Behind the Dotted Line on the Chinese Map of the South China Sea Behind the Dotted Line on the Chinese Map of the South China Sea Li Jinming* inadvertently or by design, the Western media is currently Whether misinterpreting the dotted line (or“the nine-dotted line”) on the Chinese map as indicating China’ s claim of ownership (sovereignty) to over 80% or even the entire South China Sea. Its aim is to pit China against the entire ten ASEAN states as a regional hegemonic bully. Nothing could be further from the truth. At the same time, what compounds the confusion are the different and sometimes mutually inconsistent interpretations given to that line among Chinese academic and journalistic circles. This essay traces the origin of the dotted line, and safely affirms its legal status as defining Chinese ownership (sovereignty) over the enclosed islands, isles, reefs and atolls. The Origin of the Dotted Line Since its 1885 occupation of Annam (a former kingdom, now part of Vietnam), the French colonialists have cherished territorial designs on China’ s Xisha Islands (the Paracels). They fabricated the lie of seizure of the Xisha Islands by the Annam kingdom in the early 19th century,1 but the truth of the matter is that Commander-in-Chief Li Zhun of the Guangdong provincial navy led a fleet to investigate the Xisha Islands, named every isle there, built log cabins, and planted the Qing imperial flags on the flagpoles erected there to indicate them as part of the Chinese territory.2 The French colonial authorities did not lodge protests at the time. Li Jinming is a Professor of the Institute of Southeast Asian Studies at Xiamen University. 1 Olivier A. Saix 著,胡焕庸译: “法人谋夺西沙群岛”,载于凌纯声著: 《中国今日之 边疆问题》, 台北学生书局,1975 年,第 171 页。 2 “李准巡海记” ,天津《大公报》,1933 年 8 月 10 日。 * CIR November/December 2012 1 Li Jinming Furthermore, when a meteorological meeting was held in Hong Kong in April 1930, Mr. E. Bruzon, the French stationmaster of the meteorological station in Indo-China, and Father L. Froe, his counterpart in a local station in Shanghai, suggested to the attending Chinese delegate that a similar observatory be built in the Xisha Islands. This indicates recognition of Chinese sovereignty there by the international community including the French.1 In his September 29, 1932 note to the French Foreign Ministry, a minister to France of the then Republic of China refuted territorial designs on the Xisha Islands (the Paracels) on the part of the French Governor in Indo-China at the time. The note pointed out that Chinese fishermen had settled there since ancient times and that the Qing dynasty had sent its naval ships there in 1909 to declare to the world its valid occupation of the islands.2 Frustrated in their design to seize the Xisha Islands, the French colonialists then turned their eye southward to the Nansha Islands (Spratly). Disregarding the existing settlements of Chinese fishermen, they dispatched a gunboat and a surveying ship under the guidance of a Mr. Cheyey, Director of the Hanoi Oceanic Studies, in order to demonstrate their occupation.3 Shocked at the event, the Republic of China’ s Foreign Ministry delivered a note to the French Embassy, asking for the name, longitude and latitude of the relevant isles. In its reply telegram, the French government mentioned only the nine islets of steep rock situated in the path of the shipping lane between Annam (Vietnam) and the Philippines, which often caused the shipwreck of French vessels (a flimsy pretext!), and called for safeguard facilities, adding that they had nothing to do with the Xisha Islands.4 Monique Chemillier-Gendreau, Sovereignty over the Paracel and Spratly Islands, Klumer Law International, The Hague, 2000, pp. 166. 2 Monique Chemillier-Gendreau, Sovereignty over the Paracel and Spratly Islands, pp. 185-186. 3 徐公肃: “ 法国占领九小岛事件”,载于凌纯声著: 《中国今日之边疆问题》,第 149 页。 4 陆东亚: “对于西沙群岛应有之认识”,载于凌纯声著: 《中国今日之边疆问题》,第 189 页。 1 2 CIR Vol. 22 No. 6 Behind the Dotted Line on the Chinese Map of the South China Sea This incident alarmed the government of the Republic of China to the need for publishing a detailed map of the South China Sea with unified, verified names in Chinese and English for all the 132 relevant islands, isles, reefs and shoals. This comprised the 28 in the Xisha Islands and the 96 in the Nansha Islands. The task was entrusted to a new Land and Maritime Map Examination Commission, which published The Map of Chinese Islands in the South China Sea in April 1935.1 The Map of Chinese Islands in the South China Sea indicates the location of the Dongsha Islands, Xisha Islands, Nansha Islands and Tuansha Islands, surrounded by boundary lines, and shows China’ s southernmost boundary line reaching a north latitude of 4° and enclosing Zengmu shoals. It was accompanied by a note saying that the Sea Lane Surveying Bureau under the Chinese Navy Department had made an on-the-spot survey that confirmed the existence of settlements of Chinese fishermen there from ancient times. This proves Chinese sovereignty of the nine French-occupied islets in the Nansha Islands. Thus the U-shaped dotted line on the Chinese map today originated in April 1935 as a sound basis in jurisprudence for diplomatic negotiations with France. Having seized the Nansha Islands after its aggressive war against China in 1937, Japan put the islands under the administration of its Taiwan governorship as part of Gaoxiong County. Upon victory over Japan, acting on the Cairo Declaration and the Potsdam Proclamation that“Japanese sovereignty be confined to Honshu, Hokkaido, Kyushu and Shikoku and other islets decided by us,”2 the Chinese government of the time recovered Taiwan and soon afterwards both the Xisha and Nansha Islands. In the fall of 1946, under the order of the then Chinese government, the Chinese navy headquarters dispatched the four warships of Taiping, Yongxing, Zhongjian and Zhongye to the islands in order to recover lost territories, with the former two taking over the Xisha Islands and the latter two the Nansha Islands. Memorial monuments were erected to mark the event. They were accompanied by representatives from the departments of 《水路地图审查委员会会刊》第 1 期, 1935 年 1 月, 第 61-69 页。 《国际条约集(1934-1944)》,世界知识出版社 1961 年, 第 407 页。 1 2 CIR November/December 2012 3 Li Jinming defense, internal affairs, logistics, and also the air force headquarters, for inspection. The Guangdong provincial government of the time also sent out officials to take over the administration, setting up an office at the largest Taiping Island for taking care of affairs of all the subordinate islets of the Nansha Islands.1 But things did not go as smoothly as expected. Seizing the opportunity of a temporary power vacuum after Japanese surrender, both the French colonial authorities in Vietnam and the Philippines attempted to assert control over part of the relevant islands. In quick response, the Chinese government adopted some effective measures. It adjusted the names of the islands in the South China Sea in the light of their geographical positions, changing the names of the original Tuansha Islands into the Nansha Islands and the original Nansha Islands into Zhongsha Islands. It reconfirmed the Zengmu shoals as China’ s southernmost territory. The Chinese Navy Headquarters dispatched troops to garrison as many islands as possible, and offered protection, transportation and telecommunications facilities to the Chinese fishermen during the fishing season. The Territory Division of the then Ministry of Home Affairs published a Map of the Location of Chinese Islands in the South China Sea in 1947, with a U-shaped dotted line enclosing them. The map was included in The Atlas of the Administrative Areas of the Republic of China. Moreover, this map was circulated throughout the world and observed by most countries.2 Since its publication in 1947, the tongue-shaped dotted line on the Chinese map of the South China Sea, otherwise known as the“nine-dotted line,”did not incur any challenges from the international community nor any diplomatic protests from neighboring South-East Asian littoral states until the mid-1990s, signifying their tacit recognition. Further, many maps published abroad also depict the dotted line as such. It was only as late as 吴清玉等: “抗战胜利后中国海军奉命收复南沙群岛实录”,载于中国科学院南沙 综合考察队编: 《南沙群岛历史地理研究专集》,中山大学出版社,1991 年,第 110-111 页。 2 韩振华主编: 《我国南海诸岛史料汇编》,东方出版社,1988 年,第 182 页;第 363 页。 1 4 CIR Vol. 22 No. 6 Behind the Dotted Line on the Chinese Map of the South China Sea the mid-1990s that some neighboring South-East Asian countries began to challenge its legal status. In short, the dotted line was drawn against the backdrop of the French design on the nine isles in the Nansha Islands in 1933. It was finalized after the victory over Japan, when France and the Philippines were attempting to take over part of the Islands. Such safeguards for territorial sovereignty were entirely necessary and justified for a sovereign state. Not a Line of“Historic Waters” The claim of the waters enclosed by the dotted lines as“historic waters”was first made by the Taiwan authorities in July 1989. Two special commissions were then set up under its“Department of Home Affairs,” one responsible for helping affirm base points and baselines to determine the breadth of the territorial waters of the Republic of China, and the other in charge of formulating laws on the exclusive economic zone and territorial waters. Incidentally, for a better understanding of the complexities involved, some background knowledge on the Law of the Sea is required before we proceed with our analysis. The United Nations Convention on the Law of the Sea (UNCLOS), which governs maritime border disputes, only gives primacy to absolute sovereignty in territorial seas. Here the rules are relatively clear, as states have absolute sovereignty either 3 or 12 nautical miles from their coast. The rules of the high seas are equally clear in that the high seas are global commons to which all states have equal rights. By contrast, the rules governing areas in between the territorial seas and the high seas, the so-called exclusive economic zones (EEZs) and continental shelf zones, are not easily applicable in practice. This lack of clarity also pervades the rules governing territory that constitutes islands as opposed to territory such as islets and reefs. As a consequence, these legal principles leave considerable room for divergent interpretations; multiple ways of delineating territorial, EEZ, and continental shelf boundaries; and quarrels over the rights to utilize maritime resources as well as to access. Small wonder that there emerged divisions even inside the two Taiwan commissions over the validity of the claim to historic waters. The CIR November/December 2012 5 Li Jinming advocates asserted that the 1948 Atlas had not evoked any international protest or objections and that the claim did not violate Article 47, paragraph 1 of the United Nations Convention on the Law of the Sea (UNCLOS) (1982). But those opposing argued that lack of coordinates made it impossible to fix the position of the dotted U line on the sea, thereby determining the legal status of the historic waters.1 What is more, the definition of the historic waters had already become obsolete. Its authoritative definition could not be found in any convention such as the 1962 Yearbook of the International Law Commission, the 1964 Regime of Bays in International Law and the 1988 Canada’ s Arctic Waters in International Law. There the historic waters was equated with a coastal bay or inland waters. Furthermore, since its publication, neither the Chinese mainland nor Taiwan had exercised jurisdiction over the sea waters inside the U-shaped dotted line, with their exercised authority mostly confined to the islands or isles and their adjacent waters, without affecting the freedom of navigation for foreign vessels or fishery rights for foreign fishing boats. In fact, in its January 1998 Republic of China Law on Territorial Waters and Adjacent Areas, Taiwan no longer mentioned the historic waters, without formally abandoning the claim nevertheless. Not the Line of“Historic Rights”or “Maritime Boundary”Either After abandoning the claim of historic waters, some scholars on the Chinese mainland and overseas proposed instead the claim of“historic rights.”Professor Zou Keyuan of the Institute for East Asian Studies at Singapore National University, wrote that“Chinese fishermen have been fishing in the South China Sea, a most convincing evidence that China has all along enjoyed historic fishing rights there.”2 But the United Nations Convention on the Law of the Sea (UNCLOS) Yann-huei Song and Peter Kien-hong Yu,“China’s‘Historic Waters’in the South China Sea: An Analysis from Taiwan,”American Asian Review, Vol. 12, No.14, Winter, 1944, pp. 86-88. 2 Zou Keyuan,“Historic Rights in International Law and in China’s Practice,”Ocean Development & International Law, Vol. 32, No. 2, 2001, p. 162. 1 6 CIR Vol. 22 No. 6 Behind the Dotted Line on the Chinese Map of the South China Sea has not provided a definition for“historic rights,”even though it has accepted this legal term in Article 15, thus hinting that the definition should be sought from customary international law.1 As such, world-renowned Dutch law of the sea expert Yehuda Blum held that “historic rights represent an outcome of a long process of accumulation that have been consolidated and evolved into effective rights in international law.”2 In the long period of more than half a century since the publication of the Chinese map, China has constantly reiterated in its domestic laws that the islands inside the dotted line are part of its territory. Such a long process of accumulation has naturally produced“historic rights.”As such, its June 26, 1998 Law on Exclusive Economic Zone and the Continental Shelf states“This law does not affect China’ s historic rights.”However, the same law did not provide a further accurate explanation to the term “historic rights”. But the Vietnamese government and scholars challenged China’ s claim of historic rights, saying that the normal activities of neighboring countries have not met with obstructions from China, and stressing that historic rights do not come under international law. It seems this claim is in need of further elucidation. As for the claim of the maritime boundary line, the dotted line was indeed drawn on the middle line of equal distance between the outermost isles of China’ s islands, the isles in the South China Sea and the lines of neighboring countries as a maritime boundary line. But it has not functioned as such in practice. Well-known expert on maritime boundaries, Daniel Dzurek, pointed out that what the traditional maritime boundary line determines is a country’ s sovereignty over the islands inside the line, 3 and not the sea waters. Senior Indonesian diplomat Hasyim Djalal also 《联合国海洋法公约》,海洋出版社,1983 年, 第 11 页。 Yehuda Z. Blum,“Historic Rights,”in Rudolf Bernhardt ed., Encyclopedia of Public International Law, Installment 7, Amsterdam, North-Holland Publishing Co., 1984, pp. 120, 121. 3 Quoted from Liselotte Odgarrd, Maritime Security between China and Southeast China, Ashgate Publishing Company, Burlington, 2002, p. 90. 1 2 CIR November/December 2012 7 Li Jinming noted that the absence of definition and point coordination of the dotted line made it difficult to determine its accurate location. Clearly, the Chinese government only claimed sovereignty over the island groups, rather than the entire maritime space inside the dotted line.1 The 1958“Declaration on China’ s Territorial Sea”says that“This regulation applies to all the territories of China including the Chinese mainland, its coastal islands and Taiwan, Penghu Islands, the Dongsha Islands, Xisha Islands, Zhongsha Islands, Nansha Islands and other Chinese isles that are separated by the high sea.”This suggests that China did not claim sovereignty on sea waters beyond the 12 nautical miles’limits of territorial waters.2 Moreover, the 1996 Statement on the Baseline of Territorial Waters claimed that the baseline for the Xisha Islands is composed of 28 surrounding base points. This further indicates that China has not considered the dotted line as its maritime boundary line in the South China Sea. If this was the case, the announcement of the baseline for the Xisha Island would have been superfluous.3 Defending the Clarified Dotted Line As a matter of fact, most Chinese scholars regard the dotted line only as an“island ownership line.”Gao Zhiguo, Director of the Institute of Oceanic Development Strategy under the State Oceanic Administration (supervised by the Ministry of Land and Resources), wrote that“scrutiny of relevant Chinese documents shows that Beijing has never laid claims to the entire maritime space in the South China Sea save the island groups and their adjacent areas inside the dotted line.”4 Taiwan scholar, Professor Yu Kien-hong, echoed his view, saying that“The aim of the dotted line Hasyim Djalal,“Spratly dispute needs democratic settlement,”The Jakarta Post, January 2, 1995, p. 5. 2 Lu Ning,“Baseline for claims on territorial waters,”Business Times (Singapore), June 19, 1996, p. 10. 3 Zou Keyuan, Law of the Sea in East Asia: Issues and Prospects, Routledge, London and New York, 2005, p. 57. 4 Gao Zhiguo, “The South China Sea: From Conflict to Cooperation,” Ocean Development & International Law, Vol. 25, 1994, p. 346. 1 8 CIR Vol. 22 No. 6 Behind the Dotted Line on the Chinese Map of the South China Sea was to indicate China’ s sovereignty over the four island groups.”1 Another Taiwan scholar, Professor Yu Kuanci, went into more detail, observing that “Although we may refer to the demarcation line between maritime space or the outer line of all maritime space under state jurisdiction as‘boundary line,’the term can only apply to inland waters under absolute state sovereignty. The island ownership line is another story. This indicates state ownership over the islands, islets, reefs and shoals inside the dotted line. The legal status of the maritime space inside the dotted line hinges on that of the islands, reefs or island groups, with nothing to do with the island ownership line. As such, the original aim was undoubtedly to indicate sovereignty over all the islands, islets, reefs and shoals inside the dotted 2 line.” What is more, the way that the dotted line is delineated also substantiates our argument. The line basically follows the outermost islets and reefs of the four Chinese island groups in the South China Sea, with its northern part at the Beiwei shoals of the Dongsha Islands, its eastern part at the Huangyan Islands of the Zhongsha Islands and the Haima shoals of the Nansha Islands, its southern part at the Zengmu shoals, and its western part at the Wan’an shoals of the same Nansha Islands. This explains why the Ministry of Home Affairs of the Republic of China called the map it published in 1947 The Geographical Location Map of the Islands in the South China Sea as a claim to China’ s ownership over these islands, islets, reefs and shoals. Such a method of delineation accords with the international convention of the time. It is a shorthand method of encompassing all the islands and reefs within a boundary line that runs along the outermost islets, so sparing the trouble of enumerating the numerous islets individually by name. In fact, such a practice was in widespread use in the late 19th and early 20th centuries, as seen in the boundary delineation in Alaska between Yann-huei Song and Peter Kien-hong Yu,“China’s‘Historic waters’in the South China Sea: An analysis from Taiwan,”American Asian Review, Vol. 12, No. 4, Winter, 1994, p. 98. 2 俞宽赐: “我国南海 U 形线及线内水域之法律性质和地位”,载于海南南海研究中 心编: 《海南暨南海学术研讨会论文集》,2001 年, 第 427-439 页。 1 CIR November/December 2012 9 Li Jinming the United States and Czarist Russia in 1867, Britain’ s permission for Queensland (Australia) to annex the Islands of Terres Strait in 1879, and in the carving up of the Solomon Islands by Great Britain and Germany in 1899.1 What was divided up was merely the relevant islands, rather than the entire water area. Again, the so-called“treaty line”inherited by the Philippines from America upon independence on July 4, 1946 was delineated by the treaty signed on December 10, 1898 between the United States and Spain. Washington later reiterated time and again that Manila has all along been aware that the treaty relates only to the land and maritime territories as opposed to the entire water area inside the treaty line that was adopted for the convenience of listing numerous islets, despite it being identified with latitude and longitude. Washington did not intend to include the water area between the islets into any article of the treaty.2 As such the dotted line should naturally be considered as indicative of island ownership only. Examination of relevant Chinese official statements and maritime laws and regulations bolster my argument even further. In the Statement Concerning the Anglo-American Draft Treaty with Japan and the San Francisco Conference, the then Chinese Premier and concurrent Foreign Minister Zhou Enlai declared in 1951 that“just like the entire Nansha Islands, Zhongsha Islands and Dongsha Islands, the Xisha Islands and Nanwei Islands have been Chinese territories since ancient times.” Thereafter, all Chinese official statements and relevant maritime legislation (for example the 1958 Declaration on the Territorial Sea and the 1992 Law on the Territorial Sea and the Contiguous Zone) have all along adhered to this stance without any reference whatsoever to the entire maritime space inside the dotted line. What merits our attention is an article“Beijing should erase the ‘U-shaped Line’”by Mr. Barry Wain, Contributor to the Asian Wall Street Journal. He asserted that“If the dotted line represents China’ s claim to the J. R. V. Prescott, The Maritime Political Boundaries of the World, Methuen, London, 1985, p. 235. 2 Kriangsak Kittichaisaree, The Law of the Sea and Maritime Boundary Delimitation in Southeast Asia, Oxford University Press, Singapore, 1987, p. 156. 1 10 CIR Vol. 22 No. 6 Behind the Dotted Line on the Chinese Map of the South China Sea relevant islands, Beijing may immediately erase the dotted line without causing too much damage.”1 Clearly, he had a trick up his sleeve. If things were really that simple, why did he not advise Manila to do the same thing by erasing the treaty line previously clarified as an island ownership line. In fact, the dotted line has been in existence for over half a century, since its inception in 1947. Indeed, it has served as historic evidence supporting China’ s claim to the island groups in the South China Sea, in particular the shoals and the submerged coral islets. It may also help us to demarcate maritime boundaries between China and other littoral states.2 Therefore, no matter what legal status will eventually be confirmed for the dotted line, instead of erasing it, we should protect it with redoubled efforts. (translated by Ma Zongshi) 1 Barry Wain,“Beijing should erase the‘U-shaped Line,’”The Asian Wall Street Journal, May 26-28, 2000, p. 10. 2 Zou Keyuan, Law of the Sea in East Asia: Issues and Prospects, Routledge, London and New York, 2005, p. 59. CIR November/December 2012 11