{March, 16, 2004 } Project IEEE P802.20- IEEE 802.20 Working Group on Mobile Broadband Wireless Access <http://grouper.ieee.org/groups/802/20/> Title SRD Work sheet for March 2004 Plenary meeting Date 2004-03-15 Submitted Source(s) John Humbert 6220 Sprint Parkway, Voice: (816) 210-9611 Fax: (913) 794-0420 Email: jhumbe01@sprintspectrum.com MS KSOPHD0504 - 5D276 Overland Park, KS 66251 Re: System Requirements Update Abstract This contribution provides an update on the status of the System Requirements document. Purpose Status Update / Process for SRD Notice This document has been prepared to assist the IEEE 802.20 Working Group. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein. Release The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE’s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.20. Patent Policy The contributor is familiar with IEEE patent policy, as outlined in Section 6.3 of the IEEE-SA Standards Board Operations Manual <http://standards.ieee.org/guides/opman/sect6.html#6.3> and in Understanding Patent Issues During IEEE Standards Development <http://standards.ieee.org/board/pat/guide.html>. {March, 16, 2004 } IEEE P802.20- IEEE P 802.20™ Date: March-16- 2004 802.20 Requirements Document Discussion points {March, 16, 2004 } IEEE P802.20- Contents 1 2 3 Overview ................................................................................................................................................. 7 1.1 Scope – 2 options............................................................................................................................. 7 1.2 Purpose – 2 options ......................................................................................................................... 8 1.3 PAR Summary – 2 options .............................................................................................................. 9 Overview of Services and Applications – 2 options .............................................................................. 11 2.1 Voice Services - 2 options ............................................................................................................ 14 2.2 Broadcast/Multicast Support - 2 options....................................................................................... 15 System Reference Architecture .............................................................................................................. 16 3.1 System Architecture – 2 options .................................................................................................... 16 3.1.1 3.2 4 Reference Architecture – See Version 11r ............................................................................. 17 Definition of Interfaces – See SRD Version 11r ............................................................................ 18 Functional and Performance Requirements ........................................................................................... 18 4.1 System ........................................................................................................................................... 18 4.1.1 Support for Different Block Assignments .............................................................................. 18 4.1.1.1 (section 4.1.2 in 11r) Spectrum Block Assignment Sizes - 2 options .............................. 18 4.1.1.2 RF Channel Bandwidths – New section ............................................................................. 19 4.1.2 (section 4.1.1 in 11r) System Spectral Efficiency (bps/Hz/sector) – 4 options ...................... 20 4.1.3 Duplexing - 2 options ........................................................................................................... 23 4.1.4 Mobility - 2 options .............................................................................................................. 24 4.1.5 Aggregate Data Rates – Downlink & Uplink - 3 options ..................................................... 25 4.1.5.1 User Data Rates - Downlink and Uplink - 3 options ......................................................... 26 4.1.6 Number of Simultaneous Active Users - 2 options ............................................................... 28 4.1.7 Latency and Packet Error Rate – 4 options ............................................................................ 29 4.1.8 Support for Multi Antenna Capabilities - 2 options ............................................................. 31 4.1.9 Antenna Diversity - 3 options ................................................................................................ 32 4.1.10 Support for the use of Coverage Enhancing Technologies - See SRD version 11r ........ 33 {March, 16, 2004 } IEEE P802.20- 4.1.11 Best Server Selection 4.1.12 QoS 4.1.13 Network Security - See SRD version 11r ........................................................................... 36 4.2 - 3 options ........................................................................................ 34 - 1 option.................................................................................................................... 35 4.1.13.1 Access Control - See SRD version 11r ....................................................................... 36 4.1.13.2 Privacy Methods - See SRD version 11r ..................................................................... 36 4.1.13.3 User Privacy - See SRD version 11r ............................................................................ 36 4.1.13.4 Denial of Service Attacks - See SRD version 11r ...................................................... 36 4.1.13.5 Security Algorithm - See SRD version 11r ................................................................. 36 PHY/RF ......................................................................................................................................... 36 4.2.1 Noise figure / Receiver sensitivity - 2 options ..................................................................... 36 4.2.2 Link Adaptation and Power Control - See SRD version 11r .............................................. 37 4.2.3 Performance under Mobility and Delay Spread 4.2.4 Duplexing – FDD and TDD - 2 options............................................................................... 39 4.2.5 Synchronization - See SRD version 11r ............................................................................. 40 4.2.6 Measurements - 4 options ................................................ 38 - See SRD version 11r .............................................................................. 40 4.3 Spectral Requirements - See SRD version 11r ............................................................................ 40 4.4 Layer 2 MAC (Media Access Control) .......................................................................................... 40 4.4.1 4.5 Quality of Service and the MAC - See SRD version 11r .................................................. 40 Layer 3+ Support ........................................................................................................................... 40 4.5.1 4.5.1.1 Handoff Support - See SRD version 11r ............................................................................ 40 IP-Level Handoff - See SRD version 11r ....................................................................... 40 4.5.2 802.1Q tagging - 2 options ................................................................................................ 40 4.5.3 CPE software upgrade “push” - See SRD version 11r ......................................................... 40 4.5.4 OA&M Support - 4 options ............................................................................................... 40 4.6 Scheduler - See SRD version 11r.................................................................................................. 43 4.7 User State Transitions - See SRD version 11r ............................................................................. 43 4.8 Resource Allocation - See SRD version 11r ................................................................................ 43 {March, 16, 2004 } 5 References Appendix A IEEE P802.20- - See SRD version 11r ..................................................................................................... 43 Definition of Terms and Concepts - See SRD version 11r ............................................... 43 {March, 16, 2004 } 1 1 2 1.1 3 Option 1 – Version 11R text IEEE P802.20- Overview Scope – 2 options 4 5 6 7 8 9 10 This document defines system requirement for the IEEE 802.20 standard development project. These requirements are consistent with the PAR (IEEE SA Project Authorization Request) document (see section 1.3 below) and shall constitute the top-level specification for the 802.20 standard. For the purpose of this document, an “802.20 system” constitutes an 802.20 MAC and PHY implementation in which at least one Mobile station communicates with a base station via a radio air interface, and the interfaces to external networks, for the purpose of transporting IP packets through the MAC and PHY protocol layers. 11 Option 2 – Joint Contribution 12 13 14 15 16 17 18 This document defines system requirements for the IEEE 802.20 standard development project. These requirements shall be consistent with the approved PAR (IEEE SA Project Authorization Request) document (see section 1.3 below) and shall constitute the top-level specification for the 802.20 packet mobile wireless standard, the scope of which is limited to layer-1 and layer-2 specifications. It is further assumed that Layer-3 and above are standardsbased IP architectures. {March, 16, 2004 } IEEE P802.20- 1 Purpose – 2 options 2 1.2 3 Option 1: - Version 11R Text 4 5 6 This document establishes the detailed requirements for the Mobile Broadband Wireless Access (MBWA) systems. How the system works is left to the forthcoming 802.20 standard, which will describe in detail the interfaces and procedures of the MAC and PHY protocols. 7 8 9 10 11 12 13 Option 2: Joint Contribution This document establishes the detailed requirements for IEEE 802.20 Mobile Broadband Wireless Access (MBWA) systems. These system level requirements form the basis for the formulation of the detailed specifications of Layer-1 and Layer-2 as well as the interfaces and support for higher protocol layers and management systems. {March, 16, 2004 } IEEE P802.20- 1 PAR Summary – 2 options 2 1.3 3 Option 1: - Version 11R 4 The scope of the PAR (listed in Item 12) is as follows: 5 Option 2 – Joint Contribution 6 7 8 9 10 11 12 The following text, included in the approved IEEE 802.20 PAR, describes the scope and main technical characteristics of 802.20- based MBWA systems. The reader should note that the following table is presented here as the basis for 802.20's work and some requirements may have changed within this document. In the case of contradictions between this table and requirements text in the remainder of this document, the requirements text shall take precedence. According to IEEE rules PARs may be revised periodically by the working group. 13 {Editors note: the remainder of the section is identical between the two options} 14 15 16 17 18 19 “Specification of physical and medium access control layers of an air interface for interoperable mobile broadband wireless access systems, operating in licensed bands below 3.5 GHz, optimized for IP-data transport, with peak data rates per user in excess of 1 Mbps. It supports various vehicular mobility classes up to 250 Km/h in a MAN environment and targets spectral efficiencies, sustained user data rates and numbers of active users that are all significantly higher than achieved by existing mobile systems.” 20 21 In addition, Table 1-1 lists “additional information on air interface characteristics and performance targets that are expected to be achieved.” 22 Characteristic Target Value Mobility Vehicular mobility classes up to 250 km/hr (as defined in ITU-R M.1034-1) Sustained spectral efficiency > 1 b/s/Hz/cell Peak user data rate (Downlink (DL)) > 1 Mbps* Peak user data rate (Uplink (UL)) > 300 kbps* Peak aggregate data rate per cell (DL) > 4 Mbps* Peak aggregate data rate per cell (UL) > 800 kbps* {March, 16, 2004 } 1 IEEE P802.20- Airlink MAC frame RTT < 10 ms Bandwidth e.g., 1.25 MHz, 5 MHz Cell Sizes Appropriate for ubiquitous metropolitan area networks and capable of reusing existing infrastructure. Spectrum (Maximum operating frequency) < 3.5 GHz Spectrum (Frequency Arrangements) Supports FDD (Frequency Division Duplexing) and TDD (Time Division Duplexing) frequency arrangements Spectrum Allocations Licensed spectrum allocated to the Mobile Service Security Support AES (Advanced Encryption Standard) Table 1-1 Key Parameters listed in the PAR 2 3 4 5 6 * Targets for 1.25 MHz channel bandwidth. This represents 2 x 1.25 MHz (paired) channels for FDD and a 2.5 MHz (unpaired) channel for TDD. For other bandwidths, the data rates may change. {March, 16, 2004 } 1 2 IEEE P802.20- Overview of Services and Applications – 2 options 2 Mobile Broadband Wireless Access Home Domain Video Streaming Conferencing Apps Video Streaming Conferencing Apps Field Service Apps Portable Remote Access Services Work Domain Portable Office Seamless Ubiquitous Experience High BW Connectivity Hotel/Motel Mobile Office (Voice and Data Apps) Mobile Domain Portable Services Reservations-Listings Directions Services Mobile Commerce Services Video Streaming Conferencing Apps 3 4 5 Table 2-1 The Vision of Seamless Ubiquitous Experience {March, 16, 2004 } IEEE P802.20- 1 Option 1 – Version 11r /Paragraph 1 2 3 4 5 6 7 8 9 The 802.20 Air-Interface (AI) shall be optimized for high-speed IP-based data services operating on a distinct data-optimized RF channel. The AI shall support compliant Mobile Terminal (MT) devices for mobile users, and shall enable improved performance relative to other systems targeted for wide-area mobile operation. The AI shall be designed to provide best-in-class performance attributes such as peak and sustained data rates and corresponding spectral efficiencies, system user capacity, air- interface and end-to-end latency, overall network complexity and quality-of-service management. Applications that require the user device to assume the role of a server, in a server-client model, shall be supported as well. 10 Option 2 – Joint Contribution / Paragraph 1 & 2 11 12 13 Figure 2-1 illustrates the vision of a seamless integration of the three user domains; Work, Home and Mobile. The IEEE 802.20 standard should form the basis for systems that support this vision. 14 15 16 17 18 19 20 21 The 802.20-based air-interface (AI) shall be optimized for high-speed IP-based wireless data services. The 802.20 based AI shall support compliant Mobile Terminal (MT) devices for mobile users, and shall enable improved performance relative to other systems targeted for wide-area mobile operation. The AI shall be designed to provide best-in-class performance attributes such as peak and sustained data rates and corresponding spectral efficiencies, capacity, latency, overall network complexity and quality-of-service management. Applications that require the user device to assume the role of a server, in a server-client model, 22 Option 1 – Version 11r /Paragraph 2 23 24 25 26 27 28 Applications: The AI all shall support interoperability between an IP Core Network and IP enabled mobile terminals and applications shall conform to open standards and protocols. This allows applications including, but not limited to, full screen video, full graphic web browsing, e- mail, file upload and download without size limitations (e.g., FTP), video and audio streaming, IP Multicast, Telematics, Location based services, VPN connections, VoIP, instant messaging and on- line multiplayer gaming. 29 Option 2 – Joint Contribution / Paragraph 3 30 31 32 33 34 35 36 Applications: The 802.20 AI should enable mobile terminals to inter-work with an IP core network. Applications shall conform to open communication standards and protocols. This allows applications including, but not limited to, full screen video, full graphic web browsing, e-mail, file upload and download without size limitations (e.g., FTP), streaming video and streaming audio, IP Multicast, Telematics, Location based services, VPN connections, VoIP, instant messaging and on- line multiplayer gaming. shall be supported as well. {March, 16, 2004 } IEEE P802.20- 1 2 3 4 5 6 7 8 9 10 11 12 13 14 Option 1 – Version 11r /Paragraph 3 Always on: The AI shall provide the user with “always-on” connectivity. The connectivity from the wireless MT device to the Base Station (BS) shall be automatic and transparent to the user. Option 2 – Joint Contribution / Paragraph 4 Always on: The AI shall provide the mobile user with an "always-on" experience similar to that available in wireline access systems such as Cable and DSL while also taking into account and providing features needed to preserve battery life. The connectivity from the wireless MT device to the Base Station (BS) shall be automatic and transparent to the user. This requirement should also apply to inter-system roaming. {March, 16, 2004 } IEEE P802.20- 1 2 2.1 3 Option 1 – Version 11r 4 5 The MBWA will support VoIP services. QoS will provide latency, jitter, and packet loss required to enable the use of industry standard Codec’s. 6 Option 2 – Joint Contribution 7 8 9 10 11 Voice Services - 2 options The MBWA shall provide air interface support for enable VoIP services. QoS features are provided to achieve the required performance of latency, jitter, and packet loss needed to support the use of industry standard Codecs. Specific VoIP Codecs to be supported by the underlying QoS features include those specified by 3GPP, 3GPP2, IETF, OMA and ITU-T. {March, 16, 2004 } IEEE P802.20- 1 2 2.2 3 Option 1 – Version 11r 4 The AI shall support broadcast and multicast services 5 Option 2 – Joint Contribution 6 7 8 IEEE 802.20-based systems shall support broadcast and multicast services using mechanisms that make efficient use of system resources . Broadcast/Multicast Support - 2 options {March, 16, 2004 } IEEE P802.20- 1 2 3 3 3.1 4 Option 1 – Version 11r 5 6 7 The 802.20 systems must be designed to provide ubiquitous mobile broadband wireless access in a cellular architecture (e.g. macro/micro/Pico cells). The 802.20 system must support nonline of sight outdoor to indoor scenarios and indoor coverage. 8 Option 2 – Joint Contribution 9 10 11 12 13 14 15 System Reference Architecture System Architecture – 2 options IEEE 802.20-based systems shall provide ubiquitous mobile broadband wireless access in a cellular architecture (e.g. Macro/Micro/Pico cells). The system shall support line-of-site and non-line of sight communications. IEEE 802.20-based systems shall provide mobile broadband wireless access in an architecture consisting of Macrocells, Microcells, and Picocells {March, 16, 2004 } IEEE P802.20- 1 2 High Capacity per sector/per carrier High Frequency Re-Use Network 50’-100’ Co-Channel BTS Maximum path Loss Low End to End Latency Broadband User Experience 1 - 4 miles 3 Figure 1: Desired Attributes of an MBWA System 4 Option 1 – Version 11r (continued) 5 6 7 8 The AI shall support a layered architecture and separation of functionality between user, data and control. The AI must efficiently convey bi-directional packetized, bursty IP traffic with packet lengths and packet train temporal behavior consistent with that of wired IP networks. The 802.20 AI shall support high-speed mobility. 9 Option 2 – Joint Contribution (continued) 10 11 12 13 The AI shall support a layered architecture and separation of functionality between user, data and control. The AI shall efficiently convey bi-directional bursty IP traffic with packet lengths and packet train temporal behavior consistent with that of wired IP networks. The 802.20 AI shall support high-speed mobility. 14 15 16 3.1.1 17 Reference Architecture – See Version 11r {March, 16, 2004 } IEEE P802.20- 1 2 Definition of Interfaces – See SRD Version 11r 3.2 3 4 4 5 4.1 6 4.1.1 7 4.1.1.1 8 Option 1 : Version 11r 9 The AI shall support deployment in at least one of the following block assignment sizes Functional and Performance Requirements System Support for Different Block Assignments (section 4.1.2 in 11r) Spectrum Block Assignment Sizes - 2 options 10 FDD Assignments TDD Assignments 2 x 1.25 MHz 2 x 5 MHz 2 x 10 MHz 2x15 MHz 2 x 20 MHz 2.5 MHz 5 MHz 10 MHz 20 MHz 30 MHz 40 MHz 11 12 The individual 802.20 AI proposals may optimize their MAC and PHY designs for specific bandwidth and Duplexing schemes. 13 14 This section is not intended to specify a particular channel bandwidth. Proposals do not need to fit into all block assignments. 15 Option 2 – Joint Contribution 16 17 18 19 20 21 A block assignment, which may consist of paired or unpaired spectrum, is the block of licensed spectrum assigned to an individual operator. It is assumed here that the spectrum adjacent to the block assignment is assigned to a different network operator. At the edges of the block assignment the applicable out-of- band emission limits shall apply (for example, the limits defined in 47 CFR 24.238 for PCS). A block is typically divided into one or more channels (see section x.x.x.x.) {March, 16, 2004 } 1 IEEE P802.20- The AI shall support deployment in at least one of the following block assignment sizes: 2 FDD Assignments TDD Assignments 2 x 1.25 MHz 2 x 5 MHz 2 x 10 MHz 2x15 MHz 2 x 20 MHz 2.5 MHz 5 MHz 10 MHz 20 MHz 30 MHz 40 MHz 3 4 5 The 802.20 standard shall have a common core MAC supporting all of the PHY’s proposed, however parts of the MAC may need to be modified to accommodate the differences between the PHY’s. 6 7 This section is not intended to specify a particular channel bandwidth. Proposals do not need to fit into all block assignments. 8 Option 2 – Joint Contribution (Continued) 9 4.1.1.2 10 11 12 13 RF Channel Bandwidths – New section Channel bandwidth is defined as the spectrum required by one channel and contains the occupied bandwidth (as defined in Appendix A) and an additional intra-channel buffer spectrum necessary to meet the radio performance specifications in same-technology, adjacent channels deployment. Figure 5 illustrates the definition of channel bandwidth . Occupied Bandwidth Channel Bandwidth 14 15 Figure 2: Channel Bandwith = Occupied Bandwidth + Buffer Spectrum 16 17 18 19 20 21 The partition of a given block assignment into one or more channels shall be consistent with any applicable regulatory and industry standards and may require allocation of block-edge guard bands to provide adequate interference protection for/from systems (of same or different radio technologies) operating in adjacent blocks/bands. {March, 16, 2004 } IEEE P802.20- 1 (section 4.1.1 in 11r) System Spectral Efficiency (bps/Hz/sector) – 4 options 2 4.1.2 3 Option 1 – From Version 11r: Option 1 4 5 6 7 8 9 10 The system spectral efficiency of the 802.20 air interface shall be quoted for the case of a three sector baseline configuration1. It shall be computed in a loaded multi-cellular network setting, which shall be simulated based on the methodology established by the 802.20 evaluation criteria group. It shall consider among other factors a minimum expected data rate/user and/or other fairness criteria, and percentage of throughput due to duplicated information flow. The values shall be quoted on a b/s/Hz/sector basis. The system spectral efficiency of the 802.20 air interface shall be greater than: Bandwidth 1.25 MHz Parameter 11 12 Spectral Efficiency (b/s/Hz/sector) 1 Down Link Up Link Ø1 Ø2 Ø1 1.2 2.4 0.6 5 MHz Down Link Up Link Ø2 Ø1 Ø2 Ø1 Ø2 1.2 1.2 2.4 0.6 1.2 Since the base configuration is only required for the purpose of comparing system spectral efficiency, proposals may submit deployment models over and beyond the base configuration. {March, 16, 2004 } IEEE P802.20- 1 Option 2 – From Version 11r: Option 2 2 3 4 5 6 7 8 The system spectral efficiency of the 802.20 air interface shall be quoted for the case of a three sector baseline configuration2. It shall be computed in a loaded multi-cellular network setting, which shall be simulated based on the methodology established by the 802.20 evaluation criteria group. It shall consider among other factors a minimum expected data rate/user and/or other fairness criteria, and percentage of throughput due to duplicated information flow. The values shall be quoted on a b/s/Hz/sector basis. The system spectral efficiency of the 802.20 air interface shall be greater than XX b/s/Hz/sector. 9 10 Option 3- Joint Requirements 11 12 13 14 Definition: In this document, the term “System Spectral Efficiency” is defined in the context of a full block assignment deployment and is, thus, calculated as the average aggregate throughput per sector (bps/sector), divided by the spectrum block assignment size (Hz)( taking out all PHY/MAC overhead). 15 16 17 18 19 20 21 For proposal evaluation purposes, the System Spectral Efficiency of the 802.20 air interface shall be quoted for the case of a three sector baseline configuration3 and an agreed-upon block assignment size. It shall be computed in a loaded multi-cellular network setting, which shall be simulated based on the methodology established by the 802.20 evaluation criteria group. It shall consider, among other factors, a minimum expected data rate/user and/or other fairness criteria, QoS and percentage of throughput due to duplicated information flow. 2 Since the base configuration is only required for the purpose of comparing system spectral efficiency, proposals may submit deployment models over and beyond the base configuration. 3 Since the base configuration is only required for the purpose of comparing system spectral efficiency, proposals may submit deployment models over and beyond the base configuration. {March, 16, 2004 } IEEE P802.20- 1 Option 3 – (continued) 2 3 4 5 6 Performance requirements The system spectral efficiency of the 802.20 air interface shall be greater than the values indicated in table 4-1. The spectral efficiency at higher speeds than those shown should degrade gracefully. Channel Bandwidth Parameter Spectral Efficiency (b/s/Hz/sector) 1.25 MHz. @ 3km/hr 1.25 MHz . @ 120km/hr 5 MHz.@ 3km/hr 5 MHz. @ 120 km/hr DL UL DL UL DL UL DL UL 2.0 1.0 1.0 0.75 2.0 1.0 1.0 0.75 Table 4-1 Spectral Efficiency 7 8 9 Option 4 – Contribution from members affiliated with Arraycomm 10 {editors note: this is option 2 using 1 b/s/Hz} 11 12 13 14 15 16 17 18 The system spectral efficiency of the 802.20 air interface shall be quoted for the case of a three sector baseline configuration4. It shall be computed in a loaded multi-cellular network setting, which shall be simulated based on the methodology established by the 802.20 evaluation criteria group. It shall consider among other factors a minimum expected data rate/user and/or other fairness criteria, and percentage of throughput due to duplicated information flow. The values shall be quoted on a b/s/Hz/sector basis. The system spectral efficiency of the 802.20 air interface shall be greater than 1 b/s/Hz/sector. 4 Since the base configuration is only required for the purpose of comparing system spectral efficiency, proposals may submit deployment models over and beyond the base configuration. {March, 16, 2004 } IEEE P802.20- 1 2 3 4 5 6 7 8 9 10 11 4.1.3 Duplexing - 2 options Option 1 – Version 11r The AI shall support both Frequency Division Duplexing (FDD) and Time Division Duplexing (TDD). Option 2 – Joint Contribution JC Option – Delete Section {March, 16, 2004 } IEEE P802.20- 1 2 4.1.4 3 Option 1 – Version 11r 4 5 6 7 The AI shall support different modes of mobility from pedestrian (3 km/hr) to very high speed (250 km/hr). As an example, data rates gracefully degrade from pedestrian speeds to high speed mobility. Option 2 – Joint Contribution 8 9 10 The AI shall support different modes of mobility, from pedestrian (3 km/hr) speeds to very high vehicular speeds (up to 250 km/hr). Data rates should gracefully degrade from pedestrian speed to high vehicular speeds. Mobility - 2 options {March, 16, 2004 } IEEE P802.20- 1 Aggregate Data Rates – Downlink & Uplink - 3 options 2 4.1.5 3 OPTION 1: Version 11r – Option 1 4 5 The aggregate data rate for downlink and uplink shall be consistent with the spectral efficiency. Example Aggregate Data Rates are shown in table 4-1. Bandwidth 1.25 MHz Parameter 6 Aggregate Data Throughput/sec tor Down Link Up Link Ø1 Ø2 Ø1 1.5 Mbps 3.0 Mbps 0.75 Mbps 7 8 5 MHz Down Link Up Link Ø2 Ø1 Ø2 Ø1 Ø2 1.5 Mbps 6.0 Mbps 12.0 Mbps 3.0 Mbps 6.0 Mbps Table 4-2 Option 2 – Version 11r – Option 2 9 10 The aggregate data rate for downlink and uplink shall be consistent with the spectral efficiency. 11 Option 3 – Joint Contribution 12 13 14 15 The average aggregate data rate for downlink and uplink shall be consistent with the spectral efficiency. Example channel bandwidths and corresponding aggregate data rates are shown in table 4-2 for an FDD system, these same numbers apply to a TDD system with twice the channel bandwidth. Channel Bandwidth- FDD System Parameter Average Aggregate Data Throughput (Mbps/ Sector) 16 17 1.25 MHz. @ 3km/hr 1.25 MHz . @ 120km/hr DL DL 2.5 UL 1.25 1.25 5 MHz.@ 3km/hr UL 0.94 DL 10.0 Table 4-3 Aggregate Data Rates UL 5.0 5 MHz. @ 120 km/hr DL 5.0 UL 3.75 {March, 16, 2004 } IEEE P802.20- 1 2 4.1.5.1 3 4 5 6 The AI shall support peak per-user data rates in excess of the values shown in table 4-2. These peak data rate targets are independent of channel conditions, traffic loading, and system architecture. The peak per user data rate targets are less than the peak aggregate per cell data rate to allow for design and operational choices. 7 8 Average user data rates in a loaded system shall be in excess of 512Kbps downlink and 128Kbps uplink. This shall be true for 90% of the cell coverage or greater. User Data Rates - Downlink and Uplink - 3 options Option 1 – Version 11r option 1 9 Bandwidth 1.25 MHz Parameter Peak User Data Rate Down Link Up Link Ø1 Ø2 Ø1 3.0 Mbps 4.5 Mbps 1.5 Mbps 5 MHz Down Link Up Link Ø2 Ø1 Ø2 Ø1 Ø2 2.25 Mbps 12.0 Mbps 18.0 Mbps 6.0 Mbps 9.0 Mbps 10 11 Table 4-4 12 Option 2 – Version 11r Option 2 13 14 15 16 The AI shall support peak per-user data rates in excess of 1 Mbps on the downlink and in excess of 300 kbps on the uplink. These peak data rate targets are independent of channel conditions, traffic loading, and system architecture. The peak per user data rate targets are less than the peak aggregate per cell data rate to allow for design and operational choices. 17 18 Average user data rates in a loaded system shall be in excess of 512Kbps downlink and 128Kbps uplink. This shall be true for 90% of the cell coverage or greater. 19 Option 3 – Joint Contribution 20 21 The AI shall support peak, per-user, data rates in excess of the values shown in table 4-3. The peak data rates shown in table 4-3 are under ideal channel conditions 22 {March, 16, 2004 } IEEE P802.20- 1 2 Channel Bandwidth Parameter Minimum Peak User Data Rate (Mbps) 1.25 MHz. @ 3km/hr 1.25 MHz . @ 120km/hr DL UL DL 3 1.5 UL 3 Table 4-5 Peak User Data Rate 1.5 5 MHz.@ 3km/hr DL UL 12 6 5 MHz. @ 120 km/hr DL 12 UL 6 {March, 16, 2004 } IEEE P802.20- 1 2 4.1.6 Number of Simultaneous Active Users - 2 options 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 Option 1 – Version 11r The MAC layer should be able to control >100 simultaneous active sessions per sector. An active session is a time duration during which a user can receive and/or transmit data with potentially only minimal delay (i.e. in the absence of service level controls, e.g. QoS constraints). In this state the user should have a bearer channel available with a delay of less than 25ms. 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 Option 2 – Joint Contribution Note that certain applications will have to be given preferential treatment with respect to delay in order to work, e.g. VoIP. This requirement shall be met even if the sessions are all on different terminals. This requirement applies to a FDD 2 x1.25 MHz or TDD 2.5 MHz system. This parameter scales linearly with system bandwidth if the same application mixes are assumed. Note: Depending on traffic mix within a cell the control capacity may not be the limiting system parameter. The MAC layer shall be able to serve more than 100 simultaneous active sessions per sector/carrier. An active session is a time period during which the network has AI resources allocated to the mobile and the mobile terminal is able to receive and/or transmit data on the next available frame. (i.e. in the absence of service level controls, e.g. QoS constraints). If a mobile is in any other state then the MAC shall be able to allocate AI resources to that MS 90% of the time within 25ms.assuming that resources are available on the PHY. Note that certain applications will have to be given preferential treatment with respect to delay in order to work at expected performance level, e.g. VoIP. This requirement shall be met even if the sessions are all on different terminals. This requirement applies to a FDD 2 x1.25 MHz or TDD 2.5 MHz system. This parameter should scale proportionally by system bandwidth assuming the same traffic mix. Note: The control capacity shall not be the limiting factor on number of active sessions. {March, 16, 2004 } IEEE P802.20- 1 Latency and Packet Error Rate – 4 options 2 4.1.7 3 OPTION 1) [ 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 The system shall support a variety of traffic classes with different latency and packet error rates performance, in order to meet the end-user QoS requirements for the various applications, as recommended by ITU [2]. Based on the classification of traffic in accordance with the QoS architecture as described in Section 4.4.1 [3,4,5,6], appropriate latency and packet error rate performance targets can be associated with each class. 22 Option 2: [Top two paragraphs same as Option 1 23 For the Best Effort traffic class, it may be useful to consider following two documents: To support the Expedited Forwarding traffic class, the latency should be as low as possible while the corresponding packet error rate should be low enough to support real-time conversational audio/video applications, and near zero for error intolerant, delay sensitive data applications such as Telnet, interactive games. For the Best Effort traffic class, the packet error rate performance should comply with the requirement as stated in IEEE Std. 802 -2001 [7], quoted as follows: “The probability that a MAC Service Data Unit (MSDU) is not delivered correctly at an MSAP due to the operation of the Physical layer and the MAC protocol, SHALL be less than 8 x 10-8 per octet of MSDU length.”] 24 25 - IEEE Std. 802 -2001 [Error! Reference source not found.] 26 - IEEE 802.11-97 (99) 27 ] 28 29 30 31 32 33 34 35 36 37 38 39 40 OPTION 3: [ The system shall support a variety of traffic classes with different latency and packet error rate requirements as suggested in the RFC "Configuration Guidelines for DiffServ Service Classes" http://www.ietf.org/internet-drafts/draft-baker-diffserv-basic-classes-01.txt. Class Attributes of Traffic ----------------------------------------------------------Conversational | Two-way, low delay, low data loss | rate, sensitive to delay variations. ----------------------------------------------------------Streaming | Same as conversational, one-way, | less sensitive to delay. May require | high bandwidth. {March, 16, 2004 } 1 2 3 4 5 6 7 8 9 IEEE P802.20- ----------------------------------------------------------Interactive | Two-way, bursty, variable | bandwidth requirements moderate | delay, moderate data loss rate | correctable in part. ----------------------------------------------------------Background | Highly tolerant to delay and data | loss rate has variable bandwidth. ----------------------------------------------------------- 10 OPTION 4: [ 11 12 13 The system shall support a variety of traffic classes with different latency and packet error rate requirements as shown in the following table. The classification of traffic in the table supports the QoS architecture as described in Section XXX 14 Expedited Forwarding (EF) Assured Best Effort Forwarding (AF) (BE) ~ 30 ms (TBR) ~ 30 ms – 10 s (TBR) >> 10 s (TBR) 3 x 10-2 10-2 – 2.5 x 10-1 (TBR) 2.5 x 10-1 (TBR) 5 x 10-13 (TBR) 5 x 10-13 – 8 x 10-5 (TBR) 8 x 10-5 Traffic classes Latency Packet Error Rate for Error Tolerant Applications Packet Error Rate for Error Intolerant Applications 15 16 {March, 16, 2004 } IEEE P802.20- 1 2 3 4.1.8 4 Option 1 – Version 11r 5 6 7 Interconnectivity at the PHY/MAC will be provided at the Base Station and/or the Mobile Terminal for advanced multi antenna technologies to achieve higher effective data rates, user capacity, cell sizes and reliability. As an example, MIMO. 8 Option 2 – Joint Contribution 9 10 11 Support for Multi Antenna Capabilities - 2 options The 802.20 standard shall include MAC/PHY features to support mutli-antenna capabililites at both the BS and the MS. {March, 16, 2004 } IEEE P802.20- 1 2 4.1.9 3 Option 1 – Version 11r 4 5 6 Interconnectivity at the PHY/MAC will be provided at the Base Station and/or the Mobile Terminal for advanced multi antenna technologies to achieve higher effective data rates, user capacity, cell sizes and reliability. As an example, MIMO. 7 Option 2 – Version 11r (Note that this text is currently shown in brackets) 8 9 10 11 12 13 Antenna Diversity - 3 options Delete section Option 3 – Joint Contribution The base station should provide antenna diversity, which may be an integral part of an advanced antenna solution. The standard shall not preclude the use of antenna diversity at the mobile stations. {March, 16, 2004 } IEEE P802.20- 1 2 3 4.1.10 Support for the use of Coverage Enhancing Technologies - See SRD version 11r {March, 16, 2004 } IEEE P802.20- 1 2 4.1.11 Best Server Selection 3 Option 1 – Version 11r 4 5 6 In the presence of multiple available Base Stations, the system PHY/MAC will select the best server based upon system loading, signal strength, capacity and tier of service. Additional weighting factors may also include back haul loading and least cost routing. 7 Option 2 – Version 11r (Note that this text is currently shown in brackets) 8 9 10 11 12 13 - 3 options Delete section Option 3 – Joint Contribution In the presence of multiple available Base Stations, the system PHY/MAC will select the best server based upon system loading, signal strength, capacity and tier of service. Additional weighting factors may also include back haul loading and least cost routing. {March, 16, 2004 } IEEE P802.20- 1 2 4.1.12 QoS 3 Option 1 – Version 11r 4 5 6 7 8 The AI shall support the means to enable end-to-end QoS within the scope of the AI and shall support a Policy-based QoS architecture. The resolution of QoS in the AI shall be consistent with the end-to-end QoS at the Core Network level. The AI shall support IPv4 and IPv6 enabled QoS resolutions. The AI shall support efficient radio resource management (allocation, maintenance, and release) to satisfy user QoS and policy requirements 9 Option 2 – Joint Contribution – No change in language 10 11 12 13 14 15 16 - 1 option The AI shall support the means to enable end-to-end QoS within the scope of the AI and shall support a Policy-based QoS architecture. The resolution of QoS in the AI shall be consistent with the end-to-end QoS at the Core Network level. The AI shall support IPv4 and IPv6 enabled QoS resolutions. The AI shall support efficient radio resource management (allocation, maintenance, and release) and performance monitoring to satisfy user QoS and policy requirements {March, 16, 2004 } IEEE P802.20- 1 2 4.1.13 Network Security - See SRD version 11r 3 4 4.1.13.1 Access Control - See SRD version 11r 5 4.1.13.2 Privacy Methods - See SRD version 11r 6 4.1.13.3 User Privacy - See SRD version 11r 7 4.1.13.4 8 4.1.13.5 Security Algorithm - See SRD version 11r 9 4.2 10 4.2.1 11 Option 1 : version 11r 12 13 Blocking and selectivity specifications shall be consistent with best commercial practice for mobile wide-area terminals. 14 Option 2 – Joint Contribution 15 16 Blocking and selectivity specifications shall be consistent with best commercial practice for mobile wide-area terminals. 17 18 IEEE 802.20-based systems shall have BS and MT receivers that have noise figure (NF) specifications better than 5 dB (BS) and 9 dB (MT). 19 20 The receiver sensitivity is determined by its NF, channel bandwidth and required output S/N ratio at a specified BER, and is expressed in the following equation: 21 Sensitivity = NF + N0 + S/Nout 22 Denial of Service Attacks - See SRD version 11r PHY/RF Noise figure / Receiver sensitivity - 2 options N0 is the thermal noise floor level which is given by this equation: 23 N0 = 10 log10 (K T B) (in dBm) 24 25 26 27 28 29 30 31 Where K is Boltzmann’s constant (1.38 E-23), T is Kelvin temperature (290 in room temperature) and B is the receiver bandwidth (in Hz) A good reference number to remember is: N0 = -114 dBm for a 1 MHz receiver. For a 5 MHz receiver, N0 is 7 dB higher (-107 dBm) and for a 10 MHz receiver N0 = -104 dBm. As an example, a 5 MHz receiver having 10 dB NF (MT case) at 10dB S/N will have a sensitivity of -92 dBm (-107 + 5 +10). {March, 16, 2004 } 1 2 3 4 4.2.2 Link Adaptation and Power Control - See SRD version 11r IEEE P802.20- {March, 16, 2004 } IEEE P802.20- 1 2 4.2.3 3 Option 1 – Version 11r option 1 4 5 6 7 The system is expected to work in dense urban, suburban and rural outdoor-indoor environments and the relevant channel models shall be applicable. The system shall NOT be designed for indoor only and outdoor only scenarios. The system should support 95% (TBR) of the channel models with various delay spread values in each of the above environments. 8 Option 2 – Version 11r option 2 Performance under Mobility and Delay Spread - 4 options 9 10 11 12 The system is expected to work in dense urban, suburban and rural outdoor-indoor environments and the relevant channel models shall be applicable. The system shall NOT be designed for indoor only and outdoor only scenarios. The system should support a delay spread of at least 5 micro-seconds. 13 Option 3 – Version 11r option 3 14 15 16 The system shall work in dense urban, suburban, rural outdoor-indoor, pedestrian and vehicular environments and the relevant channel models shall be applicable. The system shall NOT be designed for indoor only and outdoor only scenarios. 17 Option 4 – Joint Contribution 18 19 20 21 22 The system is expected to work in dense urban, suburban and rural outdoor-indoor environments and the relevant channel models shall be applicable. The system shall NOT be designed for indoor only and outdoor only scenarios. The aggregate and peak user data rates and the sensitivity requirements shall be met with a delay spread of at least 10 microseconds. {March, 16, 2004 } IEEE P802.20- 1 Duplexing – FDD and TDD - 2 options 2 4.2.4 3 Option 1 – Version 11r 4 5 The 802.20 standard shall support both Frequency Division Duplex (FDD) and Time Division Duplex (TDD) frequency arrangements 6 Option 2 – Joint Contribution 7 8 Delete Section.. {March, 16, 2004 } IEEE P802.20- 1 2 4.2.5 Synchronization - See SRD version 11r 3 4.2.6 Measurements 4 4.3 Spectral Requirements - See SRD version 11r 4.4 Layer 2 MAC (Media Access Control) - See SRD version 11r 5 6 7 8 4.4.1 9 4.5 Quality of Service and the MAC - See SRD version 11r Layer 3+ Support 10 - See SRD version 11r 11 4.5.1 Handoff Support - See SRD version 11r 12 13 4.5.1.1 IP-Level Handoff - See SRD version 11r 14 15 4.5.2 16 OPTION 1: [DELETE SECTION] 17 OPTION 2: [ 18 19 20 802.1Q tagging must be supported by the system (such that network egress traffic can be switched by a L2 device to the appropriate L2 termination device for managing backbone traffic or distinguishing traffic for wholesale partners in a wholesale environment).] 802.1Q tagging - 2 options 21 22 4.5.3 CPE software upgrade “push” - See SRD version 11r 25 4.5.4 OA&M Support 26 OPTION 1: version 11r[ 23 24 - 4 options {March, 16, 2004 } IEEE P802.20- 1 2 The air interface will provide necessary infrastructure in order for a network operator to monitor the performance of the 802.20 air interface. 3 4 The following values must be made available in real-time with redisplay intervals of no less than 1000 msecs, with the option to be displayed in both cumulative and delta modes: 5 Aggregate base station bytes served at each coding/modulation configuration 6 Correctable and uncorrectable block errors 7 8 Identity of specific Mobile Stations which exhibit a higher than average packet error rate 9 PHY/MAC/NET based usage consumption statistics per Mobile Station 10 Successful and failed service requests for both up and downlink directions 11 12 Unique number of active Mobile Stations, as well as which specific stations are active, for both up and downlink directions 13 Number of ungraceful session disconnections 14 Signal strength per user (UL and DL) 15 Interference level or C/I per user (UL and DL) 16 Bit Error Rate per user (UL and DL) for both traffic and signaling information 17 18 Aggregate percent resource space utilization (UL and DL) per sector. Resource space should include time slots, codes, tones, etc. 19 ID of sector serving each user 20 21 Effective Noise Floor seen at the BTS (should rise with increased levels of interference) 22 Effective Throughput per user (DL/UL) 23 Interface statistics (RFC1213); SNMP OID group 1.3.6.1.2.1.2.2] 24 25 26 27 These statistics should be made available via an IEEE compliant MIB. ] • OPTION 2: version 11r[The air interface shall support the collection of the following metrics so that a network operator to can effectively monitor the performance of the 802.20 air interfaces. {March, 16, 2004 } 1 2 3 4 • IEEE P802.20- The following values must be made available in real-time with redisplay intervals of no less than 1000 msecs, with the option to be displayed in both cumulative and delta modes: • Paging Channel 5 – Paging Channel Delivery 6 – Occupancy/capacity used 7 • Access Channel 8 – Access Channel Reception 9 – Occupancy/ Capacity 10 • – 11 12 • • Successful and failed Forward Traffic Channel Delivery – 15 Timing/ delay Registrations – 13 14 State transitions Total and Per user 16 • MAC retries 17 • PHY retries 18 • MAC/PHY delay 19 • Total blocks/PDU assigned and delivered 20 • Uncorrectable Errors 21 • Signal Strength 22 • Reverse Traffic Channel Reception – 23 Total and Per user 24 • MAC retries 25 • PHY retries 26 • MAC/PHY delay 27 • Total blocks/PDU assigned and delivered 28 • Uncorrectable Errors 29 • Signal Strength 30 • Hand-offs 31 • UL & DL Power Measurements 32 33 34 – Total and per user These statistics should be made available via a network management protocol compliant MIB.] {March, 16, 2004 } IEEE P802.20- 1 2 OPTION 3: version 11r[These statistics should be made available via a network management protocol compliant MIB] 3 Option 4 – Contribution from Motorola 4 5 6 4.6 Scheduler - See SRD version 11r 7 4.7 User State Transitions - See SRD version 11r 4.8 Resource Allocation - See SRD version 11r 8 9 10 5 11 Appendix A References - See SRD version 11r Definition of Terms and Concepts - See SRD version 11r