C802.20-03/29 Smart Antenna and MC-SCDMA Next Generation Technologies for Wireless Broadband Guanghan Xu, CTO Navini Networks July 26, 2016 April, 12 2001 1 C802.20-03/29 Outline • Comparative Analysis of CDMA, OFDM, and MC-SCDMA • Comparative Analysis of Smart Antennas vs Conventional Antennas • Comparative Analysis of TDD vs. FDD • Optimal Integration of Technologies to Create a Broadband Solution • Field Trial Results of the Integrated Technologies C802.20-03/29 Wireless Broadband Challenges Path Loss (Link Budget) 14.4Kbps to 1Mbps = 69 times or 18dB more power Multipath Fading Intercell Interference F1 F1 Suburban F1 F1 t F1 F1 F1 Free space Time Domain F1 City Rural Mixture of Broadband & Narrowband (voice) f Frequency Domain 0.1 1 2 3 5 10 20 km F1 C802.20-03/29 OFDM Multiple Access • OFDM offers very good immunity to multipath issues. • FFT is very efficient in channelization NlogN instead of O(N2). • OFDM needs much higher fade margin requiring higher signal levels and complex coding. • OFDM has high peak to average ratio that impacts link budget due to large PA backoff. • OFDMA is difficult to reliably transmitting narrowband data or voice due to the spectrum nulls. Frequency hopping does smooth out the probability of hitting the nulls. • OFDM is susceptive to intercell interference in the N=1 deployment while all the neighboring cells are fully loaded. Transmitted OFDM Spectrum f Received OFDM Spectrum Signal Threshold f C802.20-03/29 Conventional CDMA + + + Received CDMA Spectrum Transmitted CDMA Spectrum Interference Signal f f Frequency Domain Frequency Domain Code 1 Code 2 Code 3 Code 4 • CDMA (1XEVDO, EVDV & WCDMA) all have asynchronous CDMA uplink. • Due to high spreading gain, CDMA (1X and WCDMA) signals are more resistant to intercell interference which enables N=1 deployment. • Since each code has sufficient bandwidth, signal fading is marginal. • Due to high intercode or intracell interference, the link budget is adversely impacted leading to the cell breathing effect. • The high intracell interference also considerably reduces the capacity or throughput of the system. C802.20-03/29 Synchronous CDMA (SCDMA) Symbol Period + + + Code 1 Code 2 Code 3 Code 4 • Synchronous CDMA (SCDMA) can maintain code orthogonality and its multipath interference or intercode interference is minimized. • Due to the spreading gain, the SCDMA signals are also more resistant to intercell interference which enables N=1 deployment. • Since each code has sufficient bandwidth, signal fading is marginal. C802.20-03/29 Multipath Effect to SCDMA Multipath Channel of User 1 + + + + + Multipath Channel of User 2 + + + + Symbol Period Other User Interference Self Interference User 1 Signal User 2 Signal Code 1 Code 2 Code 3 Code 4 C802.20-03/29 Joint Detection for SCDMA • Joint detection is the solution to effectively handle the multipath in multiuser CDMA systems. • Joint detection is computationally expensive and its complexity is O(N2L), where N is the spreading factor and L is the channel length. • Increasing N leads to more resistence to signal fading and the ability to assign lower data rates to handle the mixture of narrowband and broad applications • Increase N does increase the complexity of joint detection quadratically. • Wide bandwidth (1.2288Mcps for IS-95 or 1X, 3.84Mbps for WCDMA) also leads to small chip periods or relatively increases L which will increase the complexity and degrade the performance. C802.20-03/29 Optimal Tradeoff: MC-SCDMA f f f WCDMA OFDM Best on multipath interference Bad on intercell interference Worst on signal fading Best on signal fading Worst on multipath interference Good on intercell interference f MC-SCDMA Optimal tradeoff among multipath interference, intercell interference, and signal fading f f C802.20-03/29 Subcarrier Arrangement 5MHz •Subcarrier spacing =500KHz •Chip rate = 400kcps •Chip period = 2.5us C802.20-03/29 Maintain Sync in Mobility • Mobile speed 250KM/hour • Worst case movement distance in 10ms is 0.69M • Time of arrival change = 0.69/3x108 = 2.3ns. • Time of arrival change for one second is 200ns • For chip period of 2.5us, the time of arrival change is only 1/12.5 chip. C802.20-03/29 Competitive Analysis SUI Propagation Model (IEEE802.16) SUI Channel model index 1 2 3 4 5 6 Tap 1 Tap 2 Tap3 0 ms, 0 dB 0.4 ms, -15 dB 0.8 ms, -20 dB 0 ms, 0 dB 0.5 ms, -12 dB 1 ms, -15 dB 0 ms, 0 dB 0.5 ms, -5 dB 1 ms, -10 dB 0 ms, 0 dB 2 ms, -4 dB 4 ms, 0 ms, 0 dB 5 ms, -5 dB 10 ms, -10 dB 0 ms, 0 dB 14 ms, -10 dB 20 ms, -14 dB -8 dB C802.20-03/29 Downlink Performance of WCDMA, 1X, MC-SCDMA WCDMA 1X MC-SCDMA 100% loaded w/ JD MC-SCDMA has at least 4 times improvement in performance. 25%W/O loaded 100% loaded JD 25% loaded 50% loaded 50% loaded 100% loaded 100% loaded Sprint Model Index C802.20-03/29 Simulations of Uplink Performance of Best Case WCDMA, 1X, SCDMA Technologies WCDMA 1X MC-SCDMA 100% loaded w/ JD MC-SCDMA has at least 4 times improvement in performance. 25%W/O loaded 100% loaded JD 25% loaded 50% loaded 50% loaded 100% loaded 100% loaded SUI Model Index C802.20-03/29 Fade Margins of OFDM vs MC-SCDMA 32 tones or 32 codes in 500KHz bandwidth for SUI model 4 95% reliability Reliability OFD M SCDMA SCDMA Joint Detection 95% 13dB 7dB 8dB 99% 20dB 9dB 11dB 99% reliability The fade margin for OFDM with 99% reliability is about 10dB more than MC-SCDMA. C802.20-03/29 Comparison among WCDMA/1X, OFDM, & MC-SCDMA • With respect to intercell interference, MC-SCDMA has similar performance as WCDMA/1X and outperforms OFDM significantly due to spreading gain. • With respect to intercode interference, MC-SCDMA with low complexity joint detection has similar performance as OFDM and outperforms WCDMA/1X significantly in the presence of multipath. • With respect to signal fading, MC-SCDMA with low complexity joint detection has similar performance as WCDMA/1X and outperforms OFDM significantly in the presence of multipath. • With respect to mixture of narrowband and broadband, the MCSCDMA performs similarly as WCDMA and has the similar low complexity as OFDM (leveraging FFT). C802.20-03/29 Adaptive Antenna Array Conventional Smart Antenna Power Distribution Legacy RF System Patented Smart Antenna Software Power Distribution Low Capacity High Capacity Signal Interference from other users High Complexity Signal 128W Interference from other users Low Complexity 2W Power Level Power Amplifier Module Power Level Power Amplifier C802.20-03/29 Link Budget Advantages Conventional 2 Watts + 0 dB Gain Adaptive Phased Array 2 Watts + 18 dB Gain Same scale, same terrain, same clutter, same location C802.20-03/29 Interference Nulling Desired Signal 1 Desired Signal 2 C802.20-03/29 Interference Nulling I/C=18dB Desired Signal 1 Lost I/C=15dB Desired Signal 2 Lost C802.20-03/29 Interference Nulling Simple CDMA with a Single Antenna C802.20-03/29 Interference Nulling Simple Beamforming Interference Nulling Interference Nulling C802.20-03/29 C802.20-03/29 Interference Nulling Example Signal Without Interference BTS Receive Period BTS Transmit Period Actual Signal Measured at 2.4GHz C802.20-03/29 Interference Nulling for N=1 Deployment Simulation Assumptions: • 3 sectors linear array with 8 elements • Each sector has 10 simultaneous users each has the same data rate C802.20-03/29 FDD vs TDD Frequency division duplex (FDD) requires at least 30-40 MHz guard band between up and down streams to make the duplexer feasible. >30MHz Unusable Spectrum Up/down stream Down/up stream Duplexer filtering Profiles C802.20-03/29 FDD vs TDD Summary of FDD Advantages: 1. Guard time of TDD fundamentally limits the communication distance while FDD does not have such a restriction. 2. TDD may not be backward compatible to existing FDD wireless communication systems such as cellular phones. 3. FDD has 3dB more link budget than TDD in uplink link budget for symmetric separation. Summary of TDD Advantages: 1. Flexibility of selecting a carrier for providing services. 2. Flexibility of providing dynamic asymmetric services for both uplink and downlink. 3. Exploitation of full benefits of smart antenna technologies leading to high capacity, high performance, and low cost. C802.20-03/29 Optimal Integration of Smart Antennas, MC-SCDMA, and TDD • Smart Antennas with TDD • Smart uplink and smart downlink (same carrier frequencies) • Smart Antennas with MC-SCDMA • Simple smart antenna algorithms and robust performance • Low complexity joint detection algorithms • TDD and MC-SCDMA • Simple open-loop power control scheme for mobile communications • Smart Antennas + TDD + MC-SCDMA • Require simple signaling protocol • Multiple antennas lead to high redundancy • Can localize the terminal and predict handoff C802.20-03/29 Baton Handoff • Determine distance from uplink synchronization Downlink Uplink Downlink • Uplink Close to base station Far from base station Determine direction-of-arrival (DOA) from smart antennas Determine the terminal location from DOA and distance q Handset Antenna Array • Location based handoff Baton handoff C802.20-03/29 Base Station • Antenna installation on 30m PCS tower • Outdoor cabinet C802.20-03/29 Frequency Planning F2 E2 F2 F2 E3 E2: 2608-2614MHz F2: 2614-2620MHz E3: 2620-2626MHz Frequency Reuse E2 C802.20-03/29 Outdoor Tests Omni antenna used for drive test, CPE located inside car C802.20-03/29 Indoor Tests C802.20-03/29 Test Items in the Trials – Technology 1) Beamforming Gain Stability (Up and Down Link) 2) C/I Comparative Performance (Up and Down Link) 3) Effectiveness of Interference Rejection Technology – Product and Network Deployment 1) Data Rates vs Distance 2) Coverage Prediction Accuracy 3) Service Level Agreement Stability Across System Load Levels 4) System Stability with Large Number of Simultaneous Users 5) System Stability with under High User Contention Load 6) CPE Portability (Roaming) Between Cells 7) System Recovery Speeds 8) Cell Coverage Stability Across System Loads 9) Quality of Service/Grade of Service 10) Indoor Penetration Loss C802.20-03/29 Beam Pattern • Many beam patterns suggests high levels of multipath during data rate tests • This multipath is exploited by adaptive antennas. • This multipath would severely degrade conventional systems. C802.20-03/29 Beamforming Results Distribution of CPE Results During Drive Testing Navini Beamforming Results from Drive Test 40% 35% 1 Average per Drive Site 1 Sample per Sec at each site 25% 20% 15% 10% 5% 27 <= x < 26 26 25 <= x < 25 <= x < 24 24 23 <= x < 23 <= x < 22 22 21 <= x < 21 <= x < 20 20 19 <= x < 19 18 <= x < 18 < x 17 <= x < 17 0% <= % of samples 30% 16 16 <= x < 17 17 <= x < 18 18 <= x < 19 19 <= x < 20 20 <= x < 21 21 <= x < 22 22 <= x < 23 23 <= x < 24 24 <= x < 25 25 <= x < 26 26 <= x < 27 Total Samples Average 1 Average per 1 Sample per Drive Site Sec at each site 0% 1% 0% 4% 5% 10% 18% 20% 14% 18% 41% 24% 18% 10% 5% 6% 0% 2% 0% 1% 0% 1% 100% 97% 22 3908 21.1 21.1 45% • Average Downlink beamforming gain was 21 dB • 92% of Non Line Of Site (NLOS) locations had a downlink beamforming gain of 18dB or better C802.20-03/29 Drive Test Result of One of Six BTS Sectors C802.20-03/29 Prediction vs Field Measurement C802.20-03/29 FTP Raw Downlink Data Rates FTP Downlink Data Rates (Raw bit throughput in upto 2 MHz @ 50% Duty Cyle) (Site with SLA Coverage, Single BTS) 4000 3500 kb/s (Raw Data Rate) 3000 1A 2A 3A 4A 5A 6A Avg Front of Home Avg Inside Good Avg Inside Worst 2500 2000 1500 1000 500 0 - 1.0 2.0 3.0 Distance (km) 4.0 5.0 6.0