Inspecting Informing Improving Talking about medicines The management of medicines in trusts providing mental health services Acute hospital portfolio review 2007 © Talking about medicines: The management of medicines in trusts providing mental health services Items may be reproduced free of charge in any format or medium provided that they are not for commercial resale. This consent is subject to the material being reproduced accurately and provided that it is not used in a derogatory manner or misleading context. The material should be acknowledged as © 2007 Commission for Healthcare Audit and Inspection with the title of the document specified. Applications for reproduction should be made in writing to: Chief Executive, Commission for Healthcare Audit and Inspection, 103-105 Bunhill Row, London EC1Y 8TG. ISBN: 1-84562-128-X Contents Executive summary Acknowledgement Introduction The use of medicines as a care option Involving service users in their care Care plans, consent and advance directives Achieving concordance on medicines Provision of information on medicines Self-administration of medicines Choosing and prescribing medicines Prescribing guidelines Monitoring the use of medicines Electronic prescribing Non-medical prescribing Managing service users’ medicines Teamworking and the role of pharmacy Clinical pharmacy staff supporting inpatients Clinical pharmacy staff supporting community teams Working with GPs Medication reviews Quality of service users’ records Supplying service users with medicines Dispensing medicines Supplying medicines to inpatients upon discharge Supplying medicines to people in the community Reducing waste Effective governance Responsibility for medicines management Risk management and medicines Drugs and therapeutics committees Medicine-related incidents Safe and secure handling of medicines The cost of medicines Ensuring the competency of staff Pharmacy staffing Service level agreements and delivery of services Conclusions and recommendations – the way forward References Appendix A: Checklist of recommendations for trusts Appendix B: Recommendations for national organisations 3 8 9 13 15 15 16 17 19 21 21 23 24 25 27 27 27 31 36 38 41 43 43 44 45 46 48 48 49 50 52 54 55 58 59 61 63 68 69 73 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 1 The Healthcare Commission The Healthcare Commission exists to promote improvements in the quality of healthcare and public health in England. We are committed to making a real difference to the provision of healthcare and to promoting continuous improvement for the benefit of patients and the public. The Healthcare Commission’s full name is the Commission for Healthcare Audit and Inspection. The Healthcare Commission was created under the Health and Social Care (Community Health and Standards) Act 2003. The organisation has a range of new functions and took over some responsibilities from other Commissions. It: We have a statutory duty to assess the performance of healthcare organisations in the NHS and award annual ratings of performance, to coordinate inspections and reviews of healthcare organisations carried out by others, and register organisations providing healthcare in the independent sector on an annual basis. We have created an entirely new approach to assessing and reporting on the performance of healthcare organisations. Our annual health check will examine a much broader range of factors than in the past, enabling us to report on what really matters to patients and the public. • replaces the Commission for Health Improvement (CHI), which ceased to exist on March 31st 2004 • takes over functions relating to independent healthcare previously carried out by the National Care Standards Commission, which also ceased to exist on March 31st 2004 • carries out the elements of the Audit Commission’s work relating to the efficiency, effectiveness and economy of healthcare 2 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Executive summary “Medicines management encompasses the entire way that medicines are selected, procured, delivered, prescribed, administered and reviewed, to optimise the contribution that medicines make to producing desired outcomes of patient care”. (Audit Commission, A spoonful of sugar, 2001)1. In 2005, the Healthcare Commission carried out a review of medicines management in 42 trusts (out of 83) that provided specialist mental health services in England and Wales. The trusts volunteered to take part in the review, which used the same methodology as that undertaken by acute and specialist trusts in England as part of the acute hospital portfolio. Where appropriate, the findings are compared, as people being cared for by a mental health trust should receive the same standard of care with respect to medicines as they would in an acute or specialist trust, although delivered in a way that meets their specific needs. In the past, medicines management in mental health trusts has been assessed in the same way as in acute and specialist trusts, but there are some important differences in the way that mental health trusts provide services. Mental health trusts tend to support people over longer periods of time, providing their services mostly through community settings (including independent and supported accommodation) but with some services for inpatients. They cover a large geographical area with many small units, whereas acute trusts tend to have fewer sites and deliver more services from a single location. Mental health trusts are also much more likely to purchase aspects of supplying, prescribing and managing medicines from other providers. The findings from the review of mental health trusts are being reported separately to those for acute trusts, so that discussion of the results can properly reflect the care that mental health trusts aim to provide. Managing medicines safely, effectively and efficiently is vital for delivering high quality, value for money care that is focused on the person using services. This study produced a number of significant findings that point to recommendations for trusts, and some of the key findings are included in this summary. Use of medicines as a care option Surveys of people using mental health services and audits undertaken as part of this review have provided evidence of a very high use of medicines in care plans (on average 92% of people who responded to the survey of mental health services said that they had taken medicines). Medicines play a significant role in the care offered by mental health trusts, therefore medicines management must be a priority area for these trusts. This review was not designed to explore the appropriateness of the use of medicines in great depth, but it is clear that more work is required to develop performance measures on the appropriate use of medicines. Trusts should inform people on the possible different approaches to using medicines whilst in their care and allow them to be involved in choosing the best approach for their care. Involving people in their care Audits at ward-level, carried out as part of this review, suggest that medicines were a clear factor influencing the admission for one in every 33 people using services (twice as high as the one in 69 ratio found in acute trusts). More in-depth studies have shown Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 3 Executive summary continued that effective management of medicines reduces lengths of stay and rates of re­ admission to hospital by 55 to 60%2. Data gathered on medication reviews highlighted issues with adherence to medicine for 46% of inpatients. Failing to implement an acceptable treatment plan can result in poor outcomes for people using mental health services as well as increased waste from unused medicines. Joint working between healthcare professionals, service users and their carers is extremely important to ensure that best outcomes are achieved and the role of medicines is clearly defined in each individual care plan. The review showed that activity to establish concordance with medicines is stronger in mental health trusts than acute trusts. For example, mental health trusts have developed written information on medicines that is focused on the patient, which other trusts could learn from. There is still more to be done in this high priority area (for example, ensuring that people have access to a supply of medicines after discharge and increased opportunities for inpatients to manage their own medicines where appropriate). Choosing and prescribing medicines Trusts should incorporate national guidance into their guidelines to inform prescribers. The Healthcare Commission’s improvement review on community mental health involved 82 trusts and identified the proportion of people with treatment-resistant schizophrenia who were taking clozapine (an antipsychotic drug used to treat this condition). The evidence from this review suggests that there may be variations in the level of compliance with national guidance on prescribing this medicine. 4 During a mental health crisis, the dosage of medicines may need to be increased and it is important that it is reduced once the crisis ends. Failure to do this is one reason why people are taking high doses of medicines for unnecessarily long periods. An audit by the Prescribing Observatory for Mental Health3 found that 36% of people were prescribed a high dose (more than 100% of the maximum recommended daily dose) of antipsychotic medicines. This again suggests variable compliance with national guidance and a need to improve the overall quality of prescribing. Electronic prescribing is included within the NHS Connecting for Health programme and has the potential to provide benefits in efficiency and safety. Trusts need to engage in this now to ensure that their implemented system will support healthcare professionals. They also need to ensure that prescribers have suitable access to the results of patients’ tests to support safe prescribing. Managing service users’ medicines Trusts are responsible for the decisions made by healthcare professionals about medicines, as well as the storage, supply and day-to-day safety of medicines for people using inpatient, crisis resolution and home treatment services. Pharmacy staff providing clinical services, pharmacists and increasingly, technicians, use their expertise to ensure that service users achieve best outcomes from their medicines and that the supply of medicines is as efficient as possible. However, mental health trusts have relatively weak investment in clinical pharmacy services compared with acute trusts. They reported that 24% of wards did not receive any visits from pharmacy staff (compared to 14% in acute trusts) and only Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 14% of wards received more than five hours of visits by pharmacy staff in a week (compared to 64% in acute trusts). Where clinical pharmacy services do exist, the contribution per patient on each visit was found to be similar to that reported by acute trusts, demonstrating the need for this service. Mental health trusts have introduced a large number of community teams that provide support to people using their services. Many of the healthcare professionals working in these teams are involved in the management of medicines and the trust is responsible for their decisions about medicines, even when requesting others to prescribe on their behalf. Despite this, there is limited evidence of pharmacy staff with detailed knowledge of medicines being involved in these teams. Knowledge of medicines within teams providing services to inpatients and in the community therefore needs to be strengthened by the inclusion of appropriate pharmacy staff. The review provided evidence of the benefits of carrying out medication reviews, but there are differences in how these are targeted and undertaken. As trusts support service users over long periods of time, it is important that individual care plans include the dates and/or changes in circumstances which are the trigger for a medication review. A medication review should involve a service user fully, ensuring that their treatment complies with the latest guidance and that medicines are prescribed at safe doses, as well as checking their physical health and general wellbeing. People using mental health services often receive care from a number of individuals and organisations, including their GP, community pharmacist and the mental health service provider. Trusts reported difficulties in implementing shared care agreements with primary care providers. Shared care agreements should make clear who is responsible for different aspects of a person’s care (a GP or trust staff), and should include the prescribing and monitoring of medicines. A recent audit by the Prescribing Observatory for Mental Health3 found that only 11% of records for people using the services of assertive outreach teams documented that appropriate physical health tests had been carried out. These tests are extremely important for people taking long-term medicines for mental ill health. This is just one element of shared care agreements that needs to be in place to ensure effective working across boundaries and seamless pathways of care. Those who commission services need to explore ways to encourage GPs and trusts to work in partnership to fulfil their responsibilities to people in their care, including assessing and monitoring physical health. Supplying service users with medicines Trusts should ensure that stocks of medicines held in clinics or wards are managed and audited appropriately and that if these medicines are dispensed to people (rather than administered), they are appropriately labelled and the paperwork is in order. In mental health trusts, medicines are often required in smaller quantities, for example to support short periods of home leave. Automation to support dispensing is beginning to be developed to meet the special needs of mental health trusts, allowing single doses of various medicines to be dispensed in separate packs. Monitoring the success of automation in trusts that have already implemented a system will enable others to identify how it could be of benefit to them. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 5 Executive summary continued Initiatives such as ‘dispensing for discharge’ and using patients’ own medicines are not used as much in mental health trusts as they are in acute trusts, although the financial benefits from these initiatives are less in a mental health trust. Effective management of medicines on admission or discharge from services can provide clinical benefits and improve people’s experience of services, and should therefore be addressed when designing systems to dispense and supply medicines. For example, trusts and GPs should work with community pharmacists to implement arrangements for repeat or repeatable prescribing for those service users who are stable. Effective governance When looking at medicines management in acute and specialist trusts as part of the 2005/2006 annual health check, the trusts that were able to deliver effective medicines management across a range of indicators displayed particularly important attributes. These included strong leadership, embracing new ways of working and deploying staff that are knowledgeable and skilled in medicines to work with patients. Trusts who do not have a director responsible for medicines management or do not have an approved strategy need to address this as a first step to implementing appropriate governance for medicines management. Trusts should have a chief pharmacist who has a status of a clinical director (or equal position) and is accountable through an executive board member. The design of any new services should take into consideration any requirements from the pharmacy and the trust’s chief pharmacist should be involved with any policy decisions that have implications for medicines. 6 Mental health service providers care for a significant proportion of people in the community, often sharing responsibility with GPs and other local services. Trusts need to be clear on the extent of their accountability for medicines for each area of their services. Responsibilities can then be clearly defined for staff working within the trust and with other organisations through shared care agreements. These responsibilities should be documented for service users within their individual care plans. In this review, 34 mental health trusts provided data on the costs of medicines, and reported spending approximately £88m on medicines in 2005/2006; this represented about 16% of reported non-pay expenditure. In order to control costs and reduce waste, trusts should manage stocks and monitor prescribing practices effectively. This could be addressed by developing the roles of pharmacy support staff. When clinical pharmacy staff visited wards, it resulted in one safety intervention to prevent harm to the inpatient, for every 29 inpatients seen, which is similar to that found in acute trusts. Medicines are given because it is believed that the benefits will outweigh any associated risk, but trusts need appropriate controls to ensure that these risks are minimised. The involvement of clinical pharmacy staff in caring for inpatients is a service that provides such controls and safety benefits, but there is scope for improvements in trusts’ systems to further reduce risk. Trusts’ have drugs and therapeutics committees to oversee many of the policies, processes and decisions relating to medicines. Training in medicines should be part of the remit of this committee, to help ensure that Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services the trust provides high quality training (that is independent of any pharmaceutical company) and that it has suitable checks in place to ensure the competency of staff working with medicines. Pharmacy staffing The review has shown that levels of staff in pharmacies in mental health trusts are noticeably lower than those found in acute trusts. It also showed that the mix of staff within the pharmacy differs from acute trusts, as there are fewer pharmacy assistants and pharmacy technicians. This suggests that there is scope for developing services through introducing new roles and new ways of working, and by looking at their skill mix. Service level agreements and service delivery A significant proportion of pharmacy services for mental health trusts are delivered through service level agreements (SLAs). Acute trusts identified that 53% of SLAs with mental health trusts were under-funded, and 35% of this under funding was considered to be limiting the service that they could deliver to a standard below that experienced by their own patients. However, there was no clear relationship between some of the key service outcome measures and the proportion of services delivered by SLAs. Next steps Policies and processes should underpin good practice in medicines management, so that positive outcomes for people using mental health services evolve from operating a well designed ‘system’ rather than leaving it to chance. As part of this study, trusts received local reports that enabled them to measure their performance against others. A checklist of recommendations from the study is grouped in this report under 10 focus areas, each of which is described in terms of a future vision. We recommend that trusts review their strategy and leadership in relation to medicines management using one or both of these sources of information and implement action plans to improve their performance. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 7 Acknowledgement The Healthcare Commission would like to thank the advisory group and the large number of individuals, regional and national groups who have contributed their time and expertise to help us to interpret the results and draw conclusions from this review. Advisory group members Graham Parton Celia Feetam Russell Hill Diana Kenworthy Anne Spence Gul Root David Branford Peter Pratt Ian Maidment Elaine Weston Gill Harvey Geraldine Strathdee David Taylor Neil Carr Lynn Haygarth Ron Pate Graham Alexander 8 Avon and Wiltshire Mental Health Partnership NHS Trust Birmingham and Solihull Mental Health NHS Trust Central and North West London Mental Health NHS Trust Department of Health Department of Health Department of Health Derbyshire Mental Health Services NHS Trust Doncaster and South Humber Healthcare NHS Trust and Sheffield Care Trust Kent and Medway NHS and Social Care Partnership Trust Leeds Mental Health Teaching NHS Trust National Prescribing Centre Oxleas NHS Foundation Trust and Special Adviser, Healthcare Commission Mental Health Strategy Team South London and Maudsley NHS Foundation Trust South Staffordshire Healthcare NHS Foundation Trust South West Yorkshire Mental Health NHS Trust West Midlands Strategic Health Authority Worcestershire Mental Health Partnership NHS Trust Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Introduction In 2005/2006, the Healthcare Commission reviewed the topic of medicines management as part of its acute hospital portfolio, which was mandatory for all 173 acute and specialist trusts in England. Trusts providing specialist mental health services were also invited to participate in this review in order to look at the topic in mental health trusts. In total, 42 trusts took up this invitation (41 of the 82 English mental health trusts and the one Welsh trust that separates the provision of mental health services). A separate report details the acute trust context and this report considers mental health trusts. Comparisons are made with acute trusts where this is considered relevant. Managing medicines safely, effectively and efficiently in a mental health trust is just as vital to deliver high quality, value for money care that is focused on the individual as it is in an acute trust, but there are important differences of emphasis. The following are key areas of medicines management where having sound practices in place helps trusts to deliver effective care: • Risks: medicines are given because it is believed that the benefits will outweigh the associated risk, but trusts need to have appropriate controls in place to ensure that these risks are minimised • Costs: with the cost of medicines representing about 16% of non-pay expenditure, effective management of medicines and monitoring of prescribing practices is necessary to ensure that trusts control costs effectively and reduce waste • Quality: studies have shown that managing peoples’ medicines effectively reduces lengths of stay and rates of re-admission to hospital4 • Staffing: using pharmacy staff enables nurses and doctors to make better use of their time, helping to comply with the European Working Time Directive and reducing the reliance on agency staff4,5 Before presenting the findings, it is important to understand some of the differences between the delivery of services in a mental health trust compared with an acute or other specialist trust: • acute and specialist trusts have a mix of patients, with most staying for relatively short periods and their care passed back to their GP, whereas mental health trusts tend to support people over longer periods of time, providing their service predominantly through community settings but with some services for inpatients • mental health trusts cover a large geographical area with many small units, whereas acute trusts tend to have fewer sites with more services being delivered at a single location • a small group of people using mental health services have been formally detained under the Mental Health Act and are not in the trust’s care through their own choice • mental health trusts are much more likely to purchase aspects of supplying, prescribing and managing medicines from other providers • the staff of mental health trusts support people by providing care in a range of independent and supported accommodation The review of medicines management was designed primarily for acute trusts as part of the acute hospital portfolio. Where a mental health priority was not adequately explored Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 9 Introduction continued through the review, the priority is discussed quoting findings of other studies, if relevant. An advisory group, including members of trusts who participated in our review and those who chose not to participate, has supported the drafting of this report. This report focuses firstly on the delivery of care to those using services, considering their expectations, the importance of medicines in care plans and the processes for choosing, prescribing and supplying medicines. It then moves on to consider issues concerning the governance of medicines, pharmacy resources and use of service level agreements to deliver pharmacy services. The report is written primarily as a resource for trusts, but stakeholders, particularly those who commission, should consider the importance of the issues raised when developing local agreements and purchasing new services. Expectations of service users Mental health trusts must understand properly what they should be doing in the area of medicines management before they can be assured of the robustness of their medicines management activities. There are nine attributes that service users can normally expect from a trust: 1. Appropriate sharing of information: Wherever a person receives their care – whether from a GP, community pharmacy, community team or as an inpatient – the healthcare professional should have access to relevant patient records, including care plans and advance directives, to enable them to provide a high standard of medicine-related care. Information should be shared with those using services in an open and transparent 10 way. Service users and carers should be able to report adverse side effects of medicines to trusts and, via the confidential ‘yellow card’ reporting scheme, to the Medicines and Healthcare products Regulatory Agency (MHRA). Trusts should facilitate this by providing the yellow cards. 2. Information and education: Service users and carers should be provided with written and oral information that clearly explains the condition being treated and why their medicines are prescribed in a way that is culturally appropriate and accessible. Information should be available to those cared for in the community as well as inpatients. Healthcare professionals should explain their role and what they can provide in terms of support with medicines. They should make time to talk about medicines, helping people overcome any fears they may have of their condition or their treatment. As a minimum, information should be provided on how to take medicines, the most likely side effects and essential monitoring tests. Additional needs for information should be identified and met directly or by providing sources of further information. Healthcare professionals should have appropriate English language skills to communicate effectively. Additional arrangements should be made for those with disabilities such as the deaf, the blind and those with learning disabilities. 3. On-going care: Service users and carers should be advised on how to get advice and care if a problem occurs with their medicines whilst under the care of a mental health trust. People should be directed to the best advice and not be Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services confused by excessive choice. Carers and service users are often the first to detect signs of deterioration in health; appropriate open access clinics or free phone support should be provided at this time. Access to services and support should also be planned for young people who are away from home for the first time. Primary care services, including community pharmacists, should have sufficient knowledge to support people taking mental health medicines. 4. Care plans that include medicines: Care plans should indicate people’s informed choice of medicines, ongoing monitoring requirements and a plan for reviewing medicines. Trusts should consider using other alternatives to medicines and to helping people manage and live with a condition without medicines if this is their informed choice. Where possible, the content of the care plan should be the result of agreement between the service user, their carer and healthcare professionals, with service users taking the lead in deciding their care. Where appropriate, advance directives should be made (stating patients’ preferred treatment options when they are unable to make decisions). These should cover medicines, facilitating future choice and the preferences of the service user. Where medicines may impede thinking, decisions on care should be explored before starting the medicine if possible. Care plans should be effective and workable and every effort should be made to adhere to them. Service users should be made aware that there is an element of trial and error in optimising medicines and they should be advised on how they can help to ensure a good, timely outcome within this process. Medicines should be discussed in a non-intimidating environment, not during large ward rounds, so that people are given a proper opportunity to consent and have adequate privacy. 5. Medication review on admission: Medicines should be reviewed as part of an initial assessment by a trust and the service user and their carer should be asked if they have any concerns about medicines. 6. On-going review of medicines: Medicines should be managed and reviewed regularly with service users by competent staff, to ensure that they are on a safe and optimum regime. Service users should be given the opportunity to plan their own service as much as is possible, identifying who will be present at reviews, which may include pharmacists. Medicines and alternative methods of care should be explained to allow service users to make an informed choice. Unnecessary medicines should be stopped, side effects kept to an acceptable level and unnecessary dependence or withdrawal effects avoided, particularly if the benefits of medicines or long-term effects are unclear. Medicine-induced psychosis should be detected and action taken to address it at the earliest opportunity. GPs and hospitals should design services that help them to identify and contact people who have not had appropriate tests or have not been collecting their medicines as expected. 7. Meeting physical health needs: People’s physical health should be appropriately and regularly monitored. Baseline tests Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 11 Introduction continued should be undertaken when a person is stable and used as a comparator for long term health checks. Ideally, a series of baseline tests should be undertaken before medicines are started where clinically appropriate. If medicine for a mental health condition is affecting health adversely, then trusts should take appropriate action – the preferred action being to change medicines and reduce side effects, rather than treat the side effects with further medicines. People who also receive treatment for physical conditions should continue to have their medicines managed appropriately throughout their involvement with mental health trusts. 8. Continuity in medicines: People who bring their medicines into hospital in the appropriate packaging should be able to use them if they are still considered to be suitable and pass quality checks. 9. Access to medicines: People should receive their prescribed medicines, which should be administered safely, at the appropriate times. If medicines are to be 12 used without consent, the least invasive form should be used and forced administration of medicines should be avoided unless it would result in a real risk. If a person wishes to self-administer they should either be encouraged to take their own medicines or, if it is deemed inappropriate, be advised on the reasons why. Medicines should be available when a person is ready to leave a ward – either at discharge or for home leave. Those based in the community should be able to receive medicines at a convenient location, with prescriptions managed by their GP and local pharmacy if required. Pharmacies should hold sufficient stocks of medicines so that they will usually be able to dispense any prescription in full. Where a prescription is repeated, every effort should be made to ensure consistency in the supply of medicines, both in dosage and packaging, with the generic name taking precedence over the brand on the packaging. Pharmacists should have information on options other than medicines that could improve a particular condition. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services The use of medicines as a care option The Healthcare Commission’s 2005 survey of people using mental health services found that, on average, 92% of people had taken medicines for their condition in the last 12 months 6. Figure 1 shows a small number of trusts with a marked decrease in their use of medicines between 2004 and 2005. Mental health trusts have been encouraged to increase the provision of alternative therapies, in particular ‘talking therapies’. However, with relatively few trusts showing a decrease in medicines prescribed, we cannot discount that these changes may be due to differences in how the survey was undertaken in particular localities. It was beyond the scope of the current review to explore the appropriateness of therapy choice. Further work is needed to understand how the use of medicines is expected to change if appropriate levels of alternative therapy options are introduced, so that trusts can monitor their performance. What the data clearly shows is that medicines play a significant role in the care offered by mental health trusts, therefore medicines management should have the same priority in a mental health trust as it does in an acute trust. Figure 1: Service users taking medicines in the last 12 months 100% 80% 60% 40% 20% 0% Trusts 2005 2004 Source: Healthcare Commission national survey of people using mental health services 2005 In our review, trusts audited the experiences of people on a sample of wards for inpatients. People who need to spend time in hospitals are often those with the most complex needs, so it is not surprising that this data indicated a higher percentage of people taking medicines than in the Healthcare Commission’s survey of people using mental health services 6. Use of medicines was found to be approximately 98 to 100% for all types of ward except child and adolescent mental health services (CAMHS), where the average percentage of those taking medicines was 84%. From this ward-level audit, we know that 91% of people were taking two or more medicines to treat physical and mental health conditions (figure 2). Older people represented a greater proportion of those who were taking a high number of medicines, which is unsurprising given that physical health tends to deteriorate with age and may account for some of the medicines. The medicines prescribed to treat mental health disorders, particularly atypical antipsychotics, are believed to be associated with the metabolic syndrome and influence the development of diabetes and cardiac disease. It is important that people’s physical health needs are adequately addressed when they receive care from a mental health trust. Studies on wards for older people in mental health trusts have shown some evidence of an increased risk of errors when managing medicine to treat physical health, perhaps due to inadequacies in training7. The number of medicines available to treat particular mental health conditions varies according to the condition. For example, there are a number of medicines available Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 13 The use of medicines as a care option continued Figure 2: Number of medicines taken by service users admitted to mental health wards Service users 300 200 100 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Number of medicines > = 65 years 20-64 years < 20 years Source: 2005/2006 medicines management review audit of clinical pharmacy services to treat schizophrenia, but what distinguishes them is their propensity to cause side effects, rather than how effectively they treat the condition. However, a single antipsychotic medicine is recommended in the majority of situations8. Where people are taking a number of different medicines, it is important that these are prescribed with full knowledge of the potential for interactions. There are different approaches to using medicines. Treatment of the primary diagnosis, for example schizophrenia, could alleviate other symptoms such as depression, which removes the need for any further medicines. However, some prescribers consider that a good outcome can only be 14 achieved by treating both the schizophrenia and the depression, using more than one class of medicine. We recommend that trusts have adequate expertise to ensure that appropriate medicines are prescribed to inpatients with physical illness, and that systems are in place to provide results of tests from primary care to support this activity. Trusts should also check the appropriateness of people’s medicines and look for potential interactions. They should inform people on the possible approaches to using medicines whilst in their care and allow them to be involved in choosing the best approach for their care. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Involving service users in their care Healthcare professionals can only determine whether medicines are being used appropriately and are delivering the expected benefit by talking to service users and their carers. The Healthcare Commission’s 2005 survey of people using mental health services showed that on average, 39% of people felt they had a say in decisions about their medicines, whilst 42% said they had some involvement 6 . The audit of medication reviews on a sample of wards, undertaken as part of this review, found that doctors carried out the majority of reviews and only 18% involved the service user fully. Care plans, consent and advance directives People with severe mental illness should have a personalised care plan that is reviewed with them regularly and, where appropriate, with their carer. The section relating to medicines in this plan should document their capacity to consent to, or choose, medicines, their informed preferences for particular medicines, the requirements for monitoring medicines, and the plan for reviewing medicines. It should state clearly how they can get support if they have concerns about their medicines. It is important that all members of the multidisciplinary team are involved in developing the care plan, working with service users and their care team, to ensure that issues concerning medicines are addressed adequately. In order to use medicines as a treatment option people must give their consent, unless they are being treated under the Mental Health Act. This is an ongoing process that involves providing information, discussion and decision-making. Consent for an adult cannot be given by anyone else and can only be made when a person is competent to make the decision. Good practice involves providing relevant written information, obtaining written consent if the treatment involves significant risk, providing appropriate contacts for advice and advocacy, giving adequate time to make a decision and ensuring that people understand that they can change their mind at any time. Ideally, the prescriber should be the person who asks for consent, as they understand the treatment. Where a healthcare professional cannot support a person’s choice they should, if possible, transfer the care to a different professional who would consider their request to be reasonable. When asking for consent, it should be clear that the service user has been able to weigh up the risks and benefits to come to their decision. Advance directives identify actions that the service user would like, including how they want to be treated, at a time when they are not able to clearly state their choice. Trusts should be supporting service users to write advance directives and an appropriate member of pharmacy staff, ideally a member of the multidisciplinary team, should be prepared to provide advice in relation to medicines. The directives should cover medicines, making clear the preferred options and those options that would not be acceptable to the patient. Advance directives must be adhered to in situations where an adult temporarily or permanently lacks the capacity to give consent and treatment is to be given in their best interests. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 15 Involving service users in their care continued Good practice example 1 Hull and East Yorkshire Community Mental Health Trust have a form to record advance directives. Item 1 of the declaration reads ‘My wishes regarding medicines and treatment are as follows’. Recognising that it is often easier to comply with a person’s wishes if the rationale behind them is understood, the guidance on this item advises people that it is helpful to write down the reasons for their preferences. Trusts need to ensure that forms to record care plans and advance directives are designed to capture appropriate information on medicines. Trusts also need to check that people are being offered a choice of medicines (where there is a choice) and that this choice is being routinely recorded in care plans and advance directives. Achieving concordance on medicines For people to take their medicines safely, it is important that they achieve a level of agreement with healthcare professionals on the appropriateness and acceptability of medicines. However, issues can arise due to: • the culture and values around medicines being at odds with the needs of the person using services • problems with access to medicines, for example, difficulties in collecting medicine or opening the bottle • people forgetting to take medicines • concerns from service users or carers over the side effects and risks from taking a medicine which they consider outweighs 16 any benefits (based on correct or incorrect understanding of the medicines) • inadequate understanding on how a medicine should be taken • lack of appropriate information about both the condition and its treatment In the ward level audit undertaken by pharmacists, it was found that 46% of people who received a medication review were found to have an issue with adherence to their medicines. This compares to just 12% in acute trusts, and shows why activity to support achievement of concordance needs to be a priority for a mental health trust. The Healthcare Commission’s improvement review on community mental health included an audit carried out by the care co-ordinator of the records of 100 service users. On average, 97% of people using depots (slow release injectable medicines) were using these to address adherence issues or by preference. The performance of trusts ranged from 100% (reported by 44 of the 79 trusts) through to 77%. This suggests that where measures are put in place to improve adherence, they are generally appropriate. Trusts that took part in the medicines management review reported on the extent that they work to improve concordance, indicating the frequency that a particular initiative was used (figure 3). Overall, mental health trusts were undertaking more activity on concordance than acute trusts, reflecting the greater significance of this issue to improving outcomes for people in mental health trusts. However, there was less activity to address issues with gaining access to prescribed medicines. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Figure 3: How trusts work to achieve concordance (percentage of trusts with response) Self-harm issues addressed in care plan Patient/carer trained in medicines management Compliance aids provided Patients’ issues explored and solutions to issues found Patients’ issues identified and primary care informed Specially targeted information provided for medicines with known compliance issues Appropriate packaging identified and supplied to older people Education groups provided for medicines with known compliance issues Mobility issues identified and long term drug supply arranged 0% 10% Source: 2005/2006 medicines management review trust questionnaire One of the functions that clinical pharmacists can undertake, if they have sufficient time, is to educate people about their medicines. For example, pharmacists have developed ‘lesson plans’ which are used to support a series of education programmes on medicines for people on wards9. In the review it was found that education was provided for just one in every 38 people seen by pharmacy staff during ward visits. Good practice example 2 South West Dorset Primary Care Trust has developed information on depression and its treatment for service users and their carers in prison environments. This work highlighted the lack of training and information on symptoms and medicines for mental health conditions within prisons. The PCT have an ongoing programme to develop information leaflets and training. 20% 30% 40% 50% 60% Usually 70% 80% 90% 100% Sometimes Rarely/never Provision of information on medicines From the 2005 survey of users of mental health services, an average of 63% identified that they were informed of the purpose of their medicines. This percentage is significantly lower than in acute trusts, where the average was 86%. Thirty seven per cent of people reported being adequately informed on the side effects of their medicines (compared to 49% in acute trusts). One explanation of poor performance is that people may not recognise information given at a time when they have been unwell and cognitively impaired. To address this, trusts need to check regularly that service users and carers understand the purpose of their medicines. It is important that trusts make available written information explaining people’s diagnoses, their medicines and the testing required to check the safety and effectiveness of their medicines. Trusts should try to make information available from support groups - for example, MIND have developed information in a variety of forms which can help people understand particular Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 17 Involving people in their care continued conditions. To make information more accessible than the information leaflets from the manufacturer, the UK Psychiatric Pharmacy Group developed a series of leaflets for trusts to share with service users. Trusts have built on these, developing their own information leaflets for patients to meet local need. In the review, trusts reported on the extra information on medicines that they provided for people: • 83% of trusts reported having an average of 19 leaflets providing additional information on medicines (beyond the standard leaflet from the manufacturer) • 26% of trusts reported having an average of nine leaflets which explained a condition and the medicines used to treat it • 26% of trusts reported having an average of three leaflets providing additional information on medicines application techniques Although written information can be useful to service users, they may need to speak to someone in person if they are experiencing difficulties with their medicines. Good practice example 3 Norfolk and Waveney Mental Health Trust have a resource written for care workers and service users, which is made available in community team and inpatient settings. The booklet, entitled Your Medication - any questions? provides answers to questions such as: • how does the medicine work? • how long will the medicine take to work? • what shall I do if I forget to take it? • are there any foods or drinks that I should avoid? 18 Figure 4: Wards with bedside lockers for medicines 100% 80% 60% 40% 20% 0% Trusts Source: 2005/2006 medicines management review audit of clinical pharmacy services Bedside lockers for medicines can enable initiatives such as supporting inpatients to bring their own medicines into hospital and allowing them to look after their own medicines in hospital. A less often quoted benefit is that they also provide more privacy. If medicines are held in a bedside locker, staff will automatically administer them in an environment where inpatients may feel more comfortable about discussing their medicines. However, there is limited evidence of bedside lockers being installed in wards in mental health trusts (figure 4). It is important that hospital staff consider how best to support people receiving community-based care and those who have been recently discharged, making them aware of who they should contact if they have problems with their medicines. A pharmacy helpline can be useful. Any pharmacy that dispenses medicines must put their address on the label as a contact point (a legal requirement) and many include the pharmacy’s telephone number. Some trusts go further, making it clear that the hospital pharmacy is a source of advice for Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services further information on medicines. Thirty-one per cent of trusts had a helpline for service users. In 8% of trusts, the helpline is available as a source of advice for the community served by the trust and 9% of trusts reported that their helpline was for recently discharged people and local community pharmacists. In 11% of trusts, the helpline was available only for people whose medicines were dispensed by them, and 3% of trusts reported that the helpline was for recently discharged inpatients only. Trusts provided information on the number of contacts handled by the helpline in a week, which ranged from 0 to 60, with an average of five. The National Information Centre for psychotropic medicines is available for healthcare professionals and other bodies and an associated service exists for service users and carers. These services, provided by the South London and Maudsley NHS Foundation Trust respond to about 5,000 enquiries a year10. We recommend that trusts make information on medicines available to service users, sharing and making appropriate use of the material developed. Trusts should review with other NHS organisations in their care community how best to support people who experience problems with their medicines after discharge and ensure that they are aware of who they should contact if such problems arise. Self-administration of medicines There are advantages of allowing service users, or in some cases their carers, to administer their medicines whilst in hospital: • it ensures that service users are able to take their medicines at the right time, which helps maintain their own and their carers’ confidence in their ability to manage their medicines • it supports community care coordinators and hospital staff planning for discharge by ensuring that service users have reached an adequate level of competence in managing their medicines prior to discharge Self-administration does require significant supervision and can be labour-intensive. However, non-adherence to medicines is one of the key reasons for admission to hospital so there are clear incentives – both financial and for service users – for making this investment. Studies have shown that 55 to 60% of re-admissions to hospital are linked to problems with adherence2. Ward level audits undertaken as part of this review suggest that medicines were a factor influencing the admission for one in every 33 people, with one trust reporting it as a factor in one in three people. To be able to offer self-administration, mental health trusts need to ensure that there is no unacceptable increase in risk from having unsecured medicines. This can be addressed through introducing bedside lockers for medicines or by allowing people to collect their medicines from a central storage area where they can gain access to their medicines. Trusts provided information on the availability of self-administration for the five main ward types. From this exercise, we know that selfadministration was offered on only 13% of wards where self-administration was likely to be possible. Self-administration is most evident, unsurprisingly, on rehabilitation wards (table 1). Ward level audits provided evidence that 5% of people were partially self- Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 19 Involving people in their care continued Table 1: Evidence of self-administration on wards Type of ward Trusts with ward type Percentage of wards with self administration – distribution of trust responses 0% < 50% > = 50% 100% Rehabilitation 35 34 23 23 20 Older people 43 79 16 2 2 Acute inpatient 41 85 7 2 5 Psychiatric ICU 30 97 3 0 0 CAMHS 32 100 0 0 0 Source: 2005/2006 medicines management review audit of clinical pharmacy services administrating on a rehabilitation ward. The review identified little evidence of selfadministration in practice. The Department of Health has set up funded medicines management collaboratives, where trusts learn about the PDSA (Plan Do Study Act) technique and are able to try this on areas of medicines management that need improvement. The third wave collaborative included seven mental health trusts - three of which identified developing self-administration within the trust as an objective. The medicines management collaborative needs to share lessons learned on the implementation of self-administration in mental health trusts. We recommend that trusts offer the opportunity to self-administer to people who are competent (or can reach competence) and whose stay in hospital will involve sufficient opportunity to self-administer their medicines. Good practice example 4 Oxleas NHS Trust has a three-stage selfadministration policy. Stage one involves the service user coming to a central place and requesting their medicines. If this is successful, stage two allows them to receive their medicines but they must take them when staff are present. Stage three allows service users to take their medicines without observation. 20 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Choosing and prescribing medicines Prescribing guidelines Clinical guidelines should help to ensure that there is consistent good practice in diagnosis and delivery of care. The National Institute of Health and Clinical Excellence (NICE) provides guidance, some of which relates to medicines, for a range of clinical conditions that trusts are advised to introduce and incorporate into their own guidelines. The inclusion of prescribing guidance within clinical guidelines is one way for trusts to encourage best practice in prescribing. Many trusts purchase the Maudsley Prescribing Guidelines11, which cover a range of issues and provide a mechanism for supporting consistency of approach across trusts. Stocks of medicines in pharmacy departments should be aligned with prescribing guidelines and, wherever possible, competitive purchase prices negotiated (this can be more difficult if services are delivered through service level agreements). In our review, 74% of trusts reported that there were at least some sub-specialities where guidance based on diagnosis supported the selection of medicines. Forty six per cent reported that this was available in most subspecialties. Trusts need to ensure that their current clinical guidelines provide sufficient direction to ensure best practice in prescribing and purchasing. If guidance on prescribing has been developed to achieve the best financial and clinical outcomes within a trust, it is important that, if there is no conflict with the service user’s choice, prescribers comply with this guidance where possible. How guidelines are published is likely to affect the behaviour of the person prescribing; paper-based publications have the advantage of being portable, but are more difficult to keep current. Software is available for personal digital assistants (PDAs) and some trusts have invested in this technology as a way to provide guidance that is both portable and easy to maintain. The introduction of electronic prescribing offers opportunities to build guidance into the prescribing care pathways that will help and encourage prescribers to follow their trust’s guidelines. Twenty-three per cent of trusts reported that they plan to link their trust’s prescribing guidance into their electronic prescribing system. The benefits achieved through electronic prescribing will depend on the availability of local customisation and the resource to maintain it. Commissioners and trusts have a responsibility to ensure that treatment and care is based on nationally agreed best practice where it exists. Technology appraisals and clinical guidelines from NICE provide guidance on the use of medicines to treat a number of conditions. When new guidance is issued, trusts develop an implementation action plan. This can be harder if the guidance involves changes in working practices, with implications for infrastructure and workforce, or the securing of additional funding12. It is important that difficulties in reaching agreements on funding do not compromise the care offered. Our review collected data on a sample of four technology appraisals that were focused on medicines, which showed that funding was agreed with local commissioners for between half to three quarters of trusts (table 2). However, there are some communities where agreement had not yet been reached. The overall funding position appears weaker than has been reported by acute trusts. The adoption of recommended practice can start without funding being fully agreed although Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 21 Choosing and prescribing medicines continued Table 2: Implementation of relevant NICE technology appraisals NICE technology appraisal Percentage of trusts with audit in progress or completed (completed) Alzheimer’s disease – donepezil, rivastigmine and galantamine (No. 19) (applicable at time of review) Percentage of trusts with some service users treated according to guidance (all service users) Percentage of trusts where implementation funding agreed (% of funding already in place 66% (33%) 94% (67%) 76% (76%) Schizophrenia – atypical antipsychotics (No. 43) 76% (59%) 100% (59%) 76% (76%) Attention deficit hyperactivity disorder (ADHD) – methylphenidate (No. 13) 30% (10%) 100% (57%) 57% (57%) Bipolar disorder – new medicines (No. 66) 23% (9%) 97% (49%) 49% (49%) Source: 2005/2006 medicines management review trust questionnaire this is a financial risk for the trust and is not an ideal situation. The sample data suggests that progress is being made towards adoption of recommended practice. Trusts are expected to undertake audits in relation to the technology appraisals. Initial audits often only consider if advice has been introduced and do not go as far as to Figure 5: People with treatment resistent schizophrenia taking clozapine 100% 50% 0% Trusts Source: Healthcare Commission community mental health improvement review 2005/2006 22 consider omissions in people treated. NICE provides suggested audit criteria to use alongside the guidance on technology appraisals, but as a minimum, trusts need to check that people’s care is in line with the guidance. Information for four medicinesfocused technology appraisals showed that for two of these, over 50% of trusts have audits in progress (table 2). The guidance where most audit activity has occurred is related to schizophrenia. The Healthcare Commission’s improvement review in community mental health 2005/2006 covered 82 trusts and identified the proportion of people with treatment-resistant schizophrenia who were taking clozapine (figure 5). The evidence from this review suggests that there may be variations in compliance with national prescribing guidance. We recommend that trusts review current clinical guidelines to ensure that they provide clear direction for best practice in prescribing Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services and that mental health trusts and PCTs ensure that there are robust processes in place to address the commissioning and implementation of NICE guidance. Monitoring the use of medicines As part of this review, the Healthcare Commission gained access to the IMS Health* database, which contains information on medicines purchased by a number of trusts. Comparisons between trusts are affected by differing policies on prescribing in the community, for example, the extent that GPs take over low-risk prescribing, and data for the whole care community (hospital and community pharmacy dispensing) would be required to inform on prescribing practices. The data provided by trusts to IMS Health may not capture all their activity and may additionally include activity for other organisations that have a service level agreement with the trust. However, there is sufficient data to explore the potential for forming comparator indicators, which could be used regularly to monitor overall prescribing practices and further work is required to develop comparators. The Figure 6: Utilisation of clozapine as a proportion of all antipsychotic drugs 40% 30% 20% 10% 0% Trusts Source: IMS Health data * review explored a series of comparative indicators based on NICE technology appraisals, which might inform on the pace of implementation of guidance. Figure 6 provides an example of a comparator derived from the guidance for treating schizophrenia, based only on hospital data. Audits at service user level provide a much richer picture of the quality of prescribing. The Prescribing Observatory for Mental Health (POMH-UK) has initiated audits of prescribing. The first involved 32 trusts and considered high dose and combination antipsychotics on adult acute and psychiatric intensive care wards. Doses of medicines are often adjusted as part of the process of finding a successful and stable medicine regime. During a crisis, doses of medicines may need to be increased and it is important that they are reduced once the crisis ends; failure to do this may be one reason why people may be taking high doses of medicines for unnecessarily long periods. The POMH-UK audit found that 36% of people were prescribed a high dose (more than 100% of the maximum recommended daily dose according to the nationally recognised limits) of antipsychotic medicines. Trusts’ performance on this indicator ranged from 17% to 71%3. Guidance from NICE recommends that only one antipsychotic should be administered at a time. The POMH-UK audit found that 43% of people audited were prescribed more than one antipsychotic (values for each trust ranged from 0 to 70%). Seventy per cent of those who were prescribed more than one antipsychotic were either switching medicines, had not responded to mono-therapy or had experienced disturbed behaviour, which are recognised exceptions to the guidance. NICE also recommended that first and second generation IMS Health is a commercial company that obtains data on the supply of medicines from hospital pharmacy systems and supplies anonymised data to the pharmaceutical industry. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 23 Choosing and prescribing medicines continued antipsychotics should not be used concurrently unless for a short period when the person is changing medicines. The POMH-UK audit found that 31% of people were prescribed first and second generation antipsychotics (trust values ranged from 0 to 56%). Only 8% of these people were switching medicines. In the recent audit of 100 people in the community mental health improvement review, an average of 8.1% of those taking Figure 7: People taking more than one antipsychotic medicine who were not in the process of changing medicines 40% 30% 20% 10% 0% Trusts Source: Healthcare Commission community mental health improvement review 2005/2006 Figure 8: People taking atypical and typical antipsychotic medicines concurrently 40% 30% 20% 10% 0% Trusts Source: Healthcare Commission community mental health improvement review 2005/2006 24 antipsychotics were taking more than one, and they were not in the process of having their medicines changed (figure 7). On average, 9.5% of people taking antipsychotics were taking a typical and an atypical antipsychotic medicine (figure 8). There is clearly a need to review prescribing for people being cared for in the community as well as those in inpatient units and trusts need to be clear about their responsibilities. We recommend that trusts and PCTs audit their prescribing and should consider participating in the POMH-UK audit programme. The Department of Health should consider an intiative to improve the quality of prescribing of antipsychotics, for example, using a model similar to that used to improve the quality of antimicrobial prescribing in acute trusts (this work led to cost savings and improved care for patients). Consideration should be given to developing a wider set of comparator indicators to monitor prescribing for care communities regularly, feeding any requirements for data to support this activity into the NHS Connecting for Health secondary user service requirement. Electronic prescribing Most, if not all, GP surgeries are able to produce prescriptions electronically, where the GP selects the medicines needed and then prints out a prescription. As well as making the process of writing prescriptions more efficient, electronic prescribing reduces problems at dispensing, helping to ensure that prescriptions are legible and complete. Time spent dealing with inaccurate prescriptions is poor use of a pharmacy’s resources and can lead to people experiencing significant delays. Just 6% of mental health trusts reported Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services having electronic prescribing for outpatients with an average of 7.5% of prescribing undertaken electronically. Three per cent of trusts reported having electronic prescribing for inpatients with an average of 15% of prescribing undertaken electronically. The national programme for IT from NHS Connecting for Health, whose centrepiece is the electronic patient record, contains provision for electronic prescribing to be delivered as part of the strategic solutions. There is an additional level of complexity for mental heath trusts, because in order to get the full benefit, electronic prescribing systems need to link into pharmacy departments, which will be complex where pharmacy services are delivered through a number of service level agreements with acute trusts. Our review found that 6% of mental health trusts intend to implement ahead of the national programme; 47% of trusts reported that they would implement with the national programme, whilst 47% did not expect to implement until after the national programme. Trusts who have already started, or who would like to start adopting electronic prescribing are concerned with the pace of progress of the national programme. They are concerned that the industry will deliver systems that will not support current working practices and could increase risks for patients. The NHS Connecting for Health team are keen to see more trusts engaging with the process to help ensure that the systems developed will meet clinical needs. It is important for trusts and the Connecting for Health team to work closely to identify the changes needed to ensure that working practices and culture are developed ready for its introduction. Connecting for Health will need to ensure that implementation by trusts is supported by appropriate safety management practices to minimise the risk, both during and after the installation. We therefore recommend that trusts identify and communicate their requirements for electronic prescribing systems and review timescales and local actions required to ensure that benefits can be realised at the earliest opportunity. The Government should ensure that electronic prescribing is available at the earliest opportunity as part of the National Programme for IT. NHS Connecting for Health should consider working with a small number of trusts who want to be early adopters of electronic prescribing, which could help to speed up the time to the first implementation and allow learning to be built into solutions before they are shared across the NHS. Non-medical prescribing Doctors undertake the majority of prescribing, but recent changes have extended prescribing responsibilities to other professional groups. Non-medical prescribing is an evolving service development, and suitably qualified nurses, pharmacists and other healthcare professionals are now able to prescribe subject to their professional registration and local agreement. Non-medical prescribing has been introduced to improve access to services for patients and to improve the efficiency of services. The benefits from non-medical prescribers can vary by service area, but to develop a service based on non-medical prescribing, there must be sufficient trained practitioners to be able to guarantee the service. Of the 35 mental health trusts that responded to this part of the review, 26 reported that they have nurse prescribers and six trusts had pharmacist prescribers. In total, trusts Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 25 Choosing and prescribing medicines continued reported 187 nurse prescribers, 170 who are supplementary prescribers* and 30 who are extended formulary nurse prescribers**. Of the 187 nurse prescribers, 81 (43%) reported that they prescribed at least once a week. Trusts reported nine pharmacist supplementary prescribers, none of whom are prescribing. To maintain competence, non-medical prescribers need to be given the opportunity to use their skills regularly once they are trained. The significant percentage of staff who are not regularly prescribing is a concern both from the potential loss of competence and the failure to benefit from the investment in training. Of the 27 trusts with non-medical prescribers, 70% of trusts had a policy to select staff eligible to receive training for prescribers, 78% of trusts had a process for registering staff prescribing responsibilities, 67% of trust policies covered support and training to non­ medical prescribers and 52% of trust policies addressed competency checking for non­ medical prescribing staff. The introduction of non-medical prescribers has opened up opportunities for trusts. However, as with all changes, it is important that the introduction is managed with suitable processes to adequately control risks. We recommend that trusts maximise the benefits from independent and supplementary prescribing by determining where it can be best utilised to meet clinical and operational need. * Supplementary prescribing is a voluntary prescribing partnership between the independent prescriber (doctor) and supplementary prescriber to implement an agreed patient specific clinical management plan with the patient’s agreement. Suitably qualified nurses, midwives, radiographers, physiotherapists, chiropadists and pharmacists can be supplementary prescribers. ** Until May 2006, nurses who obtained an Extended Formulary Nurse Prescribers qualification were able to prescribe for a restricted list of medical conditions. The list initially covered 80 medical conditions and 180 prescription only medicines. Since May 2006, suitably qualified pharmacists and nurses have been able to become Independent Prescribers allowing them to prescribe all licensed medicines. 26 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Managing service users’ medicines Team working and the role of the pharmacy People who use mental health services are cared for by a multi-disciplinary team that includes psychiatrists, nurses and other health professionals. It is important that this team also includes pharmacists, to ensure that there is sufficient knowledge of medicines to ensure best outcomes from their use. Where a person is taking medicines for both mental and physical health, the pharmacist’s knowledge can be extremely beneficial, as expertise on medicines for physical health may be limited within a mental health trust. The Diploma in Psychiatric Pharmacy provides pharmacists with more specialist knowledge to support both prescribers and people taking medicines for mental health. In the review, 77% of the mental health trusts reported having pharmacists with specialist mental health qualifications. Thirty-two per cent of acute trusts also reported having staff with this qualification. These acute trust staff are likely to be providing services through a service level agreement to mental health trusts. Figure 9: Staff who were clear on expected contribution of pharmacy staff An effective team of healthcare professionals understands each other’s roles and contributions. A survey of non-pharmacy staff provided a view on how well these staff understood the contribution of pharmacy staff (figure 9) and how well they felt pharmacy staff understood other hospital staff (figure 10). The survey showed that there were gaps in understanding, particularly of how pharmacy staff could contribute when on wards. We recommend that, with support of the trust board, pharmacy staff look to improve their profile, ensuring that other hospital staff and service users are aware of how they can contribute to care. Pharmacists should be permanent members of multi­ disciplinary teams. Clinical pharmacy staff supporting inpatients Clinical pharmacy staff, pharmacists and increasingly, technicians, use their expertise to ensure that people achieve best outcomes from their medicines and that the supply of medicines is as efficient as possible. Activities that clinical pharmacy staff can undertake include: Figure 10: Percentage of staff who thought pharmacy staff understood their role 100% 100% 50% 50% 0% 0% Trusts Source: 2005/2006 medicines management review staff survey on the pharmacy service Trusts Source: 2005/2006 medicines management review staff survey on the pharmacy service Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 27 Manage service users’ medicines continued • regular review of medicine charts to check for accuracy, completeness, adherence to guidelines and prescribing problems (interactions, therapeutic duplications, appropriateness of medicine and dosage) • ensuring that appropriate monitoring, including physical health, occurs • checking with service users and staff for adverse reactions • taking or reviewing medicine histories for new service users • undertaking fuller medication reviews (see later section) and recommending changes to medicines where appropriate • being part of multi-disciplinary team meetings and contributing to the development of individual treatment plans at the point of prescribing • managing the supply of medicines to ensure that there are sufficient stocks on wards which are appropriately managed, ensuring appropriate transportation of medicines to remote sites, quality assuring patients’ own medicines and appropriate planning for discharge • talking to service users and carers about their medicines and advocating on their behalf • liasing with primary care colleagues on follow up with medicines to ensure that care is not compromised by organisational boundaries • advising and training both medical and nursing colleagues on pharmaceutical care issues • acting as a second opinion with reference to the Mental Health Act Good practice example 5 Leeds Mental Health Trust introduced a pharmacy-led service to monitor medicines following concerns over the limited monitoring of blood that was being undertaken for inpatients.The service started with pharmacists checking notes and referring service users for tests and the pharmacy technicians taking the blood samples when necessary. The long term plan is to train pharmacy technicians to check notes and ask the pharmacist to endorse any referrals for tests. Table 3: Support from pharmacy staff to wards (hours of visits per week) Ward type Percentage of wards with 30+ hours Percentage Percentage of wards with of wards with 10-30 hours 5-10 hours Percentage Percentage of wards with of wards with less than 2 2-5 hours hours Percentage of wards with no visits Psychiatric ICU (PICU) 0 5 8 47 34 6 Adult acute 1 11 17 47 10 14 Older people 0 2 10 38 31 19 Rehabilitation 0 1 5 28 38 28 CAMHS 0 0 3 20 23 53 Source: 2005/2006 medicines management review audit of clinical pharmacy services 28 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services The time typically spent on wards by pharmacy staff is shown in table 3 for the most common types of ward. There is wide variation in levels of service. Mental health trusts reported that 24% of wards had no visits from pharmacy staff, compared to 14% of wards in acute trusts. Mental health trusts reported 14% of wards having more than five hours of pharmacy staff visits in a week (compared with 64% in acute trusts) and just 4% receiving over 10 hours (compared to 34% in acute trusts). Mental health inpatients clearly receive a lower level of support from clinical pharmacy staff on wards than patients in acute care. During this review, trusts reported on the processes and outcomes from ward visits made by clinical pharmacy staff (table 4). Forty six per cent of the outcomes for service users involved ensuring an adequate supply of medicines. Thirty-nine per cent of contributions by staff contributed to therapy, a large proportion of Table 4: Types of contribution made by pharmacy staff on wards Supplying inpatients 37% Discussing therapy 12% Changing dose 11% Changing choice of therapy 9% Supplying for discharge 9% Monitoring change 7% Identifying allergies 6% Educating patients 4% Identifying adverse drug reactions 3% Writing prescriptions 2% Source: 2005/2006 medicines management review audit of clinical pharmacy services Figure 11: Contributions of staff against time spent with service user Contributions per service user 3 2.5 2 1.5 1 0.5 0 0 5 15 10 20 30 25 Time per service user (mins) Acute adult Rehabilitation Forensic Older people CAMHS Source: 2005/2006 medicines management review audit of clinical pharmacy services Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 29 Manage service users’ medicines continued which were accepted as being necessary. The interventions that led to a change in either the choice of therapy, the dose or monitoring are just over twice as high as those contributions that did not lead to change (labelled as therapy discussions). This demonstrates the importance of ward visits by pharmacy staff to the care of service users. As only a limited number of clinical pharmacy staff are available in most trusts, it is important that they are deployed to achieve the greatest benefit. Plotting the average time spent per service user seen against the contributions made by pharmacy staff per service user by ward type shows that in most cases, the time spent on a ward visit per service user was low and contributions made were correspondingly low (figure 11). As the time spent with people increased, the levels of contributions did appear to rise, though not in all cases. For acute adult, older people and CAMHS wards, 75% of the observations show less than seven to eight minutes on a ward per service user seen per visit (not all this time will be spent directly with the service user) and 95% of the observations show 10 to 11 minutes or less per service user seen. For forensic and rehabilitation wards, these times rise to nine to 10 minutes and 12 to 13 minutes respectively. The average number of contributions not related to the supply of medicines per service user seen on a visit is shown in table 5, with Table 5: Evidence from ward level clinical pharmacy audits Service area Contributions per service user Minutes per service user Average beds per ward Weekly visits per service user place (bed) Average time per week (hours) Target time per ward (hours) Target WTE for the ward General medical (Acute trust) 0.35 6.2 27 6.0 16 General surgical (Acute trust) 0.39 5.9 27 5.5 15 Acute adult 0.30 6.3 21 2.9 7 16 0.4 PICU 0.42 5.7 11 2.7 3 8 0.2 Older people 0.26 6.0 19 2.5 5 14 0.4 Forensic 0.22 8.2 19 2.0 5 15 0.4 Rehabilitation 0.52 7.2 14 1.6 3 11 0.3 CAMHS 0.62 7.5 14 1.0 2 11 0.3 Learning Disabilities 0.40 6.0 12 0.8 1 8 0.2 Source: 2005/2006 medicines management review audit of clinical pharmacy services Note: The target time is determined as 9.5 minutes per service user in forensic and rehabilitation and 7.5 minutes elsewhere (from analysis of ward distribution above). Visits on six days a week are assumed for each service except forensic, rehabilitation and learning disabilities where visits are set to 5 days a week. Whole time equivalents (WTE) are derived based on a 37 hour week 30 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services values for general surgical and medical wards in acute trusts shown for comparison. This data suggests that the average time spent per service user on a visit and contributions per service user are similar to those found in general medical and general surgical wards in acute trusts. However, wards in mental health trusts tend to have fewer beds and less frequent visits by pharmacy staff per bed. To be able to provide an effective clinical pharmacy service, pharmacy staff undertake some activity away from service users, including administrative work associated with clinical care through to continual professional development. Analysis of data from acute trusts shows variation in the proportion of clinical pharmacy time spent near patients, however, the median value suggests that 75% of clinical time is spent near patients. Assuming the target time in table 5 is 75% of required clinical pharmacy time, the whole time equivalents shown for mental health trusts would increase by a third of their value (i.e. acute adult, PICU and rehabilitation wards would require 0.6, 0.3 and 0.4 whole time equivalents respectively). The Sainsbury Centre for Mental Health has published a report showing the resources required for a ‘good mental health service’ for adults13. This initial report did not cover the contribution of pharmacists, but the update following an open consultation will address pharmacy requirements. The consultation has identified the following requirement: • rehabilitation wards require 0.4 WTE (0.3 pharmacists and 0.1 technicians) for 10 service users • acute adult inpatient wards require 0.5 WTE (0.25 pharmacists and 0.25 technicians) for a ward with 20 beds • PICU require 0.4 WTE (0.3 pharmacists and 0.1 technicians) for 8 PICU, 10 low secure, 14 medium and long term secure beds The data collected in this review supports the assumptions developed during the Sainsbury Centre’s consultation with the exception of the resources required to support a psychiatric intensive care unit. The data suggests that resourcing per bed for these units is more in line with that of an acute adult ward. Good practice example 6 Cheshire and Wirral Partnership Trust have developed their system for care notes to record interventions by pharmacists in order to measure how they are helping to provide clinically effective care and optimising the use of medicines. We recommend that trusts consider increasing the support time offered by clinical pharmacy staff for inpatients towards the target time identified from this review, evaluating the service, and providing appropriate training to ensure that the benefits are realised. Clinical pharmacy staff supporting community teams The modernisation of mental health services has led to a move away from inpatient services to community-based services, with a minority of service users admitted into hospital settings. This change meets the needs of people who prefer home-based treatment and can improve the speed of recovery. Supporting people through effective mental health community services should help to avoid admissions to hospital and prevent re-admission following discharge from an inpatient unit. Healthcare Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 31 Manage service users’ medicines continued professionals working in community teams prescribe, administer and deliver medicines, develop agreement on use of medicines, provide psychological education and review physical health. They may also advise general practitioners prescribing medicine for mental health conditions. Ensuring adequate medicines management for community-based services presents challenges for mental health trusts that are different to those faced by acute trusts. The National Service Framework for Mental Health14 supported the development of new community teams including assertive outreach, early intervention psychosis and crisis home treatment teams to support the more generic community mental health teams. As services have evolved, there is a plethora of different community teams with different names and slightly different remits. Where community teams are using medicines, trusts need to ensure that there is appropriate governance of this activity. If people are being prescribed medicines through a community team, then pharmacy staff within the team should help to ensure good practice in using medicines, through activities such as: • supporting early medication reviews for new service users (particularly those under the care of a crisis resolution team) and medication reviews for existing service users at appropriate intervals • promoting and facilitating good concordance by providing information on medicines and education for carers and service users; clinical pharmacists and technicians can educate service users on a one-to-one basis • ensuring that the team has access to culturally acceptable and accessible 32 information leaflets for any medicines supplied regularly • making appropriate interventions following a review of prescriptions and at multi­ disciplinary team meetings, to prevent predictable interactions between medicines or adverse reactions and to encourage evidence-based practice • providing regular education (starting at induction) and support on medicines management to other healthcare professionals in the team, including the provision of an information service on medicines for clinicians • managing the stock of medicines that is held in the team base for use by team members and supporting the introduction of new ways of working to improve the efficiency of the supply of medicines • providing regular reports on the use of medicines and expenditure • supporting audits of the use of medicines, prescribing guidelines and compliance with local policies and procedures Home treatment and crisis resolution teams can be viewed as ‘wards in the community’. People receiving these services represented 27% of those experiencing either home treatment or inpatient care (trusts’ positions ranged from 0% through to 60%) in 2004/2005. The experiences of people supported by home treatment teams in relation to medicines are likely to be similar to those in a mental health adult acute inpatient unit. All trusts have the same responsibility for ensuring the safety of medicines for people receiving home treatment as for those in an acute adult inpatient unit. In addition to the pharmacy Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services services listed above, pharmacy staff should participate in the processes that develop and monitor treatment plans of individuals. The trust’s pharmacy can also supply diagnostic materials and dispense medicines for individuals, support discharge planning and dispose of any unused medicines safely. The consultation by the Sainsbury Centre identified the need for 0.8 pharmacy whole time equivalents to support crisis resolution teams of 30 service users, in line with the support expected for an adult inpatient unit. In our review, two trusts provided information for a week on the activities of the clinical pharmacy staff for their home treatment team. There was on average one pharmacy contribution for every five service users seen and, on average, five minutes were spent per service user every three weeks. These two teams received less than an hour’s pharmacy support a week, which is well short of the observed support given to adult acute inpatient wards and probably explains the low rate of contributions. Good practice example 7 The crisis resolution team in East Kent Partnership employ 0.5 whole time equivalent pharmacists to support service users with specific medicines needs who are referred to them by other team members. They undertake medication reviews, prepare treatment plans, counsel on compliance and side effects, provide information to carers, monitor responses to treatments, provide training and support for team members and carry out clinical audits. A survey of the pharmacy workforce of 38 trusts9 identified that 28 trusts had crisis intervention teams (of which five had some support from pharmacists) and 19 trusts had home treatment teams (of which seven had support from pharmacists). The evidence collected in the workforce survey demonstrates that few trusts have support from clinical pharmacy staff within crisis resolution or home treatment teams and our review has shown that for two teams where support is provided it is far from adequate a worrying conclusion. The assertive outreach team works with service users who are often difficult to engage and can have difficulty accessing local services. Staff in mental health trusts need to work with providers of primary care services, GPs and community pharmacists, to promote social inclusion and a normal way of life for these service users. If they prefer to receive medicine directly from the mental health trust or if there is difficulty in securing service from primary care, medicines may also need to be supplied through the mental health trust. The pharmacy workforce survey identified that 31 trusts had assertive outreach teams and of these, two had support from pharmacists. Early intervention teams work with service users who are usually young people, to support them after a first psychotic episode. The team helps them to understand and learn to manage their conditions and ensure that, as far as possible, support is provided to give sufficient stability in other aspects of their lives. The pharmacy workforce survey identified that of the 20 trusts with early intervention teams, just one had support from a pharmacist. Pharmacy staff can also support the early intervention team by: Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 33 Manage service users’ medicines continued • developing care guidelines and pathways for medicines and information for young people • addressing issues of concern to young people including side effects of weight gain and sexual dysfunction • supporting smoking cessation, as nicotine interacts with psychiatric medicines, and providing education on the dangerous interaction between prescribed medicines and illicit drugs and binge drinking The Sainsbury Centre consultation13 identified the need for 0.8 whole time equivalent pharmacy staff (0.5 pharmacists and 0.3 technicians) to support an early intervention team working with 135 service users or an assertive outreach team working with 90 service users. It was beyond the scope of our review to collect evidence that can inform on the appropriate level of support for these teams. The structure of pharmacy support within teams that provide long term care to service users differs from that provided within a crisis resolution team. Typically, medicines are supplied through community pharmacies, therefore removing the need for the trust to dispense medicines, but there may be a need to supplement community pharmacy advice given on mental health medicines. As a result, interactions with service users are likely to be less frequent and so the trust cannot be responsible for the daily monitoring of the safety of medicines. Service users’ medicines should, however, be managed through a plan for regular medication reviews. Generic community mental health teams can support people using medicines over a 34 significant time period, for example people with depression. The Sainsbury Centre consultation identified the need for 0.94 WTE pharmacy staff (0.5 pharmacists and 0.44 technicians) to support a community mental health team supporting up to 350 service users. Eight of the 36 trusts taking part in our review reported some clinical pharmacy support to community mental health teams. Of these, one trust was providing over 10 hours support a week, one was providing five to 10 hours and the remainder provided five hours or less. One trust audited the contributions of pharmacy staff to a community mental health team and an average of 13 minutes was spent per service user with a contribution made for one in every seven people seen. With 13 service users seen on each visit on two visits per week, this equated to 5.5 hours clinical pharmacy support per week. The pharmacy workforce survey identified a worse situation, where 28 trusts had adult community mental health teams of which only two had a pharmacist attached. Good practice example 8 Central and North West London Mental Health Trust have introduced a specialist pharmacist medicines clinic within a community mental health team setting. The clinic provides a forum for counselling and advice. People can raise any concerns about their medicines and receive advice on the use of medicines. The pharmacy workforce survey 9 showed that there are many titles for teams (table 6). People who would receive clinical pharmacy services as inpatients should also clearly receive appropriate support in the community. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Table 6: Other types of teams providing services Trusts with team Teams with pharmacist attached Older people community teams 29 3 Learning disability community team 15 0 Forensic community team 18 1 Substance misuse community team 27 3 CAMHS community team 19 0 Rehabilitation and recovery 1 0 Working age dementia 1 0 Therapeutic community outreach 1 0 Diversion at arrest 1 0 Deaf services 1 0 Eating disorders 1 0 Mother and baby 1 0 Personality disorders 1 0 Source: Pharmacy workforce survey 9 The survey showed that pharmacy support is also being provided to some substance misuse teams. In summary, for those teams where service users are not receiving intensive treatment, but the trust retains responsibility for aspects of prescribing, there should be appropriate clinical pharmacy time to support trusts’ prescribers and to ensure that each service user receives appropriate medication reviews, monitoring of their medicines and access to advice on their medicines. Community services have similarities to GP models of care and mental health trusts need to consider the benefit of introducing enhancements to services developed in primary care. For example, working with community, pharmacists to deliver ‘medication use reviews’ or primary care pharmacists who work through GP surgeries may be one way to provide more access to medication reviews. We recommend that support from clinical pharmacy staff be provided in crisis resolution and home treatment teams, bringing pharmacy support levels in line with corresponding inpatient units. Trusts should consider providing clinical pharmacy support of at least one day a week to all community teams where the team regularly manages service users’ medicines. Trusts should consider collaborating with PCTs and community pharmacists to use the ‘medication use review’ Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 35 Manage service users’ medicines continued scheme, with appropriate training, to help ensure that people receiving community-based care who are taking medicine have had a review within the last year. Figure 12: Patients on wards with high quality GP information These recommendations do not advise the best way to deliver services and there is clearly a real need to develop and test different clinical pharmacy support service models in community teams. The National Institute for Mental Health in England (NIMHE) should consider developing a tool for evaluating the contribution of pharmacy staff to community teams and inpatient wards and, if possible, provide funding to evaluate pilots of the proposed models. 100% Working with GPs It is important that appropriate information on the physical and mental health of service users is shared between the GP and mental health trust. Often people using mental health services are admitted as an ‘emergency’, which can make obtaining important information more difficult. Where the person is already known to the mental health service, the risk of inadequate information on admission can be reduced. In ward-based audits undertaken as part of the review, trusts identified people who had a complete medicine history from their GP and also those who had more comprehensive information, for example recent test results. Eighty-one per cent of trusts reported that less than half of inpatients had a complete medicine history (figure 12). Being discharged from hospital is a key risk period for service users and it is important that all those involved in their care have the information needed to support them. GPs need appropriate information if they are to 36 80% 60% 40% 20% 0% Trusts complete comprehensive Source: 2005/2006 medicines management review audit of clinical pharmacy services take responsibility for a person’s care. Through the survey of PCTs completed as part of this review, 12% of returns indicated that GPs usually receive discharge notes in time to be fully informed before they see service users, 58% indicated this sometimes occurred, while 31% reported that GPs often have not received discharge notes in time. There was a range of responses about the quality of information with the majority stating that they received adequate information on medicines but the situation was slightly worse in terms of providing information on the diagnosis (table 7). Although there is room for improvement, this is better than was reported for acute trusts, where at best 30% of respondents identified an aspect of the discharge information as adequate. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Table 7: GPs’ views on information at discharge Excellent Adequate Slightly inadequate Inadequate Information on medication prescribed and ongoing care 0% 54% 19% 27% Information on diagnosis and reason for medications 0% 38% 38% 23% 12% 42% 27% 19% Shared care information Source: 2005/2006 medicines management review trust questionnaire Shared care is the term used to describe the situation where both primary care (GP practices) and secondary care (hospitals) will be involved in managing a person’s medicines. Shared care allows a person to receive ongoing care from a convenient location. Shared care guidelines should make clear who is responsible for different aspects of a person’s care. A well-designed guideline will cover the monitoring requirements (for example blood tests required for lithium and antipsychotic medicines) and what should trigger a referral back to the initiating hospital. Trusts who had shared care in place reported that on average 46% of these covered monitoring and triggers. Clearly there is scope for improving the clarity of some shared care agreements. If shared care is not well implemented, care may not be properly followed up, for example routine tests associated with a medicine may not occur. Access to laboratory results can be poor in mental health trusts, as there is no infrastructure linking them to the reporting systems of diagnostic services in acute trusts. If a mental health trust is to maintain prescribing responsibilities it is important that there is timely access to any test results. Trusts and PCTs reported for eight treatment areas, where there are some shared care agreements, on their views on the area’s suitability for shared care and the extent that shared care exists (table 8). There is consistency between the views of both PCTs and trusts. The proportion of communities with agreements in place is well below that where the treatment area is suitable for agreement, and where there are agreements these are often not well utilised. Service users clearly experience differences in how their medicines are and can be managed across organisational boundaries. Good practice example 9 Worcester Mental Health Partnership NHS Trust has developed a care pathway for transferring the prescribing and general healthcare of stable service users from secondary to primary care. This represcribing model represents a significant cultural shift and there is evidence of high levels of satisfaction and no evidence of relapses. There is a close relationship with GPs and community pharmacists. We recommend that trusts and GPs implement processes for sharing information on service users and working practices, so that people experience consistent care Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 37 Manage service users’ medicines continued Table 8: Availability of shared care for treatment areas Trusts with shared care in place Trusts considering suitable for shared care CNS stimulants/ ADHD 84% 100% Substance misuse 35% Bi-polar disorder PCTs with shared care in place PCTs considering suitable for shared care 75% 92% 100% 70% 90% 78% 32% 92% 67% 54% 100% 69% 64% 100% 75% Anti-psychotic 54% 97% 65% 40% 96% 70% Dementia 69% 97% 85% 80% 88% 90% 9% 100% 100% 27% 100% 80% 12.5% 100% no data 33% 83% 100% Monoamineoxidase (depression) Anti-arrhythmic Trusts identifying agreements usually used PCTs identifying agreements usually used Source: 2005/2006 medicines management review trust questionnaire and PCT survey wherever they go. To reduce the inconsistencies across the country on how service users are able to access care, a nationally agreed list of medicines suitable for shared care should be produced, and health communities should put in place shared care agreements for this agreed list of medicines. Service users should become overt partners in shared care agreements and be informed on who is responsible and what to expect from their care. A suitable mechanism should be introduced for sharing model shared care agreements to assist development. Consideration should be given to using the qualities and outcomes framework (QOF) to encourage GPs to engage in shared care, and, in particular, to assess and monitor the medicines management aspects of the physical health of service users. 38 Medication reviews Trusts need to build a medicine history for individuals as soon after admission as possible, both to identify any issues and to ensure continuity. The Department of Health’s medicines management framework states that a medication history should be taken within 24 hours of admission to hospital15. Figure 13 shows that trusts taking part in our review showed a mixed performance against this standard. It is recognised that there may be difficulties in building a medication history if a person is very unwell at the time of admission, but every attempt should be made to meet this target. Although the term ‘medication review’ is widely used in the NHS, there is no clear definition as to its meaning outside primary care. The word ‘review’ implies going beyond recording a medicines history. The percentage Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services of people who were identified as having a review in this sense shows large variation (figure 14). Service users and, where appropriate, their carers should be involved in any review and staff should take the opportunity to develop concordance as part of the review. Figure 13: Service users with medicines history within 24 hours of admission 100% 80% However, on average, just 18% of medication reviews involved them. Trusts’ pharmacists, working as part of the multi-disciplinary team, can be involved in identifying prescribing options for people with more complex needs who are not benefiting from their current medicines. When an individual’s records have built up over a long time there can be considerable work involved in doing this. The unified record should have improved access to information but individual feedback suggests the sheer volume of information in some people’s records makes it hard to identify relevant information. 60% 40% 20% 0% Trusts Source: 2005/2006 medicines management review audit of clinical pharmacy services Figure 14: Service users with comprehensive medication review 100% 80% not involving service user involving service user 60% 40% 20% 0% Trusts Source: 2005/2006 medicines management review audit of clinical services During the review, trusts reported on the outcomes of medication reviews. In acute trusts, there is a clear relationship between the number of medicines being taken and the probability of the review identifying a medicine or adherence issue. In mental health trusts, the benefits of a medication review do not appear to change with the number of medicines being taken (figure 15). The percentage of medication reviews that lead to change is significantly higher in mental health trusts than was seen for acute trusts. The average percentage of patients having a medication review is similar for both acute trusts (94%) and mental health trusts (90%). Acute trusts undertook comprehensive medication reviews for 53.5% of patients, whilst mental health trusts reported 40.2%. Given the similarity in the proportion of people receiving reviews, differences in outcome may be the result of higher numbers of those using mental health services having issues with their medicines, rather than by differences in targeting people for reviews. The audit data clearly shows that spending time reviewing service users’ medicines can lead to Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 39 Manage service users’ medicines continued Figure 15: Medication reviews leading to change 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1 2 3 4 Medicine change and adherence 5 6 7 Medicine change 8 9 10 Adherence issue identified Source: 2005/2006 medicines management review audit of clinical pharmacy services changes that should be to their benefit. There is, however, a need to provide better clarity on the term ‘medication review’ in the mental health setting. Given the long term relationship built up between mental health trusts and service users, medicines treatment plans need to be reviewed at regular intervals and at points of key risk to ensure that the medicines are safe and the benefits are being realised. Ideally, medication reviews will be undertaken within the context of multidisciplinary working. Ideas developed during our review on the types of ‘medication review’ are: • a routine medication review (or medication summary), the first of which takes place within 24 hours of admission for inpatients, confirms the current use of medicines, identifies recent changes to medicines and 40 allergies to medicines and reviews available physical health test results. Advance directives will be considered and service users will clarify how they have been taking their medicines and will be given the opportunity to discuss any issues with medicines and the possibilities for selfadministration (for inpatients). The need for a more comprehensive medication review will be identified, for example, if there is a suspicion that the admission is related to medicines. • comprehensive medication reviews are generally undertaken when there is a concern about potential interaction of medicines, a failure to achieve a good outcome, complexity of regimen or a request for a review from the service user. These Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services reviews, generally undertaken by a pharmacist or doctor and involving the service user, can involve obtaining a full medicine history, the range of medicines tried (including ‘over the counter’ and herbal medicines), the dosages used, the effectiveness of controlling the mental health symptoms and side effects, (as well as acceptability to the service user), considering wider clinical information (for example, test results) and an assessment of the effect of complicating factors such as alcohol, tobacco or illicit drug use. The service user’s physical health (which will include bio-chemistry monitoring) and ability to take part in everyday activity will be taken into account. The review should take into account any advance directives and adherence issues and provide appropriate education to service users and their carers. At the end of any medication review, the appropriateness of the treatment plan and advance directive should be checked and updated as necessary and the reviewer should be confident that the treatment complies with the latest guidance, the medicine is at a safe dose and that they are assured about physical health and wellbeing. Once trusts have clarified the purpose and scope of medication reviews, they can identify which staff are already trained to undertake this activity, as well as any gaps in the skills needed or resource issues. Trusts need to decide the appropriate level of involvement by the GP in this process. Skills for Health, the UK Sector Skill Council for Health, is undertaking work to identify the range of functions that relate to medication reviews, as part of its project on national occupational standards in pharmacy. POMH-UK is carrying out an audit to screen for metabolic side effects of antipsychotics for people under the care of assertive outreach teams. They have found that only 11% of people (from a sample of 1,966) had documented results for the four tests that should be undertaken each year. Results of blood glucose tests were available for 28% of people, blood pressure results for 26%, lipids for 22% and body mass index monitoring results for 17% of people. Monitoring of physical health is clearly weak for the audited teams. We recommend that the National Prescribing Centre publish definitions and guidance on the different types of ‘medication reviews’, linking in with the work of Skills for Health, which is identifying the competencies required to undertake a medication review. Trusts should have a policy on how they will review the medicines of service users in their care which covers the training and competency requirements for undertaking reviews and the triggers for undertaking a comprehensive review. Quality of service users’ records The medicines that people take are recorded in their notes. Each inpatient has a drug chart to record medicines prescribed and administration history. Trusts have tended to develop their own drug charts, which means that any professionals moving between trusts will often need to alter their working practices. Recognising this issue and the resources involved in producing such charts, South East Coast Strategic Health Authority have agreed a health authority-wide drug chart within mental health which should be implemented by the end of 2006. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 41 Manage service users’ medicines continued Figure 16: Service users whose medicines changes were clear for their hospital stay 100% 80% 60% 40% 20% 0% Trusts Source: 2005/2006 medicines management review audit of clinical pharmacy services As part of the audit undertaken in this review, pharmacy staff identified whether they could detect a clear and understandable history of changes to medicines from notes. The service user’s record is an important component of effective team working, as different professionals will not necessarily be working on a ward at the same time. The assessment demonstrated weaknesses in the way that information is recorded (figure 16). There is evidence that mental health units record medicines to treat physical health poorly, and that primary care establishments record mental health medicines less well than physical medicines16. The recent community mental health review audit of 100 service users’ records identified that on average, 96% of care records documented responses to medicines and side effects, with responses from trusts ranging from 100% (11 of the 60 trusts) through to 60%. This data suggests that there is generally good practice. 42 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Supplying service users with medicines Dispensing medicines Acute trusts are gradually automating their dispensaries and stores. Much of the technology installed is designed to handle original packs but in mental health trusts, medicines are often required in smaller quantities. For example, when people have short periods of home leave, they need small amounts of labelled medicines at the appropriate time to obtain maximum benefit from their leave or if there is a risk of selfharm, medicines must be dispensed appropriately to reduce this risk. Supplying small volumes of medicines regularly creates an additional workload and will influence the method used to improve dispensing processes. In some trusts with low levels of pharmacy staff, such supplies are made up by nursing staff, either as a primary dispensing activity which is against guidance from both trusts and the Nursing and Midwifery Council, or as a secondary dispensing activity which may be indemnified by some trusts only after suitable training and if accreditation has been undertaken by individual nurses. Many mental health trusts have service level agreements with acute trusts for their dispensing services. Trusts reported on levels of automation in their dispensaries (table 9). This data probably reflects the benefit to mental health trusts from the investment that acute trusts have made. In total, 68% of mental health trust sites were identified as being unsuitable for automation. However, a new generation of automation may prove more suitable for meeting the needs of mental health trusts. These supply small numbers of individual solid oral dosage forms in plastic sachets, which are labelled appropriately. Norfolk and Waveney Mental Health Partnership NHS Trust are the first mental health trust in the country to have commissioned this technology and lessons from this may benefit other trusts. Generally, medicines are dispensed for an individual person and services should be in place to support this. However, there are occasions when services can be improved through the provision of pre-packs. These are medicines that are fully labelled with administration instructions, requiring only the patient’s name and the date to be hand written into the label. Pre-packs enable people to obtain their medicines at the point that they are prescribed without waiting for the pharmacy. This can be beneficial, for example, during an out-of-hours crisis. Prepacks provide a more acceptable solution to providing emergency medicines than ‘brown Table 9: Extent of automated pharmacy dispensaries and stores (2005) Dispensing sites Joint stores and dispensaries site Stores Total In place 1 (4%) 4 (11%) 1 (4%) Planned 3 (13%) 6 (17%) 5 (21%) 14 (17%) Needs business case 1 (4%) 3 (9%) 2 (8%) 6 (7%) 18 (78%) 22 (63%) 16 (67%) 56 (68%) Not appropriate 6 (7%) Source: 2005/2006 medicines management review trust questionnaire Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 43 Supplying service users with medicines continued envelopes’ (small stocks of medicines inappropriately used to support service users in a crisis) as medicines supplied to service users should be stored appropriately and should be provided with the legally required information. On average, trusts estimated that 0.4% of outpatient prescribing is supplied via pre-packs, this is significantly lower than the 26% estimated in acute trusts. A limited number of pre-packs, which involve re-packaging, can be produced legally in a pharmacy dispensary, whereas larger volumes need to be supplied from licensed manufacturing units or direct from the pharmaceutical industry. Some pharmaceutical companies are starting to provide packs with pre-printed labels. Trusts have reported that the capacity to produce pre-packs is a constraint on service and availability can be a particular problem where pharmacies’ dispensing services are being delivered via a service level agreement. We recommend that the NHS Purchasing and Supply Agency work with trusts to identify areas where pre-packs could be of significant benefit and work with the pharmaceutical industry to make available a wider selection of pre-packs, ensuring that trusts are aware of the pre-packs that are available. Trusts should ensure that dispensing systems can support the provision of small amounts of medicines for home leave or for service users whose care plan involves collecting medicine regularly. Supplying medicines to inpatients upon discharge Our survey of the pharmacy service conducted as part of the review shows a mixed performance in terms of delays experienced by people when receiving their medicines 44 Figure 17: Staff reporting service users’ discharges delayed due to pharmacy 60% 50% 40% 30% 20% 10% 0% Trusts Source: 2005/2006 medicines management review staff survey on the pharmacy service upon discharge (figure 17). Staff in some trusts reported no regular delays, whilst in others up to 55% of staff reported that discharges are often delayed beyond the expected time. One initiative in acute trusts that can reduce delays is ‘dispensing for discharge’. This involves prescribing sufficient medicines when first dispensing, in a pack labelled with the patient’s details and directions on how to take the medicine, that they can take home with them on discharge. Mental health service users tend to stay in hospital significantly longer than acute trust patients and it is likely that some would need to be dispensed for discharge numerous times before they are finally ready for discharge. Changes to medicines can occur during a stay in hospital, making it wasteful to dispense for discharge too early. Looking at the data by ward type (table 10) shows very low use of dispensing for discharge. Acute trust ward types all had significantly higher rates, with many showing rates above 60%. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Table 10: Dispensing for discharge Ward type Audited wards Service users dispensed for discharge average (standard deviation) CAMHS 11 6.5% (12.7%) Acute inpatient 56 2.7% (7.7%) Older people 45 18.7% (36.2%) Rehabilitation 24 12.2% (29.6%) Psychiatric ICU 19 1.3% (5.7%) Source: 2005/2006 medicines management review audit of clinical pharmacy services Dispensing for discharge may play a role towards the end of a person’s stay in hospital when they have regular periods of home leave, but other initiatives may prove equally beneficial. The pharmacy workforce survey reported that 16 out of 30 trusts had mini-dispensaries on the ward where medicines can be labelled legally prior to an immediate discharge. This saves time as discharge medicines do not have to be ordered from the central dispensary and, if local procedures are in place, a suitably qualified nurse or doctor can issue medicines for weekend leave. We recommend that trusts ensure that they have systems in place to enable service users on home leave or those who have been discharged to have timely access to their medicines. Supplying medicines to people in the community On average, 24% of prescribing is undertaken using hospital prescriptions, which can only be dispensed in the hospital pharmacy. Prescribing using hospital FP10 prescriptions (prescriptions like those issued by a GP) accounts for about 47% of prescribing (standard deviation of 28%) which is higher than the 15% found in acute trusts. Hospital FP10 prescriptions can be taken to either the issuing hospital pharmacy or a community pharmacy. However, hospital FP10 prescriptions can reduce trusts’ ability to manage prescribing behaviour, which may have implications for budget control if there is inappropriate prescribing in high volumes or of high cost medicines, although this risk can be managed by pre-printing part of the prescriptions. Trusts have been encouraged only to prescribe for outpatients if a condition is acute or if specialist medicines are required17. Risks to patients are minimised when medicines are prescribed by only one person (the GP), who has a complete record of their history. Barriers such as increased costs for primary care, poor communication and increased workload on GPs are not sufficient reasons to hinder this practice. GPs may need to address aspects of their working practices that can cause concerns, to encourage these people to use primary care services, for example, preventing long waits in crowded waiting rooms. Trusts estimated that, on average, 28% of outpatient prescribing is passed back to primary care, but there are Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 45 Supplying service users with medicines continued considerable differences in practice (standard deviation is 28%). Community pharmacists can manage repeat prescriptions, and trusts and GPs should consider if they can work more with community pharmacists to implement repeat or repeatable prescribing arrangements for stable service users. Encouraging patients to bring their own medicines to use in hospital is promoted because people prefer the continuity of using their own medicines. A lesser mentioned but important benefit of this is that it can prove invaluable in building a medicine summary at admission (including medicines for physical health, ‘over the counter’ and herbal medicines). Encouraging people to bring in their own medicines should help to remove old and unwanted medicines from peoples’ homes and reduces the risk of duplicate supplies being taken at the same time. The above reasons promote quality of care, and highlight the need to encourage the use of patients’ own medicines in mental health trusts. Trusts need to make service users aware that they should bring their medicines to hospital and should have processes to handle them. Reducing waste Significant cost savings can be made in acute trusts by encouraging people to bring in their medicines and by using these medicines after they have been checked. This review showed an average cost of medicines (measured per patient day) in a mental health trust as £13 compared with £30 in an acute trust. As the number of people admitted per bed is lower (as lengths of stay are longer), the cost savings of using patients’ medicines is lower. In addition, some people may not bring in their medicines because of their state of mind, so the cost benefit of using patients’ own medicines may be less for mental health trusts. The main cost involved in using patients’ own medicines is the time required to check that the medicines are fit for purpose. The review identified that the type of ward where patients’ own medicines were most likely to be used was for older people but even here, they are unlikely to be used (table 11). For audited wards using patients’ own medicines, one CAMHS ward used 100% of patients’ own medicines, 13 wards for older people used, on Table 11: Use of patients’ own medicines by ward type Type of ward Trusts with ward type Percentage of wards using patients’ own medicines – distribution of trusts responses 0% < 50% > = 50% 100% CAMHS 19 79 0 5 16 Acute inpatient 35 69 11 9 11 Older people 35 54 17 17 11 Rehabilitation 32 56 13 25 6 Other ward 18 78 22 0 0 Physciatric ICU 26 81 4 12 4 Source: 2005/2006 medicines management review audit of clinical pharmacy services 46 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services average, 33% of patients’ own medicines, one rehabilitation ward used 50% of patients’ own medicines and 10 acute inpatient wards used an average of 18% of patients’ own medicines. Using patients’ own medicines is not the only activity that can eliminate waste. Mental health trusts have also seen cost savings from improved re-use and management of medicines prepared for periods of leave. For example, Derby Mental Health Services NHS Trust have found that medicines prepared to support home leave are not always used and that although bringing these medicines back into stock is time consuming, it generates cost savings. We recommend that trusts consider developing the roles of pharmacy technicians to include the efficient management of medicines stock and patients’ own medicines, and to monitor the benefits of those roles, including any reduction in the medicines budget. Good practice example 10 Following a study that identified a potential annual saving of £100,000 if all suitable medicines unused by the home treatment and assertive outreach teams are returned to stock for reuse, Birmingham and Solihull Mental Health Trust have introduced a new technician post to supervise this work. South Birmingham Learning Disabilities Service developed a role for a pharmacy technician to provide medicines management support to care homes. This development was initiated to address concerns over the quantities of medicines ordered and the level of returns. The technician provides additional support for service users with complicated medicines regimes and ‘as required’ medicines and helps with actions to reduce general overstocking and wastage. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 47 Effective governance Responsibility for medicines management Decisions, policies and processes underpin good practice in medicines management. Ensuring that people get the best outcomes from their medicines and that they are supplied safely and economically requires good practice within the trust and effective liaison with other organisations. The Department of Health’s medicines management framework recommends that trusts have an executive director accountable for medicines management and that the chief pharmacist has access to the chief executive15. With the large number of healthcare professionals involved, improvement in medicines management across a trust requires leadership and a clear strategy. Sixty-nine per cent of trusts in our review had a medicines management strategy (29% had executive approval and progress regularly reported, 26% had executive approval, and 14% did not have executive approval). Thirty-one per cent of trusts stated that the strategy was ‘work in progress’. We recommend that trusts should have a medicines management strategy that is monitored and updated regularly. Three trusts in the study (9%) reported having no director responsible for medicines management, in 14% of trusts the position was filled by the chief pharmacist, in 57% of trusts the manager of the chief pharmacist fulfilled the role, and the position was filled by someone outside the main pharmacy reporting chain in 20% of trusts. In 90% of trusts with a chief pharmacist, there was no more than one reportee between the chief pharmacist and chief executive. Four trusts reported that they did not have a chief Figure 18: Pharmacy involvement in trust level initiatives (percentage of trusts with response) NICE implementation NSF implementation Clincal policy Risk register 0% 20% 40% 60% Highly involved Sometimes involved Contributes on specific issues Minimal/no involvement 80% 100% Source: 2005 medicines management review trust questionnaire 48 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services pharmacist, which is a concern. With a high proportion of mental health services obtaining their pharmacy services through service level agreements, the number of in-house trained pharmacists can often be small in mental health trusts. It is important that some knowledge of pharmacy exists within the trust to manage the service level agreements and to provide appropriate input into key trust activities, for example development of the medicines management strategy and clinical policies. Pharmacy staff should be contributing to the overall management and policy development within the trust. Our review showed that the pharmacy was represented on the executive team in 15% of trusts, on the trust’s clinical governance committee in 55% of trusts, on the risk management committee in 53% of trusts and on the research and development committee in 45% of trusts. The review explored the engagement of pharmacy staff in a number of key initiatives. There are high levels of involvement in most initiatives in about 30 to 40% of trusts (figure 18). The Department of Health has introduced the role of consultant pharmacist18. These posts are structured to provide expert practice, research, evaluation and service development, education, mentoring and overview of practice and professional leadership. Introduction of these posts will clearly support continuous improvement in medicines management. We recommend that trusts have a chief pharmacist with status equivalent to that of an acute trust clinical director and who is accountable for delivery through an executive board member of the mental health trust. The chief pharmacist should be actively involved in clinical and operational policy development and pharmacy staff should be key stakeholders in trust initiatives with a medicines-related content. Risk management and medicines Medicines have a number of known side effects and there is a chance that patients will experience an adverse reaction. The confidential yellow card reporting scheme from the Medicines and Healthcare products Regulatory Agency (MHRA) collects data on adverse reactions. This scheme has recently been extended so that patients can report directly and trusts should make the cards available. Due to the confidential nature of reporting, it was not possible to obtain data on local reporting as part of this review, so no conclusions can be made on this aspect of trusts’ safety culture. Medicines that are prescribed can fall into three categories: • a licensed medicine being used for its licensed indication (in the UK the MHRA manages the licensing process); the majority of medicines prescribed by GPs are medicines being used for their licensed indication • a medicine which has a licence but is not being used for a licensed indication, commonly referred to as ‘off-label’ prescribing • a medicine which is unlicensed; reasons for a medicine being unlicensed include insufficient commercial interest in marketing the medicine in the UK, the medicine still being on clinical trial (this prescribing is regulated by the MHRA) or the medicine may be waiting for approval from the MHRA Hospitals treat more unusual conditions than those handled in general practice, which by necessity leads them to use more unlicensed Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 49 Effective governance continued and off-label prescribing. Much of this prescribing has been developed over years and across trusts, and historical evidence can afford trusts a level of confidence in their prescribing. In the review we asked trusts if they had an appropriately documented risk management process for each unlicensed medicine. This process not only makes the level of risk clear to trust managers but should also ensure that all those asked to treat service users are aware of the risk and the controls that need to be in place when prescribing an unlicensed medicine. A robust formal risk assessment process was in place at 40% of trusts. We recommend that trusts produce prescribing guidance which records any unlicensed medicines and clearly states any agreed controls required to maintain an acceptable level of risk. Both the supply side risks (for example, quality of medicine, information provided with medicines, security of supply) and the potential risk to those taking the medicines (for example effectiveness of treatment) should be explored. Trusts should ensure that suitable information explaining off-label and unlicensed medicines is shared with people who are prescribed these medicines and that the requirement for a consent process is considered for those with highest risk. Trusts should encourage the use of licensed medicines to ensure that off-label and unlicensed medicines are used when they are the only clinically acceptable options. Drugs and therapeutics committees Trusts should have a committee responsible for making decisions on how medicines are used within the trust19 and the review found that all trusts had such a committee. The committee tackles issues such as the managed entry to the trust of new medicines and new formulations of existing medicines. This committee may also consider the financial case for a medicine, considering for example, if the benefits of a more expensive Figure 19: Percentage trusts identifying situation as initiator for drug review Drugs relatively old in their class PCT or Health Board requests to review drug Non-formulary prescribing Drugs with expenditure higher than budgeted Formulary drugs licensed for new indications Drugs which incur high spend Newly licensed drugs 0% 20% 40% 60% 80% 100% Source: 2005/2006 medicines management review trust questionnaire 50 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services medicine outweigh the additional cost pressures from its use, though some trusts prefer to keep finance and clinical decisionmaking distinct. If these two decision-making groups are distinct, it is important that there is sufficient clinical expertise on the committee that takes the decision on the financial case for the medicine. Evidence provided on the events that can initiate a review of medicines by the committee suggest that there is scope for trusts to widen the committee’s role to consider the continued use of medicines that are old compared to similar medicines in the same class (figure 19). It is important that the committee has an awareness of wider medicines-related issues as these could inform its decisions. Trusts reported on which medicines-related issues are the business of the drugs and therapeutics committee or one of its sub­ committees. Of the listed activities, training staff to manage medicines is the activity least likely to be considered by the committee (figure 20). If a trust is relatively slow at taking decisions on new medicines, people may fail to benefit in a timely way from new advances in treatment, and slow decisions may also lead to divergent practices within the trust. However, waiting to use a treatment can also protect people, as treatment risks are relatively unknown. Trusts were asked to provide the date on which they decided whether or not to use a newly-licensed medicine for a given list of medicines (figure 21). The shortest average time observed between a medicine being licensed and it Figure 20: Medicines related activities covered by committee Staff groups medicines training Medicines risk management analysis Implementation and training for new drugs Medication error rates and incidents Drugs spend against budget Medication alerts Financial effectiveness of drugs Trust treatment guidelines Trust medicines policy Independent evaluation of drugs 0% 20% 40% 60% 80% 100% Source: 2005/2006 medicines management review trust questionnaire Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 51 Effective governance continued Figure 21: Average time to decision on medicine from date of first license 500 450 400 285 committee attendees, primary care trust representatives represent 13%, community pharmacists represent 1% and GPs represent 4%. Forty-six per cent of trusts reported that service users attended the committee and trusts have provided examples of forums where they work with service users. 350 days 300 228 290 250 200 167 150 100 50 0 Duloxetine Aripipazole Atomoxetine Pregabalin Average Plus 1 standard deviation Less 1 standard deviation Source: 2005 medicines management review trust questionnaire being accepted for use was five months. Trusts need to gather information to inform decision makers, which requires significant effort from staff, usually from a formulary pharmacist. Some medicines have a considerable variation in decision time, which may be linked to the importance and need for the medicine within a particular trust. Service users can reasonably expect effective working between primary and secondary care in most aspects of medicines management. Representation on the trust’s drugs and therapeutics committee provides one view on stakeholder engagement. On average, service users represent 4% of 52 Medicine-related incidents Incidents related to medicines reported by trusts vary in the extent that they caused harm to people. An effective safety culture will generally show high reporting but the majority of incidents reported will be evaluated as low risk. Reported incidents collected as part of this review have been turned into a rate by dividing by a trust’s activity measure (the number of inpatient bed days plus the number of first outpatient attendees). The average number of incidents reported is 0.044 per 100 bed days/attendees. Acute trusts reported an average of 0.09 incidents per 100 bed days/attendees. Figure 22: Safety interventions per 100 service users seen 30 25 20 15 10 5 0 Trusts Source: 2005/2006 medicines management review audit of clinical pharmacy services Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services As part of this review, clinical pharmacy staff reported on the number of interventions made that were required to protect the safety of the service user (figure 22). There is a level of subjectivity in this classification, which could explain some of the variance between trusts. Mental health trusts reported an average of 3.5 safety interventions per 100 service users seen. This is a similar rate to the 3.9 average found for acute trusts. There is clearly a large gap between safety interventions (those considered necessary to prevent harm) identified through clinical pharmacy staff and the events that feed through into the safety reporting system. Much of the activity relating to medicines is susceptible to human error. Automation can offer opportunities to engineer risks out of the system to some extent. Working practices have developed which build in safety barriers, such as setting protocols which staff are trained to follow or ensuring that a second staff member checks high risk activity. There is an ongoing challenge for trusts to ensure that new ways of working are not weakening safety barriers. For example, in pharmacies, an independent check is made to ensure that each service user has the right medicine; if wards and clinics use prepacks an independent check would be required before these are passed to service users to reach similar levels of safety. Our review explored the effectiveness of lessons learned by looking at the safety barriers that trusts had in place for some known risk areas. Most trusts use an independent check when using high-risk medicines (medicines which, if used incorrectly, could cause serious harm). The review explored the use of independent checks for injectable medicines. All trusts reported that their policy required an independent check on administration and 58% of these reported that this usually happened. The results showed that independent checks are less likely to be made on prescribing, where 60% of trusts stated this was required (60% of these reported that it usually took place). Ninety-four per cent of trusts reported that an independent check should occur when injectables are dispensed and 97% of these Table 12: Methods used to highlight knowledge of service users’ allergies Percentage of trusts using method Percentage of trusts usually using method Different colour patient bands for different allergies 0% 0% Reminder on patient allergy status that will print on medicine label 3% 0% Notice on medicine labels which reminds dispenser to check patient allergy status 0% 0% Recording of patient allergies on drug chart 94% 80% Active recording of patients' non allergy status on drugs charts 71% 51% Refusing to dispense unless allergy status is clearly recorded on drug chart 46% 9% Other 20% 17% Source: 2005/2006 medicines management review trust questionnaire Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 53 Effective governance continued trusts stated that this usually happened. Timely review of prescribing by clinical pharmacy staff is one way to provide an independent check on prescribing activity. When staff levels are reviewed, it is important to maintain safety by retaining independent checks for high-risk activities. An identified cause of incidents is the prescribing or administration of medicines to service users with known allergies20. There are a number of ways to reduce this risk (table 12). Ninety-four per cent of trusts reported that they write known allergies on drug charts and 71% will positively affirm if patients do not have an allergy. A number of trusts identified safety barriers that were only used ‘sometimes’. The divergence between the availability of a safety barrier and its use shows the importance of building up a series of different barriers to prevent errors. Electronic prescribing will provide new opportunities to reduce errors if the system is linked to an electronic patient record where allergies are recorded. Twenty six per cent of trusts plan to implement electronic prescribing alongside an electronic patient record. Safety of medicines can be improved by more contact between pharmacy staff and service users and through ensuring that processes are designed for safety. For example, guidance from NICE indicates that rapid tranquillisation may be necessary on occasions, but trusts need to ensure that staff are trained to administer an appropriate level of medicines safely and to monitor physical health after administration of rapid tranquillisation. Clearly, pharmacists’ expertise should inform rapid tranquillisation policies, training and practices. We recommend that trusts implement systems to regularly record the safety 54 interventions made by pharmacists and use this information to identify potential improvements. Trusts should ensure that they have adequate mechanisms to report safety issues, particularly in the community. Trusts should also review their performance on learning lessons from issues explored in the review and look to increase the safety barriers where they have shown to be weak compared to other trusts. Safe and secure handling of medicines Trusts are responsible for the safe and secure handling of all medicines. Mental health trusts tend to be based on a number of sites and each of these sites can have their own medicines store. There should be suitable governance over the management of these stores and regular audits by pharmacy staff. Our review looked in detail at one aspect of the safe and secure handling of medicines: the management of controlled drugs. There has been considerable focus on controlled drugs and trusts are now introducing changes to meet new legislation. The review looked at the systems in place prior to the latest additions to the legislation to ensure that controlled drugs were being managed appropriately. The review showed that 97% of destructions of pharmacy stock, a legal requirement, were being appropriately witnessed and that 94% of trusts demonstrated good practice, with all or nearly all destructions of controlled drugs returned to pharmacies by patients being witnessed. Custom and practice is for audits of pharmacycontrolled drugs to take place every three months, both for pharmacies and other hospital Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Figure 23: Average number of controlled drugs audits per year 14 Figure 24: Average annual growth in trust medicines spend 30% 12 10 Pharmacy 20% Wards, depts 10% 8 0% 6 2002/2003 4 -10% 2 -20% 0 Trusts Source: 2005/2006 medicines management review trust questionnaire stores21. The independent audit should ensure that all drugs are accounted for and that usage appears appropriate. Figure 23 shows that 30% of trusts reported that pharmacy audits take place at least every three months (25% recorded an audit frequency of more than once a month). For other controlled drug storage areas, wards and departments, only 19% reported audits occurring every three months (6% recorded an audit frequency of more than once a month). The data suggests mixed practice and follow up conversations have shown that a number of trusts consider that the reconciliation of each drug after use constitutes an audit. Just 35% of trusts reported compliance with their audit policy for pharmacies and 19% were compliant with their policy for auditing other clinical areas (wards and departments). Twenty per cent of trust pharmacies and 22% of other trust clinical areas had either not been independently audited in a year or had no policy of regular auditing. Trusts should review their controlled drugs policy to determine how it complies with the 2003/2004 2004/2005 2005/2006 Source: 2005/2006 medicines management review trust questionnaire perceived audit custom and practice. Their risk management committees should review their controlled drug audit policy and ensure that the policy and associated resourcing are reviewed to reach a position where they can meet audit policy and get sufficient assurance that controlled drugs are being managed appropriately and in accordance with appropriate regulations. Trusts should ensure that stocks of medicines held in clinics or wards are appropriately managed and audited and that if these stocks are used for dispensing medicines (rather than administering), they are appropriately labelled and paperwork is in order. The cost of medicines The 34 trusts providing information on the cost of medicines in this review estimated that they would spend just over £88 million on medicines in 2005/2006, a decrease on the previous year (figure 24). Pharmacies in mental health trusts have been able to realise the cost saving from being able to purchase clozapine as a generic medicine. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 55 Effective governance continued cost growth (figure 25), part of which can be explained by differences in case mix. It is however important that trusts work to ensure that the medicines bill is not higher than necessary due to challengeable prescribing practices. Figure 25: Change in medicines spend ­ 2005/2006 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% -60% Trust Source: 2005/2006 medicines management review trust questionnaire Given that costs of medicines typically represent 3% of a trust’s overall budget and 16% of its non-staff budget, it is important that there is ongoing active management to ensure that costs remain within budget. Trusts have experienced differing rates of Fourteen per cent of trusts reported that medicines budgets were managed at trust/hospital level, 29% at directorate, 26% at specialty and 29% at ward or consultant level. Fifty-three per cent of trusts reported that budget holders received monthly reports on their medicines expenditure, 21% received quarterly reports, 24% received them when requested and 3% did not receive them. The survey of non-pharmacy staff suggested that on average 43% of trust staff considered that they received adequate medicines expenditure reports (20% considered they were timely and adequate). Twenty-seven per cent of PCTs considered trusts’ medicines expenditure reports as adequate (12% considered they were timely and adequate). Figure 26: Extent medicines business case is informed by information source PBR tariffs All Some Limited Disease incidence Service changes Horizon scanning information NICE guidance Previous historic spend 0% 20% 40% 80% 60% Percentage of trusts with response 100% Source: 2005/2006 medicines management review trust questionnaire 56 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services To have effective budget management, it is important that the budget is based on good information. Trusts produce business cases for their medicines budget and 11% of trusts reported that their business case was highly influential, 49% considered it had some influence, 26% reported limited influence and 14% reported no influence. service than for a new consultant post or clinic. Forty per cent of trusts reported that the pharmacy department would be fully involved in planning a new service (9% had no involvement), 31% were fully involved in planning for a new clinic (14% had no involvement), no trusts were fully involved in planning for a new consultant and 83% had no involvement at all. Trusts advised on the sources of information used to build their business case (figure 26). Previous spend is the most influential source. Supply side sources, NICE guidance, service changes and horizon scanning (gaining knowledge of which medicines will be available and when) are viewed as more useful than demand side sources, payment by results (PBR) tariffs and disease incidence models. We recommend that trusts allocate budgets down to a level where they can influence prescribers’ behaviour and that data on expenditure on medicines is shared with budget holders, ideally once a month, so that they can identify any unexpected cost issues and take appropriate and timely action. Trusts should review the content of existing medicines reports with their stakeholders and agree jointly how it could be improved to meet commissioning needs. Trusts should include a pharmacy and cost impact statement in the business cases for any service changes. Trusts need to plan for the implications for medicines management from known service changes. The review showed that the pharmacy department was more likely to be consulted on these implications for a new Figure 27: Competency re-assessment processes in place 100% 100% Prescribing Nurses Pharmacists Doctors Technicians Locum doctors 80% 80% Dispensing 60% 60% Administration Agency nurses 40% 40% Agency pharmacy staff 20% 20% 0% 0% Trusts Trusts Source: 2005/2006 medicines management review trust questionnaire Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 57 Effective governance continued Ensuring the competency of staff It is important for staff who work with medicines to have appropriate knowledge and training. Trusts need to be aware of the training that new staff have already received, and ensure that their own internal training fills in any gaps, for example, using the hospital’s drug chart and local medicines policies. Trusts need to assure themselves on the independence and quality of training that staff receive. Good practice example 11 The induction programme at Oxleas NHS Trust includes a medicines management component, which covers guidelines and information on medicines, good prescribing practice, and the trust’s administration and medicines policy. A questionnaire has been used to assess the impact of the ongoing induction sessions. A trust’s responsibility to staff and those using services involves providing appropriate training as well as ensuring that staff working with people are competent in various aspects of managing medicines. Checking competence 58 systematically is a challenge, given the frequency of staff changes, the high number of staff involved and the regular use of agency staff. In the review, trusts were asked whether they had any re-assessment process for medicines-related competency for each staff group and medicines activity. Trusts’ responses indicated that there is some re­ assessment activity taking place (figure 27). Pharmacy technicians and nurses are the group most likely to receive competency checking and doctors are the least likely group. Processes to re-assess competency are stronger for trusts’ own staff than for agency staff. We recommend that the National Prescribing Centre leads a national exercise to develop tools to test the medicines-related competencies of staff in identified high-risk areas. These tools should be suitable for assessing all professional groups involved in prescribing and handling medicines. Existing best practice should be sought at the start of this work. Trusts should identify the areas of medicines (including concordance) that are not adequately covered on training courses for each of the professional staff groups and put in place actions to address deficiencies. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Pharmacy staffing In the review we derived an estimate for the clinical pharmacy staff available per occupied bed day (including home treatment places). This estimate assumed that all the available clinical pharmacy time was spent with inpatients or service users receiving home treatment. The robustness of this measure is affected by the level of service delivered through service level agreements (SLAs), as a number of assumptions have had to be made to derive staffing levels for SLA services*. The estimates suggest that three quarters of mental health trusts have clinical pharmacy staff time per occupied bed day which is below the acute trust review median trust value (figure 28). Given that no account has been taken of the staff time required to support the majority of community teams, the gap with acute trust resourcing is wider than this picture presents. There is no clear relationship between resourcing and the proportion of services delivered in-house. The review identified that the proportion of pharmacy staff who are assistants and technicians is significantly lower in mental health trusts (12% and 34% respectively) than in acute trusts (23% and 39%). There are a number of possible explanations: • Many trusts obtain their dispensing services under SLAs from acute trusts and this is the area of pharmacy service where there is most scope for developing the roles of assistants and technicians. However, when clinical pharmacy staffing is considered, 25% of acute trust pharmacy staff are technicians compared to 12% in mental health trusts so this cannot fully explain the difference. • New ways of working are slower to be adopted in mental health trusts and there is scope for further staff mix and role developments through competency-based training and assessments of support staff. • The scope for role development is greater the bigger the size of the pharmacy team, but some mental health pharmacy teams are too small to be able to achieve the skill mix that acute trusts can achieve. 0.5 100 0.4 80 0.3 60 0.2 40 0.1 20 0 percentage hours Figure 28: Clinical pharmacy time (hours) per occupied bed day 0 Mental health trusts Acute trust median % pharmacy activity delivered in house Source: 2005/2006 medicines management review trust set up form and questionnaire * SLA clinical pharmacy time per occupied bed day has been derived based on provider trust estimates of SLA activity levels compared to their own trust activity and assumes SLA resources are allocated consistently across all of a provider trust’s agreements. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 59 Pharmacy staffing continued Figure 29: Percentage trusts where technicians recorded activity during review audit Inpatient supply Mental health TTO supply Acute Therapy discussions Suggest change in therapy choice Suggest change in dose Suggest change in monitoring Drug charts reviewed Adverse drug reaction identified Allergy identified Medication reviews Patients educated 0% 10% 20% 30% 40% 50% Source: 2005/2006 medicines management review audit of clinical pharmacy services There is some evidence of technicians taking on clinical pharmacy work. Our review showed that technicians working on wards are supporting the supply of medicines and providing education for service users (figure 29). We recommend that consideration be given to developing special training for technicians working in mental health to support the introduction of new roles. Good practice example 12 In South West London and St George’s Trust, a senior pharmacy technician is responsible for keeping records for individual service users, supplying repeat prescriptions for service users’ medicines and checking and re-using patients’ own medicines. From structured interviews it was identified that this role has been well received by nurses and has reduced the workload involved in ordering medicines. The new ordering process has reduced the number of missed doses, allowed improved planning of pharmacy work and generated medicines cost savings. 60 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Service level agreements and delivery of services Current medicines management arrangements are influenced by the history of trusts. In April 2001, health services in England were reshaped, leading to the formation of specialist mental health trusts and primary care trusts providing mental health services. Prior to this development, the provision of mental health services was managed alongside physical healthcare and many of the facilities owned by mental health trusts are co-located with acute trusts. This has implications for medicines management. Pharmacy services at the time of the re-organisations tended to remain in acute trusts. Mental health providers often found the most cost effective access to a pharmacy service for them was through setting up a service level agreement (SLA) with the co­ located acute trust. Only 17% of the trusts taking part in the review had their own pharmacy services covering all trusts’ activities. Twenty seven per cent of trusts had one SLA and 27% had two SLAs. There are 29% of trusts whose services are provided through three or more SLAs (13% had three, 10% had four, 3% had five and 3% had six). Clearly, the development and management of effective SLAs is essential for effective medicines management in mental health trusts. SLA arrangements can be based on geography or on service area. Some trusts have chosen to develop in-house clinical pharmacy services whilst purchasing their supply and dispensing services using an SLA. This helps them ensure that the pharmacy staff working in clinical areas are accountable to the trust and have specialist skills in mental health. Another approach has been to include a clause in the SLA that the clinical pharmacy staff will be accountable to the mental health trust’s chief pharmacist. Acute trusts were asked to volunteer their assessment of the funding they received and the service they were able to provide. They identified 53% of agreements with mental health trusts as being under-funded and 35% of this under-funding was considered to be limiting the service acute trusts could deliver to a standard below that experienced by their own patients. In testing the philosophy that an acute trust should provide the same standard of service to people served via an SLA as it does to its own patients, people in eight of the 33 trusts who receive services via SLA receive the same standard of services as those in the providing trust (figure 30). Figure 30: Relative pharmacy time spent on SLAs compared to time spent on own patients (1 = same service) 2 1.5 1 0.5 0 Trusts with service provided via SLA Source: 2005/2006 medicines management review trust set up form and questionnaire Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 61 Service level agreements and delivery of services continued The data collection could not distinguish which part of the service was delivered via SLA (clinical or dispensing), which is a limitation of this analysis. However, there are no clear correlations between service outcome and the proportion of the service delivered via SLA. Where mental health trusts consider the services delivered via SLAs to be inadequate, this needs to be addressed with service providers and commissioners and they should either strengthen the SLA, with additional funding if necessary, or secure alternative service provision. In-house pharmacy provision, particularly of the clinical pharmacy service, is a preferred option chosen by a number of trusts. 62 Some mental health trusts are satisfied with their SLA services and have provider trusts who are committed to providing a high quality service to mental health service users. Some are very concerned that acute trusts will decide to opt out of providing pharmacy services to mental health trusts, once they achieve foundation trust status. It is extremely important during the next few years that pharmacy provision for mental health services is not weakened by changes in service. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Conclusions and recommendations - the way forward The review has assessed trusts’ performance on a range of issues that are encompassed by the term ‘medicines management’. It has provided a mixed picture on the strength of medicines management governance. Nearly a third of trusts reported that their medicines management strategy was still ‘work in progress’ and there are trusts without a director responsible for medicines management and trusts without a chief pharmacist to provide expertise. Services for inpatients from the clinical pharmacy looked relatively weak when compared with acute trusts but where services do exist, levels of contribution, including safety interventions, are similar. Support provided to community teams was found to be even weaker and there is a need to identify models of service to include pharmacy support in each of the teams that work with medicines. Given the long term relationships that service users have with teams, these models should consider the content and frequency of medication reviews. The review identified that implications for the pharmacy should be given more consideration when planning for new services. Medicines are used as a treatment option in the majority of treatment plans and service users often take a number of different medicines. Information obtained from POMH-UK suggests that there are problems with the prescribing of antipsychotics for a significant number of people. The recent community mental health service improvement review also found a wide variation in the proportion of service users with treatment-resistant schizophrenia who were taking clozapine. This all suggests variable compliance with national guidance and a need to improve the overall quality of prescribing. The review obtained evidence from medication reviews that a significant proportion of people are not adhering to their medicines. Mental health trusts have undertaken more work on concordance than acute trusts, for example, development of information for people. Improving adherence is clearly a priority area for trusts providing mental health services. There was limited evidence of inpatients being allowed to manage their own medicines, yet problems with medicines could be identified and addressed before discharge if people are allowed to manage their own medicines whilst in hospital. With a high proportion of people cared for in the community, it is important that there is effective working with other organisations. The review identified weaknesses in obtaining and sharing information with GPs and poor use of shared care agreements. The review identified a need to improve the supply of medicines on discharge in some trusts. Pharmacies in mental health trusts need to be able to dispense small amounts of medicines often at short notice. New technology is only just being developed to meet this need. Initiatives such as dispensing for discharge and using patients’ own medicines are less utilised in mental health trusts than in acute trusts, however, financial benefits from these initiatives are smaller than in acute trusts. Inadequate support from clinical pharmacy staff will also be a barrier to implementation. The mix of staff within the pharmacy differs from acute trusts, with assistants and technicians forming a smaller proportion of the workforce. This suggests that there is scope for developing services through introducing new roles. As with acute trusts, assessment of the competency of staff working with medicines is relatively weak. There is also a need for drugs and therapeutics committees to take responsibility for ensuring the quality of training for staff. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 63 Conclusions and recommendations – the way forward continued A significant proportion of pharmacy services are delivered through SLAs. The review identified that the services received through SLAs are often inferior to those provided to acute trusts’ own patients and that funding was often an issue. Outcome measures showed no clear relationship to the proportion of services delivered by SLAs. Trusts need to review their medicines management strategy following this review and ensure sufficient leadership and governance for all medicines management activities undertaken. There should be appropriate engagement from all professional groups to deliver improvement across the spectrum of activities that relate to medicines management. Leadership for medicines management will be required from the chief pharmacist. The recommendations from this review for trusts are represented in appendix A arranged under 10 focus areas (figure 31), each of which is described in terms of a future vision. Some of this vision is achievable now, and other areas rely on new technology that trusts should be planning to introduce. Whether pharmacy services are delivered in-house or via SLAs, trusts should aim to deliver the same standards of care. Figure 31: Ten focus areas for medicines management 10. Supplying and managing medicines in the trust 1. Involving people in decisions and management of their medicines 9. Accurately recording and reporting on use of medicines 2. Ensuring appropriate and effective use of medicines in peoples care Medicines Management Strategy and Leadership 8. Ensuring staff are competent to work with medicines 7. Choosing and prescribing medicines 6. Governing use of medicines 64 3. Efficiently and effectively providing and administering medicines 4. Promoting multi­ disciplinary team working to provide seamless care 5. Coordinating care with other service providers Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Ten focus areas for a vision for medicines management 1. Involving people in decisions and management of their medicines Time should be spent with service users and their carers explaining medicines and allowing them to raise issues. Concordance should be achieved on how medicines will be used within a person’s care package to achieve the best outcome. Care plans and advance directives should be developed that cover the role of medicines, ongoing monitoring requirements and the person’s preferences for medicines. Where appropriate, people should manage their own medicines whilst in hospital. They should have access to a range of appropriate information which they can discuss with a knowledgeable healthcare professional. Medicines should be managed with appropriate privacy and sensitivity to individual needs. Care pathways, drawn up with service users and their carers should explain how their care is to be managed by the different services. Service users and carers should be advised on the contact process for accessing advice after leaving hospital. 2. Ensuring appropriate and effective use of medicines in people’s care A clinical pharmacy service should be available each day with pharmacy staff operating as part of the multi-disciplinary team in inpatient units and as part of the community teams. They should be involved in discussions on individuals’ medicines and identify and instigate changes to practices to improve the safety, effectiveness and efficiency of medicines. Staff time should be targeted to bring maximum benefit to service users. Regular checks of the safety and effectiveness of service users’ medicines should take place at appropriate intervals during their care, starting on admission. Medication reviews should be performed at appropriate times. 3. Efficiently and effectively providing and administering medicines The supply and administration of medicines to service users should be safe, efficient and support effective care. Medicines for inpatients should be prepared in advance of the decision to discharge them or to enable home leave, and medicines should be available to people in the community at the time that they need them. People using mental health services should be unaware of organisational boundaries and should receive their long term medicines from primary care, once their mental state is stabilised, if this is their choice. The ‘right medicines’ should be administered by trust staff at the ‘right’ time. Medicines should be agreed with the service user and their carer to support adherence. Medicines-related errors should be reported so that lessons are learned. 4. Promoting multi-disciplinary team working to provide seamless care Multi-disciplinary team working should be the norm. Doctors, nurses, allied health professionals and pharmacy staff should collaborate and work with those using their services to deliver safe, effective and individual medicine-related care. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 65 Conclusions and recommendations – the way forward continued Ten focus areas for a vision for medicines management continued 5. Co-ordinating care with other service providers There should be effective joint working with other organisations who have responsibilities relating to service users’ medicines. Appropriate information should be shared regularly between GPs, care homes, community pharmacies and the trust in order to provide safe, seamless care. 6. Governing use of medicines The medicines and prescribing committee, which should include representation from people using services, should ensure that prescribers take account of the most appropriate range of medicines that should be routinely used within their teams. This should include the place of both newly introduced medicines as well as providing advice on medicines that should not be routinely prescribed. In situations where national guidance has not been issued, the medicines and prescribing committee should assess the evidence on the risks and benefits of pharmacological treatments and ensure that any risks associated with medicines are properly managed. The committee should consider wider medicines management issues including prescribing performance, clinical audit, incidents, safety alerts and training needs and should maintain effective medicines-related policies and procedures. 7. Choosing and prescribing medicines Electronic guidance, accessible to prescribers in their everyday duties, should cover the selection of medicines, the 66 introduction of new medicines and the removal of medicines that are no longer appropriate. Electronic prescribing should operate throughout the trust and the administration of medicines should be scheduled and logged. The system should provide a variety of guidance and alerts to reduce the risk of making prescribing and administration errors. Ward staff should be alerted to any missed doses through the system. The system should be linked to the electronic patient record and any known contraindications or allergies should be flagged up. The system should be designed so that safety issues could be addressed through alert logic enhancements. 8. Ensuring staff are competent to work with medicines All staff working with medicines should receive appropriate training at induction and refresher training as necessary and should have their competency checked regularly. Training should be reviewed regularly and adapted to ensure that safety lessons are learned. Training records should be maintained. Staff should be selected and trained in areas, such as supplementary or independent prescribing, based on service and clinical need. 9. Accurately recording and reporting on use of medicines Medicines prescribed and administered should be accurately recorded in the (electronic) patient record and these records should be used to help support safe and effective care. It should be easy to produce a medicines history report that enables an Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Ten focus areas for a vision for medicines management continued efficient review of medicines. Information relevant to people’s medicines, including test results, should be accessible to the trust,GPs and other providers. Prescribers and commissioners should receive regular reports that are easily generated, on the use of medicines for monitoring their budget and clinical practice. 10. Supplying and managing medicines in the trust Medicines should be managed efficiently and safely to ensure that costs are minimised and legal requirements are met. There should be a low probability of service users not receiving their medicines. Medicines waste should be minimised. Stock systems reports on the use of medicines should inform ordering and provide audit trails to support assurance. Dispensing should be efficient and make appropriate use of new technology and ways of working. Medicines should be purchased economically, in the most appropriately sized packages and where re-packaging is required, meet the standards for a manufactured product. Wherever possible medicines should be provided in a form that does not require complex preparation before administration. Errors relating to the supply of medicines should be reported so that lessons can be learned. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 67 References 1 Audit Commission, A spoonful of sugar ­ Medicines Management in NHS Hospitals (18 December 2001) 8 Prescribing Advisory for Mental Health Combining anti-psychotics. Can it be justified? 2 Central and North West London Mental Health NHS Trust’s proposal for a medicines clinic, citing evidence from: Weiden P J, Olfson M: Cost of relapse in schizophrenia. Schizophrenia Bulletin (1995; 21: 419-429); Weiden P J, Glazer W. Assessment and treatment selection for revolving door inpatients with schizophrenia. Psychiatry Quarterly (1997 winter; 68(4): 377-92); Frequent re-hospitalisation and non-compliance with treatment. Hospital Community Psychiatry. (1988, 39: 963-6); A pharmacoeconomic model of outpatient antipsychotic therapy in revolving door schizophrenic patients. Journal of Clinical Psychiatry (1996; 57: 337-45). 9 Ms Denise Taylor and Dr Jane Sutton, Department of Pharmacy and Pharmacology, University of Bath, Report on the Mental health and Learning Disabilities Pharmacy Workforce Survey, (May 2006) 3 Prescribing Observatory for Mental Health-UK - Contribution by Carol Paton to the Healthcare Commission’s State of Healthcare report October 2006 4 Mike Scott, Integrated Medicines Management Project - Final Report, (November 2005) 5 Pharmacists in medical Assessment Unit reduce doctor workload, Calling Time Issue 9, Modernisation Agency 6 Healthcare Commission Adult survey of users of mental health services (2005) 7 Chris Fox, Ian Maidment, Malaz Boustani. Medication errors on Older’s People’s Mental Health in-patient units. Poster at 9th International Conference on Alzheimer’s Disease, (Madrid 2006) 68 10 Correspondence from David Taylor, Chief Pharmacist, South London and Maudsley Trust, (October 2006) 11 Taylor D, Paton C, Kerwin R, The Maudsley 2005-2006 prescribing guidelines, (Taylor & Francis, London 2005) 12 Audit Commission, Managing the financial implications of NICE guidance, (8 September 2005) 13 Jed Boardman & Michael Parsonage, The Sainsbury Centre for Mental Health, Defining a good mental health service: A Discussion Paper (29 November 2005) 14 Department of Health, National Service Framework for Mental Health (30 September 1999) 15 Department of Health, Medicines management in NHS Trusts: hospital medicines management framework, (19 September 2003) 16 Ian Maidment, Paul Lelliott, Carol Paton, A systematic review of medication errors in mental healthcare. Quality & Safety in Healthcare. (15,409-413, December 2006) 17 NHS Management Executive, EL(91)127 Responsibility for prescribing between hospitals and GPs Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 18 Department of Health Guidance for the Development of Consultant Pharmacist Posts, (2005) 19 Department of Health, The Way Forward for Hospital Pharmaceutical Services (1988) 20 Chief Pharmaceutical Officer, Building a safer NHS for patients: improving medication safety (January 2004) 21 Royal Pharmaceutical Society of Great Britain, The Safe and Secure Handling of Medicines: A Team Approach (March 2005) Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 69 Appendix A: Checklist of recommendations for trusts 1. Involving people in decisions and management of their medicines a. Trusts should inform people on the possible approaches to medicine-related care and allow them to be involved in choosing the best approach for their care. b. Trusts should ensure that the design of their care plans and advance directives forms captures appropriate information on medicines effectively. c. Trusts need to check that people are being offered a choice, where possible, of medicines and their choice should be recorded in care plans and advance directives. d. Trusts should ensure that activity to support achievement of concordance is a priority area. e. Trusts should ensure that they make the most appropriate information on medicines available to people, making appropriate use of the material developed and shared within the mental health trust pharmacy community. f. Trusts should review with other NHS organisations in their care community how best to support people who experience problems with their medicines after discharge and ensure that service users and carers are aware of whom they should contact if such problems arise. g. Trusts should offer people the opportunity to self-administer their medicines if they are competent or they can reach competence, and if their stay in hospital will provide sufficient opportunity for them to do this. 70 h. Trusts should provide suitable information explaining off-label and unlicensed medicines for people who are prescribed these medicines, and they should consider the need for a consent process for those with highest risk. 2. Ensuring appropriate and effective use of medicines in people’s care a. Trusts should have adequate expertise to ensure that appropriate medicines are prescribed to inpatients with physical illness, and that systems are in place to provide results of tests from primary care to support this activity. b. People’s medicines should be checked for potential interactions and for appropriateness. c. Trusts should audit their prescribing and consider participating in the POMH-UK audit programme. d. Trusts should increase the amount of time from their pharmacy staff on clinical support towards the target time identified from this review, evaluating the service, and providing appropriate training to ensure benefits are realised. e. Trusts should include clinical pharmacy support in crisis resolution and home treatment teams, and pharmacy support levels should be bought in line with corresponding inpatient units. f. At least one day of clinical pharmacy support per week should be provided to all community teams where the team manages people’s medicines regularly. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services g. Trusts should consider collaborating with PCTs and community pharmacists to use the ‘medicine use review scheme’, with appropriate training, to help ensure that all people using mental health services in the community who take medicines have had a review within the last year. 5. Coordinating care with other service providers h. Trusts should have a policy to review regularly the medicines of people in their care, which should cover the training and competency requirements for undertaking reviews and what would trigger a more comprehensive medication review. b. Trusts and primary care providers should implement processes for sharing working practices and information on people using their services, so that they will experience consistent care wherever they access this care. i. c. Health communities should implement shared care agreements for a nationally agreed list of medicines. Trusts should make available yellow cards for people to report adverse side effects of their medicines. 3. Efficiently and effectively providing and administering medicines a. Trusts should ensure that dispensing systems can support the timely provision of medicines and can provide small quantities of medicines for home leave or for people whose care plan involves picking up medicines regularly. 4. Promoting multi-disciplinary team working to provide seamless care a. Trusts’ pharmacy staff should aim to improve their profile and receive board level support in doing so, to ensure that other hospital staff and service users are aware of how they can contribute to people’s care. b. Pharmacists should be permanent members of multidisciplinary teams. a. Mental health trusts and PCTs should ensure that there are robust processes in place to address the commissioning and implementation of NICE guidance. d. People using services should become overt partners in shared care agreements and should be made aware of who is responsible and what to expect from their care. e. Trusts and GPs should work with community pharmacists to implement arrangements for repeat or repeatable prescribing for stable service users. 6. Governing use of medicines a. Trusts should have a medicines management strategy, which is monitored and updated regularly. b. Trusts should have a chief pharmacist who has the status of a clinical director or equivalent and is accountable through an executive board member. c. The chief pharmacist should be actively involved in the development of clinical and operational policy and pharmacy staff Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 71 Appendix A: Checklist of recommendations for trusts continued should be made key stakeholders in trust initiatives with a medicines content. d. Trusts should include a pharmacy and cost impact statement in the business cases for any changes in services. e. If trusts are aware of problems with services delivered via SLAs, they should work with their service providers and commissioners to put in place agreements that are acceptable to both parties and provide an acceptable standard of service. f. Trusts should implement systems to record regularly the safety interventions made by pharmacists and use this information to identify potential improvements to the safe and secure management of medicines. g. Trusts should ensure that they have adequate safety reporting mechanisms, particularly in the community. h. Trusts should review their performance on learning lessons from issues explored in the review and look to increase the safety barriers where they have shown to be weak compared to other trusts. 7. Choosing and prescribing medicines a. Trusts should review current clinical guidelines to ensure that they provide clear direction for best practice prescribing. b. Trusts should identify and communicate their requirements for electronic prescribing systems and review timescales and local actions required to ensure that benefits can be realised at the earliest opportunity. 72 c. Prescribing guidance produced by trusts should record any unlicensed medicines and clearly state any agreed controls required to maintain an acceptable level of risk. d. Trusts should encourage the use of clinically acceptable licensed medicines to ensure that off-label and unlicensed medicines are used when they are the only clinically acceptable options. 8. Ensuring staff are competent to work with medicines a. Trusts should maximise the benefits from independent and supplementary prescribing by determining where it can be best used to meet clinical and operational need. b. Trusts should develop the roles of pharmacy technicians to include the efficient management of medicines stock and patients’ own medicines, monitoring the benefits including any reduction in their medicines budget. c. Trusts should identify the medicinerelated areas (including concordance), which are not adequately covered on training courses for each of the professional staff groups and put in place actions to address deficiencies. 9. Accurately recording and reporting on use of medicines a. Trusts should allocate budgets down to a level where they can influence the behaviour of those prescribing and they should share data on expenditure on Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services medicines with budget holders, ideally once a month, so that any unexpected cost issues can be identified and appropriate and timely action taken. b. Trusts should review the content of existing medicines reports with their stakeholders and agree jointly how the content of the report could be improved to meet the needs of stakeholder commissioning. 10. Supplying and managing medicines in the trust a. Trusts should review their policy on controlled drugs to determine how it complies with the perceived custom and practice of an independent pharmacy audit of controlled drug stores to reconcile usage and stock and to check for any irregularity in usage every three months. b. Trusts’ risk management committees should review their audit policy on controlled drugs and ensure that the policy and resources are reviewed to enable the audit policy to be met and to receive sufficient assurance that controlled drugs are being used appropriately and in accordance with appropriate regulations. c. Trusts should ensure that stocks of medicines held in clinics or wards are managed and audited appropriately and that if these stocks are used for dispensing medicines (rather than administering), they are appropriately labelled and paperwork is in order. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 73 Appendix B: Recommendations for national organisations There are some issues raised in this report where it would be a poor use of resources, and a failure to learn from existing practice, if each trust were to develop their own local solutions. For example, developing competency checking for healthcare professionals in the use of medicines. There are a number of national bodies and many regional and national groups who could take issues forward and recommendations have been targeted at appropriate groups. It is important that pharmacy leads in strategic health authorities monitor progress on these recommendations and communicate this to trusts. The Psychiatric Pharmacy Group (UKPPG) could also support this monitoring and communication role. Department of Health and SHAs a. The Department of Health should consider an initiative, for example, to improve the quality of antipsychotic prescribing, using a model similar to that used to improve the quality of antimicrobial prescribing in acute trusts. b. To reduce the inconsistencies across the country on how people are able to access care, a nationally agreed list of medicines suitable for shared care should be produced. c. Consideration should be given to using the qualities and outcomes framework (QOF) to encourage GPs to engage in shared care, and in particular to assess and monitor the physical health of service users. d. The existing national mechanism for sharing risk assessments for unlicensed medicines should be reviewed and if necessary improved to ensure maximum 74 learning across trusts and best use of pharmacists’ time. National Institute for Mental Health in England a. NIMHE should consider developing a tool for evaluating the contribution of the pharmacy to community teams and acute wards and, if possible, funding and evaluating pilots of the proposed models. b. Consideration should be given to working with the UKPPG to develop special training for technicians working in mental health to support the introduction of new roles. NHS information centre a. Consideration should be given to developing a wider set of comparator indicators for regular monitoring of prescribing for care communities, feeding any requirements for data to support this activity into the NHS connecting for health secondary user service requirement. Connecting for Health programme a. The Government should ensure that electronic prescribing is available at the earliest opportunity as part of the National Programme for IT. b. NHS Connecting for Health should consider working with a small number of trusts who wish to be early adopters of electronic prescribing, this could help speed up the time to the first implementation and allow learning to be built into solutions before they are shared across the NHS. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services NHS Purchasing and Supply Agency a. The NHS Purchasing and Supply Agency should work with trusts to identify areas where pre-packs could be of significant benefit and work with the pharmaceutical industry to make available a wider selection of pre-packs, ensuring that trusts are aware of the pre-packs that are available. National Prescribing Centre a. The medicines management collaborative should share lessons learned on the implementation of self-administration in mental health trusts. b. The national prescribing centre should publish definitions and guidance on the different types of ‘medication reviews’, linking in with the Skills for Health work which is identifying the competencies required to undertake a medication review. c. The National Prescribing Centre should lead a national exercise to develop tools to test the medicines-related competencies of staff in identified high risk areas. These tools should be suitable for assessing all professional groups involved in prescribing and handling medicines. Existing best practice should be sought at the start of this work. d. A suitable mechanism should be introduced for sharing model shared care agreements to assist development. Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 75 76 Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services Healthcare Commission Talking about medicines: The management of medicines in trusts providing mental health services 77 Healthcare Commission Finsbury Tower 103-105 Bunhill Row London EC1Y 8TG Maid Marian House 56 Hounds Gate Nottingham NG1 6BE Dominions House Lime Kiln Close Stoke Gifford Bristol BS34 8SR Kernel House Killingbeck Drive Killingbeck Leeds LS14 6UF 5th Floor Peter House Oxford Street Manchester M1 5AX 1st Floor 1 Friarsgate 1011 Stratford Road Solihull B90 4AG Telephone 020 7448 9200 Facsimile 020 7448 9222 Helpline 0845 601 3012 Email feedback@healthcarecommission.org.uk Website www.healthcarecommission.org.uk This publication is printed on paper made from a minimum of 75% recycled fibre