____________ ______________ ______________ ______________ ______________ ______________ ______________ ______________ _____ R RASUWA AGADHI HYDR ROPOWE ER COM MPANY LIMITED L D RA ASUWA AGADHI HY YDROE ELECTR RIC PR ROJEC CT (1111MW) PREQ QUALIIFICAT TION DOCU UMEN NTS For Lot L 2: Electrom E mechan nical Woorks Contract Identifica ation No.: RGHPCL L/RGHEP//069/70/EM M-01 (D DESIGN, MANUFAC M CTURE, SU UPPLY, IN NSTALLA ATION, TE ESTING AND DCOMMISSIONING G OF ELE ECTROME ECHANIC CAL EQUIPMENT) Febrruary 2013 KAT THMANDU Prequalification Documents Lot 2: Electromechanical Works Table of Contents TABLE OF CONTENTS Description A. Page No ABBREVIATIONS AND GLOSSARY ..................................................................................1 Section I: Invitation for Prequalification .................................................................................2 Section II: General Instructions to Applicants (GITA) .............................................................6 Section III: Particular Instructions to Applicants (PITA)........................................................18 Section IV. Letter of Application ...............................................................................................26 Section V: Information Forms .................................................................................................30 Section VI: Qualifying and Evaluation Criteria .......................................................................61 ANNEXURE Annex-1: Site Information of Rasuwagadhi Hydroelectric Project (111 MW) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page I Prequalification Documents Lot 2: Electromechanical Works A. Abbreviations and Glossary ABBREVIATIONS AND GLOSSARY A.1 Abbreviations AC Alternating Current BOQ Bill of Quantities CHPCL Chilime Hydropower Company Limited DC Direct Current EIA Environmental Impact Assessment EL Elevation FIDIC Federation Internationale des Ingenieurs-Conseils GCC General Conditions of Contract GIS Gas Insulated Switchgear GITA General Instructions to Applicants GoN Government of Nepal GWh Gigawatt Hour HEP Hydroelectric Project HV High Voltage HVAC Heating, Ventilating and Air Conditioning IF Information Forms IFB Invitation for Bids IFP Invitation for Prequalification INPS Integrated Nepal Power System JV Joint Venture JVA Joint Venture Agreement kV Kilovolt LV Low Voltage MV Medium Voltage MVA Megavolt Ampere MW Megawatt NEA Nepal Electricity Authority PDB Plant and Design Build PQ Prequalification PITA Particular Instructions to Applicants RGHEP Rasuwagadhi Hydroelectric Project RGHPCL Rasuwagadhi Hydropower Company Limited UPS Uninterruptible Power Supply VDC Village Development Committee Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page I Prequalification Documents Lot 2: Electromechanical Works Abbreviation and Glossary A.2 Glossary Applicant Contract Contractor Employer Engineer Parent Company Post qualification Prequalification Prime contractor Project Provisional sum Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project A firm or a Joint Venture that participates in this prequalification process with intent to participate in the bid for Lot 2 Electromechanical works of RGHEP Contract means Lot 2: Electromechanical Works (Design, Manufacture, Supply, Installation, Testing and Commissioning of Electromechanical Equipment) The legal entity that is party to and performs a works on this Contract, the other party to the Contract being the “Employer.” RGHPCL as one party to this Contract, the other party being the “Contractor.” A consultant, appointed by the Employer to act as Engineer for the purpose of this Contract. "Parent Company" shall mean a company or a firm owning majority (at least 51%) shares of such applicant company. If Parent Company commits assured technical support and unhindered access to its assets and resources to applicant company, only then experience and other credentials of such Parent Company shall be considered for prequalification of the Applicant, provided such commitment is evidenced by the Parent Company. An assessment made by the Employer after the evaluation of bids and prior to award of Contract, to ensure that the lowest evaluated, responsive and eligible bidder is qualified to perform the Contract in accordance with previously specified qualification requirements. An assessment made by the Employer of the appropriate level of experience and capacity of firms expressing interest in undertaking a particular Contract, before inviting them to bid. A firm that performs a part of a design, manufacture, supply, installation, testing and commissioning of electromechanical equipment contract itself and the balance, if any, by subcontractors, while bearing full responsibility for the whole contract. Rasuwagadhi Hydroelectric Project A sum included provisionally in the BOQ of a contract, normally for a specialized part of the Works or for contingencies, which sum shall be used only on the instructions of the Employer/Engineer for payments to the Contractor and/or to nominated subcontractors. Page 2 Prequalification Documents Lot 2: Electromechanical Works Slice and package Turnover Writing Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Abbreviation and Glossary A procedure whereby a large homogeneous project is sliced into smaller similar contracts, which are bid simultaneously so as to attract the interest of both small and large firms; firms offer bids on individual contracts (slices) or on a group of similar contracts (packages), and award is made to the combination of bids offering the lowest cost to the Employer. Slices comprising a number of similar construction units together in a small area are sometimes referred to as “lots,” which are bid concurrently with other similar “lots” as part of the larger “package.” The gross earnings of a firm normally expressed on an annual basis as shown in audited financial statements excluding income from other sources. For the purpose of this document, any authenticated handwritten, typed, or printed communication, including facsimile transmission, with proof of receipt when requested by the sender. Page 3 Prequalification Documents Lot 2: Electromechanical Works Invitation for Prequalification Section I Invitation for Prequalification Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 4 Prequalification Documents Lot 2: Electromechanical Works Invitation for Prequalification RASUWAGADHI HYDROPOWER COMPANY LIMITED RASUWAGADHI HYDROELECTRIC PROJECT (111 MW) Invitation for Prequalification for Lot 2: Electromechanical Works Contract Identification No.: RGHPCL/RGHEP/069/70/EM-01 (First Date of Publication of Notice: 4th February 2013) 1. This invitation for Prequalification has been issued to all Electromechanical Works Contractors, who are eligible in accordance with the conditions stated in the Prequalification Document, and who are interested in undertaking Design, Manufacture, Supply, Installation, Testing and Commissioning of Electromechanical Equipment for Rasuwagadhi Hydroelectric Project (RGHEP). 2. Rasuwagadhi Hydropower Company Limited (RGHPCL) is a company promoted by Chilime Hydropower Company Limited (CHPCL). RGHPCL has completed the financial closure including the debt portion required for the Project with Employees Provident Fund (EPF) and equity investment will be made from CHPCL, Nepal Electricity Authority (NEA) and general public. Part of the proceeds of these financial resources will be applied to eligible payments under the contracts for which this invitation to Prequalification is issued. 3. Prequalification will be conducted following the criteria contained in the Prequalification Document and is open to all eligible national and international Electromechanical Works Contractors or their Joint Ventures. 4. Electromechanical equipment comprise of, but not limited to, Turbines, Generators, Transformers, Gas Insulated Switchgear, Main Inlet Valves and associated equipment. 5. A complete set of Prequalification Document in English may be purchased by interested applicants from 4th February 2013 to 20th March 2013 during office hours on submission of a written application to the address given below and upon submission of a bank-voucher evidencing a non-refundable cash deposit of NRs. 25,000 (Nepalese Rupees Twenty-five thousand only) in favor of the RGHPCL in Account No. 0010060109869 in Mega Bank Limited, Kantipath, Kathmandu, Nepal. Requests submitted by mail should include a certified cheque in the amount and currency equivalent to the cost of Document as indicated above and applicable mailing/shipping charges in favor of RGHPCL. RGHPCL will promptly dispatch the documents by registered airmail, but under no circumstances can it be held responsible for late delivery or loss of the documents so mailed to the applicant. Applicants who choose to download the bidding document from the company’s website must submit a bank voucher of cash deposit in the bank account and currency equivalent to the cost of document as indicated above at the time of submission. All the applicants, who will be prequalified in the Prequalification Process, will obtain Bidding Document free of cost in order to participate in the Bidding Process. 6. Prequalification Application along with one (1) original set and one (1) duplicate set of Prequalification Documents, having been signed on each page by authorized personnel, shall be submitted in sealed envelopes and delivered to the address below on or before 21st March 2013 until 12:00 hours (local time). The Applications will be opened on 21st March 2013 at 14:00 hours (local time) at the office of RGHPCL. In case, the last date for purchasing or submission falls on a company holiday then the next working day shall be considered the last day. Document, which is received after the above deadline, will not be considered valid and will be returned unopened. 7. The number of partners in Joint Ventures is limited to two (2) and share of each partner in the Joint Venture shall not be less than 25% while the share of lead partner shall be at least of 51%. 8. It is recommended that eligible Applicants familiarize themselves with the local conditions and visit the project site. Costs incurred for preparation of applications and site visits are to be borne by the applicant. 9. RGHPCL reserves the right to accept or reject any or all applications for Prequalification and cancel the Prequalification Process and reject all applications without assigning any reason whatsoever. 10. The interested eligible Applicants may obtain further information from the Address below or from the Company URL address: http://www.chilime.com.np/rasuwagadhi Address: Managing Director Rasuwagadhi Hydropower Company Limited Kathmandu, Nepal Tel. No: +977-1-4002044/4002046 Fax: +977-1-4443077/4002045 Email: rghpcl@gmail.com Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 5 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants Section II General Instructions to Applicants (GITA) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 6 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants Section II: General Instructions to Applicants (GITA) 1. Source of Funds and Scope of Works Source of Funds 1.1 Rasuwagadhi Hydropower Company Limited (RGHPCL) has made allocation of funds as described in PITA. Scope of Work 1.2 The Employer, as named in the PITA, intends to prequalify contractors for the Works described in the PITA. Slice and Package 1.3 If so indicated in the PITA, the total Works to be constructed have been divided into a number of similar individual contracts (slices) and bids will be invited concurrently for individual contracts and for combinations of contracts (packages). Bidders can bid on individual contracts only or on a combination of contracts within their prequalified capacity as assessed by the Employer. Qualification criteria for slice and package bidding are described in Sub-Clause 4.15. Bid Invitation 1.4 It is expected that prequalified applicants will be invited to submit bids during the month and year indicated in the PITA. Type of Contract 1.5 The bidding documents, type of contract, and method of payment, whether prices are fixed or adjustable, and the time for completion are indicated in the PITA. Site Information 1.6 General information on the climate, hydrology, topography, geology, access to site, transportation and communications facilities, medical facilities, project layout, expected construction period, facilities, services provided by the Employer, and other relevant data is attached as an Annex to the PITA. 2.1 RGHPCL requires that the Bidders/ Suppliers/ Contractors observe the highest standard of ethics during the procurement and execution of contracts. In pursuant to this policy, RGHPCL: 2. Fraud and Corruption a. defines, for the purposes of this provision, the terms set forth below as follows: “corrupt practice” means the offering, giving, receiving, or soliciting of anything of value to influence the action of a public official in the procurement process or in contract execution; and “fraudulent practice” means a misrepresentation of facts in order to influence a procurement process or the execution of a contract to the detriment of the RGHPCL, and includes collusive Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 7 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants practices among bidders (prior to or after bid submission) designed to establish bid prices at artificial, non-competitive levels and to deprive the RGHPCL of the benefits of free and open competition; "collusive practice" is an arrangement between two or more parties designed to achieve an improper purpose, including to influence improperly the actions of another party; "coercive practice" is impairing or harming, or threatening to impair harm, directly or indirectly, any party or the property of the party to influence improperly the actions of the party; "obstructive practice" deliberately destroying, falsifying, altering or concealing of evidence material to the investigation or making false statements to investigators; and b. shall not accept a proposal for award if it determines that the bidder recommended for award has engaged in corrupt or fraudulent or collusive, coercive, or obstructive practices in competing for the contract in question; and c. shall declare a firm or individual ineligible, either indefinitely or for a stated period of time, to be awarded a RGHPCL funded contract if it at any time determines that the firm has engaged in corrupt or fraudulent or collusive, coercive, or obstructive practices in competing for, or in executing, a RGHPCL funded contract. 3. Eligibility of Countries and bidders Eligible Countries 3.1 Except as provided in Sub-Clause 3.2 and 3.3, this Invitation for Prequalification is open to all eligible firms from Nepal for NCB contracts and Nepal and abroad for ICB contracts. The GoN maintains a list of countries from which bidders, goods, and the services are not eligible to participate in procurement. Joint Ventures between firms from Nepal and abroad shall be permitted to bid. 3.2 A firm that has been engaged by the RGHPCL to provide consulting services for the preparation or implementation of the Project, and any of its affiliates, shall be disqualified from subsequently providing goods or works (other than a continuation of the firm’s earlier consulting services) for the same project. 3.3 A firm declared ineligible by the GoN shall be ineligible to bid for a contract during the period of time determined by the GoN. Eligible bidders Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 8 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants 4. Qualification Criteria 4.1 Prequalification will be based on Applicants meeting minimum pass– fail criteria regarding their general and particular construction experience, financial position, personnel and equipment capabilities, and other relevant information as demonstrated by the Applicant’s responses in the Information Forms attached to the Letter of Application. Additional requirements for joint ventures are given in clause 5. The qualifications, capacity, and resources of proposed subcontractors will not be taken into account in assessing those of individual or joint venture Applicants, unless they are named specialist subcontractors pursuant to Sub-Clause 4.4 and approved by the Employer. Nominated Subcontracting 4.2 If so listed in the PITA, the Employer intends to execute certain specialised elements of the Works by Nominated Subcontractors in accordance with the GCC of the bidding documents, and for which Provisional Sums will be included in the BOQ for the subject Works. Subcontracting 4.3 If an Applicant intends to subcontract parts of the Works such that the total of subcontracting is more than the percentage stated in the PITA of the Applicant’s approximated Bid Price, that intention shall be stated in the Letter of Application, together with a tentative listing of the elements of the Works to be subcontracted. Specialist Subcontracting 4.4 If an Applicant intends to subcontract any highly specialised elements of the Works to specialist subcontractors, such elements and the proposed subcontractors shall be clearly identified, and the experience and capacity of the subcontractors shall be described in the relevant Information Forms. Acceptable Substitutes 4.5 With reference to Sub-Clauses 4.3 and 4.4, the Employer may require Applicants to provide more information about their proposals. If any proposed subcontractor is found ineligible or unsuitable to carry out an assigned task, the Employer may request the Applicant to propose an acceptable substitute, and may conditionally prequalify the Applicant accordingly, before issuing an invitation to bid. Contractor’s Responsibility 4.6 After award of contract, the subcontracting of any part of the Works, other than for the provision of labour and materials, or to subcontractors named in the Contract, shall require the prior consent of the Employer. Notwithstanding such consent, the Contractor shall remain responsible for the acts, defaults, and neglects of all subcontractors during contract implementation. General Experience 4.7 The Applicant shall provide evidence that: General a. it has been actively engaged in the Electromechanical Works business for at least the period stated in the PITA immediately prior to the date of submission of applications, in the role of Prime contractor, partner in a joint venture, or subcontractor, and Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 9 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants b. that the Applicant has generated an average annual turnover during the above period greater than the amount stated in the PITA. The average annual turnover is defined as the total of certified payment certificates for works in progress or completed by the firm or firms comprising the Applicant, divided by the number of years stated in the PITA. While calculating the Turnover of the National Contractors for the past years the turnover amount shall be calculated in present value by deducting the VAT amount and then applying the inflation rate/index of the Nepal Rastra Bank. For calculating the average annual turnover, the turnover of the best three years out of last ten year’s turnover shall be considered. Particular Experience 4.8 a. The Applicant shall provide evidence that it has successfully completed or substantially completed at least the number of contracts stated in the PITA, of contract amount, nature, complexity, and requiring construction technology similar to the proposed contract, within the period stated in the PITA. The works may have been executed by the Applicant as a prime contractor, management contractor, or as member of a joint venture or as subcontractor, with references being submitted to confirm satisfactory performance. b. The Applicant shall also provide evidence that it has achieved the minimum monthly and/or annual production rates of the key construction activities described in the PITA under similar contract conditions. Financial Capabilities 4.9 The Applicant shall demonstrate that it has access to, or has available, liquid assets, lines of credit, and other financial means (independent of any contractual advance payment) sufficient to meet the construction cash flow requirements for the subject contract(s) in the event of stoppage, start-up, or other delays in payment, of the minimum estimated amount stated in the PITA, net of the Applicant’s commitments for other contracts. 4.10 In the relevant Information Form, the Applicant shall also demonstrate, to the satisfaction of the Employer, that it has adequate sources of finance to meet the cash flow requirements on works currently in progress and for future contract commitments. For this, the Applicant’s Bid Capacity shall be equal to or more than the value of the Slice or Package for which the Applicant has submitted Application for prequalification. 4.11 The audited balance sheets or, if not required by the laws of the Applicant’s country, other financial statements acceptable to the Employer, for the last ten years (unless otherwise stated in the PITA) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 10 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants shall be submitted and must demonstrate the current soundness of the Applicant’s financial position and indicate its prospective long-term profitability. If deemed necessary, the Employer shall have the authority to make inquiries with the Applicant’s Financers. Personnel Capabilities 4.12 The Applicant shall supply general information on the management structure of the firm, and shall make provision for suitably qualified personnel to fill the key positions if listed in the PITA, as required during contract implementation. The Applicant shall supply information on a prime candidate and on an alternate, if stated in PITA, for each key position, both of whom shall meet the experience requirements specified. Equipment Capabilities 4.13 The Applicant shall own, or have assured access (through hire, lease, purchase agreement, other commercial means, or approved subcontracting) to key items of equipment, in full working order, if listed in the PITA, and must demonstrate that, based on known commitments, they will be available for timely use in the proposed contract. The Applicant may also list alternative types of equipment that it would propose for use on the contract, together with an explanation of the proposal. Litigation History 4.14 The Applicant shall provide accurate information on the related Application Form about any litigation or arbitration resulting from contracts completed or ongoing under its execution over the last five years. A consistent history of awards against the Applicant or any partner of a joint venture may result in disqualification of the application. Slice and Package 4.15 When applying for Prequalification on more than one contract under the slice and package arrangements, the Applicant must provide evidence that it meets or exceeds the sum of all the individual requirements for the slices or lots being applied for in regard to: a. average annual turnover (Sub-Clause 4.7 (b)); b. particular experience including key production rates (Sub-Clause 4.8); c. financial capabilities, etc. (Sub-Clauses 4.9, 4.10, and 4.11); d. personnel capabilities (Sub-Clause 4.12); and e. equipment capabilities (Sub-Clause 4.13) In case the Applicant fails to fully meet any of these criteria, it may be qualified only for those slices for which the Applicant meets the above requirement. Clarifications of Applications 4.16 To assist in the evaluation of Applications, the Employer may, at its Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project discretion, ask any Applicant for a clarification of its application which shall be submitted within a stated reasonable period of time. Any request for clarification and all clarifications shall be in writing. Page 11 Prequalification Documents Lot 2: Electromechanical Works Right to Waive Section II: General Instructions to Applicants 4.17 The Employer reserves the right to waive minor deviations in the qualification criteria if they do not materially affect the capability of an Applicant to perform the contract. 5. Joint Ventures Eligibility 5.1 If the Applicant comprises a number of firms with a formal intent to enter into an agreement or under an existing agreement in the form of a Joint Venture (JV), then all the partners to the JV shall be jointly and severally liable. A joint venture and the individual partners in the joint venture shall need to be registered in GoN, Internal Revenue Office before signing Contract Agreement. Qualification Criteria 5.2 The joint venture must satisfy collectively the criteria of Clause 4. For this purpose the following data of each member of the joint venture may be added together to meet the collective qualifying criteria. However the Partner-in-charge and each individual partner of joint venture must meet the percentages respectively of the requirement as specified in the PITA of the criteria Sub – Clause 5.2(a) ,5.2(c ) and 5.2 (d) below: a. average annual turnover (Sub-Clause 4.7 (b)); b. particular experience (Sub-Clause 4.8 (a)) and key production rates (Sub-Clause 4.8 (b)); c. cash flow (Sub-Clause 4.9); d. adequate sources to meet financial commitments in this and other contracts (Sub-Clause 4.10) e. Personnel capabilities (Sub-Clause 4.12); and f. Equipment capabilities (Sub-Clause 4.13). Each partner must satisfy the following criteria individually: a. General experience for the period of years stated in SubClause 4.7 (a). b. adequate sources for completing the work in hand or committed new work (Sub-Clause 4.10), c. financial soundness (Sub-Clause 4.11), and d. litigation history (Sub-Clause 4.14). In accordance with the above, the Application shall include all related information required under Clause 4 for individual partners in the joint venture. Partner-in-Charge 5.3 Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project One of the partners, who is responsible for performing a key function in contract management or is executing a major component of the proposed contract, shall be nominated as being in charge during the Page 12 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants Prequalification and bidding periods and, in the event of a successful bid, during contract execution. The partner in charge shall be authorised to incur liabilities and receive instructions for and on behalf of any and all partners of the joint venture; this authorisation shall be evidenced by submitting a power of attorney signed by legally authorised signatories of all the partners. Such authorization letter shall not be changed by the Applicant unilaterally and or without approval from the Employer. Partner Limitation 5.4 Limit on the number of partners in a JV shall be as stated in the PITA however; the attention of Applicants is drawn to the provisions of Sub-Clause 5.5. Joint and Several Liability 5.5 All partners of the joint venture shall be legally liable, jointly and severally, during the bidding process and for the execution of the contract in accordance with the contract terms, and a statement to this effect shall be included in the authorisation mentioned under SubClause 5.3 above. Joint Venture Agreement 5.6 A copy of the Joint Venture Agreement (JVA) entered into by the partners shall be submitted with the Application. Alternatively, a Letter of Intent to execute a JVA in the event of a successful bid shall be signed by all partners and submitted with the Application together with a copy of the proposed Agreement. Pursuant to Sub-Clauses 5.3 to 5.5 above, the JVA shall include among other things: the JV's objectives; the proposed management structure; the contribution of each partner to the joint venture operations; the commitment of the partners to joint and several liability for due performance; recourse/sanctions within the JV in the event of default or withdrawal of any partner; and arrangements for providing the required indemnities. Once submitted to the Employer such Joint venture agreements shall not be changed by the Applicant unilaterally and or without approval from the Employer. Dissolution of Joint Venture 5.7 The Prequalification of a joint venture does not necessarily prequalify any of its partners to bid individually or as a partner in any other joint venture or association. In case of dissolution of a joint venture prior to the submission of bids, any of the constituent firms may prequalify if they meet all of the Prequalification requirements, subject to the written approval of the Employer. Individual members of a dissolved joint venture may participate as subcontractor to qualified Applicants, subject to the provisions of Sub-Clause 10.5. 6. Domestic Bidder Price Preference Eligibility 6.1 Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project A domestic price preference for qualifying domestic bidders shall apply in bid evaluation as described in Sub-Clauses 6.2 and 6.3. On the basis of information submitted by Applicants and available at the time of notification, the Employer will inform prequalified Applicants of their apparent eligibility to qualify for the domestic bidder price Page 13 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants preference (subject to subsequent confirmation at bid evaluation), in accordance with Sub-Clauses 6.2 and 6.3. Domestic bidders 6.2 Domestic bidders shall provide all evidence necessary to prove that they meet the following criteria to be eligible for a margin of preference stated below in the comparison of their bids with those of bidders who do not qualify for the preference. Domestic bidders which meet the following criteria shall be given a preference as specified in PITA. a. for an individual firm or joint venture of firms: i. each firm is registered in Nepal, ii. each firm has more than 50 percent ownership by nationals of Nepal iii. will not subcontract more than 50 percent of the total value of the Works to foreign contractors, iv. satisfies any other criteria specified for the purpose of domestic preference eligibility in the Bidding Data. b. for a joint venture between domestic and foreign firms: i. each domestic firm is eligible for the preference according to the criteria stated in (a) above, ii. at least 50 percent share in the joint venture is held by the Nepalese firms as demonstrated by the profit and loss sharing provisions of the joint venture agreement, iii. will not subcontract more than 50% of the total value of the works to the foreign partner or other foreign firms, iv. satisfies any other criteria specified for the purpose of domestic preference eligibility in the Bidding Data. Foreign-Domestic Joint Venture 6.3 Joint ventures between domestic and foreign firms which meet the following criteria shall be given a preference as specified in PITA: i. each domestic firm is eligible for the preference according to the criteria stated in (a) above, ii. between 25 and 50 percent interest in the joint venture is held by the Nepalese firms as demonstrated by the profit and loss sharing provisions of the joint venture agreement, iii. will not subcontract more than 50% of the total value of the works to the foreign partner or other foreign firms, iv. satisfies any other criteria specified for the purpose of domestic preference eligibility in the Bidding Data. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 14 Prequalification Documents Lot 2: Electromechanical Works 7. Requests for Clarification Notification and Response 8. Section II: General Instructions to Applicants 7.1 Applicants are responsible for requesting any clarification of the Prequalification documents. A request for clarification shall be made in writing to the Employer’s address indicated in the PITA. The Employer will respond to any request for clarification that it receives earlier than 15 days prior to the deadline for submission of application. Copies of the Employer’s response, including a description of the inquiry but without identifying its source, will be forwarded to all purchasers of the Prequalification document. Amendment of Prequalification Document Amendment of Prequalification Docum 8.1 At any time prior to the deadline for submission of Applications, the Employer may amend the Prequalification Document by issuing addenda. 8.2 Any addendum issued shall be part of the Prequalification Document and shall be communicated in writing to all who have obtained the Prequalification Document directly from the Employer. 8.3 To give prospective Applicants reasonable time in which to take an addendum into account in preparing their Applications, the Employer may, at its discretion, extend the deadline for the submission of applications. 9. Submission of Application Cost of Applications 9.1 The Applicant shall bear all costs associated with the preparation and submission of its application, and the Employer shall in no case be responsible or liable for those costs, regardless of the conduct or outcome of the Prequalification process. Delivery 9.2 Submission of application for Prequalification must be received in sealed envelopes either delivered by hand or by registered mail to the address, and not later than the time and date stated in the PITA or as modified in accordance with Sub –Clause 8.3. The name and mailing address of the Applicant shall be indicated on the envelope, which shall be clearly marked as indicated in the PITA. A receipt will be given for all applications submitted. Late Applications 9.3 Prequalification application received later than the specified time in Sub - Clause 9.2 shall be returned unopened. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 15 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants Language 9.4 All information requested for Prequalification shall be provided by Applicants in the language indicated in the PITA. Information may be provided in another language, but it shall be accompanied by an accurate translation of its relevant passages into the language indicated in the PITA. Such translation shall be attested by the Applicant’s country representative offices in Nepal. This translation will govern and will be used for interpreting the information. Lack of Information 9.5 Failure of an Applicant to provide comprehensive and accurate information that is essential for the Employer’s evaluation of the Applicant’s qualifications, or to provide timely clarification or substantiation of the information supplied, may result in disqualification of the Applicant. If an Applicant can not submit a particular document as stated in the PQ document then a equivalent document submitted by the Applicant's may be considered for evaluation. Material Changes 9.6 Subsequently prequalified or conditionally prequalified Applicants shall inform the Employer of any material change in information that might affect their qualification status. Bidders shall be also required to update key Prequalification information at the time of bidding. Prior to award of contract, the lowest evaluated bidder will be required to confirm its continued qualified status in a post qualification review process. If the status is found to be substantially of lower qualification than at the time of Prequalification, such bids shall be cancelled and not evaluated. 10. Employer’s Notification and Bidding Process Invitation for Bids 10.1 Within the period stated in the PITA from the date for submission of applications, the Employer will notify all Applicants in writing of the results of their application, including eligibility for domestic bidder price preference, in accordance with Clause 6, and of the names of all prequalified and conditionally prequalified applicants (see Sub-Clause 10.2 below). Conditional Prequalification 10.2 An Applicant may be “conditionally prequalified,” that is, qualified subject to certain specified nonmaterial deficiencies in the Prequalification requirements being met by the Applicant to the satisfaction of the Employer, before submitting a bid. Upon full compliance with the Prequalification requirements, other prequalified applicants will be notified accordingly. One Bid per bidder 10.3 A qualified firm or a member of a qualified joint venture may participate in only one bid for the contract. If a firm submits more than one bid, singly or in joint venture, all bids including that firm will be rejected. However, this does not limit the inclusion of the same subcontractor, not otherwise participating as a Bidder, in more than one bid. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 16 Prequalification Documents Lot 2: Electromechanical Works Section II: General Instructions to Applicants Bid Security 10.4 Bidders will be required to provide bid security in the form and amount indicated in the bidding documents. The successful bidder will be required to provide performance security in the form and amount indicated in the bidding documents. Changes after Prequalification 10.5 Any change in the structure or formation of an Applicant after being prequalified and invited to bid shall be subject to written approval of the Employer. Any such change shall be submitted to the Employer not later than fourteen (14) days after the date of the Invitation to Bid. Such approval shall be denied if as a consequence of any change, Employer’s Rights a. an individual firm, or a joint venture as a whole, or any individual member of the JV fails to meet any of the collective or individual qualifying requirements; b. the new partners to a joint venture were not prequalified in the first instance, either as individual firms or as another joint venture; or c. in the opinion of the Employer, a substantial reduction in competition may result. 10.6 The Employer reserves the right to take the following actions, and shall not be liable for any such actions: a. amend the scope and cost of any contract to be bid under this project, in which event bids will be invited only from those applicants who meet the resulting amended Prequalification requirements; b. reject or accept any Prequalification application, and/or any late application; and cancel the Prequalification process and reject all applications c. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 17 Prequalification Documents Lot 2: Electromechanical Works Section III: Particular Instructions to Applicants Section III Particular Instructions to Applicants (PITA) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 18 Prequalification Documents Lot 2: Electromechanical Works Section III: Particular Instructions to Applicants Section III: Particular Instructions to Applicants (PITA) These particular instructions and related Information Forms are intended to complement, amend, or supplement the provisions in the GITA. In the event of conflict or ambiguity, the provisions in the PITA shall prevail over those in the GITA. GITA Clause Reference 1.1 Sources of Funds RGHPCL has already signed a loan agreement for the debt portion required for the Project with Employees’ Provident Fund (EPF) and equity investment will be made from CHPCL, NEA, local promoters and general public. RGHPCL intends to apply this fund or a part of the fund to the eligible payments under the contract(s) for which this prequalification is issued. 1.2 The Employer: RASUWAGADHI HYDROPOWER COMPANY LIMITED Kathmandu, Nepal Tel. No.: 977-1-4002044 / 4002046 Fax No.: 977-1-4443077/4002045 Post Box No.:25210 Email: rghpcl@gmail.com Name of Project RASUWAGADHI HYDROELECTRIC PROJECT Location: Rasuwa District, Bagmati Zone, Nepal Scope of Work Contract Identification No. :RGHPCL/RGHEP/069/70/EM-01 Title: Lot 2- Electromechanical Works (Design, Manufacture, Supply, Electromechanical equipment) Installation, Testing and Commissioning of The Works: The Electromechanical Works in the Lot 2 Contract include but not limited to the following main components: Mechanical Equipment: - Three sets of Francis turbines with rated output 38.5 MW each - Three sets of turbine governors - Three sets of spherical type main inlet valves - Auxiliary systems (cooling water system, hydraulic oil system, compressed air system etc.) - Ancillaries (drainage and dewatering system, hoisting devices, oil filtration plant, compressed air system, mechanical workshop equipment, power station elevator/s, diesel generating units, fire fighting system, HVAC system etc.) Electrical Equipment: - Three sets of generators, rated output 43.75 MVA each - Three sets of excitation system, - Generator main circuits and 11 kV switchgear Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 19 Prequalification Documents Lot 2: Electromechanical Works 1.3 Section III: Particular Instructions to Applicants Ten sets of single-phase main transformers with rated output 14.6 MVA each One set of 132kV gas insulated switchgear with 132 kV Cable Systems MV/LV Switchgear (AC auxiliary supply system, Isolation and station transformers, DC and UPS system etc.) Automation, control and protection system Other auxiliary system (communication system, security system, lighting and small power installation, electrical workshop equipment, etc.) Earthing and lightning protection system Slice and Package Not Applicable 1.4 1.5 Bid Invitation Expected date of Invitation for Bids : June 2013 Type of Contract Lot No 2: Electromechanical Works of the Project will be accomplished in Plant and Design Build (P & DB) Contract model. Bidding Documents: The type of Standard Bidding Document to be applied for Lot No. 2 will be FIDIC Conditions of Contracts for Plant and Design Build. Method of payment: Instalment payment related to achieved milestones (progress). Time for completion: Required date of completion is December 2016. 1.6 3.1 3.3 Site Information: See Annex-1 Add followings at the end of the paragraph on clause 3.1: "Local Agent: Foreign bidder/s shall declare a Local Agent, if any, and accordingly shall submit documents as per Information Form 11 (IF11)." Eligible Bidders Replace Sub-clause 3.3 entirety with the following: A firm declared ineligible by the GoN, NEA and CHPCL and its sister companies shall be ineligible in order to participate in this Prequalification process. The firms debarred or black listed by the World Bank and/or Asian development Bank shall also be ineligible in this PQ process. Add following Sub Clauses after Sub clause 3.3: 3.4 Conflicts of Interest An Applicant shall not have a conflict of interest. Applicants found to have a conflict of interest Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 20 Prequalification Documents Lot 2: Electromechanical Works Section III: Particular Instructions to Applicants shall be disqualified. An Applicant may be considered to be in a conflict of interest with one or more parties in this prequalification process, if: a they have controlling partners in common; or b they receive or have received any direct or indirect subsidy from any of them; or c they have the same legal representative for purposes of this prequalification; or d they have a relationship with each other, directly or through common third parties, that puts them in a position to have access to information about or influence on the Bid of another Applicant, or influence the decisions of the Employer regarding this prequalification process; or e an Applicant participates in more than one application in this prequalification process. Participation by an Applicant in more than one application will result in the disqualification of all applications in which the party is involved. However, this does not limit the inclusion of the same sub Contractor, not otherwise participating as an applicant, in more than one application ; or f an Applicant or any of its affiliates participated as a consultant in the preparation of the design or technical specifications of the Contract that is the subject of the prequalification process; or g an Applicant or any of its affiliates has been hired (or is proposed to be hired) by the Employer as Engineer for the Contract. h. the local associate/ agent is involved or proposed to be involved directly or indirectly both in this Electromechanical Works and Consulting services of this project. 3.5 Government Owned Enterprises Enterprises owned by Government shall be eligible only if they can establish that they are legally and financially autonomous and operate under commercial law, and that they are not dependent agencies of the Borrower. 4. Qualification Criteria Refer Section VI: Qualifying and Evaluation Criteria. In the event of discrepancies of the information between Qualifying and Evaluation Criteria and PITA, the information described under Qualifying and Evaluation Criteria shall prevail. 4.1 I. Experience: a. Any subsidiary company shall pre-qualify as an independent applicant for this work for which an applicant shall produce including its own experience, experience and credentials of Parent Company, in which case experience and credentials of Parent company shall also be considered for prequalification of such applicant provided that Applicant must enclose the documentary evidence of having the support of and access to the assets and resources of a Parent Company for this work package through a Corporate Guarantee or any other authorized documents (Letter of Commitment (IF-13)) to the satisfaction of the Employer. Past experience and financial capacity of such Parent company shall be considered for Prequalification of such Subsidiary company. Parent Company’s experience shall mean the experience executed directly by the Parent Company. Subsidiary company must be in business operation at least for three years for the consideration of experience of Parent Company. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 21 Prequalification Documents Lot 2: Electromechanical Works Section III: Particular Instructions to Applicants b. In case of an Applicant is a Company, formed after merger and/or acquisition of other companies, past experience and other antecedents of the merged/acquired companies will be considered for qualification of such Applicant provided such Applicant’s continues to own the requisite assets and resources of the merged/ acquired companies relevant to the claimed experience. c. In case of a Applicant is a Company, formed after demerger of another company, past experiences and other antecedents of source company (another company) will be considered for qualification of such Applicant provided the Applicant company is entitled to use such past experiences and other antecedents of source company as awarded by a competent authority and evidence to such entitlement is produced along with the Prequalification document. 4.2 Nominated Subcontracting Not Applicable 4.3 Subcontracting by Applicant Information to be provided if the applicant intends to subcontract more than 10 percent of the Applicant’s approximated Bid price and/or, for any specialized subcontracting. 4.4 Specialist Subcontracting is done for specialized elements of the works which shall be any of the four but at the most three of the following: a. Design, Manufacture, Supply, erection, testing and commissioning of Francis Turbine. b. Design, Manufacture, Supply, erection, testing and commissioning of Generator. c. Design, Manufacture, Supply, erection testing and commissioning of Transformer. d. Design, Manufacture, Supply, erection testing and commissioning of GIS. The Applicant must execute at least one of (a) or (b) of the above-mentioned specialized elements of the Works by himself as per the qualification criteria. 4.5 Information to be provided as per IF 3, IF 3A, IF 6, IF 6A, IF 6C, IF 6D, IF 8, IF 10 Acceptable substitutes Not Applicable 4.7 General Experience Delete the following last paragraph of this Sub-clause: “While calculating the Turnover of the National Contractors for the past years the turnover amount shall be calculated in present value by deducting the VAT amount and then applying the inflation rate/index of the Nepal Rastra Bank. For calculating the average annual turnover, the turnover of the best three years out of last ten year’s turnover shall be considered.” The Applicant shall provide evidence of General Experiences as mentioned in Section VI: Qualifying and Evaluation Criteria. 4.8 a. Particular Experience As mentioned in Section VI: Qualifying and Evaluation Criteria. b. Minimum key production rates: "Not Applicable" 4.9 Financial Capabilities (Working capital of last financial year + line of credit) ≥ US Dollar 6 Million as mentioned in Section VI: Qualifying and Evaluation Criteria. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 22 Prequalification Documents Lot 2: Electromechanical Works 4.10 Section III: Particular Instructions to Applicants Adequate source of Finance: Minimum Bid Capacity (BC) to meet cash flow requirement for this and other contract commitment through the leveraged value of the applicant’s available resources : Where, Bid Capacity (BC) = 5 × total financial resources - 40% of total contract value of current commitments (should be greater than or equal to the amount as mentioned in Section VI: Qualifying and Evaluation Criteria.). Total financial resources = Working capital + line of credit 4.11 4.12 4.15 Applicant’s Financial Situation and Audited Balance Sheets As mentioned in Section VI: Qualifying and Evaluation Criteria. Personnel Capabilities The Applicant shall provide details of proposed personnel and their experience records in the relevant Information Form IF 6, IF 6A and IF 6C. The proposed personnel shall not be replaced without prior approval of the Employer. Slice and Package Not Applicable 4.16 Clarifications of Applications Add the following after the paragraph: If discrepancies are found in information submitted, the application shall be considered unsatisfactory, and the applicant will not be eligible to bid until all discrepancies have been resolved. Failure by an applicant to respond or provide clarification of any discrepancies within fourteen (14) days of having received a request to do so shall disqualify the application from further consideration. 5.2 5.3 5.4 5.6 Qualification Criteria Refer Section VI: Qualifying and Evaluation Criteria. Altogether, the JV partners shall meet 100% of qualification requirements. Partner in charge Partner in charge and Lead Partner shall have the same meaning. Partner Limitation The number of partners in JVs in this contract is limited to 2 (two) and share of each partner in the Joint Venture shall not be less than 25%, and the share of lead partner shall be minimum of 51%. Altogether, the JV partners shall meet 100% of qualification requirements. Joint Venture Agreement Add the following after the paragraph: The joint venture agreement of the Applicant, or the Letter of Intent to execute a JVA in the event of a successful bid, must be submitted in English Language. If a JV is selected for award of contract, it must be registered for Permanent Account Number (PAN) and Value Added Tax (VAT) in the Internal Revenue Office of Nepal. 5.7 6. Dissolution of Joint Venture In case of dissolution of a Joint Venture prior to the submission of the bid, such Applicant shall be disqualified from participating in the bid. Domestic bidder Price Preference Not Applicable Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 23 Prequalification Documents Lot 2: Electromechanical Works 7.1 8.1 and 8.3 9.2 Section III: Particular Instructions to Applicants Requests for Clarification A Pre-Application meeting for any clarification of the prequalification document shall be held at the Employer’s premises on 30th day of the notice published for Prequalification. Address: Managing Director Rasuwagadhi Hydropower Company Limited Kathmandu, Nepal Tel. No.: 977-1-4002044 / 4002046 Fax No.: 977-1-4443077/4002045 Email: rghpcl@gmail.com Amendment Prequalification document An amendment to the Prequalification document shall not be issued later than 7 days prior to the last submission date. Delivery Address for the Submission of Applications: Managing Director Rasuwagadhi Hydropower Company Limited Kathmandu, Nepal Tel. No.: 977-1-4002044 / 4002046 Fax No.: 977-1-4443077/4002045 Email: rghpcl@gmail.com Date and time for Submission: As specified in the ‘Invitation for Prequalification Notice’ or as extended and notified to the perspective Applicants. Envelope Marking: “Application to Prequalify as Contractor for Lot No.2: Electromechanical Works (Design, manufacture, supply, installation, testing and commissioning of Electromechanical Equipment)" Disqualification: If the application is submitted in the name other than the name for which prequalification document was purchased, such application shall be disqualified from prequalification process. 9.4 9.5 9.7 Language: English If the information provided in the document is in a language other than English then the Applicant shall submit its English translation duly authenticated in English language for each and every such copy by notary agencies of country of the Applicant. Lack of information: Delete the following sentence from the end of the paragraph: “If an Applicant cannot submit a particular document as stated in the PQ document then an equivalent document submitted by the Applicant may be considered for evaluation.” Add the following Sub-clause after Sub-clause 9.6 Sub-clause 9.7 Opening of Applications: The Employer will open the Applications in the presence of the Applicants’ representatives, who choose to attend at the time and in the place specified as below. The opening process shall not be hindered even if Applicants' representatives are not present. The Employer shall prepare a record of the opening of applications that shall include, as a minimum, the name of the Applicant. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 24 Prequalification Documents Lot 2: Electromechanical Works Section III: Particular Instructions to Applicants Time and Date of Prequalification Applications Opening: As specified in the ‘Invitation for Prequalification Notice’ or as extended and notified to the perspective Applicants Place of Opening: 10.1 10.2 10.3 10.5 10.6 Office of RGHPCL, Kathmandu, Nepal Employer’s Notification Time period from the last date for submission of applications: 60 (Sixty) days Conditional Prequalification Not Applicable Sub-clause 10.3 of GITA is replaced in its entirety with the following: Only firms and joint ventures that have been prequalified under this procedure may submit a bid. A firm shall submit only one bid in the same bidding process, either individually as a bidder or as a partner of a joint venture. No firm can be a specialist subcontractor while submitting a bid individually or as a partner of a joint venture in the same bidding process. A firm, if acting in the capacity of specialist subcontractor in any bid, may participate in more than one bid, but only in that capacity. A bidder, who submits or participates in more than one bid, will cause all the proposals, in which the bidder has participated, to be disqualified. Changes after Prequalification Any change in the formation of an Applicant after being prequalified is not allowed except as in the following cases: i. PITA Sub-clause 4.1 II (b) Employer’s Rights Sub-clause 10.6 of GITA is replaced in its entirety with the following: The Employer reserves the right to take the following actions: a. amend the scope and cost of any contract to be bid under this project; b. reject any prequalification application not duly submitted; c. cancel the prequalification process and reject all applications. Add Clause 11 Evaluation of Applications after Clause 10. 11. Evaluation of Applications Confidentiality 11.1 Information relating to the evaluation of applications, and recommendation for Prequalification, shall not be disclosed to Applicants or any other persons not officially concerned with such process until the notification of Prequalification is made to all Applicants. 11.2 From the deadline for submission of applications to the time of notification of the results of the Prequalification in accordance with GITA Sub-clause 10.1, any Applicant shall not contact the Employer on any matter related to the Prequalification process unless Employer requests to Applicant as per PITA Sub-clause 4.16. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 25 Prequalification Documents Lot 2: Electromechanical Works Section IV: Letter of Application Section IV Letter of Application Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 26 Prequalification Documents Lot 2: Electromechanical Works Section IV: Letter of Application Letter of Application Date: To: The Managing Director Rasuwagadhi Hydropower Company Limited Kathmandu, Nepal 1. Being duly authorised to represent and act on behalf of __________________ (hereinafter referred to as “the Applicant”), and having reviewed and fully understood all of the Prequalification requirements and information provided, the undersigned hereby applies for Prequalification to bid on the contract indicated below: Contract Reference No.: RGHPCL/RGHEP/069/70/EM-01 Contract Title: Lot 2 - Electromechanical Works (Design, Manufacture, Supply, Installation, Testing and Commissioning of Electromechanical Equipment) 2. Attached to this letter are copies of original documents defining1: (a) the Applicant's legal status; (b) the principal place of business; and (c) the place of incorporation (for corporations), or place of registration and the nationality of the owners (for Applicants that are partnerships or individually owned firms). 3. With reference to GITA Sub-clause 4.3, it is our intention to subcontract approximately ___________ percentage of the Bid/Contract Price, details of which are provided herein. 4. Your Agency and its authorised representatives are hereby authorised to conduct any inquiries or investigations to verify the statements, documents, and information submitted in connection with this application, and to seek clarification from our Financing Agencies and Clients regarding any financial and technical aspects. This Letter of Application will also serve as authorisation to any individual or authorised representative of any institution referred to in the supporting information to provide such information deemed necessary and as requested by yourselves to verify statements and information provided in this application, such as the resources, experience, and competence of the Applicant. 5. Your Agency and its authorized representatives may contact the following persons for further information2: 1 For applications by joint ventures, all the information requested in the prequalification documents is to be provided for the joint venture, if it already exists and for each party to the joint venture separately. The lead partner should be clearly identified. Each partner in the joint venture shall sign the letter. 2 Applications by joint ventures should provide on a separate sheet equivalent information for each party to the application Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 27 Prequalification Documents Lot 2: Electromechanical Works Section IV: Letter of Application General and managerial inquiries Contact 1 Address and communication facilities Contact 2 Address and communication facilities Personnel inquiries Contact 1 Address and communication facilities Contact 2 Address and communication facilities Technical inquiries Contact 1 Address and communication facilities Contact 2 Address and communication facilities Financial inquiries 6. Contact 1 Address and communication facilities Contact 2 Address and communication facilities This application is made with the full understanding that: (a) bids by applicants will be subject to verification of all information submitted at the time of bidding; (b) your Agency reserves the right to: (c) amend the scope and value of any contracts to be bid under this project; in which event, bids will be invited only from those Applicants who meet the resulting amended Prequalification requirements; and reject or accept any application, cancel the Prequalification process, or reject all applications. your Agency shall not be liable for any such actions under 6 (b) above. 7. Appended to this application, we give details of the participation of each party, including capital contribution and profit/loss agreements, in the joint venture3 or association. We also specify the financial commitment in terms of the percentage of the value of the <each> contract, and the responsibilities for execution of the <each> contract. 8. We confirm that if we bid, that bid, as well as any resulting contract, will be: 9. (a) signed so as to legally bind all partners, jointly and severally; and (b) submitted with a joint venture agreement, notarized by public notary, providing the joint and several liability of all partners in the event the contract is awarded to us. We, including any subcontractors or suppliers for any part of the contract, do not have any conflict of interest in accordance with PITA 3.4., 3 Applicants who are not joint ventures should delete paras 7 and 8 and initial the deletions. The attention of Applicants who are JVs is drawn to GITA Sub-clause 5.6 regarding Letters of intent. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 28 Prequalification Documents Lot 2: Electromechanical Works Section IV: Letter of Application 10. We are not a government owned entity / We are a government owned entity but meet the requirements of PITA 3.5 11. The undersigned declare that the statements made and the information provided in the duly completed application are complete, true, and correct in every detail. Signed Name For and on behalf of (name of Applicant or Partner In charge of a joint venture) Signed Signed Name Name For and on behalf of (name of partner) For and on behalf of (name of partner) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 29 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms Section V Information Forms Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 30 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms Section V: Information Forms (Reference Sub-Clause 4.1 of the GITA) 1. The following eight Information Forms are to be filled out by the Applicants for Prequalification: Information Form (IF 1) General Information Information Form (IF 2) General Experience Record (Design, Manufacture, Supply, Installation, Testing and Commissioning of Electromechanical Equipment) Information Form (IF 2A) Joint Venture Summary Information Form (IF 3) General Experience –Electromechanical Equipments Information Form (IF 3A) Particular Experience Record (Design, Manufacture, Supply, Installation, Testing and Commissioning), Details of Contract of Similar Nature and Complexity, Specific Experiences Information Form (IF 4) Summary Sheet: Current Contract Commitments / Works in Progress Information Form (IF 5) Financial Capabilities Information Form (IF 6) Personnel Capabilities: Staff Proposed for Execution of the Works Information Form (IF 6A) Candidate Summary Information Form (IF 6B) Site Management for Transportation, Installation, Testing and Commissioning Information Form (IF 6C) Personnel Capabilities: Staff Proposed for Execution of the Works (Specialist Sub-contractor) Information Form (IF 6D) Specialist Sub-contractors (Applicant may propose the alternate specialist sub-contractors) Information Form (IF 7) Equipment Capabilities Information Form (IF 8) Subcontractor Information Form (IF 9) Litigation History Information Form (IF 10) Manufacturers/Specialist Sub-contractor’s Authorization Form Information Form (IF 11) Declaration of Local Agent Information Form (IF 12) Conflict of Interest Information Form (IF 13) Letter of Commitment 2. If necessary, additional sheets may be added to the forms. 3. Some of the forms will require attachments. Such attachments should be clearly marked as follows: Attachment (i) to Information Form 1 Attachment (ii) to Information Form 1, etc. 4. RGHPCL may request all the Applicants to provide electronic copies (soft copies) of all the information forms and attachments submitted with the Prequalification Applications for evaluation purpose only. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 31 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 1) PAGE__OF__PAGES General Information All individual firms and each partner of a joint venture applying for Prequalification are required to complete the information in this form. Information on nationality should be provided for all owners or Applicants that are partnerships or individually owned firms. If the Applicant intends to use named subcontractors for specialized components of the Works (reference Sub-Clause 4.4 of the GITA), the following information should also be supplied for the such subcontractor(s), together with the information in Forms IF 3, IF 3A, IF 3A-i, IF 3A-ii, IF 3A-iiii and IF 3Aiv. 1. 2. 3. 4. 5. Name of firm Head office address Telephone Contact Fax Email Place of incorporation / registration Year of incorporation / registration Nationality of owners1 Name Nationality 1. 2. 3. 4. 5. 1. To be completed by all owners of partnerships or individually owned firms. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 32 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 2) PAGE__OF__PAGES General Experience Record (Design, Manufacture, Supply, Installation, Testing and Commissioning of Electromechanical Equipment) (ref. GITA Sub-Clause 4.7) Name of Applicant or partner of a joint venture All individual firms and all partners of a joint venture are required to complete the information in this form. The information supplied should be the annual turnover of the Applicant (or each member of a joint venture), in terms of the amounts billed to clients for each year for work in progress or completed, in USD converted at the rate of exchange at the end of the period reported. The annual periods should be calendar years, with partial accounting for the year up to the date of submission of applications. A brief note on each contract should be appended, describing main features of the work, duration and amount of contract, managerial arrangements, employer, and other relevant details. Use a separate sheet for each partner of a joint venture. Applicants should not enclose testimonials, certificates, and publicity material with their applications; they will not be taken into account in the evaluation of qualifications. Year1 USD 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. ________________________ (Place and Date) _______________________ (Authorized Representative) 1 The same period as in 4.7 of the PITA, commencing with the partial year up to the date of submission of applicants Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 33 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 2A) PAGE__OF__PAGES Joint Venture Summary Names of the partners of a joint venture 1. Partner in charge 2. Partner Total value of annual manufacture/ construction contract turnover, in terms of work billed to clients, in USD equivalent, converted at the rate of exchange at the end of the period reported: Annual turnover data (design, manufacture, supply, installation, commissioning) : USD Year 1.Partner in charge 2. Partner Total 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 34 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM 3 (IF 3) PAGE__OF__PAGES GENERAL EXPERIENCE – ELECTROMECHANICAL EQUIPMENT (ref. GITA SubClauses 4.4 and 4.8a) Name of Applicant or partner of a joint venture or specialist subcontractor The Information Form 3 and 3A, Experience Record, shall be provided. Applicants may reproduce the forms on larger sheets of paper if necessary to provide space for the requested information. The experience record is divided into General Experience and Specific Experience. All projects referenced in the Specific Experience tables must be identified, described and assigned a sequential reference number in the General Experience tables even if they do not satisfy the monetary value criteria for the General tables. Sequential reference numbers should be used to cross-reference specific experience to the projects listed in the General Experience tables. The following guidelines should be followed in completing IF 3 General Experience Record Column 1. Sequence Number Enter in the first column of sequential reference numbers for each project. These numbers should be used as cross-reference numbers to projects shown in the specific experience tables and should be shown prominently on all client reference documents, project data sheets and other attachments relevant to the project. Column 2. Project Name Enter the commonly used name for the project. Column 3. Owners Name Enter the name of the organization or agency for whom the contract was performed. Column 4. Country Enter the name of the country in which the equipment was delivered and installed. Columns 5. Description of Work Enter a condensed description of the project. For each project used as a reference in the Specific Experience tables include as a separate attachment a project data sheet describing the principal features of the project including the information listed below (as applicable). If the Applicant was a subcontractor or joint venture partner indicate on the data sheet the scope of work for which the Applicant was responsible. Use Sequence numbers to cross-reference data sheets to projects listed in IF 3. Project Information: Name of project: Location: (Province, Country) Powerhouse location: (surface, underground) Nominal net head: (m) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 35 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms Number of generating units: (nu) Nominal turbine water flow and output: (nu x m3/s), (nu x MW) Turbines, type and characteristics: (pelton, francis, kaplan, pump etc.), (rpm), (for pelton, number of nozzles),(describe special design features implemented for controlling sediment erosion). Generator characteristics: (nu x MVA), (voltage kV) Transformer hall location: (surface, underground) Transformer type: (three-phase/ single-phase) Number of Transformers: (nt) Nominal Transformer Output: (ntx MVA) Transformer outgoing voltage: (kV) Type of switchgear: (traditional/ gas insulated) High voltage cables: (three-phase/ single-phase) (number of circuits) Length of cables: (Distance from transformers to cable terminations, (m)) Contract included: (J/N) Machine Hall Cranes Electrical Protection Systems Automation and Control Systems Communication Systems Security Systems Lighting and Small Power Installations Other information: Numbers of local and foreign workers Camp size Special or unusual features Column 6.Contract Value Total Enter the total value of the contract in equivalent USD. Column 7.Contract Value Applicant Share If the Applicant was a subcontractor, or a partner in a joint venture, enter the value of the work for which the Applicant was directly responsible. Enter the value in equivalent USD. Column 8 and 9. Contract Period Enter the dates of contract award and substantial completion. Column 10. Special Site Conditions Enter appropriate codes from the following table, which describe special conditions encountered on the reference project: A. Remote project site with undeveloped communications B. Long supply lines requiring ocean transport, port clearances, long rail and road haulage for all major shipments C. Extensive training and employment of local labour force. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 36 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms Information concerning special site conditions should be included in the relevant project data sheet (Refer Column 5 above). Column 11. Client Reference For all projects referenced in the Specific Experience tables provide, as a separate attachment, a client reference confirming satisfactory completion. Client references should: (a) be written in English on the letterhead of the client organization. If the references are in other languages, it shall be accompanied by an accurate translation of its relevant passages into the English language duly authenticated by notary agencies of the applicant’s home country. (b) include the name, title and signature of the individual providing the reference, and (c) include the address, telephone number and e-mail address of the client organization. In the event the project Owner and the Client are different parties, include a statement establishing the authority of the Client to provide a reference. Use sequential reference numbers to cross-reference client references to projects. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 37 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 3) GENERAL EXPERIENCE – ELECTROMECHANICAL EQUIPMENTS* List all Electromechanical Works Contract in Hydroelectric Projects executed during the last ten (10) years: PAGE__OF__PAGES SEQ. REF. NO. (1) PROJECT OWNER NAME COUNTRY NAME (2) (3) (4) DESCRIPTION OF CONTRACT VALUE WORKS (USD MILLION) (5) CONTRACT PERIOD TOTAL APPLICANT START COMPLETE (6) SHARE (8) (9) SPECIAL SITE REF. CONDITIONS ATTACHED (10) (11) (7) ________________________ (Place and Date) _______________________ (Authorized Representative) *Note: This form must be completed for Applicant, each partner of joint venture and each specialist subcontractor. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 38 Prequalification Documents Lot 2: Electromechanical Works FORM (IF 3A) Section V: Information Forms PAGE__OF__PAGES Particular Experience Record (Design, Manufacture, Supply, Installation, Testing and Commissioning) (ref. GITA Sub-Clauses 4.4 and 4.8) Name of Applicant or partner of a joint venture or named subcontractor To prequalify, the Applicant shall be required to pass the specified requirements applicable to this form, as set out in the PITA. On separate pages, using the format of Form (IF 3A), the Applicant is requested to list contracts of a similar nature, complexity, and requiring similar technology to the contract or contracts for which the Applicant wishes to qualify, and which the Applicant has undertaken during the period, and of the number, stated in 4.8 of the PITA. Each partner of a joint venture should provide details of similar contracts on which they have had proportionate experience. The contract value should be based on the payment currencies of the contracts converted into U.S. dollars, at the date of substantial completion, or for ongoing contracts at the time of award. The information is to be summarized, using Form (3A), for each contract completed or under execution, by the Applicant or by each partner of a joint venture. Where the Applicant proposes to use named subcontractors for highly specialized elements of the Works (reference Sub-Clause 4.4 of the GITA), the information in the following forms should also be supplied for each subcontractor (or alternate, if any). Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 39 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 3A) PAGE__OF__PAGES Details of Contracts of Similar Nature and Complexity Name of Applicant or partner of a joint venture: Use a separate sheet for each contract. 1. Contract Number Name of contract Country 2. Name of Employer 3 4 5 6. Employer address Nature of works and special features relevant to the contract for which the Applicant wishes to prequalify Contract role (check one) Prime contractor Amount of the total contract/ subcontract/ partner share (in specified currencies at completion, or at date of award for current contracts) Currency 7. 8. 9. 10. 11. 12. Partner in a joint venture Currency Equivalent amount Total contract: US$___________; Partner share: US$____________ Currency Subcontract: US$________________; Date of award/completion Contract was completed _____ months ahead/behind original schedule (if behind, provide explanation). Contract was completed NRs. or US$ _________ equivalent under/over original contract amount (if over, provide explanation). Special contractual/constructional requirements, including monthly/annual production rates of the key construction activities described in GITA 4.8 Indicate the approximate percent of total contract value of work undertaken by subcontract, if any, and the nature of such work. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 40 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 3A-i) PAGE__OF__PAGES SPECIFIC EXPERIENCE – FRANCIS TURBINES List all Francis Turbines Designed (nominal output per unit ≥ 35MW and head ≥ 100m), Manufactured, Supplied, Installed, Tested and Commissioned by the Applicant during the last ten (10) years: DESCRIPTION OF TURBINE REF. No. PROJECT NAME IS A REFERENCE ATTACHED (Yes/No) NUMBER OF TURBINES (Nos) NOMINAL DESIGN HEAD (M) NOMINAL DISCHARGE PER UNIT (M3/S) RATE OF ROTATION (RPM) CONTRACT VALUE (USD MILLION) NOMINAL OUTPUT PER UNIT (MW) TIME FROM CONTRACT AWARD TO COMMISSIONING (MONTHS) _______________________ (Place and Date) TOTAL APPLICANT SHARE _______________________ (Authorized Representative) Note: This form must be completed for concerned party (Applicant or partner of joint venture or specialist subcontractor). Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 41 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 3A-ii) PAGE__OF__PAGES SPECIFIC EXPERIENCE – GENERATORS List all Generators Designed (nominal capacity per unit ≥ 40MVA), Manufactured, Supplied, Installed, Tested and Commissioned by the Applicant/ Manufacturer during the last ten (10) years: REF. PROJECT NAME NO. IS A ATTACHED (Yes/No) TIME FROM DESCRIPTION OF GENERATOR REFERENCE NUMBER RATE OF OF ROTATION GENERATORS (rpm) VOLTAGE (kV) NOMINAL CAPACITY (MVA) CONTRACT OTHER INFO AWARD TO COMMISSIONING CONTRACT VALUE (USD MILLION) TOTAL APPLICANT SHARE (MONTHS) (Nos) ________________________ (Place and Date) _______________________ (Authorized Representative) Note: This form must be completed for concerned party (Applicant or partner of joint venture or specialist subcontractor). Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 42 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 3A-iii) SPECIFIC EXPERIENCE – TRANSFORMERS PAGE__OF__PAGES List all Transformer (Voltage ≥ 132 kV) Designed, Manufactured, Supplied, Installed, Tested and Commissioned by the Applicant/ Manufacturer during the last ten (10) years: REF. PROJECT or BUYER’S NAME NO. IS A ATTACHED (Yes/No) ________________________ (Place and Date) TIME FROM DESCRIPTION OF EQUIPMENT REFERENCE VOLTAGE (kV) 3 PHASE or 1 PHASE NOMINAL CAPACITY (MVA) LOCATION CONTRACT OTHER INFO AWARD TO CONTRACT VALUE (USD MILLION) TOTAL COMMISSIONING APPLICANT SHARE (MONTHS) _______________________ (Authorized Representative) Note: This form must be completed for concerned party (Applicant or partner of joint venture or specialist subcontractor). Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 43 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 3A-iv) PAGE__OF__PAGES SPECIFIC EXPERIENCE – GAS INSULATED SWITCHGEARS (GIS) List all Gas Insulated Switchgear Equipment for voltage ≥ 132kV Designed, Manufactured, Supplied, Installed, Tested And Commissioned by the Applicant/ Manufacturer during the last ten (10) years: REF. PROJECT or BUYER’S NAME IS A ATTACHED (Yes/No) _______________________ TIME FOR DESCRIPTION OF EQUIPMENT REFERENCE NO. VOLTAGE (kV) NUMBER OF NOMINAL BAYS CAPACITY (NOS) (MVA) LOCATION CONTRACT OTHER INFO AWARD TO CONTRACT VALUE (USD MILLION) TOTAL APPLICANT SHARE COMMISSIONING ______________________ (Place and Date) (Authorized Representative) Note: This form must be completed for concerned party (Applicant or partner of joint venture or specialist subcontractor). Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 44 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 4) PAGE__OF__PAGES Summary Sheet: Current Contract Commitments / Works in Progress Name of Applicant or partner of a joint venture Applicants and each partner to an application should provide information on their current commitments on all contracts that have been awarded, or for which a letter of intent or acceptance has been received, or for contracts approaching completion, but for which an unqualified, full completion certificate has yet to be issued. Name of contract Employer, contact address/tel/fax/ e-mail Value of outstanding work (current USD equivalent) Estimated completion date Average monthly invoicing over last six months (USD equivalent) 1. 2. 3. 4. 5. etc. In accordance with GITA Sub-Clause 4.10, the Applicant shall provide evidence (in a similar manner to the requirements of Sub-Clause 4.9) to substantiate the adequacy of the sources of finance to meet the Applicant’s cash flow requirements on the above contracts. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 45 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 5) PAGE__OF__PAGES Financial Capabilities Name of Applicant or partner of a joint venture Applicants, including each partner of a joint venture, shall provide financial information to demonstrate that they meet the requirements stated in the PITA. Each Applicant or partner of a joint venture shall complete this form. If necessary, separate sheets shall be used to provide complete banker information. A copy of the audited balance sheets shall be attached. Autonomous sub-divisions of parent conglomerate businesses shall submit financial information related only to the particular activities of the sub-division. Banker Name of Banker Address of Banker Telephone Contact name and title Fax Email Summarize actual assets and liabilities in USD equivalent (at the rates of exchange current at the end of each year) for the previous five calendar years, or such period as stated in PITA 4.11. Based upon known commitments, summarize projected assets and liabilities in USD equivalent for the next two calendar years, unless the withholding of such information by stock market listed public companies can be substantiated by the Applicant. Financial information Actual: (USD) Previous five years 5 4 Projected: Next two years 3 2 1 1 2 1.Total assets 2.Current assets 3.Total liabilities 4.Current liabilities 5.Profit before taxes 6.Profits after taxes 7. Annual Turnover ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 46 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms Specify proposed sources of financing, such as liquid assets, unencumbered real assets, lines of credit, and other financial means, net of current commitments, available to meet the total construction cash flow demands of the subject contract or contracts as indicated in PITA 4.9. Source of financing* Amount USD 1. 2. 3. 4. Attach audited financial statements—including, as a minimum, profit and loss account, balance sheet, and explanatory notes—for the period stated in PITA 4.11 (for the individual Applicant or each partner of a joint venture). If audits are not required by the laws of Applicant’s countries of origin, partnerships and firms owned by individuals may submit their balance sheets certified by a registered accountant, and supported by copies of tax returns. * Attach the evidences where applicable. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 47 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 6) PAGE__OF__PAGES Personnel Capabilities: Staff proposed for execution of the works (ref. PITA 4.12) Name of specialist subcontractor For specific positions essential to contract implementation, Applicant should provide the names of at least two candidates qualified to meet the specified requirements stated for each position. This form shall be filled in for the prime candidate as well as the alternative candidate. Proposed Position Name(s) Age Highest Education Year of graduation Years of Exp. Years with Firm Relevant Experience (Attach separate sheet if necessary) Project Manager Design Incharge Mechanical / Electrical Quality Control Incharge Erection Incharge Mechanical / Electrical Commissioning Incharge Mechanical / Electrical NOTE: A summary of the professional experience of each key staff member over the last twenty years only shall be attached. Indicate particular technical and managerial experience relevant to the project. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ ( Authorized Representative) Page 48 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 6A) PAGE__OF__PAGES Candidate Summary Name of Applicant Position Candidate Prime Candidate information Name of candidate Alternate Date of birth Professional qualifications Present employment Name of employer Address of employer Telephone Contact (manager / personnel officer) Fax Email Job title of candidate Years with present employer Summarize professional experience over the last twenty years, in reverse chronological order. Indicate particular technical and managerial experience relevant to the project. From To Company / Project / Position / Relevant technical and management experience _________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 49 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 6B) PAGE__OF__PAGES Site Management for Transportation, Installation, Testing and Commissioning Name of Applicant 1. PROPOSED SITE ORGANIZATION A. PRELIMINARY SITE ORGANIZATION CHART B. NARRATIVE DESCRIPTION OF SITE ORGANIZATION CHART C. DESCRIPTION OF RELATIONSHIP BETWEEN HEAD OFFICE AND SITE MANAGEMENT1 ________________________ (Place and Date) 1 _______________________ (Authorized Representative) Indicate clearly which responsibility and what authority will be delegated to site management. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 50 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 6C) PAGE__OF__PAGES Personnel Capabilities: Staff proposed for execution of the works (Specialist Sub-contractor) (ref. PITA 4.12) Name of specialist subcontractor For specific positions essential to contract implementation, Applicant should provide the names of at least two candidates qualified to meet the specified requirements stated for each position. This form shall be filled in for the prime candidate as well as the alternative candidate. Proposed Position Name(s) Age Nation ality Years of Exp. Years with Firm Speciality Relevant Experience (Attach separate sheet if necessary) Design Incharge Mechanical / Electrical Quality Control Incharge Erection Incharge Mechanical / Electrical Commissioning Incharge Mechanical / Electrical NOTE: 1. A summary of the professional experience of each key staff member over the last twenty years only shall be attached. Indicate particular technical and managerial experience relevant to the project. 2. This Information Form should be signed by an authorized person of the specialist sub-contractor. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ ( Authorized Representative) Page 51 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 6D) PAGE__OF__PAGES SPECIALIST SUBCONTRACTOR (APPLICANT MAY PROPOSE THE ALTERNATE SPECIALIST SUBCONTRACTORS) Work to be undertaken 1. Name(s) and address(es) of proposed specialist subcontractor (s) Description, location of similar Works previously executed (Attach separate sheet if necessary) Main: Alternate 1: Alternate 2: 2. Main: Alternate 1: Alternate 2: Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 52 Prequalification Documents Lot 2: Electromechanical Works 3. Section V: Information Forms Main: Alternate 1: Alternate 2: ________________________ (Place and Date) _______________________ (Authorized Representative) Note: Specialist subcontractor, proposed as alternate should also fulfill the evaluation criteria. Alternate specialist subcontractor, not fulfilling the evaluation criteria shall not be considered in the bid by the successful Applicant. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 53 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 7) PAGE__OF__PAGES Equipment Capabilities Name of Applicant The Applicant shall provide adequate information to demonstrate clearly that it has the capability to meet the Loading/Unloading, Installation and Testing equipment. A separate Form (7) shall be prepared for each item of equipment proposed by the Applicant. Item of equipment Equipment information Name of manufacturer Capacity Current status Model and power rating Year of manufacture Current location Details of current commitments Source Indicate source of the equipment Owned Rented Leased To be purchased Following information about ownership to be provided for those equipment which is proposed to be rented or leased or purchased by the Applicant or partner. Owner Name of owner Address of owner Agreements Telephone Contact name and title Fax Email Details of rental / lease / purchasing agreements specific to the project ________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 54 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 8) PAGE__OF__PAGES SUBCONTRACTORS Works to be undertaken Name of Subcontractor Description, Location Similar Previously Executed 1. 2. 3. 4. 5. 6. ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 55 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 9) PAGE__OF__PAGES Litigation History Name of Applicant or partner of a joint venture Applicants, including each of the partners of a joint venture, shall provide information on any history of litigation or arbitration resulting from contracts executed in the last five years or currently under execution (ref. GITA Sub-Clause 4.14). A separate sheet should be used for each partner of a joint venture. Year Award FOR or AGAINST Applicant Name of client, cause of litigation, and matter in dispute ________________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Disputed amount (current value, USD equivalent) _______________________ (Authorized Representative) Page 56 Prequalification Documents Lot 2: Electromechanical Works INFORMATION FORM (IF 10) Section V: Information Forms PAGE__OF__PAGES MANUFACTURER/ SPECIALIST SUBCONTRACTORS AUTHORIZATION FORM To: ______________________________ (Name of the Employer) WHEREAS (Name of the manufacturer/specialist subcontractor) ______________________________ who are established and reputable manufactures of _________________________________________ (name and/or description of the goods) having factories at ______________________________ (address of factory) do hereby authorize _________________________________________ (name and address of Agent) to submit a Bid and Subsequently negotiate and sign the contract with you against _______________________________________ (reference of the Invitation of Qualification and Tender) for the above goods manufactured by us. We hereby extend our full guarantee and warranty as per the Conditions of the Contract for the goods offered for supply by the above firm against this Invitation for Qualification and Tender. ………………………………. (Signature for and on behalf of Manufacturer/Specialist subcontractor) Note: This letter of authority should be on the letterhead of the Manufacturer and should be signed by a person competent and having the power of attorney to bind the manufacturer. It should be included by the Applicant in his Qualification and Tender Documents. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 57 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 11) PAGE__OF__PAGES Declaration of Local Agent Name of Applicant or partner of a joint venture Declaration of local agent, if the Applicant appoints a local agent: ........................................................................................................................... Name and address of local agent: ........................................................................................................................... Amount of commission, currency of payment and method of payment: ........................................................................................................................... Other condition of agreement: ........................................................................................................................... Signed by: _____________ ____________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project ______________________ (Name in Print and signature of Applicant) Page 58 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 12) PAGE __OF__PAGES Conflicts of Interest Name of Applicant or partner of a joint venture Applicants, including each of the partners of a joint venture, shall declare that they have no Conflicts of Interest in accordance with PITA Sub-Clause 3.4. PITA Sub-Clause 3.4 Conflicts of Interest (yes/No) a b c d e f g _________________ (Place and Date) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project _______________________ (Authorized Representative) Page 59 Prequalification Documents Lot 2: Electromechanical Works Section V: Information Forms INFORMATION FORM (IF 13) PAGE__OF__PAGES [This letter of Commitment should be on the original letterhead of the Parent Company and should be signed by the person with the proper authority to sign documents that are binding for the Parent Company] Date: Contract Identification No.: To: Rasuwagadhi Hydropower Company Limited Lazimpat, Kathmandu Nepal Subject: Letter of Commitment We hereby confirm that [Name of Subsidiary company] having its registered office at [address of subsidiary company]is fully owned subsidiary of [Name and address of Parent Company] We would further like to confirm that: 1. The above subsidiary is the designated company within the [Name of Parent Company] to bid, deal with and execute hydro projects in Nepal. 2. [Name of Parent Company] will not change the ownership of this subsidiary without informing you of such a change at least in due time. 3. For the fulfillment of its contractual obligations under the contracts for Rasuwagadhi Hydroelectric Project, - this subsidiary has full access to and right to use all resources, technology know-how and references of the [Name of Parent Company] - “[Name of Subsidiary company]” has the right to receive any technical support of its personal at the premises of “[Name of Parent Company]”. 4. “[Name of Parent Company]” will also be held responsible for the warranty and guarantee of goods designed, manufactured, supplied, installed, testing and commissioning by this subsidiary. 5. This letter of commitment and its possible legal consequences shall be subject to and construed in accordance with the laws of Government of Nepal. Name In the capacity of: Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 60 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria Section VI Qualifying and Evaluation Criteria Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 61 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria Section VI: Qualifying and Evaluation Criteria In addition to the Qualification Requirements mentioned in the Invitation for Prequalification, General Instruction to Applicants (GITA) and Particular Instructions to Applicants (PITA), the Employer will use the criteria specified in this Section to evaluate and qualify Applicants. The method sets pass-fail criteria, which, if not met by the Applicant shall result in disqualification. The Applicant shall provide all the information requested in the forms included in Section V (Information Forms). 1. Eligibility Criteria Before the detail evaluation, the Applicant’s documents will be screened to determine their responsiveness and the eligibility. 1.1 Applicants shall be disqualified, if they: - do not submit notarized certificates of incorporation or registration to demonstrate that the Application has been legally registered for the last 10 (ten) years prior to the date of submission of the Application. - do not submit the original Power of Attorney for the authorized person signing the Application Documents. - are not from the eligible countries, - are debarred or black listed by Government of Nepal (GoN), Nepal Electricity Authority (NEA), Chilime Hydropower Company Limited (CHPCL) and its sister Companies, World Bank (WB) or Asian Development Bank (ADB). Note: i. For Joint Ventures, each partner shall fulfil above requirements. ii. If the incorporation or registration certificates are other than in English languages, then the Applicant shall submit its English translated copies. All copies of incorporation or registration certificates shall be duly authenticated in English by notary agencies of the Applicant’s home country. 1.2 Other Eligibility Failure to fulfil any of the following requirements shall result in disqualification of the Applicants Criteria Compliance Requirements Documents Joint Venture Requirement Single Entity Lead Partner Other Partner 1.3.1 Conflicts of Interest No conflicts of interest in must meet accordance with PITA requirement Sub-Clause 3.4 must meet requirement must meet requirement 1.3.2 Government-owned Entity Applicant required to must meet meet conditions of PITA requirement Sub-Clause 3.5. must meet requirement must meet requirement Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project All Partners Combined Submission Requirements IF 12 Letter of Application Page 62 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria 2. Qualification Criteria: Qualification/ Experience of Parent Company: Any subsidiary company which fulfills the requirements of PITA 4.1 (I (a)) can be an applicant provided it must enclose the documentary evidence from “Parent Company” of having the technical support of and access to the assets and resources through a Corporate Guarantee or any other authorized documents (Letter of Commitment (IF-13)) that legally binds parent company also for this work package, to the satisfaction of the Employer. 2.1 Pending Litigation Criteria Compliance Requirements Documents Joint Venture Requirement Single Entity All Partners Combined 2.1.1 Pending Litigation All pending litigation shall be treated as resolved against the Applicant and so shall in must meet total not represent more requirement than Fifty (50) percent of the Applicant’s net worth. Lead Partner Other Partner Submission Requirements Information Form IF 9 must meet requirement must meet requirement 2.2 Experience Criteria Compliance Requirements Documents Joint Venture Requirement Single Entity All Partners Combined 2.2.1 General Experience The applicant shall be actively involved in Electromechanical must meet Works contracts in requirement hydroelectric project for last ten (10) years. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Lead Partner Other Partner Submission Requirements Information Form 3 and 3A must meet requirement must meet requirement Page 63 Prequalification Documents Lot 2: Electromechanical Works 2.2.2 Section VI: Qualifying and Evaluation Criteria Particular Experience a) Contracts of Similar size and nature Criteria Compliance Requirements Documents Joint Venture Submission Requirements Requirement Single Entity The applicant must have completed at least one (1) Electromechanical Works contract in hydroelectric project with installed capacity ≥ 100 MW as a Prime Contractor within the last ten (10) years. must meet requirement must meet requirement Information Form IF 3 and IF 3A The applicant must have completed at least one (1) Electromechanical Works contract in hydroelectric project with a Contract amount equivalent to USD 35 Million or more (Single Contract) completed as Prime Contractor within the last ten (10) years. must meet requirement must meet requirement Information Form IF 3 and IF 3A All Partners Other Lead Partner Combined Partner Note: Satisfactory completion and work experience shall be evidenced by the certificate issued by the client with proper contact address, telephone, email etc. If the references are other than in English languages, then the Applicant shall submit its English translated copies. All copies of the reference documents shall be duly authenticated in English by notary agencies of the Applicant’s home country. 2.2.2 (b) Experience in Key Activities The Applicant (Single Entity or Joint Venture partner(s)) shall fulfil the relevant condition in accordance with PITA 4.4. In case, the Applicant is subcontracting to any potential manufacturers for any of the Works specified hereunder, he/she shall submit a Letter of Authorization from the potential manufacturers, which shall fulfil the relevant requirements as per the qualification criteria below: Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 64 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria Criteria Compliance Requirements Joint Venture with or without For contracts executed during the Single Entity with or period stipulated in 2.2.2(a) above, specialist subcontractor(s) a minimum experience in the without specialist subcontractor(s) All Partners Lead Other following key activities: Combined Partner Partner (i) Experience of successful design, manufacture, supply, installation, testing and commissioning of Francis Turbines of nominal output per unit ≥ 35MW and gross head ≥ 100m in at least two hydroelectric projects with satisfactory trouble free operation for more than two years as evidenced by respective user’s certificate.. (ii) Experience of successful design, manufacture, supply, installation, testing and commissioning of Francis Turbines of nominal output per unit ≥ 35MW in at least two hydroelectric projects outside the country of the manufacturer with satisfactory trouble free operation for more than two years as evidenced by respective user’s certificate. (iii) Experience of successful design, manufacture, supply, installation, testing and commissioning of Generators for nominal output per unit ≥ 40 MVA, in four hydroelectric projects in which at least two hydroelectric projects outside the country of the manufacturer with satisfactory trouble free operations for more than two years as evidenced by respective user’s certificate. (iv) Experience of successful design, manufacture, supply, installation, testing and commissioning of Stepup power transformers of secondary voltage ≥ 132kV, 40 MVA (three phase) capacity in two hydroelectric projects out of which at least one hydroelectric project outside the country of the manufacturer with satisfactory trouble free operations for more Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project must meet must meet all requirements all requirements must meet must meet all requirements must meet all requirements all requirements Submission Requirements Information Form IF 3A-i Information Form IF 3A-i Information Form IF 3A-ii must meet all requirements must meet must meet all all requirements requirements Documents Information Form IF 3A-iii Page 65 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria Criteria Compliance Requirements Documents Joint Venture with or without For contracts executed during the Single Entity with or period stipulated in 2.2.2(a) above, specialist subcontractor(s) a minimum experience in the without specialist subcontractor(s) All Partners Lead Other following key activities: Combined Partner Partner than two years as evidenced by respective user’s certificate. (v) Experience of successful design, manufacture, supply, installation, testing and commissioning of two lots of 132kV GIS (Gas Insulated Switchgear) system in which at least one lot of such equipment shall be supplied and installed outside the country of the manufacturer with satisfactory trouble free operation for more than two years as evidenced by respective user’s certificate. must meet must meet all requirements all requirements Submission Requirements Information Form IF 3A-iv Note: Satisfactory completion and work experience (item number 2.2.2 (b) (i) to item number 2.2.2 (b) (v) shall be evidenced by the Client’s references in their letter head with proper contact address, telephone, email etc. If the references are other than in English languages, then the Applicant shall submit its English translated copies duly authenticated in English language by notary agencies of the Applicant’s home country. 2.3 Financial Capabilities Criteria Compliance Requirements Documents Submission Requirements Joint Venture Requirement Single Entity All Partners Combined Lead Partner Other Partner 2.3.1 Historical Financial Performance Submission of audited balance sheets and income statements for the last five (5) years to demonstrate the current soundness of the applicants’ financial position. As a minimum, the Applicant's net worth calculated as the difference between total assets and total liabilities should be positive in each year in last 3 years. must meet requirement must meet requirement Information must meet Form 5 (IF 5) requirement with attachment Note: Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 66 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria If the balance sheet and profit and loss account of the Applicant are in language other than English, then the Applicant shall submit its English translated copy duly authenticated in English by notary agencies of the Applicant’s home country. 2.3.2 Average Annual Turnover Criteria Compliance Requirements Documents Joint Venture Requirement Single Entity All Partners Combined Lead Partner Minimum average annual must meet must meet must meet turnover of US$ 24 million, requirement requirement at least 51% calculated as total certified of the payments received for requirement contracts in progress or completed within best three years out of last ten (10) financial years. Other Partner must meet at least 25% of the requirement Submission Requirements Information Form IF 5 Note: The applicant has to submit the audited balance sheets of last ten years. If the balance sheet and profit and loss account of the Applicant are in language other than English, then the Applicant shall submit its English translated copy duly authenticated in English by notary agencies of the Applicant’s home country. 2.3.3 Financial Resources Criteria Compliance Requirements Documents Joint Venture Requirement Single Entity All Partners Lead Partner Combined The Applicant must demonstrate access to, or availability of, financial resources such as liquid assets, lines of credit, and other financial means, other than any contractual advance payments to meet the overall cash flow must meet requirements for this requirement contract and its current works commitment. The cash-flow requirement shall be ≥ US$ 6 million Bid capacity ≥ US$ 35 million Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project must meet must meet at least 51% requirement of the requirement Other Partner Submission Requirements must meet Information at least Form IF 4 25% of the and IF 5 requirement Page 67 Prequalification Documents Lot 2: Electromechanical Works Section VI: Qualifying and Evaluation Criteria 2.4 Personnel The Applicant must demonstrate that the list of key personnel (as given below) who are qualified, experienced and capable of fluent English speaking and writing, to completing the installation, erection, adjustment and field tests, commissioning and operating instruction of the equipment. S. No. Position Qualification 1 Project Manager 2 Design Incharge (Mechanical/Electrical) 3 Quality Control Incharge (Mechanical/Electrical) 4 Erection Incharge (Mechanical / Electrical) Master in Electrical/Mechanical Engineering or Bachelor in Electrical/Mechanical Engineering with Master in Business Administration (MBA) with 8 years experience, OR Bachelor in Electrical/ Mechanical Engineering with 10 years experience. Master in respective field of engineering with 8 years experience or Bachelor in respective field of engineering with 10 years experience. Master in respective field of engineering with 5 years experience or Bachelor in respective field of engineering with 7 years experience. Diploma or equivalent in respective field with 5 years experience in erection. 5 Commissioning Incharge (Mechanical/Electrical) Bachelor in respective field of engineering with 10 years experience in commissioning Note: The numbers of personnel shown above are indicative only which shall be used solely for the purpose of evaluation of the Applicant. The Applicant must submit the Curriculum Vitae for the above mentioned personnel. The Applicant, however, shall be responsible for the deployment of necessary personnel for timely completion of the project. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 68 Prequalification Documents Lot 2: Electromechanical Works Annex-1 ANNEX -1 General and Specific Information of the Project Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 69 Prequalification Documents Lot 2: Electromechanical Works Annex-1 Project Information 1.1 Introduction The Rasuwagadhi Hydropower Company Limited (RGHPCL), is a public limited company established in 2011 AD to harness country’s hydropower potential at a reasonable rate with the maximum utilization of resources (both financial and technical) available in the country. The Company is promoted by the Chilime Hydropower Company Ltd. It has successfully commissioned and brought in full operation of the Chilime Hydroelectric Power Plant of 22.1 MW capacity since June 2003 AD. RGHPCL is planning to develop Rasuwagadhi Hydroelectric Project (RGHEP) of capacity 111 MW. RGHPCL has planned to manage its capital requirement from debt and equity under the debt: equity ratio of 50:50. Financial closure has been made for the debt part of the project from the Employees’ Provident Fund (EPF) under the long-term loan agreement. Similarly, the equity part will be managed with 51% promoter share and 49% public share. TheProject is located in Rasuwa District of Bagmati Zone of the Central Development Region. The project is accessible by the Kathmandu -Trisuli - Somdang road at a distance of 130 km to the north of Kathmandu and could be reached in 5 hours drive from Kathmandu to Syabrubesi. The construction of road between Syabrubesi to headwork site of the project at Rasuwagadhi (almost 16 km) is completed. The Project is a run-of-river type scheme having the capacity of 111 MW with the design discharge of 80m3/sec at Q40exceedance and available gross head is about 168m. The source river is BhoteKoshi (Trishuli) which flows down from Tibet, China entering Nepal at Rasuwagadhi reaches down to Trishuli in Rasuwa district. The headworks site is located about four hundred meters downstream from the confluence of Kerungkhola and Lendekhola, which are the Boundary Rivers of Nepal and China (Tibet). The total headrace tunnel length of the project is 4203 m up to the surge shaft. Tail water from the powerhouse will be release through the tailrace tunnel to main river course about 564 m downstream of powerhouse site. 1.2 Hydrology The Trishuli River is one of the major rivers of SaptaGandaki Basin which drains the Western Development Region of Nepal. The Trishuli Basin is located in between latitudes 28o 41' and 27o 45' N and longitudes 85o 07' and 85o 50' E. The total catchment area of Trishuli River at the confluence with TadiKhola is about 5624 km2 and may be divided into two parts. The upper catchment having an area of about 3170 km2 lies in Tibet and is a mountainous arid valley behind the Himalayan region. The river valley runs north to south and lies above Elevation 1800 m. The river is known as BhoteKosi in this upper catchment, which is then known as Trishuli ganga in the lower catchment after having been joined by other tributaries. The drainage area at the proposed intake site is about 3300 km2 and at the proposed powerhouse site is about 3350 km2.The average gradient of the river in between the weir site and powerhouse site is about 3.26%.The average annual precipitation over the entire Bhotekoshi basin is estimated to be about 1000 mm. The long term mean monthly flow in the project area reveals a maximum of 216.40 m3/s in August and minimum 20.60 m3/s in March. Mean monthly flows at weir site are as indicated in table below based on the gauging station data of Syabrubesi Gauging Station collected from 1994-2003. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 70 Prequalification Documents Lot 2: Electromechanical Works Annex-1 Long term Mean Monthly Flow at Rasuwagadhi, Intake site of RGHEP Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Mean Flow 24.2 21.4 20.6 25.0 63.0 123.6 180.9 216.4 161.2 104.8 55.7 32.4 The flow duration curve has been developed from the generated mean monthly project inflow time series 1994-2003 at the weir site and shown in Fig.RGHEP-1. The flows depending on given time exceedence are tabulated below: Time Exceedence of Mean Daily Discharges at Intake site Time Exceedence (%) Days per Year Daily Discharge Equalled Or Exceeded (m3/s) 35 128 103.25 40 146 80.00 45 164 61.73 50 182 52.01 55 201 43.32 60 219 35.20 65 237 29.36 70 255 25.22 75 274 22.43 80 292 20.93 85 310 19.85 90 328 18.32 95 347 16.15 100 365 12.56 It is to be noted that the 40% dependable flow is about 80.00m3/s. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 71 Prequalificationn Documents Lot 2: Electrom mechanical Works An nnex-1 Fig.RGH HEP-1 Flow D Duration Currve at Weir Site S Flood anaalysis at propposed weir sitte is done andd results are tabulated t beloow. For the design d of diffferent structuress the 1000 yeaar flood equivvalent to 17611 m3/s is recoommended as the design flo ood. Flood d Estimates Return Periood F Flood at Intaake site (m3/ss) Floood at Powerh house (m3/s) 2 4421 427 10 7701 712 20 8828 841 100 1167 1185 5 1000 17761 1788 8 1.3 Projectt Description n Rasuwag gadhi Hydroeelectric Projecct is a run off the river ty ype project loocated in Rassuwa District.. The project utilizes u a grosss head of 1667.90 m by ddiverting the Bhotekoshi B R River flow thrrough a 4.203 km long tunnnel to an unnderground powerhouse. p T The design discharge d of the project is i 80 cumecss and installed capacity is 111 MW. p is aboout 158.48 m.. The headwo orks of the prroject comprises of a diverrsion The net head of the project weir havving crest leng gth 61.50 m, two bays unddersluice of each clear cresst length of 6.5 6 m and heigght 5 m, a sidee intake with three bays off opening size 9.0m x 4.5m m each alongg with 40.90 m long intakee bay will be provided p to off take the deesign flow froom the river. Three separaate RCC presssure conduitss and desanderr intake tunneel is designedd to reach up tto inlet structture of undergground desanding basin. A 125 m long, 15m wide andd 12m highth hree separate uunderground desanding baasin with 30.00m long inlet zone is designned to settle the t sediment particle up tto the size off 0.2 mm. Thhe outlet tunnnel of these three t Rasuwagadhi Hydropower H Company Limited Rasuwagadhi Hydroelectric H Projeect P Page 72 Prequalification Documents Lot 2: Electromechanical Works Annex-1 individual desanding basins of an average length of 125 m each will finally be merged into a single point to connect the headrace tunnel. Waterways of the project comprise of 4203 m long headrace tunnel with a 6 m dia. fully concrete lined finished circular section. It includes a restricted orifice surge shaft with a diameter of 16 m and height 60.0 m; 313.0 m long underground steel lined penstock (vertical shaft and horizontal tunnel ) of 4.80m~2.50 m dia. finished section. The underground powerhouse of size 60m x 14.0m x 27.0m consists of three vertical shafts Francis turbine each of 37.0 MW installed capacity. About 25 m downstream of powerhouse cavern a transformer cavern of size 90 m long, 12.0 m wide and 10.50 m high is planned to place step up transformers. Finally, the tailrace tunnel of length 564 m will dispose the plant discharge into Bhotekoshi River just upstream of the suspension bridge located below the Dalphedi village. On the tailrace tunnels coming from the units, vertical gates are installed which will be operated from the gate chamber. The gate chamber will be connected with the transformer cavern at the downstream. 1.4 Power Transmission Generated power from the Rasuwagadhi Hydroelectric Project (RGHEP-111 MW) will be evacuated through 10 km long "132 kV d/c Bear" transmission line shall be constructed from the Project to Chilime Hub Switchyard located at the Chilime VDC, Headworks of existing 22.1 MW Chilime Hydropower Plant. 1.5 Power and Energy Outputs With the design discharge of 80.0 m3/s and the available gross head of 167.90 m the installed capacity of the project is 111 MW and the total annual sellable energy 613.875 GWh. The annual energy generation will be 639.453 GWh. The overall outage of 4% is considered to compute sellable energy and the plant factor is found to be 66.50%. Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 73 Prequalification Documents Lot 2: Electromechanical Works Annex-1 POWER AND ENERGY CALCULATION Installed Capacity, MW 111.00 Design Discharge, m3/s 80.00 Generator 0.97 Minimum Riparian Release, m3/s 2.15 Turbine 0.92 Outage + Losses % 4% Transformer 0.99 Combined 0.883 Gross Head, m Months 167.90 No. of Days Rated Efficiency Mean monthly flow Available Plant flow Net Head m3/sec m3/sec m kW kWh kWh Generation of Generation of Power Energy Sellable Energy Baishakh 31 42.42 40.47 165.00 57,866 43,052,493 41,330,393 Jestha 31 75.77 73.62 159.68 101,887 75,803,561 72,771,419 Ashadh 32 159.18 80.00 158.31 109,762 84,296,982 80,925,103 Shrawan 31 199.12 80.00 158.31 109,762 81,662,702 78,396,194 Bhadra 31 190.63 80.00 158.31 109,762 81,662,702 78,396,194 Ashwin 31 132.70 80.00 158.31 109,762 81,662,702 78,396,194 Kartik 30 65.78 63.63 161.61 89,123 64,168,457 61,601,719 Mangsir 29 41.62 39.47 165.11 56,483 39,311,983 37,739,504 Poush 30 27.65 25.50 166.39 36,770 26,474,472 25,415,493 Magh 29 22.44 20.29 166.72 29,317 20,404,684 19,588,497 Falgun 30 21.53 19.38 166.77 28,010 20,167,072 19,360,389 Chaitra 30 22.13 19.98 166.74 28,869 20,785,601 19,954,177 639,453,412 613,875,275 Total 365 Dry Season Sellable Energy (kWh) 84,318,556 Wet Season Sellable Energy (kWh) 529,556,719 Annual Sellable Energy (kWh) 613,875,275 Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 74 Prequalification Documents Lot 2: Electromechanical Works Annex-1 RASUWAGADHI HYDROELECTRIC PROJECT (111 MW) SALIENT FEATURES S. No. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. Features Description Location Rasuwa District Type of Project Run-of-River (ROR) Hydrology Catchment area (Dam site) 90% dependable flow Design flow (Q40) Design flood (1000 years) 3300 km2 21.53 m3/sec 80 m3/sec 1761 m3/sec Geology Quartzite, Migmatite and Gneiss Head Gross Net 167.90 m 158.48 m Headworks Weir Type Crest Length and its Undersluice Size & No. Type of Energy Dissipation Elevation Overflow Diversion Weir 61.50 m, 1790.00masl Double Bay 6.5 m (w) & x 5 m (h) Downstream Stilling Pool Desanding Basin Type Size Underground, Triple Chamber 125 m (l) x 15 m (w) x 12 m (h) Headrace Tunnel Length Size 4203 m 6.0 m Dia.; Circular Section Surge Tank Type Size Underground, Restricted Orifice 16 m (dia.) x 60 m (h) Penstock Type & Number Size Vertical Shaft/Horizontal Tunnel 313 m (l), 4.80~2.50 m (dia) Powerhouse Type Size Tail Water Level Underground 60 m (l) x 14 m (b), 27 m (h) EL. 1622.10 masl Tailrace Length & Size 564 m (l) x 6.0 m (b) x 6.0 m (h) Turbine Type, Orientation & Number Unit Capacity Francis, Vertical Axis & 3 Nos. 38.5 MW Generator Type & Number Unit Capacity AC 3 Phase Synchronous & 3 Nos. 43.75 MVA each Installed Capacity 111 MW Annual Salable Energy 613.875 GWh Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 75 Prequalification Documents Lot 2: Electromechanical Works 17. Annex-1 Dry Wet 84.318 GWh 529.557 GWh Transmission Line Length/ Voltage 10 km/132 kV (upto Chilime Hub) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 76 Prequalification Documents Lot 2: Electromechanical Works Annex-1 Fig.RGHEP-L-11-1 (Project Location Map) Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Page 77 Prequalification Documents Lot 2: Electromechanical Works Rasuwagadhi Hydropower Company Limited Rasuwagadhi Hydroelectric Project Annex-1 Page 78