| asset management group
Asset Managers Forum
Member Meeting
Wednesday, February 11, 2015 | SIFMA Conference Center, NYC
Asset Managers Forum
AMF Mission Statement
Dedicated to facilitating collaboration among the buy-side operations community, the
Asset Managers Forum (AMF) brings together subject matter experts to discuss and
develop practical solutions to highly topical operational challenges. The AMF’s mission is
to provide thought leadership and guidance on pertinent industry issues and to create a
premier venue for operations professionals to develop and share best practices in order
to drive industry change. AMF MEMBER MEETING
PROGRAM
Wednesday, February 11
8:30 a.m. – 9:00 a.m.
10:45 a.m. – 11:45 a.m.
Registration and Breakfast
Break-out Committee Meetings:
n
9:00 a.m. – 9:10 a.m.
Operational Risk Committee
Opening Remarks
11:45 a.m. – 12:45 p.m.
Tim Cameron
Managing Director
SIFMA
Panel Discussion – Derivatives:
What’s New with CCPs?
9:10 a.m. – 9:20 a.m.
AMF Housekeeping
Jesse Robinson
GE Asset Management
n
n
Election of AMF Leadership: Michael Herskovitz of Alliance
Bernstein as the Chair of the AMF Steering Committee,
and Cynthia Meyn of PIMCO as the Vice Chair of the AMF
Steering Committee
Election of new AMF Steering Committee member:
Albert Trageser of MacKay Shields
As the CCP matrix is in the process of being updated,
this panel will give the central counterparties a chance to
address developments in the cleared derivatives space,
and share what is new with each CCP. The panel will also
share news of the work being done to create a standard
ID for cleared contracts, to ease the processing hurdles
through-out the lifecycle of the trade, increase processing
efficiency and reduce operational risk.
MODERATOR:
Samuel Ely
Gamma
PANELISTS:
9:20 a.m. – 10:30 a.m. Panel Discussion:
Shorter Settlement Cycle in the U.S.
A shorter settlement cycle reduces systemic and
operational risk, in addition to reducing counterparty risk
and consequently the amount of collateral required to
settle trades. However, there are many elements that need
to be considered as the U.S. works towards settling trades
on a T+2 cycle. This panel will describe the structure,
industry process and tactical plan created to facilitate
the move to T+2. Panelists will also raise some issues
the working groups are currently looking at and share
insights to the types of discussions taking place within the
Industry Working Group and issue-specific work streams.
Cynthia Meyn
PIMCO
PANELISTS:
John Abel
DTCC
Will Leahey
SIFMA
Brent Blake
StateStreet
Lou Rosato
BlackRock
Networking Break
Christopher Licini
LCH
Michael Burg
StateStreet
Joshua Satten
Northern Trust
Elizabeth Flores
CME
12:45 p.m. – 1:30 p.m.
Networking Luncheon
Hosted by Securities Quote Xchange, LLC
1:30 p.m. – 2:00 p.m.
AMF Steering Committee Update –
AMF Priorities in 2015
MODERATOR: 10:30 a.m. – 10:45 a.m.
Peter Borstelmann
ICE Clear Credit
This session will discuss the responses to the 2015 AMF
Member Survey, and the goals and priorities of the Asset
Managers Forum for 2015. We encourage members to
contribute to the discussion.
Michael Herskovitz
Alliance Bernstein (AMF Chair)
Cynthia Meyn
PIMCO (AMF Vice Chair)
Asset Managers Forum
2:00 p.m. – 3:00 p.m.
Break-out Committee Meetings:
n
Collateral Committee
n
Custodian Committee
3:00 p.m. – 3:15 p.m.
Networking Break
3:15 p.m. – 4:15 p.m. Panel Discussion: Operational
Challenges Relating to the New Margin
Rules
This panel will discuss developments related to collateral
and margin, and how the buy side is impacted. Panelists will touch on the differences between the U.S. and
Europe, including the need to repaper agreements and
the time and resources required, collateral eligibility, the
impact of multiple currencies on margin calls, and other
operational issues. The panelists will discuss whether
the collateral crunch is a myth or reality, and whether
they worry about liquidity. From operational perspective,
panelists will discuss the impact of collateral management
moving to the front office, and whether firms are looking
at cross asset class optimization for collateral, and pretrade optimization in the cleared space. In addition, the
panelists will address new services on electronic margining and collateral moves.
MODERATOR: Neil Wright
DerivPRODUCT
PANELISTS:
Mary Harris
Tri-Optima
Gerard Lionetti
Franklin Templeton
Jennifer Ibrahim
BlackRock
Joe Streeter
StateStreet
4:15 p.m. – 4:20 p.m.
Closing Remarks
4:20 p.m. – 6:00 p.m. Networking Reception
AMF MEMBER MEETING
BIOGRAPHIES
JOHN ABEL is currently the Vice President of Settlement and Asset Servicing Strategy in the Product Management
group at the Depository Trust and Clearing Corporation (DTCC). Mr. Abel’s primary responsibilities include identifying,
evaluating and developing strategic business opportunities within DTCC’s Settlement and Asset Servicing Product lines.
In addition, Mr. Abel is currently reasonable for leading DTCC’s initiative to move to a shorter settlement cycle in the U.S.
(T+2). Mr. Abel began his career at DTCC in 1987, and has held a number of Operational and Project related positions.
BRENT BLAKE is a Vice President at StateStreet.
PETER BORSTELMANN is a Senior Director – Head of Strategy at ICE Clear Credit.
MICHAEL BURG is currently a Derivative product manager in State Streets Global Product and Platform Support group.
He joined State Street in December of 2014. As Global Services Derivative Product Manager he is responsible for
helping to define and build a robust derivative offering for end-to-end derivative support for middle and back office.
Prior to joining State Street Michael was a Vice President with Bank of New York Mellon’s Derivative 360 (D360)
Business Unit. He worked as a Senior Derivative Product Specialist with responsibilities for the sales support and new
business implementation of various D360 clients to the BNY Mellon service model. He was also responsible for product
expansion and industry awareness with regards to derivatives for BNY Mellon. Michael is the current co-chair for the
ISITC Working Group and the AMF Derivative Standardization working group. I am also a member of SWIFTNet FpML
CUG, SIFMA Collateral Management group, ISDA FpML IM/Custodian Forum, and SIFMA Derivative Operations group.
Michael began his career at Mellon Bank NA in the Derivative Operations Group in 1997. He also spent a year and a half
with Citigroup’s WWSS (World Wide Securities Services) group in their global fund accounting group, before returning
back to Mellon’s Derivative Services Group where he held various senior management roles in derivative operations. He
received his Bachelor’s degree in accounting and finance from St. Vincent College, Latrobe in 1997 and his MBA from
the University of Phoenix in 2001.
SAMUEL ELY is a Founding Partner of Gamma Derivatives Solutions. He is a respected authority on the trading and
clearing of derivatives. Having worked in senior management roles at several top-tier firms, he formed Gamma Derivatives
Solutions. As the founding partner, Samuel oversees a network of experienced professionals with a proven track record
in delivering cost effective solutions for derivatives practitioners. Gamma Derivatives Solutions has expertise across the
derivatives space and in particular in the evolution of the derivatives market and central counterparty clearing. Samuel
started his career in London at a specialist market making firm trading derivatives before moving into management.
During his time at Goldman Sachs and JPMorgan amongst others he was closely involved in the clearing of all derivative
asset classes including Rates, Credit, Equity and Commodities. Since moving to New York he has worked for leading
consulting companies developing and leading derivatives practices and delivering globally for a variety of clients in the
industry including market infrastructure providers, clearing houses, sellside and buyside. Samuel is a chartered fellow of
the Chartered Institute for Securities and Investments (CISI), as well as engaged with SIFMA and other global industry
bodies.
ELIZABETH FLORES was appointed Executive Director, Client Development and Sales, at CME Group in February 2012.
She is a relationship manager for some of our largest asset manager clients and has been working on OTC clearing since
the 2009 launch. Prior to her current role she was a Director of Interest Rate Products at CME Group responsible for the
development of Eurodollar, Treasury, and Fixed Income Index products. Before joining the CME Group, Flores worked
for Cole Partners, a marketing firm specializing in hedge funds. Flores began her career on the CME Trading Floor,
eventually moving to Carr Futures, now NewEdge Group, where she was a First Vice President on the Institutional Desk,
specializing in Interest Rate Futures and Options. Flores holds a bachelor’s degree from the University of Michigan and
an MBA with concentrations in Finance and Statistics from the Booth School of Business at the University of Chicago.
MARY HARRIS is the Business Manager in North America for triResolve, TriOptima’s Counterparty Exposure
Management and Portfolio Reconciliation service. Mary is actively involved in industry initiatives and is responsible for
assessing North American business needs in post-trade processing. Mary is also instrumental in driving global strategy
for triResolve. Prior to joining TriOptima, Mary was Managing Director at Summit Systems. Mary has more than twenty
years of OTC Derivatives experience, primarily in client services management, implementation, software development
and integration for front, middle and back-office applications across derivative asset classes. Mary holds a degree in
Accounting from Hofstra University.
Asset Managers Forum
MICHAEL HERSKOVITZ is Senior Vice President, Fixed Income Risk Operations and Technology. In this role he also
oversees Derivatives and Insurance Operations. Michael joined AllianceBernstein in late 2006 from UBS where he was
the Managing Director of Risk and Finance Technology group. Michael has held senior technology management and
research positions with Morgan Stanley, including the London based role of international CIO, Merrill Lynch and ZurichScudder Investments. Michael started his financial services career working on Merrill Lynch’s corporate bond trading
desk as a hedging/arbitrage analyst before becoming a recognized innovator as a Mortgage-Backed Securities research
analyst. Over his 20+ year career in financial services he has had extensive analytical and technical experience with
fixed-income, commodities, derivative products and risk management. Michael has co-authored two books and several
research papers on Mortgage-Backed Securities pricing and analytics. He graduated from Carnegie-Mellon University
with a BS in Operations Research and an MS in Industrial Administration..
JENNIFER IBRAHIM, Director, is a member of BlackRock’s Business Operations as part of Investment Operations. She
is a senior member of the firm’s Market Initiatives Team. This team coordinates all operational initiatives associated
with meeting Dodd Frank Act commitments for Over the Counter (OTC) derivatives working alongside the Market
Structure, Portfolio Management, Technology, and Legal teams. Prior to moving to her current role, Ms. Ibrahim
managed BlackRock’s US Derivative Operations where she was responsible for collateral management across fixed
income and equity and swap payments. In addition, she has contributed to enhancing the firm’s system capabilities
and developing the operations infrastructure for derivatives. Prior to joining BlackRock in 2005, Ms. Ibrahim worked
for Deutsche Bank and Mizuho Capital Markets on their Collateral Management teams. Ms. Ibrahim earned a BS degree
in Business Administration and Computer Information Systems from Rider University in 2000.
WILL LEAHEY is a Vice President in SIFMA’s Operations and Technology Group. He is a Staff Advisor to the following
SIFMA Committees and Working Groups: Clearing Firms Committee; Capital Markets and Private Client Operations
Committee; Unclaimed Property Task Force; Think Tank Resource Group (industry service and technology providers);
the Comprehensive Automated Risk Data System (CARDS) Operations Working Group; and the Cost Basis Operations
Working Group. Focus areas include: the industry’s analysis of a Shortened Settlement Cycle; a comprehensive IndustryWide Project Timeline; Consolidated Audit Trail cost and funding analysis; and socializing operations issues related to
emergent operations and technology issues (e.g., Money Market Fund Reform, SEC Rule 15c3-5 Market Access). Prior
to joining SIFMA, Will spent five years in FINRA’s Market Regulation Department regulating the New York equities
markets. Prior to FINRA, Will was an attorney in the policies and procedures group of Bear Stearns. Will is a graduate
of Brooklyn Law School, and a member of the New York State Bar. Will graduated summa cum laude from SUNY Albany
with a Bachelor of Science in Finance.
CHRISTOPHER LICINI is a Director at LCH.
GERARD LIONETTI is currently an independent consultant focused on Regulatory Reform and Centralized Clearing of
Derivatives (Dodd Frank and EMIR). For the past three years Gerard has been working with Franklin Templeton as it
relates to their operational, front office and technology implementations for derivatives trade capture, processing and
reporting. He has been in the Securities Industry for over 30 years and brings with him a wealth of knowledge across
functions and asset classes. Prior to consulting Gerard was with UBS for 20 years where he had the opportunity to
manage settlement teams, Led the Equities and Fixed Income Middle Offices as well as worked for the Front Office
as a Business Manager focused on Client Connectivity, STP and Change Management. He has also led many different
initiatives across functions focused on automation. Gerard is active in industry groups and was a member of the Omgeo
Advisory Board on two separate occasions.
CYNTHIA MEYN is currently Executive Vice President of Operations at PIMCO and has been in this role since August
2008. At PIMCO, Cynthia has oversight for trade floor operations in New York and back-office operations globally,
which encompasses production supervision for nearly $2.0 trillion in assets under management. Cynthia also has
ownership of strategic growth and automation projects, broker and bank oversight, operational risk, and leadership
within financial service industry operational initiatives. Prior to PIMCO, Cynthia served as Managing Director of North
American Operations for Morgan Stanley Investment Management from August 2006 through May 2008. From 2000
– 2006, Cynthia served as global co-director of Fixed Income and Derivatives Technology at AllianceBernstein. Before
this, Cynthia held a leadership role as Managing Director of Global Fixed Income Technology at Cantor Fitzgerald; Chief
Technology Officer and Chief Risk Officer at Mizuho Capital Markets; and Vice President of Derivatives Technology
at Lehman Brothers. Cynthia started her career at Morgan Stanley in 1985 working within both the Technology and
Controllers departments supporting the derivatives product business. In her role, Cynthia serves as a member of the
Board of Directors of DTCC, the Board of Managers of Omgeo, and the Board of Trustees of CUSIP. Cynthia also serves
as a member of the Operations Steering Committee within ISDA, the Collateral Steering Committee within ISDA, the
AMF MEMBER MEETING
BIOGRAPHIES
Operations and Technology Steering Committee within SIFMA, and the steering committee of the Asset Managers
Forum within SIFMA, where she serves as Treasurer. In 2014, Cynthia won the FTF News Innovation and Technology
Award for Operations Business Person of the Year for her contributions to systemic risk reduction. In 2014, Cynthia
was published as co-author of two Harvard Business School case studies that examined crowd-sourced technological
innovation within Netflix.
JESSE D. ROBINSON is Vice President with GE Asset Management responsible for Investment Operations covering all
asset classes globally. Prior to joining GE, Jesse was the Manager of Investment Support in New York for Western Asset
Management. In addition Jesse has spent time on the sell side with UBS in various operations roles. Jesse is a member
of SIFMA’s Asset Manager’s Forum’s Steering Committee. Jesse has been a key leader and participant in several
industry working groups including Tri-Party Repo, Overdrafts, Match to Settle, and TMPG. Jesse has also served as a
member of the Omgeo Advisory Board. Jesse holds a BS in Business Administration from the University of Vermont.
LOUIS J. ROSATO, III, Director, is a member of BlackRock’s Investment Operations Group. He is responsible for Trading
Operations in the Americas and has oversight responsibility across the Confirmation and Settlements functions for all
global products including Cash Securities and Derivatives, and is a member of the firms Fixed Income and Liquidity
Trading Oversight Committees. Before taking on his current role, Mr. Rosato lead the Global Trade Confirmations Teams
in the US and EMEA. In previous roles at BlackRock he was regional Head of Fixed Income and Equity Trade Operations,
as well Head of the firms retail Separately Managed Account Operation. Prior to joining BlackRock in 2004, Mr. Rosato
was with Jennison Associates, LLC where he was responsible for establishing and managing the firms SMA Trading and
Operations Teams. He performed similar roles for 1838 Investment Advisors and Rittenhouse Financial Services. He
began his career in 1987 as an Operations Analyst with the Federal Reserve Bank of Philadelphia. Mr. Rosato is a former
member of the OMGEO Regional Advisory Council: Americas and actively participates on several FPL Global PostTrade Working Groups. He earned a BS degree in Business Administration from Widener University.
JOSHUA Q. SATTEN is a Practice Lead in Northern Trust’s Enterprise Business Architecture group where he focuses on
target operating model design, derivative regulations and operations, market innovation, and fund servicing. Most recently
he was a Practice Lead in Northern Trust’s Global Derivatives Practice where he was supporting an enterprise-wide
transformation of Northern Trust’s Derivatives Client Services encompassing Custody, Outsourcing, and Administration
across operations, valuations, and collateral. Prior, Mr. Satten was the Global Head of OTC Structured Products for
Northern Trust Hedge Fund Services, overseeing back-office and middle-office operations as well as regulatory support
across a dynamic client base comprising over $200 billion in assets under administration. He is in the unique position
of representing both firm and client operations in respect to working groups and initiatives across the OTC and other
industries, while also acting in the capacity of operations management, client service, and implementation for clients
across the North America, EMEA, and APAC regions. Before joining Northern Trust Hedge Fund Services, Mr. Satten
was Head of OTC Structured Products for Omnium (founded in 2007 by Citadel and acquired by Northern Trust in
2011). Prior to that, he was operations manager for BlueMountain Capital Management where he oversaw global trade
support for all Listed and OTC products. Mr. Satten began his career as an OTC Documentation Specialist, first with
JP Morgan Chase and then with Bear Stearns, with a focus on Interest Rate, Exotic Equity, and Structured Credit
derivatives. Mr. Satten holds an Executive M.B.A. in Management and Finance from the Fordham University Graduate
School of Business, a Masters of Science in Urban Affairs from CUNY-Hunter College, and a Bachelor of Arts degree
from Fordham University in Economics and Sociology.
JOE STREETER is a Vice President at StateStreet.
NEIL WRIGHT is the managing principal and founder of DerivPRODUCT LLC. DerivPRODUCT is an Advisory and
Consultancy Services Company that is focused on the Capital Markets with particular emphasis on Derivatives and
Collateral. Mr. Wright also acts as an Industry Advisor to Sapient Global Markets and as a Strategic Advisor to SwapsHub.
A bank operations executive with 25 years of experience in capital markets operations and audit and control, Mr.
Wright began his career at Chase Manhattan Bank as an internal auditor. He managed Chase’s Internal Control Group
for all operations in Europe, and then became the global head of Derivative Operations. In this role he consolidated
all operations into one processing center of excellence and managed the consolidations of the Derivative Processing
groups during two major mergers: Chase/Chemical and Chase/JP Morgan. After JPMorgan Chase, he joined Citigroup
and was the global head of Commodity Operations while also running the Derivative Collateral Management Group.
Prior to establishing DerivPRODUCT, Mr. Wright was a senior vice president at State Street Corporation as the head of
the Derivatives and Collateral Product and Strategy Group. Mr. Wright has been active in all industry groups relating to
derivative operations, including serving as chairman of ISDA’s North American Operations Committee, Board Member
of FpML.org., founding member of the SWIFT Derivative User Committee, co-chair of the AMF Derivatives Operations
Committee and the ISDA Steering Committee for the Clearing Connectivity Standard. .
Asset Managers Forum
THANK YOU TO OUR SPONSOR
The Securities Quote Xchange, or better known as SQX, provides electronic delivery of end-of­
day quotations for difficult to price securities. Typically the data would include various asset
classes and derivative products along with market data such as Average life, speed, spread
currency code and usually we can incorporate any other data you may need for reconciliation
as long as the dealer can provide it to us. Our data source originates from a network of 400
plus broker/dealers. SQX has developed an electronic web solution to facilitate the timely and
accurate delivery of these quotes. You can download your data via Excel links or FTP as many
times during the day as you wish. If you are using FTP you can automate the download. The
system is safe, efficient and secure. Last summer we completed at massive development to
automate 94% ofthe processing of this data. This new system eliminates 94% of the manual
process of collecting data and lowers operational risk saving the user time and money. The
delivery now is much faster where before it took minutes and now takes less than a second.
Our new system can now handle 30,000 quotes a day. We offer 3 pricing platforms for market
data: fixed income, SWAPS and OTC Options. Each customer is assigned a password protected
SQX web page and can look over our shoulder as pricing progresses throughout the day. We
believe it is very important that we stay in touch during the day. It’s important you know what’s
going on during the day. For example we have a variance% that if it exceeds over or under
you may want us to challenge the price with the dealer. We also send you status reports during
the day and a late dealer report at the end of the day. We will need your initial help in getting
the dealer on board. We offer a standard email request that you can use and once on board
there are no problems. Most of your dealers are already on board our system. We find that it
only takes a couple of days to get them on board. We qualify as an independent data provider.
We have been business for eleven years.
Contact: James K. Blinn, President & CEO, Securities Quote Xchange LLC / 630.870.1101
jimb@sqx.com / www.sqx.com
AMF MEMBER MEETING
John Abel
Vice President, Product Management
The Depository Trust & Clearing
Corporation (DTCC)
New York, NY
David Askin
Senior BVAL Specialist
Bloomberg L.P.
New York, NY
Elvir Bacaj
Operations Manager
GE Asset Management Incorporated
Stamford, CT
Corry Bazley
Director & Head of Americas Over-the-Counter Financial Sales
Intercontinental Exchange (ICE)
New York, NY
Justin Bergolios
Manager
T. Rowe Price Associates, Inc.
Baltimore, MD
Brent Blake
Vice President
State Street Corporation
North Quincy, MA
Joseph Blandino
Vice President
Markit Group Limited
New York, NY
James Blinn
President & CEO
Securities Quote Xchange, LLC (SQX)
Aurora, IL
Peter Borstelmann
Senior Director , Head of Strategy
ICE Clear Credit
New York, NY
Lucrecia Boulton
VP - Ops Relationship Management
Bank of America Merrill Lynch
New York, NY
Jason Brasile
Vice President
State Street Corporation
New York, NY
Carol Brown
AVP, Collateral Product Management
State Street Bank and Trust Company
Boston, MA
Mike Burdian
Senior Vice President
PIMCO
Newport Beach, CA
ATTENDEES
Michael Burg
Vice President
State Street Corporation
Pittsburgh, PA
Elizabeth Flores
Director
CME Group
Chicago, IL
Mark Caldwell
Associate
Goldman Sachs Asset Management, L.P.
Salt Lake City, UT
Spencer Gallagher
Senior Director, Reference Data
Interactive Data Pricing and Reference Data
New York, NY
Timothy Cameron
Managing Director
SIFMA
Washington, DC
Sam Chari
EVP, Enterprise Risk Manager
PIMCO
Newport Beach, CA
Brian Cheney
Vice President
Goldman, Sachs & Co.
Salt Lake City, UT
Abhijit Choudhary
Vice President
Goldman Sachs Asset Management, L.P.
Jersey City, NJ
Thomas Ciulla
Partner
PricewaterhouseCoopers LLP
New York, NY
Camille Clingan
Vice President, Risk Manager
AllianceBernstein L.P.
New York, NY
Roger Cowie
Vice President
JPMorgan Chase & Co.
New York, NY
Fernando Davila
Business Manager
Bloomberg L.P.
New York, NY
Theresa DeMaio
Vice President
JPMorgan Chase & Co.
New York, NY
Juanita Dunham
Senior Business Operations Analyst
The Capital Group Companies, Inc.
Irvine, CA
Jean Ebbott
Director
SEI Investments
Oaks, PA
Samuel Ely
Founding Partner
Gamma Derivatives Solutions
Melissa Garcia
Vice President
Credit Suisse Group AG
New York, NY
Courtney Gavin
Vice President
Brown Brothers Harriman & Co.
Boston, MA
Jennifer Gever
Senior Director
CME Group
New York, NY
Amy Gilfenbaum
MD
Neuberger Berman LLC
New York, NY
Tim Halladay
Vice President
The Goldman Sachs Group, Inc.
Salt Lake CIty, UT
Mary Harris
Business Manager
TriOptima
New York, NY
Michael Herskovitz
Senior Vice President, Partner
AllianceBernstein L.P.
New York, NY
Michael Hopkins
President
Broadridge Financial Solutions, Inc.
Jersey City, NJ
Dave Hosler
Director
Credit Suisse Securities (USA) LLC
New York, NY
Jennifer Ibrahim
Director
BlackRock
New York, NY
Mayur Java
Manager
PricewaterhouseCoopers LLP
New York, NY
As of February 9, 2015
Asset Managers Forum
Jonathan Johnston
Relationship Manager
Omgeo LLC
New York, NY
Stephen Luksteid
Manager
Franklin Templeton Investments
Short Hills, NJ
Jesse Robinson
Vice President
GE Asset Management Incorporated
Stamford, CT
Gaurav Joshi
Manager - FS Advisory
PricewaterhouseCoopers LLP
New York City, NY
Kimberly McDoyle
Manager
NYL Investors LLC
New York, NY
Louis Rosato
Director
BlackRock
Wilmington, DE
Cihan Kasikara
Director
Franklin Templeton Investments
Short Hills, NJ
Malene McMahon
Senior Business Manager
SWIFT
New York, NY
Kris Rovelli
Vice President
Bank of America Corporation
Boston, MA
Steven Kelly
Business Manager
Bloomberg L.P.
New York, NY
Anthony Medici
Director
BlackRock
wilmington, DE
Mousa Salem
Vice President
Goldman Sachs Asset Management, L.P.
Jersey City, NJ
Norma Khan
Analyst
TIAA-CREF
New York, NY
Cynthia Meyn
Executive Vice President & Senior Operations Manager
PIMCO
New York, NY
Joshua Satten
Enterprise Business Architect
The Northern Trust Company
Chicago, IL
Charles Kim
Head of Operational Risk
Voya Investment Management
Atlanta, GA
Albert Morabito
Director
Federated Investors, Inc.
Pittsburgh, PA
Angela Schofield
Managing Director, Investment Operations
Wellington Management Company
Boston, MA
Louis Nazzaro
Managing Director
BNY Mellon Asset Servicing
New York, NY
Debbie Seidel
Vice President
T. Rowe Price Associates, Inc.
Baltimore, MD
Kyla LaPierre
Senior Vice President
State Street Corporation
Quincy, MA
Tricia Nguyen
Office Manager
TriOptima
New York, NY
Kishori Shah
Vice President
Morgan Stanley & Co. LLC
New York, NY
William Leahey
Vice President
SIFMA
New York, NY
Elisa Nuottajarvi
Manager
SIFMA
New York, NY
Sukrutha Shankar
Officer
State Street Corporation
New York, NY
Christopher Licini
Director
LCH.Clearnet Limited
New York, NY
Jack O’Brien
VP
J.P. Morgan Asset Management
New York, NY
Santosh Shinde
Executive Director
JPMorgan Chase & Co.
New York, NY
Gerard Lionetti
Consultant
Franklin Templeton Investments
New York, NY
Darragh O’Byrne
Director
UBS Investment Bank
Stamford, CT
Mary Shine
Lead Manager
T. Rowe Price Associates, Inc.
Baltimore, MD
Ana Lotharius
Global Product Manager
Omgeo LLC
Boston, MA
Thomas Price
Managing Director
SIFMA
New York, NY
Joe South
President
Shadow Financial Systems, Inc.
Piscataway, NJ
Larry Lubitz
Associate Director
CLS Bank International
New York, NY
Oma Rampaul
Sr. Anaylst, Investment Svr.
TIAA-CREF
New York, NY
Russell Stamey
Senior Vice President
The Northern Trust Company
Chicago, IL
Linda Kraus
Managing Director
New York Life Investment Management LLC
New York, NY
As of February 9, 2015
AMF MEMBER MEETING
Robert Stewart
Senior Vice President
Brown Brothers Harriman & Co.
Boston, MA
Ian Teal
Collateral Management Specialist
State Street Global Services
Quincy, MA
Joseph Streeter
Vice President
State Street Corporation
New York, NY
Joyce Thormann
Head of North American Sales and
Relationship Management
Euroclear Bank SA/NV
New York, NY
Omesh Sundaramguru
Vice President
JPMorgan Chase & Co.
New York, NY
Nora Tajian
Senior Account Executive
TriOptima
New York, NY
Gregg Weintraub
Vice President
State Street Corporation
Princeton, NJ
ATTENDEES
Martin Williams
Vice President, Reference Data Product Development
Interactive Data Pricing and Reference Data
New York, NY
Neil Wright
Industry Consultant
DerivPRODUCT, LLC
Summit, NJ
Franky Zhu
Director of Operational Risk
AllianceBernstein L.P.
New York, NY
As of February 9, 2015
New York | Washington | www.SIFMA.org