Discontinuous Conduction Mode Analysis of Phase Modulated Series Resonant Converter Utsab Kundu, Parthasarathi Sensarma Department of Electrical Engineering IIT Kanpur, India Email: utsab@iitk.ac.in, sensarma@iitk.ac.in Abstract—This paper proposes an analytical approach to derive voltage gain for phase modulated (PM) dc-dc series resonant converter (SRC) operating in discontinuous conduction mode (DCM). Conventional fundamental harmonic approximation (FHA) technique is extended for non-ideal series resonant tank. The DCM analysis is presented in a normalized form defining appropriate base quantities. The converter is analyzed both in time and frequency domain to derive a non-linear algebraic function of diode rectifier extinction angle. The root of this function is numerically determined using MATLAB and used to predict the dc bus voltage. Experimental results are presented to validate the analysis. inductor current. Time domain analysis of DCMSRC for above-resonance operation is reported in [5]. But this approach cannot be directly adopted to determine voltage conversion ratio (Av ) for steady state DCM operation while switching at resonant frequency. This paper presents DCM analysis of phase modulated SRC, switched at resonant frequency, using time and frequency domain representations. Structured derivation of Av is presented, which requires numerical solution of a single well-defined nonlinear algebraic equation. I. I NTRODUCTION II. FHA A NALYSIS OF N ON - IDEAL SRC The complete circuit diagram of series resonant boost dc-dc converter is shown in fig. 1a. The full-bridge (FB) switch network is switched using phase modulation approach [6]. It produces a high frequency square/quasi-square wave to excite the resonant tank. The tank comprises series resonating elements, L and C, and terminated at the primary of a step-up high-frequency transformer (HFT). Secondary of the HFT is connected to a diode bridge rectifier (DBR), followed by a filter capacitor, Cf , to attenuate the switching harmonics. The following assumptions are considered for subsequent analysis. 1) Primary side MOSFETs and rectifier diodes are ideal. 2) Dead-time between the gating signals of FB MOSFETs are neglected. 3) The HFT does not contain any air-gap and thus offers very high magnetizing inductance. So, the parallel magnetizing branch is excluded from analysis of the tank network, shown in fig. 1b. Phase modulated (PM) dc-dc series resonant converters (SRCs) are traditionally operated in continuous conduction mode (CCM) [1], typically above resonant frequency to achieve zero voltage switching (ZVS) of full-bridge (FB) switches. This approach compromises converter voltage gain significantly while ensuring ZVS in entire modulation range. On the other hand, discontinuous conduction mode (DCM) of SRC (DCMSRC) implies zero current switching (ZCS) of FB switches while retaining the ZCS property of rectifier diodes [2]. Load and modulation independent soft-switching, while operating at tank resonant frequency, makes DCMSRC superior compared to its CCM counterpart. But absence of an analytical formulation of the voltage gain complicates the DCMSRC converter design process, requiring repeated circuit simulations for design convergence. Conventional fundamental harmonic approximation (FHA) method [3] and extended describing function (EDF) technique [4] are not applicable for DCMSRC due to the discontinuous nature of series (a) (b) Fig. 1. (a) Series resonant dc-dc converter, (b) Non-ideal tank network. 4) The only non-ideality, r, comprises winding resistances of both inductor and transformer and the effective series resistance (ESR) of capacitor. 5) The leakage inductance of HFT is included in the tank inductance, L. III. DCM ANALYSIS OF SRC All the parameters and state variables are referred to the primary side of HFT and normalized using the base quantities defined as follows. For a given HFT turns ratio, 1 : N , voltage transfer characteristic of the tank network is normalized with respect to its natural frequency, ω0 , and expressed as where, Vgmin denotes minimum input voltage. Per unit (p.u.) definitions of different parameters, state variables, input and output voltages are listed as follows. r RL is rpu = , RLpu = 2 , ispu = , ZB N ZB IB Vp (s) s0 Q0 s = 2 , s0 = , Vt (s) s0 + s0 (Q0 + Qr ) + 1 ω0 √ Q0 = R vCpu = √ C C 8RL , Qr = r , R = 2 2. L L π N √ VB = Vgmin , ZB = (1) L/C, IB = VB /ZB , (4) vC Vg Vdc , Vgpu = , Vdcpu = , VB VB N VB vppu = vp /VB , iRpu = (N iR )/IB . (5) To extract maximum gain, the switching frequency (fs ) is decided to be A. Time domain analysis √ Considering the half-wave symmetry of tank varifs = ω0 /2π = 1/(2π LC). (2) ables, the analysis is presented for a half cycle of DCM switching period. This half-cycle is further Using FHA analysis [3], the voltage gain expression divided into three sub-intervals. Equivalent circuits for the entire power train is derived as of each sub-interval are shown in fig. 2. Fig. 3 illustrates ideal waveforms of state variables for < Vt > < Vp > < Vs > < Vdc > < Vdc > steady-state DCM operation of SRC, where θ = ω0 t = , < Vg > < Vg > < Vt > < Vp > < Vs > and β denotes extinction angle of DBR. √ 2 2 α R π 1) Interval-I (0 ≤ θ ≤ α): This mode begins = sin( ) · ·N · √ , when the diagonal pair M1 -M4 of FB switch netπ 2 R+r 2 2 work is turned on. Due to discontinuous nature of α R = N sin( ) , (3) the inductor current, is , secondary side DBR also 2 R+r turns on at the beginning of this mode. Switching where, ‘<>’ denotes respective rms quantities and function, S, of DBR is shown in fig. 3. During this α is the modulation angle as shown in fig. 3. interval, tank capacitor voltage, vC , rises from its (a) Interval-I (b) Interval-II (c) Interval-III Fig. 2. Equivalent circuits during three intervals of DCM. initial value VC0 and is builds up from zero. This ensures ZCS turn-on of FB MOSFETs M1 and M4 and secondary diodes D1 and D4 . This mode ends when is reaches its peak, Is1 , and vC rises to VC1 . The normalized state equations for this interval are derived as (dispu /dθ) + rpu ispu + vCpu = K, (6) (dvCpu /dθ) = ispu , K = Vgpu − Vdcpu . (7) The boundary conditions of Interval-I are normalized using respective base quantities and given by ispu (0) = 0, vCpu (0) = VC0pu , (8) ispu (α) = Is1pu , vCpu (α) = VC1pu , (9) The state equations (6) and (7) are solved using these mode boundaries as follows. Is1pu = −A1 ex (p + E) sin γ (10) x VC1pu = A1 e (cos γ + 2E sin γ) + K (11) All parameters of (10) and (11) are listed in Appendix A. 2) Interval-II (α ≤ θ ≤ β): ZVS turn-on of M3 and hard turn-off of M4 define the beginning of this mode. The source Vg remains disconnected thus forcing is to fall. But vC further rises and reaches VC2 at the end of this interval. This mode ends when the DBR cease to conduct ensuring ZCS turn-off of diodes D1 and D4 . (dispu /dθ1 ) + rpu ispu + vCpu = −Vdcpu , Fig. 3. Ideal waveforms of SRC operating in DCM. The state equations are solved using (9) and (14) as follows. 0 = ey [Is1pu cos δ − F sin δ], (15) y VC2pu = e [A2 cos δ + B2 sin δ] − Vdcpu . (16) (12) All parameters of (15) and (16) are presented in Appendix A. (dvCpu /dθ1 ) = ispu , θ1 = (θ − α) (13) 3) Interval-III (β ≤ θ ≤ π): During this mode, Noting that is becomes zero at the end of this the DBR is in off state and thus is remains zero. The capacitor holds the charge and vC remains constant interval, the mode boundaries are presented as at VC2 . ZCS turn-off of M1 and ZCS turn-on of ispu (β) = 0, vCpu (β) = VC2pu . (14) M2 defines the end of this interval. Considering the steady state of capacitor voltage, vC , the following B. Frequency domain analysis expression is derived. Frequency domain analysis of SRC is performed using multi-order decomposition technique [7]. VC2pu = −VC0pu . (17) Large-signal model of the converter is considered as These simultaneous algebraic mode equations are a superposition of n-subsystems. Each of these opersimplified to derive an expression for Vdcpu by elimi- ates at different steady-state frequencies, as shown nating intermediate variables as follows. Noting that in fig. 4a. Due to the non-linear nature of DBR, ey ̸= 0, the expression for Is1pu is derived from (15) n-th order harmonic of is generates the following components of rectified current, iR . as Is1pu = A2 J, J = 2 2p2 + (rpu /2) . 2p cot δ − rpu (n−m) (18) (m) = iRpu i(n) spu × S (n+m) + iRpu , (23) where, m is the harmonic order of switching function, S. It is obvious that n = m constructs the (0) dc component of iR , IR and n ̸= m results in higher order switching harmonics. Since the conVC1pu = M (K − VC0pu ) − Vdcpu , verter operates at resonant frequency, the higher M = [ex (p + E) sin γ]/J. (19) order harmonics are adequately attenuated. With this simplified, yet realistic, assumption a reduced order Rearranging (11) and (19), model is realized using n = m = 1 and depicted in fig. 4b. VC0pu = [1 − (1/(M + U ))]Vgpu − Vdcpu , The fundamental components of tank input voltx U = e [cos γ + 2E sin γ]. (20) age, vt and transformer primary voltage, vp is normalized using base voltage, VB and expressed as From (16) and (17), another expression for VC0pu is follows. derived as 2Vgpu (1) [sin ϕ cos θ + (1 − cos ϕ) sin θ], (24) vtpu = π VC0pu = [GVgpu − (G + 1)Vdcpu ]/(G − 1), (1) G = M Dey , vppu = (2/π)[Ap cos θ + Bp sin θ], (25) D = cos δ + [(J/p) + (rpu /2p)] sin δ. (21) Ap = (Vdcpu + VC0pu ) sin β, (26) Equating (20) and (21), the converter voltage gain, Bp = Vdcpu (1 − cos β) − VC0pu (1 + cos β). (27) Avt , is expressed as a function of α, RLpu and β and given by Assuming tuned operation of SRC, the p.u. fundaEquating (10) and (18), the expression for VC1pu is simplified as [ Vdcpu 1 G−1 Avt = = 1+ Vgpu 2 M +U (a) ] mental component of is is derived as (22) (1) (1) i(1) spu = (vtpu − vppu )/rpu . (b) Fig. 4. (a) Large-signal and (b) Reduced order model of SRC. (28) The fundamental component of S is given by For a given set of (RLpu , α), the root of f (β) is numerically determined. Subsequently, Av is calcuS (1) = (2/π)[sin β cos θ + (1 − cos β) sin θ]. (29) lated from either (22) or (33). (0) Using (23), (28) and (29), IRpu is derived as IV. R ESULTS AND D ISCUSSIONS 2 (0) IRpu = [Vgpu λ − 2Vdcpu (1 − cos β)], (30) rpu π 2 An experimental prototype of series resonant dcdc boost converter is fabricated and shown in fig. 5aλ = cos(α − β) − cos α − cos β + 1. (31) 5b. It comprises the FB switch network along with Assuming the double frequency switching har- the gate drivers, series resonant tank network, high (2) monic, iRpu is completely bypassed through Cf , the frequency transformer, the diode bridge rectifier and output filter capacitor. Analog phase shift controller normalized dc bus voltage, Vdcpu is expressed as is used to switch the FB MOSFETs [6]. All the (0) Vdcpu = IRpu RLpu . (32) parameters of experimental hardware and operating conditions are listed in Table I. Considering these Rearranging (32), the voltage gain expression (Avf ) data, β is numerically determined using (34) in from frequency domain analysis is derived. MATLAB. The dc bus voltage, Vdc is calculated 2λRLpu Vdcpu from (3) and (33) for CCM and DCM operations, Avf = = 2 . (33) respectively and tabulated in Table II. Vgpu π rpu + 4RLpu (1 − cos β) CCM operation of SRC is depicted in fig. 5c-5d, Using (22) and (33), a non-linear algebraic function where continuous nature of secondary side current, of β is defined as follows. isec , is evident. Peak value of tank capacitor voltage, f (β) = Avt − Avf . (34) vC , is greater than the transformer primary voltage, TABLE I S YSTEM SPECIFICATIONS . C 165 nF r 100 mΩ Lm 700 µH (a) fs 200 kHz N 20 Cf 1 µF Vgmin 10 V (b) Vg 20 V α 32◦ (c) 130 105 analytical experimental analytical experimental Vdc (V) 110 100 1 (f) RL (DCM) 6.4 kΩ (d) 120 (e) RL (CCM) 1.4 kΩ 100 β (deg.) L 3.84 µH 95 2 3 4 5 RL (kΩ) (g) 6 7 90 4 5 R (kΩ) 6 L 7 (h) Fig. 5. Experimental prototype: (a) Top view, (b) Bottom view. Output dc bus voltage and electrical variables of tank network: (c)-(d) CCM operation, (e)-(f) DCM operation. Analytical and experimental plots of (g) Vdc and (h) β at different loads. Scale: vt (20 V/div), Vdc (50 V/div), isec - CCM (200 mA/div), DCM (100 mA/div), is (2 A/div), vC (5 V/div), vp (5 V/div). X-axis: (Time - 1 µs/div). vp . This ensures the rectifier diodes remain in onstate for the entire switching cycle which confirms CCM operation. The spikes in vt indicates that the leading leg of FB network (M1 -M2 ) does not experience soft turn-on and thus increases voltage stress on switches. But DCM operation (figs. 5e & 5f) ensures ZCS turn-on of leading leg MOSFETs which reduces voltage stress. When the DBR turns-off, isec does not become zero in practice due to the presence of body capacitance across rectifier diodes. The series LC branch resonates with diode capacitances and oscillations are experimentally observed not only in is and isec , but in vc also. Moreover, finite magnetizing inductance (Lm ) of HFT acts as a resonating element during DCM operation. This causes slow transition at the edges of vp during off-state of DBR. Obviously, reflection of capacitor voltage in transformer primary does not appear, as shown in fig. 3. However, the rectifier extinction angle, β, is measured as shown in fig. 5f and presented in Table II. Variation of Vdc and β with varying load conditions are shown in fig. 5g and 5h, respectively. The following error quantities are defined, eV dc = | Vdc (anl) − Vdc (exp) | /Vdc (anl),(35) eβ = | β(anl) − β(exp) | /β(anl), (36) where, ‘(anl)’ and ‘(exp)’ denotes analytical and experimental values, respectively. These errors are expressed in percentage and shown in fig. 6 at different loads. Close agreements of experimentally obtained Vdc and β with analytical predictions indicate that TABLE II A NALYTICAL AND EXPERIMENTAL RESULTS . Results Analytical Experimental β 97◦ 92◦ Vdc (DCM) 122.5 V 124 V Vdc (CCM) 106.5 V 106 V 4 eVdc Error (%) 3 eβ 2 1 0 1 2 3 RL4(kΩ) 5 6 7 Fig. 6. Plots of eV dc and eβ at different loads. the effects of finite Lm and body capacitances are negligible. V. C ONCLUSION Time and frequency domain analysis for phase modulated series resonant dc-dc converter operating in DCM is presented. Advantages of operating SRC in DCM is discussed. Limitations of conventional approaches are noted for DCM analysis. The analysis is presented in a normalized form considering ESR in resonant tank. Voltage gain expressions are derived both in time and frequency domain. The rectifier extinction angle is determined by numerically solving a non-linear algebraic equation, which is analytically derived. Analytical prediction for output dc bus voltage is experimentally validated. This normalized analytical approach provides a definite design guideline for phase modulated SRC operating in DCM. A PPENDIX A PARAMETERS OF MODE EQUATIONS 2 p = 1 − (rpu /4), A1 = VC0pu − K, E = rpu /4p, x = −(rpu α)/2, γ = pα F = (pA2 + (B2 rpu /2)), A2 = VC1pu + Vdcpu , B2 = (1/p)[Is1pu + (rpu A2 /2)], y = rpu (α − β)/2, δ = p(β − α) R EFERENCES [1] Kline, M.; Izyumin, I; Boser, B.; Sanders, S., “Capacitive power transfer for contactless charging,” in Proc. IEEE Applied Power Electronics Conf., Mar. 6-11, 2011, pp. 1398-1404. [2] Vandelac, J.-P.; Ziogas, P.D., “A DC to DC PWM series resonant converter operated at resonant frequency,” in IEEE Trans. Industrial Electron., vol. 35, no. 3, pp. 451-460, Aug 1988. [3] Erickson R. W.; Maksimovic D., “Fundamentals of Power Electronics,” (2nd ed) Springer International Edition, 2000. 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