The Standards Cycle and Conformity Testing Peter Chiaro Oak Ridge National Laboratory ORNL is managed by UT-Battelle for the US Department of Energy Agenda • Define types of standards • Describe standards process – development, publication, use, revision • Conformity or Conformance Testing • Other topics of interest – IEC SC45B and TC104 2 The Standards Cycle and Conformity Testing UNCLASSIFIED Standards Types – Horizontal/Crosscutting • Basis and Use – Establish overall performance requirements for electrotechnical devices – Used by device and test equipment manufacturers, testing organizations, and product standards developers • Drivers – Operating environments – Testing capabilities – Functional expectations 3 The Standards Cycle and Conformity Testing UNCLASSIFIED Horizontal/Crosscutting Standards Examples • 60721-3-2, Classification Of Environmental Conditions – Part 3: Classification of groups of environmental parameters and their severities – Section 2: Transportation and Handling – Classifies the groups of environmental parameters and their severities to which a product is subjected while being transported and handled • 60068-2-1, Environmental testing – Part 2-1: Tests – Test A: Cold – Establishes cold test processes for both non heat-dissipating and heat-dissipating specimens • 60068-2-2, Part 2: Tests – Tests B: Dry heat – Establishes dry heat test processes for both non heat-dissipating and heat-dissipating specimens • 61000-4-3, Electromagnetic compatibility (EMC) – Part 4-3: Testing and measurement techniques – Radiated, radio-frequency, electromagnetic field immunity test – Establishes test levels and procedures related to ensuring that electrical and electronic equipment are immune to radiated electromagnetic energy • 62706, Radiation protection instrumentation – Environmental, electromagnetic and mechanical performance requirements – Defines what is required in the design of radiation instrumentation and the performance requirements and test methods related to the expected environments during use 4 The Standards Cycle and Conformity Testing UNCLASSIFIED Standards Types – Product/Process • Basis and Use – Establish functional performance requirements for specific classifications of electrotechnical devices – Used by device manufacturers, testing organizations, device users, and procurement professionals • Drivers – Users/Consumers desires and needs – Government or organizational requirements – Technology 5 The Standards Cycle and Conformity Testing UNCLASSIFIED Product/Process Standards Examples • IEC 62618, Radiation protection instrumentation – Spectroscopy-based alarming Personal Radiation Detectors (SPRD) for the detection of illicit trafficking of radioactive material – Establish performance requirements, provide examples of acceptable test methods, and to specify general functional characteristics and test conditions • IEC 62484, Radiation protection instrumentation – Spectroscopy-based portal monitors used for the detection and identification of illicit trafficking of radioactive material – Specifies the detection and radionuclide identification performance requirements and test methods for the applicable devices • ANSI N42.43, American National Standard Performance Criteria for Mobile and Transportable Radiation Monitors Used for Homeland Security – Specifies the performance requirements and tests for radiation monitors that are designed to be transported to a location and used for a specific detection task or for a specified period of time, or are mounted to a vehicle such as a trailer. • ISO 22188, Monitoring for inadvertent movement and illicit trafficking of radioactive material – Specifies methods and means of monitoring for inadvertent movement and illicit trafficking of radioactive material providing guidelines on the use of stationary and portable instruments to monitor for radiation signatures from radioactive material. 6 The Standards Cycle and Conformity Testing UNCLASSIFIED Standards Process • Need for standard identified – For IEC, new work proposal developed by potential leader and provided for international review – Approval obtained based on need, interest, and availability of leaders and experts • Draft Phase (initial draft) – Draft document developed – Review existing performance data – Review existing usage data • Coordination Phase (committee draft to committee draft for review – CD to CDV) – CD is internal to writing committee – CD moves to CDV when committee considers the standard to be technically complete • Depending on the results of the international review, a CDV can move forward directly to publication 7 The Standards Cycle and Conformity Testing UNCLASSIFIED 7 Standards Process – continued • Validation – Applicable devices tested against selected sections of the standard to verify standard makes sense and secondarily, to determine/ensure standard is achievable – Step not implemented globally • Publication phase (Final Draft International Standard – FDIS) – Ballot or final review • Publication – Enters selected (e.g., 3-y) maintenance cycle 8 The Standards Cycle and Conformity Testing UNCLASSIFIED 8 Standards Process - Revision • Initiated by: – – – – Technology status – has there been any changes? Conformity test results User needs Time • If revision is needed, start at Draft Phase with the understanding that a standard exists – – – – Draft Phase Coordination Validation Publication 9 The Standards Cycle and Conformity Testing UNCLASSIFIED Conformity Testing • Definition – Testing that determines whether a device complies with the requirements of a specification, contract or regulation – Testing to a standard • Provides – Independent results regarding the performance of a device against a known criteria • Availability – Accredited testing facilities – Specialized test sites 10 The Standards Cycle and Conformity Testing UNCLASSIFIED Conformity Testing Process • Identify requirements – Standard(s) – Procurement/acquisition requirements – Establish critical requirements - “shalls” and “shoulds” • Determine test location – Accredited – Qualified • Establish data needs • Perform testing • Analyze results • Provide report 11 The Standards Cycle and Conformity Testing UNCLASSIFIED Conformity Testing and Standards • Provides actual performance results against the standard • Identifies limitations and inconsistencies within a standard • Provides feedback to the standards community • Helps to ensure standards remain current • Helps to ensure reality of requirements 12 The Standards Cycle and Conformity Testing UNCLASSIFIED Conformity Testing vs Operational Testing • Conformity testing – Verifies conformance to a standard or other available set of requirements, including environmental requirements – Performed by accredited or qualified testing organization – Typically shareable results – Identifies baseline functionality – Provides direct feedback as to relevance of applicable standard • Operational testing – Verifies functionality against user-based operational needs • Sometimes standards-based test method – examples to follow – Performed by users – Does not typically involve controlled environmental testing – Provides indirect feedback to the standards community 13 The Standards Cycle and Conformity Testing UNCLASSIFIED Operations-Based Test Methods Examples – Mobile Detection Systems • Slowly approaching source—monitor is stationary during use – Requirements • The monitor shall indicate when the ambient radiation background has increased to a level that is too high for it to operate as required, such as what may occur as a result of a slowly approaching radiation source. – Test method • Position a 137Cs source at a distance to ensure that the source does not affect the ambient background at the monitor. • Start moving the source towards and through the middle of the detection zone at the selected speed. • If the monitor alarms or indicates that the background has changed, the trial can be considered complete and the source can be returned to the starting point. 14 The Standards Cycle and Conformity Testing UNCLASSIFIED Operations-Based Test Methods Examples – Mobile Detection Systems • Background effects—monitor is mobile during use – Requirements and background information • Mobile monitors shall function normally when exposed to changing background situations that may be encountered during normal use. • Test method basis: – Measurements using different detection technologies in urban, suburban, and rural areas. – Vehicle driven at posted speed limits and at controlled speeds. – Test method • Background change only – With the monitor operating as it would during use (e.g., scanning), increase the count rate using the artificial background source over a time period of 30 seconds. – Background reduced following stabilization period. – No alarms should be activated or identification of radionuclides other than those used for the artificial background source should occur during the process. • Background change with additional source – Midway through each 30 second background change and without stopping, perform a dynamic test using 137Cs. – The monitor shall alarm for each trial when exposed to the 137Cs. 15 The Standards Cycle and Conformity Testing UNCLASSIFIED Increasing Background With Source 16 The Standards Cycle and Conformity Testing UNCLASSIFIED Decreasing Background With Source 17 The Standards Cycle and Conformity Testing UNCLASSIFIED Obtaining Accreditation – U.S. • Obtained via the National Voluntary Laboratory Accreditation Program – NVLAP – IEC/ISO 17025, “General requirements for the competence of testing and calibration laboratories” • Accreditation based on the applicable ANSI standard – Testing organization identifies the standard(s) and individual step(s) within each standard they wish to be accredited to perform – Not required to be accredited to the entire standard • Registration fees and assessment visit costs are covered by the requesting facility 18 The Standards Cycle and Conformity Testing UNCLASSIFIED Accreditation Status – U.S. • Three facilities are accredited in the U.S. – Oak Ridge National Laboratory (all standards, nearly all sections) – Pacific Northwest National Laboratory – Savanah River National Laboratory • Additional information available at – – https://wwws.nist.gov/niws/index.cfm?event=directory.results – Search on “Homeland Security Applications” – “Radiation Detection Instruments” 19 The Standards Cycle and Conformity Testing UNCLASSIFIED Before Moving On….. Questions? Comments? 20 The Standards Cycle and Conformity Testing UNCLASSIFIED Other Topics of Interest • Sub Committee 45B • Technical Committee 104 21 The Standards Cycle and Conformity Testing UNCLASSIFIED SC45B Radiation Protection Instrumentation • Prepare standards that address instrumentation used for: – the measurement of ionizing radiation in the workplace, to the public, and in the environment for radiation protection purposes; – illicit trafficking detection and identification of radionuclides; – radiation-based security screening. • Country membership – Participating countries (P-members): 21 – Observer countries (O-members): 14 • More than 100 experts from the world leading – – – – Testing laboratories Governmental agencies Manufacturers Users • Publications in force – Issued: 56+ – Projects in development: 9 • Liaisons with ISO, IAEA, ICRP, ICRU… 22 The Standards Cycle and Conformity Testing UNCLASSIFIED IEC/SC 45B Structure Officers – Peter Chiaro, Chair / Miroslav Voytchev, Secretary • WG 5 - Measurement of Environmental Radiation – Andrew Nicholas Tyler, GB • WG 16 - Contamination meters and monitors – Akira Yunoki, JP • WG 8 - Active pocket and portable dose (rate) meters and monitors and passive dosimetry systems (absorbed 14) – Rolf Behrens, DE • WG 17 - Security inspection systems using active interrogation with radiation – Lawrence T Hudson, US • WG 9 - Installed Equipment for Radiation and Activity Monitoring in Nuclear Facilities – Robin T. Pearce, GB • WG 10 - Radon and Radon Decay Products Measuring Instruments – Giuliano Sciocchetti, IT • WG 15 - Illicit Trafficking Control Instrumentation – Leticia Pibida, US 23 The Standards Cycle and Conformity Testing • PT 62461 - Determination of uncertainty in measurement – Rolf Behrens, DE • PT 62957-1 – RASE – Mikhail Mayorov and Lucy Ooi, IAEA and US • PT TR 62971 – Radiation sources used in illicit trafficking detection standards – Peter Chiaro – Published PTs are disbanded following publication UNCLASSIFIED SC45B Work Scope Working Group Project Leader Forecast Publication Date CDIS - 2015APUB - 2015-11 09 WG 8 J. Rotunda 2016-01 IEC 61017 Ed. 1.0 Radiation protection instrumentation - Transportable, mobile or CDIS - 2015installed equipment to measure photon radiation for environmental APUB - 2015-12 10 monitoring WG 5 T. Nakamura 2016-02 IEC 61322 Ed. 2.0 Radiation protection instrumentation - Installed dose equivalent rate 1CD - 2015meters, warning assemblies and monitors for neutron radiation of A2CD - 2016-03 11 energy from thermal to 15 MeV WG 9 T. Nakamura 2019-06 IEC 61563 Ed. 2.0 Radiation protection instrumentation - Equipment for measuring specific activity of gamma-emitting radionuclides in foodstuffs 2CD - 2015A3CD - 2016-03 11 WG 16 A. Yunoki 2016-09 IEC 62327 Ed. 2.0 Radiation protection instrumentation - Hand-held instruments for the detection and identification of radionuclides and for the 3CD - 2015A4CD - 2016-02 estimation of ambient dose equivalent rate from photon 10 radiation WG 15 P. Chiaro 2017-06 IEC 62401 Ed. 2.0 Radiation protection instrumentation - Alarming Personal Radiation Devices (PRD) for detection of illicit trafficking of radioactive material 3CD - 2015A4CD - 2016-03 10 WG 15 M. Voytchev 2017-06 IEC 62945 Ed. 1.0 Radiation protection instrumentation - Measuring the imaging performance of X-ray Computed Tomography (CT) security screening systems 1CD - 2015A2CD - 2016-03 11 PT 62945 L. Hudson 2017-08 Radiation instrumentation - Semi-empirical method for performance evaluation of detection and radionuclide IEC 62957-1 Ed. 1.0 identification - Part 1: Performance evaluation of the instruments, featuring radionuclide identification in static mode 1CD - 2015A2CD - 2015-05 02 PT 62957-1 L. Ooi/M. Mayorov 2017-10 IEC 62963 Ed. 1.0 Bottle/can liquid X-ray inspection system ANW - 20141CD - 2015-10 11 WG 17 Kejun Kang 2018-02 PNW/TS 45B-832 Ed. 1.0 Radiation protection instrumentation - Dosemeters for pulsed fields PNW - 2015ANW - 2016-04 of ionizing radiation 11 WG 8 H. Zutz 2018-12 Project Reference Current Stage Title Radiation protection instrumentation - Ambient and/or directional dose equivalent (rate) meters and/or monitors for beta, X and IEC 60846-2 Ed. 2.0 gamma radiation - Part 2: High range beta and photon dose and dose rate portable instruments for emergency radiation protection purposes UNCLASSIFIED Next Stage IEC Standards • TC 104 - Environmental conditions, classification and methods of test 25 The Standards Cycle and Conformity Testing UNCLASSIFIED Scope • Standardization of environmental condition classes which represent the conditions to which products are most likely to be subjected whilst being: – transported, – stored, – installed and used. The classification shall use validated environmental parameters and provide guidance in the selection and use of those classes intended for the preparation of relevant specifications. • Standardization of environmental test methods intended for the preparation of relevant specifications and to provide guidance in the selection and use of those methods. • Correlation and transformation of environmental condition classes to environmental tests. 26 The Standards Cycle and Conformity Testing UNCLASSIFIED Structure • WG 14 Climatic field data including validation • WG 15 Dynamic field data including validation • Maintenance Teams – – – – MT 16 Climatic conditions and tests MT 17 Dynamic Conditions and tests MT 18 Special cases MT 19 Maintenance of IEC 60721-3 series 27 The Standards Cycle and Conformity Testing UNCLASSIFIED TC104 Work Program Project Reference Title Current Stage Next Stage Working Group Project Leader Forecast Publication Date IEC 60068-2-18 Environmental testing - Part 2-18: Tests - Test R and guidance: Water 1CD - 2015-03 A2CD - 2015-07 MT 18 O. Nevalainen 2017-11 IEC 60068-2-39 Environmental testing - Part 2-39: Tests and Guidance: Combined temperature or temperature and humidity with low air pressure tests CDIS - 2015-06 APUB - 2015-08 MT16 (Chiaro) Klaus Raabe 2015-10 IEC 60068-2-52 Environmental testing - Part 2: Tests Test Kb: Salt mist, cyclic (sodium, chloride solution) 1CD - 2015-01 A2CD - 2015-05 MT16 (Chiaro) S. Suga 2017-11 IEC 60721-2-4 Classification of environmental conditions - Part 2-4: Environmental conditions appearing in nature - Solar radiation and temperature 1CD - 2015-01 A2CD - 2015-05 MT16 (Chiaro) K. Raabe 2017-11 IEC 60721-3-0 Classification of environmental conditions - Part 3: Classification of groups of environmental parameters and their severities. Introduction 1CD - 2015-01 A2CD - 2015-05 MT 19 (Chiaro) P.J. Chiaro Jr 2015-12 IEC 60721-3-1 Classification of environmental conditions - Part 3: Classification of groups of environmental parameters and their severities - Section 1: Storage 1CD - 2015-01 A2CD - 2015-05 MT 19 (Chiaro) P.J. Chiaro Jr 2015-12 IEC 60721-3-2 Classification of environmental conditions - Part 3: Classification of groups of environmental parameters and their severities - Section 2: Transportation 1CD - 2015-02 A2CD - 2015-06 MT 19 (Chiaro) P.J. Chiaro Jr 2015-12 PNW 104-629 Time history replication PNW - 2013-11 ANW - 2014-03 MT 17 K. Ahlin PNW 104-658 Environmental testing- Part 2-xx: Rapid change of dew condensation PNW - 2015-08 ANW - 2015-12 UNCLASSIFIED T. Ishida Activities of Interest • 60068 series are the most common standards in use. Other TC104 standards are primarily background material. • IEC 60068-2-18, Water – All instrument standards use splash or rain – Initial review indicated no change required • IEC 60068-2-52, Salt mist – May affect processes used when performing salt fog/mist testing • IEC 60721-3-1, Classification of Storage – Most likely not of great concern, but may be valuable when doing a procurement for larger items. • IEC 60721-3-2, Classification of transportation – Need to be aware of possible changes to existing vibration or shock spectra 29 The Standards Cycle and Conformity Testing UNCLASSIFIED Questions? Comments? 30 The Standards Cycle and Conformity Testing UNCLASSIFIED Backup Slides 31 The Standards Cycle and Conformity Testing UNCLASSIFIED IEC RID - 62327 • First revision • Originally published 2006 • Goals – – – – Update performance requirements where needed Remove confused sections on detection and localization Be consistent to the extent possible with ANSI N42.34 Focus on performance requirements • View standard and newer technique • View comparison table 32 The Standards Cycle and Conformity Testing UNCLASSIFIED IEC Source Guide – TR 62971 • Radiation instrumentation - Radiation sources used in illicit trafficking detection standards - Guidance and recommendations – Provides guidance and recommendations regarding the availability and use of radiation sources that are needed when testing and evaluating instruments used for the detection of illicit trafficking of radioactive material. – Guidance includes the use of surrogate or replacement radioactive materials that could be more easily obtained. – The object of this TR is to provide guidance to instrument manufacturers and users, and testing organizations as to the selection and possible use of radiation sources, surrogates and source simulation tools. • At publication stage • View latest version 33 The Standards Cycle and Conformity Testing UNCLASSIFIED IEC 62957: Semi-empirical method for performance evaluation of detection and radionuclide identification • aka - RASE • Led by Lucy Ooi of DNDO and Mikhail Mayorov of the IAEA • Part 1: Performance evaluation of the instruments, featuring radionuclide identification in static mode – Specifies requirements for data preparation and data injection when using the semi-empirical method for performance evaluation of detection and radionuclide identification – Recommends approaches for results interpretation and consolidation and establishes a method to share data and analysis results. – Specific to the performance evaluation of radionuclide identification in static mode, i.e., when measurement geometry does not change (e.g. radionuclide identification devices in start-stop mode). • CDV stage 34 The Standards Cycle and Conformity Testing UNCLASSIFIED