June 30, 2008 Dear Mayor: You have the following question: Where a private act provided that it be locally approved by a two-thirds vote of the entire board of mayor and aldermen, did it pass when there were two aye votes cast for its passage, one nay vote was cast against its passage, and one alderman abstained from voting. The answer is that Article XI, Section 9, of the Tennessee Constitution requires a twothirds vote of the “local legislative body” to locally approve private acts. For that reason, as that provision has been interpreted by the Tennessee Supreme Court, the act was not locally approved by the necessary two-thirds vote. A two-thirds vote would have required an affirmative vote of three members of the Board of Aldermen. Let me emphasize that Article XI, Section 9 of the Tennessee Constitution actually calls for the approval of local acts by a two thirds vote of the “local legislative body,” not a two-thirds vote of the board of mayor and aldermen. That distinction may be important in cases where the mayor is clearly not a member of the city’s legislative body, or in cases where the mayor may be a member of the city’s legislative body, but only for limited purposes. We shall see below in State v. Torrence, that the Nashville Mayor was not a member of the Nashville City Council. With respect to the City, under Article 4, Section 7 and Article 7, Section 1 of its charter, the mayor can vote only in cases of ties, and under Article 7, Section 1, he does not even count towards the calculation of the presence of a quorum. However, we need not deal with the question of whether his limited legislative powers put him the same or similar position as was the Mayor of Nashville in State v. Torrence, because the distribution of votes on the City’s private act indicates that there was no tie vote for him to break. But I will note, parenthetically, that if the Mayor is considered a member of the “local legislative body” for the purposes of Article 11, Section 9, and if his membership increased the City’s governing body from four to five for that purpose, and if the mayor could in that capacity vote even if there were no tie vote, a two-thirds vote of the city’s “local legislative body” would be four votes. (3.33 votes, which under the law governing factional votes must be rounded up to four). Application of Article 11, Section 9 of the Tennessee Constitution The pertinent provision of Article XI, Section 9 of the Tennessee Constitution provides that: June 30, 2008 Page 2 ... any act of the General Assembly private or local in form or effect applicable to a particular county or municipality either in its governmental or proprietary capacity shall be void and of no effect unless the act by its terms either requires the approval by a twothirds vote of the local legislative body of the municipality or county, or requires approval in an election by a majority vote of those voting in said election in the municipality or county effected. How is the two-thirds vote of the “local legislative body” calculated? It is the law in Tennessee that where the charter or the general law contains no provisions for how many votes are required to pass measures, the common law prevails. Under the common law, measures pass (or fail) by a majority of those present and voting, assuming the existence of a quorum. [See Collins v. Janey, 147 Tenn. 477, 249 S.W.801 (1923).] There are no provisions in the City Charter that provide for how many votes are required to pass measures. For that reason, the common law generally applies to the question of how many votes are required to pass measures by the Board of Mayor and Aldermen. However, the Tennessee Supreme Court case of State v. Torrence, 310 S.W.2d 425 (1958) declared that a statute or charter provision, and in that case a constitutional provision, that provides for how many votes are required to pass measures supersedes the common law rule. (That was not at all a revolutionary ruling; a legion of cases in every jurisdiction holds that a statute on an issue supersedes the common law on the same issue, in a variety of circumstances). As indicated above, Section 9 of the Tennessee Constitution provides that a two-thirds vote of the “local legislative body” is required for the local approval of private acts. . State v. Torrence also analyzed the question of what constitutes a “two-thirds vote of the local legislative body of the municipality” [Nashville] under Article 11, Section 9. In that case the question was whether the two-thirds vote meant a two-thirds vote of the entire Nashville City Council, or a two-thirds vote of the members of the Nashville City Council present and voting. The answer, held the Court, was a two-thirds vote of the entire city council (of which the mayor was not a part). But the Nashville City Charter in that case expressly provided that the “corporate authority of the city was to be vested in a Mayor, who shall be the chief executive officer; a City Council, which shall be the legislative body...,” [Article 5], and that “the legislative power of said corporation...shall be vested in a legislative body which shall be designated as the City Council.” [Article 10] In addition, in the Court’s own words, the Nashville City Charter provided that, “[T]he City Council of Nashville consists of twenty-one members and that a majority vote of the City Council is defined as eleven affirmative votes and a two-thirds vote of the Council is defined in the Charter as fourteen affirmative votes.” [At 426.] June 30, 2008 Page 3 Counting abstentions The question of how abstentions are counted for the purpose of determining how many votes constituted a two-thirds vote for the local approval of a private act was also an issue in State v. Torrence, above. There the Court was faced with the question of how many votes of the Nashville City Council were required to make up the two-thirds vote of the entire city council required by Article 11, Section 9, of the Tennessee Constitution, for the local approval of a private act. Applying a “man in the street” standard, the court scoffed at the proposition that abstentions were counted as votes: .... What person who votes, unless he has certain technical knowledge, would ever arrive at the idea that two-thirds of the ‘local legislative body’ meant that if they were present and did not vote at all that they would be considered to have voted? We think that question answers itself because as we see it no one would hardly reach such a conclusion. [At 428] [Emphasis is mine.] State v. Torrence is also consistent with Robert’s Rules of Order, Newly Revised (RRONR) on the counting of abstentions. Most cities have adopted RRONR, to govern the conduct of their business “in all cases to which they are applicable and in which they are not inconsistent with special rules in the municipal charter or adopted by the council and set out in this code.” In Section 1-103 of the Municipal Code, the City has done the same thing. RRONR, Section 4, declares that: “The chair should not ask for abstentions in taking a vote, since the number of members who respond to such a call are meaningless. To abstain means not to vote at all, and a member who makes no response if abstentions’ are called for abstains just as much as one who responds to that effect.” Abstentions under Torrence (and under RRONR) simply do not count as votes for the simple reason they are not votes. For that reason, where the vote on the private act broke down to two aye votes, one nay vote, and one abstention, the abstention cannot operate to make the vote a tie vote. I hope this letter answers your question. If it does not, let me know and we will have another go at it. June 30, 2008 Page 4 Sincerely, Sidney D. Hemsley Senior Law Consultant SDH/