VARIABILITY WITHIN THE BORAX LAKE PATTERN OF NORTHERN CALIFORNIA Nicolas Andrew Michael Angeloff BA, Humboldt State University 1998 THESIS Submitted in partial satisfaction of the requirements for the degree of MASTER OF ARTS in ANTHROPOLOGY at CALIFORNIA STATE UNIVERSITY, SACRAMENTO SUMMER 2011 VARIABILITY WITHIN THE BORAX LAKE PATTERN OF NORTHERN CALIFORNIA A Thesis by Nicolas Andrew Michael Angeloff Approved by: __________________________, Committee Chair Mark E. Basgall, PhD __________________________, Second Reader Michael Delacorte, PhD _________________________ Date ii Student: Nicolas Andrew Michael Angeloff I certify that this student has met the requirements for format contained in the University format manual, and that this thesis is suitable for shelving in the Library and credit is to be awarded for the thesis. _____________________________, Graduate Coordinator _____________________ Michael Delacorte, PhD Date Department of Anthropology iii Abstract of VARIABILITY WITHIN THE BORAX LAKE PATTERN OF NORTHERN CALIFORNIA by Nicolas Andrew Michael Angeloff The Borax Lake Pattern represents a unique pattern of technological organization found throughout northern California during the early/middle Holocene. The technological organization of the stone tool assemblage is thought to reflect a residentially mobile montane adaptation to specific environmental conditions, producing more intensive use of high elevation areas relative to subsequent archaeological patterns. This thesis defines this lithic industry through an assessment of the technological structure and ecological setting of five assemblages in three localities representing the Borax Lake Pattern in far northern California. The project reveals variability in both the diversity and use parameters of assemblages that appear to correspond with certain paleoclimatic conditions. Results provide a fuller understanding of the settlement/subsistence systems of people inhabiting northern California during the early/middle Holocene. ___________________________________, Committee Chair Mark E. Basgall, PhD ________________________ Date iv ACKNOWLEDGEMENTS This research has taken an extended period of time, seven years. Acknowledging the committee members for their patience and understanding during these years is the least that can be offered. Dr. Basgall and Dr. Delacorte both exhibited phenomenal skill and understanding both of the subject matter and life’s hurdles, thank you. For those colleagues who helped facilitate this extended process, Bridget Wall, Bill Larsen, Michelle Noble, Ryan Brady, Stephen Moore, Dave Makar, Dr. William Hildebrandt and the many others: thank you. A special thanks goes to Mrs. Elaine Sundahl for her patience in providing access to the CA-HUM-475 collection at Shasta Jr. College. Without her extraordinary efforts both throughout her career generating and cataloging the collection, and making the effort over a period of three years to open the doors to the facility to allow the author access, this project would not have been possible. Sonoma State also facilitated access to the Pilot Ridge collections- thank you. Thank you to my father and step mother for allowing me to stay at their home during course work. Thank you to my mother and step father for providing the down-toearth perspective necessary to muddle through and finish. To my wife, Jodi, who has tolerated and facilitated this process, you are extraordinary. Finally, to my son, Decho, who has not known a father that was not working on a thesis, there is now time to do all those things that have been put aside in the name of research. I love you both, next year we take a vacation! v TABLE OF CONTENTS Acknowledgements .......................................................................................................................... v List of Tables ................................................................................................................................. xii List of Figures ............................................................................................................................... xiv Chapter 1. INTRODUCTION ...................................................................................................................... 1 Background .................................................................................................................................. 1 Context ......................................................................................................................................... 4 Purpose and Organization ............................................................................................................ 5 2. ARCHAEOLOGICAL SETTING .............................................................................................. 8 Introduction .................................................................................................................................. 8 Historic Perspectives .................................................................................................................... 8 Research Sites ............................................................................................................................ 15 3. ECOLOGICAL SETTING ....................................................................................................... 23 Introduction ................................................................................................................................ 23 Contemporary Ecology .............................................................................................................. 23 Paleoecology .............................................................................................................................. 27 Global Paleoclimate ............................................................................................................... 27 Regional Paleoecology........................................................................................................... 28 Project Area Paleoecology ..................................................................................................... 33 Implications ............................................................................................................................... 37 Site Catchments ......................................................................................................................... 40 4. THEORETICAL ORIENTATION AND ELABORATION OF PROBLEM .......................... 49 vi Introduction ................................................................................................................................ 49 Theoretical Orientation .............................................................................................................. 49 Elaboration of Problem .............................................................................................................. 56 Model Predictions ...................................................................................................................... 58 Discussion .................................................................................................................................. 60 5. ANALYTICAL PROCEDURES AND ASSUMPTIONS ....................................................... 62 Introduction ................................................................................................................................ 62 Sample Selection........................................................................................................................ 62 Sample by Site ........................................................................................................................... 63 CA-HUM-577 ........................................................................................................................ 64 CA-HUM-573 ........................................................................................................................ 65 CA-HUM-367 ........................................................................................................................ 65 SHA-475 ................................................................................................................................ 66 TRI-1008 ................................................................................................................................ 73 Analytical Assumptions ............................................................................................................. 74 Specific Analytical Procedures and Assumptions ..................................................................... 76 Flaked Stone .............................................................................................................................. 77 Projectile Points ..................................................................................................................... 77 Bifaces ................................................................................................................................... 77 Flake Tools............................................................................................................................. 79 Cobble Spalls ......................................................................................................................... 80 Debitage ................................................................................................................................. 80 Ground Stone Analysis .............................................................................................................. 81 Handstones ............................................................................................................................. 82 vii Milling Slabs .......................................................................................................................... 83 6. RESULTS ................................................................................................................................. 85 Analysis Results by Site............................................................................................................. 85 CA-HUM-577 ............................................................................................................................ 85 Flaked Stone .............................................................................................................................. 86 Bifaces ................................................................................................................................... 86 Simple Flake Tools ................................................................................................................ 88 Debitage ................................................................................................................................. 88 Obsidian ................................................................................................................................. 89 Chert....................................................................................................................................... 90 Ground Stone ............................................................................................................................. 90 Discussion .................................................................................................................................. 91 CA-HUM-573 ............................................................................................................................ 91 Flaked Stone .............................................................................................................................. 91 Projectile Points ..................................................................................................................... 92 Biface ..................................................................................................................................... 92 Flake Tools............................................................................................................................. 95 Simple Flake Tools ................................................................................................................ 96 Cobble Spalls ......................................................................................................................... 96 Formed Flake Tools ............................................................................................................... 97 Debitage ................................................................................................................................. 98 Ground Stone ........................................................................................................................... 100 Milling Slabs ........................................................................................................................ 101 Handstones ........................................................................................................................... 104 viii Other Tools .......................................................................................................................... 105 Discussion ................................................................................................................................ 106 CA-HUM-367 .......................................................................................................................... 107 Flaked Stone ............................................................................................................................ 107 Projectile Points ................................................................................................................... 107 Bifaces ................................................................................................................................. 108 Flake Tools........................................................................................................................... 109 Simple Flake Tools .............................................................................................................. 110 Cobble Spalls ....................................................................................................................... 110 Formed Flake Tools ............................................................................................................. 111 Debitage ............................................................................................................................... 111 Ground Stone ........................................................................................................................... 113 Millingslabs.......................................................................................................................... 114 Handstones ........................................................................................................................... 114 Discussion ................................................................................................................................ 115 Lowland Sites .......................................................................................................................... 116 SHA-475 .................................................................................................................................. 116 Flaked Stone ............................................................................................................................ 116 Projectile Points ................................................................................................................... 116 Bifaces ................................................................................................................................. 117 Flake Tools........................................................................................................................... 118 Simple Flake Tools .............................................................................................................. 119 Cobble Spalls ....................................................................................................................... 119 Formed Flake Tools ............................................................................................................. 119 ix Debitage ............................................................................................................................... 120 Ground Stone ........................................................................................................................... 122 Milling Slabs ........................................................................................................................ 122 Handstones ........................................................................................................................... 122 Other Tools .......................................................................................................................... 123 Discussion ................................................................................................................................ 123 TRI-1008 .................................................................................................................................. 124 Flaked Stone ............................................................................................................................ 125 Projectile Points ................................................................................................................... 125 Bifaces ................................................................................................................................. 125 Flake Tools........................................................................................................................... 127 Simple Flake Tools .............................................................................................................. 127 Cobble Spalls ....................................................................................................................... 128 Formed Flake Tools ............................................................................................................. 128 Debitage ............................................................................................................................... 129 Ground Stone ........................................................................................................................... 131 Milling Slabs ........................................................................................................................ 132 Handstones ........................................................................................................................... 133 Other Tools .......................................................................................................................... 134 Discussion ................................................................................................................................ 135 Conclusions .............................................................................................................................. 135 7. REGIONAL COMPARISONS ............................................................................................... 136 Flaked Stone Variability .......................................................................................................... 136 Projectile Points ................................................................................................................... 136 x Bifaces ................................................................................................................................. 138 Simple Flake Tools .............................................................................................................. 140 Cobble Spalls ....................................................................................................................... 141 Formed Flake Tools ............................................................................................................. 145 Debitage ............................................................................................................................... 147 Ground Stone Variability ......................................................................................................... 151 Milling Slab Variability ....................................................................................................... 151 Handstone Variability .......................................................................................................... 152 Raw Material Variability ......................................................................................................... 155 Variability in Assemblage Diversity ........................................................................................ 156 Assemblage Variability, Diversity, and Ecological Context ................................................... 158 Summary and Implications ...................................................................................................... 163 References .................................................................................................................................... 165 xi LIST OF TABLES Table 1 Regional Palynological Data Adapted From Laird et al. 1996 ......................................... 30 Table 2 Compilation of Paleoclimate Data (adapted from Wanket 2002) ..................................... 35 Table 3 Seasonal Availability of Fish and Mammalian Resources................................................ 38 Table 4 Seasonal Availability of Fish, Mammalian and Plant Resources ..................................... 40 Table 5 Analyzed Soil Volumes by Site ........................................................................................ 63 Table 6 Inventory of Assemblage Constituents from Upland Sites ............................................... 64 Table 7 Mean Neck Widths of SHA-475 Projectile Points............................................................ 69 Table 8 Distribution of Projectile Points at SHA-475 ................................................................... 69 Table 9 Square and Bifurcate Vs. Expanding Stem Distribution, X2 = 8.64, df = 1...................... 70 Table 10 Final Soil Volume and Levels Analyzed at SHA-475 .................................................... 73 Table 11 Assemblage Inventory from the Lowland Localities ...................................................... 73 Table 12 Inventory of Assemblage Constituents at CA-HUM-577, HUM-573 and HUM-367 .... 85 Table 13 Bifaces by Stage CA-HUM-577 ..................................................................................... 87 Table 14 Typed Debitage at HUM-577 ......................................................................................... 89 Table 15 Bifaces by Stage at CA-HUM-573 ................................................................................. 93 Table 16 Flake Tool Attributes at HUM-573................................................................................. 95 Table 17 Typed Debitage at CA-HUM-573 .................................................................................. 99 Table 18 Ground Stone Use Wear at CA-HUM-573 ................................................................... 101 Table 19 Bifaces by Stage at CA-HUM-367 ............................................................................... 108 Table 20 Flake Tool Attributes at HUM-367............................................................................... 110 Table 21 Debitage Attributes at HUM-367.................................................................................. 112 Table 22 Ground Stone Use Wear at CA-HUM-367 ................................................................... 113 xii Table 23 Inventory of Assemblage Constituents at SHA-475 and TRI-1008.............................. 116 Table 24 Mean Neck Widths of SHA-475 Projectile Points........................................................ 117 Table 25 Bifaces by Stage at SHA-475 ....................................................................................... 118 Table 26 Flake Tool Attributes at SHA-475 ................................................................................ 119 Table 27 Debitage Attributes at SHA-475 ................................................................................... 121 Table 28 Bifaces by Stage at TRI-1008 ....................................................................................... 126 Table 29 Flake Tool Attributes at TRI-1008 ............................................................................... 127 Table 30 Debitage Attributes at TRI-1008 .................................................................................. 130 Table 31 Ground Stone Use Wear at TRI-1008 ........................................................................... 132 Table 32 Biface Attributes by Stage and Site .............................................................................. 139 Table 33 Simple Flake Tool Attributes by Site............................................................................ 140 Table 34 Cobble Spall Attributes by Site..................................................................................... 142 Table 35 Domed Formed Flake Tool Attributes All Sites ........................................................... 146 Table 36 Typed Debitage Attributes by Site ................................................................................ 148 Table 37 Percent Typed Debitage Attributes by Site ................................................................... 149 Table 38 Percent Debitage by Size and Site ................................................................................ 150 Table 39 Milling Slab Use Wear by Site ..................................................................................... 152 Table 40 Handstone Attributes by Site ........................................................................................ 153 Table 41 Inventory of Assemblage Constituents by Sites ........................................................... 157 xiii LIST OF FIGURES Figure 1 Ecological Zones As Defined By CalVeg 2009 .............................................................. 24 Figure 2 Three Kilometer Mid Holocene Xerophytic Species Expansion ..................................... 37 Figure 3 Altithermal Site Catchments............................................................................................ 41 Figure 4 SHA-475 Altithermal Site Catchment ............................................................................. 42 Figure 5 TRI-1008 Site Catchment ................................................................................................ 45 Figure 6 CA-HUM-573, HUM-577 and HUM-367 Site Catchments............................................ 47 Figure 7 Nelsons Model of Archaeological Deposition Adapted from Nelson 1991:59 ............... 54 Figure 8 CA-HUM-475 Contracting-Stem Projectile Points (adapted from Sundahl and Henn 1988) .............................................................................................................................................. 67 Figure 9 Expanding Stem Projectile Points (adapted from Clewett and Sundahl 1983) ............... 68 Figure 10 Whole (82-14214) and Nearly Complete (82-14367) Bifaces at CA-HUM-573 .......... 94 Figure 11 Cobble Spall Site CA-HUM-573 Cat# 82-14-318 ...................................................... 141 Figure 12 CA-HUM-573 Spall Showing Polish on Ventral Surface. Cat #82-14-430 ............... 142 Figure 13 Altithermal Vegetation Within the Site Catchment of SHA-475 ................................ 159 Figure 14 TRI-1008 Site Catchment ............................................................................................ 160 Figure 15 Altithermal Vegetation Within the Site Catchment of HUM-573, HUM-577 and HUM367 ............................................................................................................................................... 162 xiv 1 Chapter 1 INTRODUCTION The Borax Lake Pattern represents a unique pattern of technological organization found throughout northern California during the early/middle Holocene. The technological organization of the stone tool assemblage is thought to represent a residentially mobile, montane adaptation to specific environmental conditions, characterized by intensive use of high elevation areas relative to subsequent archaeological patterns (Fredrickson 1973; Hildebrandt and Hayes 1983; West 1983; White 2002). Current understanding of the Borax Lake Pattern associates handstones, milling slabs, cobble spalls, and serrated bifaces with the Widestem projectile point type (Hildebrandt and Hayes 1983; Sundahl 1993; White 2002). This thesis further defines this lithic assemblage through an assessment of the technological organization and ecological setting of five assemblages in three localities representing the Borax Lake Pattern in far northern California. These sites represent the northern extent of the Pattern that was first identified in the southern North Coast Ranges. Background The type site for the Pattern, CA-LAK-36, is in the Clear Lake Basin of the southern North Coast Ranges, where Mark Harrington (1948b) first documented the Borax Lake Widestem point type. Advocationalist Chester Post alerted Harrington to the presence of fluted points at this site in the 1930’s. Although Harrington’s interest lay in 2 the fluted point assemblage, he nonetheless deduced that Widestem projectile points represented a later culture. Seven years later, C.W. Meighan (1955) lumped the Paleoindian and Widestem assemblages together as the Borax Lake Complex. C.W. Meighan and C.V. Haynes (1970) reassessed their work in 1964 at CA-LAK-36. This refined the definition of the Borax Lake Complex as an association of wide-stemmed projectile points, milling slabs and handstones with a temporal divergent from the Paleoindian deposits. In the process of defining central and northern California archaeological taxonomy, Fredrickson (1973) defines the Borax Lake assemblage as a cohesive unit representing a distinct archaeological Pattern. In doing so, he defines the assemblage as a technology developed to cope with a specific environment in a discrete geographic region (1973:131), identifying two distinct Aspects (1973:131), a northern and southern expression of the Pattern. Greg White and Dave Fredrickson (1992) built on Fredrickson’s early ideas regarding northern and southern Aspects of the Borax Lake Pattern in their research design for Anderson Flat in Lake County. White (2002) refers to the Borax Lake Aspect, the southern variant, as a lacustrine adaptation, and the Buck Rock Aspect to the north as an upland adaptation (White 2002:546). In 1983, S. Edward Clewett and Elaine Sundahl reported on their archaeological data derived from 12 years of fieldwork at SHA-475, on the banks of Squaw Creek in northern California. They link this assemblage to Fredrickson’s (1973) Borax Lake Pattern by creating a Squaw Creek Aspect, with technological similarities to the southern North Coast Range Pattern. The Squaw Creek collection remains the best documented 3 example of the Borax Lake Pattern in northern California and, as such, is included in this study. Shortly thereafter, Sundahl (1988) reported on her excavations at a single- component Borax Lake Pattern assemblage, TRI-1008, on the Trinity River: She concludes that the TRI-1008 assemblage showed few differences from the upland expressions described by Hildebrandt and Hayes (1983). In 1993, Sundahl and Henn published an overview of the Borax Lake Pattern in northern California, concurring with Hildebrandt and Hayes’ (1983) definition of the tool stone assemblage and settlement subsistence strategy of the Borax Lake people (1988:96). Borax Lake Pattern assemblages along Pilot Ridge and South Fork Mountain (PR/SFM) in northwest California were assessed by Hildebrandt and Hayes (1983) during the early 1980s. Their report defines the Borax Lake Pattern within northwest California as a residentially mobile forager-type settlement-subsistence strategy (sensu Binford 1981). The three sites chosen for this study from the PR/SFM project, HUM573, 577 and TRI-367, provide the most complete and discrete representation of upland settlement patterns of the early/middle Holocene in northern California. Hildebrandt’s most recent (2004, 2008) summaries of the Borax Lake Pattern in northwest California define the assemblage as reflecting a relatively homogenous technological adaptation representing a foraging strategy with a mobile residential base that is manifest across all of northwest California. Hundreds of other sites and isolates related to the Borax Lake Pattern have been identified in northern California; notable examples include the Chirpchatter site adjacent to the Squaw Creek locality, projectile points recovered during Basgall and Hildebrandt’s 4 I-5 excavations, the Nursery site (HUM-513/H) in coastal northwest California and many finds in the high elevations of the mountains of the Mendocino County ranges. The Borax Lake Pattern is an established adaptive mode extending across several environmental regions in northern California, characterized by a technological organization designed to optimize production as per Fredrickson (1974). This technology appears to occur in all environments and over the entire northern California landscape. Context The five sites chosen for this study are representative of both upland and lowland assemblages, the Trinity and Squaw Creek Aspects, and contain the most discrete, well dated Borax Lake components in northern California. Included are three assemblages from high elevation sites on Pilot Ridge and South Fork Mountain in northwest California, a single component assemblage at Cox Bar on the Trinity River, and the basal levels of the Squaw Creek site in north central California. While syntheses of existing data from these sites have been published by both Hildebrandt (1984) and Sundahl (1988), none have endeavored to analyze and compare each collection in a single study. This research selected and analyzed existing assemblages from relatively equivalent volumes of soil excavated from predefined discrete Borax Lake Pattern assemblages. The upland sites representing the Trinity Aspect include HUM-367, along South Fork Mountain, and HUM-577 and HUM-573 on Pilot Ridge. The Squaw Creek (SHA- 475) and Cox Bar sites (TRI-1008) contain deposits representing lowland assemblages (Sundahl and Henn 1993). The Cox Bar site, on the Trinity River, is thought to be a single component Borax Lake Pattern assemblage (Sundahl 1988) and is the type site for 5 the Trinity Aspect. The Squaw Creek site defines the name-sake Aspect identified on the banks of Squaw Creek, a tributary of the Pit River in Shasta County, the basal stratum reflecting the Borax Lake Pattern (Clewett and Sundahl 1983). Sundahl and Henn (1993) and Hildebrandt and Hayes (1983) interpret these sites as lowland winter residences, but see no substantial variability between these and upland tool assemblages. The existing interpretations of these assemblages suggest a wide-ranging, residentially mobile resource procurement pattern (Hildebrandt and Hayes 1983; Hildebrandt 2007; Sundahl 1988; Sundahl and Henn 1993). Traditional understandings of the Borax Lake Pattern have tended to categorize settlement-subsistence behavior as a point along the forager-collector continuum based on the homogeneity of the pattern over space. This assessment focuses on the variation within and between five assemblages, modeling research to answer questions of variability and its meaning in order to better understand the way people dealt with a defined set of ecological conditions. Nelson (1991:85) clearly defines the issue addressed here: “…general associations of artifact classes used to define standard site types, thought to exist as a generalized typology of settlement behavior for all contexts, will not contribute to our understanding of human behavior.” Purpose and Organization Treating variation as noise is a fundamental problem in archaeology (Truncer 2006:157). Thus, rather than accepting current notions that little variation exists between upland and lowland assemblages, this research assesses what variability exists and it behavioral implications. 6 The Borax Lake Pattern is put into context both within time and space, and the specific assemblages described in detail through a prehistoric background in Chapter 2, fleshing out the readers’ understanding of the Borax Lake Pattern. As environmental context has implications for our understanding of land use patterns, a detailed analysis of both the regional and local environmental conditions between 10,000 and 3,000 years ago is provided in Chapter 3. Environmental studies throughout western North America have increased exponentially over the past ten years and these data have not been synthesized for northern California. Details of the project area ecology during the early/middle Holocene have also been enhanced by contemporary environmental research and are included in this chapter. The theoretical basis of this research follows from models of settlement mobility in relation to variability in the technological organization of lithic material. The body of theory focused on technological organization recognizes the presence of variability within the archaeological record as indicative of various aspects of human behavior (Ascher 1968; Binford 1980; Bleed 1986; Nelson 1991; among others). Chapter 4 presents the theoretical orientation and elaborates the problem addressed in the thesis. To empirically assess the variability of technological organization, quantitative measures of each variable are required (Shott 1986:21). Chapter 5 outlines the analytical methods used to measure the variability between assemblages and discusses the theoretical premise related to the translation of these quantitative measures into human behavioral patterns. 7 Chapter 6 provides the results of the analysis for each site. Chapter 7 presents an inter-site comparison and summary of the technological and environmental data. Intersite comparisons are presented for each tool category at the sites. Use-wear presence or absence and frequency are highlighted in an effort to identify variability between the assemblages. The final section, Chapter 8, provides theoretical conclusions regarding this research. The five study sites reveal variability in technological behavior that speaks to subsistence-settlement activities relevant to our understanding of the Borax Lake Pattern. There is variability in technological behavior in response to divergent ecological conditions between these Borax Lake Pattern assemblages. Data suggest that technological organization incorporated specialized use areas and was designed to optimize upland resource extraction, following a more collector-like strategy than has previously been posited. 8 Chapter 2 ARCHAEOLOGICAL SETTING Introduction This research is focused on early/middle Holocene assemblages of northern California. It is synchronic in nature and provides an opportunity to flesh out our understanding of the earliest representation of human habitation in the region. This chapter expands on the history of work that has been produced regarding the Borax Lake Pattern, starting with the first models of technological organization (Fredrickson 1973) and continuing in chronological sequence through contemporary theoretical perspectives regarding the life-ways of the Borax Lake Pattern people. The chapter concludes with a thorough examination of the three localities, Pilot Ridge, Trinity River and Squaw Creek, providing specific details of the work conducted at each of the sites, including those portions analyzed for this research. Historic Perspectives The archaeological assemblage associated with the early to early/middle Holocene in northwest California was first identified by Harrington (1948) and further defined by Meighan and Haynes (1970) as a complex or association of temporally and geographically discrete artifacts. While this model of prehistory served as a taxonomic designation for a discrete assemblage, it became as burdensome as the earlier concept of Horizon for fitting localized archaeological phenomena into broad temporal packages 9 (Fredrickson 1973). To address these issues, Fredrickson (1973) provided an alternative taxonomic system, redefining discrete archaeological assemblages as “Patterns”. A Pattern is defined by Fredrickson (1973) as a distinct archaeological assemblage found over multiple environmental or ecological contexts but restricted to a defined geographic region. It includes potentially distinct cultural or linguistic groups that share technological skills and devices, economic modes, and participate in interactive economic and ceremonial systems. Stylistic variation within a Pattern is further reflected by “Aspects” within broader Patterns (Fredrickson 1973:116-124). Fredrickson (1973:129-131) first defined the Borax Lake assemblage as a cohesive unit representing a distinct archaeological Pattern in his dissertation, a definition that still holds today. Fredrickson’s treatment of the Borax Lake Pattern in both his dissertation (1973) and a subsequent article (1974), emphasize its discrete nature, both technologically and spatially. He applies models of land use as associated with ecological change to the Borax Lake Pattern, positing (1974:46) that increased use of upland areas during the last half of the Altithermal was a behavioral adaptation accompanied by a technological shift favoring the handstone and milling slab for processing seed crops. In doing so, he assumes the Borax Lake Pattern developed to cope with specific environmental conditions within a discrete geographic region, having two distinct Aspects, one in the north and one centered on the Clear Lake basin (1973:131). These taxonomic definitions have been developed and tested throughout the years and remain a fundamental component of culture history within northwestern California. 10 Flynn and Roop (1975) provided the first solid evidence of the Borax Lake Pattern in far northwestern California in their report on test excavations at HUM-245 and HUM-246, high elevation sites east of Humboldt Bay on Pine Ridge. Tom Jackson (1977) re-assessed Flynn and Roop’s data and performed data recovery at the same sites, offering a more recent date for the assemblage. Jackson argued that the “Widestem” point type does not represent a temporally discrete culture, insisting that point morphologies persist through time with no one individual projectile point representing a culture or subsistence strategy. His synchronic approach to the assemblage as simply a different form of land use within a homogenous culture throughout time was discussed by Hildebrandt and Hayes (1983). This view has been rejected by subsequent researchers. Effectively, the preponderance of archaeological evidence associates discrete technological packages with particular temporal periods. It appears clear that the handstone and milling slab are associated with the Widestem points in northwestern California. The assemblages from HUM-245 and HUM-246 were assessed for use in this research, but are in such a disorganized condition that it was impossible to reconstruct the provenance of specific artifacts. Some years later Clewett and Sundahl (1983) reported on 12 years of fieldwork at SHA-475, a deep, stratified site on the banks of Squaw Creek in northeast California. The report describes the basal level of the deposit as a Borax Lake Pattern component. They assign a cultural affiliation to Hokan or proto-Hokan speaking groups and link their assemblage to Fredrickson’s (1973) Borax Lake Pattern by creating a Squaw Creek Aspect with technological similarities to the southern North Coast Range. Their cultural 11 distinctions are largely based on the near exclusive use of obsidian for flaked stone tools. Several radiocarbon dates placed the age of occupation as early as 7,600 BP. Obsidian studies at this site proved confused, with larger hydration readings coming from higher strata within the site (Basgall and Hildebrandt 1989). As the collection remains the best example of the Borax Lake Pattern in northeastern California, it is included in this study. Sites on Pilot Ridge and South Fork Mountain (PR/SFM) in northwest California were assessed by Hildebrandt and Hayes (1983) as part of the mitigation efforts for the USDA Forest Service road improvement project. The project revealed a early/middle Holocene, high-elevation ridgetop site complex and presents the first empirical evidence for environmental change in northwest California during the Altithermal via West’s (1984) palynological analyses. The study indicates that the Borax Lake Pattern within northwest California is characterized by Widestem points, handstones, milling slabs, small serrated bifaces and cobble spalls (Hildebrandt and Hayes 1983). Hildebrandt and Hayes (1983) suggest the Borax Lake Pattern settlement/subsistence system was consonant with residentially mobile foragers. The project provided temporal control for the Borax Lake Pattern using obsidian hydration and a single soil sample from a house floor at HUM-573 that produced a 7,100 BP radiocarbon date twenty years later (Fitzgerald and Hildebrandt 2002). The Pilot Ridge report and its theoretical premise of high elevation settlement adaptation typified by frequent residential moves has served as the seminal work pertaining to the Borax Lake Pattern in northwest California. The three sites chosen for this study, HUM-573, HUM-577 and TRI-367 provide the most complete 12 characterization of upland settlement patterns during the early/middle Holocene in northern California. Hildebrandt and Swenson’s (1985) assessment of culture type identifiers and environmental contexts against simple null hypotheses yielded results that are applicable to the present study. These authors predict the distribution of temporal site types based on vegetation, elevation, and topography. Their conclusions show a shift through time from late period adaptations to low elevation habitat from early occupations in upland habitats; there was a distinct association of Widestem projectile points with ground stone, and that Borax Lake Pattern sites more frequently associated with middens when in upland settings (Hildebrandt and Swenson 1985:131). The high incidence of midden associated with such sites suggests a strong role for the residential base that is explored in the present research. Kowta (1988) provides a regional overview from the perspective of northeastern California that includes the Borax Lake Pattern. He believed the pattern represented a focus on large game hunting of Roosevelt elk and pronghorn antelope. His conclusions are drawn, to a great degree, from the Borax Lake Widestem type resembling Pinto and Elko points found in the Great Basin. In addition, Kowta infers a change in the range of both elk and pronghorn antelope coinciding with both mid-Holocene climate change and the Borax Lake Pattern. Sundahl (1988) reported on excavations at TRI-1008 at Cox Bar on the Trinity River. The site is characterized as a single component Borax Lake Pattern occupation. Up to this point, the most complete Borax Lake assemblages in northwest California were 13 from South Fork Mountain and Pilot Ridge (Hildebrandt and Hayes 1983). Cox Bar provided Sundahl (1993) an opportunity to address lowland land use patterns in contrast to upland sites on PR/SFM. She concludes that Cox Bar was associated with the PR/SFM assemblages and coined the term “Trinity Aspect” of the Borax Lake Pattern as indicative of Hokan speaking people inhabiting the Trinity River watershed (1993:15). In the same year Sundahl and Henn (1993) published an overview of the Borax Lake Pattern across northern California. They concur with Hildebrandt and Hayes’ (1983) definition of the stone tool assemblage and settlement/subsistence patterns, noting that the same tool types are found in both areas and reporting only minimal variation between the proportions of specific tools. This justified the collapse of both upland and lowland materials subsuming under a single Trinity Aspect. Basgall and Hildebrandt (1989) produced an overview of the northern Sacramento Valley, just west of the Squaw Creek site. Their theoretical premise was that heterogeneity in archaeological assemblages through time is present between different contexts, a premise similar to that taken in this research. Basgall and Hildebrandt (1989) focus on diachronic variability in technology between cultural components. They model their research on the premise that residential mobility is influenced both by cultural and environmental factors. Hildebrandt and Hayes’ (1984) adoption of Bettinger and Baumhoff’s (1982) traveller-processor model of economic optimization was blended with Binford’s (1980) forager and collector model by Basgall and Hildebrandt (1989:12), noting their similarities and pointing out the importance of viewing the model as a continuum of logistical behavior. Basgall and Hildebrandt (1989) synthesized many of 14 the same Borax Lake Pattern data employed in this study, as their own fieldwork produced little evidence of early/middle Holocene archaeology. As with previous researchers, they were concerned with identifying and defining archaeological packages in terms of technological and cultural shifts. Variability within the Borax Lake Pattern was not their central concern; however, they saw minimal variability and a relatively homogenous technology in reference to later archaeological patterns. White and Fredrickson (1992) revisited and summarized Fredrickson’s early ideas regarding northern and southern Aspects of the Borax Lake Pattern in their research design for Anderson Flat in Lake County. They define the southern expression as the Borax Lake Aspect and the northern expression as the Buck Rock Aspect, with the northern points having a bifurcated stem and the southern variant a square stem. They suggested Borax Lake Aspect was associated with large game hunting to the exclusion of milling technologies and the Buck Rock Aspect incorporated both large game and milling technologies. The final report on this project (White 2002) infers an earlier beginning of the Borax Lake Aspect, 10,500-8000 BP relative to the Buck Rock Aspect, which begins ca. 7,000 BP (White 2002:546). They suggest the Borax Lake Aspect was a lacustrine adaptation and the Buck Rock Aspect an upland adaptation, reinforcing the forager subsistence settlement strategy proposed by Hildebrandt for the Buck Rock variant. Hildebrandt’s (2004, 2007) most recent treatments of the Borax Lake Pattern in northern California clearly summarize early period technological adaptations as a “foraging solution to subsistence-settlement organization” (2004:57), restating the idea that the “The composition and homogeneity of the Borax Lake artifact assemblages, 15 however, appear to represent a “forager” approach to subsistence-settlement organization” (Hildebrandt 2007:89). He reinforces the idea that little variation exists between upland and lowland assemblages, interpreting this as a convergence of the “complete social groups” (2004:57); residential moves were relatively frequent as opposed to task specific activities of collectors (2007:89). Hildebrandt further reinforces his argument by noting the lack of acorn processing tools as another indicator of residential mobility (2004:57). Current understanding of the Borax Lake Pattern has associated handstones, milling slabs, cobble spalls, and serrated bifaces with the Widestem projectile point type (Hildebrandt and Hayes 1983; Sundahl 1993; White 2002). The technological organization of the toolkit is thought to represent a residentially mobile montane adaptation to specific environmental conditions with intensive use of high elevation areas relative to subsequent archaeological patterns (Fredrickson 1973; Hildebrandt and Hayes 1983; West 1983; White 2002). In sum, these past studies have broken the Borax Lake Pattern into several Aspects: Borax Lake, Buck Rock, Trinity and Squaw Creek. Research Sites Key ideas developed over the years regarding the Borax Lake Pattern in far northern California have come from the analysis of three localities by two main researchers, Sundahl and Hildebrandt. The three localities comprise the five sites analyzed for this research; this work is described in detail below. The PR/SFM project was conducted over a period of several years, testing ten high elevation sites along Pilot Ridge, Whiting Ridge, Last Chance Ridge and South Fork 16 Mountain. The project was conducted as a mitigation measure for the eventual construction of Forest Highway 1 in Humboldt and Trinity counties within Six Rivers National Forest. This project represents the most complete set of data from high elevation sites in northwestern California and the conclusions presented by Hildebrandt and Hayes (1983) have served as the seminal model of settlement/subsistence patterns in upland settings within northern California. The project research design addressed issues of mobility and cultural change within this upland setting, and field methods devised to address serious issues of limited visibility given the dense vegetation. Each of the ten sites was subject to intensive subsurface transect units followed by further test excavations in areas of particular interest. Sites HUM-573, HUM-577 and TRI-367 were dominated by Borax Lake Pattern assemblages, seven others contained late and middle period assemblages. Descriptions of the localities and work performed at the three Borax Lake Pattern sites are detailed below. Sites HUM-573 is located at T3N/R5E in the SW ¼ of the SW ¼ of section 20; (446100mE/4497350mN/Zone 10) and has a southwestern exposure. It is situated along the crest of the southern end of Pilot Ridge, at the 4500 foot contour and above. Pilot Rock, a prominent geological feature in the area, is less than one kilometer to the northwest. Several seeps are present at the site and identified by hydrophytic plant species. The vegetation of the site area is dominated by grasses and oaks. A total of 30.5 cubic meters of soil was excavated at the site: 8.6 cubic meters within transect units and 21.9 cubic meters within control units. Four transect lines, A-D, were laid across the site and surface transect units placed in alternating two meter blocks 17 and excavated. Placement of the controlled excavation units was determined on the basis of artifact density from the surface transect exposures. Two units were excavated at the south end of Transect B, 10 units adjacent to and two along Transect C, and 14 next to Transect D. Using the Widestem projectile point as an indicator of the spatiotemporal distribution of the Borax Lake occupation within the site, Hildebrandt and Hayes (1983) argue for a relatively discrete Borax Lake component within units along these transects. Exposures along Transect B produced four Widestem variants and no other projectile points, 79% of the points from units associated with Transect D were Widestems, and 71% of the points from Transect C were Widestems. Transect D also exposed a house floor feature, units in the center of which produced 89% of Widestem point types. The floor has since been dated to 7,100 BP (Fitzgerald and Hildebrandt 2002). The floorrelated assemblage contains a variety of tool types in nearly every condition and appears representative of upland residential technological organization during the early/middle Holocene. The portion of the assemblage analyzed as part of this project comes from this feature and associated units. A second site HUM-577, is located in T3N/R1E in the NE ¼ of the SW ¼ of section 29 (UTM 440350mE/4495300mN/Zone 10), 1.5 miles south of HUM-573. The site is 154,000 square meters in area, and supports an open grassland, and white and black oak woodlands interspersed with Douglas and white fir; a seasonal spring is the closest water source. 18 Initial fieldwork at HUM-577 included four transects, A-D, 104 surface transect units removing in 20.8 cubic meters of sediment. A total of ten excavation units removed an additional 9.6 cubic meters of deposit. The northern third of the site, along Transect A, was the focus of the excavation units, given its greater artifact density and the presence of three Borax Lake Widestem and no other projectile points. Only two other projectile point types were found at the site, a late prehistoric Gunther (Tulowat) barbed and a large corner-notched expanding stem specimen towards the center of the deposit. The expanding stem projectile point is attributed to the Middle period and was associated with a preponderance of formed flake tools (Hildebrandt and Hayes 1983:15.11). Obsidian hydration analysis of six specimens provided mixed results, two Grasshopper Flat/Lost Iron Wells specimens producing late readings and the remaining samples (Medicine Lake [n=3] and Spodue Mountain [n=1]) yielding early readings. No obsidian came from the northern portion of the site. Although Hildebrandt and Hayes (1983) define the northern portion of the site as a single component Borax Lake Pattern locus, the surface assemblage may contain Late and/or Middle period artifacts (1983:15.11). The obsidian analyses indicated that the central third of the site includes artifacts attributable to both the Late and Middle periods. Concerns about whether the surface assemblage was temporally discrete prompted this author to analyze only the Borax Lake subsurface assemblage from the northern part of the site below 10 centimeters. Site HUM-367 is located four miles northeast of HUM-577, on the ridge of South Fork Mountain with southeastern exposure. It is situated in the SW ¼ of the SW ¼ of 19 Section 11, T3N/R5E. Vegetation consists of an open fir forest with some sugar pine and incense cedar trees. The nearest water sources are 200 meters down slope to the east and west. Four transect lines were laid across HUM-367: Transect A oriented east to west, and Transects B and C running perpendicular to A on the north and south axes, and, Transect D perpendicular to A on the north. There were 47 surface transect units totaling 9.4 cubic meters of excavation. A high density of Borax Lake artifacts was found along Transect B, with artifact density also high on the western edge of Transect A. Four exposures were excavated along Transect B and one along the western side of Transect A. Initial excavations of the Transect A exposure suggests that the subsurface tool stone assemblage was similar to that of the house floor at HUM-573 and efforts were redoubled at the locus (Hildebrandt and Hayes 1983:8.3). Results of the excavations revealed that the Transect A exposure bisected a clean Borax Lake deposit, particularly below 40 cm (Hildebrandt and Hayes 1983:8.13). Both the assemblage constituents and obsidian hydration analysis corroborate this view and one another. Obsidian studies revealed a cluster of early readings below 40 cm; 3.0-4.2 microns on Grasshopper Flat/Lost Iron Wells glass (Hildebrandt and Hayes 1983:8.13). The authors concluded the early assemblage in this exposure was overlain by a later assemblage, and the deposit mixed to 40 cm. For the purposes of this research, only materials below 40 cm were analyzed. Finally, TRI-1008 is located in T33N/R12W in the SE ¼ of the NW ¼ of Section 5. It sits 34 meters above the Trinity River at its confluence with Price Creek in Trinity County and has a southeastern exposure. On-site vegetation is comprised of open 20 grassland and oak woodland with interspersed grey pine. The nearest water sources are Price Creek and the Trinity River. Investigations at this site were conducted for the expansion of the elementary school that now sits atop the deposit. Initial fieldwork began in 1986 and additional excavations were conducted in 1987. Four 1x1m units were opened in 1986 removing about 2.0 m3 of sediment. In 1987, three 0.5 x 0.5 m units excavated in January removed approximately 1.5 m3 and in April of the same year eleven 1x1 m units were dug totaling 6.5 m3. Artifacts were also recovered from a backhoe trench within the area of direct impact. All projectile points from the site are dart or spear points; surface deposits 20 to 30 cm were mixed with historic era debris but no late prehistoric materials. Obsidian analysis at TRI-1008 produced no readings below 2.6 microns and as large as 9.9 microns on Grasshopper Flat/Lost Iron Wells glass, with a strong grouping between 4.0 and 7.0 microns (Sundahl 1988:47). Correlating these measurements to calendric age estimates, Sundahl comfortably dates the site to 4,000-8,000 BP and assigns it to the Borax Lake Pattern (Sundahl 1988:97). The differences in raw material at SHA-475 and similarities between this assemblage and those at Pilot Ridge/South Fork Mountain justify Sundahl’s proposal of the Trinity Aspect using TRI-1008 as the type site. Analysis of materials from TRI-1008 for this research included a sample from all levels and excavated portions of the site. The lack of late period artifacts and consistently large obsidian hydration readings justify the inclusion of the surface materials. Historic era artifacts were not analyzed. 21 The Squaw Creek site, SHA-475, defines the Aspect of the same name. It is located 25 miles northeast of Redding on the banks of Squaw Creek, a tributary of the Pit River in Shasta County and has southeastern exposure. Fieldwork was conducted by Shasta Junior College between 1971 and 1982, with the basal strata reflecting the Borax Lake Pattern (Clewett and Sundahl 1983). Less clear however, are the exact contexts that contained clean Borax Lake Pattern materials. Thus, a wide net was cast during the initial analysis, including strata that contain large contracting-stem, bifurcate stemmed, square stemmed, and expanding stemmed projectile points. Clewett and Sundahl believe the Squaw Creek Contracting-stem type is distinct from the Borax Lake Pattern although spatially associated with expanding, bifurcate, and square stem points (1983:30-34). Their assessments of the morphological attributes of the Squaw Creek points and the distribution of the type are supported by this analysis and these points excluded from further study. The expanding stem variety is more difficult to differentiate on morphological grounds. Original analysis of this type resulted in an unclear understanding of the separation between expanding and square stem point types. Clewett and Sundahl (1983:34) believed there was morphological continuum of this type within the Borax Lake Pattern. There appear to be discrepancies between the initial analysis and this research. Types referred to by Clewett and Sundahl as medium and large expanding stem points (types 10 and 12) are differentiated into expanding and bifurcate stem forms for this study. 22 Square and bifurcate stemmed points are comingled throughout the units analyzed. Removal of levels associated with expanding stem points also excluded much of the ground stone from the SHA-475 collection. The dramatic increase in ground stone associated with expanding stem points may be associated with an increase in vegetal resources at the close of the Altithermal. Further research may reveal a stronger relationship between the expanding stem projectile points at SHA-475 and climate change, but it seems clear that these points and associated artifacts are not part of the Borax Lake Pattern. It is, however, worth noting that Hildebrandt and Hayes (1983:15.11) describe an expanding stem projectile point being associated with a dramatic increase in formed flake tools and indicative of a Middle period occupation on Pilot Ridge/ South Fork Mountain assemblages. To keep the data from SHA-475 limited to the Borax Lake Pattern technologies, the contracting-stem and expanding stem points and associated artifacts are not included in the current analysis. 23 Chapter 3 ECOLOGICAL SETTING Introduction The purpose of this thesis is to understand land use patterns of early/middle Holocene people in northern California. The resources available to these people most certainly played an integral role in molding those patterns. That set of resources was, in turn, determined by climatic conditions. With this in mind, regional climatic, vegetation, and hydrologic data for the early through early/middle Holocene are compiled to assess the paleoecology of the project area and its effects on human behavior. The first part of this chapter provides a cursory overview of regional geology, topography, hydrology, vegetation, and modern climate. The local ecology is then described to set the stage for reconstructing the land-use patterns during the early/middle Holocene. A clear change in ecological conditions over time provided very different resources today than during earlier eras. Global and regional paleoecology has been well studied and serves as proxy for local conditions. Local paleoecological conditions are described and resources identified at the close of the chapter. Contemporary Ecology The ecological diversity in California is considered among of the most complex in the world (CALVEG 2009). The vegetation and geology of northern California incorporate the Pacific Northwest temperate rainforest and Cascadia Subduction Zone; the redwood forest, the Sacramento Valley, and San Andreas Fault; the Cascade and 24 Klamath Mountain Ranges; and the Great Basin and northern end of the Sierra Nevada. The project area falls within two distinct ecological regions as defined by the USDA Forest Service: the Klamath Mountain (KM) and Northern California Coast Range (NCCR) (CALVEG2009) (figure 1). Figure 1 Ecological Zones As Defined By CalVeg 2009 The project area straddles several environmental regions. Contemporary micro- climates vary from mild coastal summers to the extreme heat of the northern Sacramento Valley and from the heavy winter rains in the North Coast Range to the heavy snowfall of the Trinity Alps and Mount Shasta. 25 The Northern California Coast Range (NCCR) ecological region consists of the interior part of the northern California Coast Ranges, north of the Carquinez Straight (CALVEG 2009). Marine air moderates winter and summer temperatures, but the NCCR is far enough from the coast that oceanic effects are greatly diminished (CALVEG 2009). Elevation ranges from 300 to 8100 feet, and rainfall averages from 25 to 120 inches per year, with an average temperature range between 35 and 60o F (CALVEG 2009). The geomorphology of the NCCR is characterized by parallel ranges, folded, faulted, metamorphosed strata, and rounded crests of sub-equal height. The lithology is Late Mesozoic eugeosynclinal rocks of the Franciscan Formation and Mesozoic Ultramafic and Cenozoic volcanic rocks (USGS 2009). The predominant NCCR native vegetation includes Douglas fir (Pseudotsuga menziesii), tanoak (Lithocarpus densiflorus), blue oak (Quercus douglasii), white oak (Quercus Garryana), chamise (Adenostoma fasciculatum), prairie grass, mixed conifers and white fir (Abies concolor); the mammals of the NCCR include black tailed deer (Odocoileus hemionus columbianus), black bear (Ursus americanus), mountain lion (Puma concolor), coyote (Canis latrans), bobcat (Lynx rufus), ringtail (Bassariscus astutus), hares/rabbit (Lepus Sylvilagus sp.), Roosevelt elk (Cervus canadensis roosevelti), martin (Martes americana) and fisher (Martes pennanti) with Tule elk (Cervus canadensis nannodes) and mule deer (Odocoileus hemionus) added in the southern portions of the area. The rivers and lakes support various anadromous fish runs and resident freshwater species; with important avian species including eagles (Accipitridae sp.), hawks (Accipitridae sp.), owls (Strigiformes), herons (Ardeidae), osprey (Pandion 26 haliaetus), woodpeckers (Melanerpes sp.), grassland fowl (Phasianinae sp.), and waterfowl (Anatidae sp.) (CALVEG 2009). The Klamath Mountain (KM) ecological region reflects a unique ecological section between the southern Cascade Mountains and Coast Range, its southern limit coinciding with the northern end of the Great Valley (CALVEG 2009). The elevation of the KM section varies between 200 and 9,000 feet, with an average precipitation between 18 and 120 inches per year, and a mean temperature between 30o and 57o F (CALVEG 2009). The geomorphology is an uplifted and dissected peneplain on strong rocks; mountains in this section have accordant or sub-equal summits and are generally, but not consistently, aligned north to south (USGS 2009). Elevations of sequential summits increase from west to east as far as the Eastern Klamath Belt where this trend continues eastward only on the Trinity Ultramafic Sheet. The lithology of the KM section is dominated by Paleozoic sedimentary, and volcanic rocks, and Mesozoic Ultramafic, granitic, sedimentary and volcanic formations (USGS 2009). Native vegetation in the KM section include Douglas-fir, tanoak, Jeffrey pine (Pinus jeffreyi), mixed conifers, white fir, ponderosa pine (Pinus ponderosa), Canyon live oak (Quercus chrysolepis), Oregon white oak (Quercus garryana), mixed chaparral shrub lands, red fir (Abies magnifica) and mixed sub-alpine forests. Specific environmental conditions allow for native sedge (Cyperaceae sp.), bulrush (Scirpus sp.), cattail (Typha sp.), bur-reeds (Sparganium sp.), creeping fescue (Festuca rubra), duckweed (Lemnoideae), fescue (Festuca sp.), and open alpine meadows. Mammals 27 native to the KM section include Roosevelt Elk, black-tail deer, black bear, mountain lion, coyote, bobcat, ringtail, martin, fisher, and river otter (Lontra canadensis). Avian species include eagles, hawks, owls, peregrine falcon (Falco peregrinus), osprey and ruffed grouse (Bonasa umbellus). The rivers harbor anadromous fish runs and both lakes and rivers contain various native freshwater species (CALVEG 2009). Paleoecology It is well understood that environmental conditions affect the subsistence strategies of prehistoric hunter-gatherers and contemporary society alike. It is also clear that climatic conditions have changed over time, producing varied ecological conditions in discrete geographic regions during different periods. It is possible to assess climate and ecological change on the millennial scale over broad regions, and at the multicentennial scale in specific locations. Global Paleoclimate Overall, the climate of the northern Hemisphere became warmer between 10,000 and 4,000 BP, albeit variable over time and space. These climatic changes are believed to be the result of orbital forcing, with the tilt of the earth’s axis greater during the early to middle Holocene resulting in a change in the amount of solar radiation reaching the earth from10,000-5,000 BP (NOAA 2005; Whitlock 1992:16). The orbital change and increased solar radiation can be detected via astronomical calculations found within Milankovitch theory and are supported by paleoclimatic data (NOAA 2005). 28 The National Oceanic and Atmospheric Administration (NOAA) notes that during this period summer temperatures rose at different times in different areas of the northern hemisphere and that winter temperatures were, on average, colder than those of today (NOAA 2005; Whitlock 1992). The early/middle Holocene climate of the Americas was characterized by a two degree Celsius temperature increase (Diffenbaugh and Sloan 2004), greater seasonality (Delcourt and Delcourt 1993), and monsoonal change (Harrison et al. 2003). South America exhibited a drier climate, Central America and the American Southwest became wetter, and North America became generally drier (Harrison et al. 2003; Thompson and Anderson 2000). Regional Paleoecology The early/middle Holocene paleoclimate of the Pacific Northwest was warmer and drier during summer and colder and drier during winter months (Anderson 1990; Benson et al. 2002, Sweeney et al. 2004; Thompson and Anderson 2000; Wanket 2002; Whitlock 1992). Various researchers in the region employ data from a wide range of sources. Whitlock (1992) synthesizes data from existing sources, drawing heavily on vegetation data from British Columbia, Washington state, Idaho, and Oregon. Climate change decreased effective moisture by 40-50% and increased temperature 1-30 C relative to modern conditions in the Pacific Northwest (Whitlock 1992:16). Her assessment calls for a three kilometer northward shift of xerophytic vegetation communities in this region (Whitlock 1992:15-18) and, based on charcoal densities, an increase in fire frequency between 9,500-6,000 BP (Whitlock 1992:16, 20). The resulting ecosystem was a 29 coniferous forest with an increased number of early succession species and more forest openings than the conifer forests of today (Whitlock 1992:16, 20). Sweeney et al. (2004) investigated the Mazama tephra, dating to 7,600 BP, on the Columbia River in northeast Oregon. He found the tephra imbedded in dune sands which suggests increased wind velocities and/or a decrease in soil moisture (Sweeney et al. 2004:71). Thompson and Anderson (2000) reconstruct biomes in North America through a synthesis of pollen and pack rat midden data. Their assessment of the American northwest indicates a warmer and drier climate at 6,000 BP (Thompson and Anderson 2000:576). While substantially east of the project area, Laird et al. (1996) compilation of lake level data from Alberta, Saskatchewan, Manitoba and North and South Dakota, emphasizes the regional pattern of a warm and dry period from 8,000-5,000 BP. Notably, the northern Plains region experienced a shift from woodland to an open prairie between the late Pleistocene and early/middle Holocene as evidenced at Elk Lake and Moon Lake (Laird et al. 1996: 897-899) (table 1). 30 Age (BP) 0 Moon Lake North Dakota Medicine South Dakota Devils North Dakota Elk Minnesota High salinity Higher salinity High salinity Warm moist High stand High lake stand Manitoba Manitoba High salinity Transition Decreasing salinity High lake stand Increasing lake stand Low salinity 4000 Waldsea Saskatchewan Low water/ high salinity High lake stand 3000 Chappice Alberta high lake stand Lower salinity 1000 2000 Ceylon Saskatchewan Gradually increasing lake stand Low salinity Increasing lake levels Increasing lake level 5000 Very low lake stand 6000 High salinity/ low stand Generally warm, dry Very high salinity Dry lake High salinity/ low lake stand High salinity 7000 Very high salinity Low to high salinity transition Very high salinity High salinity with periods of desiccation Warm with fluctuating dry and wet/ fluctuating high lake stands Forest to prairie transition 8000 Relatively cool, moist Fresh to saline transition 9000 Fresh to low salinity transition Fresh to saline transition Fresh Fresh 10000 Spruce to pine transition Cool Fresh Cold, dry (Spruce) Fresh 11000 Indicators Large fluctuations Diatoms, pollen Diatoms, pollen, geotechemical Diatoms Lithology, minerology Pollen Paleobotany, minerology Pollen, lithology, mineralogy Table 1 Regional Palynological Data Adapted From Laird et al. 1996 Mineralogy, 18 O, pigments 31 The northwestern Great Basin harbored a warmer drier climate as well. The western Great Basin was at its hottest and driest 4,000-7,000 BP (Elston 1982:191; Frison et al. 1976:33; Grayson 2000:86,). Frison et al. (1976:55) look at the relative intensification of buffalo and attributes relatively low use of the buffalo during the early/middle Holocene to ecological conditions. His excavations show that bison form changes, their intermediate form of the early/middle Holocene suggesting a warmer and drier, constricted environment (Frison et al. 1976:55). Frison et al. (1976:55) portray the archaeological deposit at the Hawken site as an oasis that relatively small herds of bison visited on a regular basis. He further suggests that the early/middle Holocene climate of the northwest Plains and adjacent areas were not favorable for propagation of bison herds (Frison et al. 1976:55). Grayson (2000:86) looks at the mammalian fauna from Homestead Cave site in the northern Great Basin. The Homestead Cave results clearly indicate a warm and dry period 8,000-5,000 BP (Grayson 2000:85-86). The Sierra Nevada Range was also warmer and drier during the early to early/middle Holocene (Anderson 1990; Benson et al. 2002). Benson et al. (2002) draws data from an assessment of O18 and CaCO3 precipitation rates and changes in magnetic susceptibility values at Pyramid Lake, the Truckee River, and Owens Lake. His research reveals low stands from 8,000-3,000 BP, indicating that these bodies of water became shallow from 8,000-6,500 BP and between 6,500-3,800 BP Owens Lake fully desiccated, Lake Tahoe stopped flowing into the Truckee River, and Pyramid Lake lowered (Benson, 2002:659-682). According to Benson et al. (2002:680) this evidence reflects a 3-50 Celsius temperature increase and a precipitation decrease of greater than 30 percent. 32 Anderson (1990) assesses pollen and plant macrofossil data from Tioga Pass pond, Starkweather pond and Barrett Lake in high altitude settings of the southern Sierra Nevada Mountains. These data suggest a warmer climate with less effective moisture between 9,000-5,500 BP. The climate in the Sierra Nevada range during this period produced lower lake levels and more open grasslands relative to contemporary conditions (Anderson 1990:483-485). This relates the Sierra Nevada range to the climatic patterns of the Pacific Northwest region (Anderson 1990:486). Anderson (1990:486) concludes that these climatic and ecological conditions occurred and ended earlier in the southern Sierra Nevada relative to the Pacific Northwest. The southern North Coast Range and central California regions were warmer and drier during the early/middle Holocene (Jones 1992:3-6; Mikkelsen et al. 2000:10; White 2002:26). The immediate coastal portion of northwest California is characterized by maritime climatic conditions, wet winters and foggy summers. Diffenbaugh et al. (2003:7) note that the California Current (CC) during the early/middle Holocene, specifically the northern California region, was characterized by decreased coastal upwelling. Decreased coastal upwelling is linked to a decrease in coastal fog. Using fossil Redwood (Sequoia sempervirens) data from northern California and southern Oregon, Diffenbaugh et al. (2003:6) note a shrinking of the geographic range of the coastal redwood forests during the early/middle Holocene. The drier environments between major water sources such as primary rivers would have become less conducive to coastal redwoods as upwelling and effective moisture in the form of fog decreased 33 (Diffenbaugh et al. 2003:5). The retreat of the Redwood forest would, in turn, have released more acreage to coastal prairies and oak woodlands. Decreased effective moisture and an increased frequency of fire during the early/middle Holocene would have had the effect of expanding prairies and early succession species such as Tan Oak. This pattern is seen in the Puget Sound region (Whitlock 1992:15-16), the northern California Redwood forests (Diffenbaugh et al. 2003), the Sierra Nevada (Anderson 1990; Benson et al. 2002), and the southern North Coast Ranges (White 2002), setting precedent for the expansion of open prairie, oak woodland and generally xerophytic species in this assessment. Project Area Paleoecology Available environmental data from the project area indicate a warmer, drier period during the early/middle Holocene (Huberland 1988; Simons et al. 1985; Simons and Meyer 2001; Wake and Simons 2000; Wanket 2002; West 1984, 1993, 2000). The immediate study area is represented by four studies presented in three works by West (1984, 1988 and 1993) and one by Wanket (2002). West (1984, 1988, and 1993) provides pollen data collected and analyzed specifically addressing the archaeological sites on Pilot Ridge and on the Trinity River. Wanket (2002) assesses pollen data gathered in the Siskiyou Mountains. West calls for a warmer/drier climate between 9,500-3,500 BP (1988:26-27), citing an increase in oak and associated species, a westward migration of Douglas-fir forests and a northwest and northerly expansion of oak woodlands. Inland scenarios indicate a maximum spread of oak chaparral communities (Simons and Meyer 2001; 34 West 1984, 1993). Accompanying an expansion of various species of oak, was the spread of associated grassland species and early successional species associated with an increase in fire frequency (Whitlock 1992). West’s (1984:3.17-3.38) data from a small marsh on Pilot Ridge span the last 5,000 years and indicates a warmer and drier environment; contemporary Douglas-fir forests contract, oak woodland spreads, and there is an increase in the frequency and possibly intensity of fires. Wanket (2002) provides data from Twin Lake spanning the past 20,000 years. It confirms a warm dry period during the early/middle Holocene, as well as an increase in pine and oak and the number of forest canopy openings (Wanket 2002:151, 159-161). A dramatic increase in charcoal during the early/middle Holocene is interpreted as a change in forest composition and an increase in fire (Wanket 2002:149). This evidence is consistent with the data from surrounding contexts (Anderson 1990; Benson et al. 2002; Thomson and Anderson 2000; Whitlock 1992; among others) (table 2). 35 Age (yr BP) South Fork Mountain (West 1990) Northwest California Douglasfir, pine and oak 5000 Pine and oak forest Twin Lake (Wanket 2002) Northwest California Closed Douglasfir, Port Orford cedar, giant chinquapin and sugar pine forest Bolan Lake (Briles and Whitlock 2002) Northwest California Campbell Lake (Miller et al., 1976) Crater Lake (Mohr et al., 2000) Northwest California Bluff Lake (Mohr et al., 2000) Northwest California Fir and Douglasfir forest Fir and Spruce forest Fir and oak forest Pine, oak and fir forest Pine, oak and fir forest Cedar Lake (West 1990) Northern California Santa Barbara basin (Heusser 1983) Southwest California Pine, fir and Douglasfir forest Oak woodland Open fir forest 10000 Open pine, Port Orford cedar and Douglasfir forest Open pine, Port Orford cedar, oak and red alder forest Fir and alder forest Fir and oak forest Pine, oak and juniper forest Pine, oak and juniper forest Clear Lake (Adam 1967) Northern California Oak, pine and incense cedar forest Pine and juniper or Port Orford cedar forest Pine and oak woodland Little Lake (Worona and Whitlock 1995) Oregon Coast Douglasfir, western hemlock and western red cedar forest Carp Lake (Whitlock and Bartlein 1997) Washington State Ponderosa pine and Douglas-fir forest Fir and Spruce forest Open pine, Port Orford cedar, oak and red alder forest Ponderosa pine and oak woodland Table 2 Compilation of Paleoclimate Data (adapted from Wanket 2002) In which case, one can assume an increase in forest canopy openings, fire and grasslands as well as an increase in oak woodlands wherever those species exist today in the project area. Changes in the ecology of the project area produced a different range of subsistence resources and Frison et al’s. (1976) assessment of bison set the precedent for the tethering of large game herds to reliable water sources during the early/middle Holocene. This unique ecology influenced the subsistence behavior of people between 10,000 and 4,000 BP. Using a contemporary ecological baseline, the paleoecology is reconstructed in terms of its effects on subsistence resources. Given that the project area is surrounded by a warmer and drier environment, and data from within the area of interest suggests the 36 same conditions, there is every reason to believe that the early/middle Holocene climate in the project area was warmer and drier than contemporary conditions. The change in temperature was likely on the order of one to three degrees Celsius (1.8o - 5.4o Fahrenheit) and the change in effective moisture was on the order of a 40-50 percent decrease. This increased frequency of fire, diversity of plant species, and xerophytic plant communities. Coupled with the change in coastal upwelling and less fog (Whitlock 1992:12, 16, 20, Diffenbaugh et al. 2003, West 1988), those plants that require less effective moisture flourished within the project area during the early/middle Holocene (West 1984, 1988; Wanket 2002). Palynological data reveal that the oaks, grasses, chamise, pine, chaparral and tan oak increased their range to the expense of the firs and mixed conifers; Whitlock (1992) estimates a three kilometer spread of xerophytic species within the Pacific Northwest. Overlaying a three kilometer buffer around these taxa and correlated against existing vegetation types produces a map of the early/middle Holocene xerophytic species expansion (figure 2). 37 Figure 2 Three Kilometer Mid Holocene Xerophytic Species Expansion Implications The net result of the aforementioned changes is an increase in fringe forest open grasslands, oaks and early succession species. The main resources available to early/middle Holocene people would have been nuts, hard seeds, and other vegetal products from the prairies and oak woodlands. An expanded prairie environment acted not only as an attractive vegetal resource base for people, but was just as attractive to other mammalian species. 38 Grouse, quail and pigeons would have been plentiful in the expanded grasslands; rabbits, squirrels and deer would have also flourished within the expanded xerophytic vegetation. Prairies also harbored vast herds of Roosevelt Elk during the historic period (Winter and Heffner 1979). The early/middle Holocene climatic conditions would have been optimal habitat for such animals. Their preferred habitat is prairie adjacent to forest communities (Lemos 1971). The animals seldom venture more than 400 meters from water and use the forest to escape the warmth of summer (Mandel 1979). Frison et al’s (1976) assessment of bison and Mandel’s (1979) research both imply that elk herds were probably tethered reliable water sources during the early/middle Holocene. That Roosevelt elk have a very limited range and may have never seen terrain outside this range (McCoy 1986), makes them a reliable subsistence resource. The boundary between forest and prairie provides prime deer and elk habitat. The increase in prairie environment during the early/middle Holocene means that these animals could have existed in their highest population densities during the early/middle Holocene; the carrying capacity was certainly at an optimum within the NCCR and KM ecological region and their availability spanned most of the year (table 3). Seasonal Availability of Fish and Mammal Resources January February March April May June July August September October November December xxxxxxxxxxxxxxxxxxxxxxx Salmon xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Grouse XXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX Quail ………………………………………………………xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxx Pigeons ………………………………………………………xxxxxxxxxxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxx Rabbits XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX Squirrels …………………………………………….xxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxx……………….. Deer …………………………………………….xxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxx……………….. Elk …………………………………………….xxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxx……………….. Table 3 Seasonal Availability of Fish and Mammalian Resources 39 Kowta (1988) provides a regional overview from the perspective of northeastern California, noting a change in the range of elk and pronghorn antelope coinciding with the Altithermal and Borax Lake Pattern. Elk had less available water in this region which, coupled with a shortened season of grassland productivity, effectively reducing their range in northeastern California. The availability of high ranked antelope is an interesting topic; these animals have substantially different requirements than elk. They feed on forbs, shrubs, grasses, juniper, Chemise and sometimes cacti (Schemnitz 1994). Pronghorns thrive in mixed grasslands and sagebrush, preferring rolling, open, expansive terrain at elevations of 3000 to 6000 feet (Hygnstrom 1994). The highest population densities are in areas receiving an average of 10 to 15 inches (25 to 38 cm) of precipitation annually, but they require reliable water sources and are never more than four miles from water (Schemnitz 1994; Hygnstrom 1994). Pronghorns sometimes migrate between their summer and winter ranges (Royo 1999), living alone or in small bands during summer and forming large herds in winter (Royo 1999; Hutchins 1999). In the spring, females give birth to one or two young (Schemnitz 1994). The distribution of antelope in the Cascade Range would have increased during the early/middle Holocene. Their herding behavior during the winter and spring calving season would have made these the easiest times to hunt pronghorn, while smaller late spring/summer groups difficult to hunt. The combination of ample plant and animal resources in the same environment was probably the focus of intensive use by early/middle Holocene people. The vegetal resources of the NCCR and KM ecological regions of the early/middle Holocene would 40 have also been available most of the year, in one form or another. The resource composition of the prairie and oak woodland environment would have peak availability during late spring and early fall. Bulbs would peak in late spring and their leaves were favored during early spring, nuts and berries are at their zenith during the fall and mid-tolate summer would have seen peak hard seed production. Winter would have seen the least productivity within the ecological region (table 4). Greens and Shoots Bulbs, Corms, Roots Grass Seeds Manzanita Berries Other Fruits and Berries Pine Nuts Hazel Nuts California Laurel Nuts Chinquapin Nuts Buckeye Nuts Acorns Madrone Berries Salmon Other Fish Grouse Quail Pigeons Rabbits Squirrels Deer Elk Pronghorn Seasonal Availability of Fish, Mammal and Plant Resources January February March April May June July August September October November December xxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXX ………………….XXXXXXXXXXXXXXXXXXXXXXXXxxxxxx………………………….. ………………XXXXXXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXXX xxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxx XXXXXXXXXXXXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXXXXXXXXXXXXXXXXXX xxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx XXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX ………………………………………………………xxxxxxxxxxxxxxxxxxxxxxxxxxxxxx XXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxx……………. ………………………………………………………xxxxxxxxxxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxx XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX …………………………………………….xxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxx……………….. …………………………………………….xxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxx……………….. …………………………………………….xxxxxxxxxxxxxxxxxxxXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXxxxxxxxxxxxxxx……………….. XXXXXXXXXXXXXXXXxxxxxxxxxxxxxxxxxxx……………………………………………XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX Table 4 Seasonal Availability of Fish, Mammalian and Plant Resources Site Catchments Implications for the study area during the early/middle Holocene are outlined, defining specific catchment radii around the five locations and by extension the principal draws of the catchments and their associated technologies. In defining the resource catchments of the three localities a simple 10 kilometer circle was drawn around each of 41 the five sites. This results in a series of intersecting circles around the three upland sites and single circles for the two lowland sites (figure 3). Figure 3 Altithermal Site Catchments The early/middle Holocene catchment SHA-475 reveals an expansion of mixed and montane chaparral, whiteleaf manzanita and annual grasslands (figure 4). 42 Figure 4 SHA-475 Altithermal Site Catchment Relative to the other two localities, the catchment around SHA-475 is homogenous. Subsistence species include pine, manzanita and grassland. The mamalian species of the region would have thrived, Antelope habitat exists within the site catchment in the form of wide open valleys and, expanded grassland and scrub manzanita ecologies. The period of peak productivity at this site would have been late fall into 43 spring. Manzanita is by far the dominant species within the immediate area of the site. These berries become available in late spring through mid summer. Pine nut is another main resource that would have been available within the catchment, but was also available in areas adjacent to the catchment along with more varied but also productive resources. Root and shoot crops would have been available during the early spring. Antelope herds gather during the fall through the winter and would have migrated to the lower elevation grasslands during winter and browsed on the spring crop of manzanita berries. Grouse would have been available through the winter and salmon would have offered a tantalizing resource as Squaw Creek is part of the Sacramento River drainage and would have, at least during the winter months, run past the site. Conflict with more productive areas harboring acorns, pine nuts, other nut crops, various avian and mammalian species would have occurred in mid to late spring and lasted into late fall. A heavy reliance at this site for pronghorn antelope, salmon, manzanita berries, and early spring shoot and root crops during the winter months and into spring is the most likely scenario. Evidence of such a subsistence focus would manifest archaeologically by a generalized toolkit. Pine nut, manzanita berries, and root crops utilize ground stone technologies to some degree, but all can be eaten with minimal processing. The lack of hard seed and acorn crops during winter months would produce a ground stone assemblage indicative of incipient use. There was no need for durable or curated items, and few well used and fragmented pieces would be expected in the archaeological 44 deposit. Ground stone should appear in the assemblage as a relatively unimportant class of tools. The antelope, salmon, deer, and smaller game require flaked stone technologies but with the lack of salmon intensification coupled with a focus on pronghorn, one would expect a generalized toolkit to manage a diversity of mammalian and avian species with a focus on large game. Such a generalized toolkit would have effectively worked for any prey encountered on an opportunistic basis during a winter occupation. The herding behavior of pronghorn during the fall and winter and the availability of relatively easily hunted calves and mothers during the early spring would lead one to expect a technology suited to these animals: large and durable projectiles, processing and hide preparation tools. Overall the archaeological assemblage at SHA-475 would be expected to be heavy in generalized but durable flaked stone tools relative to ground stone implements. The latter would be generally incipient objects with little sign of intensive use wear due to a heavy reliance on large mammals, birds and salmon. The site catchment of TRI-1008 along the Trinity River would be expected to reflect a similar technology, representing another lowland site but a relatively richer set of vegetal resources is available in the catchment (figure 5). 45 Figure 5 TRI-1008 Site Catchment Pine and madrone still play a strong role, but montane chaparral and oak species are also present with a presence of grassland seed crops as well. This diversity of species provides opportunity for a wider diversity of faunal resources and a longer season of resource availability. In effect, the resource base at this site offers the opportunity for year-round habitation. There is no question that the upland resource base has a richer, more diverse base including more favorable summer habitat for elk herds. With this in mind, resource conflict would begin during the late spring through fall and implies a winter habitation at this site. 46 Given that the resource base is relatively diverse when compared to SHA-475, particularly with regard to the late fall availability of acorns, the archaeological assemblage would be expected to contain a higher frequency of relatively well used ground stone. Acorn processing is relatively intensive when compared to manzanita and pine nuts and results in equipment with more apparent use wear. This intensive use would result in both more durable, larger and thicker, implements and a higher frequency of fragmentary items resulting from breakage. The flaked stone assemblage would likely be comparable to that found at SHA475 with a focus on elk herds congregating in lowland areas to avoid the upland snow but requiring a generalized form to take advantage of the variety of faunal resources. The location of the site adjacent to the Trinity River would have provided winter run salmon as was true with SHA-475. Given similar circumstance to those at Squaw Creek, the TRI-1008 assemblage is expected to contain a generalized, but durable flaked stone assemblage. Unlike Squaw Creek, the ground stone assemblage should be better developed and contain a higher frequency of fragmentary and well used specimens. Finally, the upland complex of sites has a resource catchment that is both more diverse and available for a seasonally longer period of time (figure 6). 47 Figure 6 CA-HUM-573, HUM-577 and HUM-367 Site Catchments In addition to pine and manzanita upland habitats of the early/middle Holocene harbored a variety of oaks, grasslands and madrone resulting in a complex mosaic of subsistence resources. This setting provided a wide variety of vegetal resources for humans and fauna alike. From the late spring through the late fall both plant and animal resources would have been abundant. This extended period of resource availability and rich diversity of resources created an area amenable to sedentary residential habitation and collector-like behavior. Resource conflict among different vegetal resources and between vegetal and faunal resources would force systematic hunting and gathering patterns. Specialized task groups were required to efficiently exploit this diversity. This would lead to a generalized, but 48 durable toolkit with the capability to procure and process a broad array of resources. The ground stone assemblage would be well used, abundant, and contain a large proportion of fragmentary items at sites that represent either specialized processing area or residential bases and lacking at specialized hunting or other settlements. The flaked stone assemblage should resemble the ground stone pattern, but lack substantial numbers of projectile points at seed and nut processing sites and be over represented at specialized hunting camps. On some level the assemblage at all of the study locations should be similar, with upland area showing the greatest variability in functionally specialized sites and lowland areas representing winter camps, lacking significant ground stone. The climate during the early/middle Holocene would have favored intensive use of upland areas characterized by a more diverse and complex ecosystem. 49 Chapter 4 THEORETICAL ORIENTATION AND ELABORATION OF PROBLEM Introduction This chapter presents the theoretical orientation and an elaboration of the problem addressed with this thesis: what is the variability in technological organization between five archaeological assemblages in the context of discrete environmental conditions? The theoretical basis of this research follows from models of settlement mobility in relation to variability in the technological organization of lithic material associated with distinct ecological settings. The body of theory focused on technological organization recognizes the presence of variability within the archaeological record and assumes that this technological organization is indicative of various aspects of human behavior (Ascher 1968; Binford 1980; Bleed 1986; Nelson 1991; among others). This chapter includes a discussion of the various factors that influence technological organization and how it applies to the research at hand; it provides an overview of this body of theory, an examination of the assemblages at the three localities, and outlines predictions for the outcomes of this research. Theoretical Orientation Hunter-gatherer variability was brought to the forefront of archaeological thought by Lewis Binford: he describes variability in ethnographic hunter-gatherer groups as ranging between foragers with high residential mobility and collectors with low residential mobility (Binford 1980:5-13). Foraging societies are represented by 50 subsistence systems in which the residential base moves frequently with a low number of logistical forays. Foragers map on to subsistence resources, seeking them out and procuring them as encountered (Nelson and David 2001:228-234); the more readily available and diverse these resources, the more generalized the toolkit. Collector strategies are at the opposite end of the spectrum representing a subsistence system dominated by low residential mobility and a high degree of logistical organization. In this type of system the residential base is relatively sedentary and portions of the population are dedicated to procuring specific resources that are usually restricted either spatially or seasonally; these are shared with the entire population (Binford 1980:10). Subsistence strategies on the collector end of the spectrum are often associated with storage, wealth accumulation, and social hierarchies (Nelson and David 2001:234-237). The more restricted the resource base, both spatially and temporally, the more specialized the tools become in order to efficiently assure procurement of restricted resources (Binford 1980:17-19; Shott 1986:19-21). Technological organization is influenced by the type of subsistence system being practiced and the environmental context in which that system operates. Specialized technological organization tends to favor a collector (logistical) strategy while generalized organization tends to favor a foraging strategy (Binford 1980:13-16). The archaeological assemblage produced within each type of ecological setting then reflects resource availability through a continuum of generalized through specialized technological organization. The subtleties of this basic theory have produced many different models testing factors such as reliability and maintainability, durability, 51 and curation versus expediency. The research is largely built on ethnographic data and, through Middle Range Theory, tests patterns of tool diversity and variability against the archaeological record. Peter Bleed (1986) creates a continuum between reliable and maintainable toolkits, describing the form and function of each. Bleed explores the engineering of stone tools, identifying patterns of systematic manufacturing and use associated with contemporary ethnographic social structure. Reliable systems rely on redundancy of parts within multi-component systems that require specialized training in the production of the components; maintainable systems rely on multi-purpose tools overdesigned for their intended uses and maintainable by the user with relative ease (Bleed 1986:739-740). The design of the toolkit speaks to subsistence strategy in relation to resource availability; maintainable equipment is designed to optimally harvest a diversity of resources at a moment’s notice with a relatively low failure cost (Bleed 1986:741). Maintainable toolkits work best within Binford’s (1980) generalized or foraging systems. Reliable toolkits are optimized when embedded in Binford’s (1980) specialized or collector system with a heavy reliance on restricted resources (either spatially or temporally) and a high cost of failure (Bleed 1986:741). Bamforth (1986) assesses curation of tools through maintenance and recycling as they relate both to settlement subsistence patterns and the availability of raw material. Curation is contrasted with expediency along a continuum, curated tools being designed for multiple tasks, maintained throughout their use life, and recycled into other tasks when no longer effective for their primary design function (Bamforth 1986:38). He 52 argues that tool curation is a complex behavior influenced by many factors (Bamforth 1986:48), the key factors being subsistence practices and raw material availability. Raw material access can be restricted not only geographically but by a group’s subsistence behavior. For example, a conflict between a subsistence resource and travel to obtain raw tool stone may make that raw material inaccessible (Bamforth 1986:49). Through preparation, recycling and maintaining their toolkit, the opportunity to replenish tools may be passed by with little effect, but this necessitates the concept of curation be imbedded in the social structure. That same geographic region may supply different opportunities under different social conditions. Critical subsistence resource time stress issues create relatively high costs associated with raw material access in societies utilizing expedient technologies. Curation plays less of a role under these parameters and expedient technologies rely on relatively unfettered raw material access, tending to favor the collector end of the spectrum with the residential base being somewhat tethered to the source of raw material (Bamforth 1986:46-47). In his archaeological example from California, Bamforth notes high levels of curation in early period sites and substantially less curation in assemblages deposited by late period cultures (Bamforth 1986:47). In his archaeological example from Texas, Bamforth notes statistically significant patterns of curation based on distance to one of three raw material sources; the more distant the source, the more maintenance and recycling seen in the tool (Bamforth 1986:48). Bamforth concludes that classifications such as expedient and curated are oversimplifications of a complex set of human behaviors but that these concepts are good descriptors of technological behavior that should be utilized by the archaeologist to gain 53 insight into past human behavior (Bamforth 1986:49). As with Binford’s forager/collector continuum and many other things in life; it is not the extremes of a continuum that provide insight into human behavior, rather the range of diversity and variability along that continuum. Brooke Blades (2003) looks at the reduction of end scrapers during the early Upper Paleolithic Aurignacian and Perigordian periods of France. Reduction and retouch intensity are regarded as a measure of tool use intensity at both the artifact and assemblage scale and, in the context of technological organization, are utilized to address models of curation and residential mobility (Blades 2003:142-143). She concludes that, indeed, end scraper reduction intensities do reflect tool use intensities but the reasons for this intensive use relates to the context of paleoecological conditions including the resource base and distance to raw material (Blades 2003:154). Margaret Nelson (1991) provides a broad view in the form of a tripartite system in terms of expedient, curated, or opportunistic tool assemblages. In identifying variability in archaeological assemblages, she produces another continuum related to Binford’s high and low residential mobility model by relating curated tools to the forager end of the spectrum and expedient toolkits to collectors (Nelson 1991:61-65). Much like Bamforth (1986), she expects that expedient technologies require certitude of resource presence at a specific and restricted time of the year. Planning for these resources involves stockpiling and caching the appropriate tools and the time, or residential stability, to prepare for the take. Curation anticipates the need for tools at locations, while expediency anticipates the presence of raw material and time (Nelson 1991:66). The third type of assemblage, 54 representing opportunistic behavior, is created through a chance encounter with a subsistence resource. The toolkit may or may not be appropriate for the situation. Therefore, moments of opportunity may call for innovative behavior to accomplish the task and, unfortunately, produces a tool stone assemblage similar to that of an expedient technology (Nelson 1991: 68). Margaret Nelson’s (1991) synthesis of previous models pertaining to theories of technological organization is comprehensive and informative. She looks at the dynamic nature of the relationship between technology and environment, addresses models of technological organization and analyzes their efficacy (Nelson 1991:57), structuring her work following figure 7. Environmental Conditions Social and Economic Strategies Technological Strategies Design Artifact Form Activity Distribution Artifact Distribution Figure 7 Nelsons Model of Archaeological Deposition Adapted from Nelson 1991:59 55 In her discussion of social and economic strategies, Nelson constructs a definition of strategy as adaptive response to a set of conditions including environment and social structure (Nelson 1991:58). Not all human technology is designed to optimize resource extraction; at some level social factors, such as group identifiers, influence design as well (Nelson 1991:61-62). The tool assemblage does not determine human adaptation but is a product of human adaptation, a strategy to deal with social and environmental requirements (Nelson 1991:59-62). She poses two questions: “Are there constraints to human adaptation?” and “Do people strive to optimize their time, energy and materials?” (Nelson 1991:61). The environment, technological knowledge and social interaction serve to constrain human adaptation; while optimization is defined as people making appropriate decisions regarding problems of adaptation resulting in solutions that depend on expectations of future conditions (Nelson 1991:61). If optimization is important to the social group, then models of optimization will work to define the archaeological assemblage; if it is not, if optimization was relatively unimportant to the social group, then these optimality models will not work (Nelson 1991:61). Frequent residential movement between diverse resource areas requires technologies general enough to harvest these diverse resources; a multitude of specialized tools designed to harvest diverse resources is theoretically less efficient if embedded in a residentially mobile settlement system due to their high transport costs. A lack of variability between archaeological assemblages within discrete ecological settings would further substantiate the idea that people using a residentially mobile settlement system 56 had deposited the artifacts. At some point, when resources become limited spatially and/or conflict temporally, it becomes more efficient to bring the resources back to the residential base as opposed to bringing the residential base to the resources (Binford 1980:15). These logistical collector systems result in deposits that are highly variable as special use sites contain only those artifacts necessary to accomplish a specific task. The variability between archaeological assemblages increases in response to the degree of specialization required on logistical forays designed to take distinct resources with limited availability either spatially or seasonally. To empirically assess the variability of technological organization, quantitative measures of each variable are required (Shott 1986:21). Elaboration of Problem The purpose of this study is to understand the way people used the landscape of northern California during the early/middle Holocene through the analysis of archaeological assemblages. The variability or inter-assemblage artifact diversity found in archaeological deposits speaks to the function of individual sites and, on a regional scale, the use of the landscape as the technological organization of a settlement system changes to accommodate efficient function of stone tools within a given set of ecological conditions (Schott 1986:16). The technological organization of the Borax Lake Pattern toolkit is thought represent a residentially mobile montane adaptation to specific environmental conditions (Fredrickson 1973; Hildebrandt and Hayes 1983; West 1983; White 2002). Sundahl and Henn (1993) and Hildebrandt and Hayes (1983) see no substantial variability between either the tool assemblages of the Trinity and Squaw 57 Creek Aspects, Sundahl basing the division largely on raw toolstone availability, obsidian as opposed to chert; or between the Pilot Ridge complex and Cox Bar site. The premise presented here is that the Borax Lake Pattern within far northern California represents a residentially mobile subsistence system on the forager end of the spectrum but, contrary to contemporary regional settlement models (i.e., Hildebrandt and Hayes 1983, Sundahl 1988), there is variability in technological organization in response to varying ecological conditions representing unique subsistence strategies. The people of the early/middle Holocene had a distinct set of ecological conditions when contrasted with the terminal Pleistocene and the late Holocene. While environmental factors do not dictate man’s behavior, vegetative and faunal changes certainly influence technologic responses (White 2002:112). The diversity and variability of technological organization within and between assemblages speaks to the behavior of people adapting to their environment. A change should be detectable in the tool stone assemblage as form adapts to function within a more efficient use of a unique environment. The early/middle Holocene assemblages of northern California contain artifacts specifically adapted to maximize resource procurement within a specific environmental range centered on discrete ecological circumstances. The above paleoecological assessment indicates four consistent patterns: an increase is grasslands/oak woodlands, an increase in fire frequency, warmer conditions during the summer months, and drier conditions throughout the year. The complexity of the ecological contexts within the project area is relatively consistent over the bulk of the Holocene with a reduction in complexity during the Pleistocene, early Holocene and, to a 58 lesser degree, during the past century. Resource diversity was at an apex during the early/middle Holocene, particularly in the uplands. The effects of a complex ecological system within the cultural context is to generalize the toolkit overall (Binford 1980; Shott 1986). With a residentially mobile subsistence system, one would expect a generalized technological organization. If this is the case, the sites within the project area should contain similar toolkits and there should not be evidence of specific use areas in the form of specialized assemblages. Model Predictions Interpreting variability between archaeological assemblages through diversity requires an understanding of certain key factors; tool form and function, and raw material and subsistence resource availability (Blades 2003:154). Measures of these factors have been well tested and include studies of curation versus expediency (Binford 1980; Shott 1986), reliability versus maintainability (Bleed 1986), and determining levels of curation through measuring maintenance and recycling (Bamforth 1986). Determining assemblage diversity through lithic analyses allows for an understanding of the variability between given archaeological assemblages; while assemblage analysis within the context of the ecology of the study area allows for an understanding of the reasons for the variability. Together these analyses provide insight into how people used the landscape at any given point in time. To empirically assess the variability of technological organization, quantitative measures of each variable are required (Shott 1986:21). The five sites considered in this study represent upland and lowland assemblages, three assemblages from high elevation sites on Pilot Ridge and South Fork Mountain in 59 northwest California, an assemblage from Cox Bar on the Trinity River, and the collection from the Squaw Creek site in northeastern California. While syntheses of data from these sites have been published by both Hildebrandt and Sundahl, the collections have not been analyzed in a single study until now. This research randomly selected and analyzed portions of existing assemblages from relatively equivalent volumes of deposit excavated from Borax Lake Pattern sites. This model utilizes key metric analyses of flaked and ground stone materials to determine what variation exists between five sites at three localities within two distinct ecological zones, and describes how this variation speaks to subsistence and settlement patterns. Key markers of the Borax Lake Pattern assemblage include handstones, milling slabs, cobble spalls, small serrated bifaces and the Widestem projectile point type (Hildebrandt and Hayes 1983; Sundahl 1993; White 2002). These artifact classes were selected for analysis as well as debitage and flake tools. Within this subset of artifacts, measurements of use wear, retouch, recycling and others indicative of curation were defined and tested. This process led to the development of a simple measure of curation, the Thickness Curation Index (TCI). This measurement attempted to incorporate several measurements sensitive to curation behavior into a single index that would provide a linear indicator of expedient to curatorial behavior: width multiplied by length then divided by thickness. Multiple tests were run on available collections of late and early period projectile points with a high degree of success. In hindsight, this was an obvious success as dart points were being contrasted with arrow points, functionally the arrow point must have less volume and would inevitably occupy one end of the spectrum; in 60 dividing the surface area by thickness the numbers became muted due to the arrow points being consistently thinner and the dart points being thicker, the larger surface area of the darts were divided by a larger thickness and vice versa. Fortunately, all other measurements, detailed in chapter 5, were also designed to measure curation and the detail of the measurements, including macroscopic use wear, provided for a clear picture of the diversity within each assemblage and the variability between the assemblages. Through comparative statistical analysis of the tools identified as markers of the assemblage variability between assemblages can be identified. The predominant theory that the Borax Lake Pattern within far northern California represents a residentially mobile subsistence system on the forager end of the spectrum should manifest itself in the form of: relatively equivalent ratios of tool diversity at the three localities; similar use wear patterns at the three localities; and a lack of distinct tool types at discrete locations. Discussion Contrary to contemporary theory, this research reveals variability in each of these three contexts in technological behavior as response to varying ecological conditions. Foragers may utilize logistic strategies under certain circumstances; “therefore, general associations of artifact classes used to define standard site types, thought to exist as a generalized typology of settlement behavior for all contexts, will not contribute to our understanding of human behavior” (Nelson 1991:85). Treating variation as noise is a 61 fundamental problem in archaeology (Truncer 2006:157). Rather than accept current notions that little variation exists between upland and lowland assemblages, this research assesses that variability systematically. Rather than focus on measures of curation to determine the variability, this research took a turn towards looking at the variability between technological organizations as a whole in order to speak to the differences in human behavior within distinct ecological settings. 62 Chapter 5 ANALYTICAL PROCEDURES AND ASSUMPTIONS Introduction To empirically assess the variability of technological organization, quantitative measures of each variable are required (Shott 1986:21). The following pages describe the sample size and the sampling issues encountered, outlines the analytical assumptions associated with this research, and describes the specific procedures used to analyze the assemblages. The sample universe and the parameters established to define that universe are described by site. Analytical procedures are divided into two categories, flaked and ground stone; specific methods were employed to assess each tool type. Sample Selection In general, the sites were assessed in spatial contexts identified as clearly as possible to the Borax Lake Pattern. Site SHA-475 was analyzed below 7.5 feet in certain units and below 9 feet in others; the subsurface assemblage at sites TRI-1008 and HUM367 were analyzed in total as they are considered single component deposits; area T-C below surface was analyzed at site HUM-577; and Feature 1, a house floor dated to 7100 BP (Fitzgerald and Hildebrandt 2002), and its immediate surrounding was analyzed at HUM-573. Each assemblage was initially assessed based on existing reports, analyzing those contexts that the authors represented as clean Borax Lake Pattern components. 63 Subsequently, the artifact assemblages were reassessed and only the cleanest of the spatial contexts are included in this study (table 5). CUBIC METERS OF SOIL MATRIX ANALYZED BY UNIT HUM-573 UNIT m3 SHA-475 UNIT m3 UNIT 3 0.60 N55/E141 C 0.53 TRI-1008 m3 B 0.80 UNIT HUM-367 m3 HUM-577 UNIT m3 2 1.00 A‐1 1.00 4 0.80 N55/E146 D 0.63 C 0.85 3 0.80 A‐2 1.00 15 0.80 N60/E191 B 0.74 N2/E7 0.60 A‐1 1.40 A‐3 1.00 16 0.60 N60/E191 C 0.63 S6/E4 0.50 A‐2 2.60 A‐4 0.80 17 0.40 N65/E191 B 0.63 S7/E3 0.20 A‐3 1.40 A‐6 0.60 18 0.40 N65/E191 C 1.26 S7/E4 0.60 -- -- 3 1.00 19 0.40 -- -- S8/E7 0.70 4 0.80 20 0.20 S9/E7 0.70 5 0.80 21 0.40 S9/E8 0.70 -- -- 22 0.40 -- 23 24 0.40 0.40 5.8 m3 4.42 m3 5.65 m3 7.20 m3 7.00 m3 Table 5 Analyzed Soil Volumes by Site The procedures used to arrive at these analytical units are presented on a by-site basis. Sample by Site The assemblages are presented in grouping of upland and lowland. Combined tables representing the assemblage constituents of each grouping are presented prior to individual sample descriptions. The upland assemblage constituents are presented first (table 6). 64 INVENTORY OF ASSEMBLAGE CONSTITUENTS AT CA-HUM-577, HUM-573, HUM-367 PPT BIF FFT HUM-577 - 10 - 4 HUM-573 6 47 11 10 38 8 HUM-367 SFT SPALL COR CTL DEB MLG HND BTC ASSCOB CBLTL DRL MGS - - - 1741 - - - - - - 13 3 7 4 6560 11 8 1 3 - 1 21 3 1 - 1 6070 1 10 - - - 2 - 2 Key: PPT- Widestem Projectile Point; BIF- Biface; FFT- Formed flake Tool; SFT- Simple Flake Tool; SPALL- Cobble Spall; COR- Core; CTL- Core Tool; DEB- Debitage; MLG- Milling Slab; HND- Handstone; BTC- Battered Cobble; ASSCOB- Assayed Cobble; CBLTL- Cobble Tool; DRL- Drill; MGS- Miscellaneous Ground Stone. Table 6 Inventory of Assemblage Constituents from Upland Sites CA-HUM-577 The assemblage analysis at HUM-577 was limited to subsurface deposits in the northern portion of the site. While Hildebrandt and Hayes (1983) define the northern portion of the site as a single component Borax Lake Pattern occupation, the surface assemblage may contain some Late or Middle period artifacts. Hildebrandt and Hayes (1983:15.11) indicate that the central section of the site contains Middle period artifacts and the southern portion dates to the Late period. The author was concerned about considering the surface assemblage as spatio-temporally discrete to three periods when the definition of the Middle and Early period assemblages are not clearly understood. Given that the landform was utilized during the Late period it seems unlikely that the surface of the northern site area is completely devoid of recent artifacts. It was decided to analyze only the sub-surface assemblage from the northern portion of the site. While this assessment served to ensure a clean Borax Lake Pattern assemblage, it did have the effect of culling all the projectile points (with the exception of a single perform) from this 65 analysis; In addition, there are no formed flake tools or identifiable ground stone within the sub-surface assemblage CA-HUM-573 The site HUM-573 is drastically different from HUM-577 in that the artifact assemblage is indicative of a habitation area. The entire assemblage analyzed as part of this project comes from within or is associated with a house floor. The assemblage here contains quantities of every tool type in nearly every condition. The floor has been dated to 7100 BP (Fitzgerald and Hildebrandt 2002) and is discrete to the Borax Lake Pattern. This is a certain representative of upland residential technological organization of the early/middle Holocene. The units analyzed as part of this research were chosen randomly as to create as much objectivity in the analysis as was possible. Levels analyzed were most clearly associated with the house floor, which was identified as between 30 and 70 centimeters below the surface. CA-HUM-367 Analysis of the HUM-367 assemblage was conducted through a sampling of the collection. The site is considered by Hildebrandt and Hayes (1983:8.7) to be a single component Borax Lake Pattern with slight intrusions of Late period artifacts. The focus of the excavations at this site was on area A, where a series of excavation units were placed to create an exposure after assessing the results of test excavations. This is the portion of the assemblage analyzed as part of this study but, as with site HUM-577, the surface assemblage has been removed to exclude any intrusive artifacts. 66 SHA-475 The analysis of SHA-475 took over three years to complete. The collection could not be removed from the facilities at Shasta Junior College at the request of Winfield Henn, the accession and storage methods used to curate this collection were antiquated, and the author was only able (both financially and logistically) to make irregular forays to the facilities to perform analysis. During the analysis, curation materials were updated with plastic bags, accession/catalog tags, and curation trays, at the expense of the author. The first issue with the SHA-475 collection was to determine the portion of the assemblage reflecting the Borax Lake Pattern. A wide net was cast during the initial analysis including all units containing contracting-stem, bifurcate stemmed, square stemmed, and expanding stemmed projectile points. This effectively limited the analysis to those portions associated with atlatl use to the exclusion of bow and arrow technology. During this portion of the analysis patterns of artifact morphology became apparent, resulting in the exclusion of that portion of the assemblage associated with the contracting-stem projectile points. The technology associated with production of these points is flake based as opposed to the bifacial technology characteristic of all other point types. This analysis consistently identified the contracting-stem points as being derived from flakes through the presence of a bulb of percussion as can clearly be seen in figure 8 profile cross sections. Conceptual differences required in the manufacturing process between flake-based and biface-based technologies are a clear indicator of change in technological organization (figure 8). 67 Figure 8 CA-HUM-475 Contracting-Stem Projectile Points (adapted from Sundahl and Henn 1988) Clewett and Sundahl (1983:30-34) also assess this type as distinct from the Borax Lake Pattern, which is identified as associated with the expanding, bifurcate and square stem varieties. Their assessments of the morphological attributes of this point style as well as the vertical distribution of the type are proved out in this analysis. This point type and deposits containing it were removed from the analysis early in the assessment. The expanding stem type (figure 9) is more difficult to differentiate on a morphological basis. The original analysis of this point type resulted in an unclear understanding of the separation between expanding stem and square stem points. Clewett 68 and Sundahl (1983: 34) see a morphological continuum of this type into the Borax Lake Pattern morphologies. Figure 9 Expanding Stem Projectile Points (adapted from Clewett and Sundahl 1983) This is where there are discrepancies with regard to the earlier analysis and this study. Clewett and Sundahl (1983) do not differentiate the expanding and bifurcate stem projectiles. The types referred to by Clewett and Sundahl as medium and large expanding stem points (types 10 and 12) are differentiated into expanding and bifurcate stem points in this analysis both morphologically and stratigraphically. The morphological differences noted in the original analysis are associated with weight, length and width measurements, while thickness and hafting width are ignored. This analysis revealed patterns within the three point types indicating that the neck width of the expanding stem points differ from both the bifurcate and square stemmed variants (table 7). 69 CA-HUM-475 PROJECTILE POINTS EXP STM n=17 SQ STM n=12 BIF STM n=9 MEAN 18.41 15.69 23.35 SD 3.59 0.89 2.68 Table 7 Mean Neck Widths of SHA-475 Projectile Points While the statistical differences are not significant, their means are deviant and their distribution within the deposit indicates a discrete and later assemblage. Most incidences of occurrence are also superimposed above bifurcate stems (table 8). POINT DISTRIBUTION AT SHA-475 N55/E141 N55/E146 N60/E191 N65/E191 LEVEL A B C A B C D B C D AB C D 6-6.5’ ES - - BS - ES BS - - - - - - 6.3-6.4’ - - ES - - - - - - - - - - 6.5-7’ - SS - - - - - - - - ES - - 7-7.5’ - - - SS SS ES - - ES - BS - ES,BS 7.5-8’ - - - - - - BS - - ES BS ES ES 8-8.5’ - - - - - - - - - ES - - - 8.5-9’ - - - - - SS BS ES,BS,SS SS - SS ES - 9-9.5’ - - - - - - - - ES - SS - ES 9.5-10’ - - - - - - - ES,BS,SS SS - ES SS - 10.5-11’ - - - - - - - - - - - SS - ES - EXPANDING STEM, BS – BIFURCATE STEM, SS - SQUARE STEM Table 8 Distribution of Projectile Points at SHA-475 There is a statistically significant difference in the distribution of bifurcate-stem and square-stem vs. expanding-stem points. Plotting the numbers, units N55/E141 and N55/E146 can be split into Upper and Lower components (based on points) at 7.0 feet, while units N60/E191 and N65/E191 break at 9.5 feet (table 9). 70 BS/SS ES Upper 8 17 Lower 12 3 Table 9 Square and Bifurcate Vs. Expanding Stem Distribution, X2 = 8.64, df = 1 Units N65/E191 AB, C, D follow this trend nearly perfectly with the exception of a single bifurcate stem from superimposed above several expanding stem variants in unit D and a single expanding stem stratigraphically lower than several bifurcate points in unit AB. In the case of unit AB, another expanding stem occurs above two bifurcate stems; in the case of unit D three expanding stems are concentrated between 7-9.5 feet and a single bifurcate stem occurs at seven feet. Units B and C both show patterns of expanding stems occurring in strata above bifurcate stemmed points. Exceptions to the pattern are explainable through bioturbation. Within Unit N60/E191 quads B, C and D all the bifurcate stem forms, n=3, occur at 9.5-10 feet; only one of seven expanding stem variants occurs at 9.5-10 feet and six occur above this level (five are above 6’ and not represented in table 12). Units N55/E146 quads CD contain two expanding stems morphologies between 6-7.5 feet, with three bifurcate stem forms at 7.5 feet and lower, and only one example at 6-6.5 feet. Unit N55/E146 C contains a Feature 22 from 6.3-6.4 feet and is likely intrusive into the substrate, this may explain the single occurrence of a bifurcate stem point via pre-historic human bioturbation. The square stem type follows the same patterning. Square stems and bifurcate stemmed points are comingled throughout the units analyzed. Through removal of the levels associated with the expanding stem type, much of the ground stone objects are also removed from the 71 analysis of SHA-475. The new artifact pattern more closely aligns the technological behavior found at SHA-475 with that of TRI-1008. The ubiquitous nature of raw materials to fashion ground stone artifacts at both these sites does not appear to be coupled with subsistence resources conducive to longterm sedentary settlement patterns. The dramatic increase in ground stone associated with the expanding stem projectile points may be associated with an increase in vegetal resources due to increased effective moisture at the end of the Altithermal. The feature most closely associated with the expanding stem point type, Feature 22, has not undergone chronometric analysis but the soils above and below Feature 22 has been dated. Feature 22 is located at 6.3-6.4 feet in unit N55/E146. Sundahl (1992) reports dates for this unit at 3.5-4.0 feet at 4000 BP and an assay at 7.5-8.0 of 7580 BP. Feature 22 is, then, necessarily between 4000 and 8350 years old. Further research may reveal a stronger relationship between the expanding stem projectile points at SHA-475 and technological adaptation to climate change, but the current study excludes these projectile points and associated artifacts to preserve a clean Borax Lake Pattern assemblage. The formed flake tool assemblage appears closely associated with the expanding stem point forms of the deposit at SHA-475. Within unit N65/E191 the appearance of large basalt formed flake tools occurs in Quadrant D at 7-7.5 feet, the same level associated with expanding stem points in quadrants A, B and C; a single exception occurs at 9-9.5 feet in Quadrant A. All other units and levels associated with either square stem or bifurcate stem projectiles lack large basalt formed flake tools. The formed flake tool 72 assemblage directly associated with the Borax Lake Pattern at site SHA-475 is reduced to two specimens. Among the simple flake tools, cobble spalls are the most striking element in the SHA-475 assemblage. The raw count of spalls drops from 65 to two when those associated with contracting-stem and expanding-stem point forms are removed. These two are included only because they sit between soil packages and are not clearly associated with any projectile point types. In an effort to be conservative in removing problematic artifacts while attempting to clearly identify Borax Lake Pattern components at all sites, it was determined that these two items should be included in the analysis. The biface assemblage provides further evidence that the square stem and bifurcate stem point distributions at HUM-475 assemblage is segregate from the expanding stem and contracting stem forms. Of the 25 bifaces associated with the expanding, square and bifurcate stem horizons, only eight are directly associated with the Borax Lake Pattern; of these, half are proximal ends, one is an obsidian projectile point perform, two are distal ends, and one is a midsection. The pattern is repeated over and over: the assemblage associated with the Borax Lake Pattern at this site is not nearly as rich in quantity as the later components. Site SHA-475 played a much more significant role later in time when compared to the Borax Lake Pattern. The more closely technological organization is analyzed, the more apparent it becomes that the expanding stem projectile points are associated with an increase in the breadth and quantity of the archaeological toolkit. In an effort to keep the sample at SHA-475 as discrete to the 73 Borax Lake Pattern occupation as possible, for this study, the contracting-stem and expanding-stem points and associated artifacts originally analyzed by the author are not included herein. The final analysis included 4.42 cubic meters of deposit after nearly 20 cubic meters of initial analysis (table 10). Levels Analyzed at SHA-475 UNIT N55/E141 C N55/E146 D N60/E191 B N60/E191 C N65/E191 B N65/E191 C m3 Levels Analyzed Below 7’ Below 7’ Below 9.5’ Below 9.5’ Below 9.5’ Below 9.5’ 0.53 0.63 0.74 0.63 0.63 1.26 4.42 Total Cubic Meters analyzed Table 10 Final Soil Volume and Levels Analyzed at SHA-475 The final inventory of the assemblage analyzed at SHA-475 and TRI-1008, the lowland localities, is presented in table 11. INVENTORY OF ASSEMBLAGE CONSTITUENTS AT SHA-475 AND TRI-1008 PPT BIF FFT SFT SPALL COR CTL DEB MLG HND BTC ASSCOB CBLTL DRL MGS SHA-475 9 8 2 2 2 - - 400 2 2 - - 1 - 2 TRI-1008 15 22 16 23 3 2 2 4717 2 8 - 1 - 2 5 Key: PPT- Widestem Projectile Point; BIF- Biface; FFT- Formed flake Tool; SFT- Simple Flake Tool; SPALL- Cobble Spall; COR- Core; CTLCore Tool; DEB- Debitage; MLG- Milling Slab; HND- Handstone; BTC- Battered Cobble; ASSCOB- Assayed Cobble; CBLTL- Cobble Tool; DRLDrill; MGS- Miscellaneous Ground Stone. Table 11 Assemblage Inventory from the Lowland Localities TRI-1008 Site TRI-1008 is defined by Sundahl and Clewett as a single component Borax Lake Pattern site. There are, however, issues with the integrity of specific units within 74 the analysis of the site. Many of the projectile points came from backhoe trenches with little provenance; these were excluded from this analysis. A series of units were drawn from the existing collections including a sample of each area where control units were placed. Two distinct blocks of units were excavated in the southern portion of the site, designated Sx/Ex, these units were placed in the area of highest potential artifact recovery within the area of direct impact for the construction of a proposed school building based on work conducted in previous seasons (Sundahl 1988:35). Seven of the ten units analyzed were selected from these areas. The remaining three units provided a sample from other areas of the site, units B and C from the southwest sector and N2/E7 from the northern portion. As the site represents a single component Borax Lake Pattern occupation (Sundahl 1988:97), with no evidence of later period intrusions, the entirety of the collection was included in this analysis (table 15); although there were no artifacts with provenience to the surface of these particular units. Analytical Assumptions Results of the analysis were highly disappointing as the projected measures of curation did not have the effect of sorting out the assemblages. Initial tests of the Thickness Curation Index (TCI) and Curation Index (CI) using dart and arrow points from presumed curative and expedient technologies worked well, providing statistically significant ratios that confirmed these presumptions. Length, width and thickness were used to produce a ratio reflecting level of curation: L x W (surface area): TH = TCI 75 (Thickness Curation Index). The Thickness Curation Index is then multiplied by Spine Plane Angle to produce a Curation Index (CI): TCI x SPA = CI (Curation Index). While simple tests of typed hafted biface assemblages showed promise for the utility of this measurement, the index proved less effective within these biface assemblages; length, width, thickness, arris per centimeter, stage and spine plane angle proved more effective as individual measurements. These measurements attempted to combine several metric attributes sensitive to curation behavior into a single index to provide a linear indicator of expedient to curatorial technological behavior: width multiplied by length then divided by thickness. Multiple tests were run on available collections of late and early period projectile points with a high degree of success. In hindsight, this was an obvious outcome when dart points are contrasted to arrow points; functionally, the arrow point must have less volume and therefore would inevitably occupy one end of the spectrum and the dart points, being larger in general, were larger in volume. In dividing the surface area by thickness, numbers became muted due to the arrow points being consistently thinner and the dart points being thicker. The resulting ratios occupied each end of a morphological spectrum but tell us little more than dart points are more massive that arrow points. Neither TCI nor CI work within these assemblages, the point types are all the same and the process of dividing the surface area by the thickness, as noted above, muted the differences in volume. In turn, multiplying TCI by the Spine Plane Angle produced a muted number in itself. Although it did exaggerate the index slightly, it did not have the expected result of a linear index of curation in bifaces (hafted or not) or formed flake tools. Even with raw 76 material differences allowing for thinner points, the bulk of the projectile points at Squaw Creek were obsidian and chert at all other sites, the indices had the effect of negating any statistical significance rather than drawing it out. Many hours of statistical manipulation did not solve the problem and an assessment of the reasons led to a clearer understanding of the issue. Assemblages within this analysis include a high percentage of fragmentary artifacts creating a wide range of measurements within each artifact class. This range of measurements is too great to establish significant statistical trends using either the TCI or CI and the low number of whole artifacts did not allow for a comparison between sites using this method. The same held true for the use of blade mid-point width, an index of curation used by Andrefsky (1994) as a measure of curation; there simply were not enough blade elements within the study to make the measurement statistically useful. In the end the indices did not prove out within this analysis and were abandoned for more useful measurements of curation and variability in technological organization between sites. Specific Analytical Procedures and Assumptions The categories of tools analyzed include bifaces, projectile points, flake tools, debitage, milling slabs and handstones. These tool types are drawn from the artifact sets thought to represent the Borax Lake Pattern: wide stemmed projectile points, small serrated bifaces, cobble spalls, handstones and milling slabs (Hildebrandt and Hayes 1983; Sundahl 1983); flake tools and debitage and have been added as such tools are 77 relatively sensitive to the effects of curation (Andrefsky 1994; Kelly 1988; Kuhn 1994; Nelson 1991; Shott 1986). Flaked Stone Projectile Points The projectile point assemblage at each of the sites was thoroughly analyzed for metrical compatibility; the square stem and bifurcate stem points at each site are statistically consistent. This aspect of the projectile point assemblage will not be assessed; rather other measures of use wear are the focus of this analysis. Simple measurements of maximum length, use wear observations, and simple morphologic patterns are presented as measures of variability between sites. A key measurement turned out to be neck width with regard to sorting out the projectile point assemblage at SHA-475. While the groupings did not show statistically significant differences, the measurement did segregate between projectile points relative to hafting. Bifaces The patterns of biface curation manifest themselves as a function of re-sharpening (Andrefsky 1994:22); as the tool is re-sharpened the thickness to length/width ratio should increase, thickness remaining the same as length and width decrease (Nelson 1991). The number of arrises per centimeter among bifaces speaks to the re-sharpening of bifaces. Bifaces used as cores are the subject of percussion flaking and larger flake scars (Kelly 1988); bifaces used as long-life tools or those that are incidental to hafting requirements incorporate re-sharpening of the edge using pressure flaking techniques 78 and leaving smaller, more frequent flake scars (Nelson 1991; Kelly 1988). Such measurements lead to an understanding of the level of curation, in turn allowing for interpretations of site function relative to environment, subsequently allowing for inferences pertaining to residential mobility. In this research bifaces are categorized into one of five stages, stage 1 having a single arris per centimeter, stage 2 having two, stage 3 having 2-3 arrises per centimeter, stage 4 having 3-4 arrises, and stage 5, 4-5 arrises per centimeter. Projectile points are the subject of further analysis. In addition to the above measurements, proximal shoulder angle, distal shoulder angle, notch opening angle, base width, neck width, basal indentation and blade width at the midpoint were measured. These measurements serve to further define the Borax Lake Widestem type(s), and reveal any statistical differences between the sites in the function of these tools at specific locations. Biface technologies within these assemblages should show strong tendencies toward curative behavior, following patterns of high residential mobility. The Borax Lake Widestem points, Kelly’s (1988) incidental bifaces, and Bleed’s (1986:741) maintainable weapons, are usually found intensively re-worked, which suggests heavy curation. One would expect extensive re-working of a tool under conditions of residential mobility and raw material scarcity (Andrefsky 1994; Kelly 1988:20; Kuhn 1994). High mobility further limits access to tool-stone sources, amplifying the intensity of re-working in biface assemblages (Nelson 1991). The assemblages at all sites should reflect a highly re-worked biface technology given residential mobility and curative 79 behavior. The biface assemblage at sites that have relatively higher access to tool-stone, either through proximity or less time stress, should exhibit less re-working. The width of a biface reflects another measure of reworking intensity. The surface area of late stage bifaces should decrease at a much higher rate than thickness. The spine plane angle should also increase as a product of re-working. Measurements of bifaces include length, width, and thickness and the arris frequency per centimeter, spine plane angle, and the stage of production. Flake Tools The flake tool assemblage should contain a higher percentage of formed artifacts relative to simple flake tools under conditions of residential mobility (Andrefsky 1994; Kuhn 1994:428). The wear patterns should follow that of the bifaces within each assemblage. They are used in conjunction with these tools and should mimic their intensive re-working. It is reasonable to predict that such tools would reflect similar patterns of intensive use and curation given their similar tool stone requirements and their portability (Kuhn 1994:428). As in bifaces, the thickness to surface area ratio should increase as re-sharpening intensifies, thickness remaining the same as length and width decrease. The edges of these tools are sensitive to re-working and the edge angle should increase as the length and width of the tool decrease (Nelson 1991:75; Basgall, personal communication 2003). The number of utilized edges on these tools should increase as a function of curation as well; the longer a tool is kept, the more edges are utilized (Nelson 1991; Shott 1986). A classic measurement of curation relates to the distinction between simple and formed flake tools. Formed flake tools are characteristic of curation, simple 80 flake tools are indicative of expedient technologies. The measurements required to assess levels of curation within this tool category include length, width, and thickness as well as number of edges utilized, arrises per centimeter, and edge angle. Individual measurements weighed between site assemblages do reveal interesting information pertaining to technological behavior, particularly with regard to thickness. Cobble Spalls Cobble spalls are as flake tools with regard to attributes. These tools provide an excellent measure of curation in the context of this research as raw material is readily available at the lowland sites in the form of river cobbles exceptionally rare at upland settlements. They should follow the same patterns of curation as other flake tools, increasing angles of the working edge and decreasing length and width while the thickness remains constant with use and curation. Such implements should be heavily reworked and, in the upland areas, should manifest as well worn, unusable items at the end of their use lives. By contrast, in lowland areas, spalls should reflect an expedient technology resulting from an abundance of raw material. If spalls reflect a significant tool in the toolkit of Borax Lake Pattern peoples, they should be found at all sites and provide a significant measure of curatorial behavior. Debitage Debitage profiles provide substantive evidence for assemblage variability and curation. This research attempts to define variability between cotemporaneous sites in distinct ecological settings; different profiles reveal behavioral activities at individual 81 sites (Kelly 1988). In particular, the size and type of debitage at sites should reflect the type of manufacture or maintenance occurring at each location. Interior percussion debris seen in relation to debitage produced by pressure flaking provides an understanding of the importance of bifaces as tools vs. cores. Smaller debitage reflects patterns of tool maintenance as opposed to manufacture (Kelly 1988). The debitage profiles at these sites should include a high ratio of small debitage to large debris and contain a relatively high percentage of complex interior percussion, late bifacial thinning, and pressure flakes in relation to other categories. These remains represent tool maintenance as opposed to manufacture and imply a higher level of curation. This relationship exists on a continuum as a function of distance to raw material and, correspondingly, the debitage should get larger and be of an earlier stage the closer and more accessible one is to raw material sources. The prediction is that sites without accessible raw material sources will be typified by small, late-stage debitage and the debris will become larger and of earlier stage as raw material availability increases. The debitage analysis defines the ratio of debitage type, size, and quantity. Select samples of debitage are quantified, size sorted and categorized into one of fifteen types. Ground Stone Analysis The Borax Lake Pattern has been associated with handstones and milling slabs. These items have characteristic traits associated with curation and implications towards settlement mobility. The amount of shaping and wear are indicators of the level of curation, and the size and weight of the items speak to their portability. The obvious 82 implications are that smaller, more portable items with high levels of use wear and a high percentage of fragmentary items are indicative of curation and transport. Measurements to assess these factors within both handstones and milling slabs include weight, length, width, thickness, number of utilized edges and positive or negative assessment of re-sharpening through pecking. Borax Lake Pattern should be portable, well used, with evidence of multiple faces being utilized and maintained, and a high ratio of fragmentary objects relative to whole specimens. Handstones Handstones should reflect curation through extreme wear and multi-side use wear patterns. High levels of mobility require portable technologies that are both maintainable and reliable. Considerable variability should be seen between the sites based on raw material availability. Lowland sites should reflect an expedient strategy, containing many ephemeral handstones. The raw material for these items, river cobbles, is readily available. While there may be many incipient handstones at these sites, there may also be evidence of re-tooling in the deposition of exhausted tools. In contrast, upland sites should exhibit curated technologies as raw materials are relatively scarce. The relative abundance of floral subsistence resources, particularly hard seed products, would have increased the importance of plant resources in upland areas (see West 1984), increasing the costs of failure. In these areas one would expect to find handstones in good working order but exhibiting intensive use wear left behind for predicted return. As per Nelson and Lippmeier (1993:298-299), with the intensive milling involved there should also be 83 plenty evidence of breakage and ratios of whole to fragmentary milling equipment should show relatively more fragmentary specimens in upland areas. Milling Slabs Milling slabs, on the other hand, may not be so variable. These items are less portable and more likely to constitute site furniture. The punishment these artifacts must endure during their use-life limits their portability through a minimum thickness requirement. While thin, portable specimens may exist in some assemblages, they will be a part of a redundant system with non-portable, relatively thick, site furniture. Within a system of residential mobility as part of a seasonal round, sites found to contain nonportable milling slabs would reflect anticipated re-use. In a completely mobile system, one would expect small, portable milling slabs. In the system at hand there should be redundancy within the milling slab assemblage, larger pieces representative of site furniture, left in anticipation of return, and to a lesser degree smaller, portable milling slabs, likely in a state indicative of the end of their use life. The lowland assemblages would likely reflect a more expedient technology, but the high quality raw material requirements for these items would tend to buffer the effects of availability. So, while there may be more material available it would still be difficult to re-tool with durable stone that could be confidently used in areas of raw material paucity. Once a good milling slab was obtained, portable or not, it would likely be curated; whether or not raw material was available. In this light it is be expected that broken and fragmentary items will be found in higher percentages in areas of more intensive use, assumed to be upland areas, and conversely a higher percentage of incipient materials and whole, well used 84 milling slabs would be found in areas of raw material availability. These effects will be muted, but there should be evidence of changes in technological behavior between upland and lowland assemblages. 85 Chapter 6 RESULTS Analysis Results by Site This chapter presents the results of the artifact analyses by site. Tables are presented by upland and lowland groupings. Materials analyzed but not statistically significant to the analyses are also described to provide an understanding of technological diversity at each site. The end of each section integrates the information in terms of the technological behavior represented at each site. The chapter concludes with a short overview of the implications towards technological organization and land use patterns that are explored further in Chapter 7. The inventory of assemblages is grouped into two tables representing upland and lowland sites preceding each group of sites. The upland sites sample is presented below (table 12). INVENTORY OF ASSEMBLAGE CONSTITUENTS AT CA-HUM-577, HUM-573, AND HUM-367 PPT BIF FFT SFT SPALL COR CTL DEB MLG HND BTC ASSCOB CBLTL DRL MGS HUM-577 - 10 - 4 - - - 1741 - - - - - - 2 HUM-573 6 47 11 13 3 7 4 6560 11 8 1 3 - 1 21 HUM-367 10 38 8 3 1 - 1 6070 1 10 - - - 2 - Key: PPT- Widestem Projectile Point; BIF- Biface; FFT- Formed flake Tool; SFT- Simple Flake Tool; SPALL- Cobble Spall; COR- Core; CTL- Core Tool; DEB- Debitage; MLG- Milling Slab; HND- Handstone; BTC- Battered Cobble; ASSCOB- Assayed Cobble; CBLTL- Cobble Tool; DRL- Drill; MGS- Miscellaneous Ground Stone. Table 12 Inventory of Assemblage Constituents at CA-HUM-577, HUM-573 and HUM-367 CA-HUM-577 The subsurface assemblage from HUM-577 is comprised of ten bifaces, four simple flake tools, two miscellaneous ground stone fragments, and 1741 pieces of 86 debitage. Although few formed tools are represented, the assemblage does reveal patterns that have significance with regard to settlement-subsistence patterns. Flaked Stone The flaked stone assemblage from HUM-577 is unique among the analyzed sites. Flaked stone comprises nearly the whole assemblage at this site and is indicative of a specialized functional profile dedicated to the procurement of faunal resources. The biface and debitage assemblages complement one another to reinforce this assessment of the site. Bifaces The bifaces assemblage, n=10, is the most significant aspect of this site. There are no diagnostic projectile points in the subsurface assemblage; and only one of the bifaces is near-complete. The only other non-margin fragment is a medial section of a Stage 5 biface, probably a projectile point fragment (although not classified as such in this study) (Table 13). 87 BIFACES BY STAGE CA-HUM-577 STAGE 1 STAGE 2 STAGE 3 STAGE 4 STAGE 5 TOTAL n= - 2 2 1 4 9 CCS - 2 2 1 4 9 WHL/NC - 1 - - - 1 MED - - - - 1 1 MRG - 1 2 1 3 7 PRS - 2 1 - 1 4 ABS - - 1 1 3 5 CONDITION USE WEAR Table 13 Bifaces by Stage CA-HUM-577 The high percentage of margins, 78% at CA-HUM-577 is unique among the project sites. The presence of this portion of the biface indicates an association with hunting behavior. Jobson’s (1989:F4) assessment of the Sacramento River Canyon suggests that margin breakage is indicative of impact fractures. Given that both early (n=3) and late (n=4) stage biface margins are present; it can also be argued that the site is situated near a raw material source within the seasonal round. The biface assemblage, as a whole also indicates that this site was situated within the settlement pattern soon after re-tooling had occurred; freshly crafted projectiles with little retouch were being used. The nearly complete early stage biface strengthens this argument. The presence of a high percentage of margins, four early and four late stage, with the balance of the assemblage represented by a single Stage 5 midsection and a single early stage preform, this assemblage represents freshly fashioned tools experiencing heavy use. 88 Simple Flake Tools Simple flake tools are the only form present at the site. All artifacts are whole or nearly complete with a single utilized edge. Edges vary in shape from convex to concave and straight, but all have an even margin along the utilized edge and edge angles are all less than 56o, indicating little reworking. Little more description can be offered, but this does not preclude interpretation. Such artifacts obviously played a small role in the organization of the toolkit at this site, and what use they did see was ephemeral. The presence of this type of flake tool to the exclusion of formed flake tools and cobble spalls is indicative of expedient use; when needed a flake was created, utilized, and discarded. This also indicates there was likely more of this behavior occurring at the site than is indicated by the counts alone as it is extremely difficult to identify a flake utilized once and discarded as a tool. Debitage Of the 1741 pieces of debitage, 1603 were size sorted and typed. The debitage profile follows patterns of conservative behavior with a high percentage of pressure flakes relative to percussion debris (table 14). 89 TYPED DEBITAGE ATTRIBUTES AT HUM-577 OBS CCS OBS CCS SECONDARY DECORTICATION - 2 - 0.1% SIMPLE INTERIOR PERCUSSION - 38 - 2.4% COMPLEX INTERIOR PERCUSSION - 137 - 8.5% LINEAR PERCUSSION - 1 - 0.1% EARLY BIFACE THINNING - 14 - 0.9% LATE BIFACE THINNING - 96 - 6.0% ANGULAR PERCUSSION - 66 - 4.1% LINEAR PRESSURE 1 223 12.5% 13.9% ROUNDED PRESSURE 7 884 87.5% 55.1% INDETERMINATE PERCUSSION - 39 - 2.4% INDETERMINATE PRESSURE - 103 - 6.4% DECORTICATION - 2 - 0.1% INTERIOR PERCUSSION - 190 - 12.3% BIFACE THINNING - 110 - 7.1% PRESSURE 8 1107 100.0% 71.4% INDETERMINATE - 142 - 9.2% <1.0 cm 6 913 75.0% 57.0% 1.0-2.0 cm 2 614 25.0% 38.3% 2.0-3.0 cm - 66 - 4.1% 3.0-5.0 cm - 10 - 0.6% TOTAL 8 1603 100% 100% Table 14 Typed Debitage at HUM-577 Obsidian The lack of substantial obsidian is expected in this region and the fact that all eight specimens are pressure flakes is not surprising. The nearest source of obsidian is over 200 miles distant at the Medicine Lake/Lost Iron Wells source area in northeastern California. What this does tell us is that there was some form of exchange network established to provide access to such material. While not significant in itself as trade likely occurred between groups as soon as population densities in North America allowed, it does imply that people living at the sites under analysis had some form of 90 regular contact with one another, exchanging both materials and ideas that influenced their technological behavior. Chert The chert debitage sample is heavy in pressure flakes relative to other sites in this analysis, suggesting that tool maintenance was the predominant stone working process happening at HUM-577. The most striking aspect of the debitage profile is the near lack of decortication flakes (0.1%); this profile is not consistent with a manufacturing or reduction area. Instead, the pattern reflects biface maintenance in the high percentages of pressure (71.4%), biface thinning (7.1%) and complex interior percussion (8.5%) flakes (Nelson 1991; Kelly 1988). The size of the debitage is also telling, 57% is less than 1.0 cm in diameter, and fully 95% is less than 2.0 cm in diameter. There is little reduction taking place at the site, it is the focus of tool maintenance in the form of re-sharpening based on the debitage profiles. Ground Stone The two ground stone fragments reveal very little about the site beyond incidental use of grinding tools in the last stages of their life cycle. The fact that there is no whole ground stone objects or fragments identifiable as to function suggests that milling equipment was not an important aspect of the site technology. Even if the two milling slabs found on the surface of the site are to be considered part of the Borax Lake Pattern occupation, relative to the other two upland sites their frequency is negligible. 91 Discussion The site HUM-577 presents an interesting example of specialized upland settlement behavior; the technological organization represented by this assemblage is highly restricted relative to all other sites, including other upland assemblages. While surface artifacts did contain both ground stone and formed flake tools, these artifacts likely represent post Borax Lake land use patterns. There is a complete lack of ground stone tools beyond two miscellaneous ground stone fragments in the subsurface deposit. There is, however, a whole Stage 2 biface at the site, and the broader biface assemblage is consonant with proximity to raw material. It appears that HUM-577 was a specialized use area associated with hunting behavior. CA-HUM-573 The entire assemblage analyzed for this project comes from or is associated with a house floor. The assemblage contains quantities of every tool type, in nearly every condition. The floor has been dated to 7100 BP (Fitzgerald and Hildebrandt 2002) and represents a discrete Borax Lake Pattern domestic feature. This is a certain representative of upland residential technological organization of the early/middle Holocene (table 21). Flaked Stone The flaked stone assemblage at CA-HUM-573 is quite different than that from HUM-577, representing another aspect of the technological organization of the Borax Lake Pattern. The assemblage as a whole is the most diverse of the sites analyzed during this research, characterized by seven distinct flaked stone artifact classes. 92 Projectile Points The six projectile points from HUM-573 are bifurcate stemmed forms, one is a preform. One of the specimens was reclassified as part of this study from a biface to a projectile point fragment. All of the specimens, including the preform, show evidence of use wear. Five specimens show evidence of impact fracture, the preform being the sole exception. Four of the six specimens show evidence of reworking or recycling into a different form. These latter artifacts are all reworked into a convex rounded form that would work well as a hafted end scraper. The two remaining specimens are the preform and a large blade element assumed to be a distal end of a Widestem. Neck widths average 22.3 mm with a standard deviation of 1.8 mm. Four specimens yielded intact measurements. The projectile points HUM-573 suggest a curated assemblage that is being utilized over an extended life-cycle through consistent in-haft re-sharpening, followed by recycling once its projectile point utility had been exhausted into a hafted tool, likely a scraper, and ultimately being discarded at the residential base where replacement materials were available and time stress was less crucial. Biface Two bifaces were added to this analysis relative to the original report (Hildebrandt and Hayes 1983), a blade element of a projectile point and a stage 5 fragment being identified in the debitage. The vast majority of the biface assemblage at this site represents Stage 5 fragments, 63.8%; Stage 4 and 5 bifaces combined constitute 93 78.7% of the assemblage, leaving 22.3% of the assemblage in earlier stages of reduction (table 15). BIFACES BY STAGE CA-HUM-573 STAGE 1 STAGE 2 STAGE 3 STAGE 4 STAGE 5 TOTAL n= - 3 7 7 30 47 CCS - 3 7 7 30 47 WHL/NC - - 2 - - 2 PRX - 1 2 2 13 18 DST - - 1 - 1 2 MED - - - 2 2 MRG - 2 2 5 14 23 PRS - 3 7 5 26 41 ABS - - - 2 4 6 CONDITION USE WEAR Table 15 Bifaces by Stage at CA-HUM-573 The biface assemblage contains many Stage 5 fragments, most either proximal ends or margins; nearly all exhibit some form of use wear. As with HUM-577, this biface sample contains a high percentage of margins, 48.9%, indicative of impact fractures and heavy use; but it also contains a nearly equivalent number of proximal ends, 38.3%. The presence of the proximal end of the biface indicates re-tooling, removing the proximal end of the biface from the haft and replacing it with a new biface. In addition to the proximal ends are a substantial number of margins, 48.9%; again, the presence of this percentage of margins indicates heavy use and impact fracturing. Coupled with the proximal ends, this biface profile implies an intensively used assemblage. The certainty of this location as a 94 residential base suggests that bifaces were being replaced after return from remote locations. This is consistent with the evidence of staging at the base camp with either raw materials or blanks, reflected in the recovery of two whole bifaces within the assemblage (figure 10). Figure 10 Whole (82-14214) and Nearly Complete (82-14367) Bifaces at CA-HUM-573 When the biface assemblage is augmented by bifacial cores and core tools there are eleven additional specimens characteristic of tool replacement. The combination of the early stage biface and cores, produces strong evidence that the technological organization at the site included caching of raw materials in anticipation of replacing exhausted flaked stone tools, particularly bifaces. This is to be expected at any residential base, whether associated with mobility or sedentism. The presence of bifiacial cores has been correlated with mobile residential systems, globular, multi-directional cores with sedentism. The assemblage at this site is heavy with bifacial cores, an effective form for ease of transport with as little waste as possible during reduction into a bifacial form. 95 The combination of raw material staged at the residential base and a preponderance of proximal ends suggests that the site represents a retooling stop in the technological organization of the subsistence-settlement subsistent system. The biface assemblage in general reflects a relatively mobile system with the presence of bifacial cores and a high percentage of margins. It appears the site was positioned to take advantage of a diversity of resources within a daily foraging radius, including intensive working with bifacial tools at the site. Flake Tools The flake tools at HUM-573 are represented by all three categories, simple, formed and spalls. Each of the sample categories have characteristics that are characteristic of a residential base and reveal a pattern of curation (table 16). FLAKE TOOL ATTRIBUTES AT HUM-573 CONDITION EDGES EDGE SHAPE EDGE ANGLE WHOLE/NEAR COMPLETE END MARGIN ONE TWO THREE CONVEX CONCAVE STRAIGHT 25-450 SFT 4 1 1 2 6 1 2 SPALL 4 3 2 4 - FFT 1 1 6 5 3 8 6 4 1 46-550 2 - 3 56-650 1 - 3 66-750 TOTAL TOOLS TOTAL EDGES - - 1 4 9 4 5 8 11 Table 16 Flake Tool Attributes at HUM-573 96 Simple Flake Tools The simple flake tool assemblage at HUM-573 is surprisingly sparse (n=4) and reflects conservative technological behavior. A residential base should exhibit more expedient tool use, even within a mobile subsistence system. The substantial number of utilized edges (n=9) reflects multiple tool use events and suggests even these tools were being curated; three quarters of the tools had more than one utilized edge and half had three utilized edges. In addition, one of the four has a relatively steep edge, 56-650, that might further indicate the tool was used more than once. The fact that the simple flake tool assemblage was curated implies that the technological organization was geared toward conservative behavior. Cobble Spalls The other class of simple flake tool, cobble spalls, also shows some signs of conservative behavior. While the number of tools are equivalent (n=4), the number of edges only total five; of these, half the tools show some form of edge modification, suggesting that they were re-sharpened or modified to obtain a specific edge shape (table 24). All of the specimens have convex edges, perhaps indicating that edge shape played an important role in the function of the tool. They all share edge angles less than 450, indicating a thin but relatively blunt edge was required during use. While different indicators provide the evidence, it appears that cobble spalls, as with the simple flake 97 tools, were being curated. The tool class was maintained through re-sharpening or other edge modifications. This tool was utilized in a different fashion than conventional simple flake tools and may have been hafted, which in turn may explain why most such implements harbor a single utilized edge that was utilized multiple times. The tools appear to have been maintained through a relatively long use life. Formed Flake Tools The formed flake tool assemblage at HUM-573 consists of ten items, nine fragmentary and one whole. Eight of the ten items are classified as domed. Of the two remaining artifacts one is too thin in section to be considered domed but is ovate in form as are the domed type. The final formed flake tool was removed from the debitage and is too fragmentary to identify in regards to original morphology. Within the domed type, six are margins, one is complete, and one is an end fragment. All of the fragmentary items retain evidence of impact fracture. The single whole item is well used, reworked, and shows evidence of step fracturing. All but four of the more fragmentary items retain some portion of simple notches associated with hafting, implying they were used as hafted implements. Use wear is limited to either step fracturing or dulling, indicating use in both scraping and chopping. The presence of only exhausted tools at the site is a direct result of re-tooling. The overall assemblage is composed of well used, exhausted, and fragmentary items discarded during replacement or a result of breakage during use. Formed flake tools appear to have been important elements of the technological organization, being heavily used as both hafted scrapers 98 and chopping tools. Most items exhibit use as both in the proportion of margins present as a result of impact and as each of the fragments exhibits dulling and step fracturing on the working edges. In sum, the formed flake tools from HUM-573 represent generalized hafted tools utilized for multiple functions. Debitage The debitage at HUM-573 represents a complete array of sizes and types, with obsidian reflecting conservative behavior through a vast majority of pressure flaking debris relative to percussion flakes; this is due to its relative distance from source areas (table 17). 99 TYPED DEBITAGE ATTRIBUTES AT HUM-573 OBS CCS OBS CCS PRIMARY DECORTICATION - 9 - 0.2% SECONDARY DECORTICATION - 15 - 0.4% CORTICAL SHATTER - 3 - 0.1% SIMPLE INTERIOR PERCUSSION - 234 - 5.8% COMPLEX INTERIOR PERCUSSION - 592 - 14.7% LINEAR PERCUSSION - 30 - 0.7% EARLY BIFACE THINNING - 48 - 1.2% LATE BIFACE THINNING - 317 - 7.9% ANGULAR PERCUSSION - 181 - 4.5% PERCUSSION FRAGMENT - 158 - 3.9% LINEAR PRESSURE 10 417 20.4% 10.4% ROUNDED PRESSURE 36 1814 73.5% 45.0% INDETERMINATE PERCUSSION 3 82 6.1% 2.0% INDETERMINATE PRESSURE - 128 - 3.2% 49 4028 100% 100% TOTAL DECORTICATION - 27 - 0.7% INTERIOR PERCUSSION - 904 - 24.2% - 365 - 9.8% PRESSURE 46 2231 93.9% 59.7% INDETERMINATE 3 210 6.1% 5.6% TOTAL 49 3737 100% 100% <1.0 cm 7 1804 13% 28.3% 1.0-2.0 cm 47 3675 87% 57.6% 2.0-3.0 cm - 809 - 12..7% BIFACE THINNING 3.0-5.0 cm TOTAL - 95 - 1.4% 54 6383 100% 100% Table 17 Typed Debitage at CA-HUM-573 The cryptocrystalline debitage profile is distinct in the percentage of biface thinning and interior percussion flakes, reporting 39.9% of the identifiable 3737 flakes assigned to these types. Relative to pressure flaking debris (59.7%) this is a 1 to 3 ratio of reduction to maintenance debris, and seems extraordinarily high. This profile indicates that while tools are being cared for at the site, the main activity involved reduction of raw materials in expectation of replacing tools. The organization this represents implies that 100 resource procurement is, for the most part, occurring elsewhere; the residential base is the main location of tool replacement. The presence of decortication debitage (n=27) indicates that very rough cores or blanks are being reduced at the site on occasion. The low number indicates that this is not a significant aspect of the technology, that the site is not located where it is due to a primary concern with raw material source. It does, however, imply that there is a raw material source relatively close to the site. Ground Stone The ground stone assemblage at HUM-573 is the largest of all sites. The use wear on both the handstones and milling slabs are consistent throughout the collection with little variation between the objects. It appears that this aspect of the technological profile was very important and consistent, people were staging equipment at the site in preparation for return and redundant use year after year. The specimens have substantial data to offer, with multiple faced handstones exhibiting end battering and milling slabs with variously shaped working surfaces (table 18). 101 GROUND STONE USE WEAR AT CA-HUM-573 HNDSTN MLGSLB FLAT 3 5 CONCAVE 1 7 CONVEX 10 1 SMOOTH 12 13 ROUGH 2 ONE SURFACE 3 5 TWO SURFACES 4 8 THREE SURFACES 1 STRIATIONS 7 11 NO STRIATIONS 1 2 PECKED 7 11 NOT PECKED 1 2 POLISHED 7 9 NOT POLISHED 1 5 SECONDARY MODIFICATIONS 5 2 NO SECONDARY MODIFICATIONS 3 11 OCHRE STAINED 1 8 NOT OCHRE STAINED 7 5 TOTAL: 8 13 Table 18 Ground Stone Use Wear at CA-HUM-573 Milling Slabs The milling slab sample at HUM-573 is the most robust of all those studied. This indicates that vegetal processing played a key role at this site. Use wear is highly consistent in multiple categories and the tools show signs of both intensive use and resharpening. The most notable consistency among the milling slab assemblage is that the surfaces of all 13 objects are smooth. This does not mean that the surface is slick but that the surface exposed to contact with the attendant part of this tool (handstone in this case) 102 is smooth as opposed to battered. This point is raised because it seems to contradict the observations that surfaces are also pecked and have striations. The presence of only smooth surfaces is a strong indicator that the milling slabs were being utilized with handstones for grinding purposes as opposed to pounding. It is also evident that 11 of 13 slabs (85%) have evidence of both striations and pecking. The pecking is generally thought to reflect re-sharpening of the tool, creating fresh edges on the utilized surface to more efficiently reduce the resource. This is particularly important in the processing of hard seed products, but also helps in processing of soft nut meat with a milling slab/handstone set up. Striations on the milling slabs offer the best evidence of hard seed processing. Striations are created when particles of a hard object are caught between the milling slab and the handstone and dragged across the surface of the slab; soft nut products will not cause this type of use wear. Over half (61.5%) of the milling slabs showed evidence of use wear on both sides, indicating that they had been curated objects utilized to their fullest potential. Most are flat or concave (12 of 13) on the working surface(s), also an indicator of heavy use as the raw material is generally convex. Further substantiating their heavy use is the fragmentary nature of the collection (76.9%). This is to be expected given that the raw material sources are located in lowland areas along the rivers. The implements were transported and utilized until non-functional. Even in their fragmentary state, slabs appear to be curated as these objects are found in the context of a house floor. The whole 103 specimens (n=4) are heavy (mean = 5 kilograms) and large (mean = 2,995,082 cm3), transported to the site at great expense; these tools are a very important aspect of the technological organization of the site. On a final note, eight of 13 specimens (61.5%) are stained with ochre. The understanding of the use of ochre in processing is poorly understood, though it has been suggested as part of early technological efforts to reduce the acidity of vegetal resources, particularly acorn. The milling slab assemblage is significant at this site and the use wear shows little variation between the objects. Characteristics of the milling slab sample are consistent with curating and staging equipment at the site in preparation for return and expected use for the same purpose year after year. The artifact type is redundant, multiple (n=4) whole specimens found within one house floor; recycled fragments are curated and maintained, most specimens exhibiting evidence of re-sharpening and indicative of substantial transport costs. The use wear analysis also indicates the focus of use was for hard seed products, though the presence of ochre staining may imply that nut processing, in particular acorn, was practiced as well. There is an expectation that there was, beyond a doubt, nut resource processing occuring at the site as people would not ignore the diversity of surrounding resources. It is clear, however, that a significant amount of hard seed processing was conducted with the milling slabs analyzed as part of this project. 104 Handstones A total of eight handstones was analyzed from the site, all of which show high consistency in form and wear. Seven of eight (87.5%) specimens have striations, are pecked and polished; five show secondary modifications. Five of the eight specimens are fragmentary, two are whole, and one is nearly complete. Striations, pecking and polishing are consistent with the wear found on the milling slabs, which is expected given their joint roles. The implications are also compatible, hard seed products require pecking to re-sharpen the tool and create striations; polish is also a sign of heavy use. Secondary modification includes end and perimeter battering and two specimens have a cupule or pit pecked in the midsection of the tool, generally indicative of use as an anvil. Secondary modification indicates initial stages of processing (cracking nutshells) and suggests use as a pounding implement as well as grinding tools. In contrast to the assessment of the milling slab assemblage, it appears that most handstones are portable specimens. Two of the three whole handstones are palm-sized objects and the third is a larger loaf-shaped form. The large specimen is the only artifact with three utilized faces, edge and end battering; it may represent the repurposing of a milling slab fragment given its thickness exceeds seven centimeters. Four of the five fragmentary handstones can also be classified as small, rounded, portable specimens; the fifth is too fragmentary to make a determination as to form. The fragmentary handstones all show evidence of heavy use and one specimen is ochre stained. 105 Use wear analysis indicates that the focus of handstone use, as with milling slabs, was on hard seed products, but the presence of end and edge battering also suggests that nut processing was occurring. The tools were curated and recycled as were the milling slabs, most specimens in the household context are fragmentary. It appears that handstones were portable objects but redundancy is indicated by the caching of objects while still usable. That most of the handstones left at the site were fragmentary suggests they served as insurance against being caught without when in need of the tool. Other Tools The diversity of tools at this site exceeds all other assemblages. Beyond the tools assessed above are drills (n=1), cores (n=7), core tools (n=4), miscellaneous ground stone fragments (n=21), battered cobbles (n=1), and assayed cobbles (n=3). The variety of tool types reconfirms the residential nature of the HUM-573 deposit, although that has never really been in question. The presence of assayed cobbles reflects the ubiquitous nature of raw materials in the area. Two are low quality cobbles available locally from the Franciscan formation and the third a piece of tabular chert with a single flake scar available at nearby outcrops on Pilot Ridge. The core assemblage consists of five bifacial and multidirectional chert objects, and two metavolcanic globular multidirectional specimens. The metavolcanic cores are small and near exhaustion, while the chert cores are larger with bifacial characteristics. The assemblage at this site is heavy with bifacial cores, an effective form for toolstone 106 transport. The globular cores are associated with expedient technologies, removing flakes as required; the bifacial cores are associated with curation, utilizing the core as both an efficient flake carrier and potential repurposing to a variety of tools. The battered cobble and miscellaneous ground stone fragments speak to the vegetal processing. The battered cobble is a generalized tool not formalized enough to represent a handstone, pestle, or hammerstone. They are likely multi-purpose expedient implements used to satisfy whatever need is at hand for which they are appropriate. The miscellaneous ground stone, on the other hand, speaks more directly to the vegetal use at the site. One might expect that heavy use of ground stone artifacts will fragment them. In combination with the milling slabs and handstones, the high number of miscellaneous fragments (n=21) re-affirms the importance of plant processing technologies. Discussion The tool assemblage at site HUM-573 is indicative of a habitation area. There appears to have been a relative peak in resource diversity, density, and availability at this location. Large milling equipment was imported at great expense. The debitage profiles reflect a relative closeness to raw tool stone sources of cryptocrystalline silicate, staging for flaked stone tool replacement and intensive use of flaked stone tools. The site characteristics are consistent with a residential base potentially associated with either a sedentary or mobile subsistence system, though evidence leans toward that of a mobile society. There is a relative lack of expedient technology, seen only in the form of several metavolcanic cores. 107 CA-HUM-367 Analysis of the HUM-367 assemblage was conducted through a sampling of the collection. Hildebrandt and Hayes (1983:8.7) consider the site to be a single component Borax Lake Pattern occupation with slight intrusions of late period artifacts. Because of this intrusion, the surface artifacts have been removed to exclude as many artifacts reflecting the Middle and Late periods as possible. The site has a diversity of tool types, but less than HUM-573. Flaked Stone The flaked stone assemblage from this site is highly fragmentary. Among the projectile points and the general bifacial tools there are few whole objects and when there is a nearly complete or whole specimen it has been reworked to an unusable state. The exception to this is the formed flake tool category. It would appear that the flaked stone assemblage reflects a pattern of retooling indicative of relative proximity to a raw material source. Projectile Points The projectile points at HUM-367 (n=10) mimic the patterns at HUM-573. A single preform is present and all other points show evidence of in-haft reworking (n=9) and impact fracturing (n=7). Unique to this site is evidence of step fracturing on those whole points with convex reworking (n=2). These pieces were likely used as projectile points and then scrapers or chisels of some sort. With the evidence of step fracturing on whole specimens having convex working edges it seems likely that they experienced use 108 in some sort of pounding action. Their specific use cannot be attributed as the analysis did not look at micro-wear, but it can be assumed that chopping was part of the tools use life. Neck widths averaged 25 mm with a standard deviation of 1 mm. Again, indicators of curation are present in the recycling of the tool and there is evidence that re-tooling was occurring at the site via the presence of the preform. Bifaces The projectile point assemblage suggests that retooling was occurring at the site and the biface profile favors early to mid-stage specimens, combined with heavy use and replacement (table 19). BIFACES BY STAGE CA-HUM-367 STAGE 1 STAGE 2 STAGE 3 STAGE 4 STAGE 5 n= 2 3 8 11 14 38 OBS - - - 1 4 5 CCS 2 3 8 10 10 33 WHL/NC - - 1 2 1 4 PRX 1 1 4 4 7 16 DST - - - - 1 1 END - 1 - - - 1 MED - - - 2 3 5 MRG 1 1 3 3 4 11 PRS 1 1 2 6 11 20 ABS 1 2 6 5 5 18 TOTAL CONDITION USE WEAR Table 19 Bifaces by Stage at CA-HUM-367 The biface assemblage is heavily fragmented. Just four of 38 bifaces are whole or near-complete; the two nearly complete objects include one early stage and one Stage 5 109 form. The two whole specimens are late stage pieces and are exhausted tools; one has been recycled into its present form from a larger biface fragment. This leaves 34 of 38 (89.5%) of the collection as fragments. Much like HUM-573, there is a predominance of proximal ends (42.1%) and margins (28.9%), which together total 71% of the collection. This indicates that, as with both the other upland sites, there was intensive biface use occurring. Similar to HUM-573, biface replacement is occurring among the hafted forms, which also indicates heavy use and proximity to raw material sources or availability of staged replacement materials in expectation of replacement needs. Within the biface assemblage there are 34.2% early stage (1-3) and 65.8% late stage (4-5) forms; a 1:2 ratio which is relatively high. This suggests that tools used to replace the late stage bifaces are being used and broken at the site. This further substantiates the idea that early stage bifaces are being brought to the site in anticipation of heavy use and a need to replace late stage tools. Flake Tools The flake tool assemblage at HUM-367 is relatively sparse with two simple flake tools, one cobble spall and seven formed flake tools (table 20). 110 DOMED FORMED FLAKE TOOL ATTRIBUTES CONDITION EDGES EDGE SHAPE EDGE ANGLE SFT 2 1 1 3 1 - SPALLS 1 1 2 FFT 4 3 1 5 1 25-450 4 2 - 46-550 1 - 3 56-650 - - 2 66-750 - - 1 76-850 TOTAL TOOLS - - 1 2 5 1 2 7 14 WHOLE/NEAR COMPLETE END ONE TWO THREE CONCAVE CONVEX STRAIGHT TOTAL EDGES 6 1 Table 20 Flake Tool Attributes at HUM-367 Simple Flake Tools There are two simple flake tools in the assemblage analyzed at this site, indicating a relative lack of importance for such tools; this does not preclude the possibility that expedient flake use did not involve intensive use and edge re-sharpening resulting in artifacts that would not be readily identifiable as implements in this analysis. The two specimens are both fashioned from chert, one has a single convex edge and the other three edges, two are convex and one is concave. Cobble Spalls Cobble spalls also occur rarely at the site (n=1), consistent with the simple flake tool assemblage. Unlike the latter sample, the cobble spalls do not retain the possibility of missing incipient use as there are no large sandstone flakes in the debitage assemblage. 111 Formed Flake Tools Formed flake tools are an important part of the technology at this site. While only seven objects were identified, 57.1% were whole or near-complete. The balance of the assemblage is end fragments. One additional formed flake tool is too fragmentary and thin in section to identify as domed. The whole artifacts are all well used with edge angles greater than 45o. These edges are reworked and six of seven have more than one edge. Such use wear characteristics are consistent with heavily used tools, edge angles indicating that the implements were employed in some form of scraping or planning. In either case it is an important aspect of the flaked stone tool organization at the site. Debitage The debitage profile at HUM-367 is notable in the quantity of obsidian, representing 20.9% of the assemblage. The vast majority of that material is pressure flaking debris, but there are earlier stages present, as well as a wide variety of flake types, including a specimen with cortex and two simple interior percussion flakes (table 21). 112 DEBITAGE ATTRIBUTES AT HUM-367 OBS CCS OBS CCS SECONDARY DECORTICATION 1 3 0.1% 0.1% SIMPLE INTERIOR PERCUSSION 2 4 0.2% 0.1% COMPLEX INTERIOR PERCUSSION 13 147 1.1% 3.4% LINEAR PERCUSSION 5 40 0.4% 0.9% EARLY BIFACE THINNING 3 42 0.3% 1.0% LATE BIFACE THINNING 76 415 6.7% 9.7% ANGULAR PERCUSSION 6 117 0.5% 2.7% LINEAR PRESSURE 418 1269 36.8% 29.6% ROUNDED PRESSURE 552 1930 48.6% 45.0% INDETERMINATE PERCUSSION 19 153 1.7% 3.6% INDETERMINATE PRESSURE TOTAL 41 171 3.6% 4.0% 1136 4291 100% 100% DECORTICATION 1 3 0.1% 0.1% INTERIOR PERCUSSION 23 233 2.0% 5.5% BIFACE THINNING 79 457 7.0% 10.8% PRESSURE 970 3199 85.6% 75.9% INDETERMINATE 60 324 5.3% 7.7% TOTAL 1133 4216 100% 100% <1.0 cm 859 3011 76.0% 70.2% 1.0-2.0 cm 253 1056 22.4% 24.6% 2.0-3.0 cm 14 188 1.2% 4.4% 3.0-4.0 cm 4 36 0.4% 0.8% 1130 4291 100% 100% TOTAL Table 21 Debitage Attributes at HUM-367 The availability of obsidian at this site is the greatest of all the upland sites. As the nearest sources are well to the east of Pilot Ridge, it is interesting that this site is the only upland location on the eastern edge of the landform. The prevalence of obsidian implies a different level of social interaction or subsistent-settlement range. The chert debitage that was typed and size sorted (n=4216), is also comprehensive in the diversity of types. The assemblage is heavy in pressure flakes, at 75.9%, but there is a substantial representation of biface thinning flakes (10.9%) and interior percussion (5.5%) debris. The high frequency of pressure flakes is indicative of tool maintenance 113 and intensive tool use. The biface thinning and interior percussion flakes reflect creation of new tools to replace exhausted implements. In this regard, the debitage assemblage reinforces the interpretation of the biface and flake tool samples as intensively used and the technological organization designed to retool at this site. Ground Stone The ground stone assemblage at HUM-367 is perhaps the most interesting aspect. In removing the surface assemblage, a very different pattern emerges indicating the locality was occupied for very specific purposes (table 22). GROUND STONE USE WEAR AT HUM-367 HNDSTN MLGSLB ONE SURFACE 7 1 TWO SURFACES 3 - THREE SURFACES - - SMOOTH - 1 STRIATIONS 3 1 NO STRIATIONS 7 - PECKED 9 - NOT PECKED 1 1 POLISHED 6 1 NOT POLISHED 4 - SECONDARY MODIFICATIONS 8 - NO SECONDARY MODIFICATIONS 2 1 NOT OCHRE STAINED - 1 10 1 TOTAL: Table 22 Ground Stone Use Wear at CA-HUM-367 114 Millingslabs The culling of surface materials drops the number of milling slabs to one This leaves little to say about the use wear patterns, but does show that the tool class had relatively little to do with the technological organization at the site. Even if milling slabs were brought to the site and removed when people left for another location, the lack of staging or caching indicates that redundancy was not a priority. Handstones, on the other hand, appear to have been an important during site occupations. Handstones The handstones from HUM-367 reflect resource procurement, though the relative lack of milling slabs suggests that little processing was occurring at the site. The use wear on handstones reveals two distinct types; a large form with extensive modification and a smaller form that lacks some of the characteristics of the former. The larger variety of handstones (n=7) all share a common sort of modification, pecking on the medial section of one or both faces of a relatively deep cupule commonly interpreted as anvil use. In addition, all are battered on both ends. The smaller handstones (n=3) do not have either of these traits as a group, though a single specimen does exhibit end battering. The handstone assemblage at this site is unique to all other samples, the larger form predominates and they are not found in any quantity at either of the other two sites. 115 The use wear on handstones is also unique; the larger handstones do not exhibit striations, all have a single face and they are consistently battered on the ends and perimeter. A lack of striations indicates that they were not used for hard seed processing; while the intensive battering around the entire perimeter offers evidence of use in pounding. The presence of only a single face on these handstone forms minimizes their role as grinding implements. The near complete lack of milling slabs and dominance of large, battered handstones with evidence of anvil use, the lack of striations, and the presence of only a single face on the majority of the artifacts suggests that this site was used to procure and initially process resources, likely nut products for transport to another location for processing into flour. This is both suggestive of collector-like task group use and storage behavior back at the residential hub. Discussion The assemblage analyzed shows a wide variety of artifacts with a relatively high percentage of bifaces (52.0%), projectile points (7.6%) and handstones (7.6%) relative to milling slabs (.8%). These aspects of the technological organization are important to the function of the site. The relative lack of milling slabs when compared to handstones (1:10) and the use wear on larger handstones indicate that this site was a procurement area with little on-site processing other than the shelling of nut crops for final processing at another location. 116 Lowland Sites The lowland site assemblages do provide for a distinct artifact frequency, although both have a relatively full complement of tools (table 23). INVENTORY OF ASSEMBLAGE CONSTITUENTS AT SHA-475 AND TRI-1008 PPT BIF FFT SFT SPALL COR CTL DEB MLG HND BTC ASSCOB CBLTL DRL MGS SHA-475 9 8 2 2 2 - - 400 2 2 - - 1 - 2 TRI-1008 7 22 8 16 2 2 2 1944 2 7 - 1 - 2 5 Key: PPT- Widestem Projectile Point; BIF- Biface; FFT- Formed flake Tool; SFT- Simple Flake Tool; SPALL- Cobble Spall; COR- Core; CTLCore Tool; DEB- Debitage; MLG- Milling Slab; HND- Handstone; BTC- Battered Cobble; ASSCOB- Assayed Cobble; CBLTL- Cobble Tool; DRLDrill; MGS- Miscellaneous Ground Stone. Table 23 Inventory of Assemblage Constituents at SHA-475 and TRI-1008 SHA-475 The assemblage at SHA-475 associated with the Borax Lake Pattern occupation is not nearly as rich in quantity as the later assemblages. Flaked Stone The flaked stone raw material choice is obsidian due to the relative ease of access with several sources nearby. Other materials are present, but in much reduced quantities. Projectile Points As noted in Chapter 5, this analysis revealed patterns within the three point types at this site indicating that neck width of the expanding stem points differ from both the bifurcate and square stemmed points (table 24). 117 CA-HUM-475 PROJECTILE POINTS EXP STM SQ STM BIF STM MEAN 18.41 15.69 23.35 SD 3.59 0.89 2.68 Table 24 Mean Neck Widths of SHA-475 Projectile Points While the statistical differences are not significant, their distribution within the deposit is indicative of discrete assemblages that sort stratigraphically. The projectile point analysis implies that the previous analyses missed the mark in identifying a discrete Borax Lake Pattern package. With regard to the diversity and use wear of projectile points, eight of the nine projectile points are obsidian; one of the points is chert. This point is well worn and curated, but has not been recycled into another tool form. The other interesting aspect of the use patterns at this site is the relative lack of use wear (n=4) and impact fractures (n=3) among the points. The chert point is reworked into the typical rounded convex shape. Seven of the nine points are either complete or nearly complete, giving a sense that the site is used as a retooling area with staged points at the ready. Raw materials are located relatively nearby and less attention is being paid to curating or reworking points. Bifaces The bifaces assemblage at SHA-475 directly associated with the Borax Lake Pattern occupation consists of eight specimens. Of these items, half are proximal ends, one is a projectile point perform that is nearly complete, two are distal ends, and one is a midsection. All of the bifaces are Stage 5 forms and, as with the rest of the assemblage, they are made from obsidian (table 25). 118 BIFACES BY STAGE SHA-475 STAGE 1 STAGE 2 STAGE 3 STAGE 4 STAGE 5 n= - - - - 8 8 OBS - - - - 8 8 WHL/NC - - - - 1 1 PRX - - - - 4 4 DST - - - - 2 2 MED - - - - 1 1 PRS - - - - 4 4 ABS - - - - 4 4 TOTAL CONDITION USE WEAR Table 25 Bifaces by Stage at SHA-475 This assemblage is unique in that there are only late stage bifaces, and no on-site reduction appears to be taking place. A lack of margins and low incidence of use wear suggests that these tools were not being heavily used. On the other hand, the fact half of the assemblage is comprised of proximal ends and all but two are projectile point fragments; indicates that projectiles are being removed from their hafting and replaced at the site. Flake Tools The cobble spalls are the most striking within the SHA-475 flake tool assemblage. With regard to the internal issues at the site, the raw count of spalls drops from 65 to two when artifacts associated with contracting-stem and expanding-stem packages are removed. The two are included only because they were located between soil packages and are not clearly associated with any projectile point types. They may be intrusive but have been included in the analysis (table 26). 119 FLAKE TOOL ATTRIBUTES AT SHA-475 EDGE SHAPE WHOLE/NEAR COMPLETE END ONE THREE CONVEX SFT 2 2 2 SPALL 2 2 2 FFT 1 1 1 1 2 EDGE ANGLE 25-450 2 2 1 66-750 - - 3 TOTAL TOOLS TOTAL EDGES 2 2 CONDITION EDGES 2 4 Table 26 Flake Tool Attributes at SHA-475 Simple Flake Tools The simple flake tools, excluding cobble spalls are culled to two specimens for this analysis. The significance of this tool is severely limited and the analysis of these two objects becomes relatively mute with regard to any statistical patterning. One is made from obsidian and the other basalt. It is worth mentioning that the obsidian object is unique in being elongate with a single edge, resembling a burin. Cobble Spalls The two cobble spalls each have a single convex edge, are made of sandstone, with cortex on each. The edge angles are both less than 45o and both show evidence of step fracturing. The tools were most likely used for chopping but, again, appear to have played a small role in the technological organization. Formed Flake Tools The formed flake tool assemblage directly associated with the Borax Lake occupation at SHA-475 is reduced to two specimens. Both are found in unit N65/E191 120 C, one at 10.5 feet and the other at 12 feet. One specimen is thin in section and the other is exhausted. This leaves very little data to analyze but does give a sense of the relative lack of importance of the tool type within the Borax Lake occupation of the site. One specimen has a single 22-45o edge, the other three very steep (66-75o) edges and exhausted, indicating both evidence of curation and expedience within the sample. These factors combine to demonstrate the lack of significance afforded the tool type. If one was needed or on hand it appears to have been used but form or condition did not play a role in its use. Debitage The debitage assemblage at the site is the smallest of all sites due to the exclusion of artifacts associated with the later components, and the only one comprised of only obsidian (table 27). 121 DEBITAGE ATTRIBUTES SHA-475 SECONDARY DECORTICATION SIMPLE INTERIOR PERCUSSION COMPLEX INTERIOR PERCUSSION LINEAR PERCUSSION EARLY BIFACE THINNING LATE BIFACE THINNING ANGULAR PERCUSSION LINEAR PRESSURE ROUNDED PRESSURE INDETERMINATE PERCUSSION INDETERMINATE PRESSURE TOTAL DECORTICATION INTERIOR PERCUSSION BIFACE THINNING PRESSURE INDETERMINATE TOTAL <1.0 cm 1.0-2.0 cm 2.0-3.0 cm 3.0-4.0 cm TOTAL 4 8 25 11 10 33 23 108 160 7 11 400 4 54 43 268 18 387 36 288 59 17 400 1.0% 2.0% 6.3% 2.8% 2.5% 8.3% 5.8% 27.0% 40.0% 1.8% 2.8% 100% 1.0% 13.9% 11.1% 69.3% 4.7% 100% 9.0% 72.0% 14.8% 4.2% 100% Table 27 Debitage Attributes at SHA-475 The resulting assemblage has a high ratio of interior percussion and biface reduction debitage to pressure flakes, nearly 1:3, and 19.8% of the debitage is associated with bifacial or other flake stone reduction at a relatively late stage. The debitage size profile is also telling, showing that 81% of flakes are less than two centimeters in diameter. The data suggests that maintenance of flaked stone tools is the main focus at the site. Most formed artifacts appear to have arrived at SHA-475 in finished or near-finished condition. The SHA-475 sample of obsidian also allows for comparison with both TRI-1008 and HUM-367. Debitage profiles between these three sites are very similar and in relation to distance from source, there appears to be a common thread between the three 122 sites. All three look to have had established relationships with the same source of raw material, Lost Iron Well/Grasshopper Flat and brought finished tools or preforms to the respective locality for reduction and maintenance. Ground Stone The ground stone assemblage at SHA-475 is minimal with two milling slabs and two hand stones. The specimens are described in detail below, forgoing the need for a table. The main point brought forth is that the proposed Borax Lake component at SHA475 creates a significantly different picture of plant processing than has been previously proposed. Milling slabs The milling slab assemblage drops to two specimens if we accept the component segregation used in this study. One is flat, the other concave; both are smooth, pecked and polished, and neither has striations. This matches the two handstones in the assemblage as described below. It appears that hard seed products were not processed with these tools leaving the focus on soft meat vegetal products. As with the handstones it is difficult to determine the exact use of these tools with only two to assess, but low count does indicate that milling slabs played a minimal role at the site. Handstones The handstone assemblage is, again, represented by just two specimens. Both objects have three faces, neither has striations, one is pecked, both are polished, and 123 neither has secondary modifications. The lack of striations reflects the processing of soft vegetal materials particularly when coupled with polishing. The pecking on one but not the other suggests that this may be serendipitous to the object, but even if it was resharpened that does not preclude re-sharpening for more efficient processing of soft vegetal materials. Again, with two specimens it is difficult to assess the use of the objects at the site but it is clear that handstones played a minimal role during the Borax Lake occupation. Other Tools There is a limited diversity of tools at SHA-475 associated with the Borax Lake Pattern component, including the above described types, two pieces of miscellaneous ground stone and a single cobble tool. The two fragments of miscellaneous ground stone substantiate the minimized role of vegetal resources. The cobble tool appears to be associated with use as a chopping instrument as it has two flakes removed from one face to create a sharp edge and step fracturing along that single edge. It may have been used as a butchering tool. Discussion The site SHA-475 played a much more significant role later in time when compared to the Borax Lake Pattern. The final analysis included 4.4 cubic meters of deposit after nearly 20 cubic meters of initial analysis. The analysis of this assemblage took three years to accomplish and over 20,000 individual artifacts were assessed to come up with a total of 20 formed tools and 400 pieces of debitage to present in these results. 124 This in itself implies that the site was used sparsely during the Borax Lake Pattern occupation. The loss of significant ground stone processing technology at SHA-475 within this analysis by its predominant association with expanding-stem and contracting-stem projectile point forms reflects a significant trend within the site towards greater dependency on vegetal resources later in time. This technological change in the assemblage is directly associated with ecological changes in response to known climatic changes and the relatively sparse assemblage directly associated with the Borax Lake Pattern is justified when considering ecological conditions as presented in the next chapter. TRI-1008 The assemblage from TRI-1008 is the most diverse of the five sites assessed as part of this study (table 40). It is similar to that of HUM-573 both in diversity and density, with the exception of a few key factors. The assemblage was generated over several field seasons and was difficult to define but once the cleanest portion of the site was identified, it proved to be highly interesting. It should also be noted that there are several Borax Lake Pattern sites in the local area, the Trinity River basin, but these sites have not had the quality or quantity of work performed at them. This is a key site to our understanding of the Borax Lake Pattern in the region. 125 Flaked Stone Projectile Points The projectile point assemblage at TRI-1008 totals seven items. Six of the specimens are bifurcate stems and the seventh is a square-stem point. Three show evidence of impact fractures and four exhibit use wear. Reworking and recycling is evident on all the artifacts, predominated by convex reworking patterns as with the other sites. The mean neck widths within the bifurcate stem variants that could be measured is 20.6 mm with a standard deviation of 0.5 mm, but the sample is limited to two points. A single square stem form has a neck width of 16.2 mm. The projectile point assemblage is again characterized by curation and repurposing of the projectile points into other tool types at the end of their use life. The limited assemblage at TRI-1008 appears to represent exhausted specimens being replaced at a residential base. Bifaces A total of 22 bifaces were analyzed. The assemblage is weighted towards late stage forms, 63.6%, but there is a diversity of stages represented at the site (table 28). 126 BIFACES BY STAGE TRI-1008 STAGE 1 STAGE 2 STAGE 3 STAGE 4 STAGE 5 n= - 1 3 4 15 23 OBS - - - - 3 3 CCS - 1 3 4 11 18 OTH - - - - 1 1 WHL/NC - - - - 1 1 PRX - 1 1 4 6 12 END - - - - 1 1 MED - - - - 3 3 MRG - - 2 - 4 6 PRS - - 1 2 13 15 ABS - 1 2 2 2 7 TOTAL CONDITION USE WEAR Table 28 Bifaces by Stage at TRI-1008 Most of the bifaces are either proximal ends (54.5%) or margins (22.7%), together comprising three-quarters of the sample. Nearly all (68.3%) specimens exhibit some form of use wear. These are all indicators of impact fractures and heavy use. The presence of the proximal end of the biface indicates re-tooling, removing the proximal end of the biface from the haft and replacing it with a new biface. If this is the case, as at HUM-573, there should be evidence of staging for replacement with early stage bifaces. There is one whole biface and four early stage forms in the assemblage. This combination of many artifacts showing intensive use, the presence of early stage specimens and a whole biface staged to replace the exhausted tools makes it fairly certain that such implements played a significant role in the technological organization at the site. 127 Flake Tools The flake tool sample has some unique qualities. There are a substantial number of both simple and formed flake tools, while cobble spalls are sparse as at the other sites (table 29). FLAKE TOOL ATTRIBUTES AT CA-TRI-1008 CONDITION EDGES EDGE SHAPE EDGE ANGLE SFT 6 10 12 3 1 2 8 6 SPALL 2 1 1 1 3 25-450 8 3 8 46-550 5 1 10 56-650 1 - 8 2 - 7 16 25 2 4 1 2 WHOLE/NEAR COMPLETE MARGIN ONE TWO THREE CONCAVE CONVEX STRAIGHT 66-750 TOTAL TOOLS TOTAL EDGES FFT 8 7 1 2 6 1 5 2 Table 29 Flake Tool Attributes at TRI-1008 Simple Flake Tools Simple flake tools seem to play a relatively significant role at this site, both in their quantity (n=16) and in their use wear patterns. There are six whole artifacts and 10 margin fragments within the simple flake tool sample; as with the biface assemblage, this high incidence of margins implies intensive use. Consistent with this perspective is the pattern of edge frequency, one quarter of the assemblage having more than one edge. Eight tools (50%) have working edges that are less than 45o, and another half have 128 straight or concave edges, a direct result of dulling and wear through use. Overall the assemblage appears not only to have been heavily used but re-used on multiple occasions. Cobble Spalls The cobble spall assemblage comprises two specimens. One spall has a single edge and the other has three modified edges. All primary edge angles are between 30o and 35o, secondary modified edges are 45o and 50o. The single edged tool has a margin shape that is convex and even, the other tool has edges that are straight and even. This variety of edge shapes and angles coupled with the low count of the tool type makes it difficult to justify a use, though it appears these tools were used for multiple functions. Formed Flake Tools The formed flake tool assemblage is comprised wholly of fragmented specimens; all are margins and most have one convex edge with a relatively large angle (table 43). Differences in the assemblage at TRI-1008 include the majority of the tools, seven of eight, with only one utilized edge, but this is due to the sample being comprised of margins. The lack of whole or nearly complete tools indicates that while they were utilized at the site, they were also transported away at the end of seasonal occupation. High edge angles speak to the use of the tool at the site, rather than functioning for slicing they likely were used for planing, chopping or scraping. As the sample is comprised of margins only it is most likely that the tools experience high impact during their use, swaying the argument towards use as a chopping implement at the site. A relatively high 129 edge angle also substantiates the intensive use of the tool as edge angle increases with use. The formed flake tool assemblage at this site is clearly heavily used and an important part of the technological organization at the site, but with no whole or near complete tools left behind it is likely that the occupants were assured of access to raw materials for these tools prior to their arrival at the site during their seasonal round. Debitage The debitage assemblage contains both chert and obsidian in an approximately 8:1 ratio. There are a total of 1703 pieces of debitage that were typed and size sorted during this analysis (table 30). 130 DEBITAGE ATTRIBUTES AT TRI-1008 OBS CCS OBS CCS PRIMARY DECORTICATION - 1 - 0.1% SECONDARY DECORTICATION - 16 - 0.9% SIMPLE INTERIOR PERCUSSION 6 28 2.5% 1.6% COMPLEX INTERIOR PERCUSSION 20 168 8.3% 9.9% LINEAR PERCUSSION 9 18 3.7% 1.1% EARLY BIFACE THINNING - 4 - 0.2% LATE BIFACE THINNING 23 295 9.5% 17.3% ANGULAR PERCUSSION 3 42 1.2% 2.5% LINEAR PRESSURE 75 340 31.1% 20.0% ROUNDED PRESSURE 97 725 40.2% 42.6% INDETERMINATE PERCUSSION 6 63 2.5% 3.7% INDETERMINATE PRESSURE 2 3 0.8% 0.2% 241 1703 100% 100% - 17 - 1.0% INTERIOR PERCUSSION 35 218 14.7% 13.1%% BIFACE THINNING 23 299 9.7% 18.0% PRESSURE 172 1065 72.3% 64.0% 8 66 3.3% 3.9% 238 1665 100% 100% <1.0 cm 83 577 34.4% 33.9% 1.0-2.0 cm 147 980 61% 57.5% 2.0-3.0 cm 10 130 4.1% 7.6% 3.0-4.0 cm 1 16 0.4% 0.9% 241 1703 100% 100% TOTAL DECORTICATION INDETERMINATE TOTAL TOTAL Table 30 Debitage Attributes at TRI-1008 The chert debitage attributes are striking in a near complete lack of early biface thinning flakes (0.2%) and a combined primary and secondary cortical presence of 0.2%. Coupled with the presence of a high percentage (27.2%) of complex interior and late biface thinning debitage indicates that finished tools were being transported to the location and reduced or maintained during occupation. This also indicates that raw material available in the form of chert river cobbles were not a major part of the raw material source for tools. 131 The obsidian debitage profile correlates nicely with that of both SHA-475 and HUM-367. There is a higher percentage of early to mid-stage debitage at TRI-1008 (26.5%) than at SHA-475 (21.9%). Given that TRI-1008 is substantially further from the source this is a surprising reliance on exotic materials and is likely a function of close cultural ties with groups to the east and north as opposed to the west, although the sample from HUM-367 seems to contradict this view. Again, the percentage of early to midstage debitage at HUM-367 (12.3%) offers a correlation with TRI-1008. If one considers the greater distance to source and the relative early to mid-stage obsidian sample percentages (0.0%) of the other two upland sites, there appears to be a relationship established between HUM-367 and TRI-1008 to the exclusion of HUM-573 and HUM577. Ground Stone The ground stone assemblage is moderate in size with two milling slabs and seven handstones. The use wear on both the tool types are fairly consistent with each other and with other assemblages that contain ground stone (table 31). 132 GROUND STONE USE WEAR AT TRI-1008 HNDSTN MLGSLB CONCAVE - 1 CONVEX 7 1 SMOOTH 7 2 ONE SURFACE 2 2 TWO SURFACES 5 - STRIATIONS 3 1 NO STRIATIONS 4 1 PECKED 5 - NOT PECKED 2 2 POLISHED 7 2 SECONDARY MODIFICATIONS 2 1 NO SECONDARY MODIFICATIONS 5 1 OCHRE STAINED - 1 NOT OCHRE STAINED 7 1 TOTAL: 7 2 Table 31 Ground Stone Use Wear at TRI-1008 Milling Slabs The milling slab assemblage, while small, is telling in that use wear patterns reflect a relatively expedient technology The sample is relatively split in the use wear patterns, one with striations, one without; one with secondary modifications, one without; one having ochre staining, and one not. Similarities include the lack of pecking on both, as well as smooth and polished single surfaces. The patterning makes sense in that there is a ubiquitous source of raw material in the riverbed adjacent to the site. This also explains the relative dearth of the tool type and the use of only one side of each object; the river provides a natural “cache” with no need to leave objects behind for future use or utilize both sides of any one specimen. One of the specimens is also convex 133 on the milling surface, which both substantiates the ephemeral use of the tool and may be an indicator of root processing, helping us understand their use. The lack of striations indicates that hard seed products were not being processed, at least not in quantity. The ochre staining on one specimen may represent attempts at cutting acidity in certain products such as acorn. When the use wear patterns are viewed as a whole, indicators point to a tool best described as relatively expedient within the technological organization due to the ubiquitous nature of the raw material next to the site. Caution should be used when assessing their importance to the technological organization at the site because of the ready availability of raw material. The site should be seen in the context of a seasonal round and an opportunity to re-tool with fresh milling slabs exported to other sites without unfettered access to the raw materials. In addition, use of the milling slab at TRI1008 may include expedient use at the river bed where any evidence would be lost with annual floods and those objects proving robust enough for curation exported away from the site. Handstones Handstones can be seen in the same light. Although there are substantially more specimens to assess within this analysis, the raw material is also readily available at the river. The use wear patterns, on the other hand, reflect a relatively curated tool. Most of the specimens have two faces (n=5), nearly half (n=3) have striations, and five of seven 134 (71%) are pecked. All of the handstones (n=7) are polished, but only two have secondary modification. The use wear differences between milling slabs and handstones can be explained through their relative portability. It takes less energy to transport a handstone than a milling slab; with an unending supply of raw materials at the site, the transport of milling slabs is unreasonable while the transport of handstones is inconsequential. In another light, the use of handstones may better represent the vegetal processing at the site. If the processing was occurring within the river bed on ephemeral milling slabs, the quality handstones may have been brought back to the site simply because it was easy to carry them back. When leaving the site for another location only the best were transported and others simply left behind. However the scenario is portrayed, the handstones likely better represent the processing intensity occurring at the site. Other Tools The diversity of this assemblage is impressive. In addition to the classes discussed above, there are two cores, two core tools, five miscellaneous ground stone fragments, two drills, and a single assayed cobble. A total of 12 tool types occur at the site, the most of any analyzed in this research. This is a strong indicator that TRI-1008 was used as a residential base and that it was the scene of intensive use during its occupation. 135 Discussion The analysis of the technological organization at this site reveals a high diversity of tool types, while a variety of use wear patterns indicates that the site was the location of a diversity of resource procurement activities. The combined assessment of the use wear patterns and tool types are consonant with a residential base located in an area that doubled as a ground stone procurement source. The specific processing at the site is difficult to ascertain, but it appears that a modicum of hunting was occurring and soft meat vegetal products were being processed. Conclusions An examination of the environmental context of the sites, integrating it with the archaeological assemblages, begins to show clear implications for the technological organization not only at TRI-1008 but all the sites analyzed as part of this research. This provides a context and rationale for the variability between the assemblages revealed in this chapter. 136 Chapter 7 REGIONAL COMPARISONS A regional comparison of these sites provides significant insight into the technological diversity and variability present within and between upland and lowland settings. This chapter presents a comparative analysis of the data. As with the previous section, the chapter is divided according to flaked and ground stone and subdivided by tool type. The end of each portion provides the results of the variation in technological organization between the sites and the end of the section addresses raw material variability and temporal variability. A synthesis of technological variability between the sites focuses on differences in environmental context over time and space. Flaked Stone Variability The flaked stone reveals substantial variability between sites, particularly with regard to HUM-577 and between the raw material profiles of HUM-573, HUM-577 and HUM-367. The biface, flake tool and formed flake tool assemblages all speak to differences within and between the sites. Projectile Points The projectile points are largely homogenous across the sites with the exception of SHA-475 and TRI-1008, both of which contain square and bifurcate-stem points. This aspect of the assemblages could reflect one of two factors, either the inclusion of squarestem points represents technological differences in a lowland setting (or the lack of their need in upland settings) or it is a technological difference based in cultural differences. 137 Given the overall assessment of the assemblages, it seems more likely that there is some functional need for the square stemmed variety at the lower elevations or simply a lack of its need at the higher elevations. The functional difference between square and bifurcate stems relates to hafting requirements. The bifurcate stemmed hafting element is designed to keep a projectile securely lashed to the haft and keep the point embedded in prey by adding another level of barb in addition to the ears of the point. The square stemmed hafting element is socketed into the haft and is designed to release from the haft more easily remaining in the prey without the haft attached. The functional difference then relates to the shaft, or more succinctly the foreshaft. A technology with a foreshaft element would be more amenable to the bifurcate-stem; the point and foreshaft remain in the prey. A technology lacking a foreshaft would accommodate the square stem style more appropriately as the point becomes a weak point and detaches in the prey, saving the shaft from potential destruction. The addition of the square-stemmed variety in the lowlands suggests a separate technology is required in this setting. The obvious resource that is present in lowland areas but lacking in the uplands and potentially require projectile points are salmon. The foreshaft technology works well with large mammals as they can be tracked once shot, with salmon the detachment of a foreshaft will result in its loss down river. Logically, it would be more efficient to lose a stone tip and opposed to the more labor intensive foreshaft, just as it is more efficient to lose a foreshaft in a large mammal than the whole shaft. The consistency of wear patterns between the sites is also of interest. It appears that the points are the “swiss army knife” of the assemblage. They are experiencing in- 138 haft re-sharpening and then reworking into other tools, a form of recycling, but are kept in the haft. The fact that they appear to be left in the haft during the entirety of their uselife suggests that there is a foreshaft element to the tool; initially used to tip an atlatl shaft, or possibly initial use begins as a hafted knife given the size of the preforms, then they are recycled into an end scraper (still hafted in the foreshaft) or a chopping implement (or both) at certain sites. The convex reworked morphology of the points precludes their continued use as projectiles for the most part and the fact that these are the predominant forms found in the site assemblages indicates this is the end of their use life. The other interesting aspect of their deposition in this condition is the fact that they are consistently found at locations that appear to be residential bases. They are not being replaced to any large degree at HUM-577, they are being conserved. When in use they are not being replaced in the quantity that they are when back at the residential base, where raw material is more readily available. All things considered, these assemblages all point to considerable conservation and reuse through repurposing. The Borax Lake Widestem is a critical aspect of this technology serving multiple purposes and being curated in the extreme. Bifaces Most unique among the flaked stone assemblages is the one from HUM-577. This site represents a specialized task area or a location, in Binfordian terms indicative of logistical behavior more suited to a collector strategy. The assemblage at HUM-577 is remarkable for the percentage of margins within the collection. It appears the site is a 139 specialized use area based on the flaked stone assemblage, particularly use-wear patterns observed on bifaces (table 32). n= MATERIAL OBS CCS OTH CONDITION WHL/NC PRX DST END MED MRG USE WEAR PRS ABS BIFACES BY STAGE STAGE 1 STAGE 2 STAGE 3 STAGE 4 367 ONLY 475 1008 573 577 367 475 1008 573 577 367 475 1008 573 577 367 2 1 3 2 3 3 7 2 8 4 7 1 11 475 8 STAGE 5 1008 573 577 367 TOTAL 15 30 4 14 125 2 - - 1 - 3 - 2 - 3 - - 3 - 7 - 2 - 8 - - 4 - 7 - 1 - 1 10 - 8 - 3 11 1 30 - 4 - 4 10 - 16 108 1 1 1 - 1 - 1 2 1 1 1 1 1 - 1 2 2 2 1 2 2 1 4 3 - 4 - 2 5 1 2 4 2 3 1 4 2 1 - 1 6 1 3 4 13 1 2 14 1 3 1 7 1 1 4 9 51 5 2 10 48 1 1 - 1 3 - 2 - 1 2 - 1 2 7 - 1 2 2 6 - 2 2 5 2 1 6 5 4 4 13 2 26 4 1 3 11 3 86 39 Table 32 Biface Attributes by Stage and Site At the other end of the spectrum, both HUM-573 and TRI-1008 have diverse biface use wear but an abundance of margins and proximal ends. These sites were most likely habitation areas where people re-tooled and used bifaces in various processing activities. Site HUM-367 has a third distinct pattern that is heavy in early stage bifaces relative to other sites, both upland and lowland. People at this location were prepared to replace the biface assemblage on-site, indicating a strong need for the tool. Proximal ends and margins are again prevalent, but appear to be utilized in a different fashion, with a relative absence of substantial use wear in the form of dulling or step fracturing. Finally, the assemblage from SHA-475 again contrasts with all other sites; there is a complete absence of anything but Stage 5 bifaces. Nearly all are proximal ends and there are no margins. This suggests that very little production using bifaces was 140 conducted on site and that exhausted hafted bifaces were replaced with late stage specimens prepared before arrival at the site. Simple Flake Tools The simple flake tool assemblages appear to be the most consistent among all the tool types analyzed. This is likely due to the nature of the tool itself, which, as an expedient object is utilized and discarded with little effort put into maintenance. The artifact class is not prevalent at any of the sites (table 33). SIMPLE FLAKE TOOL ATTRIBUTES BY SITE CONDITION EDGES EDGE SHAPE EDGE ANGLE 577 573 475 367 1008 OBS CCS CCS OBS BAS CCS WHOLE/NEAR COMPLETE 4 4 1 1 2 6 MARGIN - - - - - 10 ONE 4 1 1 1 1 12 TWO - 1 - - - 3 THREE - 2 - - 1 1 CONCAVE 1 - - - - 2 CONVEX 2 2 1 1 1 8 STRAIGHT 1 2 - - 1 6 25-450 2 3 1 1 1 8 46-550 2 - - - 1 5 56-650 - 1 - - - 1 66-750 - - - - - 2 TOTAL TOOLS 4 4 1 1 2 16 TOTAL EDGES 4 9 1 1 4 25 Table 33 Simple Flake Tool Attributes by Site 141 Cobble Spalls The number of cobble spalls in the final analysis is small (n=9), which drastically limits what can be said with regard to intersite variability. The sample does reveal that the tool type within the technological organization of the Borax Lake Pattern is less significant than previously thought. Attributes of the spalls depict gross uniformity in the use of these items at all sites (figure 11). Figure 11 Cobble Spall Site CA-HUM-573 Cat# 82-14-318 There is strong indication in the wear patterns. A predominance of single edge utilization with dulling and step fracturing indicates they were used as pounding or chopping implements. There are over twice as many single edge spalls as multiple edge specimens and only a single occurrence of use wear on three edges (table 34). 142 COBBLE SPALL ATTRIBUTES BY SITE FLAKE TYPE NUMBER OF EDGES EDGE SHAPE EDGE MORPHOLOGY EDGE MODIFICATION EDGE ANGLE REDUCTION TYPE 475 1008 367 573 TOTAL n= 2 2 1 4 9 CORTICAL 1 2 - 2 5 INTERIOR 1 - 1 2 4 1 2 1 - 3 6 2 - - 1 1 2 3 - 1 - - 1 STRAIGHT - 1 1 - 2 CONVEX 2 1 - 4 7 EVEN 2 2 1 4 9 YES - 1 1 2 4 NO 2 1 - 2 5 20-45 2 2 1 4 9 76-86 - - 1 - 1 PERCUSSION 1 2 - 2 5 BIPOLAR 1 - 1 2 4 Table 34 Cobble Spall Attributes by Site Evidence of hafting, on the other hand, is difficult to produce. The items are not notched in any intentional manner but, as noted by Gilreath (1989:A49), many have evidence of polishing on the ventral surface (the brown shading in figure 12, below). Figure 12 CA-HUM-573 Spall Showing Polish on Ventral Surface. Cat #82-14-430 Gilreath (1989:A49) favors interpreting this polish as a product of hafting. The patterns of use wear are consistent at each site, the items are well used and there is good 143 evidence of step fracturing and dulling. On the other hand, Jobson (1989:F12) does not see macroscopic use wear evidence of chopping and infers use for splitting or as a plane. This analysis is at odds with Jobson’s assessment, but that can be readily explained through the temporal differences in the assemblages analyzed; Jobson analyzed these tools as part of the Shasta I-5 project (Basgall and Hildebrandt 1989) which encountered very little evidence of Borax Lake Pattern materials, he was focused on later assemblages. In agreement with this research, it appears that cobble spalls are more frequently associated with the later assemblages. The importance of these tools within the technology of the Borax Lake Pattern is minimal and there is no reason to expect that they are being utilized in the same manner. Their use in the Borax Lake occupation indicates they are being utilized as chopping implements; all edge angles are at 45o or less and all are rounded and dulled, not what one would expect from a planing or splitting implement. While the exact use of such tools has yet to be determined, the strongest evidence is that these tools were used as chopping instruments and potentially hafted. Intersite variation is minimal. The predicted pattern of well used spalls at upland sites is somewhat played out in the presence of the only two fragmentary items at HUM573, but beyond this there is little variability between upland and lowland spall assemblages. Cobble spalls at HUM-573 appear to be slightly more conserved, while those at SHA-475 appear to be relatively more expedient in that the two specimens show no evidence of edge reworking. In the details of the analysis there are hints of variability in the cobble spall assemblage between upland and lowland assemblages but with a very small sample size there is no way of substantiating such differences. 144 It is the sample size itself that speaks to the technological organization of the Borax Lake Pattern. Although the tool type has been identified as an indicator tool for early/middle Holocene occupation, this would be capricious at best according to this analysis. The cobble spall is utilized as part of the technological organization, but does not appear to be a significant tool. More alarming is the apparent blossoming of the artifact type at SHA-475 in the cultural horizon above what is here considered to be the Borax Lake Pattern. The tool type increases in frequency exponentially in association with the expanding-stem and contracting-stem projectile points, indicating a change in technological organization at the end of the Altithermal. This tool type should not be considered a marker of the Borax Lake Pattern; instead, the fluorescence of the type appears to correspond with the beginning of middle period assemblages that are currently poorly defined in the northwestern California region. Evidence for this change in northeastern California can be found in Basgall and Hildebrandt’s (1989:441) study of the Sacramento River Canyon, where horizons associated with the Pollard Flat phase (2,700-5,300 BP) contain a high percentage of cobble spalls relative to later periods. This analysis confirms both the artifact association and dates for the pulse of cobble spalls at SHA-475. There is a clear association between the Pollard Flat Phase and the expanding-stem and contracting-stem assemblages at SHA-475; it is proposed here that at least the contracting-stem component be assigned to the Pollard Flat Phase. The expanding-stem component needs to be further investigated before including it as part of that complex. In addition, current environmental data suggests that the change in technological organization from the Borax Lake Pattern to the Pollard Flat Phase is 145 concurrent with the end of the Altithermal and an increase in effective moisture. In turn, the fluorescence of the cobble spall is likely an adaptation to an increase in hydrophytic plant species, particularly root crops. Again, this is a subject with significant implications and future study will produce a more refined chronology for SHA-475 that can more effectively explore the relationship of technological adaptations to changing ecological conditions. Formed Flake Tools The formed flake tool assemblages also reveal variability between sites. Three sites stand out among the assemblages, the HUM-573 produced a substantial number of margins, TRI-1008 is comprised completely of ends, and HUM-367 contains mostly near-complete or complete tools (table 35). 146 FORMED FLAKE TOOL ATTRIBUTES CONDITION EDGES EDGE SHAPE EDGE ANGLE 573 475 367 1008 CCS OBS CCS CCS WHOLE/NEAR COMPLETE 1 1 4 - END 1 1 3 8 MARGIN 6 - - - ONE 5 1 1 7 TWO 3 - 5 - THREE - 1 1 1 CONVEX 8 2 6 2 STRAIGHT - - 1 6 25-450 1 1 - 1 0 46-55 3 - 3 5 56-650 3 - 2 2 66-750 1 1 1 - 76-850 - - 1 - TOTAL TOOLS 8 2 7 8 TOTAL EDGES 11 4 14 10 Table 35 Domed Formed Flake Tool Attributes All Sites Both collections with a high percentage of margins and ends imply intensive formed flake tool use, although the presence of only ends at TRI-1008 could indicate that tools were hafted and only being replaced at the site. Looking at use wear patterns at the site, this could well be the case. All but one of the tools has a single edge and six of eight edges are straight; both characteristics are unique to the domed flaked tools at this locality. The debitage patterns at this site further substantiate the perspective of hafted tool replacement, presented below. The HUM-367 collection again shows signs of being situated close to a raw material source within the seasonal round as well as an intensive pattern of tool use. This 147 tool type was highly important to the organization of work at the site, where whole or nearly complete tools were left behind in expectation of return and use. Whether this is simple caching or a product of ubiquitous access to raw material is inconsequential as the result and significance is the same; the tool type is an important aspect of the resource procurement activities. The variability between sites in how these tools were used is significant. Patterns reflect different functional roles within the same and different environmental contexts. Debitage The debitage profiles provide substantiating evidence for variation in flaked stone tool assemblages between the sites. Raw material profiles show substantial differences in access to obsidian. The most obvious implication is that people at SHA-475 had unfettered access to obsidian, with either limited access or no interest in chert (table 36). 148 TYPED DEBITAGE ATTRIBUTES BY SITE 573 475 1008 367 577 OBS CCS OBS OBS CCS OBS CCS OBS PRIMARY DECORTICATION - 9 - - 1 - - - CCS - SECONDAARY DECORTICATION - 15 4 - 16 1 3 - 2 CORTICAL SHATTER - 3 - - - - - - - SIMPLE INTERIOR PERCUSSION - 234 8 6 28 2 4 - 38 COMPLEX INTERIOR PERCUSSION - 592 25 20 168 13 147 - 137 LINEAR PERCUSSION - 30 11 9 18 5 40 - 1 EARLY BIFACE THINNING - 48 10 - 4 3 42 - 14 LATE BIFACE THINNING - 317 33 23 295 76 415 - 96 ANGULAR PERCUSSION - 181 23 3 42 6 117 - 66 - 158 - - - - - - - LINEAR PRESSURE 10 417 108 75 340 418 1269 1 223 ROUNDED PRESSURE 36 1814 160 97 725 552 1930 7 884 INDETERMINATE PERCUSSION 3 82 7 6 63 19 153 - 39 INDETERMINATE PRESSURE - 128 11 2 3 41 171 - 103 49 4028 400 241 1703 1136 4291 8 1603 PERCUSSION FRAGMENT TOTAL DECORTICATION - 27 4 - 17 1 3 - 2 INTERIOR PERCUSSION - 904 54 35 218 23 233 - 190 BIFACE THINNING - 365 43 23 299 79 457 - 110 PRESSURE 46 2231 268 172 1065 970 3199 8 1107 INDETERMINATE 3 210 18 8 66 60 324 - 142 TOTAL 49 3737 387 238 1665 1133 4216 8 1551 <1.0 cm 7 1804 36 83 577 859 3011 6 913 1.0-2.0 cm 47 3675 288 147 980 253 1056 2 614 2.0-3.0 cm - 809 59 10 130 14 188 - 66 3.0-4.0 cm - 92 17 1 16 4 36 - 10 4.0-5.0 cm - 3 - - - - - - - 54 6383 400 241 1703 1130 4291 8 1603 TOTAL Table 36 Typed Debitage Attributes by Site Comparative analysis of variation between sites through typological means is best managed via percentages, and the raw frequencies have been reduced to two separate percentage tables. The first provides a detailed breakdown of flake types (table 37). 149 PERCENTAGE TYPED DEBITAGE ATTRIBUTES BY SITE 573 475 1008 367 577 OBS CCS OBS OBS CCS OBS CCS OBS PRIMARY DECORTICATION - 0.2% - - 0.1% - - - - SECONDARY DECORTICATION - 0.4% 1.0% - 0.9% 0.1% 0.1% - 0.1% CORTICAL SHATTER - 0.1% - - - - - - - SIMPLE INTERIOR PERCUSSION - 5.8% 2.0% 2.5% 1.6% 0.2% 0.1% - 2.4% COMPLEX INTERIOR PERCUSSION - 14.7% 6.3% 8.3% 9.9% 1.1% 3.4% - 8.5% LINEAR PERCUSSION - 0.7% 2.8% 3.7% 1.1% 0.4% 0.9% - 0.1% EARLY BIFACE THINNING - 1.2% 2.5% - 0.2% 0.3% 1.0% - 0.9% LATE BIFACE THINNING - 7.9% 8.3% 9.5% 17.3% 6.7% 9.7% - 6.0% ANGULAR PERCUSSION - 4.5% 5.8% 1.2% 2.5% 0.5% 2.7% - 4.1% PERCUSSION FRAGMENT - 3.9% - - - - - - - LINEAR PRESSURE 20.4% 10.4% 27.0% 31.1% 20.0% 36.8% 29.6% 12.5% 13.9% ROUNDED PRESSURE 73.5% 45.0% 40.0% 40.2% 42.6% 48.6% 45.0% 87.5% 55.1% INDETERMINATE PERCUSSION 6.1% 2.0% 1.8% 2.5% 3.7% 1.7% 3.6% - 2.4% - 3.2% 2.8% 0.8% 0.2% 3.6% 4.0% - 6.4% 54 6383 400 241 1703 1130 4291 8 1603 INDETERMINATE PRESSURE TOTAL CCS Table 37 Percent Typed Debitage Attributes by Site The first notable difference between assemblages is manifest in interior percussion flakes. The percentage of simple and complex interior percussion flake debris at HUM-573 is twice or more that of all other sites. Knowing that the deposit is a residential location helps to explain the intensity of flaked stone reduction and is consistent with the environmental context relative to other sites. Reduction of chert raw material that had its cortical elements removed prior to transport to the site was occurring at twice the rate of the other locations in this study. There is, therefore, a relatively higher need for staged flaked stone material at this site. At the other end of the spectrum is HUM-367, where interior percussion flakes are under-represented and occur in less than one third the number than other samples. In this respect, and in contrast to HUM-573, there is a relatively little need for staged flaked stone materials at this site. Looking a little closer at the flake types, a relative abundance 150 of late biface thinning flakes is apparent; while not excessive relative to the other sites, it appears that the presence of bifacial tools was more important than core and flaked based implements. A high percentage of biface thinning flakes is found at TRI-1008, at 17.3% or nearly twice the proportion of all other sites. This indicates that newly produced bifaces played a relatively important role at this site. The size of the chert debitage among the project sites supports the notion that HUM-367 was the locus of biface maintenance, having a 13-42% higher sample of debitage less than 1.0 cm in size (table 38). Percent Debitage by Size and Site 573 475 1008 367 577 OBS CCS OBS OBS CCS OBS CCS OBS CCS <1.0 cm 13.0% 28.3% 9.0% 34.4% 33.9% 76.0% 70.2% 75.0% 57.0% 1.0-2.0 cm 87.0% 57.6% 72.0% 61.0% 57.5% 22.4% 24.6% 25.0% 38.3% 2.0-3.0 cm - 12.7% 14.8% 4.1% 7.6% 1.2% 4.4% - 4.1% 3.0-5.0 cm - 1.4% 4.3% 0.4% 0.9% 0.4% 0.8% - 0.6% Table 38 Percent Debitage by Size and Site The size sorting of the debitage also revealed other inter-site variation; site SHA475 has a high percentage of 1.0 to 2.0 cm debitage, the lowest amount of debitage under 1.0 cm, and the highest proportion between 4.0 and 5.0 cm. This is likely due to the lack of 1/8” mesh samples, which is confirmed if we look at the raw numerical counts. Site HUM-577 has the next highest percentage of debitage less than 1.0 cm, consistent with the importance of tool maintenance occurring here as well as at HUM-367. 151 The HUM-573 and TRI-1008 samples have three times and twice the percentage of debitage over 2.0 cm relative to other sites. While SHA-475 is strictly not comparable for the above stated reasons, the site does share similarities with the two locations. These profiles show a strong relationship in the need for earlier stage flaked stone to be reduced at the sites, which, in turn, supports the idea that all three were residential bases. Ground Stone Variability Measures used to assess variability within both handstones and milling slabs include weight, length, width, thickness, number of utilized edges and positive or negative assessment of re-sharpening through pecking, an assessment of the relative size of handstones and milling slabs has been added in the comparative analysis. Variability in use wear and artifact size/volume patterns is fundamental to understanding land use patterns within the Borax Lake Pattern. Milling Slab Variability Milling slabs from CA-HUM-367 and CA-HUM-573 are exceptional in the nearly one to one relationship between surface area and thickness and, as upland sites away from sources of raw material, the artifacts are the smallest and thinnest of the project sites. The smallest milling slabs are coming from two of the upland sites, reasonable given their transportation costs and relative distance from raw material sources. It must be restated here that the HUM-577 assemblage analyzed here contains no identifiable ground stone, highlighting its unique technological organization. 152 The two lowland assemblages lack substantial numbers of milling slabs. The samples from TRI-1008 and SHA-475 are limited to four specimens (two at each location), strongly suggesting either a minimal role for vegetal processing, that ground stone was removed from the sites, or that ready access to raw material adjacent to the sites precluded its movement from the source to the sites (table 39). MILLING SLAB USE WEAR BY SITE 367 573 1008 475 FLAT - 5 - 1 CONCAVE 1 7 1 1 CONVEX - 1 1 - SMOOTH 1 13 2 2 ONE SURFACE 1 5 2 2 TWO SURFACES - 8 - - STRIATIONS 1 11 1 - NO STRIATIONS - 2 1 2 PECKED - 11 - 2 NOT PECKED 1 2 2 - POLISHED 1 9 2 2 NOT POLISHED - 5 - - SECONDARY MODIFICATIONS - 2 1 - NO SECONDARY MODIFICATIONS 1 11 1 2 OCHRE STAINED - 8 1 1 NOT OCHRE STAINED 1 5 1 1 TOTAL MILLING SLABS: 1 13 2 2 Table 39 Milling Slab Use Wear by Site Handstone Variability Handstone variability between the sites is also revealing. Two sites, HUM-367 and TRI-1008 show a negative linear relationship between surface area and thickness, as would be expected with an effective technological organization designed around a 153 residentially mobile subsistence system. As surface area increases, thickness decreases in response to portability restrictions (table 40). HANDSTONE USE WEAR BY SITE 367 573 1008 475 ONE SURFACE 7 3 2 - TWO SURFACES 3 4 5 - THREE SURFACES - 1 - 2 STRIATIONS 3 7 3 - NO STRIATIONS 7 1 4 2 PECKED 9 7 5 1 NOT PECKED 1 1 2 1 POLISHED 6 7 7 2 NOT POLISHED 4 1 - - SECONDARY MODIFICATIONS 8 5 2 - NO SECONDARY MODIFICATIONS 2 3 5 2 TOTAL HANDSTONES: 10 8 7 2 Table 40 Handstone Attributes by Site Site SHA-475 also follows expected patterns as ubiquitous raw materials allow for more massive handstones. By contrast, site HUM-573 initially appears to counter the pattern with the widest range of handstone sizes. However, the fact that the artifacts derive entirely from a house floor and its immediate surroundings helps to explain the variant assemblage. In a residential habitation one would expect to be returning on an annual basis to spend substantial time in the area. The occurrence of relatively massive handstones at this site suggests they were important to the activities performed at the location and worth the energy expenditure to transport them from distant sources. Coupled with the presence of smaller and thinner handstones than at any of the other sites, the pattern of handstone organization follows that of an extremely important vegetal processing habitation area with large specimens representing site furniture brought to the 154 site at times when the excess energy could be spared and left there for anticipated future use. Smaller specimens represent exhausted fragments and indicate relatively intensive use in an environment of restricted raw material access. In the context of a house floor, the HUM-573 assemblage reinforces the importance of vegetal processing in upland areas. The ground stone assemblage represents redundancy in the system, curatorial behavior evidenced in of recycling fragmentary items in the household and an emphasis on durability through the larger specimens. The assemblage at site HUM-367 is comparable to that of HUM-573. The same general patterns are evident in both samples, although in a different context at HUM-367. Artifacts from the latter sites were not from a domestic feature and it is be reasonable to expect a more subtle expression of the emphasis on vegetal resources in this context. A closer look at variability between these assemblages through macroscopic use wear analysis does reveal significant differences in the HUM-367 ground stone assemblage. This site is unique in that, as described above, the ground stone is heavily weighted toward handstones to the expense of milling slabs. In addition, the handstones can be separated into either a large or small category based both on their size and modifications. All large specimens at this site show evidence of use as a pounding implement, grinding tool, and as an anvil. The small specimens do not show evidence of anvil use. Patterns of handstone and milling slab use at this site suggest a focus on resource procurement at the expense of resource processing. This, in turn, reveals the specialized nature of this site relative to other upland settlements. While the current data still suggest the site was a residential base, based on the tool stone diversity, it seems clear that the site function 155 differs somewhat from other sites in the study. Site HUM-367 most likely functioned to gather resources at a higher rate than was necessary to sustain the immediate occupation. In other words, the evidence reveals a form of storage behavior; people are gathering more than they are processing in an effort to take advantage of an abundance of resources for later use. The relative lack of ground stone technology associated with bifurcate and square stemmed projectile points at SHA-475 could reflect incipient use of ubiquitous raw materials, removing items destined for upland areas where the significant quantities and high diversity of vegetal resources merited their use and curation. Raw Material Variability General observations of assemblage variability must include the toolstone type. Upland contexts are split between the use of obsidian and chert, HUM-367 containing a relatively high proportion of obsidian (26%) in contrast to other upland sites (>0.01%). The percentage of obsidian present at this site most closely aligns with TRI-1008 (14%), while SHA-475 is devoid of chert. Both TRI-1008 and HUM-367 have nearly equivalent percentages of obsidian and the same patterns of use wear among obsidian objects. This is interesting as the other two upland sites are substantially closer to HUM-367 than is Cox Bar. This could be the result of either a contemporaneous cultural relationship linking HUM-367 to TRI-1008 and a lack of interaction with the other two upland sites. Another option may be that the upland sites were not inhabited during the same period of time; obsidian hydration data from the upland sites may reveal the answer. 156 Both HUM-367 and TRI-1008 have obsidian from the same sources, Grasshopper Flats/Lost Iron Wells (GF/LIW) and Medicine Lake Highlands (MLH). With regard to this research, the mean at CA-HUM-367 is 3.6 microns with a standard deviation of 0.60 (Hildebrandt and Hayes 1983:8.13). Using the most prevalent obsidian type, GF/LIW, the hydration mean at TRI-1008 is 5.74 microns with a standard deviation of 1.31 microns (Sundahl 1988:47). The intensity of occupation between the two sites may be at their zenith during different periods or the effective rate of hydration may be different between the two localities; either way, the range of hydration readings do overlap and the sites were most likely occupied contemporaneously. The most important correlation here is between sites in the uplands. There is no issue with the rate at which obsidian absorbs moisture between these sites as they are in the same environmental context, although HUM-577 cannot be compared due to an absense of obsidian hydration data. Site HUM-367 has a hydration mean of 3.60 microns with a standard deviation of 0.60; and HUM-573 has a mean of 4.20 and a standard deviation of 0.57 microns. The range of readings does overlap, but it appears that the most intensive habitation of HUM-573 occurred earlier than that at HUM-367. There seems to have been a shift in the use of the landscape coupled with an increase in access to obsidian. Variability in Assemblage Diversity The assemblages have stark differences in their diversity and organization, particularly HUM-577. Excluding debitage, this site is limited to three tool types. Two 157 of these tool types are represented by six tools, miscellaneous ground stone (n=2) and simple flake tools (n=4). The pattern clearly implies a specialized use area with specific tools being brought to the site and maintained without the need for staging and replacement (table 41). INVENTORY OF ASSEMBLAGE CONSTITUENTS BY SITE PPT BIF FFT SFT SPALL COR CTL DEB MLG HND BTC ASSCOB CBLTL DRL MGS TRI-1008 15 28 16 23 3 2 2 4717 2 8 - 1 - 2 5 HUM-367 10 38 8 3 1 - 1 6070 1 10 - - - 2 - SHA-475 33 8 2 2 2 - - 400 2 2 - 1 1 - 2 HUM-573 6 47 11 13 3 7 4 6560 11 8 1 3 - 1 21 HUM-577 - 10 - 4 - - - 1741 - - - - - - 2 Total 64 138 39 58 9 10 11 22405 18 29 1 5 2 6 33 Key: PPT- Widestem Projectile Point; BIF- Biface; FFT- Formed flake Tool; SFT- Simple Flake Tool; SPALL- Cobble Spall; COR- Core; CTL- Core Tool; DEB- Debitage; MLG- Milling Slab; HND- Handstone; BTC- Battered Cobble; ASSCOB- Assayed Cobble; CBLTL- Cobble Tool; DRL- Drill; MGS- Miscellaneous Ground Stone. Table 41 Inventory of Assemblage Constituents by Sites Three of the sites, HUM-573, TRI-1008, and SHA-475 have the highest tool diversity, n=13, n=12 and n=10 respectively; and HUM-367 follows closely with nine tool types. It is virtually certain that HUM-573 represents a residential habitation are and based on the diversity of tools, use wear analyses and the debitage profiles, it appears to be a residential base. The comparative analysis of the use wear at the sites coupled with the diversity found at each site allows for a modicum of confidence that TRI-1008 is also a residential base and, with less confidence, that association also applies to SHA-475. Use wear analysis at HUM-367 shows some significant differences that point to the site being occupied for more specialized purposes. Activities at the site did not include final resource processing, precluding a designation as residential base and directing the 158 assessment towards this site as a significant task area. The site may well have included the entire social group, but with limited task operations which included only the initial processing of vegetal resources to be returned to a separate residential base. Assemblage Variability, Diversity, and Ecological Context The ecological context within which the use of these sites occurred provides for a clearer understanding of the factors influencing assemblage variability and tool class diversity found at each site. To recap the environmental contexts, there are two general ecological zones; the Klamath Mountain and Northern California Coast Range. Four of the project sites fall within the Coast Range province and the fifth, SHA-475 is within the Klamath Mountain ecological zone. Given that three of the sites are within the upland areas of the Coast Range ecological zone, this research proceeded from the premise that the study was dealing with three distinct localities. The sites TRI-1008 and SHA-475 share the commonalities of being in riverine contexts and relatively low elevations, but do not share a common ecological zone or the resource mosaic. The environmental analysis at SHA-475 suggests that the most reasonable time of habitation is late fall through winter and into spring with a focus on mammalian species. Antelope, salmon, deer, and smaller game require flaked stone technologies, but a lack of salmon intensification coupled with a focus on pronghorn would lead one to expect a generalized toolkit to manage a diversity of mammalian and avian species with a focus on large game. The herding behavior of pronghorn during the fall and winter and the availability of relatively easily hunted calves and mothers during the early spring would 159 led to an expectation of a technology focused on these animals; large and durable projectiles, processing and hide preparation tools. The virtually monoculture of vegetation, manzanita, that is thought to have predominated the area surrounding the site tends to favors the concept that pronghorn were the focus of resource procurement at this site (figure 13). Figure 13 Altithermal Vegetation Within the Site Catchment of SHA-475 In addition, the processing of manzanita berries would require very little effort with regard to ground stone tools. What we see at the site is a strong focus on flaked stone technology at the expense of ground implements. Independent analyses, both environmental and lithic, point towards this site as a residential base inhabited during the winter with a focus on pronghorn. 160 Site TRI-1008 lies in a comparable lowland environment but the resource base was substantially different. The site catchment along the Trinity River might reflect a similar technology as it represents another lowland site, but the zone contains a relatively rich set of vegetal resources (figure 14). Figure 14 TRI-1008 Site Catchment Pine and madrone play a strong role along with a presence of montane chaparral and oak species and grasslands as well. This diversity of vegetal species also supports a wider diversity of faunal resources and provides a longer season of resource availability. There is no question that the upland has a richer, more diverse resource base including more favorable summer habitat for elk herds. As resource conflict would begin during the late spring through fall, a winter habitation at this site can be inferred. 161 On the other hand, the resource base is relatively diverse when compared to SHA475, particularly with regard to the late fall availability of acorns; the archaeological assemblage contains a higher frequency of relatively well used handstones but lacks evidence for intensive use of millingslabs. The use wear analysis comes to the conclusion that the unfettered access to raw material in the adjacent river bed provides a justification for this apparent shortcoming in the assessment. In addition, the vegetal resources processed in upland areas during the summer and late fall were likely brought to the site and stored for winter use. The analysis of the technological organization at TRI-1008 reveals a high variety of tool types with a variety of use wear patterns indicating the site was the locus of diverse resource procurement activities. The combined assessment of the use wear patterns, range of tool types, and the diverse ecological setting of the site point toward it being classified as a residential base occupied during the winter season and possibly extending into the spring. The specific procurement and processing activities at the site are difficult to ascertain, but it appears that a modicum of hunting was occurring and soft meat vegetal products were certainly being processed; it is also very likely that salmon and other fish species were harvested along with multiple faunal species. The three upland sites, HUM-573, HUM-577, and HUM-367 all fall within the most diverse ecological zone (figure 15). 162 Figure 15 Altithermal Vegetation Within the Site Catchment of HUM-573, HUM-577 and HUM-367 The diversity of resources within these catchments does not necessarily translate into all settlements having a uniform functional pose as has been shown in the by-site analyses. There is a shift in the subsistence system to a division of labor into task groups due to both the diversity of resources and the conflict of resource availability. The adjustment was required in order to take advantage of both vegetal and faunal resources in order to capture enough calories to ride out the winter in the lowland sites through a combination of storage and resource take in the lowland areas. A rich upland resource base allowed for a change in technological organization that is detectable in the archaeological record when variability is assessed. It seems clear that HUM-577 is a specialized task location, while HUM-367 seems to focus on the initial processing of 163 vegetal materials but lacks evidence of later stage processing, implying it is a specialized task area as well. The HUM-573 residential base is marked by high tool class diversity and high density of artifacts. We can also assume from these measures that there was substantially more work happening at this site relative to the two lowland settlements. The notion that all three upland sites are inter-related and co-temporal is not borne out by patterns of raw material use. The breakdown of flake stone raw material type is disjunctive between HUM-367 and the two other upland sites, which has a much higher percentage of obsidian (26%) than the other two (<0.001%). Furthermore, the hydration data presented earlier associate HUM-367 and TRI-1008 with one another. This is an interesting relationship that most closely associates these two sites with one another and throws doubt on a clear relationship between the three upland localities. Summary and Implications This research reveals variability within the technological organization at each of the three ecological zones in response to varying environmental conditions. Foragers were using logistic strategies under certain circumstances. The premise presented here is that the Borax Lake Pattern within far northern California represents a residentially mobile subsistence system on the forager end of the spectrum but, contrary to recent regional settlement models (i.e., Hildebrandt and Hayes 1983; Sundahl 1988), there is variability in technological organization in response to varying ecological conditions. 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