Top Copy 5th SC-IHDP 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 Draft Minutes of the 5 IHDP-Scientific Committee Meeting March 28-31, 1998 Bonn th The Scientific Committee met at the Hotel Königshof, Adenauer Allee 9, Bonn. The meeting was preceded by an informal working dinner on March 27 in the dining room of the hotel. The official meeting was convened daily from March 28-31 at 8:30 a.m. in the “Weißer Saal”. Excused from the meeting: D. Skole, Tyson, B. Moore III. Mr. Skole was represented by Eric Lambin; no representation from START; Mr. Moore was represented by Will Steffen. In attendance on March 28: Eckart Ehlers (Chair), Arild Underdal (Vice-Chair), Peter de Jánosi (Treasurer), Anne Whyte, Hans Opschoor, P.S. Ramakrishnan (11 a.m.), Mauricio Tolmasquim, Eric Lambin, J.W.M. la Riviére (ICSU), Kurt Pawlik (ISSC), Joao Morais (Deputy Dir. Social Sciences, IGBP), Larry Gates (WCRP), Will Steffen (IGBP), Oran Young (IDGC), Steve Lonergan (GECHS), Pier Vellinga (IT), Larry Kohler (Executive Director), Ramine Shaw (Intern. Science Project Co-ordinator), Udo Bünnagel (Information and Programme Officer), Laura Siklossy (Administrative Assistant), Renate Duckat (Research Assistant), Ranu Sharma (DFAIT-Intern from Canada). Chair Eckart Ehlers opened the meeting at 8:30 a.m.. SC-IHDP.5/I/1 - SC-IHDP.5/I/3 The Draft Agenda and Annotated Agenda were adopted without amendment. SC-IHDP.5/I/2 The Revised (March 25) Draft Schedule was adopted as proposed. It was later agreed to bring forward Agenda items VIII and IX from Monday afternoon to Sunday afternoon. SC-IHDP.5/II/1 The Draft Minutes of the 4th Scientific Committee Meeting (June 1997 in Vienna) were adopted as presented. Ehlers welcomed P.S. Ramakrishnan as a new member of the SC-IHDP. SC-IHDP.5/IVb Draft Science Plan Review Guidelines The guidelines were meant to facilitate the role of the SC to approve the Draft Science Plans (DSP) by having outside advisers/reviewers examine the DSP and provide comments to the SC. The SC discussed in detail the proposed review process for Draft Science Plans. The following key points were made: the review process should be demanding but speedy and not cause delay in launching the project; the SC should establish a small “co-ordinating committee” composed of a SC-IHDP liaison member, Chair or Representative of SPC and the Executive Director to facilitate the review process; 1 Top Copy 5th SC-IHDP 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 the advisers/reviewers should include representation from beyond the present IHDP community working in the field of the DSP, researchers providing geographic and disciplinary perspectives, or potential "end-users" such as policy makers. the DSP should also be circulated to National IHDP Committees for comments to assist the SC in its approval process. the SC-IHDP should approve the DSP on the basis of “general consensus” and not unanimity; a number of proposals were made to strengthen the proposed “criteria”. Following the discussion, the SC approved the guidelines taking into account their proposals and the Secretariat was asked to submit the revised guidelines before the end of the Meeting. A revised text of the guidelines was circulated to the SC, which led to several further revisions. The Secretariat was asked to send the final text to the SC-IHDP before June 1, 1998. ACTION 1 The Secretariat should circulate the revised review guidelines for DSP before 1 June 1998. Guidelines for Project Implementation Plans The SC discussed the proposed Draft Guidelines for Implementations Plans and a proposed review process. While the SC recognised the value of an Implementation Plan which would set out the more detailed operational and strategic plans for the implementation of the Science Plans, it was felt by several members that the traditional extensive document had several important weaknesses: a) the SPC after having completed the DSP was immediately confronted by the preparation of an additional detailed planning document which in the past has taken between one and three years to prepare and this could lead to high levels of frustration by the SPC members; and b) the project implementation itself was delayed by at least one year and this risked to break the momentum in mobilising international scientific collaboration and financial support. The SC-IHDP took note of the draft Guidelines and review process and indicated their approval in principle and agreed that it should be followed in the case of the forthcoming LUCC Draft Implementation Plan. In addition, however, they requested the Secretariat to review the discussion and to propose possible options to introduce more flexible approaches to the preparation of IHDP “Implementation Plans” for consideration at the next session of the SC. ACTION 2 The Secretariat should prepare proposals for the possible streamlining of IHDP Draft Implementation Plans for the next session of the SC. SC-IHDP.5/VIIc – Industrial Transformation A progress report on the project was given by Pier Vellinga, Chair of the SPC, which outlined the general aims, mission statement, major research foci and extensive process for the preparation of the IT Draft Science Plan. Timetable 1998 May 1998: October 1998: convening of seven regional workshops Review of the Research Directory (formerly Inventory of Research) SPC-meeting 2 Top Copy 5th SC-IHDP 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 November 1998: Draft Science Plan to be submitted to SC-IHDP February 1999: Global IHDP-IT Open Conference before end of 1999: Science Plan to be approved by SC and published. Prof. Vellinga proposed to keep the SC-IHDP informed of progress with a view to facilitating the review process of the DSP before the February 1999 Open Science Meeting process. The IT-SPC still has some vacancies, but it was expected that they would only be filled after the completion of the Science Plan and the SSC was established. The SC urged increased focus on crosscutting themes (transportation) and on the human driving forces. The SC expressed its gratitude for the extensive financial support provided by the EU and the Dutch Academy of Sciences for the upcoming Open Science Conference in Amsterdam. The SC expressed its gratitude to START for their extensive and essential financial support for several of the regional workshops. Prof. Vellinga drew the SC-IHDP’s attention to the fact that the Project was in immediate need of an additional U.S. $60,000 in order to ensure its effective completion of the DSP and urged the SC to assist in the mobilisation of additional resources. ACTION 3 118 119 120 121 The SC-IHDP agreed to write to the Dutch government, acknowledging and thanking them for past funding support and encouraging them to continue to support the IT Science Project. 122 123 The SC-IHDP agreed to provide an additional U.S.$5000 to the IT Project for 1998; i.e. a total grant of $25,000. 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 ACTION 4 SC-IHDP.5/IX Partner GEC Programmes a) IGBP Will Steffen, who as the new Executive Director of IGBP made a special effort to attend the SC-IHDP session, noted IHDP’s rapidly developing status as an effective “junior” partner of the GEC programmes. He cited philosophical (development of new paradigms for global change research) and practical (joint workshops, network, project linkages) levels of interaction between the IGBP and the IHDP and urged an approach emphasising “think small/regional” to get practical work going. He indicated that the IGBP would be undergoing a major re-structuring process emphasising synthesis and the integration of research results. The IGBP will increasingly stress regional and sub-regional levels, incorporating human dimensions and socio-economic approaches. This process will be driven by synthesis studies covering the past eight years of IGBP’s major core projects and fundamental earth systems sciences. The IHDP was requested to actively participate in this synthesis process. Workshops are planned for the 2nd half of 1999; and the IGBP Open Science Meeting will be held October 2000 in Washington, D.C. Joint WCRP/IHDP/IGBP events are planned for the latter meeting and the IHDP was invited to play a very active role, including a possible joint IGBP/IHDP Day. In conclusion he stressed that in future IGBP would need to integrate human dimensions early and deeply within their own activities and he looked forward to increasing collaboration with the IHDP in this process. ACTION 5 3 Top Copy 5th SC-IHDP 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 The SC-IHDP welcomed the proposed enhanced collaboration with the IGBP and requested the Secretariat to continue its efforts to promote and facilitate effective and practical collaboration between the IGBP and IHDP International Secretariats and Science Projects. Arild Underdal chaired the meeting after lunch. Will Steffen and Pier Vellinga departed around 3 p.m. SC-IHDP.5/VII a) Global Environmental Change and Human Security GECHS The GECHS Draft Science Plan, which was made available to each SC member, was presented by Steve Lonergan, Chair of the SPC. He reviewed the proposed five key research foci. A bibliography, list of institutions, SPC members and funding information have been completed but were not included in the initial Draft. Timetable early June 1998 revised Draft Science Plan will be submitted to SC-IHDP incorporating comments received from the SC and the GECHS network of researchers. end September 1998 Draft Science Plan is expected to be approved by the SC-IHDP. ACTION 6 166 167 168 169 The SC-IHDP members will submit their comments on the initial Draft Science Plan directly to S. Lonergan by April 20-24, 1998. 170 171 172 173 Anne Whyte, Larry Kohler and Steve Lonergan will identify possible external advisers/reviewers and submit the revised DSP for comments. 174 175 S. Lonergan will submit to the IHDP Secretariat the completed bibliography and finalised list of Scientific Planning Committee members and revised Draft in early June 1998. 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 The GECHS project also foresees convening each year one major workshop and 1 and/or 2 minor workshops, including: Workshop of Scandinavian researchers (co-financed by IHDP and possibly Sweden (May 27/28, 1998 in Stockholm); IHDP/GECHS/Australian National Human Dimensions Committee workshop in Australia (November 1998 in Canberra) on Water and Human Security in South East Asia (co-financed by APN and START); 3-4 specialised panels during Open Science Meeting in Japan in June 1999 workshop on food security in southern Africa in early 2000, possibly in South Africa Ideally, each of these activities will result in a publication. The GECHS Research Report entitled The Role of Environmental Degradation in Population Displacement, the first major IHDP publication to be produced by one of the new IHDP projects, was presented. Lonergan envisages the following future publications: 1. Briefing documents (10-12 issues over the next two years, 1000 in English, 500 in Spanish, 500 in French) to be distributed by IHDP, Woodrow Wilson Centre, APN and IAI in developing countries; 2. Special volume on the Nato Workshop (Budapest Oct. 1997) is expected to appear in September 1998 ACTION 7 ACTION 8 4 Top Copy 5th SC-IHDP 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 3. Research Report on water and human security in South East Asia (1999). 4. In future, all GECHS publications will be accessible on their web site. The main topics in the discussion of the GECHS project included: firm objections by the SC-IHDP to the use of potentially controversial funding sources (e.g. military and intelligence agencies) and urgings that GECHS not solicit such funds; the need to promote the evident linkages with the IDGC project; security and vulnerability can be defined in terms of a) social construction and b) objective external indicators (i.e., pollution, unemployment). GECHS is in the early stages of identifying external indicators of security vulnerability; agreement that all IHDP publications should be reflect a common “corporate image”; a GECHS request that the project begin to investigate opportunities to mobilise funds for an IPO, including the possible establishment of the IPO or foci offices in developing countries with a view to promoting and facilitating enhanced participation by developing country researchers. 215 ACTION 9 216 217 The SC encouraged the GECHS team and the IHDP Secretariat to investigate opportunities for the mobilisation of scientific and financial support for the future IPO office. 218 219 220 221 222 223 224 SC-IHDP.5/VII b)Institutional Dimensions of Global Environmental Change IDGC Oran Young, Chair of the SPC, officially submitted the Draft Science Plan to the SC-IHDP. 225 226 227 228 229 230 231 232 Timetable May 1998 O. Young will submit a slightly revised Draft Science Plan to the IHDPSecretariat for circulation to the SC members and to the specially designated external advisers/reviewers for comments; end June 1998 comments from SC to be sent to O. Young; July 1998 Draft Science Plan will be considered by IDGC-SPC at their meeting in Australia; August 1998 Final Draft Science Plan will be submitted to SC-HDP for Approval; October 1998 SC-IHDP approval of Draft Science Plan. 233 234 235 236 237 238 239 240 241 242 243 244 245 246 Major topics in the discussion of IDGC/DSP included: The need for the DSP to clarify the use of the terms : “institutions” and “organisations”; Proposals concerning the pros and cons of the possible incorporation of a third fragile eco-system/region (China, Mediterranean, mountain system) were discussed without resolution; pros and cons of including scale, fit and size issues; The SPC was encouraged to incorporate more tables, figures and diagrams within the DSP. The SPC was asked to provide further information related to the value-added from the research project by enhancing information on the results, aims, operational mechanisms and potential relevance and value for specific end-user communities; The SPC was asked to specify authorship of the DSP; 5 Top Copy 5th SC-IHDP 247 248 ACTION 10 249 250 251 252 Hans Opschoor, Larry Kohler and Oran Young will identify the external advisers/reviewers and submit the draft for comments. 253 254 The final revised DSP will be submitted to the SC-IHDP by end of August 1998 for approval before October 1998 255 256 257 258 The meeting was adjourned at 6:30 p.m. and followed by a dinner for all in the hotel dining room at 7:30 p.m. 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 ACTION 11 The SC meeting continued on Sunday, March 29, at 8:30 a.m., chaired by E. Ehlers. Present: Gates, Ramakrishnan, Stern, Tolmasquim, Pawlik, la Rivière, Underdal, Ehlers, Lambin, Young, de Jánosi, Opschoor, Lonergan, Morais, Whyte; from the IHDP Secretariat: Bünnagel, Kohler, Quickmann, Sharma, Shaw, Siklossy. SC-IHDP.5/VII d)Land Use and Land Cover Change LUCC David Skole, the current project Chair, who will complete his term at the end of 1998, was unable to attend. Eric Lambin, his representative at the SC-IHDP and the proposed future Chair of the SSC beginning in 1999, presented a comprehensive overview of the project. Timetable 1995 Science Plan was endorsed; June 1998 Draft Implementation Plan will be submitted to SC for review process; September 1998 final Draft Implementation Plan submitted to IHDP and IGBP. Major topics in the discussion of LUCC included: A review of the three LUCC Focus Themes and activities; A discussion of : 1)technology and monitoring, 2) socialising the pixel, 3) modelling; technology-driven remote sensing must be validated by social science components, which entails an enhanced systems approach and grass roots regional involvement; obvious linkages between LUCC and IDGC; progress related to the completion and approval of the LUCC Draft Implementation Plan. Membership of LUCC SSC Lambin made a detailed presentation concerning the proposed LUCC SSC strategy for the renewal of the membership of the SSC, which had been discussed and endorsed at the recent SSC meeting in Barcelona. This strategy emphasised the importance of introducing both new disciplines and new geographical representation in the SSC. On behalf of the SSC, he made the following nominations: Peter Nijkamp (Netherlands), Ronald Rindfuss(USA), Nancy Bockstael (USA) and Robin Reid (Kenya). He stressed that this current set of proposals which 6 Top Copy 5th SC-IHDP 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 emphasised new disciplines would be reinforced in future by a series of additional proposals which reflected broader geographical perspectives. At the time of the discussion, CVs were only available for the first three nominees. Following considerable questioning of Lambin and discussion, the SC-IHDP agreed to endorse the first three nominees. As a sign of their deep frustration, however, that the SSC had not been able to address the critical issue of geographical perspectives, they decided to permit two of the nominees to begin this activity as soon as the IGBP also endorsed them, but that one nominee would have to await to take up the position until 1 January 1999. The decision as to which of the nominees should be delayed in taking up the position in the SSC was left to the LUCC SSC. The SC-IHDP reiterated their strong conviction that the SSC-LUCC should make a very serious effort to make several proposals of highly qualified nominees for the SSC which would bring both disciplinary and geographical perspectives within the SSC LUCC as soon as possible, and preferably before 1 January 1999. The SC-IHDP indicated that while the nomination of Dr. Reid might be resubmitted in future with a full CV, they urged the SSC LUCC to also identify and propose additional nominees from Africa for their consideration. In addition, it was agreed that this decision of the SC-IHDP should be strictly co-ordinated with that of the IGBP to ensure a consistent policy approach by the two co-sponsors of LUCC. Therefore, the Secretariat was asked to follow up this process with the IGBP and, if necessary, contact the SC-IHDP to reassess this decision in light of the IGBP decision. 316 Action 12 317 318 319 In light of the SC-IHDP endorsement of the three nominations and the proposed restrictions on the date of their effect, the Secretariat was asked to co-ordinate this decision directly with IGBP to ensure a co-ordinated IHDP/IGBP decision and policy on this issue. 320 321 322 323 324 325 326 327 328 329 330 Officers of the SSC LUCC The SSC LUCC had informed the SC-IHDP that Eric Lambin had been nominated by the SSC LUCC to be the next Chair of the SSC LUCC, as David Skole’s term of office would come to an end on 31 December 1998 and he had announced at the SSC LUCC meeting in Barcelona that he could not continue on the SSC LUCC after that date. Colleen Vogel was nominated to serve as Vice-Chair. The SC-IHDP discussed these nominations and fully endorsed the decision of the SSC LUCC. The Secretariat was requested to ensure that this decision was conveyed to the IGBP and that again care should be taken to ensure a co-ordinated and consistent policy was adopted by both IGBP and IHDP and, if necessary, the SC IHDP should reassess this decision in light of the IGBP’s decision. 331 Action 13 332 333 The Secretariat should co-ordinate this decision directly with IGBP to ensure a co-ordinated IHDP/IGBP decision and policy on this issue. 334 335 336 337 338 339 340 341 342 343 344 SC-IHDP.5/VII e) Links The discussion centered on links between IHDP science projects, GEC programmes and others. IHDP Projects In addition to identifying a wide range of potential direct links between specific projects, several “generic” issues arose during the discussion of which many warrant special attention in future. First, the issue of scale was particularly critical for all IHDP projects and research activities. The question of generalising beyond the HD research community's traditional focus 7 Top Copy 5th SC-IHDP 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 393 on local variability was seen as especially important. Second, there was a common recognition that while IHDP had a very critical role to play in promoting workshops within its Science Projects and possibly beyond those projects – it was equally important for the IHDP to promote the production of high quality research results. It was necessary for the IHDP to do both networking and research. Third, it was recognised that increasing attention would also need to be given in future to ensuring a co-ordinated and rational approach to data collection and dissemination to avoid duplications and to promote synergies and broad access to human dimensions data and research results. ICSU La Riviére praised the efforts of the IHDP Secretariat and the four Science Project teams, citing the results of the past year as almost another "miracle on the Rhine". He underlined the four science projects as the nucleus for IHDP’s direction and funding, but noted that to date no solid scientific results were yet on the table. He urged IHDP to carefully avoid marginal but important questions and to take a pragmatic approach to links between projects and programmes, stressing the need to minimize and optimize links rather than maximize links. He noted that while the issues of Global versus regional and Scaling UP versus scaling down were important issues--they were not either or questions but rather required efforts to achieve an appropriate balance. The IHDP was not under excessive time pressure--the IHDP needed to promote quality scientific discussion, exchanges and research and should focus on continuing to make steady progress in future. ISSC Pawlik also praised the efforts of the IHDP Secretariat and stressed the good spirit of cooperation between the natural and social sciences and between the ISSC and the ICSU. He encouraged active collaboration between ISSC (e.g., CROP) and IHDP projects, offering to co-ordinate any overtures. Pawlik suggested that consideration should be given to determining the "life span" of the IHDP and IHDP projects by possibly establishing "sunset clauses" in future. He also expressed concern about the relatively narrow social science disciplinary representation on the SC-IHDP and urged the SC to consider including other disciplines, e.g. demography, behavioural sciences, jurisprudence. He also noted that consideration in future should be given to including issues related to health and education within the IHDP´s programme of work. He also drew attention to a) ISSC collaboration with UNESCO in producing the World Social Science Report (IHDP will contribute a chapter), and b) ISSC collaboration with UNESCO on the World Social Science Conference in 1999 in Budapest, at which strong IHDP representation is encouraged. WCRP Gates noted that he was impressed by the strong bottom-up approach of the IHDP. He underlined the different roles of IHDP and WCRP, which is by nature global and is almost exclusively devoted to the physical sciences and has not addressed human dimensions aspects. The IGBP interfaces more easily with the WCRP, whose only bridge to the IHDP is START. Gates stressed WCRP’s growing interest in the human dimensions effort, as these factors are increasingly relevant to the achievement of their own objectives. The WCRP community was very structured and independent and the WCRP played more of a role as broker among strong groups, whereby the IHDP was developing a much more integrative and innovative role in trying to bring global elements and regional and local perspectives and structures together. He saw this approach as very exciting and positive for the WCRP. He cautioned the IHDP, however, not to create too many projects and too bureaucratic an approach prematurely, but 8 Top Copy 5th SC-IHDP 394 395 396 397 398 399 400 401 402 403 404 405 406 407 408 409 410 411 412 413 414 415 416 417 418 419 420 421 422 423 424 425 426 encouraged concentration at this time on a few select projects and clear but flexible procedures. 427 ACTION 14 428 429 430 431 432 The SC agreed that Berrien Moore should be informed that the SC-IHDP has discussed the issue and would seek to develop its capacity to play an active role in the GAIM Task Force process. The IHDP Scientific Projects should be kept informed of the progress of the GAIM Task Force so that they may play a very active role in the IHDP´s future collaboration in this process. IGBP In addition to Will Steffen´s earlier remarks (see page 3), Joao Morais, IGBP Social Science Liaison Officer, noted that IHDP was able to provide significant value-added to IGBP projects through the development of the IHDP projects and activities. He underlined the fundamental role national committees could play in enhancing the level of collaboration of researchers within and between IHDP projects. He also encouraged the IHDP to introduce specialised meetings for the IHDP science project chairs to meet on an annual basis to facilitate linkages. The IHDP was encouraged to present its research priorities at the IGBP Millennium Meeting in October 2000. The IHDP might also usefully use the opportunity of the IGBP-SAC V meeting in Kenya (September 1999), to extend its contacts with IGBP´s own network of 76 national committees. Ehlers, who had attended the SC-IGBP Boulder meeting in March, led a detailed discussion of the four questions developed by Berrien Moore and the GAIM Task Force, particularly those directed specifically at the IHDP. Ehlers requested concrete advice from the SC-IHDP on how IHDP might develop its capacity to deal with these and other questions addressed to the IHDP in future. He emphasised that IHDP needed to develop its own "response" strategy-- which would help the SC-IHDP and Secretariat to establish priorities, develop responses, and foresee emerging areas in which the IHDP might wish to begin to analyse and assess in future. As an example of the kinds of requests being received, Larry Kohler indicated that the IHDP had been invited to collaborate closely with GAIM in co-sponsoring a special session on “Incorporating Human Dimensions within Earth Systems Models” which will take place at the May 1998 Spring American Geophysical Union meeting in Boston. The fact that the IHDP was increasingly being approached with such questions was seen by the SC as a significant sign of progress: There clearly was an increasing awareness of the potential value-added which might be provided by the IHDP. This required, however, that IHDP strengthen its own capacity to assess and respond to such requests. This discussion was also continued and reflected during the discussion of agenda item X- Looking Forward. 433 434 ACTION 15 435 436 437 438 The SC asked Larry Kohler during the upcoming special session at AGU in Boston (May 1998) to indicate IHDP´s commitment to develop a proactive approach to responding to requests addressed to the IHDP to facilitate the integration of human dimensions within integrated assessments and global and regional modelling initiatives. 439 440 ACTION 16 9 Top Copy 5th SC-IHDP 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468 469 470 471 472 473 474 475 476 477 478 479 480 481 482 483 484 485 486 487 488 The SC agreed that the specific IGBP questions and the GAIM process should be discussed and the questions possibly re-formulated at the Chairs and Directors Meeting in Bonn/August 1998. The Chairs and Directors might wish to propose a mechanism to deal with this kind of request in future. The meeting was adjourned for a longer lunch period. Underdal chaired the afternoon session. SC-IHDP.5/X Looking Forward a) Track Two Following a detailed and constructive discussion, the SC agreed that the IHDP should focus on four priorities: 1) concentrating over the next two years on actively supporting the development and implementation of the existing four science projects; 2) developing a constructive response strategy on new issues and themes; 3) pursuing options of Track Two (Bellagio-type conference) possibly in the year 2000; and 4) facilitating wider involvement in IHDP by national committees and programmes. b) New Themes The IHDP has been approached by various national HD committees, individual researchers, and other organisations to initiate activities on new themes such as health, urbanisation, the role of the individual in GEC, and integrated assessments. The SC-IHDP discussed four general options of response by the IHDP: a) no response; b) vigorous, in-depth response, i.e. possible development of a core project; c) moderate response, i.e. incorporation of new themes where feasible as an element within existing science projects (e.g., health in GECHS, LUCC) d) ad hoc responses, i.e. the convening of a special working group or task force to prepare a specific response to a request or to convene a special preparatory/review workshop. Overarching Themes: The SC review of this item evolved into an extensive and integrated discussion linking a number of the issues raised during previous agenda items, under what became known as "Overarching Themes for the IHDP". It was clear that the IHDP needed to develop a capacity to assess and respond to requests coming from the GEC research programmes, policy and donor communities, United Nations system and others as regards human dimensions of GEC. It was pointed out that the IHDP also needed to be able to play a "brokering role" of helping to bring together researchers from the human dimensions community to focus on key questions in future. This did not require the IHDP to take on the new and additional activities itself-but that it may play an active role in facilitating the identification of other appropriate mechanisms which might lead these activities in future. In order to take into account the wide range of views and suggestions, it was suggested that a small working group be established within the SC (Anne Whyte, P.S. Ramakrishnan and Larry Kohler) to prepare a brief working note concerning the "Overarching Themes" of the IHDP. This note would provide the basis for an active exchange within the SC in order to identify and establish IHDP criteria for the assessment of priorities and responses as well as identifying a possible mechanism within the IHDP to facilitate the assessment of requests and the preparation of responses to such requests in future ACTION 17 10 Top Copy 5th SC-IHDP 489 490 491 492 493 494 495 496 497 498 499 500 501 502 503 504 The SC agreed that, in order to enhance its credibility, the IHDP should develop a more explicit and pro-active response strategy/capacity for the future. A small working group was created (Anne Whyte, P.S. Ramakrishnan and Larry Kohler) to develop a proposal for the consideration of the SC-IHDP. c) 3rd Open Science Meeting of the HD of GEC Research Community Timetable November 1, 1998 deadline for submission of abstracts. June 24-26, 1999 OSM in Shonan Village (south of Tokyo); Following previous meetings in the U.S. and Austria, the Institute for Global Environmental Strategies (IGES) offered to host the 3rd meeting in Japan. The Planning Committee consists of Ehlers, L. Graumlich, J. Jäger, S. Nishioka, R. Rindfuss, Sokoma. Following an initial meeting in Barcelona/March, they will meet again in December 1998. In as much as the agenda will strongly reflect IHDP research priorities, the SC-IHDP unanimously agreed that the IHDP will co-sponsor the 3rd Open Meeting. 505 ACTION 18 506 507 The IHDP should provide $20.000 to support the participation of scientists from Latin America, Africa and Eastern Europe. 508 509 510 511 512 513 514 515 516 517 518 519 520 521 522 523 524 525 526 527 528 529 530 Agenda items VIII Joint Programmes and IX Partner GEC Programmes were brought forward. SC-IHDP.VIII a) START Kohler gave a short oral briefing on START, co-sponsored by IHDP/IGBP/WCRP, indicating that the SC-IHDP had before it four nominees for the SSC-START for consideration and approval; the START Implementation Plan has been published and made available to SC members; START has and continues to contribute very significant financial support to LUCC and IT regional workshops as well as the upcoming GECHS/Australia HD workshop on water and human security; START is co-sponsoring with IHDP the first annual IHD Workshop in August 1998 in Bonn; START is co-ordinating the CLIMAG project. The SC endorsed the 4 names submitted by START, but indicated that they believed that a more co-ordinated and "professional" approach should be taken by the three co-sponsors of START when dealing with joint management decisions. It was suggested that this subject should be raised at the Chair/Directors Forum with a view of establishing a more rationalised approach to such joint decisions in future. 531 ACTION 19 532 533 534 The SSC START nominees were approved. However, the Secretariat was asked to ensure that this issue is discussed at the Chairs and Directors meeting in August 1998 in Bonn with a view to improving the process of joint management of START. 535 11 Top Copy 5th SC-IHDP 536 537 538 539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 b) International Human Dimensions Workshop for young scientists from developing countries from 8-21 August 1998 The Project Co-ordinator, R. Shaw, introduced the IHDP Research Assistants (Ina Quickmann, Heike Schroeder) and gave a short overview of current development of the upcoming workshop in Bonn. of the 113 applications, only 25 will be chosen; the gender ratio of applicants is 60% women, 40% men; the geographical representation is wide; after the first cut, the list of possible participants will be submitted to START for scrutiny; final selection will be made known by May 10, 1998; 555 ACTION 20 556 557 The SC members are requested to submit additional names of possible IHDP candidates for the SSC-CLIMAG. 558 559 560 561 562 563 564 565 566 567 568 569 570 571 572 573 574 575 576 577 578 579 580 581 582 583 584 The SC members agreed to study the list of applicants and provide insights on individuals known to them. c)CLIMAG co-sponsored by IHDP/START/WCRP/IGBP names of possible candidates for the SSC committee were requested: Jyoti Parikh and K. Chopera were suggested by Ramakrishnan. d) ENRICH Kohler gave a brief summary of the three project proposals approved by ENRICH. While these projects have provided significant visibility and recognition for the IHDP, at the same time they represent a very significant additional administrative burden for the IHDP Secretariat. e) Contribution of Social Science Disciplines to GEC The SC fundamentally endorsed the initiative to enhance contacts and communication, identify opportunities and explore the interface between the natural and social sciences and scientists involved in interdisciplinary research. Nevertheless, it was agreed that the development of a series of short reviews or "state of the Art" on how the social science disciplines view their contributions in key GEC areas, was perhaps to ambitious an undertaking at this time. The Secretariat was encouraged to collect examples of existing reports of this kind and to encourage the preparation of such reviews as appropriate by national committees, disciplinary associations, etc. SC-IHDP.IX Partner GEC Programmes c) DIVERSITAS The SC was informed that the DIVERSITAS Programme also would be invited to the Chairs/Directors Forum meeting in Bonn d) Chairs and Directors Meeting The meeting will be organised by the IHDP Secretariat. It will be held in Bonn August 15-16 to coincide with the IHDWorkshop (8-21 August). The agenda will be circulated in a timely 12 Top Copy 5th SC-IHDP 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613 614 fashion. It was noted that the IHDP should play an active role in this new Forum and promote the exchange of information, core project collaboration and the rationalisation of activities and procedures within the four GEC programmes. 615 ACTION 21 616 617 618 The IHDP should encourage the National Committees/Programmes to submit annual activity reports in order to enhance networking, facilitate updating and to establish an overview of existing human dimensions research internationally. The meeting was adjourned at 6:30 p.m. _____________________________________ Monday, March 30: The meeting was called to order by E. Ehlers at 8:30 a.m. Present: Gates, Ramakrishnan, Stern, Tolmasquim, Pawlik, la Rivière, Underdal, Ehlers, Kohler, de Jánosi, Opschoor, Morais, Whyte, and from the IHDP Secretariat Schröder, Sharma, Bünnagel, Siklossy, Shaw. SC-IHDP.III Activities, Events, Representation Information on some key recent activities and events were presented by various members: The WCRP hosted a conference in 1997 for 300 participants at which user needs were stressed, a development that implicates closer collaboration with the IHDP. The IGBP SAC-V in Kenya 1998 will be the last of its kind as an isolated event. In future they will be co-ordinated with an international scientific meeting. SAC VI will be held in Washington, D.C. in 2000, to coincide with the millennium conference; SC-IHDP.IV a) National Human Dimensions Committees There was a unanimous positive response from the SC members concerning the first draft IHDP Directory of National Human Dimensions Committees/Programmes. It was generally agreed that this effort should be continued and that the Secretariat should give very high priority to supporting the development of new and strengthening the existing national human dimensions committees. 619 620 ACTION 22 621 622 The IHDP Secretariat will publish the "final" Directory in an economical format and fashion as soon possible. It was expected to be available at the end of June 1998. 623 624 ACTION 23 625 The IHDP Secretariat will place the Directory on its web page and update it regularly. 626 627 628 629 630 631 632 c) IHDP Secretariat The Secretariat will be moving into spacious new office premises provided by the University of Bonn in a very central location downtown. Depending on the completion of the electronic set-up, the move is foreseen for June 1998. The current office space is limited, so that the part-time staff currently has to rotate at the computer workplaces. The new Office space will provide more rooms and a better work environment. 13 Top Copy 5th SC-IHDP 633 634 635 636 637 638 639 640 641 Dr. Kohler’s contract terminates on March 31, 1999. The selection process should be completed by mid October; his replacement should ideally start work on March 1, 1999 so that there is a one-month overlap. The present German Government project support is scheduled to end October 30, 1999. A major effort must be made to secure future operational funding for the IHDP Core Secretariat beyond that date. The SC members voiced wholehearted appreciation and support for Dr. Kohler’s special efforts as Executive Director and for his contribution to putting the IHDP “on the map”. 642 643 ACTION 24 644 645 Professor Ehlers and Dr. Kohler were requested to begin to initiate the replacement process to ensure that there is a smooth and effective transition within the Secretariat. 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660 Timetable for Replacement of Executive Director May-June advertising in journals, regional newspapers, internet 15 September interview process completed 1-15 October final selection 1 March 1999work begin b) Procedures – approval process for members of project committees The SC-IHDP endorsed in general terms the proposed process for the approval of members of project committees and invited the Secretariat to follow this procedure - as with all IHDP procedures – in a flexible and practical manner. Particularly attention should be given to ensuring effective co-ordination with IGBP and other GEC programmes, as appropriate. 661 ACTION 25 662 663 The Secretariat should apply in a flexible manner project procedures for the review of the nominations for membership of project committees. 664 665 666 667 668 669 670 671 672 673 674 b) Project endorsement guidelines The SC agreed that the IHDP logo represents a critical and valuable asset for the IHDP. It is also expected that it will become a valuable asset to others who may increasingly seek sponsorship or endorsement from the IHDP for their own activities. Therefore, IHDP must be extremely careful to ensure that it provides its endorsement only in cases where it is sure of the quality and relevance of the project or activity. In this context, the IHDP should not endorse projects or proposals over which it has no influence. The general attitude should be restrictive with two exceptions: a) a collaborative approach by national committee contacts and b) from a disciplinary association or formal research networks. 675 ACTION 26 676 677 678 679 Credibility and visibility require an overarching strategic plan or set of guidelines as decisive criteria for project endorsement. The Secretariat was invited to present a proposed endorsement policy for the next session of the SC. The proposed ACTION concerning "overarching themes" should assist and help to define this policy. 680 14 Top Copy 5th SC-IHDP 681 682 683 684 e) IHDP-SAC 1 According to the IHDP Constitution, the IHDP-SAC is required to meet every three years. The first meeting should take place in February 1999. The SC agreed to delay the SAC-1. 685 ACTION 27 686 687 688 689 The SC-IHDP agreed that the sponsors should be requested to permit the IHDP to postpone the convening of the SAC I until the year 2000, and that consideration should be given to holding the SAC session in or near to Bonn in order to enable representatives from the national committees to have direct contacts with the IHDP Secretariat staff and offices. 690 691 692 693 694 695 696 697 698 699 700 701 702 703 704 705 706 707 708 709 710 711 712 713 714 715 716 717 718 719 720 721 722 723 724 725 726 727 728 e) IHDP Scientific Committee – Extension of Terms and New Members In ACTION 13/page 6 of the Minutes of the 4th SC-IHDP in June, Whyte, Tolmasquim and Kohler were entrusted with the task of identifying possible candidates for consideration by the 5th SC. They submitted a list of approximately 20 names. With the exception of Ramakrishnan, the terms of all current members of the SC terminate January 31, 1999. The SC currently has seven members (excluding ex officio members) although the SC may have a maximum of 15 members. It was agreed that the present SC should be expanded up to approximately 12 members at this time, with particular priority to be given to a more balanced discipline, gender and geographical representation. The task force proposed selection criteria (Individual qualities; programme needs; Disciplinary balance; Regional balance; gender; Continuity/renewal) which should be applied flexibly and a schedule for ACTION. It was emphasised that important additional disciplinary areas for the IHDP included: demography, health, anthropology, sociology, law, history/humanities; and psychology. It was also noted that there was a definite need to improve the gender balance within the SC. The SC adopted the proposed schedule: Timetable for 1998 April/May 1 June 30 June 7 July 30 July August September October search for candidates, available now or in one year circulate names and CVs electronically to SC deadline for comments from the SC final list will be circulated to SC deadline for SC endorsement of candidates task force will obtain candidates’ acceptance of nomination names will be submitted to ISSC and ICSU for appointment list of appointees will be provided to IGFA Staggering of Terms: In order to ensure continual renewal and smooth functioning of the SC, it was agreed that ideally terms should be staggered. This entails that all or some of the current members prolong their terms beyond February 1, 1999 and the new members be enlisted for different periods. The next SC (February 1999) should be approximately 10-12 in number, consisting of old and new members. While all members of the SC indicated their agreement to be re-appointed, they also recognised that it may be appropriate for some members to leave at the end of their term or in the middle of their next term if it would facilitate the objectives of improved balance and continuity and renewal. Size Limitation: 15 Top Copy 5th SC-IHDP 729 730 731 732 733 734 735 736 737 738 739 For reasons of economy, it was agreed that the size of the SC should be limited to 12 members at this time. Officers: The current Officers (Ehlers as Chair, Underdal as Vice-Chair, de Jánosi as Treasurer) were unanimously endorsed and requested to continue for a second term. Ehlers agreed to stay on as Chair for a further term, as he is a key link to the University of Bonn and the German funders and in order to ensure a certain degree of continuity following the Executive Director’s replacement. Underdal and de Jánosi also agreed to continue in their positions. The Constitution of the IHDP makes provision for a total of three Vice-Chairs, and the implementation of this prerogative will be considered by the nominations task force. 740 741 ACTION 28 742 743 The nomination task force (Whyte, Tolmasquim, Kohler) should proceed according to the adopted timetable. 744 745 ACTION 29 746 747 748 The SC members present formally endorsed the present officers and requested the Secretariat to make a recommendation to ISSC and ICSU to extend their terms from 1 February 1999 for three years. 749 750 751 752 753 754 755 756 757 758 759 760 761 762 f) Publication Strategy Bünnagel provided a short oral report concerning the overview document concerning the IHDP publication strategy. The discussion emphasised several points: Prior to publication under the IHDP logo by science projects, there must be a) a quality peer review process (initiated by the project and not IHDP Secretariat), and b) SC members should have the opportunity, facilitated by the project Liaison Officer, to review the manuscript; The financial advantages and ease of access of electronic dissemination were cited; The need to economise by limiting the number of copies and cost per copy was stressed; The need for a IHDP “corporate identity” was emphasized; Ensuring the expertise of a skilled editor should be a priority; The formulation of adequate disclaimers in all publications was necessary; Caution was emphasised regarding the preparation of press and policy briefs. 763 ACTION 30 764 765 766 767 IHDP Bonn was asked to keep in mind the concerns expressed by the SC in carrying out its publication activities. In order to facilitate the role of the SC members as representatives of IHDP, the Secretariat was requested to provide a set of IHDP transparencies for presentations and extra copies of briefing notes. 768 769 770 771 772 773 774 775 The Cambridge University was mentioned as a possible publisher for an IHDP book series, given its existing arrangements with IGBP. The SC urged low-production costs in order to make publications accessible to readers in developing countries. The first title of this new series is expected to be a contribution by the GECHS project, which may be ready before the Open Science Meeting in Japan 1999. g) Links with UN 16 Top Copy 5th SC-IHDP 776 777 778 779 780 781 782 783 The IHDP has been approached by an impressive number of UN organisations, seeking assistance and collaboration from the IHDP, particularly as regards the human dimensions of climate change. In light of the quantity of requests, and taking into account earlier discussions regarding IHDP priorities, it was agreed that such requests should be dealt within the proposed IHDP process for responding to future requests. The SC requested Kohler, given his experience within the UN system, to help identify priority areas and to develop the capacity within the SC to represent the IHDP within such fora. 784 ACTION 31 785 786 The Executive Director was requested to promote contacts between the IHDP and the UN system and to encourage particular SC members to actively develop and follow-up these links. 787 788 789 790 791 792 793 794 795 796 797 798 799 800 801 802 803 804 805 806 807 SC-IHDP.5/V a) Finances Draft Budget 1998, Grants-in-hand 1998, Project sources of income 1998 There are no outstanding debts owed by the HDP or IHDP; IGBP has waived repayment by IHDP of its outstanding "loan" of U.S.$10K. The Draft Budget 1998 was adopted unanimously with the following changes: Item 3: production and distribution costs of the HD Directory should be kept to a minimum and funds thus saved should be diverted into workshops and meetings. Item 6:State of the art reports should be dropped and the resources used for other priority activities. Grants-in-hand 1998 Table 2: country names should be specified i.e., USA, Germany. ICSU insisted that the two parent organisations (ICSU and ISSC) donate matching sums; payment of those contributions should be prompt and without additional “strings attached”. ISSC made a commitment to make every possible effort to meet their responsibilities fully in 1998 and 1999. b) Membership Contribution Scheme Following a discussion, the SC unanimously adopted the proposed Membership Contribution Scheme 4c. 808 ACTION 32 809 810 Kohler and de Jánosi were asked to finalise the Scheme with 3-4 categories of "voluntary" contributions. 811 812 ACTION 33 813 814 815 816 817 The IHDP Secretariat should send parallel letters detailing payment categories and soliciting voluntary donations to national committees and the respective IGFA contacts of developed countries and to other possible donors, e.g. foundations and development assistance agencies. The national committees of developing countries should receive a special letter adapted to their situation. 818 819 ACTION 34 820 821 The SC identified 10 developed countries as priority targets to solicit (letters, personal contact) new voluntary contributions: Japan Canada Australia Switzerland Austria Sweden United New Zealand Italy Belgium 17 Top Copy 5th SC-IHDP Kingdom 822 823 824 825 826 827 828 829 830 831 832 833 834 835 836 837 838 839 840 841 842 843 844 845 c) Mobilising Funds The IHDP Secretariat has received its principal core secretariat financing from the German Government (BMBF) until 31 October, 1999. Funding for the period beyond has not yet been secured and efforts in this direction are a major priority. Particular attention was drawn to the fact that the German Federal election would be held in late September 1998. The SC agreed that the IHDP should initiate contacts and discussions with the German Government as soon as appropriate with a view to making a formal proposal by September/October 1998 at the latest for a further five years of funding. In this context, evidence of support for the IHDP from the various national committees attains significant symbolic character, as does matched, prompt support by the parent organisations ISSC and ICSU. The discussion clarified the following points: John Marks/IGFA has signalled his willingness to contact governments and urge that they contribute to IGFA´s commitment to enhance support for IHDP; The Canadian National Committee has requested the IHDP to submit a proposal via the Canadian National Committee which could be considered by possible donors in Canada; The Dutch National Committee expects the IHDP to actively approach them for a contribution; their support is unquestioned, but not “automatic”. It is important to the funding community at large to know how widespread the support is and who the main contributors are, i.e., Germany, U.S. ENRICH, etc. 846 ACTION 35 847 848 ISSC and ICSU agreed to write – immediately after the SC meeting - letters of support and recognition of the IHDP to the German Government, unconnected to requests for funds. 849 850 ACTION 36 851 852 853 Ehlers will approach the German Government at the earliest possible opportunity and solicit their continued funding. This is particularly pressing in the context of securing a replacement for the Executive Director (salary beyond 1 April 1999). 854 855 ACTION 37 856 857 The Secretariat was requested to prepare future budget statements so that it is clearly evident which activities are "core" activities and which are "operational" activities. 858 859 ACTION 38 860 861 The Secretariat was requested to further investigate funding support from alternative source, including development assistance agencies and foundations. The meeting was adjourned at 3:15 p.m. for the Symposium at 4 p.m. 862 863 864 865 866 867 The Symposium was held at the University of Bonn and attracted a small audience of key representatives of the Bonn University, NRW, German Federal Government and local environmental activities. Two papers were presented: “Human Dimensions of Biodiversity” by Professor P.S. Ramakrishnan of the Jawaharlal Nehru University, New Delhi, and 18 Top Copy 5th SC-IHDP 868 869 870 871 872 873 874 875 876 877 878 879 880 881 882 883 884 885 886 887 888 889 890 891 892 893 894 895 896 “Environmentally Significant Consumption” by Dr. Paul Stern of the National Research Council, Washington, D.C. The presentations were followed by a short reception and dinner for the SC and speakers. _____________________________________ 897 The SC-IHDP agreed that their next Session should be in Bonn from February 28-March 3, 1999. 898 Tuesday, March 31: The meeting was convened at 8:30 a.m. by Ehlers. The following were present: Whyte, Stuyck-Taillandier, Morais, Opschoor, de Jánosi, Kohler Andrew Sors, Uno Svedin, Underdal, la Rivière, Pawlik, Tolmasquim, Gates, Kosinski, Ramakrishnan and from the Secretariat Duckat, Shaw, Sharma, Siklossy. Special Session with IGFA The SC-IHDP had made a special invitation to IGFA, which was undertaking a review of the IHDP, to participate in a special session on IHDP and IGFA. The IGFA was represented by Uno Svedin and Andrew Sors, who made brief opening remarks. Many members of the SCIHDP provided brief statements related to the specific questions posed by IGFA in advance of the session primarily focussing on the following brief points: programme achievements; relations with GEC partners and others; strategies for the future; management and finances. A relatively wide ranging review of the IHDP programme took place and the IHDP indicated its specific expectations of the IGFA review process and most importantly prospects for future funding support given the major effort which is being made by the IHDP to respond to past IGFA suggestions and the present review process. The IHDP indicated their willingness to provide any information required by IGFA and looked forward to this review process as a first step towards a constructive and practical on-going dialogue to ensure the future success of the IHDP. The IGFA representatives reiterated that they could not make funding commitments to IHDP, but that they will assess the IHDP this year and submit a formal report to the IGFA Plenary Session in October 1998 for consideration. They also indicated their interest in this process becoming an on-going dialogue in future. 899 900 19