Form
21-80-001-5847005
990
Return of Organization Exempt From Income Tax
Department of the Treasury
Internal Revenue Service
A For the 2003 calendar year, or tax year beginning
B Check if
Pipe C Name of organization
applicable
use IRS
label
goof or
or
Address
h
Initial
s~
cange
Instruc-
Amended
=return
=A
lication
SEP 1
and ending
2003
GARET D . SMOCK CHARITABLE TRUST
/0 PNC ADVISORS
AUG 31
2004
D Employer Identification number
61-6155883
Number and street (or P 0 box if mail is not delivered to street address)
sPecifi~620 LIBERTY AVENUE,
Final
2003
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung
benefit trust or private foundation)
" The organization may have to use a copy of this return to satisfy state reporting requirements
Room/suite E Telephone number
412
P2-PTPP-10-2
City or town, state or country, and ZIP + 4
F Accounting methodOther
0 s eci
1
PITTSBURGH, PA
15222
0 Section 501 (c)(3) organizations and 4947(a)(1) nonexempt charitable trusts
762-3779
1XI Cash I--] Accrual
H and I are not applicable to section 527 organizations .
H(a) Is this a group return for affiliates?
~ Yes D No
"N/A
H(b)
If
"Yes,"
enter
number
of
affiliates
G Website:
10,
J Organization type (check only one) " OX 501(c) ( 3
) " (i n sert no) 0 4947(a)(1) or = 52 H(c) Are all affiliates included?
N/A
Yes = No
(17 -NO,- attach a list )
K Check here " = if the organization's gross receipts are normally not more than $25,000 The
H(d) Is this a separate return filed by an organization covered by a group rulings 0 Yes D No
organization need not file a return with the IRS, but if the organization received a Form 990 Package
in the mad, it should file a return without financial data Some states require a complete return .
I
r"
M Check " U if the organization is not required to attach
2 , 067 , 259 .55 ~
Sch B (Form 990, 990-EZ, or 990-PF)
L Gross receipts* Add lines 6b, 8b, 9b, and 10b to line 12 10,
Revenue
Ex
enses
and
Changes
in
Net
Assets
or
Fund
Balances
part 1
pen
Ppd ing
1
2
3
4
5
6
c
m
Contributions, gifts, grants, and similar amounts received
Direct public support
b Indirect public support
c Government contributions (grants)
noncash $
d Total (add lines 1a through 1c) !cash $
Program service revenue including government fees and contracts (from Part VII, line
Membership dues and assessments
Interest on savings and temporary cash investments
Dividends and interest from securities
a Gross rents
a
b Less . rental expenses
c Net rental income or (loss) (subtract line 6b from line 6a)
7
Other investment income (describe 0,
1a
1b
1c
)
93)
A Securities
Gross amount from sales of assets other
1, 9 71 5 91 .19 ea
than inventory
1 , 750,994 .76 8b
b Hess cost or other basis and saes expenses
220 , 596 .43 8c
c Gain or (joss) (attach schedule)
STMT 1
STMT 2
~~
us
mbine line 8c, columns (A) and (B))
Claus and tivities (attach schedule) If any amount is from gaming, check here " 0
a GrossF
srevenue
)i__ V ncluding $
of contributions
~elrt,
V
c ofn I
1 ga
Jill
e
C
other than fundraising expenses
9b
2
-R-RdFc
an from special events (subtract line 9b from line 9a)
0
less returns and allowances
10a
Walim of invel"ory,
10b
b Less cos o goos'sold
line
from
line 10a)
c Gross profit or (loss) from sales of inventory (attach schedule) (subtract
10b
12
13
14
15
18
17
18
19
20
21
32300
Other revenue (from Part VII, line 103)
Total revenue add lines 1d 2 3 4 5 6c 7 8d 9c 10c and 11
Program services (from line 44, column (B))
Management and general (from line 44, column (C))
Fundraising (from line 44, column (D))
Payments to affiliates (attach schedule)
Total ex p enses add lines 16 and 44, column A
Excess or (deficit) for the year (subtract line 17 from line 12)
Net assets or fund balances at beginning of year (from line 73, column (A))
Other changes in net assets or fund balances (attach explanation)
Net assets or fund balances at end of year (combine lines 18, 19, and 20)
LHA
For Paperwork Reduction Act Notice, see the separate Instructions .
1d
2
0 .00
3
4
5
Ba
6b
8 a
11
N
must attach a completed Schedule A (Form 990 or 990-EZ) .
268 .59
95 , 399 .77
6c
7
8 Other
220 , 596 .43
Bid
9C
10c
11
316 , 264 .79
198 , 0 4 3 . 83
26,645 .66
12
13
14
SEE
STATEMENT
3
15
16
17
18
19
4
20
21
4
224 , 689 . 49
91 , 575 .30
057 , 161 .40
<5 657 . 15>
143 , 079 .55
~
Form 990 (2003)
~~
Statement o'
Functional E
Do not include amounts
'MARGARET D . SMOCK CHARITABLE TRUST
C/O PNC ADVISORS
22 Grants and allocations (attach schedule)
198044 oncas s
cash $
198,043 .831
23
24
25
28
27
28
29
30
81
32
Specific assistance to individuals (attach schedule)
Benefits paid to or for members (attach schedule)
Compensation of officers, directors, etc
Other salaries and wages
Pension plan contributions
Other employee benefits
Payroll taxes
Professional fundraising fees
Accounting fees
Legal fees
33 Supplies
34 Telephone
35 Postage and shipping
38 Occupancy
37 Equipment rental and maintenance
38 Printing and publications
39 Travel
40
41
42
43
b FEDERAL EXCISE TAXES
c FOREIGN TAXES
as
i oral tuncnonai expenses (add ones zz mrou n nab
OrpanizaUons complebnp columns (B)-(D), arty these tgtals to lines X315
19 8 , 0 4 3 . 8 30TATEMENT 4
25,530°9
Conferences, conventions, and meetings
Interest
Depreciation, depletion, etc (attach schedule)
Other expenses not covered above (itemize)
a PROCESSING FEES
d
e
61-6155883
All organizations must complete column (A) Columns (B), (C), and (D) are required for section 501(c)(3)
Page 2
senses
and (4) organizations and section 4947(a)(1) nonexempt charitable trusts but optional for others
(B) Program
ported on line
(C) Management
(p) Total
(D) Fundraising
of Part I
services
and general
144 1
0 .001
25,530 .9
625 .0
625 .0
25 .00
443 .19
21 .50
25 .0
443 .1
21 .5
224,689 .491
198,043 .831
26,645 .661
Joint Costs . Check " = if you are following SOP 98-2
Are any point costs from a combined educational campaign and fundraising solicitation reported in (B) Program services
If "Yes," enter (i) the aggregate amount of these point costs 3
, (ii) the amount allocated to Program services $
(ill) the amou nt allocated to Management and general $
, and (Iv) the amount allocated to Fundraising $
0 .00
0 .00
1 0 Yes 0 No
Service Accomplishments
What is the organization's primary exempt purposes P
SUPPORT THE SCHOOL OF MED IC INE,
UNIVERSITY OF LOUISVILLE
Alb organizations must describe then exempt purpose achievements in a clear and concise manner State the number of clients served, publications Issued, etc Discuss
achievements that are not measurable (Section 501 (c)(3) and (4) organ :goons and 4947(a)(1) nonexempt charitable trusts must also enter the amount of grants and
allocations to others
a THE WILL OF MARGARET D . SMOCK ESTABLISHED THE FUND
TO GENERATE INCOME WHICH IS TO BE PAID PERPETUALLY
TO THE SCHOOL OF MEDICINE AT THE UNIVERSITY
OF LOUISVILLE .
198,043 .83)1
rants and allocations $
b
Pro ram Service
expenses
(Required for 501 (cX3) and
(4) orgs , and 4947(aM1)
usb, but optional for others
198,043 .83
c
and a
d
nts and allocations $
f Total of Program Service Expenses (should equal line 44, column (B), Program services)
o~ ~
P,.
19 U , U 4 .3 . 8 3
Form 990 (2003)
1Z
Form sso(2o03)
R~'t ~V
MARGARET D . SMOCK CHARITABLE
C/O PNC ADVIS OR S
TRUST
Cash - non-interest-bearing
Savings and temporary cash investments
47 a
b
Accounts receivable
Less allowance for doubtful accounts
47a
47b
48 a
b
Pledges receivable
Less allowance for doubtful accounts
Grants receivable
48a
46b
49
50
Recewables from officer;, directors, trustees,
and key employees
Other notes and loans receivable
51 a
b
52
53
54
55 a
Less allowance for doubtful accounts
Inventories for sale or use
Prepaid expenses and deferred charges
Investments -securities
Investments - land, buildings, and
equipment basis
b
Less accumulated depreciation
Investments - other
57 a
b
a
m
°
d
50
51 c
~' E] Cost
52
53
54
D FMV
5F a
55b
55c
SEE STATEMENT 5
59
60
Total assets add lines 45 through 58 must equal pine 74
Accounts payable and accrued expenses
57a
~57b
Grants payable
Deferred revenue
Loans from officers, directors, trustees, and key employees
Tax-exempt bond liabilities
b Mortgages and other notes payable
Other liabilities (describe ~ -
4 , 038,798 .53 56
71
4 , 057 , 161 .40 59
60
72
73
74
4 , 143 , 079 .55
61
62
63
64a
64b
65
)
0 .00
0 .00
66
67
68
69
Capita stock, trust princroal, or current funds
Paid-in or capital surplus, or land, budding, and equipment fund
Retained earnings, endowment, accumulated income, or other funds
Tonal net assets or fund balances (add lines 67 through 69 or lines 70 through 72,
column (A) must equal line 19, column (B) i7list equal line 21)
Total liabilities and net assets 1 fund balances (add lines 66 and 73)
3 , 566 , 758 .10
57c
58
)
66
Total liabilities add lins~s 60 throu g h 65
Organizations that follow SFAS 117, check here P D and complete lines 67 through
69 and lines 73 and 74
67
Unrestricted
Temporarily restricted
68
Permanently restricted
69
Organizations that do not follow SFAS 117, check here 01, FXI and complete lines
70 through 74
70
576 , 321 .45
45
46
48c
49
51b
58
65
(B)
End of year
47c
51a
Laid, buildings, and equipment basis
Less accumulated depreciation
Other assets (describe "
61
62
63
64 a
(A)
Beginning of year
18, 3 6 2 . 8 7
45
46
56
Page 3
Balance Sheets
Note : Where required, attached schedules and amounts within the description column
should be for end-of-year amounts only.
d
61-6155883
4 , 038,798 .53 70
3 , 566 , 758 .10
4
4
0 . 00
18,362 .87
1
71
72
0 5 7 161 .401 73
4 , 057 , 161 .401 74
0 . 00
576 r 321 .45
4
143 , 079 .55
143 , 079 .55
Form 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization How the public
perceives an organization in such cases may be determined by the information presented on its return Therefore, please make sure the return is complete and accurate
and fully describes, in Part III, the organization's programs and accomplishments
323021
12-17-03
//
NJ
MARGARET D . SMOCK CHARITABLE
so zoos
c/o Prrc ADVISORS
}~8rt 11t-A Reconciliation of Revenue per Audited
Part Financial Statements with Revenue per
Return
a
Total revenue, grins, and other support
per audited financial statements
N/A
b
Amounts included on line a but not on
line 12, Form 990
(1) Net unrealized gains
on investments
$
(2) Donated services
and use of facilities $
(3) Recoveries of prior
(4) Other (specify)
S
Add amounts on lines (1) through (4)
Line a minus line b
Amounts included on line 12, Form
990 but not on line a :
(1) Investment expenses
not included on
line 6b, Form 990
(2) Other (specify)
e
61-6155883
Reconciliation of Expenses per Audited
Financial Statements with Expenses per
Return
Total expenses and losses per
audited financial statements
G Amounts included on line a but not on
line 17, Form 990
(1) Donated services
and use of facilities
(2) Prior year adjustments
reported on line 20,
Form 990
$
(3) Losses reported on
line 20, Form 990
(4) Other (speci'y)
yez r grants
c
d
a
TRUST
b
c
c
d
It- I a I
N/A
$
S
Add amounts on lines (1) through (4)
Line a minus line b
Amounts included on line 17, Form
990 but not on line a
100.
100.
(1) Investment expenses
not included on
line 6b, Form 990
$
(2) Other (specify)
t
Add amounts on lines (1) and (2)
Total revenue per lire 12, Form 990
(line c plus line d)
I'- ; d ;
Directors . Trustees, end
(q) Name and address
PNC ADVISORS
620 LIBERTY AVENUE
PITTSBURGH,PA .15222-2705
e
S
Add amounts on lines (1) and (2)
Total expenses per line 17, Form 990
(line c plus line d)
1111l.
ployees (List each one even if not comb
~ Title ana average hours C) Compensation (DContnbutions co
(E) Expense
°e"°fi~
per week devoted to
account and
'If not 1 i , enter eplaP'°Y~
ns 8 deferred
other allowances
OSIiIOfI
-0- .
coin enranon
tUSTEE
5,530 .971
0 .001
0 .00
-----------------------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------75
Did any officer, director, trustee, or key employee receive aggregate compensztion of more than $100,000 from your organization and all related
organizations, of which more than $10,000 was prcvidad by the related organizations If 'Yes," attach schedu le " [ ::] Yes ~X No
323031 12-17-03
4
Form 990(2003
MARGARET D . SMOCK
C/O PNC ADVISORS
Other Information
Form 990(2003)
04yE
75
77
78 a
b
79
80 a
b
81 a
b
82 a
CHARITABLE
TRUST
61-6155883
Did the organization engage in any activity not previously repo .ted to the IRS If "Yes," attach a detailed description of each activity
76
Were any changes made in the organizing or governing documents but not reported to the IRS
77
If "Yes," attach a conformed copy of the changes
Did the organization have unrelated business gross income of $1,000 or more during the year covered by this returns
78a
N/A
If "Yes," has it filed a tax return on Form 990-T for this years
78b
Was there a liquidation, dissolution, termination, or substan~tial contraction during the year"
79
If 'Yes," attach a statement
Is the organization related (other than by association with a statewide or nationwide organization) through common membership,
governing bodies, trustees, officers, etc , to anv other exempt or nonexempt organization?
BOa
If "Yes," enter the name of the organization
1110and check whether it is 0 exempt or 0 nonexempt
0 . 00
Enter direct or indirect political expenditures See line 81 instructions
81a
Did the organization file Form 1120-pOL for this vear?
Did the organization receive donated services or the use of materials, equipment, or facilities at no charge or at substantially less than
fair rental values
b If "Yes," you may indicate the value of these items here Do not include this amount as revenue in Part I or as an
expense m Part II (See instructions m Part III )
82b
N/A
for
83 a Did the organization comply with the public inspection requirements
returns and exemption applications
b Did the organization comply with the disclosure requirements relating to quid pro quo contributions?
NBA
84 a Did the organization solicit any contributions or gifts that were not tax deductibles
b If "Yes," did the organization include with every, solicitation an express statement that such contributions or gigs were not
N/A
tax deductible
N/A
85
501(c)(4), (5), or (6) organizations 2 Were substantially all dues nondeductible by members
N/A
b Did the organization make only in-house lobbying, expenditures of $2,000 or less
If "Yes" was answered to either Rya or 85b, do not comple'e 85r, through 85h below unless the organization received a waiver for proxy tax
owed for the prior year
85c
N/A
c Dues, assessments, and similar amounts from members
85d
N/A
d Section 162(e) lobbying and political expenditures
85e
N/A
e Aggregate nondeductible amount of section 6033(e)(1)(A) clues notices
f Taxable amount of lobbying and political expenditures (line 85d less 85e)
851
N/A
N/A
g Does the organization elect to pay the section 6033(e) tax on the amount on line 85f9
h If section 6Q33(e)(1)(A) dues notices veers sent, does the organization agree to add the amount on line 85f to its reasonable estimate of dues
N/A
allocable to nondeductible lobbying and political expenditures for the following tax years
N/A
88
501(c)(7) organizations . Enter a Initiation fees and capital contributions included on line 12
85a
N/A
815b
b Gross receipts, included on line 12, for public use of club facilmes
N/A
87a
87
501(c)(12) organizations Enter a Cross income from members or shareholders
b Gross income from other sources (Do not net amounts due or paid to other sources
87 b ~
N/A
against amounts due or received from them )
88
At any time during the year did the organization own a 50% or greater interest in a taxable corporation or partnership,
or an entity disregarded as separate from the organization under Regulations sections 3017701-2 and 3017701-3?
If "Yes," complete Part IX
89 a 501(c)(3) organizations Fnter Amount of tax imposed on the organization during the year under
0 . 0 0 , section 4912 P
0 . 0 0 , section 4955 .
section 4911 .
b 501(c)(3) and 501(c,'(4) organizations Did the organization engage in any section 4958 excess benefit
transaction during the year or did it become aware of an ercess benefit transaction from a prior year
If "Yes," attach a statement expl2imrg each transaction
c Enter Amount of tax imposed on the organization m3nageis or disqualified persons during the year under
sections 4912, 4955, and 4958
d Enter Amount of tax on line 89c, above, reimbursed by the organization
90 a List the states with which a caey of this return is fired 110' -KEN TUCKY
b Member of employee. employed m the pay period that includes March 12, 2003
91
Thebooks areincarp o! tto- PNC ADVISORS, TRUS T TAX DEPARTMENT
Locatedat t),- 620 LIBERTY .-WENIJE,
92
P 2-PTPP-10-2,
323041
12-17-03
No
X
X
X
X
81b
X
82a
X
83a
83b
X
X
84a
eae
85a
85111
g
85h
88
X
89b
X
0 .00
.
!
0 .00
- 0 . 00
90h
Telephone no t (412)762-3779
PITTSBURGH, PA .
Section 4947(a)(1) nonexempt charitable trusts filing Form 990 m Ireu of Form 1041- Check here
and en ter the amount of tax-erempt.interest received or accrue d during the tax veer
Pages
Yes
0
zIP+a " 15222-2705
" 1 92 ~
N /A
11110. D
Form 99(2003)
'
'
,MARGARET D . SMOCK CHARITABLE TRUST
Form 99J(2003)
C:/U PP1 C ADVISOR S
61-6155883
XEll
Analysis of income- Producing Activities (See page 33 of the instructions)
Unrelated business income
Exolu aea b section siz, sia, or sia
Note : Enter gross amounts unless otherwise
indicated
(A'
Business
cod e
93 Program service revenue
a
6
c
d
e
f
g
94
95
96
97
Medicare/Medicaid payments
Fefs and contracts from goverr,nont z~~g2n°& .~
Membersh p dues p.rd asse~,smenre
interest on savings and temporary cash investments
Dividends and interest from securities
Net rental income or (loss) from real estate
(B)
Amount
E~~u_
S,o ode
(D)
Amount
Page e
Related or exempt
function income
_____-
+
debt-financed property
not debt-tinanced property
Net rental income or (loss) from personal property
Other investment income
100 Gain or (loss) from sales of assets
other than inventory
101 Net income or (loss) from specipi Pverts
102 Gros,; profit or (loss) from s :IE$ Of ;nd2ntory
103 Other revenue
a
b
c ------
14
141
95, 399 .77
268 .59
18
220 , 596 .43
a
b
98
99
_-,
I
I
-
Boa Subtotal (add columns (e), (o), and (E))
0 .00 1I
316 , 264 .79
0 .00
"
316,264 .79
105 Total (add line 104, columns (9), (D), and (E))
Note : Line 105 plus line 1 d, Part I, should equal the amount on line 12, Part I.
Relatlo nshl p o~ Acti vities t0 the Accomplishment of Exempt Purposes (See page 34 of the instructions)
Line Nn
95E
100
Explain how each activity for which income is reported in column (E) of Part VII contributed importantly to the accomplishment of the organization's
exempt purposes (ows r than by providing funs for ~u ;.h purposes)
HE ACTIVITIES ABOVE FOR WHIC H INCOME IS REPORTED HAVE
O PURPOSE OTHER THAN PRO VIDING FUNDS FOR THE EXEMPT
P URPOSES
DESIGNED
IN
THE
GGVERNING
INSTRUMENT .
P~~(. .T Information Regard ing Taxable Subsidiaries and Disregarded Entities (See page 34 of the instructions)
A)
;
8
C)
E
0)
Name, 2ddress, anclEIN of corporation,
Percentage of
Nature ofactwitias
Tota( inome
End-o p-year
ri~ypa rtners hip, or (Ilsre9arded en
ownershi p interest
assets
----
N/A
i:
----
~ Pan X
I Information ReM~i4int; Tvwisfieil A tszliciated ,
(a) Did thr, crgariza':on, dunug the yea , "eceiva anv finds Jrect~X . .r inCuectiy,
(b) Did the oicanizatien, during the yeas, ody Grerrwr,is, directly (r ii lusily, or,
Note' If "Yes" to b), file Form 8870 and Form 4720 (see Instructions).
Please
Sign
Here
Paid
Under oenalnes or rebury, I declare in n I nav^ acamireci this retvri, I 1C1'IOIfICJ actor
correct , srd ar,u c t= Dc,l3 , nIui p rp " er (c1 gar h ..n uft ce'j s . . !,J on z. ; mtoi
~,
Signature ut office r
Preparer's ~
^
..
Date
' ~ ..
sign ature
Prepare .'s F, 5 name (o ;
PN C: ~s~~NK r 1ti o A .
if
Use Onl y yours
self-employed) .
~TRUST TAX DEPA12'I'Ar NT
address. and
323161
ZIP .a
PTTTSBliRCH , . PA l5/_2.2-27
12-17-03
SCHEDULE A
Organization Exempt Under section 501(c)(3)
(Form 990 or 980-EZ)
OMB No 1545-0047
(Except Private Foundation) and Section 501(e), 501 (i), 501(k),
501(n) . or Section 4947(a)(1) Nonexempt Charitable Trust
2003
Supplementary Information-(See separate instructions .)
Department of the Treasury
Internal Revenue s ervice
B~. MUST hi; completed bj tb a above organizations and attached to their Form 990 or 990-E2
Name of the erg 3nizaUon MARGARET D_
SMOCK "NA ITA.BLE
C/O PNC ADVISORS
T
TRUST
Employer Identification number
61 6155883
Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees
(See page 1 of the instructions List each one If there ere none, enter "None ")
a) Name and address of each em Ic eE
more than $50,000
NONF
fib) Title and average hours
per week devoted to
aid
position
(c) Compensation
(a) Contnbutions to
(e) ExpensE
employee benefit
plans a deterred account and o1
compensation
allowances
. ___
-----------------------------------
I
Total number of other employees paid
't 1l
0
Compensation of the Five Highest Paid Independent Contractors for Professional Services
(See page 2 of the instructions List aart~ one (whether individuals (, r firms) If there are none, enter "None ")
(a) Name and address of each independent contractor paid more thin $50,000
(b) Type of service
(c) Compensation
NONE
---------------------------------------------
Total number of others receiving over
$50,000 for professional services
323101/12-05-03
LHA
-~
110~ I
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990 and Form 990-EZ .
Schedule A (Form 990 or 990-EZ) 2003
4
//
ed"
MARGARET Dv SMOCK
Schedule A (Form 990 or 990-EZ) 2003 C/O PNC AD VISORS
CHARITABLE
TRUST
61-6155883
Statements About Activities (See page 2 of the instructions)
During the year, has the organization attempted to influence national, state, or local legislation, including any attempt to influence
public opinion on a legislative matter or referendums If "Yes," enter the total expenses paid or incurred in connection with the
lobbying activities " $
$
(Must equal amounts online 38, Part VI-A,
or line i of Part VI-8 )
Organizations that made an election under section 501(n) by fling Form 5768 must complete Part VI-A Other organizations checking
'Yes,' must complete Part VI-B AND attach a statement giving a detailed description of the lobbying activities
2 During the year, has the organization, either directly ot indirectly, engaged in any of the following acts with any substantial contributors,
trustees, directors, officers, creators, key er,ip!op-c s, or member o" chair ;amilies, or with any taxable organization with which any such
person is affiliated as an officer, nirector, !rustoo, --taiority mvmw, or p ;i .icipal beneficiary? (If the answer to any question is "Yes,"
attach a detailed statement explaining the transactions)
a Sale, exchange, or leasing of pruparty9
Page 2
Yes
NO
1
1
X
2a
X
b Lending of money or other extension of credit?
I 2b I
c Furnishing of goods, services, or facditiea9
I 2c I
I X
d Payment of compensation (or payment or reimbursement of experses if more than $1,000)
1 2d I
I X
e Transfer of any part of its income or assets
3 a Do you make grants for scholarships, fEllmsh,ps, s,,1-dent IrW,s, at(: -' ,If "Yes," attach an explanation of how
you determine that recipients qualify to receive payments )
b Do you have a section 403(b) arrwity plan fur ycur amployees?
Did you maintain any separate account for participating donors where donors have the right to provide advice
on the use or distributio n of funds
iV-Fkeason for Non-Private Foundatio n Status (See pages 3 through 6 of the instructions)
organization is not a private foundation because it is (Please check only ONE applicable box )
U A church, convention of churches, or association of churches Section 170(b)(1)(A)(i)
D A school section 170(b)(i)(A)(n) !Also complete Part V )
[:::] A hospital or a cooperative hospital service organization Section 170(b)(1)(A)(m)
0 A Federal, state, or local government or governmental unit Section 170(b)(1)(A)(v)
4
The
5
8
7
8
9
El
10
~~
11a
~~
11 b
12
F
13
1XI
Ej
323111
12-05-03
3b
X
4
X
An orgam7ation ooarated fw the bereft? of z college or university owned or operated by a governmental unit Section 170(b)(1)(A)(w)
(Also complete the Support Schedule m Part IV-A )
An organization that normally receives a substantial part of its support from a governmental unit or from the general public .
Sector '.7C(b)(1) ;4 ; ;vi ; (F,Ito complete the Sdpp ;rl3 .hudtle m Part !V-A )
A community trust Section 170(b)(1)(A)(w) (Also complete !he Support Schedule in Part IV-A )
An organization that normalcy receives (1) mope than 33 1/3% of its support from contributions, membership fees, and gross
receipts from activities related to its chanW)le, etc functions - sui :iject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business tF table income (less section 511 tax) from businesses acquired
by the organization after June 30, 1975 See section 509(a) ;2) (Also complete the Support Schedule in Part IV-A )
An organization that is not contro ll,!cf b; -,,.y GisquaVied pit sons (other than foundation managers) and supports organizations described in
1,1 lines 5 through 12 ~L~c_vFl c~r~2i srrtbon 501 f~~~J, (51, or 6), if they meet the test of section 509(a)(2) (See section 509(a)(3) )
Pro-ide the following info rmation about the supported organizations (See page 5 of the instructions )
SCHOOL OF MEDI CINE,
[]
X
A medical research organization operated in conjunction with a hospital Section 170(b)(1)(A)(ui) Enter the hospital's name, city,
and state
(a) fJarne(s) of supported organization(s)
14
2e
(b) Line number
from above
UNIVERSTTY OF LOUISVILLE
An organization organized and operated to test trig rmblic safeb/ Sectio n 509(a)(4) (See pa ge 6 of the instructions )
Schedule A (Form 990 or 990-EY) 2003
//
Ol~
MARGARET U . SMOCK CHARITABLE TRUST
Schedule A (Form 990 or 990-EZ) 2003 C/O PNC ADVIS ORS
Page 3
61-6155883
.
Support Schedule (Complete only .f you checked a lox or. line 10, 11, or 12 .) Use cash method of accounting
N/A
Note : You may use the worksheet m the instnrctions for co nvertin g from the accrual to the cash method of accounting .
Calendar year (or fiscal year
;2) 2002 i(h) 2001
(c) 2000
(d) 1999
(e) Total
beginnmg in)
0,
15
Gifts, grants, and contributions
i
,
received (Do not include unusual
grants See line 28 )
16 Membership fees received
17 Gross receipts from admissions,
merchandise sold or services
performed, or furnishing of
facilities in any activity that is
related to the organization's
charitable, etc , purpose
18
19
Gross incone from ii,rrcs" ,
'
dividends, 2mcrnts received from
payments on securities loans (section 512(a)(5)), rents, royalties, a-d ~
unrelated business t,ixable mcoals '
(less section 511 tax3s) from
~
businesses acquired by the
i
organizati on after June 30, 1975
Net income from unrelated business'
activities not included in line 1 8
Tax revenues levied for the
organization's benefit and either
pa id to it or expen ded on it s behalf
20
21
22
The value of services or facilities
furnished to the organization by a
governmental unii. without cnarya
Do not incluae the value ot services
or facilities generally furnished to
the public without ch arge
Gther income Attach a schedule
Do not include gain or (loss) from
sale of capital assets
Total of lines + 5 through 22
Line 23 minus line 1 7
Enter 1 % of brie 23
29
24
25
6
!
_-
I
'
~-' --
i
i
0 .00,
0 .001
0 .00
0 . 00
'
Orb;3nizaYions desCr,hed nn lines 10 or 11 : a Enter 2'/0 of amount in column (e), line 24
b Prepare a list for your records !o show the name of and amount contributed by each person (other than a governmental
unit or publicly supported organization) whose total gifts for 1995 through 2002 exceeded the amount shown in line 26a
Du not file 11yis list with your Saturn . Enter the total of all thes~a excess amounts
c Total support for section 5by(a)(i) test Enter line 24, column (e)
13
_
19 d Add Amounts from column (e) for lines
22
264
0 .
1110- 26a
NBA
11111', 26b
1 26c
N/A
N/A
N/A
1 26d
1 26e
N/A
e Public support (line 26c minus line 26d total)
N/A
f Public su Qott percertaRe line 26L, (numerator) dFvidedhq line 26c denom!nator
11111- 26f
12
.
a
For
amounts
included
in
lines
15,
16,
and
17
that
were
received
from
a
"disqualified
person,"
prepare
a
list
for
your
27
Organizations described on line
records to show the name of, and total amounts received in each year from, each "disqualified person ° Do not file this list with your return . Enter the sum of
such amounts for pa^h vear
(2000)
(1999)
(2002)
(2001)
for
your
records to show the name of,
b For any amount mcludM it brie 17 that was recQlved from earh oa rson (othee r than "disqualified persons"), prepare a list
aril ?moue! received ir.~r eirh irear, that wa : mom. than the larger of (1) the amount on line 25 for the year or (2) $5,000 (Include in the list organizations
described in lines 5 throuh 11, 2s well as inc!iv+duz's ) Do not file this list with your return . After computing the difference between the amount received and
the larger amounr described .n (9) o' (?_), enter the sum of these differences (the excess amounts) for each year
(2000)
(1999)
(2002)
(2001)
16
c add Amours from ;;olumi (e) f^ r lines
15
N/A
20
2,
~ ~ 27c I
,7
I 27d
N / ti
d Add Line 27a total
and line 27b total
N/A
1 27e
e Public support (line ?.7r, total rilrus'!ne 27d ro?all
~
271
N/A
f Total supoort for section 509(a)(2) test Enter amount on line 23, column (e)
N/A
1 27
p Public support percentage (line 27E (rttimerator) divided by line ?.7f (denominator))
N/A
1 27h
h In vestment income perrenta~e fline 181 column_fe}_ {m~merato!) dimded bVline 27f denominator
28 Unusual Grants: For an organization desrnbod in line 1n,11, or 12 tha' received any unusual grants during 1999 through 2002, prepare a list for y our records
to show, for each year, Ma name o? the contributor, the doze soil amount of tine grant, and a brief description of the nature of the grant Do not the this list with
your return Cc n or ind-oe these czar.' :. in lire 1
323121 12-05-0
.3
%
Schedule A (Forth 990 or 990-EZ) 2000
i
MARGARET D . SMOCK CHARITABLE TRUST
Schedule A (Form 990 or 990-EZ) 2003 C/O PNC ADVISORS
FOj~j VI
Private School Questionnaire (See page 7 of the instructions)
(Yo be completed ONL . Y bar srhcscr!s that chec ked the bo x on line 6 in Part IV)
29
61-6155883
N/A
Dogs the organization have a racially nondis,nmmatorY nolicv toward students by stat3ment m its charter, bylaws, other governing
instrument, or in a resolution of its governing body %
Does the organization include a statement of its racially nondiscriminatory policy toward students m all its brochures, catalogues,
and other written communications with the public dealing with studert admissions, programs, and scholarships
Has the organization publicized its racially nondiscnmir~atorv policy through newspaper or broadcast media during the period of
solicitation for students, or during the registration period if it has no solicitation program, m a way that makes the policy known
to all parts of the general community if serves?
If "Yes," please describe, if "No " please ;explain !If you need more space, attach a separate statement
30
31
Page4
Yes NO
29
30
31
---- - - -- ---------------
32
Daps the organ >ation mainji,l 'the folinwinq
a Records indicating the racial composition of the. student body fag ulty, and administrative staffs
32a
b Records documenting rh?t scho!?rsh ;ps and otha,~ `i^anriaI zssi;tanc? ere awarded on a racially nondiscriminatory basis
c
32b
Copies of all catalogue, bf0nhl1'FS, announcements, and other written communications to the public dealing with student
admissions, programs, and Srhpl3rshios'?
32c
d Copies of a!! material used by the nrqiniz2tinn or on its behalf to solicit contributions'?
32d
If you answer9d "No" to any of the aheve, please explain (If you need mare space attach a separate statement )
33
a
b
C
d
e
f
p
h
Does the organization discriminate by lace in any way with respKt to
Students' rights or privileges?
Fdmiesions policies?
Empluvmert of factilty or idmmistrative stah*2
Scholarships or other financial assistance?
Educational policies7
Use of facilities?
Athletic programs
Other extracurricular activitieF?
If you answered "Yes" to any of the above, p+ease explain (If you need more space, attach a separate statement )
33a
33b
33c
33d
33e
3311
33
33h
34 a Does the organvation receive any financial sad u . assistance from a governmental agency
b Has the organizztion's right ro such ;+id ever barn revoked or suspended
It you answered "Yes" to either 2Aa or h, please explain using an attached statement
35
Does the orgarnation certify that it teas complied with the applicable requirements of sections 4 01 through 4 05 of Rev Proc 75-50,
1975-2 C B 58? . covering racial nondiscrimination? If "No," attach an explanation
Schedule A (Form 990 or 990-EZ) 2003
323131
12-05.03
MARGARET n .
SMOCK CHARITABLE TRUST
Schedule A (Form 990 or 990-EZ) 2003 C/O PNC ADVISORS
Pit't VI»A
Check ID" a
PTO be completed ONLY by 2n eligible organization that filed Form 5768)
Check " b D if you checked "a" and "limited control' p rovisions a I
(a)
(b)
Limits on Lobbying Expenditures
Affiliated group
To be completed for ALL
0 if the oroamzation belongs to an affiliated arouo
totals
(The term "expenditures" means amounts paid or incurred )
36
38 Total lobbying expenditures (add lines ',S arid 37l
;mat purpose expeliditures
39 Oth ;r ,
38
37 Total lobbying expenditures to influence a legislative body (direct lobbying)
41
43
44
37
39
Total i XP .l1Dt pUfC ;IiP expend,ti"PS 41 :1 lopp. .q ?8 and Sc,)
40
Lobbying nontaxable amount ant: the amount from the following table
If tF^ amount on line 40 is -
Y lie InbLyinq nontaxable amount is -
Not over $500,000
20°.0 of the amount on line 40
Over $500,000 but not over $1,LOJ,OLU
42
electing organizations
N/A
36 Total lobbying expenditures to influence public opinion (grassroots lobbying)
40
61-6155883
Page s
N/A
Lobbying Expenditures by Electing Pubic Charities (See page 9 of the instructions)
S IJ .,GGG -,us 040 0, U- excess (,,/er$500,000
Over $1,000,000 but not over $1,500,[`00
$175 C00 plus 10°.I, c' the excess cver $1,000,000
Over $1,500,000 but not over $17,000,000
$225,000 plus 5% of the excess over $1,500,000
Over $17.000 .000
Pi 000 COO
41
Grassroots nontaxable amount (enter ?5% of Imp 41 N
42
Subtract line 41 from line 38 Enter -0- if line 41 is more than line 38
44
Subtract line 42 from line 36 Enter -0- d line a? is more tnan lira ?6
43
Caution- If there is an arnount or either line 43 or line 44, you must file Form 4720
4-Year Averaging Period Under Section 501 (h)
(S,irae orqamzat~ ols that made a sect~nn 501(h) election do not have to complete all of the five columns
below See the instructions for lines 4 5 through 50 on page 11 of the instructions )
Lobbying Expenditures During 4-Year Averaging Period
Calendar Ifear (or
fiscal ye ar begi nning i n)
45 Lobbying nontaxable
amount
46 Lob :;ing ailing : mou~ ;t
(150% of line 45(e))
47 Total lobbying
expenditures
48 Grassroots nontaxable
49 Grassroots ceiling amount
150% of line 48(e1)
50 Grzssrrnts lobbying
101.
(=1
--20G~-------~- ----
(b)
2002
(c)
2001
(d)
2000
N/A
(e)
Total
0 .00
0 .00
0 .00
0 .00
~. . . . . . . . . ..,...
't `ilk Lobbying Activity by Nonelecting Public Charities
(For reporting only by organ izstions that did not complete Part VI-A ) (Seepage 12 of the instructions)
During the year, did the organization attempt to irNuence national, stat~,ior local legislation, including any attempt to
influence public opinion on a legislative manor or refeiendurn, through the use of
0 .00
0 .00
N/A
a
b
e
d
Volunteers
Paid staff or management (Include corrioensabon in expenses reported on lines c through h .)
Media advertisements
Mailings to members, legislators, or the publu,
e Publications or published or broadcast statements
f Grants to other organizations for lobbying pirpojes
g Direct contact with legislators, their staff ;, go~iawmeni officials, or a legislative body
h Flail,-z, ot'fl1011Stfa?'o'lc gom, " l ;f';, r ;n`JE .,!101~~~ 5~'~°~'Fj, 1?0'JIE i any other r^szns
1 Total lobbying expenditures Odd lines : through t. )
giving a detai!Fd description of the lobbying activities
If "Y es' to any_.~..~_~w~....~
or the above, also attach a ~t3tement
. . . .----- . .. . ..~_~ . . . ._~. . ._._ ._ ..._._._~~------~ .
323141
iz-os-a3
Schedule A (form 990 or 990-EZ) 2003
MARGARET D . SMOCK CHARITABLE TRUST
Schedule A (Form 990 or 990-EZ) 2000, C /0 "PidC ADV I SORS
61-6155883
t TV9~ 0roforuration Regarding Transfers To and Transactions and Relationships With Noncharitable
Exemu~ Organiza~liuns (See page -i2 of tnil instructicns
51
D,J the reporting c :gan ;xat! i° :irtctiy or in~lrsctly , :ngoye in a~,y of ,he following with any other organization described in section
501 (o) of the Code (other :tan sactioi rOt ;c}(~, organ ¢aticns) or in section 527, relating to political organizations?
a Transfers from the reporting ongamzattoii to a r~c,r~:har .tab?e exempt organization of
(i) Cash
(ii) Other assets
b Other transactions
(i) Sales or exchanges of assets with a nonchantable exempt organization
(ii) Purchases of assets from a noncharitat,'e ev ;mpt orgamz2ti3n
(Pil Rental of facilities, equipment, or other
its
(N` Reimbursem-ntarrancem~,n';
(v) loan ; or loan quarantePi,
(vil Performance of services nr membPrshin orfurdraising sr!lcitabnns
Sharing of facilities, eouipmPnt mailinn lists other assets, or paid employees
d If the answer to any of the ahnlrP is ^vqc,° rnmpiete the fnllowin~ ;ched ;ile Column (b) should always show the fair market value of the
goods, other assets, or services given by the reporting organization If the organization received less than fair market value m any
tra nsactio n or sharing arrangement, sh ow in column (o) the value of the good s, other assets, or services received
c
(a)
Line n o
-I
Ib)I
Amount nvolved
(c)
Name of noncharitable exempt organization
--- ----- --------------
--
51 a(!)
a(ii)
Page 6
Yes
No
X
X
b(i)
b(II)
h(iii)
X
X
X
X
X
b(Iv)
b (v)
b(vi)
c
X
X
N/A
(d)
Description of transfers, transactions, and sharing arrangements
i
i
I
-r--f
-------------- ----------
!
--
-
-
---
---
--
i
52 a Is the organization directly or indirectly affiliates with, or related to, one or more tax-exempt organizations described in section 501(c) of the
Code (other than section 501(c)(3)) or in section 527 ',,
b Ii "Yes ;" complete the following schedule
N/ A
Yes
EXI No
----323151
12-05-03
Schedule A (Form 990 or 990-EZ) 2003
MARGARET D .
FORM 990
GAIN
(LOSS)
DESCRIPTION
L .T .CAPITAL GAIN
DISTRIBUTION
S .T .CAPTTRZ GAIT
DISTRIBUTION
TO FORM 990,
61-6155883
SMOCK CHARITABLE TRUST C/0 P
PART 1,
LINE
8
FROM PUBLICLY TRADED SECURITIES
STATEMENT
EXPENSE
OF SALE
1
GROSS
SALES PRICE
COST OR
OTHER BASIS
NET GAIN
OR (LOSS)
33,898 .57
0 .00
0 .00
33,898 .57
6,109 .47
0 .00
0 .00
6,109 .47
40,008 .04
0 .00
0 .00
40,008 .04
v
STATEMENT S)
1
MARGARET D .
FORM 990
GAIN
(LOSS)
FRAM NON-PUBLICLY TRADED SECURITIES
DATE
ACQUIRED
DESCRIPTION
SALE OF SECURITIES PER
SCHEDULE
TOTAL TO FM 990,
PART I,
DATE
SOLD
VARIOUS
NAME OF BUYER
FORM 990
61-6155883
SMOCK CHARITABLE TRUST C/O P
LN 8
OTHER CHANGES
STATEMENT
2
METHOD
ACQUIRED
VARIOUS
PURCHASED
GROSS
SAFES PRICE
COST OR
OTHER BASIS
1,931,583 .7.5
1,750,994 .76
0 .00
180,588 .39
1,931,583 .15
1,750,994 .76
0 .00
180,588 .39
EXPENSE
OF SALE
IN NET ASSETS OR FUND BALANCES
NET GAIN
OR (LOSS)
STATEMENT
DESCRIPTION
3
AMOUNT
REFUND OF FOREIGN TAKES
ADJUSTMENT BECAUSE OF CARRYING VALUE ON TRANSFERRED ASSETS
134 .09
<5,791 .24>
TOTAL TO FORM 990,
<5,657 .15>
FORM 990
PART I,
LINE 20
CASH GRANTS AND ALLOCATIONS
CLASSIFICATION
DONFE'S NAME
DONEE'S ADDRESS
EXEMPT
CHARITIES
UNIVERSITY OF
LOUISVILLE
201 ABRAHAM
FLEXNER
WAY,LOUISVILLE KY
TOTAL INCLUDED ON FORM 990,
PART II,
TINE 22
STATEMENT
DONEE'S
RELATIONSHIP
4
AMOUNT
NONE
198043 .83
198043 .83
STATEMENT S)
2,
3,
4
MARGARET D .
SMOCK CHARITABLE TRUST C/O P
61-6155883
OTHER INVESTMENTS
FORM 990
STATEMENT
DESCRIPTION
VALUATION
METHOD
SEE ATTACHED STATEMENT
COST
TOTAL TO FORM 990,
PART 7V,
LINE 55,
COLUMN B
5
AMOUNT
3,566,758 .10
3,566,758 .10
STATEMENT S)
5
SANK
REGION
OFFICE
DATE
- TRAN S A CT I O N ANALY S I S /S UMMARY 09/01/03 THROUGH 08/31/04
ACCOUNT 5847005 M D SMOCK CHARITABLE TR TUA CHAR
21
80
001
-TRANSACTIONDESCRIPTION
-CODESTRAN TAX INDV
HISTORY
TOTALS FOR TAX CODE 081
LONG TERM CAPITAL GAIN DISTRIBUTION
TOTALS FOR TAX CODE 082
SHORT TERM CAPITAL GAIN DISTRIBUTION
TOTALS FOR TAX CODE 830
SALES
TOTALS FOR TAX CODE 831
SALES-COLLECTIVE
TOTALS FOR TAX CODE
SALE OF RIGHTS/FRACTIONAL SHARE OF STOCK
833
FUNDS
DATE 11/04/04
TIME 13 :50
PAGE 0006
- C A S H INCOME
PRINCIPAL
INVEST/UNITS
33,898 .57 P
6,109 .47
P
559,016 .35
478,981 .57-P
1,372,532 .97
1,271,983 .28-P
33 .83
29 .91-P
21
80
001
BANK
REGION
OFFICE
DATE
ANALYSIS / SUMMARY -TRANSACTION
09/01/03 THROUGH 08/31/04
ACCOUNT 5847005 M D SMOCK CHARITABLE TR TUA CHAR
-TRANSACTIONDESCRIPTION
-CODESTRAM TAX INDV
HISTORY
DATE 11/04/04
TIME 13 :50
PAGE 0001
- C A S H PRINCIPAL
INCOME
INVEST/UNITS
09-30-03
CITIGROUP GLOBAL MKTS INC
09/25 SALE 200 SHS @ 101 .46
MISC .95 COMM 10 .00
SPDR TRUST
UNIT SER 1
O85 830
0418 38383-00004
09-30-03
20,281 .05
18,682 .50200 .000-
10-06-03
CITIGROUP GLOBAL MRTS INC
10/O1 SALE 550 SIiS @ 17 .30
MISC .45 COMM 27 .50
CHECK POINT SOFTWARE
TECHNOLOGIES LTD
085 830
0418
38389-00001
10-06-03
9,487 .05
13,510 .11550 .000-
10-06-03
CITIGROUP GLOBAL MKTS INC
10/O1 SALE 650 SHS @ 40 .95
MISC 1 .25 COMM 32 .50
FIRST DATA CORP
085 830
0418 38389-00005
10-06-03
26,583 .75
25,077 .00650 .000-
10-06-03
CITIGROUP GLOBAL MKTS INC
10/O1 SALE 100 SHS @ 101 .95
MISC .48 COMM 5 .00
SPDR TRUST
UNIT SER 1
085 830
0418 38389-00006
10-06-03
10,189 .52
9,341 .25100 .000-
10-06-03
CITIGROUP GLOBAL MKTS INC
10/O1 SALE 200 SHS @ 74 .85
MISC .71 COMM 10 .00
STRYKER CORP
085 830
0418
38389-00007
10-06-03
14,959 .29
11,582 .00200 .000-
10-08-03
BEAR STEARNS & CO INC .
10/03 SALE 600 SHS @ 31 .256
MISC .88 COMM 30 .00
BAKER HUGHES INC
085 830
9267
38391-00001
10-08-03
18,722 .72
21,421 .50600 .000-
10-22-03 UBS SECURITIES LLC
10/17 SALE 150 SHS Cpl 60 .67
MISC .43 COMM 7 .50
AMERICAN INTERNATIONAL GROUP INC
085 830
0642
38405-00001
10-22-03
9,092 .57
3,451 .14150 .000-
10-22-03
UBS SECURITIES LLC
10/17 SALE 400 SHS Q 48 .28
MISC .91 COMM 20 .00
CITIGROUP INC
085 830
0642
38405-00002
10-22-03
19,291 .09
14,437 .63400 .000-
10-22-03 UBS SECURITIES LLC
10/17 SALE 200 SHS @ 78 .94
MI S C .74 COMM 10 . 00
STRYKER CORP
085 830
0642
38405-00007
10-22-03
15,777 .26
11,582 .00200 .000-
BANK
REGION
OFFICE
DATE
21
80
001
- T RAN S ACTI O N A N A L Y S I S / S UMMARY
09/01/03 THROUGH 08/31/04
ACCOUNT 5847005 M D SMOCK CHARITABLE TR TUA CHAR
-TRANSACTIONDESCRIPTION
-CODESTRAN TAX INDV
HISTORY
-
DATE 11/04/04
TIME 13 :50
PAGE 0002
- C A S H INCOME
PRINCIPAL
INVEST/UNITS
11-05-03
GIBRALTAR SEC'S-SEC PAC CLR CORP
10/31 SALE 550 SHS @ 37 .0012
MISC .95 COMM 27 .50
LIZ CLAIBORNE INC
085 830
2480
38419-00001
11-05-03
20,322 .21
16,888 .21550 .000-
11-14-03
CITIGROUP GLOBAL MKTS INC
11/10 SALE 400 SHS O 105 .40
MISC 1 .98 COMM 20 .00
SPDR TRUST
UNIT SBR 1
085 830
0418
38428-00003
11-14-03
42,138 .02
37,365 .00400 .000-
12-18-03
PURC 38 .022 SHS TFII2U REINV OF SHORT
083 082
TERM CAP GAIN DUE 12/18/03 @ $ 19 .5600
T ROWE PRICE MID CAP VALUE
FD #115
38462-00002
12-18-03
743 .72
38 .022
12-18-03
PURC 53 .231 SHS THRU REINVESTMENT
083
OF CAP GAIN PAYABLE 12/18/03 @ 19 .5600
T ROWE PRICE MID CAP VALUE
FD #115
081
38462-00003
12-18-03
1,041 .20
53 .231
12-22-03
PURC 21 .207 SHS THRU REINV OF SHORT
083 082
TERM CAP GAIN DUE 12/22/03 @ $ 10 .1400
BLACKROCK FUNDS
LOW DURATION BOND PORTFOLIO
FUND 87 INSTITUTIONAL CLASS
38466-00001
12-22-03
215 .04
21 .207
12-22-03
PURC 3,433 .372 SHS THRU REINVESTMENT
OF CAP GAIN PAYABLE 12/22/03 @ 9 .5700
BLACKROCK FUNDS
INTERMEDIATE BOND PORTFOLIO
FUND 90 INSTITUTIONAL CLASS
083 081
38466-00002
12-22-03
32,857 .37
3,433 .372
12-22-03
PURC 538 .214 SHS THRU REINV OF SHORT
TERM CAP GAIN DUE 12/22/03 @ $ 9 .5700
BL,ACKROCK FUNDS
INTERMEDIATE BOND PORTFOLIO
FUND 90 INSTITUTIONAL CLASS
083 082
38466-00003
12-22-03
5,150 .71
538 .214
12-29-03
CITIGROUP GLOBAL MKTS INC
12/23 SALE 250 SHS @ 64 .59
MISC .76 COMM 12 .50
AMERICAN INTERNATIONAL GROUP INC
085 830
0418
38473-00003
12-29-03
16,134 .24
5,751 .90250 .000-
085 830
0418
38473-00005
12-29-03
14,444 .32
10,828 .22300 .000-
12-29-03 CITIGROUP GLOBAL MKTS INC
12/23 SALE 300 SHS @ 48 .20
MISC .68 COMM 15 .00
CITIGROUP INC
21
80
001
BANK
REGION
OFFICE
DATE
-TRANSACTION ANALYSIS / SUMMARY 09/01/03 THROUGH 08/31/04
ACCOUNT 5847005 M D SMOCK CHARITABLE TR TUA CHAR
-TRANSACTIONDESCRIPTION
-CODESTRAM TAX INDV
HISTORY
DATE 11/04/04
TIME 13 :50
PAGE 0003
- C A S H PRINCIPAL
INCOME
INVEST/UNITS
12-29-03
CITIGROUP GLOBAL MKTS INC
12/23 SALE 470 SHS @ 50 .55
MISC 1 .12 COMM 23 .50
JOHNSON & JOHNSON
085 830
0418 38473-00008
12-29-03
23,733 .88
13,173 .45470 .000-
12-29-03
CITIGROUF GLOBAL MRTS INC
12/23 SALE 900 SHS B 48 .1744
MISC 2 .03 COMM 45 .00
MEDTRONIC INC
085 830
0418
38473-00011
12-29-03
43,309 .93
23,134 .71900 .000-
12-29-03
CITIGROUP GLOBAL MRTS INC
12/23 SALE 200 SHS @ 37 .13
MISC .35 COMM 10 .00
NEW YORK COMMUNITY BANCORP
085 830
0418
38473-00013
12-29-03
7,415 .65
6,298 .53200 .000-
12-29-03 CITIGROUP GLOBAL MKTS INC
12/23 SALE 200 SHS @ 58 .20
MISC .55 COMM 10 .00
WELLS FARGO & COMPANY NEW
085 830
0418
38473-00016
12-29-03
11,629 .45
9,649 .82200 .000-
01-12-04 SOLD 9,365 .245 SHR ON 01/09/04
9 .6100
BLACKROCK FUNDS
INTERMEDIATE BOND PORTFOLIO
FUND 90 INSTITUTIONAL CLASS
085 831
0000
38492-00001
01-12-04
90,000 .00
84,302 .379,365 .245-
01-14-04
CITIGROUP GLOBAL MKTS INC
01/09 SALE 150 SHS 8 69 .16
MISC .49 COMM 7 .50
AMERICAN INTERNATIONAL GROUP INC
085 830
0418 38494-00001
01-14-04
10,366 .01
3,451 .14150 .000-
01-30-04
UBS SECURITIES LLC
01/27 SALE 350 SHS @ 42 .40
MISC .70 COMM 17 .50
CONSOLIDATED EDISON INC
085 830
0642
38510-00001
01-30-04
14,821 .80
15,421 .00350 .000-
01-30-04
UBS SECURITIES LLC
01/27 SALE 400 SHS Cs? 85 .21
MISC 1 .60 COMM 20 .00
GANNETT INC
085 830
0642
38510-00004
01-30-04
34,062 .40
29,310 .67400 .000-
01-30-04 UBS SECURITIES LLC
01/27 SALE 100 SHS @ 57 .57
MISC .27 COMM 5 .00
WELLS FARGO & COMPANY NEW
085 830
0642
38510-00010
01-30-04
5,751 .73
4,824 .91100 .000-
21
80
001
BANK
REGION
OFFICE
DATE
- TRAN S A CTIO N ANALY SIS/ SU MMARY 09/01/03 THROUGH 08/31/04
ACCOUNT 5847005 M D SMOCK CHARITABLE TR TUA CHAR
-TRANSACTIONDESCRIPTION
-CODESTRAM TAX INDV
HISTORY
DATE 11/04/04
TIME 13 :50
PAGE 0004
- C A S H INCOME
PRINCIPAL
INVEST/UNITS
02-26-04 UBS SECURITIES LLC
02/23 SALE 900 SHS @ 30 .46
MISC 1 .07 COMM 45 .00
MC CORMICK & CO INC
NON-VOTING
085 830
0642
38537-00002
02-26-04
27,367 .93
22,248 .00900 .000-
03-04-04
085 830
0418
38544-00001
03-04-04
32,998 .71
33,385 .481,100 .000-
085 831
9464
38548-00002
03-08-04
155,522 .28
121,916 .994,766 .236-
085 831
9464
38555-00003
03-15-04
23,000 .00
18,489 .80495 .156-
O85 831
9464
38555-00004
03-15-04
16,000 .00
15,704 .05660 .611-
CITIGROUP GLOBAL MKTS INC
03/O1 SALE 1,100 SHS @ 30 .05
MISC 1 .29 COMM 55 .00
COMCAST CORPORATION CL A
03-08-04 MUTUAL FUND AGENT
03/O5 SALE 4,766 .236 SHS @ 32 .63
JAN[JS SMALL CAP VALUE FD
INVESTOR CLASS # 65
03-15-04
MUTUAL FUND AGENT
03/12 SALE 495 .156 SHS @ 46 .45
CAI+AMOS GROWTH FUND
FD # 606
CL - A
03-15-04 MUTUAL FUND AGENT
03/12 SALE 660 .611 SHS @ 24 .2199
COLUMBIA SMALL CAP GROWTH FD INC
FUND #572 CLASS Z
03-29-04
PRUDENTIAL EQUITY GROUP
03/24 SALE 450 SHS @ 52 .5241
MISC .92 COMM 22 .50
SMITH INTERNATIONAL INC
085 830
9678
38569-00001
03-29-04
23,612 .42
16,677 .00450 .000-
04-12-04
CASH IN LIEU OF .790 FRACTIONAL
SHARES/PAR AT 42 .8200 PER SHARE/BOND
THE ST PAUL TRAVELERS COS INC
085 833
9999
38583-00001
04-12-04
33 .83
29 .91,'79p-
04-14-04 BRIDGE TRADING CO
04/O8 SALE 400 SHS @ 16 .99
MISC .16 COMM 20 .00
NORIA CORP
SPONSORED ADR
085 830
8931 38585-00001
04-14-04
6,775 .84
11,297 .97400 .000-
CITIGROUP GLOBAL MKTS INC
05/03 SALE 300 SHS @ 21 .26
MISC .15 COMM 15 .00
CISCO SYSTEMS INC
085 830
0418
6,362 .85
9,085 .75300 .000-
05-06-04
38607-00001
05-06-04
21
80
001
BANK
REGION
OFFICE
DATE
- TRANSACTION A N A L Y S I S / SUMMARY 09/01/03 THROUGH 08/31/04
ACCOUNT 5847005 M D SMOCK CHARITABLE TR TUA CHAR
-TRANSACTIONDESCRIPTION
05-07-04
LBHMAN BROTHERS INC
O5/04 SALE 90 SHS d 26 .60
MISC .06 COMM 4 .50
HOSPIRA INC
07-O8-04 JANNEY MONTGOMERY, SCOTT
07/02 SALE 1,000 SHS @ 18 .29
MISC .43 COMM 50 .00
NEW YORK COMMUNITY BANCORP
-CODESTRAN TAX INDV
HISTORY
DATE 11/04/04
TIME 13 :50
PAGE 0005
- C A S H INCOME
PRINCIPAL
INVEST/UNITS
085 830
0074
38608-00001
05-07-04
2,389 .44
2,254 .5090 .000-
085 830
0374
38670-00001
07-08-04
18,239 .57
23,619 .471,000 .000-
07-12-04
LEHMAN BROTHERS INC
07/07 SALE 1,150 SHS @ 17 .0007
MISC .46 COMM 57 .50
VERITAS SOFTWARE CORP
085 830
0074
38674-00001
07-12-04
19,492 .85
19,867 .601,150 .000-
07-29-04
JANNSY MONTGOMERY, SCOTT
07/26 SALE 600 SHS O 55 .4893
MISC .78 COMM 30 .00
UNION PACIFIC CORP
085 830
0374
38691-00001
07-29-04
33,262 .80
35,363 .11600 .000-
O8-20-04
SOLD 32,356 .021 SHR ON 08/19/04
9 .5500
BLACKROCK FUNDS
INTERMEDIATE BOND PORTFOLIO
FUND 90 INSTITUTIONAL CLASS
085 831
0000
38713-00001
O8-20-04
309,000 .00
295,972 .5832,356 .021-
O8-23-04 MUTUAL FUND AGENT
08/20 SALE 13,051 .135 SHS @ 16 .91
OLSTEIN FDS
FINL ALERT FD ADVISER
FUND # 994
O85 831
9464
38716-00001
08-23-04
220,694 .69
199,452 .9713,051 .135-
O8-31-04
MUTUAL FUND AGENT
08/30 SALE 17,000 SHS @ 9 .57
AMERICAN CENTURY SMALL CAP VALUE
INS
085 831
9464
38724-00004
OB-31-04
162,690 .00
167,770 .7617,000 .000-
O8-31-04
MUTUAL FUND AGENT
O8/30 SALE 6,300 SHS @ 43 .90
CALAMOS GROWTH FUND
CL - A
FD # 606
085 831
9464
38724-00005
OB-31-04
276,570 .00
235,250 .526,300 .000-
085 831
9464
38724-00006
08-31-04
119,056 .00
133,123 .245,600 .000-
08-31-04 MUTUAL FUND AGENT
08/30 SALE 5,600 SHS @ 21 .26
COLUMBIA SMALL CAP GROWTH FD INC
FUND #572 CLASS Z
I
oa-oo7
SUMMARY
O F
INVESTMENTS
AS OF 08/31/04
ACCOUNT
21-80-501-5847005
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
CARRYING
VALUE
TAX
COST
MARKET
VALUE
7. OF
MARKET
ESTIMATED
INCOME
1
YIELD AT
MARKET
PRINCIPAL CASH
565,606 .31
565,606.31
565,606 .31
12 .683
11,860 .76
2 .097
1,298,776 .02
1,314,345 .70
1,341,908 .45
30 .091
46,979 .73
3 .501
1,413,140 .13
854,841 .95
1,430,214 .40
839,481 .32
1,630,101 .19
921,825 .18
36 .554
20 .671
25,462 .88
10,407 .87
1 .562
1 .129
TOTAL EQUITIES
2,267,982 .08
2,289,695 .72
2,551,926 .37
5 7 .225
35,870 .75
1 .406
TOTAL PRINCIPAL ASSETS
4,132,364 .41
4,169,647 .73
4,459,441 .13 100 .000
94,711 .24
2 .124
10,715 .14
10,715 .14
10,715 .14 100 .000
224 .70
2 .097
4,143,079 .55
4,180,362 .87
94,935 .94
2.124
CASH EQUIVALENTS
FIXED INCOME
MUTUAL FUNDS - FIXED
EQUITIES
COMMON STOCK
MUTUAL FUNDS - EQUITY
CASH EQUIVALENTS
ACCOUNT TOTAL
nseox 03100
4,470,156 .27
PNCADv]SORs
03-007
S T A T E M ENT
O F
I N V E S T M E N T S
AS OF 08/31/04
ACCOUNT
21-80-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
CARRYING
VALUE
TAX
COST
MARKET
VALUE
X OF
MARKET
ESTIMATED
INCOME
YIELD AT
MARKET
2
MARKET UNIT
PRICE
CASH EQUIVALENTS
164,000 .000 BLACKROCK LIQUIDITY FUNDS
TEMPFUND
ADMINISTRATION SHARES OH1
ACCOUNT 21-80-690-5847005
164,000 .00
164,000 .00
164,000 .00
3 .669
3,439 .08
2 .097
1 .000
10,715 .140 BLACKROCK LIQUIDITY FUNDS
TEMPFUND
ADMINISTRATION SHARES *Hl
(INCOME INVESTMENT)
ACCOUNT 2180-001-5847005
10,715 .14
10,715 .14
10,715 .14
.240
224 .70
2 .097
1 .000
1,606 .31
1,606 .31
1,606 .31
.036
33 .68
2 .097
1 .000
120,000 .000 BLACKROCK LIQUIDITY FUNDS
TEMPFUND
ADMINISTRATION SHARES OH1
ACCOUNT 21-80-672-5847005
120,000 .00
120,000 .00
120,000 .00
2.684
2,516 .40
2.097
1 .000
280,000 .000 BLAGKROCK LIQUIDITY FUNDS
TEMPFUND
280,000 .00
280,000 .00
280,000 .00
6 .264
5,871 .60
2 .097
1 .000
576,321 .45
576,321 .45
576,321 .45
12 .893
12,085 .46
2 .097
1,606 .310 BLACKROCK LIQUIDITY FUNDS
TEMPFUND
ADMINISTRATION SNARES AH1
ACCOUNT 2180-001-5847005
ADMINISTRATION SHARES RH1
ACCOUNT 21-80-640-5847005
TOTAL CASH EQUIVALENTS
COMMON STOCK
Aseox 03100
0. PN CADvlsoRS
os-oo7
S T A T E M E N T
O F
I N V EST M E N T S
AS OF 08/31/04
ACCOUNT
2180-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
TAX
CO ST
MARKET
VALU E
31,072 .42
30,901 .12
48,757 .50
1 .091
18,206 .77
18,245 .00
16,133 .00
.361
900 .000 ABBOTT LABORATORIES INC
32,796 .23
32,686 .46
37,521 .00
.839
936 .00
2 .495
41 .690
450 .000 ALLER6AN INC
34,559 .33
34,516 .50
33,592 .50
.751
162 .00
.482
74 .650
450 .000 ALLTEL CORP
20,684 .26
20,691 .85
24,592 .50
.550
684 .00
2 .781
54 .650
600 .000 AMGEN INC
35,959 .60
36,230 .00
35,574 .00
.796
700 .000 ANALOG DEVICES INC
27,682 .11
27,667 .00
24,304 .00
.544
168 .00
.691
34 .720
750 .000 ANHEUSER-BUSCH COMPANIES INC
40,005 .86
40,090 .50
39,600 .00
.886
735 .00
1 .856
52 .800
600 .000 BALL CORPORATION
16,476 .00
16,476 .00
22,404 .00
.501
240 .00
1 .071
37 .340
850 .000 BED BATH AND BEYOND
30,013 .47
30,210 .50
31,807 .00
.712
200 .000 CHEVRONTEXACO CORP
17,356 .98
17,356 .98
19,500 .00
.436
320 .00
1 .641
97 .500
700 .000 COLLATE-PALMOLIVE CO
40,397 .00
40,397 .00
37,800 .00
.846
672 .00
1 .778
54 .000
47,780 .62
50,978 .63
50,518 .00
1 .130
24,010 .57
23,954 .00
29,480 .00
.659
1,280 .00
4.342
36 .850
1,200 .000 EXXON MOBIL CORP
26,114 .19
29,964 .22
55,320 .00
1 .238
1,296 .00
2 .343
46 .100
1,050 .000 FEDERAL HOME LOAN MTG CORP
65,221 .14
65,224 .20
70,476 .00
1 .577
1,260 .00
1 .788
67 .120
750 .000 INGERSOLL RAND
SEDOL 82831167
ISIN BMG477661015
1,300 .000 FLEXTRONICS INTERNATIONAL LTD
1,450 .000 DELL INC
800 .000 EXELON CORPORATION
aseox 03100
CARRYING
VALUE
/. OF
MARKET
ESTIMATED
INCOME
YIELD AT
MARKET
3
660 .00
1 .354
MARKET UNIT
PRICE
65 .010
12 .410
59 .290
37 .420
34 .840
Q PN CADvi soRs
os-oo7
S T A T E M E N T
O F
I N V E S T M E N T S
AS OF 08/31/04
ACCOUNT
21-,80-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
1,750 .000 GENERAL ELECTRIC CO
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
CARRYING
VALUE
TAX
COST
MARKET
VALUE
Z OF
MARKET
ESTIMATED
INCOME
MARKET UNIT
PRICE
17,199 .19
13,890 .98
57,382 .50
1 .284
1,540 .00
2 .684
32 .790
350 .000 ITT INDS INC
22,363 .90
22,319 .50
27,685 .00
.619
238 .00
.860
79 .100
250 .000 ILLINOIS TOOL WORKS INC
17,355 .76
17,533 .00
22,822 .50
.511
280 .00
1 .227
91 .290
1,100 .000 INTEL CORP
14,044 .48
17,504 .53
23,419 .00
.524
352 .00
1 .503
21 .290
400 .000 INTERNATIONAL BUSINESS MACHS
CORP
37,868 .00
37,650 .00
33,876 .00
.758
288 .00
.850
84 .690
800 .000 INTERNATIONAL PAPER CO
29,456 .00
29,456 .00
32,016 .00
.716
800 .00
2 .499
40 .020
500 .000 JOHNSON 8 JOHNSON
8,954 .27
10,975 .05
29,050 .00
.650
570 .00
1 .962
58 .100
300 .000 KINDER MOR6AN INC
18,510 .00
18,510 .00
18,150 .00
.406
675 .00
3 .719
60 .500
350 .000 LEG6 MASON INC
26,621 .00
26,621 .00
28,238 .00
.632
210 .00
.744
80 .680
300 .000 M&T SK CORP
26,006 .77
26,338 .00
28,494 .00
.637
480 .00
1 .685
94 .980
39,061 .15
39,099 .56
38,624 .00
.864
768 .00
1 .988
24 .140
950 .000 SAFECO CORPORATION
36,128 .45
36,465 .00
45,761 .50
1 .024
836 .00
1 .827
48 .170
801 .000 THE ST PAUL TRAVELERS COS INC
30,320 .25
30,335 .51
27,786 .69
.622
704 .88
2 .537
34 .690
950 .000 SUN6ARD DATA SYSTEMS INC
1,600 .000 MBNA CORP
23,274 .08
23,842 .50
21,850 .00
.489
1,000 .000 SYSCO CORP
32,338 .46
31,730 .50
32,140 .00
.719
600 .00
1,850 .000 TJX COMPANIES INC NEW
41,427 .55
41,013 .68
39,146 .00
.876
23,720 .92
23,922 .00
32,868 .50
.735
350 .000 UNITED TECHNOLOGIES CORP
nseox 03100
YIELD AT
MARKET
4
23 .000
1 .867
32 .140
333 .00
.851
21 .160
490 .00
1 .491
93 .910
PN CADvi soRs
03-007
S T A T E M E N T
O F
I N V E S T h E N T S
AS OF 08/31/04
ACCOUNT
21-80-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
CARRYING
VALUE
TAX
COST
MARKET
VALUE
'/. OF
MARKET
ESTIMATED
INCOME
YIELD AT
MARKET
5
MARKET UNIT
PRICE
900 .000 VIACOM INC
40,619 .21
40,735 .00
29,979 .00
.671
252 .00
.841
33 .310
700 .000 ilAL-MART STORES INC
13,231 .31
13,170 .00
36,869 .00
.825
364 .00
.987
52 .670
750 .000 BANK OF AMERICA CORP
38,509 .43
38,794 .00
33,735 .00
.755
1,350 .00
4 .002
44 .980
33,728 .25
33,553 .00
36,465 .00
.816
440 .00
1 .207
33 .150
800 .000 CISCO SYSTEMS INC
25,876 .58
26,975 .12
15,008 .00
.336
500 .000 STRYKER CORP
14,477 .50
14,477 .50
22,650 .00
.507
45 .00
.199
45 .300
70,941 .37
71,442 .60
55,539 .00
1 .242
1,292 .00
2 .326
32 .670
400 .000 FORTUNE BRANDS INC
28,487 .12
28,487 .12
29,260 .00
.655
528 .00
1 .805
73 .150
-90 .000 AMERICAN HEALTHNAYS INC
ACCOUNT 21-80-672-5847005
-2,433 .95
-2,433 .95
-2,430 .00
.054
27 .000
2,433 .95
2,433 .95
2,430 .00
.054
27 .000
250 .000 AMERICAN INTERNATIONAL GROUP INC
ACCOUNT 2180-633-5847005
11,157 .13
15,177 .75
17,810 .00
.398
-147 .000 AMERICREDIT CORP
ACCOUNT 2180-690-5847005
-3,019 .38
-3,019 .38
-3,073 .77
.069
20 .910
147 .000 AMERICREDIT CORP
ACCOUNT 21-80-640-5847005
3,019 .38
3,019 .38
3,073 .77
.069
20 .910
-255 .000 CHESAPEAKE ENERGY CORP
ACCOUNT 2180-640-5847005
-3,745 .95
-3,745 .95
-3,603 .15
.081
CLASS B
1,100 .000 VARIAN MEDICAL SYSTEMS INC
1,700 .000 PFIZER INC
90 .000 AMERICAN HEALTHIIAYS INC
ACCOUNT 21-80-690-5847005
vseox 03100
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
18 .760
125 .00
-45 .90
.702
1 .274
71 .240
14 .130
Q PNCAD~nsoRs
03-00
S T A T E M E N T
O F
I N V E S T MEN T S
AS OF 08/31/04
ACCOUNT
2180-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
CARRYING
VAL UE
ESTIMATED
INCOME
YIELD AT
MARKET
MARKET UNIT
PRICE
TAX
COST
MARKET
VALUE
3,745 .95
3,745 .95
3,603 .15
.081
45 .90
1 .274
14 .130
33,247 .35
34,421 .77
41,922 .00
.938
1,440 .00
3 .435
46 .580
3,879 .00
3,879 .00
3,477 .00
.078
3 .60
.104
57 .950
-3,879 .00
-3,879 .00
-3,477 .00
.078
-3 .60
.104
57 .950
6,625 .77
6,625 .77
5,599 .12
.125
54 .40
.972
41 .170
-6,625 .77
-6,625 .77
-5,599 .12
.125
-54 .40
.972
41 .170
550 .000 EOG RES INC
22,968 .73
22,927 .50
31,773 .50
.711
132 .00
.415
57 .770
-55 .000 GLOBAL PAYMENTS ING-li/I
ACCOUNT 21-80-672-5847005
-2,443 .65
-2,443 .65
-2,439 .80
.055
-8 .80
.361
44 .360
55 .000 GLOBAL PAYMENTS INC-W/I
ACCOUNT 21-80-695847005
2,443.65
2,443 .65
2,439 .80
.055
8 .80
.361
44 .360
33,787 .50
33,787 .50
35,587 .50
.796
255 .00
.717
47 .450
32,307 .57
32,630 .77
53,235 .00
1 .191
624 .00
1 .172
27 .300
255 .000 CHESAPEAKE ENERGY CORP
ACCOUNT 21-80-690-5847005
900 .000 CITIGROUP INC
ACCOUNT 2180-633-5847005
60 .000 COOPER COS INC
NEW
% OF
MAR K ET
6
ACCOUNT 21-80-690-5847005
-60 .000 COOPER COS INC
NEW
ACCOUNT 21-80-672-5847005
136 .000 COSTCO WHOLESALE CORP
ACCOUNT 21-80-640-5847005
-136 .000 COSTGO WHOLESALE CORP
ACCOUNT 2180-633-5847005
ACCOUNT 21-80-633-5847005
750 .000 MARRIOTT INTERNATIONAL INC
CL A
ACCOUNT 21-80-640-5847005
1,950 .000 MICROSOFT CORP
ACCOUNT 21-80-633-5847005
L
nsaox 03100
Q PNCADvISORs
03-00
S T A T E M E N T
O F
I N V E S T M E N T S
AS OF 08/31/04
ACCOUNT
2180-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
PAGE
M D SMOCK CHARITABLE TR TUA CHAR
CARRYING
VALUE
TAX
COST
MARKET
VALUE
'/. OF
MARKET
ESTIMATED
INCOME
YIELD AT
MARKET
7
MARKET UNIT
PRICE
600 .000 MOODY'S CORP
ACCOUNT 21-80-633-5847005
29,393 .53
29,264 .50
41,136 .00
.920
180 .00
.438
68 .560
350 .000 MOR6AN STANLEY
19,358 .50
19,358 .50
17,755 .50
.397
378 .00
2 .129
50 .730
-20 .000 PHILADELPHIA CONS HLD6 CORP
ACCOUNT 21,80-690-5847005
-1,069 .00
-1,069 .00
-1,065 .20
.024
-3 .50
.329
53 .260
20 .000 PHILADELPHIA CONS HLDG CORP
ACCOUNT 21-80-672-5847005
1,069.00
1,069 .00
1,065 .20
.024
3 .50
.329
53 .260
12,062 .27
12,215 .00
14,687 .50
.329
480 .00
3 .268
58 .750
1,413,140 .13
1,430,214 .40
1,630,101 .19
36 .464
25,462 .88
1 .562
4,853 .554 BLACKROCK LOW DURATION
INSTITUTIONAL CLASS FUND 0087
ACCOUNT 21-80-001-5847005
49,215 .04
49,215 .04
49,069 .43
1 .098
1,750 .63
3.568
10 .110
135,092 .897 BLACKROCK FUNDS
INTERMEDIATE BOND PORTFOLIO
FUND 90 INSTITUTIONAL CLASS
ACCOUNT 21-80-001-5847005
1,249,560 .98
1,265,130 .66
1,292,839 .02
28 .922
45,229 .10
3.498
9 .570
1,298,776 .02
1,314,345 .70
1,341,908 .45
30 .020
46,979 .73
3 .501
224,553 .75
229,055 .00
249,997 .50
5 .593
5,112 .00
2 .045
ACCOUNT 21-80-633-5847005
250 .000 WELLS FARGO 8 COMPANY NEW
ACCOUNT 21-80-633-5847005
TOTAL COMMON STOCK
MUTUAL FUNDS - FIXED
TOTAL MUTUAL FUNDS - FIXED
MUTUAL FUNDS - EQUITY
2,250 .000 SPDR TRUST
UNIT SER 1
wseox 03100
111 .110
Q PNCADvi soRs
os-oo7
S T A T E h ENT
O F
I N V E S T h E N T S
AS OF 08/31/04
ACCOUNT
2180-501-5847005
PAR VALUE
/SHARES
INVESTMENT
DESCRIPTION
PAGE
M D SHOCK CHARITABLE TR TUA CHAR
CARRYING
VALUE
TAX
COST
MARKET
VALUE
~ OF
MARKET
ESTIMATED
INCOME
YIELD AT
MARKET
8
MARKET UNIT
PRICE
225 .886 AMERICAN CENTURY SMALL CAP VALUE
INS
2,229 .24
2,234 .01
2,175 .28
.049
9 .630
102 .248 CALAMOS GROWTH FUND
CL - A
FD S 606
3,818 .08
3,876 .22
4,506 .07
.101
44 .070
61 .247 COLUMBIA SMALL CAP GROWTH FD INC
FUND "572 CLASS 2
1,455 .96
1,531 .17
1,305 .79
.029
21 .320
8,360 .390 HARBOR FUND
INTERNATIONAL FUND
FD 1111
ACCOUNT 2180-001-5847005
309,000 .00
309,000 .00
313,431 .02
7 .012
3,160 .23
1 .008
37 .490
16,428 .013 T ROWE PRICE MID CAP VALUE
FD 4115
ACCOUNT 21-80-001-5847005
313,784 .92
313,784 .92
350,409 .52
7 .839
2,135 .64
.609
21 .330
854,841 .95
859,481 .32
921,825 .18
20 .623
10,407 .87
1 .129
4,143,079 .55
4,180,362 .87
4,470,156 .27 100 .000
94,935 .94
2 .123
TOTAL MUTUAL FUNDS - EQUITY
TOTAL INVESTMENTS
a!BOX 03100
PN CADv1sORs