Japanese Journal of Applied Physics Vol. 43, No. 4B, 2004, pp. 2352–2356 #2004 The Japan Society of Applied Physics Effects of Different Materials Used for Internal Floating Electrode on the Photovoltaic Properties of Tandem Type Organic Solar Cell Kuwat T RIYANA, Takeshi Y ASUDA, Katsuhiko F UJITA and Tetsuo T SUTSUI Department of Applied Science for Electronics and Materials, Graduate School of Engineering Sciences, Kyushu University, Kasuga, Fukuoka 816-8580, Japan (Received September 17, 2003; accepted November 29, 2003; published April 27, 2004) Three thin heterojunctions sandwiched between indium tin oxide (ITO) and the top electrode as triple-heterojunction organic solar cells have been fabricated. Each heterojunction cell consists of CuPc as a donor layer and perilene tetracrboxylic-bisbenzimidazole (PTCBI) as an acceptor layer. Ultra thin (1 nm average thickness) layers of Ag or Au have been inserted between two heterojunctions as an internal electrode. Ag and Au were chosen as materials both for internal floating and top electrodes. Influences of different deposition sequences of the organic layer in each heterojunction cell and different electrode materials were also investigated. The optimum devices were obtained when the same material was used both as an internal electrode and a top electrode. When the deposition sequence of the heterojunction is PTCBI/CuPc, the most suitable electrode is Au and the ITO is negative relative to the top electrode. Meanwhile, Ag is suitable for an electrode when the deposition sequence is CuPc/PTCBI. In this second deposition sequence, the ITO is positive relative to the top electrode. The open circuit voltage (Voc ) of both optimum devices is on the order of 1.35–1.5 V. These values are approximately three times higher than that in single-heterojunction organic solar cells. [DOI: 10.1143/JJAP.43.2352] KEYWORDS: organic solar cell, internal floating electrode, top electrode, deposition sequence, polarity 1. Introduction Due to the potential for very-low-cost solar energy conversion, organic solar cells based on organic thin films have attracted much attention. Organic heterojunction cells using small molecules of 3,4,9,10-perilenetetracrboxylic-bisbenzimidazole (PTCBI) and copper phthalocyanine (CuPc) as an acceptor and donor respectively, which gave a high conversion efficiency exceeding 1.0%, have been intensively studied.1–4) A comprehensive review concerning the application of these materials as a solar cell has also been presented by Peumans, et al.5) The locations of LUMO and HOMO of CuPc have been reported to be at 3.5 eV and 5.2 eV, respectively, whereas for PTCBI, they were reported to be at 4.5 eV and 6.2 eV, respectively.3,4) A single heterojunction (HJ) solar cell consisting of the deposition sequence of CuPc/PTCBI on an In2 O3 glass electrode with a top Ag electrode (In2 O3 /CuPc/PTCBI/Ag) showed 1% of power conversion efficiency (PCE) and 0.4 V of open circuit voltage (Voc ) under simulated AM2 illumination.1) The device with an opposite deposition sequence (PTCBI/CuPc) on an indium tin oxide (ITO) electrode with a top Au electrode (ITO/PTCBI/CuPc/Au) showed 1.8% of PCE and 0.50 V of Voc under 15 mW/cm2 xenon white light illumination.2) The PCE was reported to be enhanced up to an order of 2.4% by incorporating an exciton-blocking layer and light trapping to an ITO/CuPc/PTCBI/Ag device between the PTCBI layer and a Ag top electrode.3) The use of internal floating electrodes in organic solar cells was proposed as early as 1991, although the PCE was rather low.4) Further improvement of this approach was carried out by employing an ultra thin Ag cluster between thin adjoining HJ cells.6) The ITO/CuPc/PTCBI/Ag-type cell produces a positive voltage on the ITO electrode. On the other hand, the ITO/ PTCBI/CuPc/Au-type cell produced a negative voltage on E-mail address: triyana9@asem.kyushu-u.ac.jp and triyana@ugm.ac.id the ITO electrode. Thus it is expected that the use of a different metal either for the internal floating electrode or the top electrode may provide new features of tandem-type organic solar cells. In this paper, we report our investigation on the triple-heterojunction structure based on PTCBI and CuPc. Two electrode materials, Ag and Au in addition to the ITO electrode were chosen both as an internal floating electrode and a top electrode. Ag and Au were chosen as representative of electrodes which have a work function lower and higher than that of ITO, respectively. Effects of the internal floating and top electrode material on photovoltaic characteristics, effects of the location of internal floating electrode inside the devices on the photovoltaic characteristics, and effects of the deposition sequence of organic layers in the individual HJ cells on the polarity of the device output voltage were studied. In addition, we also investigated the effect of PEDOT layer thickness on the photovoltaic characteristics. 2. Experimental First, the precleaned ITO substrate was coated with a polyethylene-dioxythiophene (PEDOT:PSS, Baytron 4083 without modification) layer by spin coating (at 4000 rpm for 40 s), followed by 30 min drying at 110 C. PTCBI and CuPc, were purified by train sublimation. The PTCBI and CuPc layers were deposited by thermal evaporation in a vacuum of about 2 106 Torr, at a rate of 1–2 A/s. For the purpose of simplification, we use the notations, type-A and type-B devices based on the deposition sequence of the organic layer: The deposition sequence of the HJ cell for type-A (CuPc/PTCBI) starts with the CuPc layer, followed by the PTCBI layer, while for the type-B (PTCBI/CuPc), it starts with the PTCBI layer, followed by the CuPc layer. In the cases for the fabrication of multiple HJ cells, an ultrathin (1 nm) Ag or Au layer is inserted as an internal floating electrode between each single HJ cell. The triple-HJ cells were fabricated by repeating the deposition of individual-HJ three times. The top electrode (Ag or Au) was deposited 2352 Jpn. J. Appl. Phys., Vol. 43, No. 4B (2004) K. TRIYANA et al. 0.004 CuPc IFE CuPc PTCBI ORGANIC Type-A Absorbance triple-HJ without IFE Absorbance triple-HJ with IFE Absorbance CuPc Absorbance PTCBI ORGANIC ITO/PEDOT Type-B ITO/PEDOT PEDOT ITO GLASS TE: Top Electrode light IFE: Internal Floating Electrode Fig. 1. Structure of type-A (CuPc/PTCBI) and type-B (PTCBI/CuPc) organic solar cells based on the deposition sequence of organic layers (IFE: internal floating electrode, TE: top electrode). 0.4 0.003 Photocurrent 0.3 0.002 0.2 0.001 Absorbance (arb. units) PTCBI 2 ORGANIC IFE 0.5 ORGANIC Photocurrent (mA/cm ) Deposition sequence TE 2353 0.1 0 450 500 550 600 650 700 0 750 Wavelength (nm) through a shadow mask, so that the active area of the devices was 2 2 mm2 . We also fabricated similar devices with a thinner PEDOT layer at 6000 rpm for 60 s for comparisons. For the measurement of photocurrent action spectra, an incident light of a Xenon lamp passing through a monochromator was irradiated onto the device from the ITO electrode side without any applied bias. The current-voltage characteristics of the devices were measured with a Keithley 238 source-measure unit under conditions of both darkness and illumination of 100 mW/cm2 white light provided from a 1.5 AM solar simulator in the air ambient at room temperature. Forward bias is defined as positive voltage applied to the ITO electrode in the type-A device, and to the top metal electrode in the type-B device. During the measurement, a positive voltage was applied to the ITO electrode for type-A device, while a negative voltage was applied to the ITO electrode for type-B devices. Figure 1 shows two structures of type-A and type-B devices based on the deposition sequence of organic layers. 3. Results and Discussion In order to investigate whether the absorption spectra changed or not by depositing multiple layers and by inserting a metal internal floating electrode, the total thickness of the organic layers was kept constant at 100 nm (50 nm each for CuPc and PTCBI). Beginning from the single-HJ device, with type B structure for example, ITO/PEDOT/PTCBI (50 nm)/CuPc(50 nm)/Au(20 nm), the structure of triple-HJ devices are as follows: ITO/PEDOT/CuPc(12 nm)/PTCBI (12 nm)/Ag(1 nm)/CuPc(13 nm)/PTCBI(13 nm)/Ag(1 nm)/ CuPc(25 nm)/PTCBI(25 nm)/Ag(40 nm), and ITO/PEDOT/ PTCBI(12 nm)/CuPc(12 nm)/Au(1 nm)/PTCBI(13 nm)/CuPc (13 nm)/Au(1 nm)/PTCBI(25 nm)/CuPc(25 nm)/Au(20 nm) for type-A and type-B, respectively. All devices with the same total thickness of the organic layer showed no change in absorption spectra although an internal floating electrode was inserted. It can be concluded that the contribution to the absorption spectra of an internal floating electrode is negligible compared to the contribution of organic layers. Although the photocurrent action spectrum of the triple-HJ cells was slightly different from that of the single-HJ cell reported before,1) it may reflect the molecular arrangement Fig. 2. Photocurrent action spectrum of triple-HJ type-B organic solar cell and absorption spectra of organic layer incorporating Au internal floating electrode of triple-HJ cells. difference in the laminated very thin films. Here, an internal floating electrode contributes to the photocurrent rather than absorption of incident light. Figure 2 illustrates these two types of spectra. The calculation of the overall energy conversion efficiency, PCE, has been performed using the equation PCE ¼ Voc Jsc FF Pinc where Voc , Jsc , FF, and Pinc are the open circuit voltage, the short circuit current density, the fill factor and the density of incident light power, respectively. We determine the value of the fill factor of a device, FF, from the point (Vmax , Jmax ) in the 4th quadrant of the J-V characteristics with the maximum electrical power according to FF ¼ Vmax Jmax : Voc Jsc Figure 3 shows the current-voltage characteristics of typeA devices. The PCE s and FFs of such single-HJ device were 0.95% and 0.33 respectively (with Ag top electrode) and 0.14% and 0.23, respectively (with Au top electrode), while Voc remained unchanged, 0.45 V. In this case, Ag (or metal with the workfunction less than that of ITO electrode) is suitable as an electrode of type-A device. The PCE, FF and Voc of the triple-HJ device were 1.86%, 0.43 and 1.5 V, respectively for type-A device when both the internal floating and top electrodes are Ag ones. These parameters decrease to 0.67%, 0.23 and 0.75 V for PCE, FF and Voc respectively when the internal floating electrode is a Au one, while the top electrode is a Ag one. Figure 4 shows the current-voltage characteristics of typeB devices. The PCEs, FFs and Voc s of such single-HJ devices were 1.1%, 0.42 and 0.5 V, respectively (with Au top electrode) and 0.26%, 0.19 and 0.35 V respectively (with Ag top electrode). In this case, Au (or metal with the work function more than that of ITO electrode) is suitable as an electrode of type-B device. The PCE, FF and Voc of the 2354 Jpn. J. Appl. Phys., Vol. 43, No. 4B (2004) K. TRIYANA et al. 0 −2 −4 −6 5 0 0.2 0.4 0.6 Bias voltage (V) ITO/PEDOT/D/A/Ag/D/A/Ag/D/A/Ag ITO/PEDOT/D/A/Au/D/A/Au/D/A/Ag D: CuPc A: PTCBI 0 -5 -0.5 ITO/PEDOT/A/D/A/D/A/D/Au ITO/PEDOT/A/D/Au/A/D/A/D/Au ITO/PEDOT/A/D/A/D/Au/A/D/Au ITO/PEDOT/A/D/Au/A/D/Au/A/D/Au 2 2 10 ITO/PEDOT/D/A/Au ITO/PEDOT/D/A/Ag 2 Current density (mA/cm ) Current density (mA/cm2) 3 2 Current density (mA/cm ) 15 0 1 0.5 1.5 Bias voltge (V) 1 0 D: CuPc A: PTCBI −1 −2 −3 −4 −0.5 0 0.5 1 1.5 Bias voltage (V) Fig. 3. Current density vs voltage characteristics of type-A device (tripleHJ). D is donor layer (CuPc), and A is acceptor layer (PTCBI). (Inset): Current density vs voltage characteristics of type-A device (single-HJ). 2 Current density (mA/cm ) 4 2 ITO/PEDOT/A/D/Ag ITO/PEDOT/A/D/Au 2 2 6 Current density (mA/cm ) 8 0 −2 −4 −6 0 0.2 0.4 0.6 Bias voltage (V) 0 D: CuPc A: PTCBI -2 ITO/PEDOT/A/D/Au/A/D/Au/A/D/Au ITO/PEDOT/A/D/Ag/A/D/Ag/A/D/Au -4 -0.5 0 0.5 1 1.5 Bias voltge (V) Fig. 4. Current density vs voltage characteristics of type-B device (tripleHJ). D is donor layer (CuPc), and A is acceptor layer (PTCBI). (Inset): Current density vs voltage characteristics of type-B device (single-HJ). triple-HJ devices were 1.61%, 0.38 and 1.35 V for type-B device when both the internal floating and top electrodes were Au ones. These parameters decrease to 0.61%, 0.36 and 0.85 V for PCE, FF and Voc , respectively when the internal floating electrode is a Ag one, while the top electrode is a Au one. The current-voltage characteristics of four different typeB devices fabricated with different locations of the internal electrode are shown in Fig. 5. The location of the internal electrode inside these devices affects their current-voltage characteristics such as short circuit current density (Jsc ), Voc and PCE. The first device being considered is a device without any internal electrode, where the Jsc , Voc , FF and PCE are 1.05 mA/cm2 , 0.25 V, 0.27 and 0.07%, respective- Fig. 5. Effect of different location of Au internal floating electrode on the current density-voltage characteristics. ly. By inserting the Au internal electrode between the first and second HJ (first and third HJ correspond to the cell closest to ITO and top electrode respectively), the Jsc , Voc , FF and PCE are improved to 1.81 mA/cm2 , 0.5 V, 0.28 and 0.25%, respectively. However, when the Au internal electrode is inserted between the second and the third HJ, the Jsc , Voc , FF and PCE are improved to 2.2 mA/cm2 , 0.8 V, 0.33 and 0.57%, respectively. The last significant improvement based on the location of the internal electrode is when the Au internal electrode is inserted between each HJ, so that the Jsc , Voc , FF and PCE are improved to 3.18 mA/cm2 , 1.35 V, 0.38 and 1.61%, respectively. Although generally the Voc of the multiple-HJ device is n times higher than that of the single-HJ device, the current density of multiple-HJ is lower than that of the single-HJ device. This is because the series resistance increases by forming of a single-HJ in a multiple-HJ. Moreover, absorption of incident light by the front HJ cell results attenuation of light in the back cell. This decreases the terminal current density of multiple-HJ devices. In order to overcome this problem, we fabricated similar devices with a thinner PEDOT layer and reduced the thickness of CuPc layer in each HJ cell. The PEDOT layer was spin coated at a higher speed and time (at 6000 rpm for 60 s). As a result, the Vocs remained unchanged, but the Jsc s increased, so that the PCE was 2.37% and 2.27% for type-A and type-B devices, respectively (Fig. 6). The fill factors of these devices are 0.34 and 0.36 for type-A and type-B devices, respectively. It has been assumed from the single-HJ cells consisting of such organic material, that the absorption of light by both PTCBI and CuPc layers creates excitons, which can diffuse and dissociate to be electrons and holes at the interface between these two organic layers. Thus, upon dissociation of the excitons at the interface, the holes are collected by the electrode in contact with the hole transporting layer (CuPC), while the electrons are transported through the electron transporting layer (PTCBI) towards the electrode in contact Jpn. J. Appl. Phys., Vol. 43, No. 4B (2004) K. TRIYANA et al. dark-ITO/PEDOT/D/A/Ag/D/A/Ag/D/A/Ag 4 illuminated-ITO/PEDOT/D/A/Ag/D/A/Ag/D/A/Ag illuminated-ITO/PEDOT/A/D/Au/A/D/Au/A/D/Au 2 Current density (mA/cm ) dark-ITO/PEDOT/A/D/Au/A/D/Au/A/D/Au 2 0 D: CuPc -2 A: PTCBI -4 -6 -0.5 0 0.5 1 1.5 Bias voltage (V) Fig. 6. Current density vs voltage characteristics of triple-HJ organic solar cells. D is donor layer (CuPc), and A is acceptor layer (PTCBI). PEDOT layer and organic layers in each HJ cell were prepared thinner than those of previous devices, under 1 sun, 1.5 AM solar simulator. with the PTCBI layer. This occurs because the CuPc is always positive with respect to the PTCBI.1,2) Meanwhile, from the Fermi level pinning phenomenon of single HJ cells,7,8) and assuming that the mechanism of this phenomenon is dominant for the contact formation between the organic layer and top electrode, Ag (because of a low work function) favors an ohmic contact to PTCBI (electron transporting layer). On the other hand, Au (because of a higher work function) favors an ohmic contact with the CuPc (hole transporting layer). Therefore, in the case of our devices, Ag is favorable for the top electrode for device type-A, while Au is favorable for the top electrode for device type-B (Figs. 3 and 4). For the triple-HJ device, type-B for example, with an internal floating electrode, upon absorption of photons by each organic layer, excitons are generated in each organic layer, followed by exciton diffusion to the HJ interface, and subsequent charge separation in this interface. Holes generated in the third HJ and electrons generated in the first HJ are collected directly by Au and ITO electrodes, respectively. Meanwhile, the electrons and holes generated in the second HJ migrate towards the first and second internal electrodes, respectively. The first internal electrode corresponds to the internal electrode closest to the ITO layer. At the same time, electrons generated in the third HJ and holes generated in the first HJ migrate towards the nearest internal electrode. At the internal electrode, alignment of Fermi levels with adjacent cells is assumed.4–6,9) When the work function of the internal electrode is different from that of the top electrode, alignment of the Fermi level at both electrodes is essentially not possible, so that the total of Voc is always lower than that when the internal floating and top electrodes are of the same material. By choosing the appropriate thickness of each organic layer, a balance of the photoresponse can be obtained to achieve high efficiency. However, the number of excitons, in 2355 principle, generated in each layer is not the same in actual devices. Due to the differences in the number of excitons generated, some electrons recombine with holes in an internal floating electrode, but excess electrons are assumed to remain near the internal electrode. The internal floating electrode should act as a location where hole and electron currents are connected without potential loss due to alignment of the Fermi levels with adjacent organic layers even though partial loss of current occurs owing to an unbalance of exciton production in each HJ. A similar explanation can be applied for the mechanism of type-A devices. If the Voc of multiple-HJ devices is equal to the sum of the Voc of a single-HJ device, the Voc of such triple-HJ devices, both type-A and type-B, should be three times higher than that of the single-HJ.6) However, care must be taken when stacking two HJs in series, because an inverse HJ at the stacking interface may be formed. In this case, the Voc of triple-HJ does not increase but decreases because of lack of alignment of Fermi levels between HJ cells. Moreover, it also causes pile-up of carriers at interfaces. By inserting an internal electrode at one location between two HJ cells, both Voc and photocurrent increased. In principle, device performance does not depend on the inserted position of the internal electrode. However, because of the difference in organic layer thickness, the insertion between the second and the third HJ yielded higher Jsc and Voc . Due to a high degree of roughness of the bare ITO substrate, planarization using the PEDOT layer is needed to avoid short circuiting of devices. However, the use of a PEDOT layer increases the series resistance of devices, or decreases the current density of device.10) The balance of light absorption by each HJ cell is also important, so that the thickness of organic layers should also be rearranged to find the optimum condition. For this purpose, we fabricated the following two devices: ITO/PEDOT/CuPc(10 nm)/PTCBI(10 nm)/Ag(1 nm)/CuPc (10 nm)/PTCBI(10 nm)/Ag(1 nm)/CuPc(20 nm)/PTCBI(25 nm)/Ag(40 nm) (type-A), and ITO/PEDOT/PTCBI(10 nm)/ CuPc(10 nm)/Au(1 nm)/PTCBI(10 nm)/CuPc(10 nm)/Au(1 nm)/PTCBI(25 nm)/CuPc(20 nm)/Au(20 nm) (type-B). The performance of these two devices are comparable with those of similar devices reported by Yakimov and Forrest.6) 4. Conclusions The choice of a suitable electrode is correlated with the deposition sequence of the donor/acceptor organic layer. 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