IEEE C802.16-09/0013 Project IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16> Title IEEE 802.16m evaluation results for PCT for IMT-Advanced Date Submitted 2009-09-24 Apostolos Papathanassiou, Alexei Davydov, Chunming Han, Rongzhen Yang, Roshni Srinivasan, Sassan Ahmadi, Takashi Shono Intel Corporation Source(s) apostolos.papathanassiou@intel.com Masoud Olfat Clearwire masoud.olfat@clearwire.com Kwangjae Lim, Wooram Shin ETRI kjlim@etri.re.kr Michiharu Nakamura, Zhou Hua, Yan Hongzhong Fujitsu Laboratories Ltd. michi.nakama@jp.fujitsu.com Mitsuo Nohara, Satoshi Imata KDDI R&D Laboratories mi-nohara@kddilabs.jp Wookbong Lee, Sunam Kim, Sungho Park, Seunghyun Kang, DongCheol Kim, Jinsam Kwak LG Ekectronics wbong@lge.com I-Kang Fu, Kelvin Chou, Yu-Hao Chang, PeiKai Liao Mediatek Inc. Mark Cudak, Bill Hillery, Anup Talukdar, Eugene Visostsky, Fred Vook Motorola Inc. IK.Fu@mediatek.com Mark.Cudak@motorola.com Jeongho Park, Junsung Lim, Taeyoung Kim, Hyunkyu Yu, Suryong Jeong, Jaeweon Cho, Hokyu Choi Samsung Electronics jeongho.jh.park@samsung.com Hongwei Yang Alcatel-Lucent Shanghai Bell Hongwei.yang@alcatel-sbell.com.cn Kenji Saito UQ Communications kenji@uqc.jp 1 IEEE C802.16-09/0013 Venue: IEEE802.16 Session #63.5 in Hawaii, USA Abstract The purpose of this contribution is to provide IEEE 802.16m evaluation results for the PCT of IMTAdvanced. Purpose To supplement self-evaluation results of IEEE 802.16m for the PCT of IMT-Advanced. Notice Release Patent Policy This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add, amend or withdraw material contained herein. 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IEEE 802.16m evaluation results for PCT for IMT-Advanced Apostolos Papathanassiou, Alexei Davydov, Chunming Han, Rongzhen Yang, Roshni Srinivasan, Sassan Ahmadi, Takashi Shono Intel Corporation Masoud Olfat Clearwire Kwangjae Lim, Wooram Shin ETRI Michiharu Nakamura, Zhou Hua, Yan Hongzhong Fujitsu Laboratories Ltd. Mitsuo Nohara, Satoshi Imata KDDI R&D Laboratories Wookbong Lee, Sunam Kim, Sungho Park, Seunghyun Kang, DongCheol Kim, Jinsam Kwak LG Ekectronics I-Kang Fu, Kelvin Chou, Yu-Hao Chang, Pei-Kai Liao Mediatek Inc. 2 IEEE C802.16-09/0013 Mark Cudak, Bill Hillery, Anup Talukdar, Eugene Visostsky, Fred Vook Motorola Inc. Jeongho Park, Junsung Lim, Taeyoung Kim, Hyunkyu Yu, Suryong Jeong, Jaeweon Cho, Hokyu Choi Samsung Electronics Hongwei Yang Alcatel-Lucent Shanghai Bell Kenji Saito UQ Communications 1. Introduction This contribution provides IEEE 802.16m evaluation results generated for the purpose of filling the Performance Compliance Template (PCT) of IMT-Advanced. All evaluation results were generated by following the IMT-Advanced evaluation methodology [1]. Section 2 contains the evaluation results for the cell/cell-edge user spectral efficiency. Section 3 contains the evaluation results for the VoIP capacity. Section 4 contains the evaluation results for the mobility requirement. The evaluation results are presented for all mandatory test environments (InH, UMi, UMa, and RMa). Section 5 concludes the contribution. In the tables of Sections 2 to 4, the different sources of the evaluation results correspond to contributors from the different affiliations according to the following mapping: Source 1 Source 2 Source 3 Source 4 Source 5 Source 6 Source 7 Source 8 Source 9 Source 10 Source 11 Intel Corporation Clearwire ETRI Fujitsu Laboratories Ltd. KDDI R&D Laboratories LG Electronics MediaTek Inc. Motorola Inc. Samsung Electronics Alcatel-Lucent Shanghai Bell UQ Communications 2 Evaluation results for the cell/cell-edge user spectral efficiency 2.1 Simulation assumptions and parameters for full-buffer data traffic The simulation assumptions and configuration parameters used in the simulations for full-buffer data traffic are described in the tables of Annex 3 in [2]. Compared to the tables of Annex 3 [2], the following modifications/additions are made for full-buffer data traffic in FDD/TDD operation: Downlink configuration: o Subchannelization for data allocations: In the case of the InH and UMi, Scheme-1 (subband- 3 IEEE C802.16-09/0013 based CRU subchannelization) was selected in the simulations. In the case of UMa and RMa, Scheme-2 (miniband-based CRU subchannelization) was simulated. o Multi-antenna Transmission Format for data: In the case of InH and UMi, the 6-bit transformed codebook based MU-MIMO scheme was simulated using the 4 x 2 configuration, i.e., adaptive switching among rank-1, rank-2, rank-3, and rank-4 transmission. In the case of UMa and RMa, MU-MIMO with long term beamforming was simulated using 4 x 2 configuration, i.e., adaptive switching among rank-1, rank-2, rank-3, and rank-4 transmission. o Receiver Structure: The MMSE receiver was simulated for the AMS for both channel estimation and data detection. o HARQ: Chase combining HARQ with maximum retransmission delay of four frames was used for the simulations. o Control signalling: Signalling errors were modelled for A-A-MAP and HF-A-MAP, and sounding estimation errors were modelled for A-MIDAMBLE. o Control Channel Overhead: Dynamic overhead modelling for A-A-MAP and HF-A-MAP and fixed overhead modelling for non-user specific A-MAP (NUS-A-MAP), A-PREAMBLE, AMIDAMBLE, and SFH are used in this contribution. Detailed calculation of the DL control channel overhead for each test environment is shown in Section 2.2.1. Uplink configuration: o Subchannelization for data allocations: In the case of the InH and UMi, Scheme-1 (subbandbased CRU subchannelization) was selected in the simulations. In the case of UMa and RMa, Scheme-2 (miniband-based CRU subchannelization) was simulated. o Multi-antenna transmission format for data: In the case of the InH and UMi, the 3-bit codebook-based MU-MIMO scheme was selected with adaptive switching between a single user and collaborative spatial multiplexing using 2x4 antenna configuration. In the case of UMa and RMa, the MU-MIMO scheme with long-term beamforming and adaptive switching between a single user and collaborative spatial multiplexing was used in the simulations using 2x4 antenna configuration. o Receiver structure: The MMSE receiver was simulated for the ABS for both channel estimation and data detection. o HARQ: Chase combining HARQ with retransmission delay of four frames was used for the simulations. o Control signalling: Signalling errors were modeled for Primary Feedback Control Channel (P-FBCH) (UMa, RMa), Secondary Feedback Control Channel (S-FBCH) (InH, UMi), and HARQ Feedback Control Channel (H-FBCH), and sounding estimation errors were modelled for the Sounding channel. o Control Channel Overhead: Dynamic overhead modeling for P-FBCH, S-FBCH and H- 4 IEEE C802.16-09/0013 FBCH and fixed overhead modeling for Long-Term Covariance Matrix (LT-CM), Initial Ranging (IR), and Bandwidth Request (BW-REQ) are adopted. Detailed calculation of the UL control channel overhead for each test environment is shown in Section 2.2.2. 2.2 Control overhead calculations In this section, details of the control overhead calculations for DL and UL are presented. 2.2.1 Control overhead calculations for the downlink The following assumptions were made for the DL control channels: • A-A-MAP: The A-A-MAP control overhead is dynamically calculated based on the scheduler allocations in each simulated frame of both DL and UL in each test environment. The average DL AA-MAP and UL A-A-MAP overhead is accounted for in the estimation of the cell spectral efficiency and cell-edge user spectral efficiency. • HF-A-MAP: The overhead calculation for the HF-A-MAP channel is based on the dynamic calculation of the required ACKs/NACKs from the UL system level simulations for each test environment. • A-PREAMBLE: Fixed overhead of 1 OFDMA symbol per frame is assumed for both TDD and FDD. • A-MIDAMBLE: Fixed overhead of 1 OFDMA symbol per frame is assumed for both TDD and FDD. • SFH: Fixed overhead of 20 Logical Resource Unit (LRU)s per superframe is assumed for both FDD and TDD. Table 2-1 contains the summary of the DL control channel overhead calculations for TDD and FDD. Table 2-1: Summary of DL total control channel overhead percentage per mode (TDD/FDD) and test environment (InH, UMi, UMa, RMa) TDD FDD InH 9.19% 9.74% UMi 12.33% 16.28% UMa 11.17% 13.77% RMa 11.15% 13.63% 2.2.2 Control overhead calculations for the uplink The following assumptions were made for the UL control channels: • P-FBCH: The UL control overhead of the P-FBCH is calculated according to the P-FBCH reporting period of 5 ms for UMa and RMa, and by assuming that all 10 users/sector transmit the PFBCH in each 5 ms frame. • S-FBCH/UL MAC management: The feedback of CQI/PMI is done either through S-FBCH or UL MAC management messages. In both cases, the reporting period is 5 ms for both TDD and FDD. • H-FBCH: The overhead of the H-FBCH was based on the dynamic calculation of the required ACKs/NACKs from the DL system level simulations for each test environment. 5 IEEE C802.16-09/0013 • LT-CM: Although the feedback of the LT-CM is not assumed to be received through a dedicated UL control channel but through a regular UL MAC management burst, its overhead is included in the calculation of the UL control overhead. Fixed overhead of the LT-CM feedback is assumed assuming a reporting period of 20 ms for both UMa and RMa. • Sounding: To enable the required sounding capabilities for both FDD and TDD, fixed overhead of 1 symbol per long TTI for both TDD and FDD is assumed. • IR: Fixed overhead of 4 LRUs per superframe is assumed for both TDD and FDD. • BW-REQ: Fixed overhead of 4 LRUs per superframe is assumed for both TDD and FDD. Table 2-2 contains the summary of the UL control channel overhead calculations for TDD and FDD. Table 2-2: Summary of UL total control channel overhead percentage per mode (TDD/FDD) and test environment (InH, UMi, UMa, RMa) InH 7.85% 6.02% TDD FDD UMi 12.60% 10.58% UMa 9.23% 8.01% RMa 8.34% 6.51% 2.3 Evaluation results for TDD Tables 2-3 and 2-4 present the cell and cell-edge user spectral efficiency results from the different sources for the TDD DL and TDD UL, respectively. Based on the average value from all sources for each test environment in the DL and UL, it is concluded that the IEEE 802.16m TDD meets the ITU requirements for the cell and cell-edge user spectral efficiency. Table 2-3: Results for the cell/cell-edge user spectral efficiency in the TDD downlink Test environment Source 10 Source 3 ITU Requirement Source 1 Source 6 Indoor (InH) Cell Cell-edge user 3.0 0.10 Microcellular (UMi) Cell Cell-edge user 2.6 0.075 3.04 0.076 3.18 0.089 3.45 0.087 3.13 0.097 Base coverage urban (UMa) Cell Cell-edge user 2.2 0.06 2.36 0.060 2.32 0.071 2.62 0.071 2.40 0.077 High speed (RMa) Cell Cell-edge user Source 8 6.75 0.235 1.1 0.04 3.58 0.095 2.35 0.064 Source 9 Average 7.10 0.286 6.93 0.260 3.28 0.112 3.22 0.092 2.41 0.069 2.41 0.069 2.88 0.092 3.23 0.093 Table 2-4: Results for the cell/cell-edge user spectral efficiency in the TDD uplink 6 IEEE C802.16-09/0013 Test environment Indoor (InH) Microcellular (UMi) Cell Cell-edge user Average IoT (dB) < 10 dB 2.25 0.07 Cell Cell-edge user Average IoT (dB) < 10 dB 1.8 0.05 Base coverage urban (UMa) Cell Cell-edge user Average IoT (dB) < 10 dB High speed (RMa) Source 1 ITU Requirement 1.4 0.03 Cell Cell-edge user Average IoT (dB) < 10 dB 0.7 0.015 Source 6 Source 9 Average 5.20 0.361 6.79 0.491 9.37 8.70 2.60 0.137 2.53 0.091 2.62 0.106 9.00 9.30 9.80 2.38 0.113 2.49 0.091 2.86 0.123 9.59 9.90 9.90 2.45 0.125 2.87 0.114 8.60 9.80 5.99 0.426 2.58 0.111 2.57 0.109 2.66 0.119 2.4 Evaluation results for FDD Tables 2-5 and 2-6 present the cell and cell-edge user spectral efficiency results from the different sources for the FDD DL and FDD UL, respectively. Based on the average value from all sources for each test environment in the DL and UL, it is concluded that the IEEE 802.16m FDD meets the ITU requirements for the cell and cell-edge user spectral efficiency. Table 2-5: Results for the cell/cell-edge user spectral efficiency in the FDD downlink Test environment ITU Requirement Source 3 Source 1 Indoor (InH) Cell Cell-edge user 3.0 0.10 Microcellular (UMi) Cell Cell-edge user 2.6 0.075 3.05 0.089 3.57 0.090 Base coverage urban (UMa) Cell Cell-edge user 2.2 0.06 2.23 0.060 2.63 0.069 High speed (RMa) Cell Cell-edge user Source 6 6.85 0.239 1.1 0.04 3.58 0.095 Source 9 Average 6.89 0.266 6.87 0.253 3.30 0.101 3.14 0.108 3.27 0.097 2.48 0.082 2.30 0.063 2.41 0.069 2.72 0.087 3.15 0.091 Table 2-6: Results for the cell/cell-edge user spectral efficiency in the FDD uplink 7 IEEE C802.16-09/0013 Test environment Indoor (InH) Microcellular (UMi) ITU Requirement Cell Cell-edge user Average IoT (dB) < 10 dB 2.25 0.07 Cell Cell-edge user Average IoT (dB) < 10 dB 1.8 0.05 Base coverage urban (UMa) Cell Cell-edge user Average IoT (dB) < 10 dB High speed (RMa) Source 1 Cell Cell-edge user Average IoT (dB) < 10 dB 1.4 0.03 0.7 0.015 Source 6 Source 9 5.40 0.377 7.06 0.511 9.45 8.70 2.66 0.141 2.75 0.107 2.73 0.110 9.10 9.40 9.80 2.46 0.117 2.66 0.097 2.96 0.128 9.39 9.80 9.90 2.54 0.130 2.99 0.118 9.05 9.80 Average 6.23 0.444 2.72 0.119 2.69 0.114 2.77 0.124 3 Evaluation results for the VoIP capacity 3.1 Simulation assumptions and parameters for VoIP traffic The modeling assumptions and configurations used in the system level simulations for VoIP are as described in tables in Annex 3 of [2]. Additional details relevant to system level simulations of the RIT for VoIP are listed in this section. In relation to the information in Annex 3 [2], the following items are specific to VoIP traffic: Downlink configuration: • Subchannelization for VoIP allocations: A mix of DRU and miniband CRU subchannelization schemes is used in the simulations. Since the control channels are always allocated in distributed resources, a fixed partition is used in each subframe between the DRU and miniband CRU resources. • Multi-antenna transmission format for VoIP: In the case of DRU, SFBC with non-adaptive precoding is used. In the case of miniband CRU, rank-1 tranmission with wideband beamforming is used. • Receiver structure: The MMSE receiver was simulated for the AMS for both channel estimation and data detection. • HARQ: Chase combining HARQ with maximum retransmission delay of 4 frames was used. • Control channel overhead: - A-MAP Region: A fixed overhead is assumed for NUS-A-AMAP and HF-A-MAP. The A-AMAP control overhead is explicitly simulated based on the scheduler allocations in each simulated subframe on both DL and UL in each test environment. 8 IEEE C802.16-09/0013 - A-PREAMBLE: Fixed overhead of 1 OFDMA symbol per frame is assumed. - A-MIDAMBLE: Fixed overhead of 1 OFDMA symbol per frame is assumed. Midamble estimation errors are included in the presented results. - SFH: 20 LRUs are reserved for the SFH in the first subframe of every superframe. - Control channel signalling errors: DL control channel signalling errors were explicitly modeled in the VoIP simulations for both FDD and TDD. • Persistent scheduling: Persistent scheduling for individual VoIP connections as described in [3] is modelled. The MAC procedure and dynamic control overhead based on the persistent allocation AMAP IE for initial transmissions is modelled. HARQ retransmissions are not scheduled persistently. • Control channel overhead: A dynamic overhead model for the A-A-MAP and SFH and a fixed overhead model for the other DL control channels are used. Uplink configuration: • Subchannelization for VoIP allocations: DRU-based subchannelization is used. • Multi-antenna transmission format for VoIP: Open loop SFBC with a 2x4 antenna configuration is used. • • Receiver structure: The MMSE receiver was simulated for the ABS for both channel estimation and data detection. HARQ: Chase combining HARQ with retransmission delay of four frames was used for the simulations. • Control signalling: - P-FBCH: The P-FBCH is utilized for feeding back CQI information. Additionally, when wideband beamforming is used, wideband PMI is also fed back. UL control overhead induced by the P-FBCH is calculated in a fixed manner according to the reporting period derived from the number of active users, voice activity factor, and duration of persistence for persistent scheduling. - H-FBCH: The overhead from the H-FBCH was based on the maximum number (30) of required ACKs/NACKs in each subframe from the DL system level VoIP simulations for each test environment. - Sounding channel: To facilitate sounding for 16 users per frame when the system is operating at the maximum VoIP capacity, a fixed overhead of 2 OFDMA symbols per frame is assumed. - IR: Fixed overhead of 1 LRU per frame is used. - BW-REQ channels: Fixed overhead of 1 LRU per frame is used. - Control channel signalling errors: UL control channel signalling errors were explicitly 9 IEEE C802.16-09/0013 modeled in the VoIP simulations for both FDD and TDD. • Persistent scheduling: Persistent scheduling for individual VoIP connections as described in [3] is modelled. The MAC procedure and dynamic control overhead based on the persistent allocation AMAP IE for initial transmissions is modelled. HARQ retransmissions are not scheduled persistently. • Control channel overhead: A fixed overhead model for the UL control channels is used. 3.2 Evaluation results for TDD Table 3-1 presents the VoIP capacity results from the different sources for the IEEE 802.16m TDD mode. Based on the average value from all sources for each test environment, it is concluded that the IEEE 802.16m TDD meets the ITU requirements for the VoIP capacity. Table 3-1: VoIP capacity results for TDD Test environment Indoor (InH) Microcellular (UMi) Source 1 Source 6 Source 9 Average UL 154 176 DL 146 135 Min of UL and DL 146 135 140 ITU requirement 50 50 50 UL 99 110 104 DL 84 86 77 Min of UL and DL 84 86 77 82 ITU requirement 40 40 40 40 98 95 50 165 Base coverage urban (UMa) UL 93 DL 78 78 68 Min of UL and DL 78 78 68 74 ITU requirement 40 40 40 40 103 High speed (RMa) UL 101 106 DL 99 80 Min of UL and DL 99 ITU requirement 30 10 30 80 89 30 30 IEEE C802.16-09/0013 3.3 Evaluation results for FDD Table 3-2 presents the VoIP capacity results from the different sources for the IEEE 802.16m FDD mode. Based on the average value from all sources for each test environment, it is concluded that the IEEE 802.16m FDD meets the ITU requirements for the VoIP capacity. Table 3-2: VoIP capacity results for FDD Test environment Indoor (InH) Microcellular (UMi) Source 1 Source 6 Source 9 Average UL 156 176 DL 144 134 Min of UL and DL 144 134 139 ITU requirement 50 50 50 104 102 50 166 UL 100 DL 80 84 68 Min of UL and DL 80 84 68 77 ITU requirement 40 40 40 40 96 95 Base coverage urban (UMa) UL 94 DL 74 80 64 Min of UL and DL 74 80 64 72 ITU requirement 40 40 40 40 101 High speed (RMa) UL 102 100 DL 96 84 Min of UL and DL 96 84 90 ITU requirement 30 30 30 11 30 IEEE C802.16-09/0013 4 Evaluation results for the mobility requirement Following the evaluation methodology for the mobility requirement [1], in a first step UL system-level simulations were run for each test environment to obtain the UL SINR distribution. From the UL SINR distribution the median (or 50th percentile) value was obtained for each test environment. In a second step, link-level simulations were run to generate the spectral efficiency versus SNR curves for each test environment. The generated spectral efficiency numbers include the impact of control channel overhead by accounting for the average control channel overhead from the UL system-level simulations for each test environment, see Table 2-2. To assess whether the RIT meets the mobility requirement, the spectral efficiency value from the link-level curves is obtained for the median SINR value from the system-level simulations. It is noted that evaluation results are presented for both the LoS and NLoS channel models of each test environment. The following embedded Excel file contains the UL SINR distributions from the different sources in tabular format. Based on the information in the embedded Excel file, the average median UL SINR values are 16.6 dB, 5.0 dB, 4.3 dB, and 5.6 dB for the InH, UMi, UMa, and RMa test environment of IMT-Advanced, respectively. Table 4-1 and Table 4-2 present the evaluation results for the mobility requirement from the different sources for TDD and FDD, respectively. Based on the average value from all sources for each test environment and for both the LoS and NLoS channel models, it is concluded that the IEEE 802.16m meets the ITU mobility requirement for both TDD and FDD. Table 4-1: Results for evaluating the mobility requirement for TDD 12 IEEE C802.16-09/0013 Test environment Indoor (InH) Source 1 Source 6 Source 9 LOS 3.51 NLOS 3.41 ITU requirement Microcellular (UMi) 1.0 High speed (RMa) 4.00 1.0 1.64 NLOS 1.33 1.66 ITU requirement 0.75 0.75 1.58 NLOS 1.26 1.33 ITU requirement 0.55 0.55 LOS 1.54 NLOS 1.23 ITU requirement 0.25 1.0 1.0 1.98 1.81 1.50 0.75 0.75 1.85 1.72 1.30 0.55 0.55 1.85 1.70 1.23 0.25 0.25 Table 4-2: Results for evaluating the mobility requirement for FDD 13 3.76 3.41 LOS Base coverage urban (UMa) LOS Average 0.25 IEEE C802.16-09/0013 Test environment Indoor (InH) Source 1 LOS 3.64 NLOS 3.56 ITU requirement Microcellular (UMi) 1.0 Source 9 4.08 Average 3.86 3.56 1.0 LOS 1.70 NLOS 1.41 1.60 ITU requirement 0.75 0.75 Base coverage urban (UMa) LOS High speed (RMa) Source 6 1.66 NLOS 1.30 1.38 ITU requirement 0.55 0.55 LOS 1.61 NLOS 1.27 ITU requirement 0.25 1.0 1.0 1.74 1.72 1.51 0.75 0.75 1.60 1.63 1.34 0.55 0.55 1.60 1.61 1.27 0.25 0.25 0.25 5 Conclusion Based on the evaluation results presented in this contribution, it is concluded that IEEE 802.16m meets all IMT-Advanced requirements for the cell/cell-edge user spectral efficiency, the VoIP capacity, and the mobility requirement. References [1] ITU-R M.2135, “Guidelines for evaluation of radio interface technologies for IMT-Advanced”, 2008. [2] IEEE L802.16-09/0101r1, “[Draft] submission of a candidate IMT-Advanced RIT based on 802.16 (Part 4), September 2009. [3] IEEE 802.16m-09/0047, “System Evaluation Details for IEEE 802.16 IMT-Advanced Proposal”, September 2009. 14