Student understanding of open switches and open circuits: What do we (not) know? Dion Timmermann Hamburg University of Technology, Hamburg, Germany dion.timmermann@tuhh.de Christian Kautz Hamburg University of Technology, Hamburg, Germany kautz@tuhh.de Abstract: We investigate student understanding of the voltage across an open switch. We will present and compare questions and data from literature and identify four possible misconceptions about open switches. Across many different populations with students from different countries, we find that 54 % of students incorrectly think that the voltage across an open switch is zero. While this number of incorrect answers is quite consistent across all studies, not much is known about the student misconceptions that cause it. Consequently, further research into these misconceptions is required to help teachers design suitable instruction. Introduction One of the most prominent aspects in electrical engineering education is the analysis of circuits. Many of the circuits presented to students contain (open) switches or open circuits, for a variety of reasons: On the one hand, many actual devices contain switches and an open circuit can e. g. be found at every socket which has no plug connected to it. On the other hand, open circuits are a requirement for more advanced topics, as e. g. Thévenin’s and Norton’s theorems. Additionally, in instructional settings, switches allow us to increase the variation of an exercise by “switching on or off” certain parts of a circuit. Although switches and open circuits are very relevant for instruction, there is not much known about student understanding of these elements. Many instructors see that their students have trouble determining open circuit voltages, and the fact that students “assume the voltage across an open circuit is zero” is even listed as one of the “Ten Common Mistakes in Circuit Analysis”, gathered by Santiago (2013). But apart from these informal observations, little research on student understanding of the voltage across open switches and open circuits has been published in literature. The purpose of this paper is to gather and analyze the published data about student understanding of the voltage across open circuits and open switches. We will give an overview of studies that provide data on this problem. After that, we will compare the observations about the frequency of incorrect answers on the open circuit voltage and summarize different misconceptions that were proposed to explain these incorrect answers. Theoretical Framework Our research is based on the assumption that students have or develop alternative ideas about key concepts in the subject matter (McDermott, 1993). One goal of instruction is then to help students overcome these alternative ideas though a process of conceptual change (Redish, 2003). In order to build effective learning environments, instructors need to be aware of frequent misconceptions (McDermott, 1993). This leads us to use empirical methods for gathering student statements in verbal or shortanswer form that allow us to make inferences about their understanding (Pride et al., 1998). We use questions about technical scenarios to probe students’ understanding about the top- 1 ics in question. This study contains some data gathered by our group, as well as data reported by other studies that are based on the same or a similar theoretical framework. Literature Review This section will give an overview of all studies we were able to find on this topic. We searched the archives of the American Journal of Physics, the IEEE Transactions on Education and the European Journal on Engineering Education, as well as Google Scholar with the search terms “open circuit” or “open switch” in combination with “student understanding” or “conceptual understanding”. For all papers we found, we also analyzed the references for cited studies on the same subject. The quantitative data presented and possible misconceptions reported in these studies will be categorized and compared in the following two sections. In 1982, von Rhöneck reported on secondary school (grade 9) students’ understanding of voltage, particularly their predictions about the voltage at open switches. This is possibly the first published report on this problem. After instruction, 22 out of 26 students believed that the voltage across an open switch was zero. Later, Rhöneck (2008) added to this, commenting that “the voltage concept is one of the most abstract concepts introduced in a secondary school physics course. Usually students do not develop an independent voltage concept, but interrelate it to the concept of electric current. That means voltage is seen as a property of the electric current.” About the same time as von Rhöneck’s first study, Cohen et al. (1983) reported on a test to gauge high school students’ and teachers’ conceptual understanding of simple electric circuits. The students had completed instruction on DC circuits that was on a level equivalent to first-year college in the U.S. One of 14 questions in the test by Cohen et al. contained a circuit with a light bulb connected in series with a resistor. Participants were asked how the potential difference across the bulb’s socket changed, when the bulb was removed from its socket. This is basically the same as asking about the voltage across a switch that is opened. While they provided quantitative data on that question, Cohen et al. mostly discussed why their participants selected one distractor that is connected to the misconception of batteries being sources of constant current. In 1997, Engelhardt published DIRECT, a concept inventory about resistive DC circuits. During the validation of the test’s versions 1.0 and 1.1, answers from 1827 high school and university students from mostly the U.S. were gathered. This was possibly the first data published about university students’ understanding of the voltage across open switches. However, the data do not show large differences between high school and university students. Engelhardt explained the large amount of incorrect answers as students confusing voltage and current. One form of this is similar to von Rhöneck’s interpretation. Many students saw voltage as a property of current and reasoned that without current, there would be no voltage. In 2005, Periago and Bohigas published a study amongst Italian university students. One of the nine open-ended questions in their study was based on the question by Cohen et al. (1983) that was described above. The distribution of answers in their study varied quite strongly from those reported by Cohen et al. Contrary to the studies mentioned above, they suggested a different explanation. In their opinion, students incorrectly apply Ohm’s Law at open switches. Recently, Hussain et al. (2012) started to investigate alternative conceptions of students about open and short circuits. While this seems to be the only study that primarily deals with students’ understanding of open circuits, with 47 second semester university students from Malaysia their study has the lowest number of participants. Their study consisted of a pre and a post test with a intervention in between. Unfortunately, we were not able to find a publication with detailed information about the intervention. In their tests, they asked 12 conceptual questions, including one about the voltage across an open switch. After the tests, group interviews were done to gain insight into the students’ reasoning. Hussain et al. (2012) conclude that students “relied heavily on Ohm’s Law, where they assumed current as the prime concept”. 2 Figure 1: Question number 10 from Hussain et al. (2012) In 2014, we published results on university students’ understanding of the concepts of voltage and potential (Timmermann and Kautz, 2014). For the evaluation of instructional materials developed by our group, we used a quiz and results from an exam. While the exam contained a question that was based on a bulb being removed from its socket, the quiz asked students to rank several voltages in a circuit, including ones across an open switch. We reported on the frequency of correct and incorrect answers for both tasks. A recent publication from our group (Timmermann et al., 2015) presented instructional material that was designed to help students gain a conceptual understanding of potential in electric circuits. This material confronted students with their misconceptions about the voltage across an open switch. A quiz question similar to that from our 2014 publication was used to evaluate the material. We found that the material had some success, but the learning gain was still not as high as we had hoped for. We proposed that the misconception about open circuit voltage might be particularly hard to overcome. Quantitative Data Several of the studies presented above used similar or identical questions. In the following, these will be grouped and compared. Of all the studies listed in the previous section, Hussain et al. (2012) asks most directly about the voltage across an open switch. Their question, which is reproduced in Figure 1, is a twotier question that not only asks students to make a prediction about the voltage across the open switch, but also to indicate their reasoning. Their question was used twice, once before and once after an intervention. We were not able to find any specific information about the intervention. The percentages of student answers were reported for 4 of the 12 possible combinations of answers and reasons. These were selected by 83 % of the 47 participants in the pre test and 87 % in the post test. It is unclear if the remaining students did not select any answer or if they did select an answer and the numbers were just not reported. Of the 47 students in their study, the correct answer and reason were selected by 0 % (4 %) before (after) the intervention. The answer that the voltage across the open switch is zero was selected by 79 % (68 %) of the students. While these low numbers of correct answers surely are dramatic, the phrasing of the question might have had a large influence on the results: The correct solution was answer b (12 V) and reason d (“others”). However, while reason d was one of the multiple choice reasons, it asked students to additionally write down their own reasoning. We believe this causes this option to appear less likely to be correct. Data that is more easily interpretable was provided by Engelhardt with Question 28 of the DIRECT concept inventory (see Figure 2). The circuit in her question is very similar to that 3 from Hussain et al. In version 1.0 of the test, only the four answering options 0 V, 3 V, 6 V, and 12 V were given. In version 1.1, the fifth option, “none of the above” was added. However, Engelhardt remarks that better options might have been 4 V or 8 V, which would be fitting to the idea of the open switch and the bulbs having the same resistance. Table 1 shows the results gathered during the validation of the inventory for two versions of the test, with data separated for university and high school students. As can be seen, the correct answer (12 V) is selected by no more than 27 % of the students. About half of the students select 0 V, i. e. assume there is no voltage across the open switch. The distribution of answers is very similar for all four groups of participants, although a comparison between the results of test versions 1.0 and 1.1 is problematic because of the fifth answering option being added. The studies carried out by Cohen et al. (1983), Periago and Bohigas (2005), and Timmermann and Kautz (2014) used questions that were similar to each other. These are reproduced in Figures 3, 4, and 5, respectively. In each study, students were asked about the voltage across one bulb’s socket when that bulb was removed. While some of the answering options were different, all studies listed the percentages of students that stated the voltage across the socket would increase, would stay the same, or would decrease to 0. Table 2 shows these data with some modifications to improve comparability. Cohen et al. (Figure 3) had the answering option “the bulb M will light more strongly”, which tests for the misconception of batteries being sources of constant current. Since the selection of this choice gives no indication about ones understanding of the voltage across the open switch, we modified all percentages to not include participants that selected this answer. Periago and Bohigas (2005) asked an open ended question. In Table 2, only students with answers that were could be assigned to one of the three options mentioned above were used to calculate the percentages. Timmermann and Kautz (2014) gave students the option to state that the voltage would decrease, but not to 0. As students that selected this answer clearly decided against the other three options, they were not removed from the dataset. Looking at the data in Table 2, one can see that the percentages are relatively similar. The percentage of correct answers (the voltage across the socket increases) in always equal to or Figure 2: Question 28 from the DIRECT v1.0 concept inventory (Engelhardt, 1997 and 2004) Table 1: Results for question 28 of the DIRECT concept inventory shown in Figure 2 Answer Test Version 1.0 Student Level High school University 1.1 High school University a! Electronic mail: engelhar@phys.ksu.edu 1 N 0V 3V 454 681 251 441 45 % 63 % 45 % 44 % 6% 0% 5% 2% D. Hestenes, M. Wells, and G. Swackhamer, ‘‘Force concept inventory,’’ Phys. Teach. 30 "3!, 141–158 "1992!. 2 R. J. Beichner, ‘‘Testing student interpretation of kinematics graphs,’’ Am. J. Phys. 62 "8!, 750–762 "1994!. 3 P. V. Engelhardt, ‘‘Examining students’ understanding of electrical circuits through multiple-choice testing and interviews,’’ unpublished doctoral dissertation, North Carolina State University "1997!. The interested reader can read a more in-depth literature review in Chap. 2. 6V 12 V none of the above 26 % 20 % 14 % 22 % 15 % 20 % 14 % 17 % Schmidt 27 %and Klaunig, 7% "Vertrieb Kiel, Germany, 1984!, pp. 139–151; L. C. McDermott and P. S. Shaffer, ‘‘Research as a guide for curriculum development: An example from introductory electricity. Part I: Investigation of student understanding,’’ Am. J. Phys. 60 "11!, 994 –10034"1992!. 9 See McDermott and Shaffer, Ref. 7. 10 R. Gott, ‘‘The place of electricity in the assessment of performance in science,’’ in Aspects of Understanding Electricity, Proceedings of an International Workshop, edited by R. Duit, W. Jung, and C. von Rhöneck "Vertrieb Schmidt & Klaunig, Kiel, Germany, 1984!, pp. 49– 61. The voltage source E in the figure has no internal resistance. Both bulbs M and N are lit. N is removed from its socket. Consequently: a. The bulb M will light more strongly. b. The potential difference between D and E will become zero. c. The potential difference between D and E will not change. d. The potential difference between D and E will increase. Figure 3: Question 3 from Cohen et al. (1983) Q9. We have a circuit made up of a battery, two light bulbs M and N, and two resistors. If we disconnect light bulb N and put nothing in its place, explain: a) How will the potential difference vary between points D and E? b) How will the brightness of bulb M change? (Comment on the variations regarding the first situation, when bulb N was still connected). Figure 4: Question 9 from Periago and Bohigas (2005) The battery in the circuit at right can be treated as an ideal voltage source. The long line indicates the positive terminal. The five bulbs are identical. All occurring voltages are within operating range of the bulbs. Does the absolute value of the voltage between Y and Z, |VYZ |, (a) increase, (b) stay the same, (c) decrease to 0, or (d) decrease, but not to 0, when bulb D is removed from its socket. I X I2 I1 I3 C A Y B E D Z Figure 5: Exam Task 5 from Timmermann and Kautz (2014) Table 2: Comparison of the answers reported to the questions in Figures 3, 4, and 5. The percentages are modified to improve comparability. potential difference between D and E / |VY Z | Source Teachers from Cohen et al. (1983) Students from Cohen et al. (1983) Periago and Bohigas (2005) Timmermann and Kautz (2014) N increases stays the same decreases to 0 17 109 94 483 5% 13 % 4% 12 % 59 % 27 % 43 % 16 % 36 % 60 % 53 % 62 % 5 The circuit at right contains two identical batteries, which can be treated as ideal voltage sources. The short line indicates the negative clamp of the battery, the long line the positive clamp. The symbol at node D indicates, that the potential there is zero. Bulbs 1 and 2 are also identical, switch S is open at first. Rank the voltages VAB , VAC and VAD . If two voltages are equal to each other or one voltage is equal to zero, state this explicitly. (b) Circuit used in 2014 quiz and 2015 pre test (a) Question used in quiz and both tests (c) Circuit used in 2015 post test Figure 6: Ranking questions from Timmermann and Kautz (2014) and Timmermann et al. (2015). The same question was used with two different circuits. below 13 %, and the percentage of participants answering that the voltage decreases to 0 is between 36 % and 62 %. Considering only responses by students, this percentage is between 53 % and 62 %. This is only slightly higher than the percentages for 0 V across an open switch reported by Engelhardt (1997). In addition to the exam task shown in Figure 5, our 2014 publication also contained the quiz question which is reproduced in Figure 6. Our 2015 publication used that same question as a pre test and and as a post test. The pre test circuit was discussed in class during an intervention to improve students’ understanding of voltage and thus could not be reused for the post test. Instead, the post test used a circuit that was almost electrically identical but looked very different. Table 3 lists the percentages of students that made certain incorrect statements in their rankings. While they were administered during lecture time, the quizzes were anonymous and students did not receive any credit for their participation. As not all students handed in complete rankings, the percentages for incorrect statements are relative to the number of students that ranked all the quantities in that statement. The students in the 2014 publication made more incorrect statements than those in the 2015 publication. Unfortunately, we did not ask students to rank VBC explicitly in 2014. In the post test, after students had instruction about the electric potential at the example of an open switch, the percentages of incorrect statements is lower, although still higher that what we had hoped for. Possible Misconceptions In the literature mentioned above, four misconceptions that could explain the incorrect answers are proposed. These will be discussed in the following. Engelhardt (1997) describes three forms of what she calls “current/voltage confusion”. According to her, students can assume “(1) that the potential difference is a property of the current and since there is no current, there can be no voltage, (2) more simply when there is one, Table 3: Percentage of students that made specific statements in the ranking tasks. All statements are incorrect. N gives the number of students that wrote an answer in the respective ranking. Incorrect Statement Source Type Timmermann and Kautz (2014) Timmermann et al. (2015) Timmermann et al. (2015) Quiz Pre test Post test N 310 139 97 VBC = 0 VAB = VAC VAC = 0 49 % of 91 31 % of 87 69 % of 287 50 % of 80 40 % of 83 51 % of 288 44 % of 89 31 % of 87 6 there is the other. They always come together, or (3) current causes the voltage so you must have current to have voltage” (Engelhardt, 1997). Misconception (1) was also proposed by Rhöneck (1982). An example for it would be the following statement made by a student in an interview conducted by our group (described in Timmermann and Kautz, 2013). He stated that “voltage is actually kind of the speed and current the number of electrons.”1 In this mental model, there cannot be voltage without current, as there would be nothing that could have the property of speed. Periago and Bohigas (2005) suggested another misconception, which we will label as (4). They conclude (4) “that the application of Ohm’s Law has not been learned meaningfully”. Thus, students assume that Ohm’s Law can be applied to open switches, not recognizing the infinite resistance of the open switch. In the quiz in Timmermann and Kautz (2014), one student reasoned: “There is no current through A→B and B→C. Thus, from V = R · I follows VAB = VAC = 0 V. There is current through A→D, thus (I 6= 0) ⇒ V 6= 0.”2 This interpretation was also supported by Hussain et al. (2012). Unfortunately, all four misconceptions are difficult to distinguish. In the quiz and tests, whose results are presented in Table 3, 312 students gave a reasoning for their ranking of voltages. Of those, 54 % made an argument along the lines of “because there is no current there also is no voltage”. This statement could be a result of each of the misconceptions presented above. While this could be considered a problem of language being too vague or ambiguous, we believe the problem could be even more fundamental. To us, it seems several of these statements are logically identical, making it impossible to find an operational difference between the statements. Summary and Conclusions In this paper, we compared data from several different studies. All studies report a relatively small number of correct answers for the voltage across an open switch. Amongst the incorrect answers, the idea that there is no voltage across an open switch (VOpen Circuit = 0 V) seems to be the most prominent one. While the correct answers in the studies differ quite a lot in their complexity, all studies include the VOpen Circuit = 0 V answer. Table 4 lists the frequency of this answer for all university and high school students from the studies above. Not included are students that had an intervention on this particular problem. The fact that 54 % of the students who have had regular instruction in electrical engineering believe that there is no voltage drop 1 Original German transcript: Spannung ist ja eigentlich sozusagen die Geschwindigkeit und Strom die Anzahl der Elektronen. 2 Original German transcript: Durch A→B und B→C fließt kein Strom, nach U =R·I gilt also UAB =UAC =0 V. Durch A→D fließt Strom (I6=0)⇒U 6=0. Table 4: Frequency of the misconception that the voltage across an open switch is zero for all students that have not had instruction focusing on this misconception. Study Hussain et al. (2012) Engelhardt (1997), test version 1.0, High school students Engelhardt (1997), version 1.0, University students Engelhardt (1997), version 1.1, High school students Engelhardt (1997), version 1.1, University students Cohen et al. (1983), students Periago and Bohigas (2005), University students Timmermann and Kautz (2014) Timmermann et al. (2015) All studies N VOpen Circuit = 0 V 47 454 681 251 441 109 94 483 91 66 % 45 % 63 % 45 % 44 % 60 % 53 % 62 % 49 % 2651 54 % 7 across an open switch is alarming. It is not unlikely that these students would answer the same for open circuits in general. Clearly, this is a mistake that experts do not do. In Timmermann et al. (2015) we tried to help students gain a better understanding of voltage by introducing them to the concept of potential and confronting them with their inconsistent answers about the voltage across an open switch. After the intervention, still 31 % of the students stated that the voltage across an open switch would be zero. One of the problems during the design of the intervention was that the students’ misconceptions about open circuit voltage are not fully understood. Therefore, further investigation into the misconceptions about the voltage across open switches and circuits is required. Until now, we failed to create well written questions to measure the frequency of these misconceptions, as all misconceptions are often reduced to the “no current, therefore no voltage” reasoning. Consequently, we would recommend a series of interviews to gain a better insight into these four misconceptions and then – if possible – design written questions to determine their frequency. References Cohen, R., Eylon, B., and Ganiel, U. (1983). Potential Difference and Current in Simple Electric Circuits: A Study of Students’ Concepts. Am. J. Phys., 51(5):407–412. Engelhardt, P. (1997). Examining students’ understanding of electrical circuits through multiple-choice testing and interviews. PhD. Dissertation, North Carolina State University. Engelhardt, P. V. and Beichner, R. J. (2004). Students’ understanding of direct current resistive electrical circuits. American Journal of Physics, 72(1):98. Hussain, N. H., Latiff, L. A., and Yahaya, N. (2012). Alternative Conception about Open and Short Circuit Concepts. Procedia - Social and Behavioral Sciences, 56:466–473. McDermott, L. C. (1993). Guest Comment: How we teach and how students learn - A mismatch? Am. J. Phys., 61:295. Periago, M. C. and Bohigas, X. (2005). The Persistence of Prior Concepts about Electric Potential, Current Intensity and Ohm’s Law in Students of Engineering. Revista Electrónica de Investigación Educativa, 7(2):2. Pride, T. O. B., Vokos, S., and McDermott, L. C. (1998). The challenge of matching learning assessments to teaching goals: An example from the work - energy and impulse - momentum theorems. Am. J. Phys., 66:147. Redish, E. F. (2003). Teaching physics with the physics suite. John Wiley & Sons, Inc. Rhöneck, C. v. (1982). Student conceptions of the electric circuit before physics instruction. In Paper presented at the International Workshop on Problems Concerning Students’ Representation of Physics and Chemistry Knowledge, pages 194–212, Pädagogische Hochschule, Ludwigsburg. Rhöneck, C. v. (2008). Energetic aspects of students’ conceptions before and after first formal instruction. In Four Decades of Research in Science Education - from Curriculum Development to Quality Improvement: From Curriculum Development to Quality Improvement, pages 69–84. Waxmann Verlag. Santiago, J. (2013). Ten Common Mistakes in Circuit Analysis. Retrieved February 18, 2015, from http://www.dummies.com/how-to/content/ten-common-mistakes-in-circuit-analysis.html. Timmermann, D. and Kautz, C. (2013). Student Understanding of Electric Circuits and their Representations. In Proceedings of the 41st SEFI Conference, Leuven, Belgium. Timmermann, D. and Kautz, C. (2014). Investigating Student Learning of the Voltage and Potential Concepts in Introductory Electrical Engineering. Timmermann, D., Lehmann, F., and Kautz, C. (2015). Using Potential to Help Students Understand Voltage: First Steps on Implementing Effective Instruction. In Proceedings of the 43rd SEFI Conference, Orléans, France. Copyright © 2015 Dion Timmermann, Christian Kautz: The authors assign to the REES organisers and educational non-profit institutions a non-exclusive licence to use this document for personal use and in courses of instruction provided that the article is used in full and this copyright statement is reproduced. The authors also grant a non-exclusive licence to REES to publish this document in full on the World Wide Web (prime sites and mirrors), on portable media and in printed form within the REES 2015 conference proceedings. Any other usage is prohibited without the express permission of the authors. 8