EEU Working Group - Matrix of Functions and Services September 17, 2007 Function Existing Regulatory Commitment Existing Contract Structure (i.e., Docket Nos. 5980, 6290, 7081) “Long-Term Performance Contract Structure” Scope of EEU Service Electric System-Wide Programs Geo-Targeted Services DUP DSM implementation Market Transformation Public Information and Education Training and Workforce Development Geographic/Customer Class Equity FCM Participant for Statewide EE Resources Codes and Standards Act 250 compliance assistance Combined Heat and Power Demand Response Single EVT Contractor and BED EEU Distribution Utilities (EVT contractor must bid if asked) EEU (somewhat fuzzy) EEU (somewhat fuzzy) Limited EEU EEU EVT Contractor and BED EVT Contractor Responsible for Code Support; Role in Code and Standard Development Somewhat Fuzzy EEU EEU only in very limited cases DUs and Third Parties R&D none Legal Basis Legal Mechanism EVT Contract & BED Appointment Governance and Oversight Determination of Performance goals, objectives, minimum standards, performance indices PSB with DPS input, negotiated with Contractor “Franchise-like Structure” (PerformanceBased Ongoing Appointment) Advisory Input Annual Plan Review and Approval Routine (Contract) Administration Routine Oversight of Spending Advisory Committee Public Review, Workshop and PSB Approval Contract Administrator Contract Administrator Term Term of Appointment 3 Years with Option for 3-Year Renewal Performance Assurance Performance Requirements Performance Incentives Performance Penalties Contract Terms and Conditions; Minimum Performance Requirements Compensation Holdback Tied to Measurable Performance Indices Non-Renewal or Loss of Contract Program Planning & Implementation Determination of Program Scope/Design Program delivery – single or multiple entities Incentives Implementation Strategies EEU, Within PSB Guidelines Discretion of EVT Contractor and BED Discretion of EVT Contractor and BED Discretion of EVT Contractor and BED Resource Planning Long-Term Resource Planning NTA Planning & Analysis Efficiency Potential Studies Contribution to DPS Forecasts and Plans Input to Legislature Utilities/VELCO/ DPS Utilities DPS with input from PSB Workshop Process Limited Input from EEU only as Requested by DPS EEU Provides Information only when Requested and Approved by EEU Working Group - Matrix of Functions and Services September 17, 2007 PSB (through Contract Administrator) Evaluation Savings Verification Market Assessment Process Evaluation DPS DPS no responsibility Budget Setting Authority Budget Setting Process PSB PSB Workshops inform PSB Order Set once every 3 years, w/subsequent adjustments at discretion of PSB Budget Budget Term