Methodology July 2009 Political Survey/Media Update

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Methodology
July 2009 Political Survey/Media Update
Prepared by Princeton Survey Research Associates International
for the Pew Research Center for the People and the Press
July 2009
SUMMARY
The July 2009 Political Survey, sponsored by the Pew Research Center for the People and
the Press, obtained telephone interviews with a nationally representative sample of 1,506 adults
living in the continental United States. The survey was conducted by Princeton Survey Research
International. The interviews were conducted in English Princeton Data Source, LLC from July
22 to July 26, 2009. Statistical results are weighted to correct known demographic discrepancies.
The margin of sampling error for the complete set of weighted data is 3.3±%.
Details on the design, execution and analysis of the survey are discussed below.
DESIGN AND DATA COLLECTION PROCEDURES
Sample Design
A combination of landline and cellular random digit dial (RDD) samples was used to
represent all adults in the continental United States who have access to either a landline or
cellular telephone. Both samples were provided by Survey Sampling International, LLC (SSI)
according to PSRAI specifications.
Numbers for the landline sample were drawn with equal probabilities from active blocks
(area code + exchange + two-digit block number) that contained three or more residential
directory listings. The cellular sample was not list-assisted, but was drawn through a systematic
sampling from dedicated wireless 100-blocks and shared service 100-blocks with no directorylisted landline numbers.
Contact Procedures
Interviews were conducted from June 22 to June 26, 2009. As many as 7 attempts were
made to contact every sampled telephone number. Sample was released for interviewing in
replicates, which are representative subsamples of the larger sample. Using replicates to control
the release of sample ensures that complete call procedures are followed for the entire sample.
Calls were staggered over times of day and days of the week to maximize the chance of making
contact with potential respondents. At least one daytime call was made to each phone number in
an attempt to find someone at home if necessary. Interviewing was spread as evenly as possible
across the four days in field.
For the landline sample, half of the time interviewers first asked to speak with the
youngest adult male currently at home. If no male was at home at the time of the call,
interviewers asked to speak with the youngest adult female. For the other half of the contacts
interviewers first asked to speak with the youngest adult female currently at home. If no female
was available, interviewers asked to speak with the youngest adult male at home. For the cellular
sample, interviews were conducted with the person who answered the phone. Interviewers
verified that the person was an adult and in a safe place before administering the survey. Cellular
sample respondents were offered a post-paid cash incentive for their participation.
WEIGHTING AND ANALYSIS
Weighting is generally used in survey analysis to compensate for sample designs and
patterns of non-response that might bias results. A two-stage weighting procedure was used to
weight this dual-frame sample. A first-stage weight of 0.5 was applied to all dual-users to
account for the fact that they were included in both sample frames.1 Respondents who were
identified as either land line only or cell phone only were assigned a first-stage weight of 1.
Respondents whose phone use status could not be determined were assigned their sample’s
average first-stage weight.
1
Dual-users are defined as [a] landline respondents who either have a working cell phone or live with someone who
has a cell phone, or [b] cell phone respondents who have at least one working telephone inside their home that is not
a cell phone.
2
The first-stage of weighting also included an adjustment to landline respondents that
corrected for unequal probabilities of selection based on the number of adults in the household.
An adjustment factor of one was assigned to landline respondents who live with no other adults.
This who live in a household with one other adult were assigned an adjustment factor of two and
those living in households with more than one other adult were assigned an adjustment factor of
three.
The second stage of weighting balanced sample demographics to population parameters.
The sample was balanced - by form - to match national population parameters for sex, age,
education, race, Hispanic origin, region (U.S. Census definitions), population density, and
telephone usage. The White, non-Hispanic subgroup was also balanced on age, education and
region. The basic weighting parameters came from a special analysis of the Census Bureau’s
2008 Annual Social and Economic Supplement (ASEC) that included all households in the
continental United States. The population density parameter came from Census 2000 data. The
cell phone usage parameter came from an analysis of the July-December 2008 National Health
Interview Survey.2
Weighting was accomplished using Sample Balancing, a special iterative sample
weighting program that simultaneously balances the distributions of all variables using a
statistical technique called the Deming Algorithm. Weights were trimmed to prevent individual
interviews from having too much influence on the final results. The use of these weights in
statistical analysis ensures that the demographic characteristics of the sample closely
approximate the demographic characteristics of the national population. Table 1 compares
weighted and unweighted sample distributions to population parameters for the two phases of
interviewing.
2
Blumberg SJ, Luke JV. Wireless substitution: Early release of estimates from the National Health Interview
Survey, July-December, 2008. National Center for Health Statistics. May 2009.
3
Table 1: Sample Demographics
Population
Parameter
Gender
Male
48.4%
Female
51.6%
Unweighted
Sample
Weighted
Sample
46.8%
53.2%
48.4%
51.6%
Age
18-24
25-34
35-44
45-54
55-64
65+
12.6%
17.9%
18.8%
19.5%
14.8%
16.4%
7.7%
10.3%
13.7%
19.8%
20.3%
26.5%
12.8%
15.9%
18.2%
20.1%
15.1%
16.6%
Education
Less than HS Graduate
HS Graduate
Some College
College Graduate
14.3%
34.9%
23.9%
26.9%
5.8%
29.3%
24.6%
39.4%
10.6%
36.3%
23.9%
28.2%
Race/Ethnicity
White/not Hispanic
Black/not Hispanic
Hispanic
Other/not Hispanic
69.0%
11.4%
13.5%
6.1%
77.7%
8.2%
6.2%
5.9%
69.6%
10.6%
11.4%
6.0%
Region
Northeast
Midwest
South
West
18.6%
22.1%
36.7%
22.6%
18.5%
26.3%
36.9%
18.3%
18.5%
22.6%
37.6%
21.3%
County Pop. Density
1 - Lowest
2
3
4
5 - Highest
20.1%
20.0%
20.1%
20.2%
19.6%
23.4%
23.4%
19.3%
18.7%
15.2%
20.3%
20.8%
20.4%
20.2%
18.3%
Phone Use
LLO
Dual - few, some cell
Dual - most cell
CPO
13.6%
49.7%
15.9%
20.8%
12.0%
60.2%
19.5%
7.6%
13.4%
48.9%
15.9%
20.8%
4
Effects of Sample Design on Statistical Inference
Post-data collection statistical adjustments require analysis procedures that reflect
departures from simple random sampling. PSRAI calculates the effects of these design features
so that an appropriate adjustment can be incorporated into tests of statistical significance when
using these data. The so-called "design effect" or deff represents the loss in statistical efficiency
that results from systematic non-response. The total sample design effect for this survey is 1.71.
PSRAI calculates the composite design effect for a sample of size n, with each case
having a weight, wi as:
n
deff 
n  wi
2
i 1


  wi 
 i 1 
n
2
formula 1
In a wide range of situations, the adjusted standard error of a statistic should be
calculated by multiplying the usual formula by the square root of the design effect (√deff ). Thus,
the formula for computing the 95% confidence interval around a percentage is:

pˆ (1  pˆ ) 

pˆ   deff  1.96

n


formula 2
where p̂ is the sample estimate and n is the unweighted number of sample cases in the group
being considered.
The survey’s margin of error is the largest 95% confidence interval for any estimated
proportion based on the total sample— the one around 50%. For example, the margin of error for
the entire sample is ±3.3%. This means that in 95 out every 100 samples drawn using the same
methodology, estimated proportions based on the entire sample will be no more than three
percentage points away from their true values in the population. The margin of error for estimates
based on form split is ±4.6%. It is important to remember that sampling fluctuations are only one
possible source of error in a survey estimate. Other sources, such as respondent selection bias,
questionnaire wording and reporting inaccuracy, may contribute additional error of greater or
lesser magnitude.
5
Callback Interview
On July 27 after the main interviewing was completed, we attempted to callback all
survey respondents and ask them a short series of questions about some breaking news that
happened during the field period. Callback interviewing was conducted at Braun Research. A
total of 480 respondents completed the callback interview. These cases were weighted separately
to match the usual general population parameters. In addition, we also balanced the callback
sample distributions of presidential approval (Q2) and party identification (PARTY and
PARYTLN) to match the weighted distributions from the final sample. IN the dataset this weight
variable is called WEIGHT_CB.
RESPONSE RATE
Table 2 reports the disposition of all sampled telephone numbers ever dialed from the
original telephone number samples. The response rate estimates the fraction of all eligible
respondents in the sample that were ultimately interviewed. At PSRAI it is calculated by taking
the product of three component rates:3
o Contact rate – the proportion of working numbers where a request for interview was
made4
o Cooperation rate – the proportion of contacted numbers where a consent for interview
was at least initially obtained, versus those refused
o Completion rate – the proportion of initially cooperating and eligible interviews that were
completed
Thus the response rate for the land line samples was 17 percent. The response rate for the cellular
samples was 20 percent.
Table 3 reports the sample disposition for the callback survey. The response rate for the
callback survey was 32 percent.
PSRAI’s disposition codes and reporting are consistent with the American Association for Public Opinion Research
standards.
4
PSRAI assumes that 75 percent of cases that result in a constant disposition of “No answer” or “Busy” are actually
not working numbers. For the callback survey we assumed that all of these numbers were actually working.
3
6
Table 2:Sample Disposition
Landline
22493
Cell
6750
1705
1091
26
10965
1076
7630
33.9%
138
5
0
2627
217
3763
55.8%
OF Non-residential
OF Computer/Fax
OF Cell phone
OF Other not working
UH Additional projected not working
Working numbers
Working Rate
359
1724
39
5508
72.2%
72
733
5
2953
78.5%
UH No Answer / Busy
UONC Voice Mail
UONC Other Non-Contact
Contacted numbers
Contact Rate
484
3683
1341
24.3%
430
1772
751
25.4%
UOR Callback
UOR Refusal
Cooperating numbers
Cooperation Rate
176
0
1165
86.9%
127
242
382
50.9%
IN1 Language Barrier
IN2 Child's cell phone
Eligible numbers
Eligibility Rate
36
1129
96.9%
5
377
98.7%
R Break-off
I Completes
Completion Rate
17.0%
19.7%
Response Rate
T Total Numbers Dialed
7
Table 3: Callback Sample Disposition
1506 T Total Numbers Dialed
0
1
0
4
0
1501
99.7%
OF Non-residential
OF Computer/Fax
OF Cell phone
OF Other not working
UH Additional projected not working
Working numbers
Working Rate
562
159
2
778
51.8%
UH No Answer / Busy
UONC Voice Mail
UONC Other Non-Contact
Contacted numbers
Contact Rate
211
87
480
61.7%
UOR Callback
UOR Refusal
Cooperating numbers
Cooperation Rate
0
0
480
100.0%
IN1 Language Barrier
IN2 Child's cell phone
Eligible numbers
Eligibility Rate
0
480
100.0%
R Break-off
I Completes
Completion Rate
32.0%
Response Rate
8
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