ADVANCES IN ELECTRICAL CAPACITANCE TOMOGRAPHY DISSERTATION Presented in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy in the Graduate School of The Ohio State University By Qussai Marashdeh, B.S., M.S. ***** The Ohio State University 2006 Dissertation Committee: Approved by Fernando Teixeira, Adviser Stanley Ahalt Liang-Shih Fan Adviser Graduate Program in Electrical Engineering c Copyright by Qussai Marashdeh 2006 ABSTRACT Electrical tomography techniques for process imaging are very prominent for industrial applications due to their low cost, safety, high capture speed, and suitability for different vessel sizes. Among electrical tomography techniques, electrical capacitance tomography has been the subject of extensive recent research due to its noninvasive nature and capability of differentiating between different phases based on permittivity distribution. Research in electrical capacitance tomography is inherently interdisciplinary, and areas of research in it can be categorized as: (1) sensor design, (2) hardware electronics, (3) and image reconstruction. Work presented in this dissertation includes developments in image reconstruction and sensor design. Work on image reconstruction presented in this dissertation include developments of both forward and inverse solutions. A feed forward neural network based forward solver has been developed for fast and relatively accurate forward solutions. The forward solver has been integrated into a Hopfield optimization reconstruction technique to provide a fully non-linear image reconstruction process. In addition, a 3D volume image reconstruction has been developed by extending the 2D neural network multi objective image reconstruction technique (NN-MOIRT) to 3D applications, and inclusion of new objective functions tailored for 3D imaging. Developments on sensor related topics provided in this dissertation are 3D capacitance sensor designs for 3D imaging and non-invasive capacitance sensors for ii simultaneous permittivity/conductivity imaging. In the former case, a 3D sensor with axial variation in field distribution has been used for volume imaging based on the developed Hopfield 3D optimization image reconstruction. In the latter case, an extension of the conventional capacitance sensor based on capacitance and power measurements has been provided for simultaneous imaging of permittivity and conductivity distributions. iii This is dedicated to my Mother and Father, Brothers and Sisters iv ACKNOWLEDGMENTS I thank Dr. Warsito for the intellectual support, guidance, encouragement, and motivation through out my research which made this dissertation possible. I thank Prof. L.-S. Fan for his advising, teaching, encouragement, and support through out my graduate research. It has been an honor being a research associate among his distinguished group. I also thank Prof. F. L. Teixeira and express my appreciation to him. This work would not have been possible without his efforts. It has been a great honor for me to be a graduate student at OSU. And I thank Mohammad Hadi, Allisa Park, and Bing Du for their contribution. v VITA October 23, 1978 . . . . . . . . . . . . . . . . . . . . . . . . . . . Born - Alabama, USA 2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B.S. Electrical Engineering, University of Jordan 2003 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M.S. Electrical Engineering, The Ohio State University 2001-present . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Graduate Research Associate, The Ohio State University. PUBLICATIONS Research Publications Q. Marashdeh, and L.-S. Fan, “Electrostatic Tomography for Process Measurement And Control Through Boundary Treatment”. United States Patent Application,January 2006. Q. Marashdeh, W. Warsito, and L.-S. Fan, “Non-invasive electrical resistive-capacitive tomography (ERCT) for simultaneous conductivity/permittivity imaging of multiphase flow”. United States Patent Application,January 2006. Q. Marashdeh, and F.L. Teixeira, “Sensitivity Matrix Calculation for Fast Electrical Capacitance Tomography (ECT) of Flow Systems”. IEEE Transactions on Magnetics, 40(2):1204–1207, March 2004. Q. Marashdeh, W. Warsito, L.-S. Fan, and F.L. Teixeira, “Nonlinear Forward Problem Solution for Electrical Capacitance Tomography Using Feed-Forward Neural Network”. IEEE Sensors Journal, 6(2):441–449, April 2006. W. Warsito, Q. Marashdeh, and L.-S. Fan, “Electrical Capacitance Volume-Tomography (ECVT)”. Submitted to IEEE Sensors Journal. vi Q. Marashdeh, W. Warsito, L.-S. Fan, and F.L. Teixeira “Multimodal Tomography System Based on ECT Sensors”. Submitted to IEEE Sensors Journal. Q. Marashdeh, W. Warsito, L.-S. Fan, and F.L. Teixeira “Non-linear Image Reconstruction Technique for ECT using a Combined Neural Network Approach”. Submitted to Meas. Sci. & Tech.. Q. Marashdeh, and F.L. Teixeira “Perturbative Approach to Compute Sensitivity Matrix Elements in Electrical Capacitance Tomography (ECT) of Flow Systems”. Proceedings of the 2003 IEEE Antennas and Propagation International Symposium, vol. 2, pp. 185-188, Columbus, OH, June 22-27, 2003. . Q. Marashdeh, and F.L. Teixeira “Sensitivity Matrix Calculation for Fast Electrical Capacitance Tomography (ECT) of Flow Systems”. Proceedings of the COMPUMAG - 14th Conference on the Computation of Electromagnetic Fields, vol.3, pp. 104-105, Saratoga Springs, NY, July 13-17, 2003. W. Warsito, Q. Marashdeh, and L.-S. Fan, “3D-ECT: sensor design and image reconstruction”. Proceedings of 4th World Congress on Industrial Process Tomography, vol. 1, pp. 82-87, Aizu, Japan, September 5-9, 2005. Q. Marashdeh, W. Warsito, and L.-S. Fan, “Feed Forward Neural Network Solution for Non-Linear Forward Problem in ECT”. Proceedings of 4th World Congress on Industrial Process Tomography, vol. 2, pp. 746-751, Aizu, Japan, September 5-9, 2005. Q. Marashdeh, W. Warsito, L.-S. Fan, and F.L. Teixeira, “Solution of Non-Linear Forward Problems in Electrical Capacitance Tomography Using Neural Networks ”. Proceedings of the 2005 IEEE Antennas and Propagation International Symposium, vol. 1A, pp. 181-184, Washington DC, July 3-8, 2005. Q. Marashdeh, W. Warsito, L.-S. Fan, and F.L. Teixeira, “Electrical Capacitance Tomography Sensor Design for 3-D Applications”. 2005 URSI North American Radio Science Meeting Digest, p. 301, Washington, DC, July 3-8, 2005. Q. Marashdeh, M. Hadi, W. Warsito, and L.-S. Fan, “On the ECT Sensor Based Dual Imaging Modality System for Electrical Permittivity and Conductivity Measurements”. Proceedings of 5th World Congress on Particle Technology, Orlando, Florida USA, April 23-27, 2006. vii L.-S. Fan, W. Warsito, Q. Marashdeh, A.-H. A. Park, and B. Du, “Electrostatic Tomography for Multiphase Process Imaging”. Proceedings of 5th World Congress on Particle Technology, Orlando, Florida USA, April 23-27, 2006. B. Du, Q. Marashdeh, W. Warsito, A.-H. A. Park, and L.-S. Fan, “Development of Electrical Capacitance Volume Tomography (ECVT) and Electrostatic Tomography (EST) for 3D Density and Charge Imaging of Fluidized Bed System”. Submitted to Fluidization Conf. 2007. FIELDS OF STUDY Major Field: Electrical Engineering Studies in: Electromagnetics Prof. Fernando Teixeira Communication and Signal Processing Prof. Stanley Ahalt viii TABLE OF CONTENTS Page Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii Dedication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v Vita . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii Chapters: 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.1 1.2 . . . . . . 3 3 6 8 10 11 Review of reconstruction techniques . . . . . . . . . . . . . . . . . . . . . 13 2.1 14 15 16 16 17 19 1.3 1.4 2. 2.2 2.3 Technology overview . . . . . . . . Electrical Capacitance Tomography 1.2.1 ECT reconstruction . . . . 1.2.2 Multi modal tomography . Dissertation objectives . . . . . . . Dissertation outline . . . . . . . . . . . . . (ECT) . . . . . . . . . . . . . . . . . . . . . Direct techniques . . . . . . . . . . . 2.1.1 Linear back projection . . . . 2.1.2 Singular value decomposition 2.1.3 Tikhonov regularization . . . Iterative reconstruction techniques . NN-MOIRT . . . . . . . . . . . . . . ix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 . . . . . . . . . . . . 3. Nonlinear Forward Problem Solution for Electrical Capacitance Tomography Using Feed Forward Neural Network . . . . . . . . . . . . . . . . . . 3.1 3.2 3.3 3.4 3.5 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 25 26 28 28 30 32 34 34 35 38 46 Non-linear Image Reconstruction Technique for ECT using Combined Neural Network Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 4.1 Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.1.1 ECT forward problem basic equations . . . . . . . . . . . . 4.1.2 Iterative image reconstruction techniques . . . . . . . . . . Combined feed-forward and analog neural network technique for non-linear image reconstruction . . . . . . . . . . . . . . . . . . . . 4.2.1 Forward problems using feed forward neural networks . . . . 4.2.2 Inverse problem solution via Hopfield neural network . . . . Experimental setup . . . . . . . . . . . . . . . . . . . . . . . . . . . Results and discussion . . . . . . . . . . . . . . . . . . . . . . . . . 4.4.1 Stability and convergence performance . . . . . . . . . . . 4.4.2 Image reconstruction results . . . . . . . . . . . . . . . . . . Summary and Conclusion . . . . . . . . . . . . . . . . . . . . . . . 53 53 55 58 60 60 61 62 Electrical Capacitance Volume Tomography . . . . . . . . . . . . . . . . 69 4.2 4.3 4.4 4.5 5. Problem Statement . . . . . . . . . . . . . . . . . . . . . 3.1.1 ECT system . . . . . . . . . . . . . . . . . . . . 3.1.2 Forward problem in image reconstruction process NN techniques for the forward ECT problem . . . . . . 3.2.1 Architecture . . . . . . . . . . . . . . . . . . . . 3.2.2 Training . . . . . . . . . . . . . . . . . . . . . . . 3.2.3 Generalization . . . . . . . . . . . . . . . . . . . Experiments and sensor data pre-processing . . . . . . . 3.3.1 Data collection . . . . . . . . . . . . . . . . . . . 3.3.2 Capacitance data rearranging and filtering . . . . Results and discussion . . . . . . . . . . . . . . . . . . . Summary and Conclusion . . . . . . . . . . . . . . . . . 23 5.1 5.2 5.3 49 49 50 Principle of ECT . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 5.1.1 Forward Problem . . . . . . . . . . . . . . . . . . . . . . . . 71 5.1.2 Inverse Problem . . . . . . . . . . . . . . . . . . . . . . . . 73 Multicriterion Optimization Image Reconstruction Technique (MOIRT) 76 5.2.1 Multicriterion Optimization Image Reconstruction Problem 76 5.2.2 Solution With Hopfield Neural Network . . . . . . . . . . . 77 Sensor Design and Sensitivity Map . . . . . . . . . . . . . . . . . . 81 x 5.4 5.5 5.6 6. Experiments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Reconstruction Results . . . . . . . . . . . . . . . . . . . . . . . . . Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 87 92 Multimodal Tomography System Based on ECT Sensors . . . . . . . . . 96 6.1 6.2 6.3 6.4 6.5 7. ECT Sensor Data . . . . . . . . . . . . . . 6.1.1 ECT sensor . . . . . . . . . . . . . 6.1.2 Equivalent Lumped-Circuit Models Sensitivity matrix . . . . . . . . . . . . . 6.2.1 Capacitance matrix . . . . . . . . 6.2.2 Power matrix . . . . . . . . . . . . Reconstruction . . . . . . . . . . . . . . . Recontruction Results and Discussion . . Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 98 100 101 102 103 108 110 114 Conclusion and Future Work . . . . . . . . . . . . . . . . . . . . . . . . . 118 7.1 7.2 7.3 7.4 7.5 Reconstruction techniques . . . . . . . . . Forward problem . . . . . . . . . . . . . . 3D volume tomography . . . . . . . . . . Multi-modal electrical tomography . . . . Future work . . . . . . . . . . . . . . . . . 7.5.1 3D neural network forward solver . 7.5.2 3D sensor design . . . . . . . . . . 7.5.3 Multi-modal electrical tomography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119 120 121 122 123 123 124 125 Appendices: A. Finite Element Method for Solving The ECT Forward Problem . . . . . 128 B. 3D Reconstruction Related Issues . . . . . . . . . . . . . . . . . . . . . . 131 B.1 3D sensor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . B.2 Neural networks forward solver for 3D reconstruction . . . . . . . . B.2.1 Data preprocessing . . . . . . . . . . . . . . . . . . . . . . . B.2.2 Regularization . . . . . . . . . . . . . . . . . . . . . . . . . B.3 Extended objective functions for 3D reconstruction . . . . . . . . . B.3.1 The use of correlation in process tomography: . . . . . . . . B.3.2 The use of correlation function and a prior information in 3D ECT image reconstruction: . . . . . . . . . . . . . . . . . . xi 131 133 133 137 138 138 140 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144 xii LIST OF FIGURES Figure Page 1.1 ECT system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.2 ECT sensor with seven electrodes . . . . . . . . . . . . . . . . . . . . 5 2.1 Reconstruction results of different shapes LBP, ILBP, SIRT and NNMOIRT reconstruction techniques. . . . . . . . . . . . . . . . . . . . 22 3.1 ECT sensor with seven electrodes . . . . . . . . . . . . . . . . . . . . 26 3.2 Neural network with multiple layers in matrix form . . . . . . . . . . 29 3.3 Mean square error for different permittivity distributions obtained from different rod sizes, where r is the rod size . . . . . . . . . . . . . . . 40 Linear mapping of different predicted capacitance vectors with respect to measured capacitance for different permittivity distributions . . . 41 Predicted capacitance vector using both NN and LFP compared to measured capacitance of the same permittivity distribution . . . . . 42 Comparison with Landweber reconstruction of Gas-Solid flow in terms of convergence rate with both LFP and NN integrated as forward problem solvers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 Convergence rate of NN and LFP integrated in Landweber iterative reconstruction technique for the centered 1 inch tube in figure 3.6 . . 44 Reconstruction results using Landweber iterative technique for different permittivity distributions with both LFP and NN integrated as forward problem solvers . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.4 3.5 3.6 3.7 3.8 xiii 4.1 Neural Network with one intermediate layer. . . . . . . . . . . . . . . 54 4.2 Mean square error with respect to reconstructed image vector for: (a) Case 1: non-linear update based on ILBP, (b) Case 2: semi-linear update (LFP for forward solution and NN-MOIRT for update), (c) Case 3: non-linear update (NN for forward solution and NN-MOIRT for update). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 Reconstruction results using linear, semi linear, and nonlinear update reconstruction for three different regime flows. . . . . . . . . . . . . . 65 Reconstruction results for the flow regimes in Figure 4.3 with a thresholding filter applied. . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 Reconstruction results using linear, semi-linear, and non-linear reconstruction for four 1-inch diameter rods in a 4-inches diameter vessel based on simulated results. . . . . . . . . . . . . . . . . . . . . . . . . 67 Reconstruction results using semi-linear and non-linear reconstruction for 1 & .75-inch diameter rods in a 4-inches diameter vessel based on experimental measurements. . . . . . . . . . . . . . . . . . . . . . . . 68 Sensor designs and volume image digitization: (a) Triangular sensor, (b) Rectangular sensor, (c) Image digitization. . . . . . . . . . . . . . 83 Three-dimensional sensitivity maps: (a) Triangular sensor, (b) Rectangular sensor (The electrode pair number is in Figure 5.1) . . . . . 85 Axial sensitivity distribution for all 66 capacitance readings: (a) Triangular sensor, (b) Rectangular sensor; the dead zones are the areas indicated by the dashed line . . . . . . . . . . . . . . . . . . . . . . . 86 4 Reconstruction results of a sphere in the center and the edge of sensing domains using LBP technique: (a) (b) Triangular sensor, (c) (d) Rectangular sensor . . . . . . . . . . . . . . . . . . . . . . . . . . 88 Reconstruction results of a sphere in the center and the edge of sensing domains using Landweber technique: (a) (b) Triangular sensor, (c) (d) Rectangular sensor . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 4.3 4.4 4.5 4.6 5.1 5.2 5.3 5.4 5.5 xiv 5.6 Reconstruction results of a sphere in the center and the edge of sensing domains using NN-MOIRT: (a) (b) Triangular sensor, (c) (d) Rectangular sensor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 3D image of actually falling sphere reconstructed using Landweber technique . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 5.8 3D image of actually falling sphere reconstructed using NN-MOIRT . 94 6.1 Cross section of ECT sensor consisting of six electrodes surrounding a cylindrical vessel. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 5.7 6.2 Normalized electric field |E/E0 | as a function of conductivity σ . . . . 104 6.3 Normalized electric field |E/E0 | as a function of relative permittivity r 105 6.4 Power dissipation inside the pixel for the normalized electric field in Figure 6.2 as a function of conductivity σ . . . . . . . . . . . . . . . . 106 6.5 Power vectors of forward solutions for the flow distribution depicted at the bottom right corner. The electrical properties for (ring) zone B are = 5 and σ = 0, whereas for (central) zone A, = 1 and σ varies as indicated by the legend. . . . . . . . . . . . . . . . . . . . . . . . . 112 6.6 Reconstruction results for the original distribution values depicted on the left (diffusion dominated case). . . . . . . . . . . . . . . . . . . . 113 6.7 Reconstruction results for the original distribution values depicted on the left (convection dominated case). . . . . . . . . . . . . . . . . . . 114 6.8 Reconstruction results for the original distribution values depicted on the left (convection dominated case). . . . . . . . . . . . . . . . . . . 115 6.9 Reconstruction results for the original distribution depicted on the left. Because of the reduced value of the skin depth at ring zone B, the reconstruction fails to reproduce the original distribution. . . . . . . . 116 6.10 Reconstruction results for a two-sphere case, with the original distribution values depicted on the left. . . . . . . . . . . . . . . . . . . . . 117 xv 6.11 Reconstruction of simulated data for a 2 sphere case with the original distribution depicted on the left of the Figure . . . . . . . . . . . . . 117 7.1 Adaptive 3D sensor composed of small plate elements. Different shapes of plates and planes can be formed by connecting the small plates together. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 B.1 ECT volume tomography verses conventional 3D ECT. . . . . . . . . 132 B.2 Sensitivity matrix of a trapezoidal sensor. . . . . . . . . . . . . . . . 134 B.3 Sensitivity matrix of a square double plane sensor. . . . . . . . . . . . 135 B.4 Sensitivity matrix of a square triple plane sensor. . . . . . . . . . . . 136 xvi CHAPTER 1 INTRODUCTION Tomography by definition refers to the process of exploring the internal characteristics of a specified region through integral measurements related to the internal characteristics of the specified domain [5] [73] [33] [26]. Traditionally, the term tomography has been used for the process of obtaining 2D cross sections called tomograms. However, recent developments in different tomography discipline have expanded the tomography concept to include 3D and 4D (with time domain included) imaging [14] [51] [92] [63]. Tomography can be classified into two types: direct and indirect. In the former, a method of visual recording not visible to the human eye is used e.g. X-ray or infrared imaging [60] [22]. Whereas in the later, boundary measurements related to the internal characteristics of the object of interest are used for image reconstruction [18] . In indirect tomography, many physical quantities implemented through different tomography systems can be used as the boundary measurement quantity. However, from engineering point of view, an acceptable tomography technique is one which is [98]: 1. Non-invasive: it requires no direct contact between the sensor and the object or domain of interest . 1 2. Non-intrusive: it does not change change or disturb the nature of the object being explored. In process application, the choice of using a particular tomography modality depends on the nature of the flow under investigation, the required information about the process, the size of the process vessel, and the environment surrounding the process operation [70]. Process tomography techniques for industrial process imaging are assessed based on their complexity, cost, safety, and ability to capture real time dynamic flows [107]. The wide range of available tomography techniques, and the problems associated with each tomography modality makes the tomography field inherently interdisciplinary . Tomography researchers are often required to have knowledge in physics, electronics, mechanics, mathematics, and programing. Industrial processes tend to be complex in nature, and measurement and control operations are used to improve products, simplify process, and increase efficiency. Multi dimensional measurements through topographic techniques have provided a leap toward estimation of the process state for better process control [70]. Implementation of process tomography can be achieved through a variety of techniques. However, the most conspicuous techniques are those based on measurement of electrical properties, through utilization of capacitive, conductive, and inductive nature of materials under investigation . Variation in electrical properties of different flow components provided process measurement and imaging capabilities using electrical tomography systems. The increased interest in electrical tomography techniques for process applications has been motivated by their low construction cost, high speed, safety, and suitability for various sizes of vessels [9] [19]. Nevertheless, the relatively low resolution of reconstructed images, nonlinearity, and the ill posedness of system 2 equations pose a major challenge when dealing with electrical tomography systems [67]. In this dissertation, work has been mainly focused on electrical capacitance tomography (ECT) for process applications. 1.1 Technology overview Research in tomography systems can be classified into three categories: (1) sensor [21] [39], (2) data acquisition and hardware [103], and (3) reconstruction techniques [105]. Sensor design, performance, and associated problems depend on the tomography modality being used. In electrical tomography sensors, encountered problems are usually the soft field nature of the sensor, and ill posed response of the sensor to different location in the imaging domain. Problems in the data acquisition of electrical tomography sensors are mainly the low level power of sensed signal and low signal to noise ratio (SNR). The low level of acquired signal is usually reflected on the sensor dimensions. Increased sensor area provides higher SNR. However, a trade off of lower spatial resolution of reconstructed images is usually associated with increasing the sensor dimensions. Reconstruction techniques involve the process of solving the inverse problem for finding the electrical property distribution from the measured capacitance data. The reconstruction process highly depends on the sensor under consideration. 1.2 Electrical Capacitance Tomography (ECT) ECT was first developed in early 1980s for process imaging, and it has since been applied to gas/solid, and gas/liquid flows [96]. More recently, three-phase imaging of gas-liquid-solid has been realized through recent developments in reconstruction 3 Figure 1.1: ECT system techniques [88]. As mentioned before, has the advantage of being non-invasive and non-intrusive. Moreover, it provides information about the electric properties of different flow components. However, implementation of ECT is challenged by its low spatial resolution. In ECT, the highest recorded resolution typically does not exceed 3% of the imaging doamin [89]. Reconstruction resolution in ECT is restricted by the soft field nature of the sensor, the ill posedness of the system equations, and the number of plates used in the sensor. However, increasing the number of sensor plates is expected to increase the reconstruction resolution under the assumption that SNR remains fixed. In practice, in a typical ECT sensor the capacitance level could be of the order of Femto Farads. The sensor hardware in ECT is typically composed of a number of n electrodes surrounding the wall of the process vessel as illustrated in Figure 1.2, the number of independent capacitance measurement available in a such a configuration is 4 n(n−1) . 2 Figure 1.2: ECT sensor with seven electrodes The permittivity distribution is related to capacitance measurement according to Poisson equation: ∇ · (ε(x, y)∇φ(x, y)) = −ρ(x, y), (1.1) where (x, y) is the permittivity distribution, φ(x, y) is electrical potential distribution and ρ(x, y) is charge distribution. The Poisson equation is a linear partial differential equation in terms of φ(x, y). The nonlinearity of ECT results from the nonlinear dependence between the field distribution φ(x, y) (and hence the measured capacitance data) and the unknown solution (x, y). The mutual capacitance between two pairs of electrodes is given by the ratio between stored charge and potential difference as in equation (1.2). Cij = Qj , 4Vij 5 (1.2) Where Cij is the mutual capacitance and 4Vij the potential difference between electrodes i and j respectively, and Qj is the charge on the receiving electrode which is found by applying Gauss law: Qj = I Γj (x, y)∇φ(x, y) · n̂dl, (1.3) where Γj is a closed path enclosing the detecting electrode and n̂ is a unit vector normal to Γj . Using equations (1.2) and (1.3), the mutual capacitance is calculated as: Cij = 1 I (x, y)∇φ(x, y) · n̂dl, 4Vij Γj (1.4) Equation (1.4) is known as the forward problem equation of ECT, in which the capacitance is calculated for a given permittivity distribution and boundary conditions. On the other hand, the inverse problem is the process of estimating the permittivity distribution from the measured capacitance data. 1.2.1 ECT reconstruction One of the most critical challenges for the wide use of ECT in industrial process applications is the relatively low accuracy of reconstructed images with the commonly used reconstruction techniques. Reconstruction in ECT is considered a challenging task due to the soft field nature of the technique, in which the field distribution in the region of interest is dependent on the property distribution in a non-linear fashion [45]. 6 Inspired with the reconstruction techniques used in hard field tomography, in which the field distribution is independent from the property distribution, linearization approximate methods are used. One of the most common approaches is the sensitivity model. The sensitivity model is based on subdividing the domain into a number of pixels, and obtaining the response of the sensor as a linear sum of responses when the permittivity of one pixel is perturbed. The constructed sensitivity map is then used to map back the integral measurement response (capacitance measurement) to the permittivity map through projection methods [102]. However, this method is only applicable when the dielectric contrast of the material being imaged is very low. Moreover, the obtained images are exposed to a smoothing effect resulting in blurred images. Improvement in reconstruction results is obtained by implementing iterative reconstruction techniques, which is used to solve the non-linear mapping between capacitance measurement and permittivity distribution [72]. In iterative reconstruction techniques the reconstructed image is modified by calculating the capacitance value of the image vector (solving the forward problem) and updating the image according to the difference between measured and calculated capacitance values (solving the inverse problem). Another form of iterative reconstruction techniques are optimization techniques [89] [55] [56]. In optimization techniques, a set of objective functions that include the difference between measured and calculated capacitance values; are minimized to obtain the most likely image. Optimization techniques possess the advantage of including the characteristics of the desired image in the reconstruction process. 7 Most literature on ECT has been focused on solving the inverse problem. In recent developments, Warsito and Fan introduced a new reconstruction technique based on minimizing a set of objective functions using hopfield neural networks [89]. This technique is capable of imaging multi phase flows in 3-D directly from capacitance measurements for the first time [93]. The case of 3D image reconstruction depends mainly on the sensitivity variation along all three directions provided by the sensor, as well as the capability of the reconstruction technique of dealing with a more severely ill posed 3D inverse problem (compared to the 2D case). Although the forward problem solution has a major effect on the over all performance of iterative image reconstruction techniques, it has been received relatively less attention compared to the inverse problem. The forward problem has been approached using one of the following methods: 1) linearization methods [35], 2) bruteforce numerical methods such as finite element method [24] [4] [44], boundary value method [23] [54] and finite difference method [20], and 3) analytical methods [2] [47] [58]. Analytical methods are restricted to highly symmetric structures, whereas numerical methods suffer the problem of excess computational time and resources to obtain an acceptable solution. Linearization methods are the ones more commonly used. 1.2.2 Multi modal tomography Multi-modal tomography is defined as using one or more sensing methods to obtain different characteristics of constituents in the imaging domain [8] . The use of multimodal tomography systems in process engineering has been motivated by the need for monitoring and measuring complex process involving multiple components. An 8 example of using a multi-modal tomography system is in oil industry; in which it is required to obtain information about gas and water components in a pipeline of oil extracted from a well. A dual ECT and γ-ray tomography system has been used in this case [28]. The ECT sensor was used for imaging water distribution with higher permittivity relative to oil, whereas the γ-ray sensor was used for gas imaging based on the density difference between oil and gas. Generally, there are three different approaches for implementing multi-modal tomography in multi-phase flow systems: 1. Using two or more different sensing techniques: in this case, two different sensors acquiring different signals are used [34]. This method suffers from high cost, complexity, long time required for sensing and reconstruction, interference between sensors electronics, and the fact that signal being acquired from both sensors needs to be coordinated for real-time applications. Examples of this approach include the oil pipe line case mentioned above. 2. Using a reconstruction technique capable of differentiating between different phases: an example of this approach is the neural network multi criterion reconstruction technique (NN-MOIRT) [89]. In this case, images of three phase flow are obtained by using two sigmoid functions in the reconstruction process. However, using this approach limits the phase differentiation process from the signal acquired from the sensor, which depends on one physical property only. 3. Using an inherently multi-modal system: examples of this approach are electric impedance tomography (EIT) for simultaneous conductivity and permittivity imaging [69]. 9 Electrical tomography systems in general belong to the inherently multi-modal category [98]. Regarding ECT, the system is treated as being a single modal system of permittivity imaging based on capacitance measurements. However, this approach is based on static analysis of the ECT sensor. ECT can be extended to a multi modal systems through consideration of the time varying excitation signal (quasi-static). 1.3 Dissertation objectives The tomography field is inherently interdisciplinary, and ECT in no exception. Work in this dissertation span different areas of ECT research. However, the main objectives are: 1. Develop a forward problem solver based on neural networks to over come the inaccuracy of linearization techniques, while maintaining a high speed comparable to linearization techniques. 2. Integrate the forward solution into non-linear reconstruction techniques for better reconstruction results. 3. Implement 3D image reconstruction for ECT based on the developed NNMOIRT reconstruction technique 4. Redesign the ECT sensor for compatibility with 3D image reconstruction techniques 5. Extending ECT sensor applicability for simultaneous permittivity and conductivity imaging based on quasi-static analysis. 10 1.4 Dissertation outline In Chapter 2, a review of reconstruction techniques for electrical capacitance tomography is provided. Reconstruction techniques are classified in this chapter into single step and iterative. Emphasis on recent developments of optimization techniques is provided through the neural network multi criterion iterative reconstruction technique (NN-MOIRT). A comparison of different techniques in terms of reconstruction performance is also provided. Forward problem solution is a critical step in an iterative reconstruction process. In Chapter 3, a new forward solution based on feed forward neural networks is presented. The new technique combines the advantages of fast prediction and relatively accurate performance. The new forward solver is compared to the commonly used linear forward projection and results are provided. Moreover, the performance of the forward solver in iterative reconstruction is discussed. In Chapter 4, the feed forward neural network forward solver is integrated into the NN-MOIRT reconstruction technique. Such a combination of forward and inverse solvers is referred to as nonlinear image reconstruction. The new combined reconstruction technique is compared to a full linear and a semi linear reconstruction. In traditional 3D electrical tomography imaging, a 3D image is obtained through a combination of 2D cross sectional images. In Chapter 5, a new capacitance volume imaging technique for real time 3D imaging is developed. The new technique is capable of obtaining a whole 3D image from integral measurements without 2D to 3D interpolation. The development of the 3D reconstruction technique in this chapter is accompanied by a 3D sensor design compatible with 3D reconstruction. Comparison of 3D reconstruction using different 3D sensors is provided based on 3D 11 linear back projection, 3D iterative linear back projection, and volume tomography reconstruction technique. Electrical tomography is inherently multi-modal in general. Imaging of multiple electrical properties has been carried out through intrusive techniques such as electrical impedance tomography, based on current injection. In Chapter 6, a new nonintrusive method for permittivity and conductivity imaging based on ECT sensors is proposed. The new method has the advantage of using already developed reconstruction techniques. Reconstruction results of both permittivity and conductivity are provided through iterative linear back projection. Conclusion of this dissertation is provided in Chapter 7, along with Suggestions for future work. 12 CHAPTER 2 REVIEW OF RECONSTRUCTION TECHNIQUES Electrical tomography generally belongs to the soft field category of sensors. In soft field tomography, the interrogating field is dependent on the electrical property distribution in the imaging domain [37]. The interrogating field and the electrical property are represented in this through a partial differential equation with nonlinear coefficients. The effect of soft field sensors on image reconstruction appears in the ill-posed inverse problem. A problem is defined to be ill-posed if [6]: 1. A solution exists for the problem. 2. The solution is unique. 3. The dependence of the solution on the electrical property is continuous. The uniqueness of electrical tomography inverse problems in the isotropic case has been presented under different assumptions [78] [65] [36]. Never the less, it is the third condition of a well-posed problem that is usually violated when dealing with electrical tomography inverse problems. The condition of continuity refers to the robustness and stability of the solution. The violation of this condition in an electrical sensor; e.g. ECT sensor; is attributed to two main factors: (1) the dramatical difference of 13 sensor response to different locations of electrical property distributions; the soft field problem; and (2) the low level of sensed signal and the consequently low signal to noise ration [104]. The combination of relatively high noise level and ill-posed inverse problem contributes to the complication of reconstruction process. Since no general method for solving the reconstruction problem exist, different techniques are developed by researchers which can be classified mainly into direct (single step ) techniques; in which the image is obtained from measured capacitance in one mathematical step; and iterative techniques in which a set of objective functions are maximized/minimized iteratively. In most reconstruction techniques; whether single step or iterative; the sensitivity matrix is used for forward or backward projection between the boundary measurements and the reconstructed image. The sensitivity matrix is a linearization of the non-linear field to physical property distribution [35] [99]. 2.1 Direct techniques Direct techniques are based mainly on the sensitivity matrix model [35]. Sensitivity matrix is built by measuring the capacitance response for permittivity perturbations, pixels, over the spatial domain in the sensing area. The basic form of sensitivity model assumes the sensitivity does not change as a function of permittivity distribution. Each element of the matrix is obtained from the response of a pair of electrodes to a perturbation of high electrical permittivity in the imaging domain. The elements are then normalized based on the response of the sensor filled with high and low permittivity materials according to the following equation: Sij = Cij − Cijl Cijh − Cijl 14 (2.1) where Sij is the sensitivity matrix element of the jth capacitance pair and ith pixel, Cij is the measured capacitance, Cijl and Cijh is the capacitance when the sensor is filled with low and high permittivity material respectively. 2.1.1 Linear back projection conditions (landweber paper) Linear back projection (LBP) was the first to be used for image reconstruction in ECT. In LBP, the capacitance is assumed to be formed from a superposition collection of different high permittivity pixels, and it can be written as a function of sensitivity matrix as in equation (2.2), which is a linear mapping from permittivity distribution to capacitance measurement through sensitivity matrix. C = SG (2.2) where C is the capacitance vector, S is the sensitivity matrix and G is the image vector. In order to obtain the permittivity distribution from the measured capacitance vector, equation (2.2) should be solved. However, the sensitivity matrix does not is generaly a rectangular matrix, and it does not have a direct inverse. Moreover, it is ill-posed, ill-conditioned, and its elements are not completely independent [101]. In LBP, the non-linear interaction between pixels, which is a function of permittivity distribution as well as permittivity value is ignored. As a result, LBP tends to perform better with lower permittivity difference. And the image vector is obtained through a linear mapping from the capacitance vector using the transpose of sensitivity matrix as in equation (2.3). Results from LBP are generally blurred as the image is formed 15 from overlaping projection proviging a bias in the image background. G = ST C 2.1.2 (2.3) Singular value decomposition Due to the ill-possed nature of inverse problem in ECT, the direct inverse of the (generally non-square) sensitivity matrix can not be calculated, and a natural substitute is used, known as pseudoinverse. The pseudoinverse method provides the least norm solution. Considering equation (2.2), an image can be obtained through a pseudo inverse operation performed as follows: S = U ΣV T (2.4) where columns of U are eigenvectors of SS T , and columns of V are eigenvectors of S T S, and Σ is diagonal matrix of the same size as S. The square roots of the nonzero eigenvalues of both SS T and S T S form the diagonal of matrix Σ. Thus the pseudoinverse of matrix S becomes: S + = V Σ−1 U T (2.5) And reconstruction equation becomes: G = S +C 2.1.3 (2.6) Tikhonov regularization Regularization methods have been developed to solve ill-posed problems. Tikhonov regularization is used to solve the ill-posed inverse problem in ECT [80]. The inverse is produced by adding a regularization parameter. The mathematical details are summarized in Equations (2.7-2.9) . The quality of reconstructed images depend strongly 16 on the value of regularization parameter. Equation (2.3) written in its exact form becomes: S T SG = S T C (2.7) G = (S T S)−1 S T C (2.8) In the equation above, S T S is not an invertible matrix, a regularization parameter is introduced for matrix to be inverted. G = (S T S + µI)−1 S T C (2.9) Where µ is a regularization parameter, and I is the identity matrix. The quality of the solution depends highly on the value of the regularization parameter. 2.2 Iterative reconstruction techniques The non-linearity of ECT reconstruction imposes a restriction on the accuracy of reconstructed images using single step techniques. An improvement is obtained by solving the inverse problem iteratively. It is almost impossible to obtain satisfactory results from non-iterative reconstruction algorithms. As a result, iterative techniques are prevalently used in ECT [105] [20]. Iterative algorithms are based on solving for the capacitance values from the current permittivity distribution, and producing an updated image based on the difference between calculated and measured capacitance. Iterative reconstruction techniques may be classified into two groups [89]: (1) Algebraic reconstruction techniques (ART) [66] , and (2) optimization techniques [38]. Generally, ART techniques are based on solving equation (2.10) iteratively to estimate the image vector. Gk+1 = Gk + β k S T (C m − y(Gk )) 17 (2.10) Where k is iteration number, C m is the measured capacitance, β k is a relaxation factor of iteration k, and y(Gk ) is the forward problem solution of image vector Gk . ART reconstruction techniques differ in applying the relaxation factor β k , the update method of the image vector, and in solving the forward problem. A commonly used ART technique is the iterative linear back projection (ILBP). ILBP is an iterative generalization of the well known LBP reconstruction technique. The forward problem in ILBP is solved using forward projection as in equation (2.2). In case of all capacitance data are used to update the image vector at once, the algorithm is referred to as simultaneous image reconstruction technique (SIRT) [75]. On the other hand, optimization techniques are based on minimizing or maximizing a set of objective functions. Optimization techniques tend to perform better than ART techniques for two main reason: (1) ECT reconstruction is an ill-posed problem, there is no unique solution for the reconstructed image. Optimization techniques provides the most likelihood image with respect to the objective functions used. (2) ART techniques minimize MSE, which does not have information about the nature of reconstructed image. Different objective functions have been used in literature. For example, neural network multi criterion optimization technique (NN-MOIRT) minimizes three objective functions using hopfield neural networks [89]. NN-MOIRT uses an energy function composed of the objective functions: (1) mean square error (2) entropy function (3) smoothness and peakedness function. The technique is capable of imaging multi phase flows. A mathematical description of the NN-MOIRT is provided in the following section. 18 2.3 NN-MOIRT The NN-MOIRT is an optimization reconstruction techniques based on Hopfield neural networks [30] [31]. The optimization techniques minimizes three objective function: (1) Weighted square error function: 1 f1 (G) = ω1 ky(G) − C m k2 2 (2.11) where y(G) is the forward problem solution of image G, and C m is the measured capacitance vector. (2) Entropy function f2 (G) = ω2 N X Gj ln(Gj ) (2.12) j=1 (3) Smoothness and peakedness function: 1 f3 (G) = ω3 (GT XG + GT G) 2 (2.13) where 0 ≤ ω1 ≤ 1, 0 ≤ ω2 ≤ 1, 0 ≤ ω3 ≤ 1 are weighting constants, and X is a high pass filter matrix. The energy function is a combination of all objective functions: E(G) = 3 X fj (G) (2.14) j=1 The optimization problem is solved using hopfield neural network summarized as follows: (1) The output variable is obtained through a linear mapping of the internal state of the neuron. Gj = vj = fΣ (uj ) 19 (2.15) where uj is the internal state of the neuron, and fΣ is the activation function given by: 0 if if if fΣ (uj ) = βuj + ξ 1 uj ≤ −ξ/β − ξ/β < uj < 1 − ξ/β 1 − ξ/β ≤ uj (2.16) where β and ξ are constants determining the slope of the linear function. (2) The energy function in hopfield network is formulated as: E(G) = 3 X wi fi (G) + i=1 N X ψ(zj ) + j=1 M Z X Gj 0 l=1 fΣ−1 dG (2.17) where N is the number of independent capacitance measurement, M is the number of pixels in the image vector, ψ is an increasing function for zi > 0 and zero otherwise. The first term is the objective functions defined in equation (2.14), the second term is a constraint that forces z(t) ≤ 0 where zi is defined in equation (2.18), and the last term motivates the output to be in the range 0 ≤ Gj ≤ 1. z(t) = M X j=1 (yj (G(t)) − Cjm ) (2.18) (3) The objective function in equation (2.17) is integrated into the partial differential equation of hopfield network, the update equation is found to be: u0 (t) = − 1 ∇G = −[ω1 (1 + lnG(t)) + ω2 y 0 (G(t))z(t) + C0 u(t) ω3 (XG(t) + G(t)) + y 0 (G(t))δ(z(t))] − τ (2.19) where: ∂ψ = δ(z(t)) = ∂(z(t)) ( 0 αz(t) if if z(t) < 0 z(t) > 0 (2.20) Using equation (2.16) for the transfer function, the update equation becomes: 0 Gj (t + ∆t) = Gj (t) + βuj ∆t 20 (2.21) A comparison of different reconstruction algorithms is depicted in Figure 2.1. LBP, ILBP, SIRT, and NN-MOIRT reconstruction techniques are used to solve the inverse problem, the measured capacitance data are obtained using single plan 12 electrode sensor. A white gaussian noise was added to the capacitance data to test the reliability of each reconstruction technique. It is clear from the results in Figure 2.1 that NNMOIRT reconstruction technique is superior in terms of quality of reconstruction images as well as immunity to noisy measurements. NN-MOIRT reconstruction technique is believed to be the first to introduce 3-D image reconstruction directly from the measured capacitance data. Further details on the 3D image reconstruction are provided in Chapter 5. 21 Model Model distributions distributions Figure 2.1: Reconstruction results of different shapes LBP, ILBP, SIRT and NNMOIRT reconstruction techniques. 22 CHAPTER 3 NONLINEAR FORWARD PROBLEM SOLUTION FOR ELECTRICAL CAPACITANCE TOMOGRAPHY USING FEED FORWARD NEURAL NETWORK In general, tomography can be classified into hard field and soft field tomography. In hard field tomography (X-ray CT), the interrogating field is distributed independently from property distribution in direct path from the transmitting to the receiving sensor. In soft field tomography, the interrogating field is a highly non-linear function of the (physical) constitutive property (e.g. electric permittivity) distribution of interest. Both electrical impedance tomography (EIT) and electrical capacitance tomography (ECT) belong to the soft field category. Although systems based on hard field tomography are easier to deal with in terms of image reconstruction, ECT is gaining increased acceptance as a robust tool for industry and laboratory applications due to its fast data acquisition speed, low construction cost, safety, and applicability for a wide range of vessel sizes [108]. Generally, two types of reconstruction techniques can be used for ECT image reconstruction: non-iterative and iterative algorithms. Because of the non-linear relationship between the measured capacitance and the permittivity distribution in ECT, non-iterative reconstruction algorithms usually do not give satisfactory results. 23 As a result, iterative techniques are prevalently used in ECT [20]. Iterative algorithms for ECT are based on obtaining an estimate of the unknown permittivity distribution from the capacitance data (inverse problem), and calculating the capacitance based on the estimated permittivity distribution to update the image in the next scheme (forward problem). This process is repeated iteratively until the capacitance error is decreased to a satisfactory value [20]. Although the forward problem solution plays a crucial role in the quality of the reconstructed image as well as on the speed of reconstruction process, most work on ECT has been focused on improving the inverse problem solution, while relatively little attention has been given to the forward problem. The forward problem is dealt with generally three approaches: (1) linearization techniques [35]; (2) brute-force numerical methods such as finite element method [4] [82], boundary value method [54] and finite difference method [20] and; (3) (pseudo) analytical methods [58], [47], [2]. Despite the fact that analytical methods can provide accurate and relatively fast solutions, they are limited to very simple geometries with symmetric permittivity distributions, and are not applicable to industrial tomography systems with complex dynamic flows. On the other hand, numerical methods can provide fairly accurate solutions for arbitrary property distributions. However, this accuracy occurs at the expense of excessive computational time and resources. In terms of industrial applications, speed, accuracy, and simplicity are key factors in defining the overall quality of the method used. In this regard, linearization methods provide relatively fast and simple solution. However, they suffer in terms of accuracy due to the non-linear nature of the electrical tomography. 24 In this work, we introduce a new approach for solving the non-linear forward problem in soft tomography systems based on feed forward neural networks (NN) with regularization. The measured capacitance data for the network training are organized and filtered in such a way to better reflect the geometry of the sensor and combat the ill-conditioning problem of ECT. The NN forward problem solution method is then implemented in a image reconstruction technique based on iterative linear back projection (ILBP). A comparison with regular ILBP technique is performed. The use of ILBP reconstruction technique is chosen due to its widespread use in ECT. 3.1 Problem Statement 3.1.1 ECT system An ECT system is generally composed of three different units: 1) the capacitance sensor 2) the data acquisition and processing hardware and 3) the computer system for image reconstruction process, control, and display. The sensor, as depicted in Figure 3.1, consists of a number n of electrodes placed around the region of interest providing n(n−1) 2 number of independent capacitance measurement used for image reconstruction. The electric field distribution inside the region of interest is a function of permittivity distribution according to Poisson equation: ∇ · (ε(x, y)∇φ(x, y)) = −ρ(x, y), (3.1) where (x, y) is permittivity distribution, φ(x, y) is electrical potential distribution and ρ(x, y) is charge distribution. The Poisson equation is a linear partial differential equation in terms of φ(x, y). The nonlinearity of ECT results from the nonlinear dependence between the field distribution φ(x, y) (and hence the measured capacitance data) and the (unknown) permittivity distribution (solution) (x, y). The mutual 25 Figure 3.1: ECT sensor with seven electrodes capacitance between two pair of electrodes, source and detector, is obtained through equation: Cij = Qj , 4Vij (3.2) where Cij represents the mutual capacitance between electrodes i and j, 4Vij the potential difference, and Qj is the charge on the sensing electrode which is found by applying Gauss law. Qj = − I Γj (x, y)∇φ(x, y) · n̂dl, (3.3) where Γj is a closed path enclosing the detecting electrode and n̂ is a unit vector normal to Γj . 3.1.2 Forward problem in image reconstruction process The forward problem is the process of determining the output response of an ECT system given the permittivity distribution in the region of interest. The importance of fast forward solutions is manifested when iterative algorithms for image reconstruction are used. In iterative algorithms, the image obtained from reconstruction is updated by minimizing the error between the measured capacitance data and the forward 26 solution for a predicted permittivity distribution. This process is repeated iteratively until a pre-defined criteria is met, so multiple forward solutions become necessary. Obtaining explicit forward solutions from equations (3.1)-(3.3) via brute-force numerical techniques is a time-consuming task, and hence alternative techniques must be explored. The most common method used to solve the forward problem in image reconstruction process is linear forward projection (LFP) [35]. LFP method is based on the sensitivity model. The sensitivity model is an implementation of the superposition theorem, in which the forward solution is obtained as a linear sum of capacitance measurements from perturbations in permittivity distribution. Based on this model, the mutual capacitance as a function of permittivity distribution can be written as: C = SG (3.4) where, C is the capacitance vector, S is the sensitivity matrix, and G is an image vector representing the permittivity distribution. This technique suffers in a smoothing effect and lack of accuracy due to the linearization of an inherently non-linear problem of electrical tomography. The overall performance of the proposed forward problem solution is better appreciated when fully integrated in image reconstruction algorithms. In this regard, both NN and LFP were integrated in Landweber iterative reconstruction technique, which is a form of iterative linear back projection (ILBP). ILBP is an iterative generalization of the commonly used LBP reconstruction technique, in which the image vector is updated iteratively to minimize the error between measured and calculated capacitance data according to: Gk+1 = S T C k + β(S T (Cm − y(Gk ))) 27 (3.5) where the calculated capacitance is obtained from the reconstructed image using a forward problem solver. In the above, G is the image vector, k is the iteration number, S is the sensitivity matrix, β is a factor controlling reconstruction convergence, and y(Gk ) is the forward problem solution of image vector Gk . A constraint is applied to equation (3.5) to the benefits of the so-called projected Landweber iteration [101]. 3.2 3.2.1 NN techniques for the forward ECT problem Architecture Artificial NN are composed of simple processing elements, neurons, organized in different layers and communicating with each other [77]. Each interconnection between two neurons is associated with a weight that specifies the strength of the connection. NN play an important role in various applications and posses the property of being a universal approximator, i.e, for any function of arbitrary degree, there is a feed forward neural network able to approximate it [32]. NN are considered an attractive choice for modelling nonlinear and complex problems because of their robustness, ability to withstand noise, their universal approximation property, and ability to predict and extrapolate information hidden in the training data, in a process known as neural network learning [12]. An important aspect in the image reconstruction process is the speed in the prediction once trained without need for linearization assumptions. A multi-layer feed-forward (MLFF) NN consists of a number of neurons organized in multiple layers as depicted in Figure 3.2. Each neuron is connected with a weight to all neurons in the adjacent layers. The value of each weight represents the relevance of the particular connection in the network structure. Each neuron output is mapped 28 Figure 3.2: Neural network with multiple layers in matrix form to a transfer function. A sigmoid function is usually employed to map unbounded data to the bounded range of the transfer function [64]. Different sigmoid functions can be used with different ranges. For example, a very popular function is the logistic sigmoid function with a range of [0,1] given by: f (x) = 1 1 + exp(−αx) (3.6) where f is the logistic sigmoidal, x is its input, and α is a slope parameter. It can be shown that a neural network with continuous transfer function in the output layer is a universal approximator [11]. The input to each neuron in a certain layer is obtained according to: ξil = bli + nl X Wijl Ojl−1 (3.7) j=1 where i, j are the neuron numbers and l is the layer number under consideration, bli is a bias term added to the input, Wijl is the weight connecting output of neuron j of previous layer to neuron i, Ojl−1 is the output of neuron j in layer l − 1, and nl is the number of neurons in layer l. The output of neuron i is obtained by applying the transfer function in equation (3.6) to the neuron input in equation (3.7) which 29 results in: Oil = f (ξil ) = 1+ 1 P l + nj=1 Wijl Ojl−1 )) exp(−α(bli (3.8) In a MLFF network, the output of a neuron is a function of all neurons in preceding layers. An input-output mapping takes the form of nested nonlinear functions as: Oi1 = fΣ1 = f (bli + Oi2 = fΣ2 = f (b2i + n1 X j=1 n 2 X Wijl xj ) Wij2 Oj1 ) j=1 Oil = fΣl = f (bli + nl X .. . Wijl Ojl−1 ) j=1 OiL = fΣL = f (bLi + nL X .. . WijL OjL−1 ) (3.9) j=1 where xj is the input to neuron j in the input layer, fΣl is the transfer function of layer l, and L is the total number of layers in the network. 3.2.2 Training Training of neural networks in general is based on error-correction methods, which compare the output of the network to the desired response for error estimation, and updates the weight vector until the error is minimized. For error-correction methods to be applied in MLFF networks, the desired output of each layer has to be predetermined. The only data available to train a MLFF are the input and desired output of the network as a whole. There is no explicit method available to determine the error in the hidden neurons layers. One of commonly used techniques to train a MLFF NN is the back propagation learning algorithm [77]. In the back propagation technique, the error of the output 30 layer is propagated backwards to the hidden layers, and their weights are updated accordingly. The training process starts by defining an objective function for the weight update. The mean square error objective function J commonly used has the form: J= nL 1 X (di − OiL )2 2nL i=1 (3.10) where nL is the number of neurons in the output layer and di is the desired output of neuron i. Each weight is updated using the gradient descent method, which uses the gradient of the objective function in equation (3.10) to determine the weight update according to the following equation: Wijl (n + 1) = Wijl (n) − η ∂J ∂Wijl (n) (3.11) where n is the iteration number and η is the learning rate. In MLFF, the partial derivative of the objective function with respect to weights in hidden layers, and with a transfer function given by equation (3.6), is given by [64]: ∂J ∂Wijl nL L ∂J ∂OiL 1 X L ∂Oj = =− (dj − Oj ) ∂OiL ∂Wijl nL j=1 ∂Wijl (3.12) where, ∂yj ∂Wijl 0 0 0 = fΣL · fΣL−1 . . . · fΣ1 · xj 0 fΣL (u) = ∂fΣL (u) = αfΣL (1 − fΣL ). ∂u The gradient technique for updating the weights suffers the so-called saturation problem. Saturation occurs when a neuron input is very large in magnitude with respect to 1/α, where α is defined in equation (3.6). In such a case, the input is mapped by the sigmoid function to the flat range of that function. The convergence of the weight update process is then influenced by the near zero derivative of the 31 sigmoid function, and the error will not affect the update efficiently. The saturation problem becomes severe when dealing with ill-conditioned problems as the variation of weights is generally very large. In this work, a resilient propagation RPROP updating algorithm is used for weight update [68]. RPROP performs a direct adaption of the weight step based on the sign of the gradient rather than its value. This method has the advantage of avoiding the saturation problem described above. In RPROP the weights are updated according to: ∆ij (n) = λ(+) ∆ij (n − 1) λ(−) ∆ij (n − 1) if if ∂J ∂J l (n−1) ∂W l (n) ∂Wij ij ∂J ∂J l (n−1) ∂W l (n) ∂Wij ij ≥0 <0 0 < λ(−) < 1, 1 < λ(+) ∆Wijl (n) −∆ij (n) = +∆ij (n) if if ∂J l (n) ∂Wij ∂J l (n) ∂Wij (3.13) (3.14) ≥0 <0 Wijl (n + 1) = Wijl (n) + ∆Wijl (n) (3.15) (3.16) where ∆ij is the update value, ∆Wijl (n) is the weight step update between neurons i and j in layers l and l − 1 respectively, n is the iteration number. If the gradient changes sign, the previous update is canceled and a new update is used with smaller step. The weight update step is increased as long as the derivative maintains the same sign. Note that the weight update step does not depend on the magnitude of the derivative, rather on its sign. 3.2.3 Generalization In Section 3.2.2 the training of MLFF was discussed in terms of minimizing the mean square error between the output of the data and the desired response of the 32 network. The performance of the network and training process is judged by the prediction ability of the network over arbitrary data. Networks have good generalization if they give good prediction over general data. The training data selection and the network architecture play an important role in MLFF generalization. A representative training data set with input-output mappings of the relationship to be approximated is a basic condition for good generalization. On the other hand, there is no straightforward procedure to determine the MLFF NN structure based on the input and output data. Most NN topologies are constructed experimentally. The nature of the problem is also important in this regard. For example, ill-conditioned problems are usually more difficult to generalize than wellconditioned problems. The ill-conditioning of the ECT forward problem results from large variance in the electric field magnitude inside the sensing domain and also from the soft field nature of ECT [10]. Solving the ill-conditioned forward problem in ECT using NN requires a modification of the training algorithm as well as the objective function since small changes on input parameters may cause significant changes in the output. This is particularly important when noise is present in the measured capacitances used during training, which is the case in practice. To improve generalization, a modification is introduced to the objective function in equation (3.10) [7] by adding a regularization term according to : J =γ nl nL L nX l−1 X X 1 1 X (Wijl )2 (di − OiL )2 + (1 − γ) PL 2nL i=1 n i=1 i l=1 j=1 i=1 (3.17) where γ is a regularization parameter. The regularization term added in equation (3.17) suppresses weights with high values and enforces smaller weights and biases in the network, causing the response of the network to be smoother. The regularization parameter γ needs to be optimized and set carefully. A large value of γ makes 33 the network more vulnerable to over-fitting, whereas small values of γ prevent the network from approximating well the function represented by the training data. In this work, γ is chosen by trial and error. The overall sensitivity of the network regularization parameter depends on the particular network structure and the degree of ill-conditioning of the problem. 3.3 3.3.1 Experiments and sensor data pre-processing Data collection An ECT sensor of 12 electrodes in a cylindrical arrangement as illustrated Figure 3.1 is used to collect the capacitance data set used for training. The data is collected off-line based on experimental capacitance measurements of dielectric square rods of different dimensions (.25, .5, .75, 1 and 2 inches) placed in different representative locations (500 for each rod) within the vessel. The acquisition hardware is from Process Tomography LTD. and operates at a rate of 100 frames per second. The rod in each case was placed at arbitrary locations within the sensing domain to produce different permittivity distributions. A total of 66 normalized mutual capacitances were stored for each rod in one location. Each capacitance vector was then filtered and processed as described in 3.3.2. The filtered capacitance vector is then used for network training. A feed forward NN comprising of an input layer with 400 neurons (for a 20 × 20 image resolution), 2 hidden layers each with 40 neurons, and one output layer of 66 neurons (network output) was constructed. Training the NN is based on prior experimental data. The training time required for the network used in this work was about 5 hours on a personal computer. Since there is no general and systematic rule for constructing an optimal NN to fit a given application, the network 34 architecture here was chosen based on trial and error. For consistency, the trained NN should be applied in conjunction with the same sensor hardware used to collect the training data. A set of data not used in training is used to test the ability of the NN in solving the forward problem. The transfer function used is a logistic sigmoid function for all hidden layers, and a linear function for the output layer. The network was trained using RPROP algorithm to minimize the objective function composed by mean square error and regularization term as in equation (3.17). 3.3.2 Capacitance data rearranging and filtering Both forward and inverse problems in ECT deal with a mapping between the normalized capacitance and the image vector. The variance of the capacitance vector largely depends on the location of high permittivity pixels in the image vector, whereas the absolute value of the capacitance is more closely related to the permittivity value of the pixels in the image vector. The response of a single capacitance measurement to a perturbation in the image vector depends on both the location of the sensor and detector electrodes, as well as the separation between them with respect to the location of the perturbed pixel. For a cylindrical sensor as shown in Figure 3.1, the response of measured capacitance for a single pair of electrodes to pixels in the center of the domain is directly proportional to the separation between the sending and receiving electrodes in the pair. The absolute measured capacitance for a pair of plates changes as a function of distance between the plates. As a result, the sensitivity of the measured capacitance to noise increases as the distance between the plates increases. 35 Training the NN based on minimizing MSE does not guarantee convergence to the right solution, specially when the measured capacitance is sensitive to noise. For this reason, optimization techniques (OT) used in image reconstruction are more successful in reconstruction than algebraic reconstruction techniques (ART) [89]. ART techniques are mainly based on minimizing an error function, whereas OT are based on minimizing various sets of objective functions, which includes some form of error function in most cases. In this work, the measured capacitance vector is reorganized according to the distance between the pair of electrodes used to acquire each measurement. For example, capacitance measurements obtained from plates separated by 2 plates from either sides are grouped in a sub-vector of the total capacitance vector. Each sub-vector is then processed using an averaging filter according to the following equation. g = C(k) N 1 X Cb m (i − k)F (i) N i=1 (3.18) g is the filtered capacitance sub-vector, N is the length of the averaging where C(k) filter, Cb m is the normalized measured capacitance sub-vector, and F is an averaging filter. The method is summarized as follows: 1. The measured capacitance data is first normalized according to [44]: Cb m = Cm − Ce Cf − Ce (3.19) where C e , C f are the capacitance vectors when the sensor is entirely filled with low and high permittivity respectively, and C m is the measured capacitance data. 36 2. The measured capacitance data is reordered in sub-vectors according to the distance between the sensing and receiving electrode used to acquire each capacitance measurement. 3. Sub-vectors with largest distance between sending and receiving electrodes (group 1), as well as sub-vectors nearest to the ones with the largest distance sub-vector (group 2), are pre-processed independently using the averaging filter in equation (3.18). 4. The resulting filtered sub-vectors from step (3), together with all the remaining capacitance sub-vectors, are used in training the NN, where the permittivity distributions and the capacitance vectors are the inputs and outputs of the network respectively. The response of each capacitance subvector to an image is dependet on the location of the image. Objects located in the center of the domain are mainly detected by group 1 and group 2 subvectors. The capacitances in subvectors 1 and 2 have two main properties: (a) Lower frequency components than other subvectors. Thus, the use of an averaging (low-pass) filter is not expected to distort the information in the subvector signal. (b) Lower signal levels than other subvectors, which makes them more vulnerable for noise. Since the noise in the raw measurement data is close to a (uncorrelated) white Gaussian noise, the low-pass filtering is able to reduce the noise component. 37 3.4 Results and discussion In Figure 3.3, different permittivity distributions with different rod sizes are used to compare results from both NN and linear forward projection (LFP) in terms of mean square error (MSE) between measured C m and predicted C p capacitance data defined as: M SE = N 1 X [C m (i) − C p (i)]2 N i=1 (3.20) The rod in each case was placed at arbitrary locations within the sensing domain to produce 100 different permittivity distributions. The NN solution performs better than LFP in terms of MSE. However, these results do not necessarily reflect similarities between measured and predicted permittivity distribution data, rather they deal with the error as the absolute difference squared between measured and predicted capacitance data. The same set of permittivity distributions used to produce the results in Figure 3.3 were used for comparison through mapping with respect to measured data, and prediction comparison is depicted in Figure 3.4. In Figure 3.4, the capacitance predictions from NN and LFP are plotted against the capacitance data obtained from measurements. The circles in the Figure represent capacitance prediction from NN solver, whereas the dots are represent the results using a LFP solver. The straight line correspond to a perfect capacitance prediction (i.e., predicted values equal measured ones). It is clear from Figure 3.4 that the results using NN technique are better correlated with the measured capacitance, as compared to the LFP technique. The nature of the particular permittivity distribution is an important variable for defining the performance of the forward problem solver. Images in Figure 3.4, for 38 which NN and LFP yield similar performance, are related to a permittivity distribution where the high permittivity values (rod) is in the region of more ”linear” in the field distribution, i.e. in the center of the domain (where the field is weaker). This result is consistent with the nature of LFP technique, whose performance is degraded when the degree of non-linearity of the problem is increased. Both NN and LFP predictions for a 2 inch annular flow are plotted in Figure 3.5 and compared to measured capacitance of the same permittivity distribution used in prediction. Data predicted using NN is more correlated to the measured capacitance than LFP, however, the absolute value of predicted capacitance is scaled down when compared to measured capacitance. This effect is a result of the limited range of data used in training. The convergence rate for both methods was compared and tested on a 2 inch annular flow. In this case, the experiment was done by fixing a 2 inch diameter hollow cylinder in the center of the sensor. The region between the inner sensor wall and the outer cylinder boundary was filled with solid particles (hence, a sharp transition between gas and solid phases is present). The measured capacitance data is obtained from a 12 electrode sensor surrounding a 4 inch diameter domain. The reconstructed image size has 20 × 20 pixels, and the flow is composed of high (solid) and low (gas) relative permittivities of 3.8 and 1 respectively. The results in Figure 3.6 show (qualitatively) that NN forward solution provides a better convergence than LFP when integrated in the Landweber reconstruction algorithm. The convergence rate was compared quantitatively for the flow in Figure 3.6. The MSE depicted in Figure 3.7 is calculated for each iteration using Equation (3.20). In Figure 3.8, both NN and LFP were integrated in Landweber iterative image reconstruction and tested with different permittivity distributions for different flow 39 Figure 3.3: Mean square error for different permittivity distributions obtained from different rod sizes, where r is the rod size 40 Linear mapping comparison of NN and LFP 1.2 NN Prediction LFP Prediction Exact Solution Normalized predicted Capacitance 1 0.8 0.6 0.4 0.2 0 −0.2 −0.1 0 0.1 0.2 0.3 0.4 0.5 0.6 Normalized measured capacitance Figure 3.4: Linear mapping of different predicted capacitance vectors with respect to measured capacitance for different permittivity distributions 41 NN & LFP prediction comparision 1.2 Exact NN LFP Normalized capacitance value 1 0.8 0.6 0.4 0.2 0 −0.2 0 10 20 30 40 50 60 70 Capacitance pair number Figure 3.5: Predicted capacitance vector using both NN and LFP compared to measured capacitance of the same permittivity distribution 42 Permittivity Distribution Iteration Landweber NN−Landweber 1 2 3 4 Figure 3.6: Comparison with Landweber reconstruction of Gas-Solid flow in terms of convergence rate with both LFP and NN integrated as forward problem solvers 43 Convergence rate −1 10 MSE NN LFP −2 10 −3 10 0 2 4 6 8 10 12 14 16 Number of iterations Figure 3.7: Convergence rate of NN and LFP integrated in Landweber iterative reconstruction technique for the centered 1 inch tube in figure 3.6 44 Permittivity Distribution Landweber NN−Landweber Figure 3.8: Reconstruction results using Landweber iterative technique for different permittivity distributions with both LFP and NN integrated as forward problem solvers 45 regimes (1 inch tube, two 1 inch tubes, half flow, and annular flow, respectively), under the same conditions described above. Again, NN performs better in terms of quality and accuracy of the reconstructed image than LFP. In these examples, the NN solution has typically required only 10 milli-seconds for reconstruction per iteration, making it suitable for real-time image reconstruction. 3.5 Summary and Conclusion In this work, a new technique for solving the non-linear forward problem in soft field tomography has been introduced. The technique is based on multi-layer perceptron feed-forward neural networks with regularization for reordered and filtered normalized capacitance data. Comparison with commonly used LFP forward problem solution showed superiority of the proposed technique in terms of accuracy, quality of reconstruction results, as well as convergence rate when integrated in Landweber reconstruction technique. In addition, the developed technique overcomes the problem of excessive time and computer resources necessary when using brute-force numerical techniques for the forward problem. The described technique is fast and easy to implement in any iterative reconstruction algorithm. The main limitations of the technique are the in terms of training time and prior information required. Sufficient training data has to be collected, and data has to be representative of the problem for successful prediction. In addition, the training process has to be redone if the hardware sensor design is changed. 46 CHAPTER 4 NON-LINEAR IMAGE RECONSTRUCTION TECHNIQUE FOR ECT USING COMBINED NEURAL NETWORK APPROACH Electrical capacitance tomography (ECT) is gaining increased attention as a powerful imaging tool in industrial applications due to its non-invasive and non-intrusive nature. Tomography systems involve the reconstruction of a physical property distribution inside a domain of interest from a set of integral measurements acquired by installing a number of sensors around the domain of interest and measuring signals which depend on physical properties in the imaging region. ECT has several advantages as fast data acquisition speed, low construction cost, safety, and applicability for a wide range of vessel sizes [89]. However, the use of ECT is challenged by its ’soft field’ nature, in which the sensing field is a highly non-linear function of the (physical) constitutive property (the electric permittivity) of interest [50]. The nonlinearity problem due to the ’soft field’ effect causes non-trivial solution to the image reconstruction problem, in which no analytical solution is available. Image reconstruction is commonly implemented using either non-iterative or iterative algorithms. Because of the non-linear relation between the sensing field and the permittivity distribution, iterative techniques are more prevalent in ECT [61]. 47 Iterative techniques are based upon minimizing the error between measured and calculated capacitance data sets, and by updating the reconstructed image accordingly. In most ECT iterative reconstruction techniques, the image is updated based on linearization of the relation between permittivity distribution and capacitance values. This linearization process is usually referred to as sensitivity model. In the sensitivity model, the domain of interest is divided into small pixels, and the capacitance data is obtained as a linear sum of different perturbations composing the overall permittivity distribution. Based on the sensitivity model, forward and inverse solutions can be obtained through a linear forward projection (LFP) and linear backward projection (LBP), respectively, of the image vector and the capacitance measurement onto the sensitivity matrix [100]. The appeal of the sensitivity model for solving both forward and inverse problems stems from its convenient implementation and fast solution speed. However, a sensitivity model provides poor accuracy for the non-linear problem, with the error increasing with the degree of permittivity contrast between the phases being imaged. To overcome such limitations, a forward solver based on a multilayer feed-forward neural network (MLFF-NN) has been recently introduced for ECT [49]. This new forward solution technique is suitable to forward problems in highly non-linear ECT problems by providing better accuracy than LFP, while maintaining fast speed. In this work, we introduce a new iterative approach for solving the combined non-linear forward/inverse problem in soft-field ECT. The new method uses a nonlinear update of the image vector for the reconstruction process by means of a analog Hopfield network based on a neural-network multi-criteria optimization image reconstruction technique (HN-MOIRT), while employing MLFF-NN for solving the 48 forward problem. The new updating technique eliminates the instability problem usually encountered in iterative linear modeling. In addition, an improvement in reconstruction results is obtained using non-linear update when compared to semilinear update techniques (e.g., by combining LFP with HN-MOIRT). Advantages of combining distinct neural-network techniques to solve both the forward and inverse problems include a better approximation to the forward and inverse non-linear ECT problems, computational speed, and inherent parallelism (of the network). 4.1 4.1.1 Theory ECT forward problem basic equations An ECT system is composed of a n electrodes surrounding a pipe or vessel. The number of independent capacitance measurements is equal to the n(n − 1)/2 independent electrode pairs. The measured capacitances are used to reconstruct the permittivity distribution inside the vessel. The electric potential depends on the permittivity distribution according to the Poisson equation ∇ · (ε(x, y)∇φ(x, y)) = −ρ(x, y), (4.1) where ε(x, y) is the permittivity distribution, φ(x, y) is the electric potential, and ρ(x, y) is the charge distribution. Note that Poisson equation is a linear partial differential equation in terms of φ(x, y). The non-linearity in ECT refers to the nonlinear dependency of φ(x, y) on (x, y). The mutual capacitance between two pairs of electrodes, source and detector, is obtained through Cij = Qj , ∆Vij 49 (4.2) where Cij represents the mutual capacitance between electrodes i and j , ∆Vij the potential difference, and Qj is the charge on the sensing electrode, found by applying Gauss law below Qj = I Γj ε(x, y)∇φ(x, y) · n̂dl, (4.3) where Γj is a closed path enclosing the sensing electrode and n̂ is the unit vector normal to Γj . 4.1.2 Iterative image reconstruction techniques The inverse problem involves finding the permittivity distribution from a set of measured capacitance values. The forward problem is the process of determining the output response of an ECT system when the permittivity distribution is known. Due to the non-linear dependence between measured capacitance and permittivity distribution, iterative reconstruction techniques are widely used in ECT to obtain better reconstruction results, in comparison to single step reconstruction techniques. Fast forward solution methods are particularly important when iterative algorithms for image reconstruction are used. This is because, in iterative algorithms, the image obtained from reconstruction is updated by minimizing the error between the measured capacitance data and the forward solution for a given permittivity distribution. This process is repeated iteratively until a pre-defined criteria is met, so multiple forward solutions are necessary. Iterative image reconstruction techniques in ECT can be classified into two basic categories: (1) algebraic reconstruction techniques (ART), in which the image is updated to minimize the error between measured capacitance and the forward solution for a reconstructed image (permittivity distribution), and (2) optimization techniques 50 in which a set of objective functions are optimized to meet certain image constraints, including an error term similar to the one present in ART techniques. In both cases, the minimization of the error based on the measured capacitance depends on the gradient of the forward solution, and the update equation takes the form Gk+1 = Gk − αJ(Gk ), (4.4) where Gk+1 is the image vector at iteration k +1, α is a relaxation factor, and J(Gk ) is the gradient of the error between forward solution for the image vector at iteration k and the measured capacitance vector. In ECT, the relationship between permittivity distribution and measured capacitance data is given by eqs. 4.1-4.3. Commonly used methods for solving the forward problem are based on (1) numerical techniques such as finite elements [24], boundary elements [23],and finite differences [20], and (2) linearization techniques [35]. Although more accurate, bruteforce numerical techniques are time-consuming, and hence linearization techniques are considered a more favorable choice for real-time applications. The most common linearization method to solve the forward problem is linear forward projection (LFP), based on the sensitivity model. The sensitivity model is based on considering the superposition of each individual pixel, in which the forward solution is obtained as a linear sum of capacitance values obtained from small perturbations in permittivity distribution. Based on this model, the update equattion 4.4 is approximated as Gk+1 = Gk + αS T (C − SGk ), (4.5) where C is the measured capacitance vector, and S is the sensitivity matrix. As mentioned, linearization techniques suffer in terms of accuracy due to the non-linear nature of electrical tomography. In eq. 4.5, linearization is used for solving both 51 forward and inverse problems. An improvement in the iterative reconstruction process can be achieved by integrating a non-linear forward solver such that Gk+1 = Gk + αS T (C − y(Gk )), (4.6) where y(Gk ) is the non-linear forward solution of the image vector Gk . The reconstruction technique in this case is referred to as iterative semi-linear back projection reconstruction [49]. Another form of semi-linear reconstruction can be implemented through using a linear forward solver (LFP) in a nonlinear iterative reconstruction technique (Hopfield Neural Network Multi Criterion Optimization Technique HNMOIRT), the combine forward and inverse solvers are referred to as LFP-HNNMOIRT as in the following equation. Gk+1 = Gk + αJ(C − SGk , Gk ), (4.7) In an attempt to solve the forward problem while attaining the merits of both linearization (speed) and numerical techniques (accuracy), a NN based solution is developed. The new NN technique posses the advantage of differentiability, in which a nonlinear image reconstruction update can be implemented for equation 4.4, without the need for further approximations as in equations 4.5 and 4.6. We should also point out that optimization reconstruction techniques have proved superior over algebraic reconstruction techniques due to the ill-posedness nature of the inverse problem in ECT. This constitutes an additional challenge to the reconstruction problem when computational and experimental noise are present. In this case, finding the solution based on minimization of the forward error function alone (algebraic reconstruction) does not guarantee an optimum solution. In this work, the FNN forward solver is integrated into the HN-MOIRT which is a multi-criteria 52 optimization technique. The combined forward and inverse solver is referred to as FNN-HN-MOIRT. 4.2 4.2.1 Combined feed-forward and analog neural network technique for non-linear image reconstruction Forward problems using feed forward neural networks Artificial neural networks (NN) are composed of simple processing elements, neurons, organized in different layers and communicating with each other [77]. The feed-forward NN (FNN) posses the property of being universal approximators, i.e, for any function of arbitrary degree, there is a feed forward neural network able to approximate it [57]. In addition, NN are robust to noise and able to predict and extrapolate information hidden in the training data, an ability characterized as neural network learning [97]. For these reasons, NN are considered an attractive choice to model non-linear problems. A multi-layer NN (ML-NN) consists of a number of neurons organized in multiple layers, as depicted in Fig. 4.1. Each neuron is connected with a weight to all neurons in adjacent layers. The value of each weight represents the relevance of the particular connection in the network structure. Each neuron output is mapped to a transfer function. A sigmoid function is usually employed to map unbounded data to the bounded range of the transfer function [64]. The following sigmoid function is used for this case fΣ (x) = 1 1 + exp(−αx) (4.8) A neural network with continuous transfer function in the output layer is a universal approximator [11]. For a NN using a back-propagation algorithm for weight 53 Weights to layer 1 Weights to output layer X1 W11 W13 f11 W1,1 f12 Output 1 W2,1 b11 W12 b12 W3,1 W2,1 W2,2 W2,3 f21 b21 X2 W1,2 f22 f31 W3,2 W3,2 W3,3 b31 X3 b22 W2,2 W3,1 Figure 4.1: Neural Network with one intermediate layer. 54 Output 2 update, the transfer function is used to calculate the output of a NN layer, whereas the derivative of the transfer function is used to adjust the weights of different connections in the NN. In a multi-layer feed-forward (MLFF-) NN, the output of a neuron is a function of the neurons in preceding layers according to Oil = fΣ (bli + n X Wijl Ojl−1 ) = j=1 1+ exp(−α(bli 1 P + nj=1 Wijl Ojl−1 )) (4.9) where i and l are the neuron and layer number under consideration respectively, bl is a bias term added to each input, Wijl is the weight connecting the output of neuron j of previous layer to neuron i, and Ojl−1 is the output of neuron j in layer l − 1. The input-output mapping takes the form of nested non-linear functions as Oi1 = fΣ (bli + n1 X Wijl rj ) j=1 Oi2 = fΣ (b2i + n2 X Wij2 Oj1 ) j=1 Oil = fΣ (bli + nl X .. . Wijl Ojl−1 ) (4.10) j=1 where rj are the elements of the input vector, and L is the total number of layers in the network. 4.2.2 Inverse problem solution via Hopfield neural network In this work, a multi-criteria optimization image reconstruction technique with backward analog Hopfield neural-network (HN) solution, the HN-MOIRT, developed by Warsito and Fan [89] is used to solved the image reconstruction inverse problem iteratively. The multi-criteria optimization based image reconstruction technique seeks an image through a combination of the following three basic criteria: (i) largest entropy, 55 (ii) least weighted square error between the measured data set and the estimated value calculated from the reconstructed image, and (iii) is local and smooth, with relatively small peakedness. The three associated objective functions to be minimized are, respectively, given by h1 (G) = γ1 N X Gj ln Gj (4.11) j=1 1 h2 (G) = γ2 kfN N (G) − Ck 2 1 h3 (G) = γ3 GT XG + GT G 2 (4.12) (4.13) where γ1 , γ2 and γ3 are normalization constants, and X is an N × N non-uniformity (spatial smoothing) matrix. The function fN N represents the forward solution using MLFF-NN. The minimization problem seeks an image vector G for which the value of multi-objective function H(G) = [h1 (G), h2 (G), h3 (G)]T is minimized simultaneously. This is stated mathematically as minimize G∈Π so that E(G) = P3 i=1 wi hi (G), , (4.14) fN N (G) − C ≤ 0 where wi are relative weights operating on the objective function hi (G), such that P i wi = 1. The feasible Π set is defined by the following linear constraints n Π = G ∈ RN |SG ≤ C, G ≥ 0, C ∈ RM o (4.15) To solve the optimization problem using the Hopfield neural network technique, the normalized permittivity values encoded in Gj are mapped into the output variable νj for neuron j bounded by 0 and 1. The output variable mapped again by means of a continuous and monotonic increasing sigmoid function of the internal state of the neuron. For the Hopfield network, the following sigmoid function is employed Gj = FΣ (uj ) = exp(uj ) − exp(−uj ) exp(uj ) + exp(−uj ) 56 (4.16) where uj is the internal state variable of the neuron j. The Hopfield neural network energy for the multi-criteria image reconstruction technique is written as: E(G) = w1 γ1 N X 1 Gj ln Gj + w2 γ2 kfN N (G) − Ck 2 j=1 M N Z Gj X 1 X 1 T T FΣ−1 (G)dG (4.17) Ψ(zi ) + γ3 G XG + G G + 2 R0 j=1 0 i=1 where R0 is the resistor of the neuron in the Hopfield network, and FΣ−1 (G) is the inverse sigmoid function in the Hopfield network. Furthermore, Ψ(zi ) is a penalty function defined as ∂Ψ = θ(zi ) = ∂zi ( 0 if, zi ≤ 0 αzi if, zi > 0 (4.18) where zi = fN N,i (G) − Ci (4.19) Taking C0 as the specific capacitor of neuron and redefining R0 C0 , γ1 /C0 , γ2 /C0 , and γ3 /C0 as τ , γ1 , γ2 , and γ3 respectively, the time evolution of the internal state variable u(t) of neurons in the Hopfield network becomes 1 ∇E(G) C0 u(t) = − − w1 γ1 (1 + ln G(t)) − w2 γ2 (fN0 N (G) − C) τ u0 (t) = − −w3 γ3 (XG(t) − G(t)) − fN0 N (G)θ(fN N (G) − C), (4.20) where fN0 N (G) = ∇E(G) = L Y ∂fN N (G) ∂fN N (G) ∂OL−1 ∂O1 = · · · = (1 − fN2 N,l ), (4.21) ∂Gj ∂OL−1 ∂OL−2 ∂Gk l=1 " ∂E(G) ∂E(G) ∂E(G) , ,··· ∂G1 ∂G2 ∂GN #T , u(t) = [u1 (t), u2 (t), · · · , uN (t)]T , 57 G(t) = [G1 (t), G2 (t), · · · , GN (t)]T , z(t) = [z1 (t), z2 (t), · · · , zN (t)]T . The image vector (permittivity values) Gj becomes the output of jth neuron and is calculated from the sigmoid function Gj (t) = FΣ (uj (t)), j = 1, 2, · · · , N (4.22) We stress here that the inverse solver used does not involve training based on prior data. The Hopfield network is based on multi-objective function minimization that does not requires knowledge of any prior data. Thus, the error generated from the MLFF-NN used in solving the forward problem is the only training error present. 4.3 Experimental setup The experimental data was collected using a 10 cm internal diameter column with a 12 electrode sensor around it. A set of circular dielectric rods with different sizes was used for data collection. The data acquisition system used is from PTL (Process Tomography Ltd., UK), and a set of 66 capacitance measurements is generated for each frame. Different permittivity distributions were generated for MLFF-NN training by moving the rods inside the imaging domain. The training set consisted of 2,000 permittivity distributions and their associated measured capacitance data. A MLFF-NN having one input layer with 400 neurons, two hidden layers with 10 and 20 neurons in each respectively, and an output layer with 66 neurons is employed. A tangent sigmoid transfer function was used in the first two layers whereas a linear transfer function was used for the third layer. The network was trained to predict the capacitance vector from a given permittivity distribution using a resilient 58 -propagation (RPROP) updating algorithm [68]. The training process was performed using a PC computer with Pentium 2 GHz processor, and 1 GB RAM. The training time required varies depending on the size of the training set and the size of the FNN utilized. In our case, the training time was about 1 hour. For training a network that is capable of predicting data outside the training set, the training data is required to be representative of the complexity of the problem. To avoid over fitting, the training set in this work was collected using rods with dielectric constant equal to 3.7, having different sizes, and placed in different locations. The MLFF-NN based forward solution has a one-time cost for collecting data and training. Once the appropriate NN representation is found, the NN forward solution is very fast. A typical time required for obtaining a forward solution using the present NN is 10 ms. Testing data were collected from permittivity distributions representing different flow regimes (half flow, central flow, two column flow, and single rod distribution) to validate the prediction capabilities of the trained MLFF-NN, as well as its integration into the HN-MOIRT image reconstruction algorithm. The non-linear update image reconstruction is implemented according to eq. 4.4, and the gradient is calculated according to eqs. 4.22 and 4.20. Our MLFF-NN + HN-MOIRT based non-linear reconstruction method is compared with both a Landweber technique as in eq. 4.5, and a semi-linear reconstruction technique as in eq. 4.7. As mentioned before, in the semi-linear method, the forward solution is obtained using LFP, while the inverse solution is obtained using HN-MOIRT. 59 4.4 4.4.1 Results and discussion Stability and convergence performance In Fig. 4.2, the stability of the non-linear update reconstruction (Case 3: MLFFNN + HN-MOIRT) is compared to both the fully linear (Case 1: Landweber) and semi-linear reconstruction (Case 2: LFP + HN-MOIRT). The relaxation factor, which controls the image update in the full linear case, is an important element in stability analysis. A low relaxation factor results in a more stable algorithm, but in slower convergence. On the other hand, a high relaxation factor leads to faster convergence at the expense of stability. The optimum relaxation factor is a function of the image itself, and different techniques for determining an optimal value have been proposed in literature. A study on the optimal choice of the relaxation factor is beyond the scope of this work, and for simplicity we set it to unity here. As seen in Fig. 4.2, the errors in Cases 2 and 3 remain bounded as a function of the iteration number. The error in Case 1 represents an unstable system in which the error first decreases and then increases exponentially. The stability of the cases where MLFF-NN is used to solve the forward problem is a direct effect of the use of a sigmoid function in the solution. The sigmoid function maps any input to a finite, bounded domain (for the tangent sigmoid case, the input is mapped to [1,1]). As a result, the output is stabilized by restricting its range. Moreover, the use of constraints for the HN-MOIRT iterative reconstruction provide stability further assurance during the reconstruction process. In general, the degree of stability depends on the NN prediction capability. Two further observations should be made at this point. First, the error in Case 1 can converge to a higher error level than Case 3 when the latter is stable. Second the error 60 for Case 1 in Fig. 4.2 diverges for large relaxation factor. As the NN represents the relation between capacitance and permittivity distribution, both these observations are consequences of the particular training and architecture used for the MLFF-NN. Different results are expected by using different MLFF-NN training and architectures. 4.4.2 Image reconstruction results Fig. 4.3 shows reconstruction results using linear, semi-linear, and non-linear updates. The non-linear update technique performs better than the other two techniques in terms of reconstruction quality. However, all three reconstruction results are contaminated by noise. This is expected since the measured capacitance used in reconstruction is corrupted by noise. The problem of noisy data can be minimized by proper network architecture and training. Using training data which are non-contradictory and representative of the problem is also important to avoid over fitting and to improve generalization. Generalization is the prediction ability of the network. Fig. 4.4 was obtained by applying a threshold filter to the results in Fig. 4.3. The threshold filter is a binary filter applied with a thresold level of 0.5 in our case. The filter sets each pixel in the reconstructed image of a value greater than or equal to 0.5 to unity, and less than 0.5 to zero. The measured capacitance data was used for reconstruction, as discussed above. The non-linear update reconstruction again shows an improvement over the other two techniques in terms of quality of reconstructed images. The performance of the MLFF-NN + HN-MOIRT reconstruction technique is tested on simulated capacitance data of multiple phantoms and compared to LFP + HN-MOIRT and Landweber techniques as depicted in Fig. 4.5. It is clear that 61 the MLFF-NN + HN-MOIRT reconstruction provides better results. Applying the thresholding filter described earlier shows that the non-linear reconstruction algorithm provides the best correlation between the final image and the original distribution. Further comparisons are provided in Fig. 4.6, in which the non-linear and semi-linear reconstructions are tested on experiment data. Again, the MLFF-NN + HN-MOIRT provides better reconstruction. In the case of experimental data mesurements, the reconstruction is performed off-line. 4.5 Summary and Conclusion In this work, a new non-linear technique is implemented for image reconstruction in ECT systems. The technique is based on multi-layer perceptron feed-forward neural network (MLFF-NN) with regularization for solving the forward problem, and and a Hopfield network with multi-criteria optimization (HN-MOIRT) for the image reconstruction update. The image update is performed by minimizing the error of the predicted capacitance based on gradient calculation of the MLFF-NN. The new image update technique overcomes instability problems usually faced in implementing sensitivity models for image reconstruction. An improvement in reconstructed images is also verified using the non-linear update when compared to linear and semi-linear techniques. The described technique is fast and can be easily integrated in any iterative reconstruction algorithm. Typically, it takes about 10 ms to obtain a forward solution and about 20 ms to calculate the gradient of the network at each iteration, in a conventional 2 GHz processor. However, sufficient and representative training data has to be 62 collected for successful prediction. In addition, the training process is hardware dependent. Further improvements can expected by optimizing the network architecture and the training algorithms. This will be the topic of a future work. 63 Image Error 0 10 MSE NN−HN−MOIRT LFP−HN−MOIRT Landweber −1 10 −2 10 0 100 200 300 400 500 600 700 800 900 1000 Iteration Figure 4.2: Mean square error with respect to reconstructed image vector for: (a) Case 1: non-linear update based on ILBP, (b) Case 2: semi-linear update (LFP for forward solution and NN-MOIRT for update), (c) Case 3: non-linear update (NN for forward solution and NN-MOIRT for update). 64 Original image Landweber LFP−HN−MOIRT FNN−HN−MOIRT Figure 4.3: Reconstruction results using linear, semi linear, and nonlinear update reconstruction for three different regime flows. 65 Original image Landweber LFP−HN−MOIRT FNN−HN−MOIRT Figure 4.4: Reconstruction results for the flow regimes in Figure 4.3 with a thresholding filter applied. 66 Original Distribution Landweber LFP−HN−MOIRT FNN−HN−MOIRT Figure 4.5: Reconstruction results using linear, semi-linear, and non-linear reconstruction for four 1-inch diameter rods in a 4-inches diameter vessel based on simulated results. 67 LFP−HN−MOIRT Time FNN−HN−MOIRT 0s 1s 2s 3s Figure 4.6: Reconstruction results using semi-linear and non-linear reconstruction for 1 & .75-inch diameter rods in a 4-inches diameter vessel based on experimental measurements. 68 CHAPTER 5 ELECTRICAL CAPACITANCE VOLUME TOMOGRAPHY The recent progress in development of process tomography has provided more insights into the complex multiphase flow phenomena in many industrial processes, including pneumatic conveying, oil pipe lines, fluidized beds, bubble columns and other chemical and biochemical processes [98]. Tomography in process applications is capable of monitoring, both continuously and simultaneously, the local and global dynamic behavior of the gas bubbles and the solid particles in a non-invasive manner. Among available tomography techniques, electrical tomography, including both resistance and capacitance modalities, is considered the most promising for dynamic flow imaging. The technique has a relatively high temporal resolution, up to few milliseconds, with sufficient spatial resolution, up to 1 to 3 % of column diameter. The high speed capability of electrical tomography systems is demonstrated in the recent development for up to 1000 frames per second capture rate [87]. In our earlier work on the development of a real time ECT, we have demonstrated the accuracy of an image reconstruction technique based on the Hopfield neural network optimization (neural network multi-criteria image reconstruction technique, NN-MOIRT) [89]-[91]. 69 A 3-dimensional tomography image is usually generated by stacking up tomograms (2D images) [74] [15] [52] [84] [53] [3]. However, the image of a whole volume can not be represented by that obtained from the averaged capacitance measurement along the sensor axial direction using the 2D sensor. Because the 3D image in this case could only be generated from a static or slow moving object, it is termed as ’static’ 3D imaging or ’quasi’ 3D imaging. The 3D imaging cannot be applied to situations with a fast moving object or highly fluctuating multiphase flow media. To date, a 3D imaging of multiphase flow using this technique is only possible in pseudo-3D mode. For conventional ECT, 2D ECT in particular, the tomogram is reconstructed from a capacitance sensor, which is in fact geometrically three-dimensional. Unlike electromagnetic transmission tomography, a slice imaging is not possible for ECT due to the extended length of the electrode. The 2D image obtained is thus a result from projection of the object on a cross-section by assuming no variation in the axial direction. Therefore, the 2D ECT is actually unreal in the sense that the threedimensional object needs to be assumed to have an infinite length. This is one of major drawbacks of conventional ECT, and becomes problematic when the variation in the permittivity along the axial direction is significant. Fortunately, electrical tomography, either resistance or capacitance, has a potential for volumetric imaging, as electrical current or wave, spreads to three-dimensional space. The ’soft field’ effect of the electrical field is once considered as one disadvantage of the technique for imaging application, but it may be advantageous in terms of volume imaging. In this study, we develop a technique to reconstruct simultaneously a volume image of a region inside the vessel from capacitance measurement data using capacitive sensor electrodes attached to the wall of the vessel. Due to the ’soft field’ nature of 70 the electrical field, the capacitance measurement can be made using arbitrary shapes of electrodes and vessels. The term ’volume tomography’ instead of 3D tomography stems from the fact that the technique generates simultaneously information of the volumetric properties within the sensing region of the vessel with an arbitrary shape. The terminology is also chosen to differentiate the technique from a ’static’ 3D or quasi-3D tomography technique. The development of the technique primarily includes the evaluation of the capacitance tomography sensor design and the volume image reconstruction algorithm. The tests on capacitance data sets obtained from actual measurements are also presented to demonstrate the validity of the technique for real time, volume imaging of a moving object. 5.1 5.1.1 Principle of ECT Forward Problem The ECT involves tasks of collecting capacitance data from electrodes placed around the wall outside the vessel (forward problem) and image reconstruction from the measured capacitance data (inverse problem). The capacitance is measured based on the Poisson equation which can be written in three-dimensional space as: ∇ · (ε(x, y, z)∇φ(x, y, z)) = −ρ(x, y, z), (5.1) where ε(x, y, z) is the permittivity distribution; φ(x, y, z) is the electrical field distributions; ρ(x, y, z) is the charge density. The measured capacitance Ci of the i-th pair between the source and the detector electrodes is obtained by integrating Eq. 5.1: Ci = 1 I ε(x, y, z)∇φ(x, y, z)dA, ∆vij Ai 71 (5.2) where ∆vij is the voltage difference between the electrode pair; Ai is the surface area enclosing the detector electrode. Equation 5.2 relates the dielectric constant (permittivity) distribution, ε(x, y, z), to the measured capacitance Ci . The forward problem is dealt with generally in three approaches: linearization techniques [47][46][35]; brute-force numerical methods such as finite element method [4] and; (pseudo) analytical methods [2]. Despite the fact that analytical methods can provide accurate and relatively fast solutions, they are limited to very simple geometries with symmetric permittivity distributions, and are not applicable to industrial tomography systems with complex dynamic structures. On the other hand, numerical methods can provide fairly accurate solutions for arbitrary property distributions. They, however, consume excessive computational time which is impractical for tomography application with iterative image reconstruction. In this regard, linearization methods provide relatively fast and simple solutions, though they show a smoothing effect on a sharp boundary of the reconstructed image. The smoothing effect is reduced as th number of iterations increases in the reconstruction process. Linearization techniques using the so-called sensitivity model [35], [100] are based on the electrical network superposition theorem in which the domain (the cross section of the sensor) is subdivided into a number of pixels. The response of the sensor; in this case; becomes a sum (linear model) of interactions when the permittivity of one pixel in the domain is changed by a known amount. This is similar to the first order series expansion approach for ’hard field’ tomography [27]. Based on the sensitivity model, eq. 5.3 can be written as: Ci = − X j 1 I ∇φ(x, y, z)dA, εj ∆vij Ai 72 (5.3) The integration part divided by the voltage difference is called as sensitivity, which can be derived as [11]: Sij (xk , yk , zk ) = Z V0 Ei (x, y, z)Ej (x, y, z) dxdydz∇φ(x, y, z)dA, Vi Vj (5.4) where Ei (= −∇φ(x, y, z)) is the electrical field distribution vector when i-th electrode is activated with voltage Vi while the rest of electrodes are grounded, and Ej is the electrical field distribution vector when j-th electrode is activated with voltage Vj and the rest of electrodes are grounded. V0 is the volume of k-th voxel. Eq. 5.2 then can be written in matrix expression as: C = SG, (5.5) where C is the M-dimension capacitance data vector; G is N-dimension image vector; N is the number of voxels in the three-dimensional image; and M is the number of electrode-pair combinations. Specifically, N is equal to n × n × nL , where n is the number of voxels in one side of an image frame (layer); nL is the number of layers. The sensitivity matrix S has a dimension of M × N . 5.1.2 Inverse Problem The image reconstruction process is an inverse problem involving the estimation of the permittivity distribution from the measured capacitance data. In eq. 5.6, if the inverse of S exists, then the image can be easily calculated. However, in most cases, especially in electrical tomography, the problem is ill-posed, i.e. there are fewer independent measurements than unknown pixel values, thus the inverse of matrix S does not exist. The simplest way to estimate the image vector is using a back 73 projection technique [35], [100], i.e. G = ST C, (5.6) In eq. 5.6 all measurement data are simply back-projected (added up) to estimate the image. This technique is called as linear back projection (LBP). Though the reconstructed image is heavily blurred due to a smoothing effect, a rough estimation of the original shape of the image can be obtained To obtain sharper reconstructed images, usually an iterative process is employed. The iterative image reconstruction process involves finding methods for estimating the image vector G from the measurement vector C, and to minimize the error between the estimated and the measured capacitance, under certain conditions (criteria), such that: SG ≤ C, (5.7) The most widely used iterative method to solve the problem in 2D ECT is Landweber technique, also called as iterative linear back projection technique (ILBP), which is a variance of a steepest gradient descent technique commonly used in optimization theory [105]. The technique aims at finding image vector G which minimizes the following least square error function. f (G) = 1 1 kSG − Ck2 = (SG − C)T (SG − C) 2 2 (5.8) The iteration procedure based on the steepest gradient descent technique becomes: Gk+1 = Gk − αk ∇f (Gk ) = Gk − αk ST (SGk − C) (5.9) where αk is a penalty factor of iteration k-th, which is usually chosen as a constant. The problem with the Landweber technique is that the reconstructed image is dependent on the number of iteration, and the convergence is not always guaranteed. 74 As seen in Eq. 5.9, the image vector is corrected iteratively by capacitance difference ∆C(= SGk − C) multiplied by the sensitivity ST and the penalty factor. When the number of capacitance data is limited, the capacitance difference ∆C becomes insignificant, and the image iteratively is corrected by the sensitivity ST , producing the so-called ”sensitivity-caused artifacts” that generates an image focused in the most sensitive parts of the imaging domain. This is why the reconstructed image based on Landweber technique has a better resolution near the wall (higher sensitivity) than the center region (lower sensitivity). Other techniques based on Tikhonov regularization [43] and simultaneous algebraic reconstruction technique (ART) and simultaneous iterative reconstruction technique (SIRT) [105] are also used widely. The majority of techniques are based on using a single criterion, i.e. least square error function. However, the least square error does not necessarily give rise to an accurate image, since it does not contain any information concerning the nature of a ’desirable’ solution [27]. More than one objective function is required to be considered simultaneously in order to choose the ’best compromise solution’ or the best probability of the answer among possible alternatives. This is especially the case for 3D reconstruction, as the number of unknown, voxel values, is considerably increased with the same number of measurement data as in 2D reconstruction. The probability problem even worsens in case of noise contaminated data. Increasing the number of electrodes will definitely increase the probability of obtaining a desirable solution, but usually a maximum number of electrodes defined due to the limitation of the minimum size of the electrode to overcome the noise. Thus, Multi-criterion optimization using more than one objective function is needed to reduce the possibility of alternative solutions, and hence reduce the non-uniqueness 75 of the problem in obtaining a more definitive solution. The implementation of more than one objective function thus yields a higher probability of obtaining an accurate solution (estimation) in the image reconstruction. The multi-criterion optimization image reconstruction technique for volume image reconstruction is described below. 5.2 5.2.1 Multicriterion Optimization Image Reconstruction Technique (MOIRT) Multicriterion Optimization Image Reconstruction Problem In this work, a multi-criterion optimization based image reconstruction technique developed earlier by Warsito and Fan [89] for solving the inverse problem for 2D ECT is extended to solve the inverse problem for the 3D ECT. The optimization problem finds the image vector that minimizes simultaneously the four objective functions: negative entropy function, least square errors, smoothness and small peakedness function, and 3-to-2D matching function. It is important to note that in addition to the least square error objective function, all the other functions involved in the reconstruction process collectively define the nature of the desired image based on the analysis of the reconstructed image. Thus, the error, which is generated from the linearized forward solver and propagated to the reconstructed image through the least square objective function, is minimized with the other objective functions applied. The negative entropy function used here is defined as: h1 (G) = γ1 δ1 G ln G, δ1 = 76 ( 1 if, Gj > 0 0 if, Gj = 0 (5.10) Here, γ1 is a normalized constant between 0 and 1. The least weighted square error of the capacitance measurements is: 1 h2 (G) = γ2 kSG − Ck2 2 (5.11) where S is the 3D sensitivity matrix with a dimension of M by N, and M is the corresponding number of the measured capacitance data. γ2 is a normalized constant between 0 and 1. The smoothness and small peakedness function is defined as: 1 h3 (G) = γ3 GT XG + GT G 2 (5.12) Here X is a N by N non-uniformity matrix. γ3 is a constant between 0 and 1. An additional objective function for the 3D image reconstruction is required to match the 3D reconstructed image to the 2D, namely 3-to-2D matching function, which is defined as: 1 h4 (G) = γ4 kH2D G − G2D k2 2 (5.13) Here, H2D is a projection matrix from 3D into 2D, having dimensions of N × N2D , N2D is the number of voxels in one layer of the 3D volume image vector G, and γ4 is a constant between 0 and 1. The 2D image vector is the 2D solution of the inverse problem in the image reconstruction. Finally, the multi-criteria optimization for the reconstruction problem is to choose an image vector for which the value of the multi-objective functions is minimized simultaneously. 5.2.2 Solution With Hopfield Neural Network Hopfield and Tank [31] proposed a technique based on a neural network model to solve optimization problem. In particular, they presented a mapping of the traveling salesman problem onto neural networks. Since then, Hopfield model neural networks 77 (or simply Hopfield nets) have been used to successfully address many difficult optimization problems, including image restoration [59][76][109] and image reconstruction for ’hard field’ tomography [85], [86] and ’soft field’ tomography [89], [91]. Their advantages over more traditional optimization technique lie in their potential for rapid computational power when implemented in electrical hardware, and the inherent parallelism of the network [71]. To solve the image reconstruction problem, the image voxel value Gj to be reconstructed is mapped into the neuron output variable vj in the Hopfield nets. The output variable is a continuous and monotonic increasing function of the internal state of the neuron uj : Gj = υj = fΣ (uj ) (5.14) where fΣ is called activation function with typical choice of the form: fΣ (uj ) = [1 + exp(−βuj )]−1 (5.15) Here β is a steepness gain factor that determines the vertical slope and the horizontal spread of the sigmoid-shape function. By using such a non-linear sigmoid-shape activation function, the neuron output is forced to converge between 0 and 1. The behavior of a neuron in the network is characterized by the time evolution of the neuron state uj governed by the following differential equation [29]: C0j ∂E(G) duj =− dt ∂Gj (5.16) where C0j is an associated capacitance in the j-th neuron,E(G) is the total energy of the Hopfield nets. The time constant of the evolution is defined by: τ = R0j C0j 78 (5.17) where R0j is the associated resistance. The overall energy function of the network includes a sum of the constraint functions (objective functions), and penalty functions over violation of the constraints. Using the same approach as Warsito and Fan [89], the overall networks energy function corresponding to the optimization problem above becomes: E(G) = 4 X wi hi (G) + i 2 X k Ψ(z ) + k=1 N X 1 Z j=1 Rj Gj 0 fΣ−1 (G)dG (5.18) The first term in Eq. (18) is the interactive energy among neurons based on the objective functions described above. The second term is related to the violation constraints (penalty functions) to the three weighted square error functions which must also be minimized. The third term encourages the network to operate in the interior of the N-dimensional unit cube (0 ≤ Gj ≤) that forms the state space of the system, and N is the number of neurons in the Hopfield nets, which is equal to the number of voxels in the digitized volume image. In the second term of Eq. 5.18, where z1j = SG − C, z2j = H2D G − G2D . The constraint function Ψ(αk zk ) = Ψ(αk zki ) which is defined as: ∂Ψ = δ(αk zki ) = ∂zki ( 0 if, zki ≤ 0 αk zki if, zki > 0 (k = 1, 2, 3) (5.19) Substituting all the objective functions in Eqs. 5.10 to 5.13 into Eq. 5.19, the overall network energy function becomes: 1 1 1 E(G) = γ1 δ1 G ln G + γ2 kz1 k2 + γ3 GT XG + GT G + γ4 kz2 k2 2 2 2 N X 1 Z Gj −1 +Ψ(α1 z1 ) + Ψ(α2 z2 ) + fΣ (G)dG j=1 Rj 0 (5.20) Equation 5.20 can be solved, for example, using Euler’s method to obtain the time evolution of the network energy. The form of penalty parameter αk is chosen as [3]: αk (t) = α0k + ς k exp(−η k t) 79 (5.21) Here α0k , ς k and η k are positive constants. The penalty parameter provides a mechanism for escaping local minima by varying the direction of motion of neurons in such a way that the ascent step is taken largely by the penalty function in initial steps. The value of the penalty factor reduces as the algorithm proceeds. For simplicity, choosing R0j = R0 and C0j = C0 , and redefining R0 C0 , γ1 /C0 to γ1 /C0 as, τ , γ1 to γ4 , respectively, the time evolution of the internal state variable of neurons in the networks becomes: u0 (t) = − u(t) − γ1 W1 ⊗ (1 + ln G(t)) + γ2 W2 ⊗ ST z1 τ T T +γ3 (W3 ⊗ XG(t) − G(t)) − γ4 W4 ⊗ HT 2D z2 − S δ(α1 z1 ) − H2D δ(α1 z1 ) (5.22) where u0j (t) = 4 X l=1 duj (t) , dt j = 1, 2, 3, · · · , N, Wl = [wl,1 , wl,2 , · · · , wl,N ]T , wl,j = 1, j = 1, 2, 3, · · · , N, u(t) = [u1 (t), u2 (t), · · · , uN (t)]T , G(t) = [G1 (t), G2 (t), · · · , GN (t)]T , G2D (t∞ ) = [G2D,1 (t∞ ), G2D,2 (t∞ ), · · · , G2D,N 2D (t∞ )]T , ⊗ denotes an array multiplication (element-by-element product), and t∞ indicates the asymptotic solution of 2D image reconstruction using the Hopfield network. The neuron state is updated as uj (t + ∆t) = uj (t) + uj (t)∆t . The neuron output which corresponds to the voxel value is updated as: υj (t + ∆t) = Gj (t + ∆t) = fΣ (uj (t + ∆t)), = Gj (t) + fΣ0 (uj (t))u0j (t)∆t, 80 (5.23) (5.24) Here fΣ0 (u) = dfΣ (uj ) . du The weights are updated every iteration step as: (t) where, (t) ∆W1 /∆Wl Wlt+∆t = P4 (t) (t) l=1 ∆W1 /∆Wl Wlt = fl (G(t + ∆t) − fl (G(t))) (5.25) (5.26) The stopping rule is used when changes in the firing rates become insignificant, i.e. for all voxels |∆G(t) << 1| . 5.3 Sensor Design and Sensitivity Map In two-dimensional ECT, the sensitivity matrix only has variation in radial (x- and y-axes) directions, assuming infinite length of the electrode in the z-direction. Imaging a three-dimensional object requires a sensitivity matrix with three-dimensional variation, especially in the axial (z-axis) direction to differentiate the depth along the sensor length. Therefore, the fundamental concept of the electrical capacitance sensor design for the 3D volume imaging is to distribute equally the electric field intensity (sensitivity) all-over the three-dimensional space (control volume). This concept relates to the sensitivity variance (the difference between the maxima and minima) and the sensitivity strength (the absolute magnitude). Two sensor designs are considered here, and their performances for 3D volume imaging is evaluated, i.e. a 12-electrode triangular sensor arranged in one plane and a 12-electrode rectangular sensor arranged in triple planes as shown in Figure 5.1(a) and (b). The choice of the electrode number is based on the data acquisition system available for experiment, which is, but not limited to, 12 channels. For the rectangular sensor, the electrodes 81 are arranged in one plane shifted to another to distribute the electrical field intensity more uniformly in the axial direction and to increase the radial resolution up to twice the radial resolution of a 4-electrode sensor. The radial resolution of the rectangular sensor with this electrode arrangement, thus, equals to 8-electrode sensor per plane. The sensitivity maps for the two capacitance sensors are presented in Figure 5.2. The sensitivity maps show distributions of sensitivity variation in three-dimensional space. For the triangular sensor, the sensitivity maps of capacitance readings between any electrode pair have a three-dimensional variation. On the other hand, it is only the sensitivity maps of capacitance readings between inter-plane electrode pairs that provide a three-dimensional variation in the rectangular electrode case. The maps show relatively comparable axial and radial sensitivity variation for the rectangular sensor, but less equally for the triangular sensor. Equal sensitivity variation all over the sensing domain is essential to avoid an artifact or image distortion in the reconstruction result due to inequality in the sensitivity strength distribution. For the rectangular sensor, the largest magnitude in the sensitivity is found in the sameplane electrode pair capacitance reading, while the lowest is in the electrode pair between first and third layers. The magnitude of the sensitivity strength does not affect significantly the image reconstruction process, but it relates largely to the SNR in the capacitance measurement. As seen in Figure 5.2, the sensitivity strength in the first and third layers of electrode pairs is one order less in magnitude than that of the same-plane electrode pair. Therefore, the capacitance measurement between first and third planes is very sensitive to noise. A very careful manufacture of the sensor is then required. The capacitance measurement between inter-plane electrode pairs is related mostly to the horizontal length of the rectangular electrode, and almost 82 8 7 1 (a) 1 3 11 (b) (c) Figure 5.1: Sensor designs and volume image digitization: (a) Triangular sensor, (b) Rectangular sensor, (c) Image digitization. 83 independent of the axial length of the electrode. Therefore, a consideration of the horizontal length of the electrode must be given in manufacturing the rectangular sensor. The sensor design and arrangement selected provides almost the same radial resolution all over the planes, never the less, the axial resolution slightly differs in every plane. Figure 5.3 shows the axial sensitivity distribution for all 66 electrode pairs for both sensors. No much variation is observed for the triangular sensor in the middle region of the sensing zone. This region gives no differentiation in the image reconstruction process, and becomes a dead-zone in which a convergence is difficult to achieve. For the rectangular sensor, the dead zones are found in the bottom (layer numbers 1 to 3) and top (layer numbers 18 to 20) portion of the sensor domain. The dead zones for the rectangular sensor can be removed by considering only the effective volume of the sensing domain, i.e. layers 4 to 17. All reconstructed images for the rectangular sensor presented in this paper, unless otherwise stated, belong to the effective sensor domain. 5.4 Experiments The experiment is conducted using a 12-channel data acquisition system (DAM200TP-G, PTL Company, UK). The ECT system is comprised of the capacitance sensor, sensing electronics for data acquisition, and a computer system for image reconstruction. The sensors include two types of 12-electrode systems as shown in Figure 5.1. The length of sensing domain is 10 cm and column diameter is 10 cm. The data acquisition system is capable of capturing image data up to 80 frames per second. There are 66 combinations of independent capacitance measurements between electrode pairs from 12-electrode sensor systems. The test object is a dielectric sphere 84 Layer 16 0 .0 1 Layer 16 0 .0 2 0 .0 1 0 0 -0 . 0 1 -0 . 0 1 Layer 10 0 .0 1 Layer 10 0 .0 2 0 .0 1 0 0 -0 . 0 1 -0 . 0 1 Layer 4 0 .0 1 Layer 4 0 .0 2 0 .0 1 0 0 -0 . 0 1 -0 . 0 1 Pair #1- #7 Pair #1- #8 (a) Layer 16 x 10 0.0 2 1 0 0 -0 . 0 2 -1 Layer 10 x 10 0.0 2 1 0 0 -0 . 0 2 -1 Layer 4 x 10 0.0 2 -3 -3 -3 Layer 16 Layer 10 Layer 4 1 0 0 -0 . 0 2 -1 Pair #1- #3 Pair #1- #11 (b) Figure 5.2: Three-dimensional sensitivity maps: (a) Triangular sensor, (b) Rectangular sensor (The electrode pair number is in Figure 5.1) 85 0.35 0.3 Normalized sensitivity [-] 0.25 0.2 0.15 0.1 0.05 0 -0.05 0 2 4 6 8 10 12 Layer number [-] 14 16 18 20 14 16 18 20 (a) 0.3 0.25 Normalized sensitivity [-] 0.2 0.15 0.1 0.05 0 -0.05 -0.1 0 2 4 6 8 10 12 Layer numbe [-] (b) Figure 5.3: Axial sensitivity distribution for all 66 capacitance readings: (a) Triangular sensor, (b) Rectangular sensor; the dead zones are the areas indicated by the dashed line 86 (I.D. = 1/4 column I.D., relative permittivity = 3.8). The image is reconstructed on 20x20x20 resolution based on the algorithm described above. The volume image digitization is shown in Figure 5.1 c. The reconstruction process and data post-processing are run on a Pentium 4 machine, 3 GHz and a memory of 2 GB. 5.5 Reconstruction Results Figures 5.4 to 5.6 show the comparisons of reconstruction performance using the two electrode designs and the three reconstruction algorithms: Linear Back Projection (LBP), Landweber Technique (ILBP, Iterative Linear Back Projection) and NN-MOIRT. The iteration number is set as 100 for all cases. The reconstructions are based on actual capacitance measurements of dielectric objects: located in the center of the sensing domain and another sphere located half inside the sensing domain. Each row in every Figure contains two slice images of X-Z and Y-Z cuts in the first two columns and one 3D image in the 3rd column. The 3D image is an isosurface display with an isovalue of 0.5 of the maximum permittivity. Figure 5.4 shows the reconstruction results based on the LBP technique. Elongation in axial direction of the reconstructed images occurs to both objects in the single-plane triangular sensor. The axial elongation effect is expected as the sensitivity variation in the axial direction for the triangular electrode is insignificant as compared to that in the radial direction (See Figure 5.3 a). For the rectangular sensor (Figures 5.4 c and d), the technique gives relatively accurate shapes of the objects though a smoothing effect appears in the sharp boundary of the reconstructed images. The contrasts between low and high permittivity regions in the reconstructed images are relatively uniform in both radial and axial directions. The 87 (a) (b) (c) (d) Figure 5.4: 4 Reconstruction results of a sphere in the center and the edge of sensing domains using LBP technique: (a) (b) Triangular sensor, (c) (d) Rectangular sensor 88 conserved shape and the uniform contrast in the reconstructed image relate largely to the sensitivity variation, and thus spatial resolution, corresponding to the electrode design. This indicates that the triple-plane rectangular electrode gives relatively more uniform sensitivity variation in both the radial and axial directions as compared to the single-plane triangular sensor. Figure 5.5 shows the reconstruction results using Landweber Technique (iterative LBP). The reconstructed images are severely distorted in all cases for both sensor designs. An elongation effect is also observed for the triangular sensor. The reconstructed images appear to be directed toward the sensing sites with relatively stronger sensitivities, which correspond to the junctions between electrodes, causing a distortion and elongation due to a ”sensitivity-caused artifact” as described in Section 5.1.2. The distortion may also arise from noises contained in the capacitance data. The reconstructed volume images using NN-MOIRT algorithm are shown in Figure 5.6. For the triangular sensor; although elongation effect is still observed; the results are much better compared to those using LBP and Landweber techniques. The effect of noise to the reconstructed image is also minimal as compared on that using Landweber technique. For rectangular sensor, the reconstructed images are almost perfect except the contrast which is less clear as compared to those of the triangular sensor. By using a rectangular sensor arranged in three planes, thus increasing sensitivity variation in the axial direction, it can resolve the elongation problem which is caused by a non-uniform sensitivity strength between the axial and radial directions. However, with the same number of electrodes as in the triangular sensor, the spatial resolution for the rectangular electrode is decreased, resulting in less contrast in the reconstructed image. Increasing the number of electrodes per plane for the rectangular sensor will increase the contrast 89 (a) (b) (c) (d) Figure 5.5: Reconstruction results of a sphere in the center and the edge of sensing domains using Landweber technique: (a) (b) Triangular sensor, (c) (d) Rectangular sensor 90 Figure 5.6: Reconstruction results of a sphere in the center and the edge of sensing domains using NN-MOIRT: (a) (b) Triangular sensor, (c) (d) Rectangular sensor 91 between low and high permittivities in the reconstructed image. Figures 5.7 and 5.8 show a series of instantaneous volume-images of the same dielectric sphere as used in figures 5.4 to 5.6 when falling through the inside of the sensor based on image reconstruction results using the Landweber technique and NN-MOIRT. A distortion in the shape of reconstructed images from level to level is observed in the results using Landweber technique. On the other hand, the shape of the reconstructed images using NN-MOIRT is relatively conserved at every level, verifying the capability of the algorithm to resolve, to some extent, the effect of ”sensitivity-caused artifact”. This result also indicates that the technique requires less number of measurement data to generate the same image quality as produced by Landweber technique. The capability to minimize the effect of ”sensitivity-caused artifact” is essential, in particular for volume imaging, as there will always be non-uniformity in the sensitivity strength due to the ’soft field’ effect. The use of entropy function and the distribution of the weight coefficients to the different objective functions are considered to be effective in minimizing the effect of ”sensitivity-caused artifact”. Both factors are unique to the NN-MOIRT algorithm. Distribution of weight coefficients is made in such a way to provide a uniform speed of convergence in each voxel. 5.6 Conclusion The dynamic volume imaging technique based on the principle of ECT has been developed. The technique enables a real time 3D imaging of a moving object; or a real time volume imaging (4D); and allows a total interrogation of a whole volume within the sensor domain. The work has successfully reconstructed experimental data of actually moving object for the first time. The technique is feasible for real time 92 Figure 5.7: 3D image of actually falling sphere reconstructed using Landweber technique 93 Figure 5.8: 3D image of actually falling sphere reconstructed using NN-MOIRT 94 volume imaging of multiphase flow systems. Volume imaging of multiphase systems in conduits such as pipe bends, T-junctions, conical vessels or other complex geometrical systems, where no other technique is available in the past, is also possible in the near future. The technique also opens possibility for real time 3D medical imaging of human body. 95 CHAPTER 6 MULTIMODAL TOMOGRAPHY SYSTEM BASED ON ECT SENSORS Industrial flow processes tend to be complex in nature, and often involve a variety of components in a combination gas, liquid, and solid phases. Process (flow) tomography has provided a leap forward in real-time flow estimation for improved industrial process monitoring and control [70]. Implementation of process tomography have been achieved through a variety of techniques. The most conspicuous techniques are those based on measurement of electrical properties, through the utilization of capacitive, conductive, or inductive nature of the flow components under investigation. In most cases, electrical tomography is implemented based on measurements of a single constitutive property, viz. permittivity for electrical capacitance tomography (ECT) or conductivity for impedance (resistivity) tomography. However, the need for real-time imaging of complex processes involving multiphase components have motivated in recent years the development of imaging systems exploiting multiple electrical properties [5], i.e., multimodal tomography. Multimodal tomography is, in general, implemented through three different strategies [89]: (i.) integration of two or more sensor tomography hardware components into one imaging system (e.g., gamma-ray and ECT tomography [8]), (ii.) use of 96 reconstruction techniques capable of differentiating between different components and phases based on a single sensing signal (e.g., multicriteria reconstruction techniques [89]), and (iii.) use of single sensor hardware to acquire different signals corresponding to different electrical properties (e.g., impedance tomography sensors for imaging permittivity and conductivity [108]). Although the first strategy is fast, it has a major disadvantage in terms of its high cost and instrumentation complexity (added hardware). In addition, the data acquisition needs to be carefully coordinated for real-time applications to yield consistent data at different time frames. The second strategy is the least costly to implement. However, it yields relatively longer reconstruction times due to more involved reconstruction algorithms. The third strategy is inherently multi-modal since it provides all required information (on different electrical properties) using the same sensor hardware and same reconstruction technique. Moreover, integration of such systems with multi-modal reconstruction techniques can provide independent data for different phases in the imaging domain. For example, obtaining both capacitive and conductive (impedance) flow information simultaneously is beneficial in many applications [108], particularly when the flow under consideration is a mixture of components with widely different conductivity and permittivity constants such as oil flow along a pipeline. Electrical impedance tomography (EIT) has been extensively used for both medical and industrial applications [13]. Although EIT commonly refers to (unimodal) resistivity tomography systems, it can also be used for permittivity/conductivity imaging by considering amplitude and phase measurements of the interrogating signal. However, such applications depend on current injection [17], which requires direct 97 contact between the sensor and imaging domain. This is not viable when an insulating element separates the flow of interest from the sensor system itself, as in the case of many industrial processes. In this case, one common requirement for the tomographic system is to be both non-invasive (i.e., not in direct contact with the domain of interest) and non-intrusive (i.e., not to affect the process under examination) [98]. In this work [48], a new non-invasive multimodal tomography system is proposed based on the use of ECT sensor technology. Unlike usual ECT sensor operation which assumes a static interrogating field, the interrogating field of the proposed system operates under quasi-static conditions. The ECT sensor system is employed to simultaneously measure variations in both capacitance and power corresponding to permittivity and conductivity distributions, respectively, within the sensing domain (vessel). A dual capacitance/power sensitivity matrix is obtained and used in approximate image reconstruction algorithm based on iterative linear back projection (ILBP). The system performance is tested on different permittivity and conductivity flow distributions, showing very good results. 6.1 6.1.1 ECT Sensor Data ECT sensor ECT sensors as the one depicted in Fig. 6.1 are usually non-invasive and nonintrusive. An ECT sensor generally consists of n electrodes placed around the region of interest, providing n(n − 1)/2 independent mutual capacitance measurements. Unlike usual EIT sensors that use direct current injection as excitation signal, ECT sensors rely on a time varying driving signal [108]. In a typical ECT system, the frequency of the excitation signal is about 1 − 10 MHz, and the sensor size is less than few 98 Figure 6.1: Cross section of ECT sensor consisting of six electrodes surrounding a cylindrical vessel. meters in either dimension. As a result, the wavelength is much larger than the size of the sensor and a static or quasi-static approximation can be employed to describe the field behavior. ECT analysis in the literature is carried out by assuming a static approximation for the electric field distribution (modulated by the time variation). In the static approximation, the coupling between the electric and magnetic field coupling is ignored, with the effect of the later is ignored for ECT purposes. Applying a quasi-static approximation in Maxwell’s equations, the electric field distribution obeys the following equation: ∇ · (σ + jω)∇φ = 0, (6.1) ~ = −∇φ is the electric field intensity, ω is the where φ is the electric potential, E angular frequency, σ is the conductivity, and is the permittivity. 99 The mutual capacitance Cij between any two pair of electrodes i and j (source and detector) is given by 1 I ∇φij · n̂dl, Cij = − 4Vij Γj (6.2) where 4Vij is the potential difference, Γj is a closed surface (or path in 2-D) enclosing the detecting electrode, and n̂ is the unit normal vector to Γj . Moreover, the r.m.s. power dissipated by a conductive object in the domain of interest, given the potential distribution φij due to the source electrode i and grounded detector electrode j, is given by 1 ZZ σ|∇φij |2 dS, Pij = 2 Ω (6.3) Equations (6.2) and (6.3) relate the permittivity and conductivity distributions to (global) measurements of capacitance and power, respectively. The solution for Cij and Pij given (x, y) and σ(x, y) constitutes the forward problem. The process of obtaining (x, y) and σ(x, y) from capacitance and power measurements constitutes the inverse problem. 6.1.2 Equivalent Lumped-Circuit Models It is useful to express field relations in terms of equivalent lumped-circuit models whenever possible [1] [81] [41]. In the present scenario, equivalent circuit models for each parallel plate pair of the ECT sensor can be constructed as a parallel association of a lumped resistor Rij and capacitor Cij , characterizing ohmic losses and mutual capacitance, respectively, between each parallel plate pair ij of the ECT sensor. These lumped elements have different values whether an empty vessel case is considered or an object is present in the imaging domain. In particular, the equivalent resistor is zero if the background medium associated to an “empty” vessel scenario is lossless. 100 The equivalent parameters can be extracted both from measurements and from field calculations, and then used for the reconstruction process, as detailed below. In terms of the field distribution and the constitutive parameters, the resistance Rij and the change on Cij can be approximated as −1 ∆Vij2 Z Z f 2 , σ|∇φij | dS Rij = 2 Ω 1 I e ∇φeij − f ∇φfij · n̂dl, ∆Cij = ∆Vij Γj (6.4) (6.5) where the superscript e refers to the empty vessel case, and f to the filled (loaded) vessel case. 6.2 Sensitivity matrix Obtaining inverse solutions for σ and f given Rij and ∆Cij data can be time consuming [105]. The main difficulty for ECT sensors (and for electrical tomography sensors in general) is the soft-field nature of the problem [37]. In soft-field tomography, the interrogating field (potential) φ depends on the electric property distributions σ and f in a nonlinear, complicated fashion. Moreover, there is no analytic solution for the forward problem in general, and accurate solutions can only be obtained in general via brute-force computational techniques [54]. The large computational resources and long computational time required make these techniques costly and impractical for fast (real-time) reconstruction and monitoring. A popular approximation strategy used in practice consists on a linearization of the problem using sensitivity matrix models [35]. The sensitivity matrix is built by considering small perturbations (pixels) filled with a material of higher permittivity or conductivity. The response of the sensor for each perturbation is organized in a (sensitivity) matrix according to their location in the sensing domain to form a basis set for (linear) reconstruction. Moreover, 101 the forward solution in this case is obtained as a superposition of sensor responses to different perturbations, commonly referred to as linear forward projection (LFP). The sensitivity matrix acts as a forward projection matrix between electric property distribution and sensor boundary measurement. The transpose of the sensitivity matrix can be used for back projection. Back projection techniques are used to solve the inverse problem and include variants such as linear back projection (LBP) [35], iterative linear back projection (ILBP) [37], pseudo-inverse projection [105], and regularized projection [62]. In this work, a dual sensitivity matrix that includes both capacitance and power measurement data is constructed and used for solving both forward and inverse problems in an approximate fashion. The dual matrix elements are approximated based on the electric field distribution in the empty sensor scenario. 6.2.1 Capacitance matrix As discussed above, the sensitivity matrix is constructed by calculating the system response to different electric property perturbations in the sensing domain. In case of capacitance tomography, the perturbed property is electric permittivity. An approximate (first-order perturbation) method for sensitivity matrix calculation has been introduced in [47] based on approximating the capacitance difference introduced by a perturbation using the electric field from an empty sensor. The difference in capacitance is related directly to the difference in total stored energy caused by the permittivity pixel. This energy difference is composed of two components [47]: internal to the pixel ∆Wint = a(i α2 −e )|E~0 |2 /2 ≡ βint |E~0 |2 , and external to the pixel ∆Wext = aγ 2 e |E~0 |2 ≡ βext |E~0 |2 , were a is the effective pixel volume, i is the pixel 102 permittivity, α is the pixel polarizability (a geometric factor), e is the background permittivity around the pixel, E~0 is the (unperturbed) electric field amplitude at the pixel location, γ is a constant related to the relative permittivity values. The constants βint and βext are introduced to simplify the final equations. Combining these two equations, we have ∆C = 2(βext + βint )|E~0 |2 /(∆V )2 . In order to solve for the sensitivity matrix, the sensor model has to be solved only once in the empty case. The sensitivity matrix is normalized according to the capacitances measured for the empty and fully dielectric filled vessels as ∆Cijm = ∆Cij , − Cije Cijf (6.6) where ∆Cijm represents normalized sensitivity matrix elements, and Cijf and Cije are the elements for filled and empty vessels, respectively. From the previous considerations (linear approximation), this would produce positive normalized capacitances in all cases. In practice, due to nonlinearities in the actual problem, negative values for the sensitivity matrix elements can occur. In general, the efficacy of the above linearization approach is established based on its integration into iterative approximate reconstruction algorithms, as detailed in Section V. 6.2.2 Power matrix Similarly to the capacitance matrix, each element in the power matrix linearizes the relation between the conductive (heating) loss and a small conductive pixel perturbation in an insulating background given by Eq.(6.3), integrated over a (small) pixel volume with conductivity σ. The electric field is found by solving eq. (6.1) and using eq.6.3 to determine the dissipated power. In order to simplify this calculation, we assumed that the 103 Normalized E field 0 10 ε =1 ε =10 ω =10 MhZ −1 |E/E0| 10 −2 10 −3 10 −4 10 −6 10 −5 10 −4 10 −3 10 −2 σ 10 −1 10 0 10 1 10 Figure 6.2: Normalized electric field |E/E0 | as a function of conductivity σ 104 Figure 6.3: Normalized electric field |E/E0 | as a function of relative permittivity r 105 Resistive power loss for normalized E −3 10 ε =1 ε =10 −4 ω=10 MhZ 10 −5 Pn 10 −6 10 −7 10 −8 10 −6 10 −5 10 −4 10 −3 10 −2 σ 10 −1 10 0 10 1 10 Figure 6.4: Power dissipation inside the pixel for the normalized electric field in Figure 6.2 as a function of conductivity σ 106 perturbation is a small spherical pixel with uniform conductivity and an (effective) uniform electric field in its interior that is a function of the unperturbed (empty vessel) electric field E~0 and a correction factor f (ω, σ, ) to be determined. In this way, eq. (6.3) is written 1 ∆P = aσ|E~0 f (ω, σ, )|2 . 2 (6.7) In this approximation, the forward problem needs to be solved once for |E~0 | to determine the power matrix. However, f (ω, σ, )) is dependent upon the solution of Poisson equation since, in practice, σ can vary by many orders of magnitude. The factor f (ω, σ, ) is approximated differently at three regimes, so that ∆P is approximated as follows 1. Diffusion regime (σ ω) : 10−3 1 ∆P ≈ aσ |E~0 | 2 σ !2 (6.8) 2 (6.9) 2. Convection regime (σ ω): 1 1.88 ∆P ≈ aσ |E~0 | 2 r 3. Mixed regime (σ ≈ ω) : 1 1 ∆P ≈ aσ |E~0 | 2 |σ + jω| !2 (6.10) The approximation for f is illustrated by FEM simulation results shown in Figs. 6.2, 6.3, and 6.4. The FEM results considers a small spherical pixel with 10 mm radius placed in a 10 MHz (actual ECT sensor operation frequency) uniform electric field, and show the results for the normalized electric field and associated power loss. Note that maximum power dissipation occurs when σ ≈ ω. The power matrix is 107 normalized analogously to the capacitance matrix. However, since the the power dissipated in the empty vessel case is zero, the power sensitivity matrix elements remains positive, regardless of nonlinearities being neglected. It is important to point out that the power matrix calculation provided above is based on the assumption that the skin depth δs is much greater than the physical size of the sensing domain. Otherwise, the power measurement technique will not provide a correct estimation of the actual conductivity distributions. Reduced skin depths distort capacitance measurement as the electric field will have a fast decay and may not pervade the entire sensing domain. This puts a limit on the maximum conductivity feasible to be imaged. A possible remedy is to decrease the frequency of operation so as to increase the skin depth for a given conductivity. However, lower frequencies produced lower (power) signals, characterizing a fundamental trade-off. 6.3 Reconstruction The soft field nature and ill-posedness of the inverse problem are the main problems encountered in the reconstruction step. Although more accurate nonlinear inverse problem solutions have been the subject of intensive research, the most commonly applied reconstruction techniques are still based on (linearized) sensitivity models. In this work, iterative linear back projection (ILBP) is used for approximate image reconstruction. In ILBP, both forward and inverse problems are solved iteratively to minimize the residual image error. In contrast to traditional ILBP based on a single modality sensitivity matrix, a dual modality sensitivity matrix is employed here. The first component of the matrix represents the capacitance perturbation, 108 whereas the second component refers to the conductivity perturbation, as detailed in the previous Section. In ILBP, the image vector is updated iteratively to minimize the error between measured and calculated data according to: h Gk+1 = Gk + τ S T M − SGk i (6.11) where the calculated data is obtained from the (last) reconstructed image using linear forward projection. In the above, G is the image vector, k is the iteration number, S is the sensitivity matrix, τ is a factor controlling the reconstruction convergence, and M is the boundary measurement. In the dual modality reconstruction performed here, G and M are both complex vectors, with real part associated with the permittivity distribution and measured capacitance, respectively, and imaginary part with conductivity distribution and measured dissipated power, respectively. Further improvements on the image quality of the approximate ILBP reconstruction are generally implemented through applying (postmode) image constraints, regularization parameters, and/or image processing filters. For example, a limiting constraint of maximum and minimum reconstructed pixel values can be applied to equation (6.11) for benefit of the so-called projected Landweber iteration![101]. In this work, a thresholding filter is applied to the reconstructed images in their postmode. This filter is aimed at removing smooth transitions between regions of different electrical property due to blurring caused by ILBP. Implementing iterative reconstruction techniques requires solving the forward and inverse problems multiple times. The use of sensitivity matrix models in its present form also reiles on the assumptions that the field distributions that are not strongly affected by the permittivity and conductivity pixel distributions for the complementary 109 measurements, viz., power and capacitance measurements, respectively. Although this assumption does not remain valid in general, it is valid in convection dominated and diffusion dominated regimes. In both cases, one electrical property is dominant over the other in determining the measurement perturbation, and reconstruction can be performed independently for the permitttivity and conductivity distributions. 6.4 Recontruction Results and Discussion A 10 MHz ECT sensor layout composed of 12 electrodes as depicted in Fig. 6.1 is used to assess the multimodal tomography system performance proposed here. Simulations for sensitivity calculations and boundary measurements are carried out using FEM, where a dual sensitivity matrix for capacitance and power perturbations is constructed based on the electric field distribution in the empty sensor state. Boundary measurements of capacitance and power, as well as sensitivity elements, are normalized for image reconstruction according to cm = M Mm − Me Mf − Me (6.12) where M e , M f are the boundary values (power and capacitance) when the vessel domain is entirely filled with low and high values of the corresponding electric property (conductivity for power and permittivity for capacitance), and M m is the measured data. The reconstruction process and data forward simulations were carried out on a Pentium IV computer, with 2 GHz processor and a 1 GB RAM memory. The sensing domain is a cylindrical vessel with 1 m radius. Inside the sensing domain, various fluid flow distributions are simulated as indicated by the original distributions in Figs. 6.6, 6.7, 6.8, and 6.9. In this case, a cylindrical flow zone with 0.5 m radius (zone A) and a cylindrical ring flow zone with 0.667 m inner radius and 0.95 m outer radius (zone 110 B), with each zone having a different pair σ and , co-exist. The background medium is set as = 1, σ = 0. Permittivity values refers here to relative permittivity. The corresponding reconstruction results using ILBP are shown in the same figures. In Fig. 6.5, power measurements for each capacitor plate pair are provided for the flow distribution when relative permittivity of both zone A and zone B is 5, and the conductivity values are indicated in the Figure. Although the measured dissipated power changes with the conductivity, it does not uniquely predicts the conductivity value. This is because the dissipated power may depend on the permittivity constant as well, as shown in Fig. 6.4. As discussed in Section 6.3, the relative value of conductivity with respect to permittivity is an important variable for defining the performance of reconstruction. In Fig. 6.6, the high value of conductivity constant in the zone A (diffusion dominated) enables the solution to converge to two distinct regions of (pure) permittivity and conductivity maps. In Fig. 6.7, the electric field distribution is mainly controlled by the permittivity constant due to relatively small values of the conductivity. As a result, the permittivity reconstruction captures both zone A and zone B distributions. The conductivity reconstruction, on the other hand, is again able to reconstruct the (less) conductive zone A (convection dominated) satisfactorily. Thus in the case of either convection- or diffusion-dominated cases, an independent reconstruction of permittivity and conductivity can be implemented. Fig. 6.8 shows a further example, where small conductivity is present in both zone A and zone B, and both permittivity and conductivity reconstructions perform satisfactorily. The skin depth in all these cases is much larger than the size of the imaging domain, and the permittivity distribution is reconstructed without significant influence from the conductivity distribution. 111 Figure 6.5: Power vectors of forward solutions for the flow distribution depicted at the bottom right corner. The electrical properties for (ring) zone B are = 5 and σ = 0, whereas for (central) zone A, = 1 and σ varies as indicated by the legend. 112 A: Original Distribution σ =0 ε =5 0 B: Conductivity Distribution C: Permittivity distribution σ =1 ε =5 0.5 1 0 0.5 1 0 0.5 1 Figure 6.6: Reconstruction results for the original distribution values depicted on the left (diffusion dominated case). However, as menioned above, recontruction for a diffusion dominated regime may fail for conductivity values producing skin depths below vessel size. This is illustrated in Fig. 6.9, where the effect of a skin depth of δs ≈ 0.18m in a 1 m radius vessel is depicted. It is clear from the figure that boundary measurements are unrepresentative of the electrical property distribution. Further examples are illustrated in Fig. 6.10 and Fig. 6.11 where two separate with different electrical properties bubbles coexist. In the example of Fig. 6.10, both permittivity and conductivity distribution are captured, but the permittivity distribution of the high conductivity region is affected by the reduced skin depth there (note 113 A: Original Distribution σ =0 ε =5 0 B: Conductivity Distribution C: Permittivity distribution σ =10−5 ε =5 0.5 1 0 0.5 1 0 0.2 0.4 0.6 0.8 Figure 6.7: Reconstruction results for the original distribution values depicted on the left (convection dominated case). the assymetry in the permittivity reconstruction). In the example of Fig. 6.11, permittivity and conductivity distribution are captured without significant skin effect. Note that all reconstruction images provided are normalized to unity. 6.5 Conclusions In this work, a new non-invasive multimodal EIT/ECT system based on the ECT sensor hardware has been discussed. The new tomography system is based on quasistatic analysis of ECT sensor with both capacitance and power measurements used for permittivity and conductivity imaging. A dual sensitivity matrix based on linearizing assumptions is obtained and used in an approximate ILBP reconstruction algorithm. 114 A: Original Distribution −5 σ =10 ε =5 0 B: Conductivity Distribution C: Permittivity distribution σ =10−5 ε =5 0.5 1 0 0.5 1 0 0.2 0.4 0.6 0.8 Figure 6.8: Reconstruction results for the original distribution values depicted on the left (convection dominated case). The developed tomography system overcomes the need for sensor contact and invasion when impedance imaging is performed based on current injection. Reconstruction results based on representative data have showed the capability of the system in providing approximate conductivity and permittivity maps via ILBP. Direct use of traditional reconstruction techniques such as ILBP assumes independence between power and capacitance signals. This is valid when one electrical property dominates over the other in determining the measurement data. On the other hand, any correlation can be explored towards developing new reconstruction techniques tailored for this problem in the future. 115 A: Original Distribution σ =10 ε =5 0 B: Conductivity Distribution C: Permittivity distribution σ =10−5 ε =5 0.5 1 0.1 0.2 0.3 0.4 0.5 0 1 2 3 Figure 6.9: Reconstruction results for the original distribution depicted on the left. Because of the reduced value of the skin depth at ring zone B, the reconstruction fails to reproduce the original distribution. 116 A: Original Distribution σ =1 ε =5 B: Conductivity Distribution C: Permittivity distribution σ =10−5 ε=5 0 0.5 1 0 0.5 1 0 0.5 1 Figure 6.10: Reconstruction results for a two-sphere case, with the original distribution values depicted on the left. A: Original Distribution σ =0 ε =5 0 B: Conductivity Distribution C: Permittivity distribution −5 σ =10 ε =1 0.5 1 0 0.5 1 0 0.5 1 Figure 6.11: Reconstruction of simulated data for a 2 sphere case with the original distribution depicted on the left of the Figure 117 CHAPTER 7 CONCLUSION AND FUTURE WORK The problem of ECT is inherently inter-disciplinary, and investigation of ECT systems has been focused on reconstruction techniques and hardware design. The hardware and reconstruction process have been deeply investigated over the last decade [106] [83] [91]. Available commercial ECT systems are based on linear back projection reconstruction technique applied on data typically obtained from 12 to 16 rectangular capacitance plates. A number of studies have demonstrated acceptable reconstruction results based on iterative reconstruction techniques. However, application of such techniques to on-line commercial ECT systems is limited by the excessive time required for reconstruction. On the other hand, low signal to noise ratio of measured capacitance from the available hardware restricts the number of plates mounted on the sensor [83]. An increase on the number of plates has considerable effect on reducing the ill-posedness of the ECT problem and increasing the resolution of reconstructed images. The main goal of this work was to introduce a commercial ECT system capable of providing on-line volume imaging with higher image resolution. Such development requires the application of iterative reconstruction with a speed high enough to capture changes of multi phase flows in real time. The inverse ECT problem has been 118 solved based on the 3D NN-MOIRT reconstruction technique. This reconstruction algorithm overcomes the problem of real time imaging through the capability of being implementable on a hardware chip. The forward problem has been solved based on feed forward neural networks for improved image reconstruction. Again, the developed forward solver has the advantage of being realized on hardware chips making real time iterative reconstruction possible. One important conclusion of this work is that real time volume imaging using ECT is possible and expected to appear as a commercial product in the near future. 7.1 Reconstruction techniques Recent trends of reconstruction techniques have been directed toward regularizationbased reconstruction and multi-criterion optimization reconstruction. In the former case, a form of regularization is applied during reconstruction to reduce noise effects in the reconstructed image, and to improve transitions between regions with different electrical properties. ECT constitutes an ill-posed sensor problem in which the capacitance response for different locations of permittivity perturbations can change dramatically. As a result, the signal to noise ration of capacitance data obtained in response of a permittivty change in the center of the domain is much smaller than that for a near wall location. Occasionally, the noise level for a centrally located purturbation is even greater than the capacitance difference signal. Thus, using the sensitivity matrix for image reconstruction requires the inversion of an ill-conditioned system matrix. Regularization is applied through different methods, i.e., by modifying the eigenvalues for improving the condition number of the system matrix [95] or by applying a form of image filtering during reconstruction [49]. The error difference between 119 the measured and calculated capacitance is minimized iteratively. This method of reconstruction does not account for the quality of the resulting image during reconstruction. The reconstruction criteria is dependent only on the measured capacitance vector (mean square error criteria), which may be not completely representative of the original permittivity distribution due to noise contamination. In the ideal (noise free) case, the mean square error criteria is enough for image reconstruction and can lead to a very good approximation to the exact distribution. On the other hand, in multi criterion optimization based reconstruction techniques, a set of objective functions based on the measured capacitance and quality of reconstructed images are optimized during the reconstruction process. Using a noisy capacitance vector for image reconstruction does not guarantee convergence to the correct image. Objective functions depending on the quality of reconstructed image are used to direct the reconstruction process toward the most acceptable image. The use a Hopfield neural network for optimization is an important step toward real time imaging as it can be realized on electronic hardware leading to a very fast iterative reconstruction process. 7.2 Forward problem The forward problem in iterative reconstruction is an important step for convergence to the desired image. In this work, a feed forward neural network has been applied for this purpose. Using neural networks for solving this problem has been motivated by their high speed, accuracy in case of proper training, and ability to adapt to the complexity of a severely ill-posed ECT problem. Moreover, the ability 120 of realizing a trained network on an electronic chip provides a route to developing real time 3D commercial ECT systems. Forward solutions produced by the proposed method have demonstrated the feasibility of the neural network technique for image reconstruction. 7.3 3D volume tomography Applications of 3D ECT have been also carried out through quasi-3D imaging. In quasi-3D imaging, the 3D image is obtained through stacking 2D images at different cross sections. Image processing has been applied in some cases to reduce the mismatch between different 2D stacked frames. The superiority of optimization techniques, and more specific the 3D NN-MOIRT, has been demonstrated through the direct 3D imaging (volume imaging). The 3D ECT problem is more ill-posed than the 2D problem, and the ration of unknowns to measurement data is far greater than in the 3D case. The results demonstrated in this work have shown the capability of 3D NN-MOIRT for obtaining volume images directly from measurement data. The 3D reconstruction has been modified to include objective functions suitable for 3D applications. The 3D NN-MOIRT reconstruction technique has been validated based on experimental measurements. It is important to mention that the success of any volume reconstruction technique depends on the 3D sensor being used. Generally, a 3D sensor is one capable of providing sensitivity variation along the axial direction which can be utilized for 3D image reconstruction. Different parameters of the sensor can be optimized to obtain such variation. However, a usable 3D sensor has been introduced for the first time 121 in this work. It is expected that tomography research will focus on optimizing 3D sensors in the near future. The impact of this recent development on industrial processes is expected to be significant. Until recently, theories of chemical reaction and multi-phase process has been based on assumption and observations proved in some cases to be wrong. The development of real time 3D imaging is an important step toward a better understanding of chemical reaction evolution and process dynamics. However, full exploitation of these recent developments requires the integration of the developed reconstruction technique along with the 3D sensor and appropriate data acquisition hardware into a commercial product. Work is currently in progress toward this goal. 7.4 Multi-modal electrical tomography Imaging of different electrical properties has been a mean of studying complex flows due to the diversity they provide for the interrogating signal. Traditionally, the diversity of interrogating signal has been explored through invasive methods such as current injection in electrical impedance tomography (EIT). In this work, a multimodal tomography system based on electrical capacitance sensor has been developed through joint use of capacitance and power measurements for permittivity and conductivity imaging respectively. The new system combines the merits of multi-modal systems in terms of increased imaging capability, and electrical tomography systems in terms of speed and safety. In addition, the developed system is non-invasive since it uses the ECT sensor for capacitance and power measurement. 122 The proposed multi-modal system uses the same reconstruction techniques developed for electrical tomography systems in general. However, reconstruction can be improved if the correlation between permittivity and conductivity maps is accounted for during reconstruction. 7.5 Future work As this work was aimed at improving the overall performance of ECT systems for commercial use, several topics have been investigated such as forward and inverse solvers, 3D reconstruction and multi-modal tomography. However, the improvements provided in this dissertation do not provide a complete remedy for different challenges in ECT technology, and research is on going for finding better alternatives. Suggestion for future work may include all aspects of electrical tomography technology. Yet, the most prominent suggestions based on this dissertation are highlighted in the following. 7.5.1 3D neural network forward solver The electrical tomography problem is generally ill-posed and non-linear in all its disciplines. These problems have commonly been tackled through iterative reconstruction techniques. In the forward problem, different methods have been used to obtain a satisfactory solution. Research so far has focused on the 2D scenario regarding both inverse and forward solutions. In a development provided in this work, a 3D reconstruction technique capable of obtaining whole volume images directly from boundary measurements has been presented. This new development is based on using the sensitivity matrix for solving the forward problem in the iterative scheme. The sensitivity matrix has 123 been; to a certain extent; used successfully in iterative reconstruction. Nevertheless, its use reveals several limitations due to the ill-posed and non-linear nature of the problem. In the 3D case, these problems are exacerbated as the 3D problem is more ill-posed compared to 2D, and stronger in non-linearity. The severity of ill-posedness of the problem comes from the increased number of unknowns for the same number of boundary measurement data compared to the 2D case. The stronger non-linearity is mainly caused by the variation of electric field along the axial direction, which is assumed to be uniform in the 2D case. Based on the characteristics of the 3D problem, the need for a fast non-linear 3D forward problem solver is even more urgent. Thus, feed forward neural networks can be investigated for solving this problem due to their characteristics discussed before. It should be noted that the neural network is more involved in the 3D case, and an investigation on optimal regularization parameters is necessary. Moreover, the neural network topology has to be chosen accordingly. On this aspect, and radial basis functions might provide better results for 3D. 7.5.2 3D sensor design In 3D reconstruction, the sensor hardware plays a major role in defining the quality of reconstructed images. In this regard, two types of sensor hardwares have been exploited in Chapter 5. However, defining the appropriate sensor for a certain application is not a trivial matter, and further different types of sensors need to be investigated for a better understanding of the problem. The easiest way of introducing a variation of the field along the axial direction is by changing the number of plates and the plate shape. In Appendix B, different sensitivity maps for different sensors are 124 provided. Yet, choosing the appropriate shape usually requires a change in the sensor design, which is a costly operation both in time and money. One possible solution is the design of adaptive 3D sensor that can change the sensor plate shape and number of planes electronically. The new sensor would take a shape similar to the one depicted in Figure 7.1 where different synthetic sensors can be formed by combining the signals from the small plate elements. It is important to note that combining different plate elements in different ways would result in different sensitivity matrices. The problem can be solved based on combining sensitivity matrices from different elements to form the new sensitivity matrix. 7.5.3 Multi-modal electrical tomography ECT sensors are used for permittivity imaging through capacitance measurement. In this work, we have illustrated the use of ECT sensors for simultaneous permittivity and conductivity imaging through capacitance and power measurements, in an inherently multi-modal electrical tomography. For this technology to be implemented in industrial applications, it is suggested to design a data acquisition system capable of dual capacitance and power measurements. Research in tomography hardware is well established and the realization of this technology into a commercial product is expected to enhance imaging capabilities of multi-phase systems. Reconstruction for the combined permittivity/conductivity maps can be implemented based on already developed reconstruction techniques for different electrical tomography modalities. However, the power and capacitance signals are correlated, and a new reconstruction technique capable of including the nonlinear interaction 125 Figure 7.1: Adaptive 3D sensor composed of small plate elements. Different shapes of plates and planes can be formed by connecting the small plates together. 126 between permittivity and conductivity distributions is another possible direction of future work. 127 APPENDIX A FINITE ELEMENT METHOD FOR SOLVING THE ECT FORWARD PROBLEM Although the sensitivity matrix model for approximating the forward solution of an ECT problem is the most popular, other techniques have also been investigated in literature. The Finite Element Method (FEM) is the most prominent among bruteforce computational techniques for electrical tomography systems forward problem solving. The FEM is based on dividing the problem domain into a finite number of elements. The elements can be triangles or quadrilaterals in 2D applications, or more generally, tetrahedrons or hexahedra in 3D applications. The process of combining the cells into a one complete structure that discretizes the spatial domain is referred to as mesh generation. Mesh generation is a challenging process in which the appropriate sizes of elements had to be found to adequately discretize the problem [79]. In ECT, the main equation to be solved is Poisson equation ∇ · (ε(x, y, z)∇V (x, y, z)) = −ρ(x, y, z), (A.1) where (x, y, z) is permittivity distribution, V (x, y, z) is electrical potential distribution, and ρ(x, y, z) is charge distribution. The solution, V can be approximated in 128 terms of a set of basis functions as: Ṽ (x, y, z)) = N X αj φj (x, y, z), (A.2) j=1 where N is the number of basis functions used, αi is a scaling factor, and φi (x, y, z) is the ith basis function. Since a finite number of basis function is being used, the residual error in this case is found as: ∇ · (ε(x, y, z)∇Ṽ (x, y, z)) + ρ(x, y, z) = r(x, y, z), (A.3) where r(x, y, z) is the residual. One approach of finding the approximate solution using finite elements is to enforce a zero residual error on certain points of the domain (point matching). In this case the enforcing equation takes the shape: N X j=1 αj ∇ · (ε(x, y, z)∇φj (x, y, z)) + ρ(xi , yi , zi ) = 0, (A.4) xi ,yi ,zi where i = 1, · · · , N . Transforming the problem to a matrix equation leads to [Kij ] [αj ] = [−ρ(xi , yi , zi )] , (A.5) where Kij is the ith point solution of the j th basis function. Another form of minimizing the residual is through applying a testing function procedure; i.e.; Z 0 1 Z 0 1 Z 0 1 h i ∇ · (ε(x, y, z)∇Ṽ (x, y, z)) + ρ(x, y, z) ui (x, y, z)dxdydz = 0, (A.6) After integration by parts, we arrive at what is commonly referred to as the weak form of the original problem. The solution in this case depends highly on the selection of ui (x, y, z). Following Galerkin’s approach, the same set of basis function can be used as testing functions. In a matrix form the above becomes: [Kij ] [αj ] = [fi ] , 129 (A.7) where [Kij ] is the stiffness matrix and its elements are the weak form of the original problem with zero charge distribution for the it h basis function and j t h testing function, and [fi ] is the forcing vector of the form: Z 0 1 Z 0 1 Z 0 1 ρ(x, y, z)φi (x, y, z)dxdydz = 0, (A.8) where φi (x, y, z) is the it h testing function. Applications of FEM to electrical tomography problems are commonly based on setting a fixed mesh independent of the property distribution. This technique is used to overcome the complexity and excessive time required for generating a new mesh for each imaging frame or iteration during the reconstruction process. 130 APPENDIX B 3D RECONSTRUCTION RELATED ISSUES B.1 3D sensor Conventional 3D imaging (or 3D static imaging) is based on combining different cross sections of 2D images to form a pseudo 3D image. This technique has been applied to different modalities of tomography reconstruction and has demonstrated successful results in some cases, especially in hard field tomography. In ECT, application of static 3D imaging has been limited by the relatively large size of sensor plate and the severely ill-posed reconstruction problem. The sensor in ECT is bounded by a minimum size of 5 cm in the axial direction due to the low SNR of sensed signal. Thus, 3D static imaging suffers major drawbacks in terms of image quality, as illustrated in Figure B.1. As mentioned earlier, capture of distribution variance along the axial direction is based on a change in the interrogating signal along the same direction. In ECT, this variation is achieved through different sensor designs. These designs are based on exploiting the soft field nature of ECT for 3D imaging. Plate shapes and number of planes are the main elements used for field variation. In Figures B.2-B.4, different sensor designs with the associated field variation are provided. In Figure B.2, the 3D 131 Conventional Tomography Static object 2D Image Reconstruction Static 3D Reconstruction Volume-Tomography Static/Dynamic 3D Reconstruction Static/Dynamic 3D object Volume (3D) Image Reconstruction Figure B.1: ECT volume tomography verses conventional 3D ECT. 132 variation is established through modifying the plate shape. In Figures B.3 and B.4, the use of different planes in distributing the sensor plates provides the required axial field variation. Note that a trade off between axial and spatial resolution exists as the number of planes is increased. Other forms of 3D sensor can be obtained through using non-symmetrical plate shapes in a multi plane sensor. B.2 Neural networks forward solver for 3D reconstruction Solving the forward problem is an important part of any iterative image reconstruction available for tomography applications. Providing an accurate forward solution is part of the ongoing research toward better reconstruction results. In case of 3D ECT volume reconstruction, the need for fast and accurate 3D forward solvers is even more urgent as the problem is larger in size and more severly ill-posed when compared to the 2D case. Following the successful implementation of 2D forward solvers based on feed forward neural networks, some issues on the application of neural network solutions for the 3D case are discussed next. B.2.1 Data preprocessing Although reconstruction in case of ECT is a nonlinear problem due to its soft field nature, applying iterative techniques based on minimizing the mean square error is sufficient for obtaining an optimal inverse problem solution in the noise-free case. However, in the practical applications capacitance measurement data is always contaminated with noise. The noise has different effects depending on the level of the measured capacitance value. The SNR is minimum for capacitance data corresponding to the center region of the imaging domain. 133 Plate 7 Plate 4 Plate 2 Plate 11 Plate 1 Figure B.2: Sensitivity matrix of a trapezoidal sensor. 134 Plate 9 Plate 11 Plate 5 Plate 2 Plate 1 Figure B.3: Sensitivity matrix of a square double plane sensor. 135 Plate 11 Plate 9 Plate 5 Plate 3 Plate 1 Figure B.4: Sensitivity matrix of a square triple plane sensor. 136 Taking the noise effect into account, the reconstruction problem is not unique, and results obtained based on minimizing the forward problem error are not necessarily optimal. The multi-criterion optimization role comes in defining optimal images based on optimizing additional objective functions that define the nature of the desired image. Moreover, since the overall problem of non-uniqueness is rooted on noise contamination, the reconstruction resolution and quality is expected to improve if the noise level is mitigated through data preprocessing. In 3D reconstruction, the level of capacitance sensed signal is commonly lower compared to the 2D case. As a result, noise affects the reconstruction result more strongly. Moreover, the magnitude of the capacitance signal changes dramatically as a function of pixel location in 3D. As a result, different pairs of capacitance plates are affected differently depending on the distance between them. Preprocessing the capacitance data has to take into account the shape of the sensor and the distance between plates. It is recommended to reorganize the measured capacitance vector into a number of sub-vectors depending on the distance between plates, and preprocessing each sub-vector separately for noise mitigation. B.2.2 Regularization Regularization is commonly used to transfer ill-posed problems into well-posed ones. Regularization is equivalent to applying smoothing constraints to guarantee a stable solution. In ECT reconstruction, regularization has been applied directly through regularization parameters, or indirectly through different image objective functions in multi-criterion optimization algorithms. 137 In neural network forward problem training, regularization is applied trough different techniques to obtain a solution with acceptable generalization. In case of 3D problem, applying regularization is even more urgent. It is suggested here to use radial basis function network (RBFN) for 3D forward problem prediction. Radial basis functions possess the property of fine tuning the network to correct for a local region in the mapping process. Whereas in FFNN, the training has to be repeated all over again in case of unsatisfactory results. RBFN in its basic form consist of three layers of input layer, radial basis functions layer, and output layer. B.3 Extended objective functions for 3D reconstruction In the extended 3D NN-MOIRT reconstruction, an additional objective function for 2D-3D image matching has been included. This extra objective function term assures that a 2D projection of the 3D image matches the 2D reconstructed image. In this work, a new objective function based on the correlation function is being investigated for incorporation in to 3D reconstruction. B.3.1 The use of correlation in process tomography: Transient analysis of multi-phase flow processes has been a major area of research in recent years [90]. Comprehensive understanding of process characteristics depends mainly on the ability of measuring dynamics of flow elements [40]. An important factor that has received increased attention is the velocity measurement of flow components inside the process vessel (velocimetry). Recently, successful implementation of ECT sensor for phase velocity measurement has been presented in various scientific journals [42] [16] [25]. ECT velocimetery is mainly implemented using one of two techniques: 138 • Auto correlation between different image frames using a single sensor plane • Cross correlation between images obtained from two sensor planes along the vessel In both methods above, the correlation between two images acquired at a single location (auto-correlation), or at different locations (cross-correlation) is obtained along a time interval. The time instant at which maximum correlation value is obtained is assumed to refer to the time required by the phase of interest to travel the distance between the ECT dual plane sensor in the cross-correlation case, and to the exposure time in the auto-correlation case [90]. Successful implementation of the presented correlation techniques is based on the nature of the flow under consideration. The correlation difference is expected to be larger in flows having a more random nature. As a result, correlation velocimetery does not perform well for stratified and annular flows [16]. It is important to mention some challenges associated with implementing ECT velocimetry techniques: • The correlation between images from different sensor planes decreases with increasing the distance between planes. This is a direct result of the random nature of the flow under consideration, where different phases vary in temporal and spatial domains. • The sensor size is relatively large with respect to the phase under consideration in many cases. • The low spatial resolution from ECT reconstruction makes it more difficult to obtain accurate correlation measures. 139 The introduction of 3D ECT reconstruction directly from measured capacitance provided a substitute for the correlation method used for velocity measure [93]. In 3D ECT images, the velocity is calculated by tracking the movement of the center of the bubble or phase under consideration obtained from 3D reconstructed image. Never the less, the use of correlation function still provides a potential for image reconstruction enhancement, as discussed next. B.3.2 The use of correlation function and a prior information in 3D ECT image reconstruction: The first known 3D reconstruction technique capable of obtaining satisfactory images directly from measured capacitance is the 3D neural network multi criterion optimization reconstruction technique (NN-MOIRT). The NN-MOIRT is based on optimization of a set of objective functions related to minimizing the error between measured and calculated capacitance, and to the nature of desired image [89]. Generally, optimization techniques enable the integration of various objective functions suitable for different applications of tomography, and the NN-MOIRT is no exception [94]. Thus, the present discussion of correlation and prior information for implemented in reconstruction is based on the framework of optimization techniques. 3D reconstruction is based on utilizing variation of electric field in axial and transverse directions for obtaining a 3D image. The objective functions used in 3D NNMOIRT are based on obtaining the most likely image from the measured capacitance. In ECT, multiple candidates for a possible reconstructed image can occur as a result of the ill-posedness of the ECT sensor. However, the objective functions applied are not based on a prior knowledge of flow characteristics, rather on a general characteristics of an accepted image. 140 In many cases of process tomography, a prior information of the flow under consideration is available. Utilization of such information have been a topic of research in 2D image reconstruction. However, its implementation has not been investigated in detail. In 3D reconstruction, the use of prior information is expected to improve and speed up the reconstruction process even more strongly than in 2D. This is because the role of objective functions in defining the most likely image becomes more important as the ill-posedness of the problem increases. In a smart 3D ECT reconstruction technique, preliminary reconstruction results would be obtained without integration of any prior information. The reconstruction technique would then be able to extract some elementary characteristics of the imaged flow, and implement it in reconstruction of later frames. The reconstruction technique would be able to obtain a flow characteristics by calculating the correlation of successive images and trying to assess the general trend of the flow under consideration. In addition, the velocity of the flow would be measured for better estimation of the speed of evolution of the targeted phase. For two 3D images, the correlation function over a volume V0 can be defined as: 1 Z Z Z A(x, y, z, t)B(x+∆x, y+∆y, z+∆z, t+∆t)dxdydz RAB (∆x, ∆y, ∆z, ∆t) = V0 x,y,z∈Vo where A is the first image function, B is the second image function, and Vo is the domain of integration. Assuming that the correlation function is applied for images from two successive measurements, ∆t will be the time between the measurements, which is a constant dependent on the acquisition hardware reading rate. As a result, it can be omitted from the equation, and the study can be focused on the spatial variation. However, it is important to note that knowing ∆t is important for velocity measurements. 141 In image reconstruction, the image is displayed in a digitized form by dividing the image into pixels. The discrete form the correlation function for two successive images writes in the form: ny nz nx X X 1 X A(i, j, k)B(i + l, j + m, k + n) RAB (l, m, n) = V0 i=1 j=1 k=1 where, l, m and n, are the unit pixel displacements in the x, y and z directions respectively. And nx , ny and nz are the number of pixels in each direction. For highly correlated images, the reconstruction would be simplified by using a prior information from previous reconstructed image for the reconstruction being processed at hand. On the other hand, for images with lower correlation, the influence of previous images would decrease. The use of correlation data in an objective function can be implemented in different ways. The first method is based on minimizing the difference between the image being reconstructed and the image reconstructed in the previous frame. The objective function term to be minimized in this case is: f (Gt+∆t ) = (1 − α)(Gt+∆t − Gt ) where Gt is the image vector at time t, and α is a relaxation factor to control the correlation between images under consideration. The value of the α controls the effect of correlation information in the reconstruction process. The α parameter could be set based on the correlation information according to: α= q (l∆x)2 + (m∆y)2 + (n∆z)2 √ 3 V where l∆x, m∆y and n∆z are the spatial distances for maximum correlation in the x, y and z directions respectively, and V is the volume of correlation. It is noted that 142 obtaining the value for α requires prior information of the flow correlation characteristics being imaged. For the highest correlation value occurring at a larger spatial difference, the correlation objective function would given less weight in reconstruction, and vice versa. As the distance traveled by the phase under consideration is related to its speed of evolution, less correlation is expected for larger spatial differences. A more detailed objective function term could be implemented using the correlation function itself. The objective function to be maximized in this case would be: f (Gt+∆t ) = (1 − α)( ny nz nx X X 1 X Gt+∆t (i, j, k)Gt (i + l, j + m, k + n)) V i=1 j=1 k=1 where α is obtained the same way as above. A prior knowledge of the correlation function can also be used for predicting the smoothness of the reconstructed image. A large derivative of the correlation function corresponds to sharp transition in the image, and a low value corresponds to smoother images. A possible use of this information can be in the determination of the weight of the smoothness objective function used in [89]. It is important to mention that calculating the correlation function is a time consuming task. 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