Standard Instruction Document
For Application by Individuals
Invesco – Standard Instruction Document (SID)
How to complete this form
Please read through this form carefully and complete all relevant sections in BLOCK CAPITALS using a blue or black ballpoint pen. Please ensure that
you include all anti-money laundering and counter-terrorist financing documentation applicable to each applicant as set out in the section entitled AntiMoney Laundering and Counter-Terrorist Financing (Verifying Your Identity). Failure to correctly complete all relevant sections of this form and/or failure
to provide the correct anti-money laundering and counter-terrorist financing documentation may result in the rejection of or delay in processing your
application and/or the suspension of holdings/payments until the requisite identity documentation is received and is to the satisfaction of Invesco Global
Asset Management Limited, (‘the Global Distributor’).
Any money paid to the Global Distributor by any applicant whether ultimately accepted by the Global Distributor as a customer or not, shall be held in
accordance with any applicable client assets regulations in Ireland and/or Luxembourg, as appropriate, pending the submission of the necessary antimoney laundering and counter-terrorist financing documentation and/or any information or documentation required by the Global Distributor.
This form should not be used to apply for shares/units under circumstances when the application for the issue, redemption or switch of shares/units
contravenes any applicable law, rule or regulation. Notwithstanding the foregoing, the Global Distributor reserves the right, at its absolute discretion, to
refuse to accept any application or instruction to issue, redeem, transfer and/or switch shares/units in its Fund(s).
If you require any assistance or clarification in relation to the completion of this form or in relation to anti-money laundering and counter-terrorist
financing documentation please contact + 353-1-439-8100.
Prospectus(es) and Simplified Prospectus(es) (‘the Prospectuses’)
Applicants should read the Prospectuses relevant to them before completing this form. The Prospectuses are available for all Funds. The Manager
hereby strongly recommends and offers you the opportunity to review the Prospectuses before making a decision to subscribe, redeem, switch or
transfer shares/units in a Fund(s). The latest Prospectuses for all Funds are available on Invesco’s website www.invesco.com. Alternatively, please contact
your local Invesco office to request a copy of the applicable Prospectus and a copy will be sent to you free of charge. Terms used in this form and not
otherwise defined shall have the meaning ascribed to them in the applicable Prospectuses.
Anti-Money Laundering and Counter-Terrorist Financing (Verifying Your Identity)
In common with other regulated financial institutions, the Global Distributor requires all applicants to submit the following documentation, in order to
comply with anti-money laundering and counter-terrorist financing laws and regulations. Applicants must provide original or certified1 true copies of the
relevant documentation below. A list of EU/EEA member states is available upon request from the Global Distributor or at http://europa.eu.
Applicants in EU/EEA/Equivalent Countries2
Certified1 true copy of valid photographic ID bearing both photograph and signature of holder (e.g. passport, driving licence or national ID card).
Original or certified1 true copies of two individual proofs of residential address (e.g. utility bill), at least 1 proof of address must be a bank statement,
bearing full name of the applicants and no older than 3 months. The bank account details on the statement must correspond with the details
entered in Section 07, Payments To You. Each proof of address must come from a separate source.
All such additional documents as may be required by the Global Distributor for the purposes of anti-money laundering and counter-terrorist financing.
Applicants in Non-EU/EEA/Equivalent Countries and Politically Exposed Persons
Certified1 true copy of valid photographic ID bearing both photograph and signature of holder (e.g. passport, driving licence or national ID card)
Two original individual proofs of residential address (e.g. utility bill). One proof of address must be a bank statement, bearing full name of the
applicant and no older than 3 months. The bank account details on the statement must correspond with the details entered in Section 07,
Payments To You. Each proof of address must come from a separate source.
Documentation proving source of wealth (see section 04).
All such additional documents as may be required by the Global Distributor for the purposes of anti-money laundering and counter-terrorist financing.
Note
We do not accept documents addressed to P.O. Box addresses as proof of residential address.
We require photographic ID in colour.
1
2
Certified true copies of the original documents should be independently certified by a practising Solicitor/Attorney, Notary Public, or EU/EEA Regulated Financial
Institution. Copies must be marked “true copy of the original document” and must be stamped, signed and dated by the certifying party.
Equivalent Countries refer to countries which are considered by the Global Distributor as having equivalent anti-money laundering and counter-terrorist financing
systems to the EU. For more information, please contact the Global Distributor.
Important Note
The Global Distributor reserves the right to request additional documentation and to apply such customer due diligence measures as may be
reasonably warranted in its sole opinion, from time to time, for the purpose of adherence to anti-money laundering and counter-terrorist
financing laws and regulations, in Ireland.
Feb 2011
Notes specific to the Declaration
of Residence
1 An “Intermediary” means a person
who: carries on business which
consists of, or includes, the receipt of
payment from an investment
undertaking in the State (the
Republic of Ireland) on behalf of
persons; holds units in an
investment undertaking on
behalf of other persons.
2 The Declaration of Residence outside
the Republic of Ireland is
in the form approved by the Irish
Revenue Commissioner authorised
for the purposes of Schedule 2B
of the Taxes Consolidation Act,
1997, as amended. An Intermediary
on behalf of its client can make
a Declaration. Non-Resident
Declarations are subject to
inspection by the Revenue
Commissioners and it is a criminal
offence to make a false declaration.
3 The Taxes Consolidation Act, 1997,
as amended, provides that no
taxes shall arise on the Fund(s) in
respect of a shareholder who is not
an Irish Resident or not Ordinarily
Resident in Ireland at the time of
a distribution from the Fund(s)
or on a redemption repurchase
or transfer of shares/units in the
Fund(s) provided the necessary
signed Declarations are in place.
Notes
A Any reference to Statute(s) as
specified in the SID shall include any
amendment(s) from time to time by
way of revision of the relevant Section
of the Act(s) or by way of Statutory
Instrument and/or European Directive.
B In respect of the currencies listed in
Section 6, the Global Distributor may
arrange for conversion of subscription
amounts and redemption proceeds into
or out of the base currency of the
relevant Fund(s). Such conversions
will be applied to each deal at
competitive rates.
C In the case of the death of any one of
the joint shareholders of shares/units in
a Fund(s) (other than a Luxembourg
domiciled Fund), the survivor(s) shall
be the only person(s) recognised
as having title or any interest in the
shares/units. Such persons shall
be free to dispose of this interest,
provided the relevant documentation is
returned to the Global Distributor.
D Payments will not be made to third
parties.
E In the case of a request to change
address details, please provide an
original written instruction signed by
signatories of the Invesco account and
proof of the new address (as deemed
sufficient by the Global Distributor at
the time).
01
Declarations and Indemnity
Please ensure you have selected all options appropriate to you by ticking the relevant
box(es) below:
Declaration of
Residence Outside
the Republic
of Ireland
Applicants resident outside the Republic of Ireland are required by the Irish Revenue Commissioners
to make the following declaration, which is in a format authorised by them, in order to receive
payment without deduction of tax. It is important to note that this declaration, if it is then still
correct, shall apply in respect of any subsequent acquisitions of shares/units. Terms used in this
declaration are defined in the Prospectus.
Declaration on own behalf
I/We declare that I am/We are applying for the shares/units on my own/our own behalf and that I
am/We are entitled to the shares/units in respect of which this declaration is made and that
–
I am/We are not currently Resident or ordinarily Resident in the Republic of Ireland, and
–
should I/We become Resident in the Republic of Ireland I will/We will so inform you, in writing,
accordingly
Declaration as Intermediary
I/We declare that I am/We are applying for shares/units on behalf of persons:
–
who will be beneficially entitled to the shares/units; and,
–
who, to the best of my/our knowledge and belief, are neither Resident nor ordinarily
Resident in the Republic of Ireland
I/We also declare that:
–
unless I/We specifically notify you to the contrary at the time of application, all applications for
shares/units made by me/us from the date of this application will be made on behalf of such
persons; and,
–
I/We will inform you in writing if I/We become aware that any person, on whose behalf I/We
holds shares/units, becomes Resident and or ordinarily Resident in the Republic of Ireland
Declaration of
Residence Within
the Republic
of Ireland
Declaration on own behalf
I am applying for shares/units in an Ireland domiciled Fund and acknowledge that tax will be
deducted and remitted to the Irish Revenue Commissioners by the Global Distributor on a
distribution, redemption, transfer, switch or in other circumstances as outlined in the relevant
Prospectus(es).
Declaration as Intermediary
I/We declare that I am/We are applying for shares/units in an Irish domiciled Fund on behalf of persons:
–
who will be beneficially entitled to the shares/units; and,
–
who are either Resident or ordinarily Resident in the Republic of Ireland.
Furthermore, I acknowledge that tax will be deducted and remitted to the Irish Revenue Commissioners by
the Global Distributor on a distribution, redemption, transfer, switch or in other circumstances as outlined in
the relevant Prospectus(es).
I/We also declare that:
–
unless I/We specifically notify you to the contrary at the time of application, all applications for
shares/units made by me/us from the date of this application will be made on behalf of such persons;
and,
–
I/We will inform you in writing if I/We become aware that any person, on whose behalf I/We hold
shares/units, becomes no longer Resident and or ordinarily Resident in the Republic of Ireland
I/We also acknowledge that:
Where permissible, the Fund intends to elect not to treat my/our Shares as having been subject to a deemed
disposal at the end of a "relevant period" (as defined in the Prospectus) or to deduct tax in respect of any
deemed disposal. The Fund shall instead, report to the Irish Revenue Commissioners on an annual basis
certain details in respect of each impacted Irish Resident Shareholder. In such circumstances impacted
investors are required under Irish tax law to account, on a self-assessment basis, for tax on the gains (if any)
deemed to arise at the end of the relevant period.
Declaration for
If you are an Exempt Irish Applicants please tick this box and contact the Global Distributor
Exempt Irish
for a declaration relevant to Exempt Irish Applicants.
Residents Under Section
739d(6), Taxes Consolidation
Act, 1997, As Amended
Declaration of
Non US Residency
I/We declare that I am/We are not a US person as defined in the current Prospectus(es) and that I
am/we are not applying as the nominee or agent of a person who is a US person(s). Please note that the
Manager/Distributor and/or the Directors of the Fund(s) into which you are seeking to invest reserve the
right to reject an application. Your application will be rejected or if a trade has been placed this will be
compulsory redeemed if you do not positively complete this declaration or in the event that it becomes
inaccurate at some future date.
Declaration by
Cypriot Applicants/
Cypriot Residents
I/We declare that We are Cypriots or Resident in Cyprus and that I/We have a good command
of the English language and are in a position to understand documents and information
in English. I/We confirm that the above statements are correct.
Declaration and
Authorisation
1
2
3
4
5
6
Feb 2011
I/We declare, represent and warrant that I/We have the legal capacity to execute this SID and
to subscribe for, redeem, transfer and/or switch shares/units of the Fund(s).
I/We declare that the sole purpose and intended nature of my/our business relationship with Invesco is
to invest in shares/units in the Fund(s) and the money to be invested by me/us does not constitute
proceeds of any criminal conduct of whatsoever nature, and in particular proceeds of money
laundering and terrorist financing.
I/We acknowledge that (a) this form is a written application which shall be binding upon its receipt and
acceptance by the Global Distributor (b) application for subscribing, redeeming, transferring and/or
switching shares/units in the Fund(s), together with this form or otherwise, shall not constitute
acceptance by the Global Distributor who reserves the right to reject any such application at its
absolute discretion.
I/We confirm and acknowledge that this application and all declarations and notes contained herein will
continue to apply in respect of subsequent orders and in particular that all subsequent orders will be
made on the basis of the then current Prospectus(es) of the relevant Fund(s) and the constitutive
documents of the relevant Fund(s).
I/We hereby hold harmless the Global Distributor, Manager, Trustee, Custodian, Sub Distributors and
Registrars of the Fund(s) or any of them in relation to any losses or expenses incurred as a result of
any of them acting pursuant to the above considerations, save where such losses or expenses arise
from fraud, negligence or wilful misconduct of such parties.
I/We consent to the use of any information relating to me/us (including the transfer of any such
information outside the European Economic Area). To the extent that the information contained in this
SID or any other information that is furnished in connection with my/our account with the Global
Distributor relates to another individual, I am/We are warranting that I/We have been authorised by
that individual to consent on that individual’s behalf to the use of such information as relates to that
individual (including the transfer of any such information outside the European Economic Area).
02
European Directive on the Taxation of Savings
In compliance with the EU Savings Tax Directive you are required to provide your Tax Identification Number,
Date and Place of Birth (e.g. Passport, National Identity Card, Tax Certificate). This information will be used if
you come under the terms of the Directive and failure to provide this information may result in assumptions
being made about your tax residency under the terms of the Directive.
For individuals presenting a passport or official identity card issued by a Member State who declare
themselves to be resident of a third country, residence must be established by means of a tax residence
certificate issued by the competent authority of the third country in which the individual claims to be
resident. Failing the presentation of such a certificate, the Member State, which issued the passport or other
official identity document shall be considered to be the country of residence.
If you are in any doubt please contact your Financial Advisor or appropriate Revenue offices.
03
Subscription Details
i.e. name of the Fund(s) you wish to invest in, amount of shares/units, settlement currency etc.: (not to be
used for transfer of units/change of ownership).
Complete this section if you wish to make a subscription deal. Your account will not be fully operational until
this SID and all relevant documentation as specified in the Anti-Money Laundering and Counter-Terrorist
Financing (Verifying Your Identity) section has been received and accepted for all applicants.
Note
A full description of each share class and
the minimum investment amount can be
found within the relevant Prospectus (es).
Fund Name &
Fund Identifier (if known)
Share Class
Settlement Currency
USD
GBP
HKD
EUR
Amount
JPY
Shares/Units
Consideration
Fund Name &
Fund Identifier (if known)
Share Class
Settlement Currency
USD
GBP
HKD
EUR
Amount
Personal details – As per passport/
driving licence/ national identity card.
JPY
Shares/Units
04
Consideration
Applicant Details
Private clients: (All Applicants must be over eighteen years of age)
First account holder
Title
Mr
Mrs
Miss
Ms
Other please specify
Surname/Family Name
Forename(s)
Gender (M/F)
Place of Birth
(Town/City, Country)
Date of birth
d
d
m
m
y
y
Country of Residence for
Tax Purposes
Tax Number (if applicable)
Passport place of issue
Passport Citizenship
Applicants Occupation
Politically Exposed Persons
Please indicate whether the Applicant, or any immediate family member or close associate, is a Politically Exposed Person as defined
in the Directive 2005/60/EC, as being “natural persons who are or have been entrusted with prominent public functions and
immediate family members, or persons known to be close associates, of such persons”
No
Yes
If “Yes” please complete the following:
Name of Person entrusted
with Public Function :
Jurisdiction:
Title/Position:
Feb 2011
Full Name:
Date of Appointment:
Duration (Years):
Applicants relationship to
the person entrusted with
Public Function (If Applicable)
Applicant’s Source of Funds
Please indicate the source of funds to be invested with Invesco
Gift
Savings
Pension
Inheritance
Sale of Business
Investment Income
Sale of Assets (please specify)
Other (please specify)
Second account holder
Please specify relationship with first holder
Title
Mr
Mrs
Miss
Ms
Other please specify
Surname/Family Name
Forename(s)
Gender (M/F)
Place of Birth
(Town/City, Country)
Date of birth
d
d
m
m
y
y
Country of Residence for
Tax Purposes
Tax Number (if applicable)
Passport place of issue
Passport Citizenship
Applicants Occupation
Politically Exposed Persons
Please indicate whether the Applicant, or any immediate family member or close associate, is a Politically Exposed Person as defined
in the Directive 2005/60/EC, as being "natural persons who are or have been entrusted with prominent public functions and
immediate family members, or persons known to be close associates, of such persons".
No
Yes
If “Yes” please complete the following:
Name of Person entrusted
with Public Function :
Jurisdiction:
Title/Position:
Full Name:
Date of Appointment:
Duration (Years):
Applicants relationship to
the person entrusted with
Public Function (If Applicable)
Applicant’s Source of Funds
Please indicate the source of funds to be invested with Invesco
Gift
Savings
Pension
Inheritance
Sale of Business
Investment Income
Sale of Assets (please specify)
Other (please specify)
Feb 2011
Registered vs Correspondence Address
As a matter of law all regulatory and
statutory communications and notices
from the Global Distributor to its applicants
must be sent to the applicant’s registered
address as per the Fund(s) Registered.
Account specific correspondence may
be issued to a correspondence address
different to the applicant’s registered
address on receipt of original written
instructions from the applicant and at the
discretion of the Global Distributor.
Registered Address Details
Note
In the case of a request to change address
details, please provide an original written
instruction signed by signatories of the
Invesco account and proof of the new
address (as deemed sufficient by the Global
Distributor at the time).
Fax No.
Address
Country
Telephone No.
E-mail Address
A correspondence address may be forwarded on a separate sheet. (At present, instructions cannot be accepted via e-mail.)
Designation
If you wish to open a second or subsequent account with identical registration details, a designation is
required to differentiate between such accounts. Designation must take number or letter format (not
name) for example Account: 123XYZ (with no more than eighteen characters).
Note
In the event that a settlement currency is
not specified at dealing point, the Global
Distributor reserves the right to default
settlement currency to the base currency
of the Fund
05
Managing my Account
Signing Authority for
Please demonstrate your preferred signing authority by ticking one of the following:
1
One account holder may sign any instruction on behalf of all holders
2
All account holders must sign any instruction
If neither box is ticked for signing authority, the authority will default to option 2 above.
Correspondence and
Statement Details
All applicant account correspondence will be sent in English to the Registered address of the first
account holder.
Trading Currency
USD
Frequency
Monthly
GBP
HKD
Quarterly
EUR
JPY
Semi-annually
Annually
If you do not select from one of the aforementioned you will receive all statements in USD on a
quarterly basis.
Deal Instruction Methods
Feb 2011
Note
SWIFT and IBAN required for payments
within the EU/EEA.
06
Payments will not be accepted from third
parties.
Method of Payment
De-authorisation of Telephone Dealing
Once an applicant is registered with an Invesco Client account, subsequent dealing
transaction instructions for subscription, redemption and/or switch may be made by
telephone, facsimile or in writing. Should you wish to prohibit telephone dealing on your
account and request that deals shall be placed by the Global Distributor only on receipt
of written instructions (by facsimile/in writing) please tick this box.
Payments to Invesco
(Subscription payments i.e. payment to Invesco for your investments)
Electronic Funds Transfer (EFT) – Transfers should be drawn on a bank account in the name of
registered Invesco account holder(s). Choose the corresponding currency for your payment
quoting your Invesco client account number and full contract reference (if known). Otherwise,
please provide us with the full name of the First Account holder in the reference text. Payment
made without quoting the Invesco client account number and contract reference or full name
details of first registered account holder may be rejected at the Global Distributor’s discretion.
Payments should be made to:
USD
SWIFT
Account:
A/C
J.P. Morgan Chase Bank, New York
CHASUS33
Invesco Global Asset Management Limited
9102691244
GBP
Sort Code
Account:
A/C
J.P. Morgan Chase Bank, London
609242 (SWIFT CHASGB2L)
Invesco Global Asset Management Limited
11118023
HKD
SWIFT
Account:
A/C
J.P. Morgan Chase Bank, Hong Kong
CHASHKHH
Invesco Global Asset Management Limited
6839252761
EUR
SWIFT
Account:
A/C
J.P. Morgan AG, Frankfurt
CHASDEFX, IBAN DE53501108006111600406
Invesco Global Asset Management Limited
6111600406
JPY
SWIFT
Account:
A/C
J.P. Morgan Chase Bank, London
CHASGB2L
Invesco Global Asset Management Limited
23324302
Cheque Payments - Cheque should be drawn on a bank account in the name of the registered
holder(s), made payable to Invesco Global Asset Management Limited and forwarded to Invesco at
the address on the foot of the SID. Third party payments will not be accepted. Cheque payments
will only be accepted in the following currencies: USD, GBP, EUR. Please note JPY Cheques are
not accepted.
Your Bank Details
Bank account details of where funds will be received from for subscriptions deals.
Bank Account Number:
Bank Account Name
and Address
Swift/Sort Code:
Note
If this Section is not completed, a
signed original instruction will be
required from the relevant account
holder(s) to release redemption
proceeds. Payments will only be made
to the Account Holders
or the Financial Advisor as stated on
your instructions. Payments will not
be made to third parties.
In the case of a request to change
bank details, please provide an
original written signed instruction
signed by two signatories of the
account with the Global Distributor
and one current original bank
statement bearing full name(s) of the
Global Distributor account holder(s)
and full bank account details.
07
Payments to You
(Redemption Payments, i.e. payments made to you)
Method of Instruction
Please indicate the method of payment you would like us to follow when you sell your shares/units. Once
your redemption has been placed, you can use either of the methods below. This will apply to all future
redemptions unless otherwise advised in writing.
Automatic (Full Bank Details MUST be supplied when choosing this option)
Payment will be made by EFT to the bank details supplied below. Invesco recommends
this option and does not charge for this service.
OR
Written Confirmation
Payment will normally be made according to the settlement periods relating to that
Fund(s) Prospectus(es), after the receipt of your original signed instruction. Faxes will
only be accepted if there is no change to the bank details supplied below. If no bank details
have been provided, or if there is any change from the details above, original written
confirmation, signed by the account holder(s) will be required.
Bank Details
Please contact your bank if you do not know your SWIFT/sort code, also SWIFT Codes/BIC and IBAN
(International Bank Account Number) are required for all within the EU/EEA. A Pay through bank is
required when the currency is being paid to a country other than the country of origin e.g. USD being paid
to the UK must be routed through a bank based in the USA and then onward to the UK Bank. Irish
Residents invested in Irish domiciled Funds will only receive dividend payments by cheque.
Bank name
SWIFT/Sort code
Bank address
Country
Account name
Account number
IBAN number
Pay through Bank
Pay through Bank address
SWIFT/Sort code
Currency
DIVIDEND:
Reinvest or Income
USD
GBP
HKD
EUR
JPY
Please indicate by ticking one of the following boxes your instructions for any dividend interest arising
1
2
I wish for dividend interest arising to be reinvested into my Invesco Account
I wish for any dividend interest arising to be paid to me by Electronic Fund(s) Transfer
(EFT) (to my bank details as above) however, if bank details differ, please
provide in space below
If you do not select one of the above options your dividend will be automatically reinvested
into your Invesco account.
Bank name
SWIFT/Sort code
Bank address
Feb 2011
Country
Account name
(up to 18 characters)
Account number
IBAN number
(Not applicable to
Sterling Dividend
Payments)
Pay through Bank
Pay through Bank address
SWIFT/Sort code
Currency
Authority and Indemnity
USD
GBP
HKD
EUR
JPY
I/We hereby authorise the Global Distributor to accept and act in accordance with telephone and facsimile
instructions regarding the subscription and redemption of my/our Invesco account. I/We understand that
any such instructions are given at my/our own risk and the Global Distributor shall be under no obligation
to verify the authenticity of any instructions given pursuant to this SID or the account whether given by
telephone (if not de-authorised in accordance with section 05), fax, or in writing.
I/We understand that the Global Distributor and its agents routinely record instructions given by
telephone.
In consideration for the Global Distributor acting in accordance with the terms of this authorisation I/We
hereby irrevocably indemnify the Global Distributor and will keep it indemnified against all losses, claims,
actions, proceedings, demands, damages, costs or expenses incurred or sustained by the Global
Distributor of whatever nature and howsoever arising out of or in connection with the Global Distributor
acting in accordance with such instructions given by telephone or such notice, demand or other
communications given by facsimile or original written instruction. The terms of this authorisation and
indemnity shall remain in full force and effect unless and until the Global Distributor receives and has a
reasonable time to act upon, notice of termination from me/us in writing, save that such termination will
not release me/us from liability under this authorisation and indemnity in respect of any act performed in
accordance with this authorisation and indemnity prior to expiry of such time.
The Global Distributor is Invesco Global Asset Management Limited. Further details in relation to the
Global Distributor are set out in the Prospectus(es). Pursuant to the Irish Data Protection Acts 1988 &
2003 and the Luxembourg Data Protection law of 2002 (as amended from time to time) the information
contained in the SID together with any information that is furnished in connection with your account shall
be held on computers/servers and processed by the Manager, Management Company, Investment
Adviser, Global Distributor, Administrator or Administration Agent and Registrar and Transfer Agent or
Custodian (as defined in the Prospectus) or their agents or delegates as Data Processor (as appropriate).
Your information will be processed for the purposes of carrying out the services of the Manager,
Management Company, Global Distributor, Administrator, Administration Agent and Registrar and
Transfer Agent or Custodian and to comply with legal obligations including legal obligations under
applicable company law and anti-money laundering and counter-terrorist financing legislation. The
information may be used in connection with investments in other investment fund(s) managed or
administered by the Invesco Ltd Group (as defined in the Prospectus(es) ). Your information shall be
disclosed to third parties where necessary for legitimate business interests only. This may include
disclosure to third parties such as auditors and the regulators or agents of the Manager, the
Management Company and Global Distributor who process the data inter alia for anti-money laundering
and counter-terrorist financing purposes or for compliance with foreign regulatory requirements.
The Applicant hereby consents to the processing of his/her information and the disclosure of his/her
information by the parties above in the parties legitimate interest for the purposes of maintaining global
applicant records, providing centralised administrative services and shareholder servicing as well as
marketing services to any Group company, company of the group of the Administrator/Administration
Agent/Registrar and Transfer Agent and agents or delegates of such companies including companies
situated in countries outside of the European Economic Area such as but not limited to India or the
United States which may not have the same data protection laws as in the Republic of Ireland or
Luxembourg. The transfer of data may transit via and/or data be processed in countries which may not
have data protection requirements deemed equivalent to those prevailing in the European Economic Area
such as but not limited to India or the United States. Applicants may request access to, rectification of or
deletion of any data provided to the Global Distributor or any of the parties above or stored by the Global
Distributor or any of the parties above in accordance with applicable data protection legislation.
Feb 2011
08
Signatures
All account holders must sign and print their name(s) in full. Before signing this form, please refer to the
guidelines and the authority and declarations above to ensure you have completed the form in full and
have read and understood the declarations/notes in Sections entitled Declarations and Indemnity and
Declaration and Authorisation.
Your signature
Print name
d
d
m
m
y
y
m
y
y
Your signature
Print name
d
d
m
If the SID incorporating this declaration is signed under Power of Attorney, an original or certified
true copy of the Power of Attorney document, as well as proof of identification and proofs of
addresses as set out in the Anti Money Laundering (Verifying Your Identity) section, must be
furnished to support the signature.
If your contact with Invesco Global Asset Management Limited is via a Financial Advisor/Agent,
please ensure your Financial Advisor/Agent completes Section 09.
Feb 2011
09
For use by Financial Advisors only
(Please delete any non-applicable sections)
Name of Advisor/Agent
Regulatory Reference No.
(FSA etc.)
Invesco Financial
Advisor No.
Telephone No.
Fax No.
E-mail Address
Declaration by Agent/Intermediary regulated by a Financial Services Regulator in an Equivalent Country.
I/We certify that I/We
are regulated by
Regulated as
in
for the purposes of anti-money laundering and counter-terrorist financing.
On behalf of the Agent/Intermediary:
I/We hereby certify that I/we, as the authorised officer(s) of the Agent/Intermediary, have verified the identity of the Applicant(s) and all
beneficial owners and have applied the appropriate customer due diligence (CDD) measures to the Applicant(s) in accordance with the
requirements prescribed under the relevant anti-money laundering and counter-terrorist financing laws and regulations, applicable in
my/our jurisdiction, equivalent to those laid down in the standards recommended by the Financial Action Task Force.
I/We hereby confirm and undertake that the Agent/Intermediary has retained and shall retain all the records evidencing the relevant
CDD information obtained in relation to the Applicant(s) for a period of at least five years after the cessation of the Applicant's(s')
business relationship with the Global Distributor and shall make all such records available to the Global Distributor or its successors or
assignees, as soon as practicable and without undue delay in such time and manner reasonably warranted by the Global Distributor.
First Account Holder
Tax Identification No.
Country of Issue
Country of Issue
(ID/Passport)
Tax Exemption Certificate
Country of Issue
Second Account Holder
Tax Identification No.
Country of Issue
Country of Issue
(ID/Passport)
Tax Exemption Certificate
Country of Issue
I/We certify where applicable, that information provided is in our possession.
Signed
Authorised Signature of Agent
Print name
Advisor’s/Agent’s Stamp
d
d
m
m
y
y
Invesco Global Asset Management Limited is regulated by the Central Bank of Ireland and is a member of the Invesco Ltd
group.
For Additional Information:
Visit our website: www.invesco.com
E-mail:
queries@dub.invesco.com
Contact your local Invesco office
Please return this form by post to the office below:
Invesco Global Asset Management Limited
George’s Quay House
43 Townsend Street
Dublin 2
Ireland
Telephone: +353-1-439-8100
Facsimile: +353-1-439-8400
Offshore Dealing Facsimile: +353-1-439-8200
Feb 2011
Invesco – Distance Marketing Information Notice
European Communities
(Distance Marketing of Consumer
Financial Services) Regulations
2004 as amended (the
“Regulations”)
IMPORTANT: The information set
out below must be read in
conjunction with the SID and the
Full Prospectus or the Simplified
Prospectus.
Cancellation
As provided for in the
Regulations, consumers have no
right to cancel distance contracts,
for subscriptions, redemptions or
switches, in Fund(s) distributed by
Invesco Global Asset
Management Limited.
Governing Law
Invesco Global Asset
Management Limited undertakes
Manager(s)
its activities in accordance with
Invesco Global Asset Management the laws of the Republic of
Limited is incorporated in Ireland Ireland. Any disputes arising out
and is part of Invesco Ltd. Invesco of the terms of the contract are
Global Asset Management Limited to be governed by the laws of the
is a Manager, Administrator and Republic of Ireland.
Distributor of investment Funds.
Taxation
Company Registration Number
183551 Company VAT Number The tax treatment of investment
Fund(s) and applicants depends
IE 6583551 V
on the jurisdiction of domicile
of the applicant and the
Invesco Management S.A.
applicant’s personal
is incorporated in Luxembourg
and is part of Invesco Ltd. Invesco circumstances. Please consult
your tax advisor for specific
Management S.A. is a Manager
information on your personal
of investment Funds.
taxation status. Please refer to
Company Registration Number
the Full Prospectus or the
R.C.S. Luxembourg B-38 049
Simplified Prospectus for general
Financial Services Provider
taxation information.
Invesco regulated entities
Language
provide independent global
The language of the contract
investment management
is English (unless otherwise
services and the marketing of
agreed between the parties).
Undertakings for Collective
Investments.
Complaints
Fees, Charges and Risks
Invesco Global Asset
The fees, charges and risks
Management Limited has
applicable to each Fund are set
procedures in place for the
out in the Full Prospectus and the consideration and handling of all
Simplified Prospectus of the
complaints. If you wish to make
relevant investment Fund(s),
a complaint you should write to
please refer to these documents
us at George's Quay House,
for further information on the
43 Townsend Street, Dublin 2,
fees, charges and risks applicable. Ireland. In the event that you are
not satisfied with our response
to your complaint you can refer
the matter to the Financial
Services Ombudsman by writing
to the Financial Services
Ombudsman's Bureau at 3rd
Floor, Lincoln House, Lincoln
Place, Dublin 2, Ireland.
Feb 2011
The Central Bank of Ireland
Invesco Global Asset
Management Limited is regulated
in Ireland by the Central Bank of
Ireland. The Central Bank may be
contacted at P.O Box 559,
Dame Street, Dublin 2, Ireland.
www.centralbank.ie
The Luxembourg CSSF
Invesco Management S.A. is
regulated in Luxembourg by the
CSSF. The CSSF may be
contacted at 110, route d’Arlon
L-2991 Luxembourg.
www.cssf.lu
Please note that incoming and
outgoing telephone calls may be
recorded for legal, regulatory and
and quality assurance purposes.
Important Note for Investors in
Fixed Distribution Share
Classes
The generation of income has a
higher priority than capital growth
in the context of Fixed
Distribution Share Classes, and as
such a portion or all of the fees
and expenses payable to the
Manager may be charged against
the capital of such Classes where
necessary in order to ensure
there is sufficient income to meet
the fixed distribution payments.
Investors should note that the
charging of fees and expenses to
capital in this manner will result in
capital erosion and therefore
constrain future capital growth for
such Share Classes, together with
the likelihood that the value of
future returns would be
diminished. In these
circumstances, distributions made
in respect of such classes of
Shares during the life of the
relevant Fund should be
understood by investors as a form
of capital reimbursement. Details
of the management fees charged
to capital in order to manage the
level of income paid and/or
available to Shareholders of the
fixed distribution Share Classes
will be detailed in the annual
reports.
Invesco Offices in EU Member States and Switzerland
Invesco Asset Management Deutschland GmbH
An der Welle 5, 60322 Frankfurt-am-Main, Germany
Telephone +49 69 29 807 800
Fax +49 69 29 807 106
Invesco Asset Management S.A.
J.C. Geesinkweg 999, 1096 AZ Amsterdam, The Netherlands
Telephone +31 205 61 62 61
Fax +31 205 61 68 88
Invesco Asset Management S.A.
Belgian Branch (France), The Blue Tower, 326 Avenue Louise, 1050 Brussels, Belgium
Telephone + 32 2 641 0170
Fax + 32 2 641 0190
Invesco Asset Management S.A.
Sucursal en España, Calle Recoletos 15 - 1°, 28001 Madrid, Spain
Telephone +34 91 781 3020
Fax +34 91 576 0520
Invesco Asset Management S.A.
Sede Secondaria, Via Cordusio 2, 20123 Milan, Italy
Telephone +39 02 88 074 1
Fax +39 02 88 074 391
Invesco Asset Management S.A.
18 Rue de Londres, 75009
Paris, France
Telephone +33 1 56 62 43 00
Fax +33 1 47 12 80 05
Invesco Asset Management Österreich GesmbH
Rotenturmstrasse 16-18, 1010 Vienna, Austria
Telephone + 43 1 316 20 00
Fax + 43 1 316 20 20
Invesco Asset Management (Switzerland) Ltd.
Genferstrasse 21, CH-8002 Zurich, Switzerland
Telephone +41 44 287 9000
Fax +41 44 287 9010
Invesco Global Investment Funds Limited
30 Finsbury Square, London EC2A 1AG, United Kingdom
Telephone +44 207 065 4000
Fax + 44 207 638 0752
Invesco Global Asset Management Limited
George’s Quay House, 43 Townsend Street, Dublin 2, Ireland
Telephone +353 1 4398000
Fax + 353 1 4398400
Feb 2011