FAC ID and Provider Number Change Scenarios SCENARIO 1. HHA Subunit to Parent or Vice Versa 2. SNF to NF or Vice Versa CERTIFICATION. ACTION • Update subunit and parent provider information on the CMS-1572a screen in ASPEN and update to ODIE • No survey required OSCAR PROVIDER NO. • No change • • • • 3. CHOW with Assignment • • • Terminate the SNF or NF No survey required Certify the NF or SNF • No change ASSESSMENT RULES • No action required COMMENTS • • • Assign agreement • to new owner Change owner name & indicate CHOW in OSCAR/ASPEN No survey required Document Created by CMS FAC ID Establish new provider and no. Cross ref. to previous provider no. • No change • No action required No change • No change • No action required • New policy effective with February 8, 2002 release of ASPEN 5.0 Revising SOM Section 2779 provider number ranges to allow same OSCAR number range for parents and subunits. New policy effective with the 2/8/02 release of ASPEN 5.0 Posted 11/2003 FAC ID and Provider Number Change Scenarios SCENARIO CERTIFICATION. ACTION OSCAR PROVIDER NO. FAC ID ASSESSMENT RULES 4 CHOW without Assignment • Terminate old provider agreement Survey Certify new provider New provider agreement • Establish new provider and no. Cross ref. to previous provider no. • New FAC ID • Discharge and Readmit Terminate nonsurviving provider agreement and number • Retain surviving provider no. Cross ref. to previous provider no. • One FAC ID survives • Discharge from non-surviving provider and Readmit to surviving Terminate Medicare provider agreement Survey Certify new provider Issue provider agreement • Terminate provider no. • No change • Discharge all • Establish new provider and no. No change (if FAC ID already established in ASPEN) • Admit all • • • 5. Merger of Two Medicare Providers into One • 6. Medicare Certified to Private Pay Only • 7. Private Pay (never • Medicare certified) • to Medicare Certified Provider • Document Created by CMS • • COMMENTS Posted 11/2003 FAC ID and Provider Number Change Scenarios SCENARIO 8. Private Pay (previously Medicare certified and terminated) to Medicare Certified Provider 9. Medicare HHA or NH with Two Separate Statelicensed Components CERTIFICATION. ACTION • Survey • Certify new provider • Issue provider agreement OSCAR PROVIDER NO. • Establish new provider and Medicare provider number FAC ID • Certify as one Medicare Provider Survey entire provider • One provider no. for entire Medicare provider • • • • New FAC ID because this FAC ID already has a Medicare Provider number associated with it One FAC ID for Medicare provider CMS does not allow additional FAC IDs in ASPEN, OASIS, or MDS for the same provider. ASSESSMENT RULES • Admit all • All assessments tied to one Medicare FAC ID 10. Adding a Second Hospital-based SNF or NF • Prohibited under Medicare & Medicaid regs • N.A. • N.A • N.A 11. Hospital-based SNF Changes to Freestanding • • • No change No survey Update to F/S in OSCAR/ASPEN • No change • No change • No action required Document Created by CMS COMMENTS • FAC ID cannot have two associated provider numbers • Additional SNFs or NFs must be freestanding Posted 11/2003 FAC ID and Provider Number Change Scenarios SCENARIO 12. Certifying a Distinct Part SNF within in a NF 13. Provider moves to another address CERTIFICATION. ACTION • No survey • Terminate NF • Certify as SNF/NF with DP • • Survey at SA/RO discretion Change address in ASPEN Document Created by CMS OSCAR PROVIDER NO. • Establish new provider and no. for a SNF/NF • Cross ref. to previous provider no. • No change FAC ID • No change • No change ASSESSMENT RULES • Carry forward with FAC ID • COMMENTS • New policy effective with the 2/8/02 release of ASPEN 5.0 No change Posted 11/2003