pay based on how much the treatment regimen costs per month. Cost Per Month: DAC: _____________ Patient Co-Pay: _________________ Step 6: Summary Assessment – Advanced Disease Framework Toxicity Clinical Benefit Bonus Points Net Health Benefit Cost (per month) /80 /20 /30 /130 DAC: ______________ Patient Payment: ______ Fig 1. ASCO Value Framework: advanced disease. Future versions of the framework will allow for patients weighting their preferences such that the fractional contribution of each element (clinical benefit, toxicity) to the overall score can be modified, thereby individualizing the net health benefit. ASCO, American Society of Clinical Oncology; CR, complete response; DAC, drug acquisition cost; OS, overall survival; PFS, progression-free survival; PR, partial response; RR, response rate. NHB. The clinical benefit and toxicity scores (plus bonus points in advanced disease framework only) are combined to yield an NHB score. The maximum NHB score is 130 for the advanced disease framework and 100 for the curative framework. www.jco.org Cost. Two types of cost estimates are to be presented when the value of an intervention is being considered. One is the drug acquisition cost (DAC), and the other is the patient cost, which directly affects the patient but is highly variable depending on the patient’s insurance © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. 7 Schnipper et al THE ASCO VALUE FRAMEWORK: ADJUVANT SETTING Step 1: Determine the regimen’s CLINICAL BENEFIT 1.A. Is a Hazard YES. Assign score for HR (1 through 5 as shown below) and multiply by 16. Write this number in the box labeled, “OS Score.” Proceed to 1.C. Ratio (HR) for 1 4 Score 2 3 5 death reported? HR for death > 0.85 0.84-0.71 0.70-0.55 0.54-0.21 < 0.20 1.B. If an HR for death is not reported, is Disease-Free Survival reported? NO. Proceed to 1.B. YES. Assign a Disease-Free Survival Score (0 through 4 as shown below) and multiply by 15. Write this number in the box labeled, “DFS Score.” Proceed to 1.C. DFS Score 0 1 2 3 4 76%-≥ 100% Improvement in median DFS > 0%-10% or HR 11%-24% or 25%-49% or 50%-75% or (% change in DFS) OR use > 0.85 HR 0.84-0.71 HR 0.70-0.55 HR 0.54-0.21 or HR < 0.20 HR as above Insert the OS or DFS Score. Note: You should have EITHER an OS Score OR a DFS score, NOT BOTH. Write the total in the box labeled “Clinical Benefit Score.” The maximum allowable Clinical Benefit points are 80. Proceed to Step 2. 1.C. Calculate the Clinical Benefit Score Step 2: Determine the regimen’s TOXICITY Calculate the For the regimens being assessed, compare the number of grade 3-5 toxicities and assign a Toxicity Score (-20 through +20 as shown below). The Toxicity Score score will be based on the difference in toxicity between the two regimens. If there are unresolved symptomatic treatment-related toxicities at 1 year after completion of treatment, subtract 5 points. The maximum allowable Toxicity Points are 20. Proceed to Step 3. -20 +20 Toxicity Score -10 0 +10 Does the new Substantially less well Less well tolerated Toxicity is the same (less Better tolerated (50%- Substantially better tolerated (75%-100% regimen (50%-74% MORE than 49% MORE and up to 74% fewer grade 3-5 tolerated (75%-100% represent an grade 3-5 toxicities are 49% FEWER toxicities are toxicities are reported MORE grade 3-5 fewer grade 3-5 improvement in toxicities are reported reported for the new reported for the new for the new regimen.) toxicities are reported toxicity over the for the new regimen.) regimen.) regimen.) for the new regimen.) standard of care/comparator? Step 3: Determine the regimen’s NET HEALTH BENEFIT Calculate the Net Add the Clinical Benefit Score (Step 1) and the Toxicity Score (Step 2). This yields a Net Health Benefit Score. Write this number in the box labeled Health Benefit “Net Health Benefit.” The maximum points available for this score are 100. Proceed to Step 4. Step 4: Determine the regimen’s COST Insert the drug acquisition cost (DAC) and patient co-pay based on how much the treatment regimen costs in total (cost per cycle × number of cycles). Step 5: Summary Assessment Clinical Benefit /80 Toxicity /20 DFS Score Clinical Benefit Score Toxicity Score Net Health Benefit Cost of entire course of regimen: DAC:____________ Patient Co-Pay:____________ Cost Net Health Benefit /100 OS Score DAC:________________ Patient Payment: _______ Fig 2. ASCO Value Framework: adjuvant setting. Future versions of the framework will allow for patients weighting their preferences such that the fractional contribution of each element (clinical benefit, toxicity) can be modified, thereby individualizing the net health benefit. ASCO, American Society of Clinical Oncology; DAC, drug acquisition cost; DFS, disease-free survival; HR, hazard ratio. benefits. For the advanced treatment (adjuvant) framework, cost information will be provided as a monthly cost of the regimen (in both DAC and patient cost). For the curative treatment (adjuvant) framework, cost information will be provided as the total cost of the treatment regimen (in both DAC and patient cost) for the standard duration of therapy. Costs for supportive care drugs required to administer the anticancer treatment (eg, antiemetics) are included in these calculations. Summary assessment. The NHB and cost information are provided at the end of each framework as the summary assessment, with value being inferred through the relationship between NHB and the cost incurred to achieve that degree of benefit. Application of Framework in Clinical Scenarios We applied the framework to four clinical scenarios in which multiple trials have compared new treatment options with current standards of care: first-line treatment for metastatic non–small-cell lung cancer, treatment of advanced multiple myeloma, treatment of metastatic castration-resistant prostate cancer, and adjuvant therapy for women with human epidermal growth factor receptor 2–positive breast cancer. These scenarios were selected to demonstrate the poten8 © 2015 by American Society of Clinical Oncology tial utility of the approach for diverse clinical circumstances and to inform refinements to the framework. The results of our analyses are shown in Figures 3 to 6, where, for each test regimen evaluated in a prospective randomized clinical trial, the clinical benefit, relative toxicity, and magnitude of improvement in NHB for the new regimen are depicted along with the cost of the new regimen compared with that of delivering the standard-of-care treatment. Table 2 summarizes information shown in Figure 3. Similar data can be found in Appendix Tables A1 to A15 (online only). In keeping with the patient-specific focus of this approach to assessing value, ASCO anticipates that cost will be interpreted by the patient in the context of the NHB offered by each treatment option. ASCO acknowledges that this method of calculating the NHB does not permit assessment of the relative value of regimens that were not directly compared in clinical trials and that the observed improvement in NHB for a new regimen might be influenced by whether the comparator was best supportive care or active treatment. Nevertheless, ASCO believes this method to be one that is well grounded in the available medical evidence and provides the most objective assessment of NHB. Furthermore, it can be iterative and adaptive as new data are introduced into the JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care B Bevacizumab + paclitaxel + carboplatin Carboplatin + paclitaxel (control) 22 Toxicity or Benefit 15 OS 12.3 OS months 10.3 months 16/130 16,000 $11,907.87 12,000 10 8,000 5 4,000 Cisplatin + pemetrexed Cisplatin + gemcitabine (control) 20,000 20 16,000 15 OS OS 10.3 10.3 months months 12,000 10 10 8,000 5 4,000 $182.09 0 0 C Toxicity NHB D 15 15 10 16,000 OS OS 10 9.5 months months 13 12,000 8,000 5 $2,184.18 $2,019.80 4,000 Toxicity NHB 0 Clinical Benefit Toxicity NHB Cost 0 Cost Erlotinib Cisplatin + docetaxel or cisplatin + gemcitabine (control) 50 44/130 20,000 40 16,000 30 12,000 20 10 PFS 9.7 PFS months 5.2 months 8,000 12 $4,607.63 8 4,000 $1,686.99 0/130 0 $811.72 Drug Acquisition Cost ($) 20,000 Drug Acquisition Cost ($) Toxicity or Benefit Clinical Benefit Docetaxel + gemcitabine Docetaxel + cisplatin (control) 20 0/130 0 Cost Toxicity or Benefit Clinical Benefit $9,193.07 10 Drug Acquisition Cost ($) 15 Drug Acquisition Cost ($) 20,000 20 Toxicity or Benefit A 0 0 Clinical Benefit Toxicity NHB Cost Fig 3. Clinical benefit, toxicity, net health benefit (NHB), and cost of four regimens when compared with standard-of-care regimen used in clinical trials for first-line treatment of metastatic non–small-cell lung cancer: (A) bevacizumab, paclitaxel, and carboplatin versus carboplatin plus paclitaxel (control)41; (B) cisplatin plus pemetrexed versus cisplatin plus gemcitabine (control)42; (C) docetaxel plus gemcitabine versus docetaxel plus cisplatin (control)43; and (D) erlotinib versus cisplatin plus docetaxel or cisplatin plus gemcitabine (control) in patients with EGFR mutation–positive advanced NSCLC.44 Raw data for each parameter shown above each bar. Costs based on average sales price as of October 2014 for intravenous therapies and on information from UnitedHealthcare for oral drugs45; shown per month of treatment. Table 2 summarizes information shown in figure. Similar data can be found in Appendix Tables A1 to A15 (online only). (A) Bevacizumab, paclitaxel, and carboplatin has overall survival (OS) of 12.3 months versus 10.3-month OS for carboplatin plus paclitaxel (control), 15 grade 3 to 5 toxicities versus 22 for control, NHB of 16 of maximum 130, and cost of $11,907.87 per month versus $182.09 per month for control. (B) Cisplatin plus pemetrexed has OS of 10.3 months versus 10.3-month OS for cisplatin plus gemcitabine (control), 10 grade 3 to 5 toxicities versus 10 for control, NHB of zero of maximum 130, and cost of $9,193.07 per month versus $811.72 per month for control. (C) Docetaxel plus gemcitabine has OS of 9.5 months versus 10.0-month OS for docetaxel plus cisplatin (control), 13 grade 3 to 5 toxicities versus 15 for control, NHB of zero of maximum 130, and cost of $2,184.18 per month versus $2,019.80 per month for control. (D) Oral erlotinib has median progression-free survival (PFS) of 9.7 months versus 5.2 months for cisplatin plus docetaxel or cisplatin plus gemcitabine (control), eight grade 3 to 5 toxicities versus 12 for control, NHB of 44 of maximum 130, and cost of $4,607.63 per month versus $1,686.99 per month for cisplatin plus docetaxel and $903.31 per month for cisplatin plus gemcitabine. clinic. Importantly, it provides physicians with a new approach for assessing the results of clinical trials: a single, standardized NHB score that takes into consideration not only the primary end point of the trial but also the relative clinical benefit and toxicity of the regimen under evaluation. secondarily, to health care system). The value framework presented herein has been developed to assist the physician and patient in shared decision making as they work toward defining value and identifying an appropriate intervention for that individual patient. To accomplish this goal, the following issues were considered: DISCUSSION Importance of High-Quality Evidence Value must be assessed using only the highest-quality evidence available. Such evidence is usually derived from prospective randomized trials published in peer-reviewed journals. The clinical end points used to assess benefit (ie, OS, PFS, DFS) and toxicity (grade) within the ASCO framework were selected because they represent those data most commonly collected in clinical trials. There is additional The highest priority of ASCO is making clinically meaningful progress against cancer through research and the delivery of high-quality care to all patients with cancer. As we strive to reach this goal, an essential prerequisite is achieving a rational relationship between the health benefit of an intervention and its cost (ie, its value to patient and, www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. 9 Schnipper et al 60 A Bortezomib + melphalan + prednisone Melphalan + prednisone (control) OS 56.4 months 50 Abiraterone + prednisone Placebo (control) 42 20,000 34 16,000 30 12,000 20 $7,042.70 10 8,000 4,000 Toxicity or Benefit Toxicity or Benefit 40 47/130 Drug Acquisition Cost ($) OS 43.1 months Toxicity NHB Cost 20 12,000 OS 14.8 OS months 10.9 months $7,523.88 8,000 10 4,000 $0 Clinical Benefit Toxicity NHB 0 Cost B 50 Cabazitaxel + prednisone Mitoxantrone + prednisone (control) 20,000 40 16,000 30 20 OS 15.1 OS months 12.7 months 21 $10,699.43 19 16/130 12,000 8,000 10 4,000 $245.14 0 0 10 © 2015 by American Society of Clinical Oncology NHB Cost C 50 Toxicity or Benefit Measuring Clinical Benefit and Toxicity Optimally, a metric reflecting clinical benefit should be transparent and easy to interpret by all stakeholders, including physicians and patients.25 In the advanced disease framework, we chose to measure effectiveness as the incremental benefit in OS or PFS demonstrated by a new treatment compared with a prevailing standard of care in a prospective clinical trial. When survival data are not available and/or only noncomparative trials have been performed, as is increasingly the case with drugs approved under the Breakthrough Therapy designation, RR should be used to determine effectiveness until survival data become available. For the curative framework, we rely on the HR for OS for the comparison of the test therapy with a standard of care. If OS data are not reported, the HR for DFS is used instead. In devising the categorical scores and weights for the clinical benefit component of the framework, the Task Force was informed by the prior work of ASCO in defining clinically meaningful outcomes for clinical trials.55 In this effort, the ASCO Cancer Research Committee assembled working groups for four main cancer types that included patient advocates, biostatisticians, US Food and Drug Administration oncologists, and industry oncologists. It was generally agreed that relative improvements in median OS of at least 20% are necessary to define a clinically meaningful improvement in outcome. Each group identified an HR of 0.6 to 0.8, corresponding to an improvement in median OS ranging from 2.5 to 6 months, depending on the clinical context (metastatic pancreatic, non–small-cell lung, triple- Toxicity Enzalutimide Placebo (control) 20,000 40 32/130 30 20 OS 18.4 months OS 13.6 months 12,000 $8,494.91 8,000 8 10 16,000 4,000 6 $0 0 Clinical Benefit Toxicity NHB 0 Drug Acquisition Cost ($) information that is important to patients that cannot easily be incorporated into the framework because of the lack of complete and easily accessible data, such as quality of life or patient-reported outcomes. Developing the framework illuminated how important it is that these variables be more consistently collected and reported in the future so they might be incorporated into future value assessments. Clinical Benefit Drug Acquisition Cost ($) Fig 4. Clinical benefit, toxicity, net health benefit (NHB), and cost of bortezomib, melphalan, and prednisone when compared with melphalan plus prednisone (control) in clinical trial for first-line treatment of advanced multiple myeloma.46,47 Bortezomib, melphalan, and prednisone has overall survival (OS) of 56.4 months versus 43.1-month OS for melphalan plus prednisone (control), 42 grade 3 to 5 toxicities versus 34 for control, NHB of 47 of maximum 130, and cost of $7,042.70 per month versus $279.45 per month for control. Raw data for each parameter shown above each bar. Costs based on average sales price as of October 2014 for intravenous therapies and on information from UnitedHealthcare for oral drugs45; shown per month of treatment. 16,000 0 Toxicity or Benefit 0 Clinical Benefit 34 30 $279.45 0 20,000 37 40 Drug Acquisition Cost ($) 42/130 50 Cost Fig 5. Clinical benefit, toxicity, net health benefit (NHB), and cost of three regimens when compared with standard-of-care regimen used in clinical trial for first-line treatment of metastatic castration-resistant prostate cancer: (A) abiraterone plus prednisone versus placebo (control),48,49 (B) cabazitaxel plus prednisone versus mitoxantrone plus prednisone (control),50 and (C) enzalutamide versus placebo (control).51 Raw data for each parameter shown above each bar. Costs based on average sales price as of October 2014 for intravenous therapies and on information from UnitedHealthcare for oral drugs45; shown per month of treatment. (A) Abiraterone plus prednisone has overall survival (OS) of 14.8 months versus 10.9-month OS for placebo (control), 37 grade 3 to 5 toxicities versus 34 for control, NHB of 42 of maximum 130, and cost of $7,523.88 per month versus $0 per month for control. (B) Cabazitaxel plus prednisone has OS of 15.1 months versus 12.7-month OS for mitoxantrone plus prednisone (control), 21 grade 3 to 5 toxicities versus 19 for control, NHB of 16 of maximum 130, and cost of $10,699.43 per month versus $245.14 per month for control. (C) Enzalutamide has overall survival (OS) of 18.4 months versus 13.6-month OS for placebo (control), eight grade 3 to 5 toxicities versus six for control, NHB of 32 of maximum 130, and cost of $8,494.91 per month versus $0 per month for control. JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care 45 40 $73,165.62 39% reduction in risk of death 74,000 70,000 70,000 40 32,000 28,000 25 24,000 20 20,000 15 16,000 12,000 10 8,000 5 3 3 $3,405.02 0 Toxicity NHB $65,707.59 30 25 32,000 23% reduction in risk of death 28,000 32/100 20 20 24,000 20 20,000 16,000 15 12,000 10 8,000 4,000 5 0 0 $7,052.94 4,000 0 Clinical Benefit Cost 66,000 35 Drug Acquisition Cost ($) 48/100 30 Drug Acquisition Cost ($) 35 Clinical Benefit Docetaxel + carboplatin + trastuzumab Doxorubicin + cyclophosphamide + docetaxel (control) 45 74,000 66,000 Toxicity or Benefit B Doxorubicin + cyclophosphamide + paclitaxel + trastuzumab Doxorubicin + cyclophosphamide + paclitaxel (control) Toxicity or Benefit A Toxicity NHB Cost Fig 6. Clinical benefit, toxicity, net health benefit (NHB), and cost of two regimens when compared with standard-of-care regimen used in clinical trial for adjuvant treatment of human epidermal growth factor receptor 2–positive breast cancer: (A) doxorubicin plus cyclophosphamide followed by paclitaxel plus trastuzumab and total of 1 year of trastuzumab versus doxorubicin, cyclophosphamide, and paclitaxel (control)52,53 and (B) docetaxel, carboplatin, and trastuzumab followed by total of 1 year of trastuzumab versus doxorubicin, cyclophosphamide, and docetaxel (control).54 Raw data for each parameter shown above each bar. Costs based on average sales price as of October 2014 for intravenous therapies and on information from UnitedHealthcare for oral drugs45; shown as cost of delivering entire course of regimen. (A) Doxorubicin, cyclophosphamide, and paclitaxel plus trastuzumab versus doxorubicin, cyclophosphamide, and paclitaxel (control) has hazard ratio (HR) of 0.61, or 39% reduction in risk of death, when compared with control, three grade 3 to 5 toxicities versus three for control; NHB of 48 of maximum 100, and cost of $73,165.62 versus $3,405.02 for control. (B) Docetaxel, carboplatin, and trastuzumab versus doxorubicin, cyclophosphamide, and docetaxel (control) has HR of 0.77, or 23% reduction in risk of death, when compared with control, 20 grade 3 to 5 toxicities versus 20 for control, NHB of 32 of maximum 100, and cost of $65,707.59 versus $7,052.94 for control. negative breast, and colorectal cancers), as the minimum incremental improvement over standard therapy that would define a clinically meaningful outcome. New regimens that are substantially more toxic than current standards should be expected to produce greater increments to be meaningful. Thus, in the current framework, a point score of 3 of 5 (which would be multiplied by 16) was given to a 50% improvement in median OS. Clinical benefit integrates assessments of quality of life as well as disease-specific treatment effectiveness. As stated, we did not find Table 2. Bevacizumab, Carboplatin, and Paclitaxel Versus Carboplatin Versus Carboplatin Plus Paclitaxel (control; Fig 3) Measure Clinical benefit score (maximum, 180 points) Improvement ([12.3 ⫺ 10.3]/10.3 ⫽ 19%) OS score (1 ⫻ 16) Toxicity score (maximum, 20 points) Carboplatin plus paclitaxel (control) Bevacizumab, carboplatin, and paclitaxel Toxicity score ([22 ⫺ 15]/15 ⫽ 46%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay Abbreviation: OS, overall survival. www.jco.org Score/Result 16 15 (grade 3 to 5) 22 (grade 3 to 5) 0 0 0 0 16 $11,907.87 Calculated per patient quality-of-life data or patient-reported outcomes to be end points reported in clinical trials with enough consistency or reliability to be informative in our assessment of clinical benefit. Thus, we relied on a comparison of high-grade, acute toxicity, including rates of treatment-related death, to assess the negative physical effects of treatment that detract from overall health benefit. We acknowledge that certain chronic, low-grade toxicities can be troubling to patients as well and should be incorporated into future versions of the framework if the relevant data are available. Importantly, the weights given to clinical benefit and toxicity are based on the consensus of the framework developers and are intended to serve as a starting point. With further development and when used in shared decision making, the Task Force recommends that the patient be able to modify the importance of both clinical benefit and/or toxicity based on his or her personal values and goals. Doing so will enable modification of the fractional contribution of each to a possible total score of 100, thereby individualizing NHB. Palliation of Symptoms and Treatment-Free Intervals In the advanced disease framework, the Task Force identified palliation of symptoms and treatment-free interval as two additional factors that are important in assessing treatment options. Bonus points should be offered for a regimen that has provided measureable impact on symptom palliation in the advanced disease setting and/or a significant prolongation of the treatment-free interval. The latter is presumed to be a surrogate for good health, because the disease is clinically stable, and the patient is not subject to the toxicity of therapy during the treatment-free interval. © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. 11 Schnipper et al NHB NHB is a term that has been described in the health economics literature as the difference in mean effectiveness of a new treatment compared with a standard, adjusted for cost difference.56 More recently, it has been defined by the Institute for Clinical and Economic Review as the balance between clinical benefits and risks and/or adverse effects and used to assess the magnitude of the difference between a therapeutic agent and its comparator.57 We used the NHB of a treatment to express the positive impact on a disease state and the amount of toxicity a patient might experience to achieve that benefit. The Task Force elected to display the NHB as a separate calculation so that the physician and patient could view the clinical information independent of cost considerations as part of the decision-making process. In this formulation of the framework, the NHB is derived from randomized clinical trials directly comparing two or more chemotherapy regimens studied in a clinical trial. There are at least two limitations imposed by this approach. First, the calculation of the NHB of a given regimen is valid for the therapies compared within the context of the clinical trial and not readily comparable to the NHB of other regimens determined on the basis of a different comparator regimen used in another trial. Specifically, this framework does not permit intertrial comparisons. Failure to recognize this could lead to an erroneous conclusion that a regimen with a large NHB is superior to one with a small NHB, when, in fact, the regimen with the large NHB is simply one compared with best supportive care instead of an active treatment regimen. Second, the study populations are defined by the clinical trial eligibility requirements and are unlikely to represent the general cancer population. Consequently, the patient may be basing his or her decision on the NHB calculated for patients who are not like him or her. There is currently no valid way to compare regimens that have not been compared head to head in clinical trials. In undertaking its charge, the Task Force considered other approaches to deriving NHB, such as examining the absolute benefit of a given therapy (eg, assigning score based on absolute months of DFS or OS) instead of the relative benefit within a given trial. This approach would encourage cross-trial comparisons that could lead to spurious conclusions if the patient populations compared had different prognoses. For example, posit that treatment regimen A was administered as adjuvant chemotherapy to patients with breast cancer with zero involved axillary nodes and produced a median DFS of 92% at 5 years, whereas treatment B, administered as adjuvant chemotherapy to patients with breast cancer four to nine involved axillary nodes, produced a median DFS of 72% at 5 years. Using an absolute grading scale, regimen A is assigned a score of 4, and regimen B receives a score of 3, leading to the conclusion that regimen A produces greater clinical benefit, when, in fact, its superior outcomes might be accounted for by the better prognosis of the patient population treated. The Task Force elected to use the relative NHB of a new treatment compared with the standard against which it was tested in a clinical trial because of the strong evidence base for such comparisons and because it will allow useful conversations between physician and patient about the value of a new therapy over an accepted standard. In the relatively near future, using aggregation of large amounts of data, it should be possible to assess the absolute benefit of different therapies based on the clinical experiences of real-world patients. One could envision an NHB calcu12 © 2015 by American Society of Clinical Oncology lated by measurement of patient OS, PFS, RR, and toxicities, derived from collation of data from real-world patient experiences, with these parameters measured in absolute values and not relative to a comparator arm (eg, SEER program). Assuming a largeenough database, patients could also search to match their characteristics to those of other patients as a way of predicting their personal NHB with a specific therapy. Such a model will require maintaining a large database of medical records of patients with cancer, with advanced search capability, such as that being developed for the ASCO CancerLinQ, a rapid learning system for oncology. Calculating Cost Cost is a key component of the value assessment. Although cost serves as the denominator of most value equations, universal agreement on the elements of cost to be included in value assessments is often a point of debate. Obtaining reliable data for all the potential dimensions of cost (eg, hospital use, emergency department use, earnings lost, travel time, childcare costs) is extremely challenging from the standpoint of data collection. In addition, many costs are difficult to anticipate when treatment decisions are being made. Therefore, we have chosen to use the cost of the drugs themselves as a readily available, although admittedly incomplete, estimate of cost. We also propose that patients receive a full explanation of their likely out-of-pocket costs based on the features of their health insurance program. In clinical decision making between physician and patient, the direct cost to the patient is clearly paramount. ASCO also feels that oncologists should be aware of the value of an intervention in terms of societal cost. Clearly, increasing health care costs are eventually transferred to the consumers of health care, if not in the form of out-ofpocket costs, then in the form of higher insurance premiums, higher taxes, or limited wage increases as employers confront the escalating costs of providing health care to their employees. Value Assessment In the ASCO value framework, the cost of the treatment and the NHB are illustrated side by side to facilitate an assessment of value. ASCO believes that an understanding of the NHB and costs associated with new treatments is what our patients want and need. When considering the NHB of a treatment, patients may consider the cost they must incur to receive that treatment and make decisions in accordance with their personal goals for their health and their financial realities. The ultimate purpose of this process is for patients to have transparent information about their treatment options so that they make more fully informed decisions. If fully realized, this would represent an individualized approach to cancer care that is consistent with provision of the best available therapy at the lowest achievable cost (ie, high-value care for each person). Additional Considerations In developing the framework, the Task Force elected to focus on the medical oncology setting, creating a way to assess the value of drug regimens. Ultimately, a framework such as this one could be used to assess any cancer treatment modality, and we believe such frameworks should be developed in the future. The Task Force also chose to use an analytic method for assessing NHB using those data elements commonly collected in JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care clinical trials and reported in the medical literature. These clinical end points were used in lieu of certain commonly employed metrics of cost effectiveness, such as QALYs, because of the limitations associated with this approach, as discussed earlier in this statement. Other methodologic limitations of using QALYs related to cancer care have been reported elsewhere.58 A limitation of the ASCO methodology is the use of a consensus process and the somewhat arbitrary assignment of scoring categories for OS, PFS, and RR (as shown in framework) and weights based largely on expert clinical opinions. Our reliance on data derived from clinical trials, while providing a high level of evidence to our analyses, may limit their applicability to individuals who would not have qualified for trial participation. Ultimately, the framework and the methods underlying its development will need to be tested further to confirm acceptance by the oncology community, including patients. The complexity of the value framework makes it clear that for it to eventually be used effectively in a practice setting, the information must be presented in a visually appealing, user-friendly way and acquired almost immediately. Thus, our vision entails preloading data for all regimens to be evaluated, and that of their comparators, into user-friendly software that can be used on a smart phone, tablet, or computer and integrated into the electronic medical record. The tool that is envisioned will include the key elements discussed here for clinical benefit and toxicity for the majority of commonly used cancer regimens in a variety of clinical scenarios and will permit incorporation of patient weighting preferences. For example, if, in the advanced disease setting, longevity is less important to a patient than freedom from toxicity, the tool should be able to adjust the clinical benefit and toxicity parameters to reduce the impact of clinical benefit and enhance the impact of toxicity, thereby producing a personalized NHB. The ability to modify the framework at the point of care would facilitate decision making by enabling patients to create a personalized NHB score that takes into account not only the specific clinical problem but also existing comorbidities, personal preferences, and values. In addition, access to the cost of the regimen in question and the patient’s out-of-pocket costs will provide additional context to the physician and patient in determining the relative value of treatment options. Finally, an important assumption used in developing the ASCO framework is that the relative value of a given cancer treatment is likely to change over its lifetime. It is understood that novel regimens or single agents are generally first brought into the clinic for treatment of REFERENCES 1. Mariotto AB, Yabroff KR, Shao Y, et al: Projections of the cost of cancer care in the United States: 2010-2020. J Natl Cancer Inst 103:117-128, 2011 2. Institute of Medicine: US Health in International Perspective: Shorter Lives, Poorer Health. Washington, DC, National Academies Press, 2013 3. Schoen C, Osborn R, Squires D, et al: Access, affordability, and insurance complexity are often worse in the United States compared to 10 other countries. Health Aff (Millwood) 32:22052215, 2013 4. Commonwealth Fund Commission on a High Performance Health System: Why Not the Best? Results from the National Scorecard on US Health System Perwww.jco.org patients with advanced-stage disease. In this context, a novel agent may provide a statistically significant improvement when compared with the standard of care, but the improvement is often measured in months, rarely in years. Thus, the NHB may be modest when a product is first introduced. However, the impact of many agents is often appreciably greater when used in an adjuvant or curative setting or when a biomarker can identify patients most likely to benefit from the treatment. In such a circumstance, the NHB associated with the agent or regimen will be enhanced greatly, and in all likelihood, its value will as well, because the cost of treatment will be juxtaposed against a far greater NHB. Clearly, the assessment of the value of any treatment must be dynamic and adapt to new medical information that may better inform its use, mitigate its toxicity, or modify its place in the treatment landscape. CALL FOR COMMUNITY COMMENT We appreciate that developing a method for establishing value of specific cancer treatment regimens is a daunting task. ASCO views this as an iterative process and encourages comments from all interested parties regarding the elements we have included in the value framework and its utility in facilitating discussion between providers and patients on the value of available treatment options. Comments may be submitted through August 21, 2015, at www.asco.org/value. On the basis of these comments, ASCO envisions publishing additional iterations of the framework, practical applications, recommendations regarding the additional evidence needed to develop the most useful value tools, and more detailed examinations of value in these and other disease states. AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST Disclosures provided by the authors are available with this article at www.jco.org. AUTHOR CONTRIBUTIONS Administrative support: Dana S. Wollins, Courtney Tyne, Richard L. Schilsky Manuscript writing: All authors Final approval of manuscript: All authors formance, 2011. http://www.commonwealthfund.org/ ⬃/media/files/publications/fund-report/2011/oct/ 1500_wntb_natl_scorecard_2011_web_v2.pdf 5. Shih YT, Ganz PA, Aberle D, et al: Delivering high-quality and affordable care throughout the cancer care continuum. J Clin Oncol 31:41514157, 2013 6. Weeks JC, Catalano PJ, Cronin A, et al: Patients’ expectations about effects of chemotherapy for advanced cancer. N Engl J Med 367:1616-1625, 2012 7. Ramsey S, Blough D, Kirchhoff A, et al: Washington State cancer patients found to be at greater risk for bankruptcy than people without a cancer diagnosis. Health Aff (Millwood) 32:1143-1152, 2013 8. Zafar SY, Abernathy AP: Financial toxicity, part 1: A new name for a growing problem. Oncology (Williston Park) 27:80-81, 149, 2013 9. Streeter SB, Schwartzberg L, Husain N, et al: Patient and plan characteristics affecting abandonment of oral oncolytic prescriptions. J Oncol Pract 7:46s-51s, 2011 (suppl) 10. Zafar SU, McNeil RB, Thomas CM, et al: Population-based assessment of cancer survivors’ financial burden and quality of life: A prospective cohort study. J Oncol Pract 11:145-150, 2015 11. Zafar SY, Peppercorn JM, Schrag D, et al: The financial toxicity of cancer treatment: A pilot study assessing out-of-pocket expenses and the insured cancer patient’s experience. Oncologist 18:381-390, 2013 12. Ahmed IA, Harvey A, Amsellem M, et al: Provider-patient communication about cost of care: Results from a national patient education program. J Clin Oncol 31:594s, 2013 (suppl 15; abstr 9578) © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. 13 Schnipper et al 13. Alexander GC, Casalino LP, Meltzer DO: Patient-physician communication about out-ofpocket costs. JAMA 290:953-958, 2003 14. Sulmasy D, Moy B: Debating the oncologist’s role in defining the value of cancer care: Our duty is to our patients. J Clin Oncol 32:4039-4041, 2014 15. Weinstein MC: Should physicians be gatekeepers of medical resources? J Med Ethics 27:268274, 2001 16. Meropol NJ, Schrag D, Smith TJ, et al: American Society of Clinical Oncology guidance statement: The cost of cancer care. J Clin Oncol 27:3868-3874, 2009 17. Schnipper LE, Smith TJ, Raghavan D, et al: ASCO identifies five key opportunities to improve care and reduce costs: The top five list for oncology. J Clin Oncol 30:1715-1724, 2012 18. Schnipper LE, Lyman GH, Blayney DW: American Society of Clinical Oncology 2013 top five list in oncology. J Clin Oncol 31:4362-4370, 2013 19. Snyder LS: Review of the American College of Physicians Ethics Manual: Sixth edition. Ann Intern Med 156:73-104, 2012 20. Feeley TW, Fly HS, Albright H, et al: A method for defining value in healthcare using cancer care as a model. J Healthc Manag 55:399-411, 2010 21. Institute of Medicine: Crossing the Quality Chasm: A New Health System for the 21st Century. Washington, DC, National Academies Press, 2001 22. Institute of Medicine: Delivering High-Quality Cancer Care: Charting a New Course for a System in Crisis. Washington, DC, National Academies Press, 2013 23. Zafar SY, Alexander SC, Weinfurt KP, et al: Decision making and quality of life in the treatment of cancer: A review. Support Care Cancer 17:117127, 2009 24. Ubel PA: Beyond costs and benefits: Understanding how patients make health care decisions. Oncologist 15:5-10, 2010 (suppl 1) 25. Danzon PM, Taylor E: Drug pricing and value in oncology. Oncologist 15:24-31, 2010 (suppl 1) 26. Surbone A: Communication preferences and needs of cancer patients: The importance of content. Support Care Cancer 14:789-791, 2006 27. Weinstein M, Torrance G, McGuire A: QALYS: The basics. Value Health 12:S5-S9, 2009 (suppl 1) 28. Sorenson C, Drummond M, Kanavos P: Ensuring value for money in health care: The role of health technology assessment in the European Union. http:// www.euro.who.int/__data/assets/pdf_file/0011/98291/ E91271.pdf 29. Morgan SG, McMahon M, Mitton C, et al: Centralized drug review processes in Australia, Canada, New Zealand, and the United Kingdom. Health Aff (Millwood) 25:337-347, 2006 30. National Institute for Health and Care Excellence: Guide to the methods of technology appraisal 2013. http://www.nice.org.uk/article/pmg9/chapter/ 1-introduction 31. Scottish Medicines Consortium: Templates/ guidelines for submission. https://www.scottish medicines.org.uk/Submission_Process/Submission_ guidance_and_forms/Templates-Guidance-forSubmission/Templates-Guidance-for-Submission 32. All Wales Medicines Strategy Group: Medicines strategy for Wales. http://www.awmsg.org/ awmsg_strategy.html 33. Pan-Canadian Oncology Drug Review: pCODR Expert Review Committee Deliberative Framework. http://www.pcodr.ca/idc/groups/pcodr/documents/ pcodrdocument/pcodr_perc_deliberative_frame.pdf 34. Institut National d’Excellence Santé et en Services Sociaux: Evaluation process and criteria. https:// www.inesss.qc.ca/en/activites/drug-products/evaluationprocess-and-criteria.html 35. Pharmaceutical Benefits Advisory Committee: Guidelines for preparing submissions to the Pharmaceutical Benefits Advisory Committee. http:// www.pbac.pbs.gov.au/ 36. Haute Autorité de Santé: Contribuer à la régulation par la qualité et l’efficience. http://www.has-sante.fr/ portail/jcms/c_419565/fr/commission-evaluationeconomique-et-de-sante-publique 37. Ministère des Affaires Sociales de la Santé et des Droits des Femmes. http://www. legifrance.gouv.fr/affichTexte.do;jsessionid⫽?cidTexte⫽ JORFTEXT000026453514&dateTexte⫽&oldAction⫽ rechJO&categorieLien⫽id 38. Bundesministerium für Gesundheit: Das Gesetz zur Neuordnung des Arzneimittelmarktes (AMNOG). http://www.bmg.bund.de/glossarbegriffe/a/das-gesetzzur-neuordnung-des-arzneimittelmarktes-amnog.html 39. Peppercorn J, Zafar SY, Houck K, et al: Does comparative effectiveness research promote rationing of cancer care? Lancet Oncol. 15:e132-e138, 2014 40. Anderson JL, Heidenreich PA, Barnett PG, et al: ACC/AHA statement on cost/value methodology in clinical practice guidelines and performance measures: A report of the American College of Cardiology/American Heart Association task force on performance measures and task force on practice guidelines. J Am Coll Cardiol 63:2304-2322, 2014 41. Sandler A, Gray R, Perry MC, et al: Paclitaxelcarboplatin alone or with bevacizumab for non-smallcell lung cancer. N Engl J Med 355:2542-50, 2006 42. Scagliotti GV, Parikh P, von Pawel J, et al: Phase III study comparing cisplatin plus gemcitabine with cisplatin plus pemetrexed in chemotherapynaive patients with advanced-stage non–small-cell lung cancer. J Clin Oncol 26:3543-3551, 2008 43. Georgoulias V, Papadakis E, Alexopoulos A, et al: Platinum-based and nonplatinum-based chemotherapy in advanced non-small-cell lung cancer: A randomized multicenter trial. Lancet 357:1478-1484, 2001 44. Rosell R, Carcereny E, Gervais R, et al: Erlotinib versus standard chemotherapy as first-line treatment for European patients with advanced EGFR mutation-positive non-small-cell lung cancer (EURTAC): A multicenter, open-label, randomized phase 3 trial. Lancet Oncol 13:239-246, 2012 45. UnitedHealthcare 46. San Miguel JF, Schlag R, Khuageva NK, et al: Bortezomib plus melphalan and prednisone for initial treatment of multiple myeloma. N Engl J Med 359:906-917, 2008 47. San Miguel JF, Schlag R, Khuageva NK, et al: Persistent overall survival benefit and no increased risk of second malignancies with bortezomibmelphalan-prednisone versus melphalan-prednisone in patients with previously untreated multiple myeloma. J Clin Oncol 31:448-455, 2013 48. De Bono JS, Logothetis CJ, Molina A, et al: Abiraterone and increased survival in metastatic prostate cancer. N Engl J Med 364:1995-2005, 2011 49. Logothetis CJ, Basch E, Molina A, et al: Effect of abiraterone acetate and prednisone compared with placebo and prednisone on pain control and skeletal-related events in patients with metastatic castration-resistant prostate cancer: Exploratory analysis of data from the COU-AA-301 randomized trial. Lancet Oncol 13:1210-1217, 2012 50. De Bono JS, Oudard S, Ozguroglu M, et al: Prednisone plus cabazitaxel or mitoxantrone for metastatic castration-resistant prostate cancer progressing after docetaxel treatment: A randomized open-label trial. Lancet 376:1147-1154, 2010 51. Scher HI, Fizazi K, Saad F, et al: Increased survival with enzalutamide in prostate cancer after chemotherapy. N Engl J Med 367:1187-1197, 2012 52. Romond EH, Perez EA, Bryant J, et al: Trastuzumab plus adjuvant chemotherapy for operable HER2-positive breast cancer. N Engl J Med 353: 1673-1684, 2005 53. Perez EA, Romond EH, Suman VJ, et al: Fouryear follow-up of trastuzumab plus adjuvant chemotherapy for operable human epidermal growth factor receptor 2–positive breast cancer: Joint analysis of data from NCCTG N9831 and NSABP B-31. J Clin Oncol 29:3366-3373, 2011 54. Slamon D, Eirmann W, Robert N, et al: Adjuvant trastuzumab in HER2-positive breast cancer. N Engl J Med 365:1273-1283, 2011 55. Ellis LM, Bernstein DS, Voest EE, et al: American Society of Clinical Oncology perspective: Raising the bar for clinical trials by defining clinically meaningful outcomes. J Clin Oncol 32:1277-1280, 2014 56. Stinnett AA, Mullahy J: Net health benefits: A new framework for the analysis of uncertainty in cost-effectiveness analysis. Med Decis Making 12: S68-S80, 1998 (suppl) 57. Ollendorf D, Pearson SD: ICER Evidence Rating Matrix: A User’s Guide. http://www.icer-review.org/wpcontent/uploads/2013/04/Rating-Matrix-User-GuideExec-Summ-FINAL.pdf 58. Prieto L, Sacristán JA: Problems and solutions in calculating quality-adjusted life years (QALYs). Health Qual Life Outcomes 1:80, 2003 Affiliations Lowell E. Schnipper, Beth Israel Deaconess Medical Center, Harvard Medical School; Jeffrey Peppercorn, Massachusetts General Hospital; Deborah Schrag, Dana-Farber Cancer Institute, Boston; Therese Mulvey, Southcoast Centers for Cancer Care, Fall River, MA; Nancy E. Davidson, University of Pittsburgh Cancer Institute and University of Pittsburgh Medical Center Cancer Center, Pittsburgh; Adam P. Dicker, Sidney Kimmel Medical College, Thomas Jefferson University, Philadelphia, PA; Dana S. Wollins, Courtney Tyne, and Richard L. Schilsky, American Society of Clinical Oncology, Alexandria, VA; Douglas W. Blayney, Stanford University Medical Center, Stanford; Patricia A. Ganz, Jonsson Comprehensive Cancer Center, University of California Los Angeles, Los Angeles; Peter P. Yu, Palo Alto Medical Foundation, Palo Alto, CA; Diane Blum, National Executive Service Corps; Leonard Saltz and Clifford A. Hudis, Memorial Sloan Kettering Cancer Center, New York, NY; J. Russell Hoverman, Texas Oncology, Dallas, TX; Robert Langdon, Nebraska Cancer Specialists, Omaha, NE; 14 © 2015 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Gary H. Lyman, Fred Hutchinson Cancer Research Center and University of Washington, Seattle, WA; Neal J. Meropol, University Hospitals Case Medical Center Seidman Cancer Center, Case Comprehensive Cancer Center, Case Western Reserve University, Cleveland, OH; Lee Newcomer, UnitedHealthcare, Minneapolis, MN; Blase Polite, University of Chicago Medicine, Chicago, IL; Derek Raghavan, Levine Cancer Institute, Charlotte, NC; Gregory Rossi, AstraZeneca, Macclesfield, Cheshire, United Kingdom; and Thomas J. Smith, Sidney Kimmel Cancer Center, Johns Hopkins University, Baltimore, MD. ■ ■ ■ www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. 15 Schnipper et al AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST American Society of Clinical Oncology Statement: A Conceptual Framework to Assess the Value of Cancer Treatment Options The following represents disclosure information provided by authors of this manuscript. All relationships are considered compensated. Relationships are self-held unless noted. I ⫽ Immediate Family Member, Inst ⫽ My Institution. Relationships may not relate to the subject matter of this manuscript. For more information about ASCO’s conflict of interest policy, please refer to www.asco.org/rwc or jco.ascopubs.org/site/ifc. Lowell E. Schnipper Leadership: Eviti Consulting or Advisory Role: Merck Patents, Royalties, Other Intellectual Property: Co– editor-in-chief, UpToDate, Oncology Patents, Royalties, Other Intellectual Property: US Patent No. 20020031515 Nancy E. Davidson No relationship to disclose Lee Newcomer Employment: UnitedHealth Group Stock or Other Ownership: UnitedHealth Group Dana S. Wollins No relationship to disclose Courtney Tyne Employment: Feinstein Kean Healthcare Douglas W. Blayney Stock or Other Ownership: UnitedHealth Group, Abbott Laboratories, Bristol-Myers Squibb, Express Scripts, Johnson & Johnson, Medtronic Diane Blum Consulting or Advisory Role: Genentech/Roche, Pfizer (I), Bayer (I) Adam P. Dicker Consulting or Advisory Role: Vertex, Merck, Merck KGaA, Glenview, GenomeDx Biosciences, RedHill Travel, Accommodations, Expenses: Varian Other Relationship: NRG Oncology Patricia A. Ganz Leadership: Intrinsic LifeSciences (I) Stock or Other Ownership: Intrinsic LifeSciences (I), Silarus Therapeutics (I), Merganser Biotech (I), Xenon (I) Consulting or Advisory Role: Merganser Biotech (I), Silarus Therapeutics (I), Keryx (I) Research Funding: Keryx (I) Patents, Royalties, Other Intellectual Property: Related to iron metabolism and anemia of chronic disease (I) Travel, Accommodations, Expenses: Keryx (I), Intrinsic LifeSciences (I) J. Russell Hoverman Employment: US Oncology Consulting or Advisory Role: United Healthcare Robert Langdon No relationship to disclose Gary H. Lyman Consulting or Advisory Role: Daiichi Sankyo (I) Research Funding: Amgen (Inst) Neal J. Meropol Consulting or Advisory Role: BioMotiv © 2015 by American Society of Clinical Oncology Therese Mulvey No relationship to disclose Jeffrey Peppercorn Employment: GlaxoSmithKline (I) Stock or Other Ownership: GlaxoSmithKline (I) Consulting or Advisory Role: Genentech Research Funding: Novartis Blase Polite Speakers’ Bureau: Bayer/Onyx Pharmaceuticals Research Funding: Merck Other Relationship: Gerson Lehrman Group Derek Raghavan Consulting or Advisory Role: Sanofi Pasteur until October 2014 Travel, Accommodations, Expenses: Sanofi Pasteur in association with consulting Gregory Rossi Employment: AstraZeneca Stock or Other Ownership: AstraZeneca/MedImmune, Amgen Leonard Saltz Consulting or Advisory Role: Abbott Biotherapeutics, Boehringer Ingelheim, Sun Pharma, Roche/Genentech, Pfizer, Bayer, Eli Lilly Research Funding: Taiho Pharmaceutical Deborah Schrag Consulting or Advisory Role: New Century Health, Ohio State University Other Relationship: Journal of the American Medical Association Thomas J. Smith Stock or Other Ownership: United Healthcare Peter P. Yu Research Funding: Berg Pharmaceuticals (Inst) Clifford A. Hudis Other Relationship: Breast Cancer Research Foundation Richard L. Schilsky No relationship to disclose JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Acknowledgment We thank Alex Bastian, strategic advisor to the Value in Cancer Care Task Force, for his review and input regarding this statement as well as Elaine Towle and Sweatha Katta for their assistance with data collection and analysis. Appendix Table A1. First-Line Systemic Therapy for Metastatic Non–Small-Cell Lung Cancer (Fig 3) Regimen Fig 3A Carboplatin plus paclitaxel (standard of care)41ⴱ Bevacizumab, carboplatin, and paclitaxel41† Fig 3B Cisplatin plus gemcitabine (standard of care)42‡ Cisplatin plus pemetrexed42§ OS PFS (months) (months) RR (CR plus PR) Palliation Data Time to Next Treatment (months) 10.3 4.5 15% (separate CR and PR data not reported) — — 12.3 6.2 35% (separate CR and PR data not reported) — — 10.3 5.1 — — — 10.3 4.8 — — — Reported Toxicity Monthly Cost of Treatment (drug only) Grade 3: epistaxis, 0.2%; febrile Carboplatin plus paclitaxel, neutropenia, 1.8%; $161.50; antiemetics, headache, 0.5%; $20.59; regimen cost, hemoptysis, 0.2%; $182.09 hypertension, 0.5%; hyponatremia, 0.9%; melena/ GI bleeding, 0.2%; rash/desquamation, 0.5% Grade 4: anemia, 0.9%; hypertension, 0.2%; hyponatremia, 0.2%; neutropenia, 16.8%; thrombocytopenia, 0.2% Grade 5: febrile neutropenia, 0.2%; melena/GI bleeding, 0.2% Grade 3: epistaxis, 0.7%; febrile Bevacizumab, carboplatin, and paclitaxel, neutropenia, 4.0%; $11,887.28; headache, 3.0%; antiemetics, $20.59; hemoptysis, 0.5%; regimen cost, hypertension, 6.8%; $11,907.87 hyponatremia, 2.6%; proteinuria, 2.6%; melena/GI bleeding, 0.7%; other hemorrhage, 0.2%; rash/desquamation, 2.3% Grade 4: CNS hemorrhage, 0.7%; hemoptysis, 0.2%; hypertension, 0.2%; hyponatremia, 0.9%; melena/ GI bleeding, 0.2%; neutropenia, 25.5%; other hemorrhage, 0.2%; proteinuria, 0.5%; thrombocytopenia, 1.6% Grade 5: febrile neutropenia, 1.2%; hematemesis, 0.5%; hemoptysis, 1.2% Grade 3/4: alopecia (any grade), 21.4%; anemia, 9.9%; dehydration (any grade), 2.0%; fatigue, 4.9%; febrile neutropenia, 3.7%; leukopenia, 7.6%; nausea, 3.9%; neutropenia, 26.7%; thrombocytopenia, 12.7%; vomiting, 6.1% Grade 3/4: alopecia (any grade), 11.9%; anemia, 5.6%; dehydration (any grade), 3.6%: fatigue, 6.7%; leukopenia, 4.8%; febrile neutropenia, 1.3%; nausea, 7.2%; neutropenia, 15.1%; thrombocytopenia, 4.1%; vomiting, 6.1% Cisplatin plus gemcitabine, $158.32; antiemetics, $653.40; regimen cost, $811.72 Cisplatin plus pemetrexed, $8,539.68; antiemetics, $653.40; regimen cost, $9,193.07 (continued on following page) www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. Schnipper et al Table A1. First-Line Systemic Therapy for Metastatic Non–Small-Cell Lung Cancer (Fig 3) (continued) Regimen Fig 3C Docetaxel plus cisplatin (control)43㛳 Docetaxel plus gemcitabine43¶ Fig 3D Cisplatin plus docetaxel or cisplatin plus gemcitabine (control)44# Oral erlotinib (150 mg per day)44 OS PFS (months) (months) RR (CR plus PR) Palliation Data Time to Next Treatment (months) 10.0 8.0 ORR, 35% — — 9.5 9.0 ORR, 33% — — — 5.2 — — — — 9.7 — — — Reported Toxicity Monthly Cost of Treatment (drug only) Grade 3: anemia, 5.0%; asthenia, 6.0%; constipation, 1.0%; diarrhea, 8.0%; neutropenia, 13.0%; thrombocytopenia, 2.0%; mucositis, 1.0%; nausea/vomiting, 10.0%; neurotoxicity, 1.0% Grade 4: asthenia, 1.0%; constipation, 1.0%; diarrhea, 2.0%; mucositis, 1.0%; neurotoxicity, 1.0%; neutropenia, 21.0% Grade 3: anemia, 1.0%; asthenia, 5.0%; diarrhea, 2.0%; nausea/vomiting, 2.0%; neurotoxicity, 2.0%; neutropenia, 11.0%; thrombycytopenia, 2.0% Grade 4: anemia, 1.0%; asthenia, 1.0%; diarrhea, 1.0%; neurotoxicity, 1.0%; neutropenia, 11.0%; thrombocytopenia, 2.0% Docetaxel plus cisplatin, $1,366.40; antiemetics, $653.40; regimen cost, $2,019.80 Grade 3: alopecia, 2%; anemia, 4%; appetite loss, 2%; arthralgia, 1%; fatigue, 20%; febrile neutropenia, 1%; neuropathy, 1%; neutropenia, 15%; pneumonitis, 1%; thrombocytopenia, 7% Grade 4: febrile neutropenia, 2%; neutropenia, 7%; thrombocytopenia, 7% Cisplatin plus docetaxel, $1,033.61; antiemetics, $653.38; regimen cost, $1,686.99 Grade 3: aminotransferase rise, 2%; arthralgia, 1%; diarrhea, 5%; fatigue, 6%; pneumonitis, 1%; rash, 13% Grade 4: anemia, 1%; neuropathy, 1% Gemcitabine plus docetaxel, $1,530.78; antiemetics, $653.40; regimen cost, $2,184.18 Cisplatin plus gemcitabine, $249.93; antiemetics, $653.38; regimen cost, $903.31 Erlotinib: $4,607.63; antiemetics, $0; regimen cost, $4,607.63 Abbreviations: AUC, area under the curve; CR, complete response; IV, intravenous; ORR, overall response rate; OS, overall survival; PFS, progression-free survival; PR, partial response; RR, response rate. ⴱ Carboplatin AUC 6 IV over 30 minutes after paclitaxel on day 1 every 21 days; paclitaxel 200 mg/m2 IV over 3 hours on day 1 every 21 days. †Bevacizumab 15 mg/kg on day 1 every 21 days; carboplatin AUC 6 IV over 30 minutes after paclitaxel on day 1 every 21 days; paclitaxel 200 mg/m2 IV over 3 hours on day 1 every 21 days. ‡Cisplatin 75 mg/m2 on day 1; gemcitabine 1,250 mg/m2 on days 1 and 8 every 3 weeks. §Cisplatin 75 mg/m2 and pemetrexed 500 mg/m2 on day 1 every 3 weeks for up to six cycles. 㛳Docetaxel 100 mg/m2 on day 1 and cisplatin 80 mg/m2 on day 2 for 3 weeks. ¶Gemcitabine 1,100 mg/m2 on days 1 and 8 and docetaxel 100 g/m2 on day 8 for 3 weeks. #Three-week cycles of standard IV chemotherapy consisting of cisplatin 75 mg/m2 on day 1 plus docetaxel 75 mg/m2 on day 1 or gemcitabine 1,250 mg/m2 on days 1 and 8. © 2015 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Table A2. Carboplatin Plus Paclitaxel (standard of care) Versus Bevacizumab, Carboplatin, and Paclitaxel (Fig 3A) Measure Score/Result Clinical benefit score (maximum, 80 points) Improvement ([12.3 ⫺ 10.3]/10.3 ⫽ 19% OS score (1 ⫻ 16) Toxicity score (maximum, 20 points) Carboplatin plus paclitaxel (control) Bevacizumab, carboplatin, and paclitaxel Toxicity score ([22 ⫺ 15]/15 ⫽ 47%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay 16 15 (grade 3 to 5) 22 (grade 3 to 5) 0 0 0 0 16 $11,907.87 Calculated per patient Abbreviation: OS, overall survival. Table A3. Cisplatin Pemetrexed Versus Cisplatin Gemcitabine (control; Fig 3B) Measure Score/Result Clinical benefit score (maximum, 80 points) Improvement ([10.3 ⫺ 10.3]/10.3 ⫽ 0%) OS score (0 ⫻ 16) Toxicity score (maximum, 20 points) Cisplatin plus gemcitabine Cisplatin plus pemetrexed Toxicity score ([10 ⫺ 10]/10 ⫽ 0%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay 0 10 (grade 3 to 5) 10 (grade 3 to 5) 0 0 0 0 0 $9,193.07 Calculated per patient Abbreviation: OS, overall survival. Table A4. Docetaxel Plus Gemcitabine Versus Docetaxel Plus Cisplatin (control; Fig 3C) Measure Clinical benefit score (maximum, 80 points) Improvement ([9.5 ⫺ 10]/10 ⫽ ⫺5%) OS score (0 ⫻ 16) Toxicity score (maximum, 20 points) Docetaxel plus cisplatin Docetaxel plus gemcitabine Toxicity score ([15 ⫺ 13]/15 ⫽ 13%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay Score/Result 0 15 (grade 3 to 5) 13 (grade 3 to 5) 0 0 0 0 0 $2,184.18 Calculated per patient Abbreviation: OS, overall survival. www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. Schnipper et al Table A5. Oral Erlotinib Versus Cisplatin Plus Docetaxel or Cisplatin Plus Gemcitabine (control; Fig 3D) Measure Clinical benefit score (maximum, 80 points) Improvement ([9.7 ⫺ 5.2]/5.2 ⫽ 87%) PFS score (4 ⫻ 11) Toxicity score (maximum, 20 points) Erlotinib Cisplatin, docetaxel, and gemcitabine Toxicity score ([12 ⫺ 8]/8 ⫽ 33%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay Score/Result 44 8 (grade 3 to 5) 12 (grade 3 to 5) 0 0 0 0 44 $4,607.63 Calculated per patient Abbreviation: PFS, progression-free survival. © 2015 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Table A6. Advanced Multiple Myeloma (Fig 4) Median OS (months) Regimen PFS (months) RR (CR plus PR) Palliation Data Time to Next Treatment (months) Melphalan plus prednisone (control)46,47ⴱ 43.1 16.6 (reported as time to progression)46 35% — 20.5 Bortezomib, melphalan, and prednisone46,47† 56.4 24 (reported as time to progression) 71% — 30.7; HR, 0.557 Reported Toxicity Monthly Cost of Treatment (drug only) Grade 3: anemia, 20.0%; Melphalan plus anorexia, 1.0%; arthralgia, prednisone, $279.45; 1.0%; asthenia, 3.0%; back antiemetics, $0; pain, 3.0%; cough, 1.0%; regimen cost, $279.45 diarrhea, 1.0%; dizziness, ⬍ 1.0%; DVT, 1.0%; dyspnea, 1.0%; fatigue, 2.0%; herpes zoster, 2.0%; hypokalemia, 2.0%; leukopenia, 16.0%; lymphopenia, 9.0%; nausea, ⬍ 1.0%; neuralgia, ⬍ 1.0%; neutropenia, 23.0%; pneumonia, 4.0%; pyrexia, 2.0%; rash, ⬍ 1.0%; thrombocytopenia, 16.0%; vomiting, 1.0% Grade 4: anemia, 8.0%; arthralgia, ⬍ 1.0%; back pain, ⬍ 1.0%; dyspnea, 1.0%; hypokalemia, 1.0%; leukopenia, 4.0%; lymphopenia, 2.0%; neutropenia, 15.0%; pneumonia, 1.0%; pyrexia, 1.0%; thrombocytopenia, 14.0% Grade 3: anemia, 16.0%; Bortezomib, melphalan, anorexia, 3.0%; arthralgia, and prednisone, 1.0%; asthenia, 6.0%; DVT, $7,042.70; antiemetics, 1.0%; back pain, 3.0%; $0; regimen cost, constipation, 1.0%; diarrhea, $7,042.70 7.0%; dizziness, 2.0%; dyspnea, 3.0%; fatigue, 7.0%; herpes zoster, 3.0%; hypokalemia, 6.0%; insomnia, ⬍ 1.0%; leukopenia, 20.0%; lymphopenia, 14.0%; nausea, 4.0%; neuralgia, 8.0%; neutropenia, 30.0%; peripheral edema, 1.0%; peripheral sensory neuropathy, 13.0%; pneumonia, 5.0%; pyrexia, 2.0%; rash, 1.0%; thrombocytopenia, 20.0%; vomiting, 4.0% Grade 4: anemia, 3.0%; anorexia, ⬍ 1.0%; asthenia, ⬍ 1.0%; back pain, ⬍ 1.0%; diarrhea, 1.0%; dyspnea, 1.0%; fatigue, 1.0%; hypokalemia, 1.0%; leukopenia, 3.0%; lymphopenia, 5.0%; neuralgia, 1.0%; neutropenia, 10.0%; peripheral sensory neuropathy, ⬍ 1.0%; pneumonia, 2.0%; pyrexia, 1.0%; thrombocytopenia, 17.0%46 Abbreviations: CR, complete response; DVT, deep vein thrombosis; HR, hazard ratio; IV, intravenous; OS, overall survival; PFS, progression-free survival; PR, partial response; RR, response rate. ⴱ Melphalan 9 mg/m2 of body-surface area orally on days 1 to 4 every 6 weeks; prednisone 60 mg/m2 orally on days 1 to 4 every 6 weeks. †Melphalan 9 mg/m2 orally on days 1 to 4 every 6 weeks; prednisone 60 mg/m2 orally on days 1 to 4 every 6 weeks; bortezomib 1.3 mg/m2 IV bolus on day 8 for first four cycles and day 5 for cycles five to nine. www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. Schnipper et al Table A7. Bortezomib, Melphalan, and Prednisone Versus Melphalan Plus Prednisone (control; Fig 4) Measure Clinical benefit score (maximum, 80 points) Improvement ([56.4 ⫺ 43.1]/43.1 ⫽ 31%) OS score (2 ⫻ 16) Toxicity score (maximum, 20 points) Melphalan plus prednisone Bortezomib, melphalan, and prednisone Toxicity score (42 ⫺ 34/34 ⫽ 24%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay Score/Result 32 34 (grade 3 to 5) 42 (grade 3 to 5) 0 0 15 15 47 $7,042.70 Calculated per patient Abbreviation: OS, overall survival. © 2015 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Table A8. Metastatic Castration-Resistant Prostate Cancer (Fig 5) Regimen Fig 5A Placebo (control)48,49 Abiraterone plus prednisone48,49ⴱ OS PFS Response Rate (months) (months) (CR ⫹ PR) Palliation Data Time to Next Treatment (months) 10.9 3.6 3% 28.8% of patients experienced palliation of pain; 38% experienced palliation of pain interference49 — 14.8 5.6 14% 45% of patients experienced palliation of pain; 60% experienced palliation of pain interference49 — Reported Toxicity Monthly Cost of Treatment (drug only) Grade 3: abdominal pain, 2.0%; $0 anemia, 6.0%; arthralgia, 4.0%; asthenia, 2.0%; back pain, 9.0%; bone pain, 6.0%; cardiac disorder, 2.0%; constipation, 1.0%; diarrhea, 1.0%; dyspnea, 2.0%; fatigue, 9.0%; fluid retention/ edema, 1.0%; hematuria, 2.0%; hypertension, ⬍ 1.0%; hypokalemia, 1.0%; liver function test abnormality, 3.0%; nausea, 3.0%; pain, 2.0%; neutropenia, ⬍ 1.0%; pain in arm or leg, 5.0%; pyrexia, 1.0%; thrombocytopenia, ⬍ 1.0%; urinary tract infection, ⬍ 1.0%; vomiting, 3.0% Grade 4: anemia, 2.0%; asthenia, ⬍ 1.0%; back pain, ⬍ 1.0%; bone pain, 1.0%; cardiac disorder, ⬍ 1.0%; dyspnea, ⬍ 1.0%; fatigue, 1.0%; liver function test abnormality, ⬍ 1.0%; pain, ⬍ 1.0%; thrombocytopenia, ⬍ 1.0% Grade 3: abdominal pain, 2.0%; Abiraterone plus anemia, 6.0%; arthralgia, prednisone, $7,523.88; 4.0%; asthenia, 2.0%; back antiemetics, $0; pain, 6.0%; bone pain, 5.0%; regimen cost, cardiac disorder, 3.0%; $7,523.88 constipation, 1.0%; diarrhea, 1.0%; dyspnea, 1.0%; fatigue, 8.0%; fluid retention/ edema, 2.0%; hematuria, 1.0%; hypertension, 1.0%; hypokalemia, 3.0%; liver function test abnormality, 3.0%; nausea, 2.0%; neutropenia, ⬍ 1.0%; pain, 1.0%; pain in arm or leg, 2.0%; pyrexia, ⬍ 1.0%; thrombocytopenia, 1.0%; urinary tract infection, 2.0%; vomiting, 2.0% Grade 4: anemia, 1.0%; back pain, ⬍ 1.0%; bone pain, ⬍ 1.0%; cardiac disorder, 1.0%; dyspnea, ⬍ 1.0%; fatigue, ⬍ 1.0%; fluid retention/edema, ⬍ 1.0%; hypokalemia, ⬍ 1.0%; liver function test abnormality, ⬍ 1.0%; nausea, ⬍ 1.0%; pain in arm or leg, ⬍ 1.0%; thrombocytopenia, ⬍ 1.0%; vomiting, ⬍ 1.0% (continued on following page) www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. Schnipper et al Table A8. Metastatic Castration-Resistant Prostate Cancer (Fig 5) (continued) Regimen Fig 5B Mitoxantrone plus prednisone (control)50† Cabazitaxel plus prednisone50‡ Fig 5C Placebo (control)51 Enzalutamide (160 mg per day orally)51 OS PFS Response Rate (months) (months) (CR ⫹ PR) Palliation Data Time to Next Treatment (months) 12.7 1.4 4.4% (CR, PR not defined) — — 15.1 2.8 14.4% (CR, PR not defined) — — 13.6 2.9 4% (soft tissue RR) — — 18.4 8.3 29% (soft tissue RR) — — Reported Toxicity Monthly Cost of Treatment (drug only) Grade 3 to 5: anemia, 5.0%; Mitoxantrone plus arthralgia, 1.0%; asthenia, prednisone, $243.03; 2.0%; back pain, 3.0%; bone antiemetics, $2.11; pain, 2.0%; constipation, regimen cost, $245.14 1.0%; diarrhea, ⬍ 1.0%; dyspnea, 1.0%; fatigue, 3.0%; febrile neutropenia, 1.0%; hematuria, 1.0%; leukopenia, 42.0%; nausea, ⬍ 1.0%; neutropenia, 58.0%; pain, 2.0%; pain in extremeity, 1.0%; pyrexia, ⬍ 1.0%; thrombocytopenia, 2.0%; urinary tract infection, 1.0% Grade 3 to 5: abdominal pain, Cabazitaxel plus 2.0%; anemia, 11.0%; prednisone, arthralgia, 1.0%; asthenia, $10,697.32; 5.0%; back pain, 4.0%; bone antiemetics, $2.11; pain, 1.0%; constipation, regimen cost, 1.0%; diarrhea, 6.0%; $10,699.43 dyspnea, 1.0%; fatigue, 5.0%; febrile neutropenia, 8.0%; hematuria, 2.0%; leukopenia, 68.0%; nausea, 2.0%; neutropenia, 82.0%; pain, 1.0%; pain in extremity, 2.0%; pyrexia, 1.0%; thrombocytopenia, 4.0%; urinary tract infection, 1.0%; vomiting, 2.0% Grade 3/4: abnormal liver function testing, ⬍ 1.0%; cardiac disorder, 2.0%; diarrhea, ⬍ 1.0%; fatigue, 7.0%; musculoskeletal pain, ⬍ 1.0%; myocardial infarction, ⬍ 1.0% Grade 3/4: abnormal liver function testing, ⬍ 1.0%; cardiac disorder, 1.0%; diarrhea, 1.0%; fatigue, 6.0%; headache, ⬍ 1.0%; musculoskeletal pain, 1.0%; myocardial infarction, ⬍ 1.0%; seizure, ⬍ 1.0% $0 Enzalutamide: $8493.33; antiemetics, $1.58; regimen cost, $8,494.91 Abbreviations: CR, complete response; OS, overall survival; PFS, progression-free survival; PR, partial response; RR, response rate. ⴱ Abiraterone 1,000 mg orally daily for 28 days; prednisone 5 mg orally twice per day for 28 days. †Mitoxantrone 12 mg/m2 and prednisone 10 mg orally once per day for 3 weeks. ‡Cabazitaxel 25 mg/m2 once every 3 weeks (1-hour infusion on day 1 every 21 days); prednisone 10 mg orally once per day. © 2015 by American Society of Clinical Oncology JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Table A9. Abiraterone Plus Prednisone Versus Placebo (control; Fig 5A) Measure Score/Result Clinical benefit score (maximum, 80 points) Improvement ([14.8 ⫺ 10.9]/10.9 ⫽ 36%) OS score (2 ⫻ 16) Toxicity score (maximum, 20 points) Placebo Abiraterone plus prednisone Toxicity score ([37 ⫺ 34]/34 ⫽ 9%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay 32 34 (grade 3 to 5) 37 (grade 3 to 5) 0 10 0 10 42 $7,523.88 Calculated per patient Abbreviation: OS, overall survival. Table A10. Cabazitaxel Plus Prednisone Versus Mitoxantrone Plus Prednisone (control; Fig 5B) Measure Score/Result Clinical benefit score (maximum, 80 patients) Improvement ([15.1 ⫺ 12.7]/12.7 ⫽ 19%) OS score (1 ⫻ 6) Toxicity score (maximum, 20 points) Mitoxantrone plus prednisone Cabazitaxel plus prednisone Toxicity score ([21 ⫺ 19]/19 ⫽ 11%) Bonus points (maximum, 80 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay 16 19 (grade 3 to 5) 21 (grade 3 to 5) 0 0 0 0 16 $10,699.43 Calculated per patient Abbreviation: OS, overall survival. Table A11. Enzalutamide Versus Placebo (control; Fig 5C) Measure Clinical benefit score (maximum, 80 points) Improvement ([18.4 ⫺ 13.6]/13.6 ⫽ 35%) OS score (2 ⫻ 16) Toxicity score (maximum, 20 points) Placebo Enzalutamide Toxicity score ([8 ⫺ 6]/6 ⫽ 33%) Bonus points (maximum, 30 points) Palliation Treatment-free interval Total bonus points Net health benefit (maximum, 130 points) Drug cost (monthly) Drug acquisition cost Patient copay Score/Result 32 6 (grade 3 to 5) 8 (grade 3 to 5) 0 0 0 0 32 $8,494.91 Calculated per patient Abbreviation: OS, overall survival. www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. Schnipper et al Table A12. Adjuvant Treatment of HER2-Positive Breast Cancer (Fig 6) Regimen Fig 6A Doxorubicin, cyclophosphamide, and paclitaxel (control)52ⴱ Doxorubicin, cyclophosphamide, paclitaxel, and trastuzumab52,53† Fig 6B Doxorubicin, cyclophosphamide, and docetaxel (control)54‡ Carboplatin, docetaxel, and trastuzumab54§ Median OS (months) DFS (months) Reported Toxicity Total Regimen Cost (drug only) Not reached — NYHA class III or IV CHF or death resulting from cardiac causes, 0.8%52; severe CHF, 0.0%; symptomatic CHF, 0.1%53 Not reached; HR, 0.61 HR, 0.52 NYHA class III or IV CHF or death resulting from cardiac causes, 4.1%; severe CHF, 0.8%; symptomatic CHF, 1.9% Doxorubicin plus cyclophosphamide, $3,175.82; paclitaxel, $229.20; antiemetics, $0; regimen cost, $3,405.02 Doxorubicin plus cyclophosphamide, $3,175.82; paclitaxel plus trastuzumab, $17,103.00; trastuzumab, $52,546.13; antiemetics, $340.66; regimen cost, $73,165.62 Not reached 75% Not reached; HR, 0.77 81% (control); HR, 75% Grade 3/4: anemia, 2.4%; arthralgia, 3.2%; creatinine elevation, 0.6%; diarrhea, 3.0%; fatigue, 7.0%; febrile neutropenia, 9.3%; hand-foot syndrome, 1.9%; irregular menses, 27.0%; leukemia, 0.6%; leukopenia, 51.8%; motor neuropathy, 5.2%; myalgia, 5.2%; nail changes (any grade), 49.3%; nausea, 5.9%; neutropenia, 63.3%; neutropenic infection, 11.1%; sensory neuropathy, 48.6%; stomatitis, 3.5%; thrombocytopenia, 1.6%; vomiting, 6.2% Grade 3/4: anemia, 5.8%; arthralgia, 1.4%; creatinine elevation, 0.1%; diarrhea, 5.4%; fatigue, 7.2%; febrile neutropenia, 9.6%; irregular menses, 26.5%; leukemia, 0.1%; leukopenia, 48.2%; motor neuropathy, 4.3%; myalgia, 1.8%; nail changes (any grade), 28.7%; nausea, 4.8%; neutropenia, 65.9%; neutropenic infection, 11.2%; renal failure, 0.1%; sensory neuropathy, 36.0%; stomatitis, 1.4%; thrombocytopenia, 6.1%; vomiting, 3.5% Doxorubicin, cyclophosphamide, $3,175.82; docetaxel, $3,877.63; antiemetics, $0; regimen cost, $7,052.94 Carboplatin, docetaxel, and trastuzumab, $21,228.22; trastuzumab, $44,462.11; antiemetics, $17.27; regimen cost, $65,707.59 Abbreviations: AUC, area under the curve; CHF, congestive heart failure; DFS, disease-free survival; HER2, human epidermal growth factor receptor 2; HR, hazard ratio; IV, intravenous; NYHA, New York Heart Association; OS, overall survival. ⴱ Doxorubicin 60 mg/m2 via IV push and cyclophosphamide 600 mg/m2 over 30 to 45 minutes every 21 days for four cycles, followed by 12 weekly doses of paclitaxel 80 mg/m2 over 60 minutes. †Same as (ⴱ) dosing, followed by trastuzumab (loading dose of 4 mg/kg over 90 minutes, then 12 weekly doses of 2 mg/kg over 30 minutes, then 6 mg/kg every 3 weeks for 39 weeks). ‡Doxorubicin 60 mg/m2 and cyclophosphamide 600 mg/m2 every 3 weeks for four cycles, followed by docetaxel 100 mg/m2 every 3 weeks for four doses. §Docetaxel 75 mg/m2 over 60 minutes plus carboplatin 6 AUC over 60 minutes, followed by trastuzumab (loading dose of 4 mg/m2 over 90 minutes, then 2 mg/m2 over 30 minutes on days 8 and 15), followed by trastuzumab (6 mg/kg over 30 minutes) every 3 weeks for 13 weeks. Table A13. Doxorubicin, Cyclophosphamide, Paclitaxel, and Trastuzumab Versus Doxorubicin, Cyclophosphamide, and Paclitaxel (control; Fig 6A) Measure Clinical benefit score (maximum, 80 points) Hazard ratio Hazard ratio score Benefit score (3 ⫻ 16) Toxicity score (maximum, 20 points) Doxorubicin, cyclophosphamide, and paclitaxel Doxorubicin, cyclophosphamide, paclitaxel, and trastuzumab Toxicity score ([3 ⫺ 3]/3 ⫽ 0%) Net health benefit (maximum, 100 points) Drug cost (regimen) Drug acquisition cost Patient copay © 2015 by American Society of Clinical Oncology Score/Result 0.61 3 48 3 (grade 3 to 5) 3 (grade 3 to 5) 0 48 $73,165.62 Calculated per patient JOURNAL OF CLINICAL ONCOLOGY Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved. ASCO Framework for Assessing Value in Cancer Care Table A14. Carboplatin, Docetaxel, and Trastuzumab Versus Doxorubicin, Cyclophosphamide, and Docetaxel (control; Fig 6B) Measure Score/Result Clinical benefit score (maximum, 80 points) Hazard ratio Hazard ratio score Benefit score (2 ⫻ 16) Toxicity score (maximum, 20 points) Doxorubicin, cyclophosphamide, and docetaxel Carboplatin, docetaxel, and trastuzumab Toxicity score ([20 ⫺ 20]/20 ⫽ 0%) Net health benefit (maximum, 100 points) Drug cost (regimen) Drug acquisition cost Patient copay 0.77 2 32 20 (grade 3 to 5) 20 (grade 3 to 5) 0 32 $65,707.59 Calculated per patient Table A15. Average Body-Surface Area Measurements Sex Body-Surface Area (m2) Weight (kg) Height (cm) Men Women Average of men and women 2.08 1.83 1.96 81.5 169.25 NOTE. Dosing information for each clinical case scenario was calculated based on average body-surface area measurements as defined by National Center for Health Statistics mean weight and height for men and women age ⱖ 20 years. www.jco.org © 2015 by American Society of Clinical Oncology Downloaded from jco.ascopubs.org on June 22, 2015. For personal use only. No other uses without permission. Copyright © 2015 American Society of Clinical Oncology. All rights reserved.