VOTER TURNOUT AND IDEOLOGICAL BALLOT MEASURE SUCCESS IN CALIFORNIA, 1912-2009 Kurt Ryan Oneto B.A., University of California, Berkeley, 2002 J.D., University of California, Los Angeles, 2006 THESIS Submitted in partial satisfaction of the requirements for the degree of MASTER OF ARTS in GOVERNMENT at CALIFORNIA STATE UNIVERSITY, SACRAMENTO FALL 2009 © 2009 Kurt Ryan Oneto ALL RIGHTS RESERVED ii VOTER TURNOUT AND IDEOLOGICAL BALLOT MEASURE SUCCESS IN CALIFORNIA, 1912-2009 A Thesis by Kurt Ryan Oneto Approved by: __________________________________, Committee Chair Dr. Wesley Hussey __________________________________, Second Reader Dr. Brian DiSarro ____________________________ Date iii Student: Kurt Ryan Oneto I certify that this student has met the requirements for format contained in the University format manual, and that this thesis is suitable for shelving in the Library and credit is to be awarded for the thesis. __________________________, Graduate Coordinator Dr. James Cox Department of Government iv ___________________ Date Abstract of VOTER TURNOUT AND IDEOLOGICAL BALLOT MEASURE SUCCESS IN CALIFORNIA, 1912-2009 by Kurt Ryan Oneto Statement of Problem Many campaign professionals in California rely on the assumption that “liberal” ballot measures enjoy a higher likelihood of success in high turnout elections, and that “conservative” ballot measures enjoy a higher likelihood of success in low turnout elections. Significant sums of campaign money and manpower are often allocated on the basis of this assumption. However, academic research has largely, if not wholly, ignored the relationship between voter turnout levels and ideological ballot measure outcomes. Sources of Data All California statewide ballot propositions that appeared on the ballot between 1912 and 2009 were reviewed. A total of 237 “liberal” ballot measures and 173 “conservative” ballot measures were identified. Each of these broader categories were broken down into two sub-categories: economic/governmental and moral/social. The percentage of the votes cast in favor of each of these measures and the California Secretary of State’s historical voter turnout statistics were analyzed to determine if a relationship exists between voter turnout levels and the percentage of votes cast for, or against, ideological ballot measures in California. Conclusions Reached No statistically significant positive correlation was observed between the level of voter turnout and the “yes” vote share for liberal ballot measures in California. A statistically significant negative correlation was observed between the level of voter turnout and the “yes” vote share for conservative ballot measures in California. The v relationship was significant for both economic/governmental conservative measures and moral/social conservative measures. _______________________, Committee Chair Dr. Wesley Hussey _______________________ Date vi ACKNOWLEDGMENTS First and foremost, I must thank Sacramento State University professors James Cox, Wesley Hussey, and Brian DiSarro for encouraging me to undertake this project. Similar thanks is owed to the rest of the Government Department faculty at Sacramento State for making the pursuit of a master’s degree such a wonderful experience. I also owe a debt of gratitude to all of my past professors at the University of California, Berkeley and the University of California, Los Angeles School of Law who helped me along in my educational journey up to this point. I owe particular thanks to UC-Berkeley professors Raymond Wolfinger, Terri Bimes, and Anthony Adamthwaite; to UCLA Law professors Daniel Lowenstein, Eugene Volokh, Kirk Stark, and Kristen Holmquist; and to UCLA Law visiting professor Rick Hasen. Each had a significant impact on my development as a student and as a person. I would also like to thank my supervisors at Nielsen, Merksamer, Parrinello, Mueller & Naylor LLP, Steve Merksamer and Richard Martland, for the wisdom, opportunities, and advice they have shared with me; and for giving me a front-row seat in the fascinating world of direct democracy in California. Last but not least, I would like to thank my wife Lauren and my brother Evan for all of their comments, input, and proofreading—without which this endeavor and many others would not have been possible. vii TABLE OF CONTENTS Page Acknowledgements .................................................................................................... vii List of Tables .............................................................................................................. ix Chapter 1. INTRODUCTON .................................................................................................... 1 2. BACKGROUND .................................................................................................... 7 3. LITERATURE REVIEW ..................................................................................... 19 4. THEORY .............................................................................................................. 33 5. HYPOTHESES ..................................................................................................... 36 6. DEFINITIONS ...................................................................................................... 37 7. DATA ................................................................................................................... 49 8. ANALYSIS OF THE DATA ................................................................................ 53 9. CONCLUSION ..................................................................................................... 65 Appendix A. Liberal Ballot Measures ...................................................................... 70 Appendix B. Conservative Ballot Measures ............................................................. 93 Appendix C. Liberal Economic/Governmental Ballot Measures ........................... 112 Appendix D. Liberal Moral/Social Ballot Measures .............................................. 113 Appendix E. Conservative Economic/Governmental Ballot Measures .................. 114 Appendix F. Conservative Moral/Social Ballot Measures ..................................... 115 Appendix G. Secretary of State Voter Turnout Statistics ....................................... 116 Bibliography ............................................................................................................. 119 viii LIST OF TABLES Page 1. Table 1. Descriptive Statistics for Level of Voter Turnout and “Yes” Vote Percentage on Liberal Ballot Measures…...……………………………………..55 2. Table 2. Descriptive Statistics for Level of Voter Turnout and “Yes” Vote Percentage on Conservative Ballot Measures…………………………………..55 3. Table 3. Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Liberal Ballot Measures..…...………………………………………..…………. 56 4. Table 4. Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Conservative Ballot Measures..…...………………..………………..…………..57 5. Table 5. Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Liberal Ballot Measures, 1912-1944, 1946-1978, 1979-2009..…...……………..58 6. Table 6. Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Conservative Ballot Measures, 1912-1944, 1946-1978, and 1979-2009..…….…60 7. Table 7. Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Liberal Moral/Social and Economic/Governmental Ballot Measures..…….........62 8. Table 8. Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Conservative Moral/Social and Economic/Governmental Ballot Measures…….64 ix 1 Chapter 1 INTRODUCTION Do variations in voter turnout affect the chances of success of ideologicallyoriented ballot measures in California? Whether they do or not, a growing body of evidence indicates that the conventional wisdom in the Golden State among political professionals, campaign consultants, pollsters, journalists, pundits, and even some academics is that voter turnout levels can and do impact the chances of success of ideological ballot measures, with the theory positing that liberal ballot measures fare better in high turnout elections and conservative ballot measures fare better in low turnout elections. The assumptions behind this emerging conventional wisdom are quite simple: the thinking is that higher propensity conservative voters are overrepresented in low turnout elections, while high turnout elections are more representative of California’s liberal-leaning electorate. Therefore, conservative ballot initiatives benefit from low turnout and liberal measures benefit from high turnout. A prime example of the existence of this conventional wisdom is the hotlycontested debate that is currently underway within the gay rights community regarding the best time to seek a reversal of Proposition 8, a measure on California’s 2008 General Election ballot that successfully outlawed same-sex marriage in the state. The primary point of contention over whether gay marriage advocates should run a measure proposing to legalize same-sex marriage in the 2010 gubernatorial election—or wait until the next presidential election in 2012—has focused on the anticipated differences in voter turnout for those two elections. 2 After extensive analysis, Equality California, which calls itself the largest gay rights advocacy group in California, decided that it will not try to qualify a measure for the 2010 ballot. Rather, Equality California has declared it will set its sights on a 2012 campaign.1 In Equality California’s comprehensive campaign plan titled “Winning Back Marriage Equality in California,” an entire section is devoted to the topic of “Turnout— Presidential Ballot Versus Gubernatorial Ballot.”2 In that section, the plan states that “[p]residential elections draw a greater turnout than any other type of election, including gubernatorial elections.”3 In addition, relying on polling conducted by David Binder Research, the campaign plan asserts that, based on turnout projections, public support for a same-sex marriage proposition would start out at 46 percent “yes”/49 percent “no” in 2010, but would start out at 48 percent “yes”/46 percent “no” in a 2012 election.4 The Equality California report goes so far in breaking down voter turnout scenarios as to calculate that by 2012, 776,000 new voters under the age of 21 (who are typically more supportive of gay marriage) will join the voter rolls while 122,000 older voters (who are typically less supportive of gay marriage) will have died. The campaign plan asserts that this factor nets another two percentage points for the same-sex marriage camp, thereby bringing the advantage of a 2012 election over a 2010 election to four percentage points.5 Jack Chang, “Gay Rights Group Will Wait Until 2012 to Challenge Prop. 8,” Sacramento Bee, August 12, 2009. 2 Equality California, “Winning Back Marriage Equality in California: Analysis and Plan,” http://www.eqca.org/atf/cf/%7B34f258b3-8482-4943-91cb-08c4b0246a88%7D/EQCAWINNING_BACK_MARRIAGE_EQUALITY.PDF (accessed November 3, 2009). 3 Ibid., 7. 4 Ibid., 8. 5 Ibid., 9-10. 1 3 Equality California was not alone in its view that a presidential election, with its attendant higher turnout, would be a friendlier ballot for a liberal measure seeking to legalize gay marriage. Professional political consultants were strongly of the same view. The “Winning Back Marriage Equality in California” report explained that Equality California shared its polling data with “some of the most successful political consultants in California,” and “those who took a position were nearly unanimous in their perspective that neither the data nor their intuition” supported a 2010 campaign.6 Field Poll director Mark DiCamillo echoed this position, stating that the pro-gay marriage side “would have a significant challenge” in 2010, but would face “less of a challenge in 2012.”7 Mark Baldassare, director of research at the Public Policy Institute of California, agreed: “It would seem that waiting two years would give them (supporters of same-sex marriage) a better potential electorate.”8 Veteran Democratic consultant Sue Burnside was more direct, stating “If you lose in the best year you could possibly have in terms of turnout (2008), if you get a year that’s closer to that turnout and run a better campaign, you’ll probably win.”9 Overall, the recommendation from sympathetic campaign consultants to wait until 2012 has been described as “near unanimous.”10 The question whether variation in voter turnout influences the chances of success of ideologically-oriented ballot measures is important, yet largely overlooked. It is 6 Ibid., 14. Steve Wiegand, “Anti-Prop. 8 Forces Should Wait for 2012 Ballot, Pollsters Say,” Sacramento Bee, May 28, 2009. 8 Ibid. 9 John Marelius, “Advisers Urge Foes of Prop. 8 Not to Rush,” San Diego Union-Tribune, August 3, 2009. 10 Ibid. 7 4 important because, as highlighted in the battle over same-sex marriage, many campaign consultants, strategists, and pollsters often rely on the assumption that turnout does actually impact the chances of success for ideological ballot measures. It is overlooked because it has been largely, if not wholly, ignored by academic research. However, the question whether voter turnout rates do actually affect the chances for success of ideologically-oriented ballot measures does have real world consequences. First, campaign resources for ballot measures are often allocated on the assumption that variations in turnout do influence electoral outcomes. For example, many, if not most, initiative campaigns use professional signature gatherers to qualify their measures for the ballot. Additionally, signature collection firms base their fees at least in part, and sometimes in large part, on the amount of time available to qualify a measure for a particular election. Therefore, if a ballot proposition campaign believes its measure will have a better chance of winning at a closer election (with less time to collect signatures) than at a more distant election (with more time to collect signatures), the campaign may have to spend more money on signature gathering in order to get the measure on the ballot at the preferred election.11 Second, the amount of money an initiative campaign believes it needs to raise is often based at least in part on whether or not the ballot upon which the measure will 11 Subdivision (c) of Section 8 of Article II of the California Constitution and Section 9013 of the California Elections Code state that no measure shall be placed on an election ballot that qualifies less than 131 days before the date of the election. Section 336 of the California Elections Code sets the maximum timeframe to collect signatures to qualify any ballot initiative at 150 days. These time periods can overlap, thereby cutting down the number of days available to circulate a ballot initiative for signatures and still qualify it for a preferred election. 5 appear is considered to be a “friendly” election for that particular initiative—based on the theory that the friendlier the election is, the less money it will take to pass the measure. Furthermore, the “friendliness” of an election is usually based upon a prediction about the types of voters that are most likely to participate. Additionally, as also seen in the battle over same-sex marriage, strategic reliance on the conventional wisdom that voter turnout influences the fortunes of ideologicallyoriented ballot measures can impact Californians on a personal level. For instance, while their cause may ultimately benefit, homosexuals in California might have to wait an additional two years—or perhaps longer—before they get their next opportunity to have a public discussion on the merits of gay marriage. Overall, if voter turnout levels do in fact affect the chances of success of ideologically-oriented initiatives, then initiative campaigns would be justified in their reliance on the conventional wisdom.12 On the other hand, if the effect of voter turnout on direct legislation outcomes has been overstated, initiative campaigns could allocate their resources in a more efficient manner. This study will attempt to clarify the strength of the relationship between voter turnout and ideological ballot measure outcomes. In particular, an attempt will be made to determine not simply whether voter turnout can affect a narrow subset of conservative or liberal measures, but instead to further ascertain whether a broader rule of thumb can be identified that would apply to a wider range of I use the terms “ballot measure,” “measure,” “initiative,” “ballot proposition,” and “proposition” interchangeably, even though some consider “initiative” as only applying to measures put on the ballot directly by the voters. Furthermore, for the purposes of this study, no distinction is made between citizen and legislative measures, or between statutory and constitutional measures. 12 6 ideologically-oriented measures. Identification of a broader relationship that could guide initiative campaigns in a larger set of circumstances would have a bigger impact on initiative campaign practice and would be more useful to campaign strategists. 7 Chapter 2 BACKGROUND The conventional wisdom that voter turnout influences direct legislation outcomes is not confined to a single instance. It has become an ever-present component of just about every pre-election prediction on, and post-election explanation of, ballot measure outcomes in California. Furthermore, the view is shared across the political spectrum. Liberals and conservatives have expressed faith in it. Campaign observers and campaign operatives have demonstrated their reliance on it. Pollsters, pundits, and professors have all referred to it. Democrats and Republicans alike have been accused of trying to exploit it. Campaign consultants have demonstrated a strong belief in this conventional wisdom regarding the relationship between voter turnout and ideological ballot measure outcomes. For example, prominent Democratic consultants Garry South, Gale Kaufman, and Frank Russo have all stated publicly at one time or another that conservative measures depend on low turnout for success, liberal measures depend on high turnout for success, or that both liberal and conservative measures depend on particular types of turnout for success.13 Russo has gone so far as to publicly implore liberal voters turn out Pamela J. Podger, “One Million Back School Bonds Initiative; Measure Would put Passage at 55 Percent Instead of Two-Thirds,” San Francisco Chronicle, May 23, 2000; Letter from Gale Kaufman to Marc Solomon, September 17, 2009, http://www.preparetoprevail.com/pdfs/KAUFMANMEMO.PDF (accessed December 9, 2009); Frank Russo, “Anti-Choice Voters Will Flock to Polls on Prop 85 and Pass Measure Defeated in Special Election if We don’t Get Our Vote Out,” California Progress Report Blog, entry posted October 19, 2006, http://www.californiaprogressreport.com/site/?q=print/5335 (accessed December 9, 2009); Frank Russo, “Field Poll Shows California Prop 4—Parential Notification and Waiting Period for Abortion by Minors—is Leading and That Turnout May Decide its Fate,” California Progress 13 8 and vote against two measures requiring parental notification for minors seeking abortions so that conservatives would not be allowed to dominate the polls and get the measures enacted. Republican consultants are similarly cognizant of the apparent link between turnout and the results on ideologically-oriented initiatives. Marko Mlikotin, a wellknown Republican strategist, noted during a 2008 ballot initiative campaign that low turnout “historically favors conservative…causes.”14 Republican heavyweight Ed Rollins has also acknowledged the advantages that variations in turnout can provide to ideologically-oriented ballot initiatives.15 In 2005, Governor Schwarzenegger’s campaign team was thought to have made a conscious decision to call a special election for the Governor’s reform measures instead of waiting for a regularly scheduled ballot in order to get the benefit, if any, resulting from a low turnout.16 Pollsters have also bought into the concept. Even outside of the gay marriage/Proposition 8 context, Field Poll’s DiCamillo has said that, traditionally, heavy turnout favors liberal causes because there are more Californians registered Democrat that Republican, and high turnout brings out younger voters and Latinos to Report Blog, entry posted September 26, 2008, http://www.californiaprogressreport.com/site/?q=print/1648. 14 Michael Gardner, “Prop. 98 Opposed; Prop. 99 Favored; Government Seizure of Property is Key to Both,” San Diego Union-Tribune, May 29, 2008. 15 Bill Cavala, “The Republican California Electoral Vote Scam – Method in Their Madness,” California Progress Report Blog, entry posted October 29, 2007, http://www.californiaprogressreport.com/site/?q=print/6891 (accessed December 11, 2009). 16 Harold Meyerson, “Arnold Terminates Himself,” The Washington Post, November 10, 2005. 9 counterbalance the older, whiter segment of the electorate that consistently votes.17 Other pollsters have been more direct in their views on the importance of turnout in ballot measure elections. In their report, “Top 5 Reasons for Using Research in Ballot Measure Campaigns,” nationally-renowned pollsters Bob Meadow and Heidi von Szeliski18 make the pitch to potential clients that “As anyone involved in politics is keenly aware, not all voters are alike. Determining the timing for when to go on the ballot is an important element of your campaign planning…[w]ill turnout affect the voters who are more supportive of our issue?” (Underscoring in original.) Meadow and von Szeliski go on to proclaim: Pollsters examine the types of voters very closely, and can make determinations about when the best time to go on the ballot might be. When we have looked at likely levels of support for projected turnouts for special, off-year, or regular elections, our polling has shown that those who are most supportive of…[tax and school bond measures]…are the least likely to turnout to vote in low turnout elections. As a result, we have made the appropriate recommendations for ballot timing to enhance our prospects.19 (Underscoring in original.) Other political professionals are similarly committed to the view that turnout affects the likelihood of success of ideologically-oriented ballot measures. Anthony William Booth and Rene Sanchez, “Schwarzenegger Wins; Davis is Ousted as California Governor in Recall Election,” Washington Post, October 8, 2003. 18 Bob Meadow is a partner at the firm Lake Research Partners (LRP). Prior to joining LRP, he was a professor at the University of Pennsylvania, UC-San Diego, and the University of Southern California. (Lake Research Partners, http://www.lakeresearch.com/people/robert_meadow.asp.) Heidi von Szeliski is the founder of Heidi von Szeliski & Associates, a national public opinion research firm in San Diego, CA. (Heidi von Szeliski & Associates, http://hvsassociates.com.) 19 Bob Meadow and Heidi von Szeliski, “Top 5 Reasons for Using Research in Ballot Measure Campaigns,” Ballot Initiative Strategy Center, http://www.ballot.org/page//ballot.org/Resources/Why_Do_Opinion_Research%20-%20Bob%20Meadow.pdf (accessed December 9, 2009). 17 10 Wright, the executive director of Health Access California,20 blamed the defeat of Proposition 56 (2004 Primary)—which would have lowered the threshold to enact a state budget from two-thirds to fifty-five percent—on “remarkably low turnout.”21 Jamie Court, president of the Foundation for Taxpayer and Consumer Rights, offered the same explanation of the 2006 General Election. Court argued that an unusually low turnout was responsible for the defeat of progressive measures seeking to enact campaign finance reforms, create an alternative energy research fund, and to increase healthcare funding. 22 A post-election analysis commissioned by the California HealthCare Foundation after the 2006 General Election likewise found that lower-than-expected turnout was to blame for the defeat of Proposition 86, a measure that would have increased California’s cigarette tax. The analysis lamented the fact that Proposition 86 was decided in a low turnout election, which “hurt its chances of passage.” The analysis explained that the November 2006 election had the second lowest general election turnout in California history, and that many supporters of tobacco taxes (such as young voters and ethnic voters) are less likely participate in low turnout elections.23 20 Health Access California is a statewide health care consumer advocacy coalition, advocating for the goal of quality, affordable health care for all Californians. 21 Anthony Wright, “Past Reflections on Prop 56: Why the Past is Not Predictive on Reforming the Two-Thirds Vote Requirement to Pass a California Budget,” Health Access Blog, entry posted September 22, 2008, http://blog.health-access.org/2008_09_01_Sac_archives.htm (accessed December 12, 2009). 22 Jamie Court, “Reflections of a Consumer Advocate on the California Election,” California Progress Report Blog, entry posted November 10, 2006, http://www.californiaprogressreport.com/site/?q=node/5232 (accessed December 10, 2009). 23 Mark DiCamillo, “An Analysis of Pre-Election Field Polls Regarding Proposition 86, the Tax on Cigarettes Initiative,” California HealthCare Foundation, http://www.healthvote.org/uploads/pdf/field_nov06.pdf (accessed December 10, 2009). 11 On a current topic, Consumer Watchdog executive director Dean Heller has accused Mercury Insurance of spending heavily on its effort to qualify for the June 2010 primary election an insurance reform measure that would expand discounts for drivers who maintain auto insurance coverage. In Heller’s view, Mercury is speeding up signature collection because a primary turnout may be more favorable for the reform measure than a general election turnout. Heller’s recent statements demonstrate his faith in the conventional wisdom that voter turnout can influence direct legislation outcomes: Not surprisingly, Mercury is spending millions on its paid signature gatherers to rush the measure onto the June 2010 ballot. They’re expecting a low turnout, especially if Attorney General Jerry Brown runs unopposed in the Democratic primary for governor, and Mercury and its team of consulting firms would prefer not to face a more representative electorate in November.24 In other instances, journalists have evinced their belief in the conventional wisdom that conservative measures benefit from low turnout and liberal measures benefit from high turnout. Prominent California political columnist Dan Walters has called for barring initiatives in primary elections because, in his opinion, conservative economic interests can dominate low turnout primaries and distort the outcomes of statewide ballot measures. Walters believes that ballot initiatives should be confined to general elections because they better represent California’s electorate.25 Wall Street Journal reporters Jim Carlton and Stu Woo have also declared that low turnout elections in California unduly 24 Doug Heller, “When an Insurance Giant Funds a Ballot Measure, Watch Out for Your Wallet,” California Progress Report Blog, entry posted December 4, 2009, http://www.californiaprogressreport.com/site/?q=print/7201 (accessed December 10, 2009). 25 Dan Walters, “California’s Primary Shows Need for Reform,” San Gabriel Valley Tribune, June 12, 2006. 12 advantage conservative voters and the causes they support.26 Tim Rutten, who has been writing for the Los Angeles Times for more than thirty years, similarly asserts that movements in voter turnout can determine the fortunes of ballot measure campaigns.27 The New America Foundation’s Mark Paul weighed in on the issue by claiming that it is “generally assumed” that low turnout elections are unrepresentative of California’s electorate, which in turn benefits conservative measures and disadvantages liberal ones.28 The conventional wisdom on voter turnout and ideological ballot measure outcomes is even recognized by smaller newspapers like the Santa Barbara Independent, which has referenced the notion that low turnout elections tend to favor conservatives and high turnout elections favor liberals.29 Academic commentators have also opined on the conventional wisdom that liberal measures perform better in high turnout elections and conservative propositions perform better in low turnout elections. Discussing the potential outcomes on the ballot initiatives appearing in California’s 2005 Special Election, Sacramento State University communications professor Barbara O’Connor indicated that the opponents of the special election measures had to be careful not to discourage turnout “because historically in low Jim Carlton and Stu Woo, “California Voters Reject Budget Measures,” Wall Street Journal, May 20, 2009. 27 Tim Rutten, “California’s Democratic Dilemma,” Los Angeles Times, October 14, 2009. 28 Mark Paul, “California Voters Supported Tax Increases at Local Ballots,” The Blockbuster Democracy Blog, entry posted June 4, 2008, http://www.newamerica.net/blog/blockbusterdemocracy/2008/guest-post-california-voters-approved-tax-increases-4385 (accessed December 9, 2009). 29 Nick Welsh, “Low Voter Turnout Cause for Concern,” Santa Barbara Independent, October 25, 2009. 26 13 voter years, if favors Republicans.”30 Loyola Marymount University political science professor Fernando Guerra has also expressed the view that turnout impacts initiative outcomes. Recapping the results on a 2008 measure31 that would have required parental notification before a minor could receive an abortion in California, Guerra stated: “The high turnout, which brought out more Democrats in proportion to Republicans, contributed to the failure of Prop. 4.”32 UCLA School of Law’s Daniel Lowenstein has likewise speculated that conservative ballot measures would fare better than liberal issues in primary and special elections based on the differences between general and nongeneral election voters.33 Additionally, Loyola Law School election law expert Dr. Rick Hasen has editorialized that conservative measures are more likely to pass in low turnout elections.34 Furthermore, liberal and conservative groups have both been accused of attempting to work voter turnout in their favor. In 2007, a group of Republican Party backers filed an initiative to convert California’s winner-take-all method of awarding electoral votes to a system where electoral votes would be awarded on a district-bydistrict basis among California’s 53 U.S. House seats.35 Democrats immediately cried Barbara O’Connor, interview by Jenny O’Mara, All Things Considered, Capital Public Radio, October 12, 2005. 31 Proposition 4 (2008 General Election). 32 Paula Doyle, “Election’s High Turnout Swayed Outcome of Props. 4, 6, and 8,” The Tidings, November 14, 2008. 33 Interview with Professor Daniel Lowenstein, UCLA School of Law, Los Angeles, CA, July 16, 1990, cited in Center for Governmental Studies, Democracy by Initiative: Shaping California’s Fourth Branch of Government, 2nd ed. (Los Angeles: Center for Governmental Studies, 2008), 221. 34 Rick Hasen, “Will California Put GOP Over the Top?,” San Diego Tribune, September 25, 2007. 35 California initiative #07-0032. Initiative #07-0032 ultimately failed to qualify for the ballot. 30 14 foul, with most of their attacks focused on the fact that the proponents were desperately trying to ensure that the measure appeared on the June 2008 primary ballot—not on the February 2008 presidential primary ballot or the November 2008 general election ballot. As if it were criminal to target an election with favorable turnout, Democratic Assemblyman (now state Senator) Mark Leno wrote that the “apparent strategy of the GOP operatives who are advancing this initiative further reveals their sinister and cynical intent. They are looking to place it on the June 2008 ballot and exploit low voter turnout and sneak it through.”36 Other Democratic operatives echoed Leno’s view, alleging that “[t]he timing is awfully suspicious…[t]o get this stealth initiative on the June primary ballot where turnout will be light…”37 Rick Jacobs, chairman of the Courage Campaign, warned that if the measure qualified for the June 2008 election it would pass because, with three elections in 2008 the June ballot would generate the lowest turnout, so Republicans could use “obfuscation tactics” to drive their own base to vote yes while confusing others with their “lies.”38 Republican supporters of the Electoral College measure did little to dispel Democratic suspicions. Recognizing the importance of a low turnout election to their chances, Dave Gilliard, the chief strategist of the campaign pushing the initiative, stated Mark Leno, “California GOP’s Election “Reform” Measure Reeks of Rove,” California Progress Report Blog, entry posted September 17, 2007, http://www.californiaprogressreport.com/site/?q=print/3820 (accessed December 11, 2009). 37 Frank Russo, “Shadowy Figures and Deception Surround Republican Attempt to Change How Californians Award Electoral College Votes in Presidential Elections,” California Progress Report Blog, entry posted August 6, 2007, http://www.californiaprogressreport.com/site/?q=print/6498 (accessed December 11, 2009). 38 Rick Jacobs, “California Republican Party: Dirty Tricks and “Four More Years”—In Iraq,” California Progress Report Blog, entry posted September 9, 2007, http://www.californiaprogressreport.com/site/?q=print/3870 (accessed December 11, 2009). 36 15 flatly “[o]ur budget is going to be whatever it takes to make the June ballot.”39 The New York Times reported that supporters were “frantically raising money and gathering signatures in order to get it on the June ballot.”40 Shortly thereafter, liberals were up in arms again, this time accusing the sponsors of Proposition 98—a measure that would have restricted the use of eminent domain and invalidated rent control laws—of putting the measure on the June 2008 primary ballot because that election would include a disproportionate number of conservative voters. Liberal pundits claimed that Proposition 98’s proponents were “counting on a low turnout without a presidential race on the ballot to draw attention,”41 and that with the June ballot garnering such low attention “there’s a significant chance that we [liberals] could lose.”42 Marty Omoto, the director of the California Disability Community Action Network, echoed these sentiments to his members, stating that “extremely low voter turnout could favor passage of Proposition 98.”43 39 Dan Morain and Joe Mathews, “GOP Revives Electoral Initiative,” Los Angeles Times, October 23, 2007. 40 Jennifer Steinhauer, “Opponents of California Ballot Initiative Seek Inquiry,” The New York Times, November 21, 2007. 41 Frank Russo, “Deceptive Campaign Ad Funded by Landlords in Favor of June Ballot Prop 98 Blasted by League of Voters and AARP,” California Progress Report Blog, entry posted April 23, 2008, http://www.californiaprogressreport.com/site/?q=print/2683 (accessed December 11, 2009). 42 Paul Hogarth, “Prop 98 Hidden Agenda for California June Primary is Not So Far Beneath the Surface,” California Progress Report Blog, entry posted March 18, 2008, http://www.californiaprogressreport.com/site/?q=print/2896 (accessed December 11, 2009). 43 Marty D. Omoto, “California Proposition 98 Will Abolish Rent Control and Have Major Impact on Accessible and Affordable Housing for People with Disabilities, Seniors, and Low Income Workers,” California Progress Report Blog, entry posted May 12, 2008, http://www.californiaprogressreport.com/site/?q=print/2569 (accessed December 11, 2009). 16 Controversy over the impact of having a second primary in presidential election years is nothing new. For years, former Assembly Speaker Willie Brown killed attempts by members of his own caucus to split California’s presidential and statewide primaries so that California would have more influence in the presidential nominating process.44 Brown was concerned that a second primary in June that only had legislative candidates on the ballot would provide the opportunity for mischief on the part of initiative proponents looking for a low turnout election.45 When California finally did split its presidential and statewide primaries in 2008,46 the actual reason for doing so by that time was to attempt to loosen the state’s strict term limits law.47 Although term limits reform had long been a goal of California Democrats, some liberal pundits, reflecting Speaker Brown’s position, feared that it was not worth the risk of having two primaries because doing so would “help right-wing propositions sail through in a low turnout election,” and the June primary in particular would give the “right-wing an opening to pass dangerous Bill Cavala, “The Republican California Electoral Vote Scam—Method in Their Madness,” California Progress Report Blog, entry posted October 29, 2007, http://www.californiaprogressreport.com/site/?q=print/6891 (accessed December 11, 2009). 45 There is evidence that the Legislature is also conscious of the potential impacts that variations in voter turnout can have on the measures it places on the ballot. For example, the Legislature originally scheduled a $10 billion high-speed rail bond measure for the ballot in 2004, but ended up postponing the vote twice, first to 2006 and then to 2008. (Rich Saskal, “Calif. High-Speed Rail Seeks a P3,” The Bond Buyer, March 14, 2008.) Supporters noted that the move looked “very good for the high speed rail plan” because “November 2008 will see an enormous turnout of voters likely to support something like high speed rail, overwhelming the anti-government spending, anti-transit voters that tend to dominate low turnout elections.” (Robert Cruickshank, “High Speed Rail Polling Details,” California High Speed Rail Blog, entry posted April 3, 2008, http://www.cahsr.blogspot.com/2008/04/high-speed-rail-pollingdetails.html (accessed December 10, 2009).) 46 Senate Bill 113 (2008, Calderon) moved up California’s presidential primary to February but left the primary for all other offices in June. 47 Valerie Richardson, “With Term Limits Bill, Less is More; Initiative on California Ballot,” The Washington Times, February 3, 2008. 44 17 propositions.”48 Other prominent Democratic consultants warned that a June primary could be disastrous because it might actually have more Republicans voting in it than Democrats, and that “normally low turnouts help the...conservative side in an election.”49 Despite their protestations to the contrary, Democrats and their liberal allies have also shown a willingness to exploit variations in voter turnout as a way of gaining the upper hand in ballot initiative elections. In addition to the well-documented effort to overturn Proposition 8 (2008) by gauging voter turnout, and notwithstanding the fact that the June 2008 primary did not produce any conservative initiative victories, the Democratic Party has still sought to turn the tables permanently in its favor. The Democratic Party’s Initiative Reform Task Force has recommended that all initiatives be voted on only in general elections and “not in low turnout primaries.”50 The Democratic Task Force went so far as to suggest that, even in general elections, a minimum percentage of participating voters should be required before any ballot initiative, even if approved the voters, could take effect.51 48 Paul Hogarth, “A February California Presidential Primary: Groundhog Day All Over Again,” California Progress Report Blog, entry posted January 1, 2007, http://www.californiaprogressreport.com/site/?q=print/4970 (accessed December 9, 2009). 49 Bill Cavala, “The Republican California Electoral Vote Scam—Method in Their Madness,” California Progress Report Blog, entry posted October 29, 2007, http://www.californiaprogressreport.com/site/?q=print/6891 (accessed December 11, 2009); Frank Russo, “Republican Move to Change California’s Electoral College Votes for President Has “Early Support”—But Less than 50%--According to Field Poll,” California Progress Report Blog, entry posted August 21, 2007, http://www.californiaprogressreport.com/site/?q=print/6421 (accessed December 11, 2009). 50 Linda Sutton, “It’s About Time to Change California’s Initiative Process,” California Progress Report Blog, entry posted December 1, 2008, http://www.californiaprogressreport.com/site/?q=print/1158 (accessed December 9, 2009). 51 Id. 18 Notwithstanding this heavy reliance on the conventional wisdom and the fact that considerable time and effort is often spent attempting to strategically qualify a particular ballot proposition for a specific election on its basis, virtually no scholarly research has been undertaken to determine whether a link between voter turnout levels and the chances of success of ballot propositions, ideologically-oriented or otherwise, actually exists. As one scholar noted, “The relationship between voter participation and ballot measure outcome has generally been ignored in academic research. There has been no research on state-level elections.”52 The purpose of this study is to attempt to fill that void and determine whether the conventional wisdom that voter turnout levels affect the success, or lack thereof, of ideologically-oriented ballot measures in California is supported by historical data. David Hadwiger, “Money, Turnout, and Ballot Measure Success in California Cities,” Western Political Quarterly 45, no. 2 (1992): 539-547; emphasis added. 52 19 Chapter 3 LITERATURE REVIEW As articulated above, many campaign consultants, political professionals, pundits, professors, pundits, and the like believe that liberal ballot measures have a better chance of success in high turnout elections while conservative ballot measures are more likely to succeed in low turnout elections—although the relationship has never by the subject of academic inquiry. The basis for this belief is that conservative voters are higher propensity voters, and therefore more likely to vote in low turnout elections than their liberal counterparts—but that the conservative advantage evaporates in high turnout elections. Generally speaking, this is consistent with the research of Verba and Nie, Campbell et al., and Wolfinger and Rosenstone. Verba and Nie found that Republicans—who are normally presumed to be more conservative than Democrats— tend to have greater socioeconomic status.53 In turn, Campbell et al. and Wolfinger and Rosenstone each found that individuals with higher income, education, and occupational status are considerably more likely to vote.54 Of course, it is unlikely that voter turnout levels are the sole determinant of outcomes for ideologically-oriented ballot measures, and it would be unfair to claim that any pollster, journalist, or professional campaign consultant believes as much. Prior research has demonstrated that other factors can also influence electoral outcomes. In the 53 S. Verba and N.H. Nie, Participation in America: Political Democracy and Social Equality (New York: Harper & Row, 2001). 54 A. Campbell et al., The American Voter (Chicago: University of Chicago Press, 1960); R. Wolfinger and S. Rosenstone, Who Votes? (New Haven, CT: Yale University Press, 1980). 20 absence of prior research directly on point, a discussion of some of these other factors will set the stage for an analysis of the relationship between voter turnout and ideologically-oriented ballot measure outcomes. a. Partisanship’s impact on voter turnout and electoral outcomes. A significant amount of prior research has concluded that partisanship is a strong indicator of voting decisions on initiatives.55 In terms of presidential elections, Radcliff’s work supports the typical notion that increased levels of voter participation tend to benefit Democrats.56 Using both aggregate and survey data and looking at 13 initiatives that appeared on California’s ballot in 1998, Smith and Tolbert found a positive and statistically significant relationship between political party affiliation and the vote on 10 of the 13 measures.57 Smith and Tolbert’s research also found a strong relationship between party affiliation and vote patterns on several ideologically-oriented initiatives. For example, Republican Party affiliation at the county level was positively related to the vote total on measures seeking to limit school district funding, proposing federal term limits, and ending bilingual education. Alternatively, county level data also evidenced that Republican registration was negatively related to initiatives seeking to ban the use of R. Branton, “Examining Individual-Level Voting Behavior on State Ballot Propositions,” Political Research Quarterly 56, no. 3 (2003): 367-77; R.E. Hero and C.J. Tolbert, “A Racial/Ethnic Diversity Interpretation of Politics and Policy in the States of the U.S.,” American Journal of Political Science 40, no.3 (1996): 851-71; D.A. Smith and C.J. Tolbert, “The Initiative to Party,” Party Politics 7, no. 6 (2001): 739-57. 56 B. Radcliff, “Turnout and the Democratic Vote,” American Politics Quarterly 22 (1994): 25976. 57 D.A. Smith and C.J. Tolbert, “The Initiative to Party,” Party Politics 7, no. 6 (2001): 739-57. 55 21 animal traps and poisons, permitting Indian gaming, tax credits for greenhouse gas emission reductions, and an additional tobacco tax. Martinez and Gill examined five presidential elections between 1960 and 2000 in an attempt to determine whether Republicans benefited from low turnout and Democrats benefited from high turnout.58 They found that, as a rule, Democrats do benefit from higher turnout and Republicans benefit from lower turnout. However, they also found that these relationships have weakened significantly over time. Similarly, looking at senatorial and gubernatorial races, Nagel and McNulty speculate that the diminishing amounts of hardcore partisan voters may have had the effect of weakening the relationship between turnout and partisan election outcomes: “[W]ith the shrinking of partisan cores and the dealignment of peripheral voters, the effect (of turnout on partisan success) has become generally small and unreliable—insignificant statistically and politically.”59 There is not universal support for the position that high turnout benefits Democrats and low turnout benefits Republicans. Research conducted by Wuffle and Collet points to a negative relationship between higher turnout and Democratic vote shares in Bill Clinton’s percentage of the vote in 1992, California Assembly districts, and 58 M.D. Martinez and J. Gill, “The Effects of Turnout on Partisan Outcomes in U.S. Presidential Elections 1960-2000,” Journal of Politics 67, no. 4 (2005): 1248-74. J. H. Nagel and J.E. McNulty, “Partisan Effects of Voter Turnout in Senatorial and Gubernatorial Elections,” American Political Science Review 90 (1996): 780-93. 59 22 Democratic advances in U.S. House elections.60 Another study based on presidential elections by Erickson suggests either nonexistent or quite small advantages for either party from typical variations in turnout.61 b. The impact of money on ballot measure outcomes. While the role that voter turnout levels play in ballot proposition outcomes has been given little attention, the influence of campaign spending in direct democracy electoral outcomes has been thoroughly examined. The broadest consensus exists around the notion that spending against ballot measures is effective while spending in support of them is not, although several studies question the strength of the relationship. Analyzing corporate spending on mandatory bottle deposit propositions and nuclear energy initiatives that appeared on the ballots in eleven states in 1976, Shockley surmised that lopsided opposition spending (with advantages ranging from 3:1 to 200:1 on the twelve ballot measures in the study) “clearly seems to have a powerful impact on public opinion.”62 Lowenstein reviewed 25 California ballot measures where spending was “one-sided”—which he defined as spending on either the “yes” or “no” side in excess of $250,000 and which was at least twice as high as spending on the opposite A. Wuffle and C. Collet, “Why Democrats Shouldn’t Vote,” Journal of Theoretical Politics 9 (1997): 137-40. 61 R.S. Erickson, “State Turnout and Presidential Voting—a Closer Look,” American Politics Quarterly 23 (1995): 387-96. 60 John S. Shockley, “Statement of John S. Shockley,” IRS Administration of Tax Laws Relating to Lobbying (Part I): Hearings Before a Subcommittee of the House Committee on Government Operations, 95th Cong., 1st Sess., 1978, 256-74. 62 23 side.63 Lowenstein found that one-sided negative spending was far more effective than one-sided affirmative spending, as one-sided negative spending campaigns prevailed 9 out of 10 times (meaning the measure was defeated) while one-sided affirmative spending prevailed only 7 out of 15 times (46 percent). Magleby analyzed spending on 51 California initiatives between 1951 and 1982 and reached the following results: 77 percent of the measures failed when “yes-no” spending was about the same, 52 percent of the measures failed where proponents outspent opponents by more than two-thirds, and 87 percent of the measure failed where opponents outspent proponents by more than twothirds.64 Based on these findings, Magleby concluded that “…groups…opposed to an initiative can virtually guarantee the defeat of an initiative if they significantly outspend the proponents.” Magleby’s conclusion matches those reached by Zisk, Lee, Shockley, and Cronin.65 Another body of research found that neither spending for or against a ballot proposition had much impact on direct legislation outcomes. Owens and Wade took Lowenstein’s definition of one-sided spending and applied it to a wider period, using various California initiatives from 1924 to 1984.66 Their results largely confirmed Daniel Lowenstein, “Campaign Spending and Ballot Propositions: Recent Experience, Public Choice and the First Amendment,” UCLA Law Review 29 (1982): 505-541. 64 David Magleby, Direct Legislation (Baltimore: Johns Hopkins University Press, 1984). 65 B.H. Zisk, Money, Media, and the Grass Roots: State Ballot Issues and the Electoral Process (Newbury Park, CA: Sage, 1987); E. Lee, “The American Experience,” in The Referendum Device, ed. Austin Ranney (Washington, D.C.: American Enterprise Institute for Public Policy Research, 1981); John S. Shockley, The Initiative Process in Colorado Politics: An Assessment (Boulder, CO: University of Colorado, Boulder Bureau of Governmental Research and Service, 1980); T.E. Cronin, Direct Democracy: The Politics of Initiative, Referendum and Recall (Cambridge, MA: Harvard University Press, 1989). 66 J.R. Owens and L.L. Wade, “Campaign Spending on California Ballot Propositions, 1924-1984: Trends and Voting Effects,” The Western Political Quarterly 39, no. 4 (1986): 675-689. 63 24 Lowenstein’s conclusion. Owens and Wade found that when negative spending enjoyed any spending advantage, but under a 2:1 advantage, the negative side was successful 89 percent of the time (17 out of 19 instances). As such, Owens and Wade’s research determined that when negative spending is in excess of affirmative spending by any (but not necessarily a 2:1 ratio) amount, it is very strongly associated with the defeat of a measure. However, when more sophisticated regression analysis was applied, Owens and Wade failed to find any statistically significant relationship between the winner’s and loser’s spending and the vote outcome. Even the one-sided negative spending hypothesis was not confirmed by a regression analysis of the data. The authors concluded that money had been overemphasized as a determinant of voting on direct legislation; i.e., money does not have as large of an influence on ballot measure electoral outcomes as conventional wisdom holds. Gerber analyzed the effects of contributions from “economic groups” (groups with high amounts of wealth but small memberships) and “citizen groups” (groups with low amounts of wealth but large memberships).67 In her regression analysis, she found that campaigning in favor of passage had no effect on initiative election outcomes, and sometimes even led to a reduction in the likelihood of passage. Gerber concluded that “the empirical evidence provides further basis for rejecting the allegation that economic interest groups buy policy outcomes through the direct legislation process.” 67 E.R. Gerber, The Populist Paradox: Interest Group Influence and the Promise of Direct Legislation (Princeton: Princeton University, 1999). 25 Bowler and Donovan used a cigarette tax initiative and several insurance reform measures that appeared on California’s ballot in 1988 to determine whether media expenditures for (against) a given proposition actually increased (decreased) support for the proposition.68 Looking at the amount of campaign money spent in particular media markets, Bowler and Donovan found that variation in media expenditures across markets had little impact on voters’ awareness of, or opinions on, the relevant ballot measures. They found that education levels and ideology had a larger impact on awareness of, and opinions on, ballot measures. A minority of academics have concluded that spending both for and against ballot propositions influences outcomes. Surveying local ballot measures in California between 1983 and 1988, Hadwiger found that, at least at the local level, greater campaign spending appeared to be strongly related to the likelihood of electoral success regardless of whether the spending was in favor of, or opposed to, the measure.69 On the “yes” side in particular, Hadwiger applied a regression analysis and found that for every one percent increase in the proportion of pro-ballot measure spending, there was a 0.15 percent increase in the proportion of pro-ballot measure votes. Broder also asserts that money is an important factor in the passage or defeat of ballot propositions.70 Stratmann measured the effects of money by examining campaign television advertisements instead of just 68 S. Bowler and T. Donovan, “Information and Opinion Change on Ballot Propositions,” Political Behavior 16, no. 4 (1994): 411-435. 69 David Hadwiger, “Money, Turnout, and Ballot Measure Success in California Cities,” Western Political Quarterly 45, no. 2 (1992): 539-547. 70 D.S. Broder, Democracy Derailed: Initiative Campaigns and the Power of Money (New York: Harcourt, 2000). 26 campaign spending generally.71 Stratmann produced results demonstrating that both supporting and opposing campaigning has a statistically significant impact on voting outcomes, and that negative spending was no more potent than affirmative spending. Stratmann actually found a slightly greater impact for affirmative spending. c. Impact of political elite/interest group endorsements on electoral outcomes. The impact of positions taken by political elites and interest groups on electoral outcomes has also been the subject of prior research. As stated by Sniderman and Hagen, “The average citizen, though he (or she) may know little about politics, knows who he likes, and still more important perhaps, who he dislikes. This can be a sufficient basis for figuring out a consistent policy stance.”72 Looking specifically at the impact of endorsements in ballot measure campaigns, Bowler and Donovan’s research suggests that elite endorsements can influence the voting decisions of more educated voters. However, Bowler and Donovan found that elite endorsements held less sway among independents and those with less education.73 Gregg, Magleby, and Lupia each demonstrated that voters often use endorsements as a source of information.74 However, similar to the T. Stratmann, “Is Spending More Potent for or Against a Proposition? Evidence from Ballot Measures,” American Journal of Political Science 50, no. 3 (2006): 788-801. 72 P.M. Sniderman and M.G. Hagen, Race and Inequality: A Study in American Values (Chatham, NJ: Chatham House, 1984). 73 Shaun Bowler and Todd Donovan, “Information and Opinion Change on Ballot Propositions,” Political Behavior 16, no. 4 (Dec. 1994): 411-435. 74 James E. Gregg, California Newspaper Editorial Endorsements: Influence on Ballot Measures (Davis, CA: University of California Institute of Governmental Affairs, 1970); David Magleby, Direct Legislation (Baltimore: Johns Hopkins University Press, 1984); Arthur Lupia, “Voter Information, Endorsements and Electoral Outcomes: Insurance Reform in California,” Unpublished manuscript, University of California, San Diego, 1991. 71 27 findings of Bowler and Donovan, Snyder found that using endorsements as a source of information requires a greater degree of political sophistication.75 In the context of local land use and development initiative campaigns, Gerber and Phillips demonstrated that interest group endorsements were highly explanative of voter choice.76 d. The impact of ballot measures on voter turnout. Other scholarship has reversed the chain of events and looked at whether the presence or absence of ballot measures can affect voter turnout. Hamilton found that elections in which only initiatives were on the ballot tended to have lower turnout than elections where candidate races were also in play (which suggests candidates, and not propositions, drive voter turnout).77 Similarly, Everson found that any marginal advantage in voter turnout in initiative states versus non-initiative states evaporates when one controls for the South—which historically has had lower turnout levels and contains few states that employ direct democracy.78 Building on Everson’s research, Magleby suggests that, on average, northern states with the initiative process had no greater turnout than northern states that lack the initiative between 1960 and 1980.79 Magleby also suggested that having too many initiatives on the ballot can depress voter turnout by leading to “ballot fatigue.” Abramowitz and Burden’s analyses of the anti-gay marriage James M. Snyder, “Constituency Preferences: California Ballot Propositions, 1974-90,” Legislative Studies Quarterly 21, no. 2 (November 1996): 463-488. 76 Elizabeth R. Gerber and Justin H. Phillips, “Development Ballot Measures, Interest Group Endorsements, and the Political Geography of Growth Preferences,” American Journal of Political Science 47, no. 4 (October 2003): 625-639. 77 H.D. Hamilton, “Direct Legislation: Some Implications of Open Housing Referenda,” American Political Science Review 64 (1970): 126-27. 78 D.H. Everson, “The Effects of Initiatives on Voter Turnout: A Comparative State Analysis,” The Western Political Quarterly 34, no. 3 (1981): 415-425. 79 David Magleby, Direct Legislation (Baltimore: Johns Hopkins University Press, 1984). 75 28 initiatives which appeared on the ballot in eleven states in 2004 suggest that those measures had no impact on turnout.80 Jackman also failed to find a relationship between the 2004 anti-gay marriage initiatives and voter turnout.81 On a related point, Matsusaka failed to find any connection between the closeness of initiative campaigns and voter turnout, and concluded that the two were unrelated.82 Smith took an intermediate view that certain types of initiatives can increase turnout in certain types of elections.83 Looking at all statewide ballot propositions between 1972 and 1996 that reached the ballot via citizen petition, Smith created a formula for measuring the “salience” of an initiative.84 Smith found that “salient” initiatives did in fact have a statistically significant impact on turnout in midterm elections, but not during presidential elections. This conforms to earlier research conducted by Matsusaka, which found that voter participation in direct legislation varies systematically with the issue involved.85 Matsusaka claimed that turnout was high when A. Abramowitz, “Terrorism, Gay Marriage, and Incumbency: Explaining the Republican Victory in the 2004 Presidential Election,” The Forum 2, no. 4 (2004): 1-11, http://www.bepress.com/forum/vol2/iss4/art3/ (accessed April 1, 2009); B. Burden, “An Alternative Account of the 2004 Presidential Election,” The Forum 2, no. 4 (2004):1-12, http://www.bepress.com/forum/vol2/iss4/art2 (accessed April 1, 2009). 81 S. Jackman, “Same-Sex Marriage Ballot Initiatives and Conservative Mobilization in the 2004 Election” (paper presented at the Institute for Research in the Social Sciences, Palo Alto, CA. 2004). 82 J.G. Matsusaka, “Election Closeness and Voter Turnout: Evidence from California Ballot Propositions,” Public Choice 76 (1993): 313-334. 83 M.A. Smith, “The Contingent Effect of Ballot Initiatives and Candidate Races on Turnout,” American Journal of Political Science 45, no. 3 (2001): 700-706. 84 Smith measured “salience” by quantifying the amount of front page coverage each initiative received in its state’s largest newspapers. 85 J.G. Matsusaka, “Economics of Direct Legislation,” The Quarterly Journal of Economics 107, no. 2 (1992): 541-571. 80 29 a ballot proposition involved a wealth transfer or a matter of opinion, but low when the measure had few distributional consequences. Looking at voter turnout in all 50 states between 1970 and 1996, Tolbert et al. found that states which frequently use the initiative process have higher turnout in both presidential and midterm elections, with some variation.86 Instead of just distinguishing between initiative and non-initiative states, Tolbert et al. further distinguished between states that have the initiative process and rarely use it and states that have the initiative process and use it frequently, and found that frequent usage of the initiative process increased turnout during both midterm and presidential elections, with midterm elections being more sensitive to the effect. Additionally, Tolbert et al. found no evidence to support Magleby’s assertion that an abundance of ballot measures can lead to “ballot fatigue” in presidential years; but did find evidence that an extremely high number of ballot propositions in midterm elections could depress turnout. In the generic analysis of states that have direct democracy versus those that do not, the authors found higher turnout levels in initiative states as opposed to non-initiative states. Tolbert and Smith analyzed whether states that use the initiative process have higher levels of turnout in both midterm and presidential elections as compared to states that do not utilize direct legislation.87 Tolbert and Smith found that each initiative 86 C.J. Tolbert, J.A. Grummel, and D.A. Smith, “The Effects of Ballot Initiatives on Voter Turnout in the American States,” American Politics Research 29, no. 6 (2001): 625-648. C.J. Tolbert and D.A. Smith, “The Educative Effects of Ballot Initiatives on Voter Turnout,” American Politics Research 33, no. 2 (2005): 283-309. 87 30 appearing on a state’s ballot increases turnout by 0.70 percent in presidential elections. In midterm elections, they found that each additional initiative on a state’s ballot raises turnout by 1.7 percent. Tolbert and Smith’s methodology differed somewhat from earlier studies in that they used a multivariate regression to control for other factors, focused on the number of initiatives present rather than on presence of the initiative process in general, and measured voter turnout among the voter eligible population (VEP) instead of voter age population (VAP) because VEP has the ability to render more refined results since it excludes noncitizens and felons. The results of studies regarding whether the presence or absence of ballot measures influences voter turnout are decidedly mixed. However, notwithstanding the research implying that ballot measures can influence voter turnout instead of turnout influencing ballot measure outcomes, certain patterns in voter turnout in California have been remarkably stable for decades irrespective of the number or type of initiatives on the ballot. First, California has never had an election cycle where turnout was higher in the primary election than in the general election. Stated another way, voter turnout in general elections has always been higher than in primary elections in California.88 Second, voter turnout in California is almost always higher in presidential, as opposed to gubernatorial, elections. Since Woodrow Wilson was first elected president, California has only had 88 California Secretary of State, “Historical Voter Registration and Voter Participation in Statewide Primary Elections—1910-2008,” http://www.sos.ca.gov/elections/ror/hist_stats_gen_prim/historical-voter-reg-primary-jun08.pdf (accessed October 7, 2009); California Secretary of State, “Historical Voter Registration and Participation in Statewide General Elections 1910-2009,” http://www.sos.ca.gov/elections/sov/historical-voter-reg/histvoter-reg-and-part-general-elections-1910-2009.pdf (accessed October 7, 2009). 31 one presidential election (1996) where voter turnout was under 70 percent. Alternatively, California has had 15 gubernatorial elections within the same timeframe where turnout was under 70 percent—and seven where turnout was under 60 percent.89 In the 2002 gubernatorial election, barely half of registered voters bothered to go to the polls.90 Third, special elections in California typically have very low voter turnout. Since 1912, California has held 13 special elections. Of the 12 for which data is available, half had voter turnout levels under 50 percent.91 Fourth, voter turnout levels have been declining for several years. The lowest level of turnout for a presidential election (1996, 65.5 percent), a gubernatorial election (2002, 50.6 percent), a presidential primary (1996, 41.8 percent), and a gubernatorial primary (2002, 34.6 percent) all occurred in the past 13 years.92 These patterns have held true regardless of the number or type of ballot propositions on the California ballot, if any. As such, it is likely that these broad voter turnout patterns are not dependent upon, or influenced by, ballot propositions or the initiative process. Therefore, it can be stated with a substantial degree of confidence that, at least for these four voter turnout patterns (which cover most situations), ballot California Secretary of State, “Historical Voter Registration and Participation in Statewide General Elections 1910-2009,” http://www.sos.ca.gov/elections/sov/historical-voter-reg/hist-voter-reg-andpart-general-elections-1910-2009.pdf (accessed October 7, 2009). 90 Ibid. 91 Ibid. 92 California Secretary of State, “Historical Voter Registration and Voter Participation in Statewide Primary Elections—1910-2008,” http://www.sos.ca.gov/elections/ror/hist_stats_gen_prim/historical-voter-reg-primary-jun08.pdf (accessed October 7, 2009); California Secretary of State, “Historical Voter Registration and Participation in Statewide General Elections 1910-2009,” http://www.sos.ca.gov/elections/sov/historical-voter-reg/histvoter-reg-and-part-general-elections-1910-2009.pdf (accessed October 7, 2009). 89 32 propositions do not influence voter turnout in California. The same likely holds true in many other states as well. 33 Chapter 4 THEORY The theory behind the notion that voter turnout levels impact the chances of success of ideologically-oriented ballot propositions is based on three widely-held assumptions about the differing voting patterns of conservative and liberal voters. The first assumption is that voters will make their decisions on ballot propositions in large part based on their ideological predispositions. (See Smith and Tolbert, supra, who found a positive relationship between party affiliation [which is often associated with ideology93] and voting decisions on initiatives.) For example, conservative voters are assumed to be more likely to favor conservative measures and oppose liberal ones. Oppositely, liberal voters are assumed to be more likely to favor liberal propositions and oppose conservative ones. The second assumption is that there are more liberal voters than conservative voters in California, so that liberal voters would have greater influence if both groups turned out and voted at the same rate.94 However, the third assumption is that liberal and conservative voters do not always turn out at the polls and vote in equal percentages. (See Campbell et al. and Wolfinger and Rosenstone, supra, finding that individuals with Elizabeth C. Corey and James C. Garand, “Are Government Employees More Likely to Vote?: An Analysis of Turnout in the 1996 U.S. National Election,” Public Choice 111, no. 3/4 (June 2002): 259283. Corey and Garand note that partisanship is closely linked with ideological identification, since strong Democrats or Republicans are often strong liberals or conservatives. 94 California Secretary of State, “May 4, 2009 Report of Registration,” http://www.sos.ca.gov/elections/ror/ror-pages/15day-stwdsp-09/ror-050409.htm (accessed October 31, 2009). According to the California Secretary of State’s office, there are more registered Democrats than registered Republicans in California. As of May 4, 2009, the Secretary of State reported that 44.6 percent of California voters were registered Democrats, while 31.1 percent were registered Republicans. 93 34 higher income, education, and occupational status are more likely to vote.) Rather, conservative voters—who have historically been more affluent and better educated—are thought to be higher propensity voters who are therefore more likely to turn out and vote in low turnout/low information elections. (See Verba and Nie, supra, concluding that Republicans tend to have higher socioeconomic status.) As such, the conservative vote is more likely to be magnified in low turnout elections because conservative voters will be overrepresented in those types of elections, based on their greater willingness to go to the polls. On the other hand, liberal voters are assumed to be lower propensity voters who consequently are less likely to vote in low turnout/low information elections, but turn out and vote in high turnout/high information elections with greater frequency. (See Radcliff and Martinez and Gill, supra, noting that higher turnout in presidential elections tends to benefit Democrats.) Therefore, by voting more often in high turnout/high information elections, liberal voters—who make up a larger proportion of the overall California electorate—will be more accurately represented in those types of elections. Closing the loop, since voters are assumed to vote based on their ideological predispositions—and since conservative voters are thought to be overrepresented in low turnout/low information elections (but not in high turnout/high information ones)—conservative ballot measures are believed to have a better chance of success in low turnout elections and liberal initiatives are believed to have a better chance of success in high turnout elections. 35 Stated shortly, the theory underpinning the notion that voter turnout levels impact the chances of success of ideologically-oriented ballot propositions is that voters vote based on their ideological predispositions; liberal voters outnumber conservative voters in California; conservative voters are overrepresented in low turnout, but not in high turnout, elections; so conservative measures will enjoy greater success in low turnout elections while liberal initiatives will enjoy greater success in high turnout elections. 36 Chapter 5 HYPOTHESES Two hypotheses are necessary in order to test the theory that conservative ballot measures will enjoy greater success in low turnout elections and liberal ballot measures will enjoy greater success in high turnout elections. Logically, they are opposite sides of the same coin, but both must be evaluated because they could produce different results:95 a. Hypothesis #1 – As voter turnout increases, the “yes” vote percentage for liberal ballot propositions will increase. b. Hypothesis #2 – As voter turnout increases, the “yes” vote percentage for conservative ballot propositions will decrease. These hypotheses anticipate that increases in voter turnout are positively correlated to the vote share for liberal ballot measures and negatively correlated to the vote share for conservative ballot measures. The basis for this position is that higher propensity conservative voters, while making up a smaller portion of registered voters, will be overrepresented in low turnout elections. Oppositely, lower propensity liberal voters, who make up a larger portion of registered voters, will be more accurately represented in high turnout elections. 95 Just because liberal measures benefit from high turnout does not necessarily imply that conservative measures will benefit from low turnout, and vice versa. For example, the fact that a measure expanding the use of capital punishment benefitted from low turnout does not guarantee that a measure restricting the use of capital punishment would benefit from high turnout. 37 Chapter 6 DEFINITIONS Before any link between voter turnout and ideologically-oriented ballot measure outcomes can be evaluated, precisely what constitutes a “liberal” or “conservative” ballot measures must be clarified. Many, if not most, propositions that have appeared on California’s ballot have dealt with mundane matters that are unlikely to be viewed as pushing an ideological agenda. For example, propositions dealing with governmental structures (i.e., authorizing cities and counties to consolidate into a combined city and county government96 or treating irrigation district bonds the same as other municipal bonds97) are more often than not non-ideological. Similarly, propositions covering other run-of-the-mill issues (i.e., providing for daylight savings time98 or authorizing the Legislature to indemnify ranchers whose livestock must be destroyed in order to prevent the spread of infectious diseases99) are unlikely to strike an ideological chord. Only ballot propositions with a distinct liberal or conservative ideological orientation are relevant to the purpose at hand. a. Defining “liberal” and “conservative.” To some degree, creating workable definitions for terms as controversial as “liberal” and “conservative” is inherently arbitrary and subjective given that they can mean very different things to different people, their meanings are constantly evolving in 96 Proposition 6 (1912). Proposition 1 (1912). 98 Proposition 7 (1930). 99 Proposition 13 (1930). 97 38 the public consciousness, and an extensive search failed to identify any universally accepted definition for either term. In constructing the definitions used in this study, three principles were relied upon as a way of ensuring as much objectivity as possible without resulting in overly technical definitions. The first was to avoid using the Democratic and Republican Party platforms as proxies for liberalism and conservatism. The second was to cite one objective third-party source. The third was to look at the agendas and principles of prominent conservative and liberal organizations that broadly represent their respective sides of the ideological divide. Reliance on political parties as proxies was rejected because, although the Democrats are currently viewed as the liberal party and the Republicans are associated with conservatism, neither party has a purely liberal or conservative platform. Furthermore, the parties’ positions on the ideological spectrum have changed over time.100 The dictionary definitions of “liberal,” “liberalism,” “conservative,” and “conservatism” were used as objective third-party sources. Finally, the platforms of the American Civil Liberties Union and the American Conservative Union were analyzed for insight into the specific issues championed by liberals and conservatives. The Random House Dictionary defines “liberal” and “liberalism” as follows: liberal. 1. favorable to progress or reform, and in political or religious affairs. 2. (often cap.) noting or pertaining to a political party advocating measures of progressive political reform. 3. of, pertaining to, based on, or 100 Bruce Frohnen, Jeremy Beer, and Jeffrey Nelson, eds., American Conservatism: An Encyclopedia (Wilmington, DE: ISI Books, 2006), 731, 732. Frohnen et al. note that, although today the Republican Party is the conservative party, it was founded as a progressive alternative to the more conservative Democratic Party, and that the Republican Party did not become the dominant conservative party under after World War I with the election of Warren G. Harding. 39 advocating liberalism. 4. favorable to or in accord with concepts of maximum individual freedom possible, esp. as guaranteed by law and secured by governmental protection of civil liberties. 5. favoring or permitting freedom of action, esp. with respect to matters of personal belief or expression: a liberal policy toward dissident artists and writers. 6. of or pertaining to representational forms of government rather than aristocracies or monarchies. 7. free from prejudice or bigotry; tolerant: a liberal attitude toward foreigners. 8. open-minded or tolerant, esp. free of or not bound by traditional or conventional ideas, values, etc. 9. characterized by generosity and willingness to give large amounts: a liberal donor. 10. given freely or abundantly; generous: a liberal donation. 11. not strict or rigorous; free; not literal: a liberal interpretation of a rule. 12. of, pertaining to, or based on the liberal arts. 13. of, pertaining to, or befitting a freeman. 14. a person of liberal principles or views, esp. in politics or religion. 15. a member of a liberal party in politics, esp. the Liberal Party in Great Britain.101 (Underscoring added.) liberalism. 1. the quality or state of being liberal, as in behavior or attitude. 2. a political or social philosophy advocating freedom of the individual, parliamentary systems of government, nonviolent modification of political, social, or economic institutions to assure unrestricted development in all spheres of human endeavor, and governmental guarantees of individual rights and civil liberties. 3. (sometimes cap.) the principles and practices of a liberal party in politics. 4. a movement in modern Protestantism that emphasizes freedom from tradition and authority, the adjustment of religious beliefs to scientific conceptions, and the development of spiritual capacities.102 (Underscoring added.) The definitions of “liberal” and “liberalism” in Merriam-Webster’s Dictionary state: liberal. 1 a: of, relating to, or based on the liberal arts <liberal education> b archaic: of or befitting a man of free birth. 2 a: marked by generosity: openhanded <a liberal giver> b: given or provided in a generous and openhanded way <a liberal meal> c: ample, full. 3 obsolete: lacking moral restraint: licentious. 4: not literal or strict: loose <a liberal translation>. 5: broad-minded; especially: not bound by authoritarianism, orthodoxy, or traditional forms. 6 a: of, favoring, or based upon the 101 102 The Random House Dictionary of the English Language, 2nd ed. unabridged, s.v. “Liberal.” The Random House Dictionary of the English Language, 2nd ed. unabridged, s.v. “Liberalism.” 40 principles of liberalism b capitalized: of or constituting a political party advocating or associated with the principles of political liberalism; especially: of or constituting a political party in the United Kingdom associated with ideals of individual especially economic freedom, greater individual participation in government, and constitutional, political, and administrative reforms designed to secure these objectives.103 (Underscoring added.) liberalism. 1: the quality or state of being liberal. 2 a often capitalized: a movement in modern Protestantism emphasizing intellectual liberty and the spiritual and ethical content of Christianity b: a theory in economics emphasizing individual freedom from restraint and usually based on free competition, the self-regulating market, and the gold standard c: a political philosophy based on belief in progress, the essential goodness of the human race, and the autonomy of the individual and standing for the protection of political and civil liberties; specifically: such a philosophy that considers government as a crucial instrument for amelioration of social inequities (as those involving race, gender, or class) d capitalized: the principles and policies of a Liberal party.104 (Underscoring added.) On the other hand, the Random House Dictionary defines “conservative” and “conservatism” as: conservative. 1. disposed to preserve existing conditions, institutions, etc., or to restore traditional ones, and to limit change. 2. cautiously moderate or purposely low: a conservative estimate. 3. traditional in style or manner; avoiding novelty or showiness: a conservative suit. 4. (often cap.) of or pertaining to the Conservative party. 5. (cap.) of, or pertaining to, or characteristic of Conservative Jews or Conservative Judaism. 6. having the power or tendency to conserve; preservative. 7. Math. (of a vector or vector function) having curl equal to zero; irrotational; lamellar. 8. a person who is conservative in principles, actions, and habits, etc. 9. a supporter of conservative political policies. 10. (cap.) a member of a Meriam-Webster Online Dictionary, s.v. “Liberal,” http://www.merriamwebster.com/dictionary/liberal (accessed July 29, 2009). 104 Meriam-Webster Online Dictionary, s.v. “Liberalism,” http://www.merriamwebster.com/dictionary/liberalism (accessed July 29, 2009). 103 41 conservative political party, esp. the Conservative party in Great Britain. 11. a preservative.105 (Underscoring added.) conservatism. 1. The disposition to preserve or restore what is established and traditional and to limit change. 2. The principles and practices of political conservatives.106 (Underscoring added.) Merriam-Webster’s Dictionary defines “conservative” and “conservatism” in the following manner: conservative. 1: preservative. 2 a: of or relating to a philosophy of conservatism b: capitalized: of or constituting a political party professing the principles of conservatism: as (1): of or constituting a party of the United Kingdom advocating support of established institutions (2): progressive conservative. 3 a: tending or disposed to maintain existing views, conditions, or institutions: traditional b: marked by moderation or caution <a conservative estimate> c: marked by or relating to traditional norms of taste, elegance, style, or manners. 4: of, relating to, or practicing Conservative Judaism.107 (Underscoring added.) conservatism. 1 capitalized a: the principles and policies of a Conservative party b: the Conservative party. 2 a: disposition in politics to preserve what is established b: a political philosophy based on tradition and social stability, stressing established institutions, and preferring gradual development to abrupt change; specifically: such a philosophy calling for lower taxes, limited government regulation of business and investing, a strong national defense, and individual financial responsibility for personal needs (as retirement income or health-care coverage). 3: the tendency to prefer an existing or traditional situation to change.108 (Underscoring added.) 105 The Random House Dictionary of the English Language, 2nd ed. unabridged, s.v. “Conservative.” 106 The Random House Dictionary of the English Language, 2nd ed. unabridged, s.v. “Conservatism.” 107 Meriam-Webster Online Dictionary, s.v. “Conservative,” http://www.merriamwebster.com/dictionary/conservative (accessed July 29, 2009). 108 Meriam-Webster Online Dictionary, s.v. “Conservatism,” http://www.merriamwebster.com/dictionary/conservatism (accessed July 29, 2009). 42 The dictionary definitions indicate that “liberal” embodies promoting individual freedom from restraint, protecting civil liberties, tolerance, challenging traditional or conventional ideas, not rigorous or strict, flexible moral norms, nonviolent political change, governmental protections of rights, freedom from tradition and authority, prioritization of science over religious beliefs, a belief in progress and the inherent goodness of humanity, and the use of government as a central instrument in social change or improvement. Alternatively, the dictionary definitions indicate that “conservative” is predisposed to preserve or restore traditional institutions and norms, limit change, advocate for existing views and conditions, prefer stability and gradual development over abrupt change, act with moderation or caution, and to support lower taxes, limited government regulation, and individual responsibility. Founded in 1920, the American Civil Liberties Union (ACLU) brands itself as “our nation's guardian of liberty” whose mission is to “preserve…individual rights and liberties.”109 The Washington Post has characterized the ACLU as one of “the nation's best-known liberal nonprofit groups.”110 Given the ACLU’s position as a leading liberal activist group, the causes it champions should be influential in conveying the essence of “liberal.” 109 American Civil Liberties Union, “About the ACLU,” http://www.aclu.org/about-aclu-0 (accessed August 4, 2009). 110 Garance Franke-Ruta, “Layoffs Hit NARAL, ACLU,” 44 The Obama Presidency Blog, Washington Post, entry posted January 28, 2009, http://voices.washingtonpost.com/44/2009/01/28/layoffs_hit_naral_aclu.html (accessed November 6, 2009). 43 Among the issues and positions advocated by the ACLU are: opposition to capital punishment, prisoner’s rights, union rights, immigrant rights, drug law reform, opposition to HIV/AIDS discrimination, LGBT rights, religious tolerance, pro-evolution/anticreationism, opposition to loyalty oaths and persecution of communists, racial justice, pro-choice, disability rights, pro-welfare, and pro-affirmative action.111 The American Conservative Union (ACU) resides at the opposite end of the ideological spectrum. Founded in 1964, the ACU touts itself as “the nation's oldest and largest grassroots conservative lobbying organization” whose purpose is to “communicate and advance the goals and principles of conservatism.”112 The Washington Post has called the ACU’s annual Conservative Political Action Conference the “preeminent yearly gathering of conservative activists.”113 Given ACU’s status in the conservative political movement, the policies and positions it advances should similarly play a large role in articulating the meaning of “conservative.” The ACU’s Statement of Principles indicates that its core issues are centered on, but not necessarily limited to, the following beliefs and goals: limiting the power of government, liberties remain secure only if government is so limited that it cannot infringe upon them, capitalism is the only economic system compatible with political liberty, government competition with capitalism jeopardizes freedom and liberty, preservation of liberty, administration of 111 American Civil Liberties Union, “Guardians of Freedom,” http://www.aclu.org/files/pdfs/guardiansoffreedom.pdf (accessed August 6, 2009); American Civil Liberties Union, “Key Issues,” http://www.aclu.org/key-issues (accessed August 6, 2009). 112 American Conservative Union, “About ACU,” http://www.conservative.org/about/default.asp (accessed August 6, 2009). 113 Kevin Merida, “Empty, Open Arms,” Washington Post, Febuary 28, 2008. 44 justice, accumulation of government power tends to diminish order and liberty, the market economy is the single economic system compatible with personal freedom, government interference in the market economy reduces the nation’s moral and physical strength, government diminishes individual integrity and moral authority when it takes from one man to bestow on another, international communism threatens liberty.114 Based on these sources, “liberal” ballot measures were defined as measures that increase taxes; increase economic, environmental, or business regulation; increase government participation in the economy; expand individual or corporate liability; increase ongoing government spending levels; increase social welfare protections; increase the number of public employees or public employee benefits; increase the terms, benefits, and/or powers of politicians; reduce criminal penalties; or decriminalize or legalize additional behavior. Moreover, measures that attempt to advance “progressive values” were also tallied in the liberal column. For example, propositions that are prosame-sex marriage, pro-immigration, pro-animal rights, anti-private property rights, antiSecond Amendment, or pro-choice were counted as liberal measures. Conversely, “conservative” ballot measures were defined as measures that lower taxes; reduce economic, environmental, or business regulation; reduce government participation in the economy; limit individual or corporate liability; decrease ongoing government spending levels; decrease the number or benefits of public employees; limit the terms, benefits, and/or powers of politicians; reduce or eliminate government American Conservative Union, “Statement of Principles,” http://www.conservative.org/about/principles.html (accessed August 6, 2009). 114 45 programs, bureaucracies, or agencies; increase criminal penalties; or criminalize additional behavior for the sake of punishment (as opposed to regulation). Additionally, measures that seek to maintain the status quo or preserve “traditional values” were also included under the conservative umbrella. As such, propositions that are pro-Second Amendment, pro-life, anti-gay marriage, pro-religion, anti-illegal immigration, anti-vice, or pro-private property rights were classified as conservative. Certain caveats to these definitions require further explanation. First, each and every bond measure was not put in the liberal camp just because such measures increase government spending obligations. This was necessary because many types of bonds are supported by conservatives (i.e., infrastructure and water resource development bonds). Bond measures were only included in the matrix if they supported an ideological cause.115 Second, each and every tax exemption ballot measure was not included in the conservative camp simply because they reduced someone’s tax burden. This was necessary because while some tax exemptions support more conservative causes (i.e., exemptions for churches), others support more liberal ones (i.e., colleges and nonprofit charities). Furthermore, many, if not most, tax exemptions were dedicated to charitable purposes. Again, only tax exemption measures that advanced an ideological cause were included.116 Third, ballot measures that sought to regulate vice or morality were classified as conservative despite the fact that they could also arguably be classified as 115 Proposition 71 (2004), which included a $3 billon bond to fund stem cell research, is an example of an ideologically-oriented (liberal) bond measure. 116 Proposition 9 (1980), which attempted to exempt business inventory from taxation, is an example of an ideologically-oriented (conservative) tax exemption measure. 46 liberal since they regulate certain economic activities. When the initiative’s primary purpose appears to be protection of moral values or the control of vice, it seeks to advance a conservative agenda notwithstanding incidental economic regulation. Fourth, when a proposition seeks to criminalize certain behavior for the sake of punishment (i.e., increasing penalties for murdering a peace officer117), it was classified as conservative. Oppositely, when a measure uses criminal sanctions to impose an economic regulation (i.e., making it a misdemeanor to require any employee to work more than 8 hours in one day or 48 hours in one week118), it was classified as a liberal measure. Fifth, all propositions that regulate professions (i.e., chiropractors, doctors, lawyers) were not invariably included in the liberal category simply because they regulate certain types of business activities. This was necessary because many of these types of regulations are sought by the professions themselves in order to limit competition or to ensure public confidence by creating state-enforced standards. Last, measures pertaining to Indian gaming were excluded because they cannot be cleanly placed on either side of the ideological divide. On the one hand, they promote vice by expanding gambling. On the other, they are one of the biggest business interests in the state. However, it is an ethnicity-based monopolistic business that is not in compliance with the conservative view of the free market. 117 118 Proposition 67 (1988). Proposition 3 (1914). 47 b. “Liberal” and “conservative” sub-categories. In addition to analyzing the effect of voter turnout on liberal and conservative ballot measure outcomes in general, an additional objective of the study was to query whether certain types of ideological ballot measures are more sensitive than others to variations in voter turnout. To do so, two sub-categories of liberal and conservative propositions were created: economic/governmental and moral/social. As the name implies, economic/governmental issues are ones that relate to economic activities or the size, role, and power of government or government officials, but do not have an overtly moral or social connotation. In contrast, moral/social issues are ones that prioritize moral values or social norms (i.e., “it’s the right thing to do”) over purely economic or governmental considerations. For instance, economic/governmental liberal ballot measures include measures that regulate workplace conditions or the free market; increase taxes or fees; provide perks to politicians, public employees, or union members; expand government programs, spending, or bureaucracies; and the like. Moral/social liberal ballot measures include measures that limit or roll back punitive criminal sanctions; protect the environment; expand access to, or the availability of, vice activities; restrict Second Amendment or individual property rights; advance the rights of animals, homosexuals, immigrants, minorities; or otherwise promote “progressive values.”119 119 Two points of clarification are needed for the distinction between economic/governmental and moral/social liberal propositions. First, measures that regulate economic activity as a way of protecting the environment were classified as moral/social if the primary purpose appeared to be an environmental and not an economic benefit. A good example is Proposition 11 (1982 general election), which sought to 48 Examples of economic/governmental conservative ballot measures include measures that promote laissez-faire capitalism; reduce taxes, fees, or other regulations that impede economic development; limit perks provided to politicians, public employees, or union members; restrict government programs and spending; shrink bureaucracies; and so on. Moral/social conservative ballot measures cover topics such as protecting individual property rights, opposing same-sex marriage and abortion, increasing criminal penalties (and in particular increasing penalties for violent crimes), expanding Second Amendment rights, restricting the availability of vice, promoting religion, and similar measures that advance “traditional values.” impose a five cent redemption value on certain types of beverage containers. Proposition 11 did impose a new fee on beverage containers, but the purpose behind the fee was to reduce littering and increase recycling so as to better protect the environment. Second, measures seeking to provide benefits to the unemployed or the elderly were classified as economic/governmental while measures seeking to provide benefits to children or the disabled were classified as moral/social. Providing money to the unemployed or the elderly can be seen as an attempt to stimulate economic activity. However, providing benefits to children or the disabled can more easily be justified as being an ethical or moral imperative to take care of those who are unable to take care of themselves. 49 Chapter 7 DATA In order to comprehensively analyze the relationship between voter turnout and the level of support for both conservative and liberal ballot measures, every statewide proposition that appeared on the ballot in California between 1912 and 2009 was evaluated.120 California adopted the direct initiative in 1911, with it first being available for use in 1912.121 Prior to that, only the Legislature could place a measure on the ballot for consideration. Today, propositions can be placed on the ballot by both the people and the Legislature.122 The University of California, Hastings School of Law’s California Ballot Measures Database contains a complete electronic record of every California ballot measure between 1911 and 2009, including the votes cast for and against each measure up through 2004.123 The UC-Hastings California Ballot Measures Database was used as the data source to analyze every California ballot measure between 1912 and 120 Ballot measures from the 1915 Special Election had to be excluded. The California Secretary of State’s Office has no record of the voter turnout statistics from that election. Therefore, the independent variable (voter turnout) is not available for the 1915 propositions. If voter turnout data for 1915 had been available, three 1915 ballot measures would have been included in the study: #3 (liberal) would have increased the terms of office for superior court judges to 12 years; #7 (conservative) provided that citizen initiatives seeking to increase bond debt had to be passed by a two-thirds, instead of majority, vote of the electorate; and #8 (liberal) would have authorized the state and local governments to condemn property beyond that which was actually needed for a proposed public improvement. All three measures failed. 121 California Secretary of State, “A History of California Initiatives,” http://www.sos.ca.gov/elections/init_history.pdf (accessed September 1, 2009). 122 The people can place statutes, constitutional amendments (but not revisions), bond measures, and referenda on the ballot. (California Constitution, Article II §§ 8 and 9.) The Legislature cannot place statutes or referenda on the ballot. The Legislature can place constitutional revisions and amendments, bond measures, and proposed amendments to direct initiatives on the ballot. (California Constitution, Article XVIII § 1; Article XVI §1; and Article II § 10.) 123 University of California, Hastings College of Law, “California Ballot Measures Database,” UC Hastings School of Law Library, http://library.uchastings.edu/library/california-research/ca-ballotmeasures.html#ballotinits (accessed December 2008 - April 2009). 50 2009. Recent vote totals on ballot measures occurring after 2004 were obtained from the California Secretary of State’s website.124 Instead of analyzing each measure in its entirety, ballot measures were classified as “liberal” or “conservative” based on the main points in the Attorney General’s title and summary for each ballot proposition. Since this study is only concerned with a ballot measure’s ideological orientation, a full understanding of its policy implications is unnecessary and potentially counterproductive, as the ideological thrust could get lost in the policy minutiae. Additionally, Bowler and Donovan found that voters rely on the ballot pamphlet (in which the title and summary is the first piece of information provided for each measure) more than any other source, including newspapers, television, and friends and neighbors, when making decisions.125 Since voters use the ballot pamphlet more than any other piece of information when making voting decisions, ideological cues in the title and summary should be influential in shaping public perceptions of a given ballot measure. The title and summary is also a reasonably reliable description of a ballot measure since the Attorney General is required by law to include the “chief purpose and points” of the measure and give a “true and impartial statement” of its purpose in the title and summary.126 Therefore, the main aspects of each measure should be discernible from 124 California Secretary of State, “Statewide Election Results,” http://www.sos.ca.gov/elections/elections_elections.htm (accessed December 2008 - June 2009). 125 Shaun Bowler and Todd Donovan, “Information and Opinion Change on Ballot Propositions,” Political Behavior 16, no. 4 (Dec. 1994): 411-435. 126 California Elections Code, sections 9003 and 9051. 51 the title and summary.127 Moreover, all three types of ballot propositions—direct citizen initiatives, measures submitted by the Legislature, and referenda—were included in the study. How the measure got on the ballot, and whether it is a statutory or constitutional measure, is not particularly meaningful for this type of study. Rather, the ideological orientation of the proposition, if any, is the primary focus. This is consistent with the theory supporting the notion that turnout impacts ballot measure success, which makes no distinction between the methods of getting the measure on the ballot.128 After reviewing the title and summary for each and every California ballot proposition since 1912 using the definitions constructed in Chapter 6, a total of 237 liberal ballot measures and 173 conservative ballot measures were identified, for a combined result of 410 entries. The 237 liberal ballot measures, along with the votes cast for and against each measure and other pertinent information acquired from the UCHastings Database and the California Secretary of State’s website, are listed in Appendix A. The 173 conservative measures, along with the votes cast for and against each 127 California Elections Code, section 9051. The Legislature cannot write the titles and summaries for direct citizen initiatives or referenda. The titles and summaries for those types of measures must be written by the Attorney General. In a minority of circumstances, the Legislature has written its own titles and summaries for measures that it places on the ballot instead of letting the Attorney General write them, as is the norm. While the Legislature is not required to be as impartial as the Attorney General in writing titles and summaries, legislative titles and summaries are still held to a ‘false and misleading’ standard by the courts. (California Elections Code, section 9092.) Second, legislative measures require a two-thirds vote to be placed on the ballot. As such, it is somewhat less likely that a measure with a severely biased legislatively drafted title and summary would be able to actually make it on to the ballot. Third, normal practice has been for the Legislature to let the Attorney General write the titles and summaries for the measures it places on the ballot. 128 Procedural differences between various types of ballot initiatives are fairly insignificant when objective content-based definitions are applied, as was done in this study. Procedural traits (i.e., “how you got on the ballot”) is largely irrelevant when analyzing objective content traits (i.e., “what you are on the ballot”). Studies that prioritize procedural characteristics over content characteristics would likely reach a different conclusion. 52 measure and other pertinent information acquired from the UC-Hastings Database and the California Secretary of State’s website, are listed in Appendix B. Broken down by sub-category, the results totaled: 145 liberal economic/governmental measures; 92 liberal moral/social measures; 104 conservative economic/governmental measures; and 69 conservative moral/social measures. The economic/governmental and moral/social breakdowns for both liberal measures and conservative measures can each be found in Appendix C through Appendix F. These liberal and conservative ballot measures served as the dependent variable(s) in the study. The independent variable(s) in the study were the voter turnout levels for each election in which one or more of the 410 ideologically-oriented ballot measures appeared. The California Secretary of State maintains historical statewide voter participation statistics for nearly all California elections dating back to 1910.129 These voter participation statistics can be found in Appendix G. 129 California Secretary of State, “Historical Voter Registration and Voter Participation in Statewide Primary Elections—1910-2008,” http://www.sos.ca.gov/elections/ror/hist_stats_gen_prim/historical-voter-reg-primary-jun08.pdf (accessed October 7, 2009); California Secretary of State, “Historical Voter Registration and Participation in Statewide General Elections 1910-2009,” http://www.sos.ca.gov/elections/sov/historical-voter-reg/histvoter-reg-and-part-general-elections-1910-2009.pdf (accessed October 7, 2009). 53 Chapter 8 ANALYSIS OF THE DATA Overall, the purpose of this analysis is to determine whether there is a statistically significant relationship between voter turnout levels and ideological ballot measure outcomes in California between 1912 and 2009. More specifically, the purpose is to test the hypotheses that there is (1) a positive correlation between the level of voter and the “yes” vote share on liberal ballot measures; and (2) a negative correlation between the level of voter turnout and the “yes” vote share on conservative ballot measures. Additionally, in order to search for more subtle relationships, the data was further broken down over time and by subject. Correlation analysis was conducted to determine if statistically significant associations exist between the independent (voter turnout) and dependent (“yes” vote percentage) variables. The first step was to look for correlations across the entire data set from 19122009 for both liberal and conservative measures. However, in recognition of the fact that California has gone through extensive demographic, economic, political, and cultural transformations over the past century, the data was further broken down and analyzed in roughly thirty year increments in order to identify changes over time in the relationship between the variables, if any. The periods chosen were 1912-1944, 1946-1978, and 1979-2009. These time periods were selected because they are roughly equal in length and each approximates an era between certain watershed moments in California history. The 1912-1944 period covers California history from the birth of direct democracy in the state through the Second World War. The 1946-1978 timeframe covers the postwar 54 period through the passage of Proposition 13 (1978), which ushered in the modern era of initiative politics in California.130 The 1979-2009 period represents California’s modern, post-Proposition 13 (1978) political environment. Third, as explained in Chapter 7, the liberal and conservative categories were each split into two sub-categories (economic/governmental and moral/social) in order to scrutinize the relationship between voter turnout levels and specific types of liberal and conservative ballot measures. a. Descriptive statistics of samples. The first hypothesis in this study is that there is a positive correlation between the level of voter turnout (independent variable) and the “yes” vote percentage on liberal ballot measures (dependent variable). Table 1 presents the descriptive statistics for these variables for the 1912-2009 period. With a total of 237 samples, the range for the level of voter turnout was from 17.5 percent to 88.4 percent, with a mean of 68.41 percent. The range for the liberal measure “yes” vote percentage was from 15.0 percent to 82.5 percent, with a mean of 46.32 percent. John Fund, “Proposition 13: A Watershed Moment Bridging FDR and Reagan,” The California Journal of Politics and Policy 1, no. 1 (2009): 1-5, http://www.bepress.com/cjpp/vol1/iss1/15/ (accessed November 27, 2009). Fund notes that Proposition 13 “had a profound impact nationally” and “set off a nationwide tax revolt.” 130 55 Table 1 Descriptive Statistics for Level of Voter Turnout and “Yes” Vote Percentage on Liberal Ballot Measures N Minimum Maximum Mean Std. Deviation 237 17.50 88.40 68.4097 13.50701 "Yes" Vote % on Liberal 237 15.00 82.50 46.3160 14.28935 Voter Turnout % Measures Valid N (listwise) 237 On the other hand, the second hypothesis predicted a negative correlation between the level of voter turnout (independent variable) and the “yes” vote percentage on conservative ballot measures (dependent variable) across the same 1912-2009 timeframe. Table 2 presents the descriptive statistics of the variables used in the analysis of conservative ballot measures. With a total of 173 samples, the level of voter turnout had a range of 28.2 percent to 88.4 percent, with a mean of 65.87 percent. The range for the conservative measure “yes” vote percentage was from 15.1 percent to 87.7 percent, with a mean of 53.16 percent. Table 2 Descriptive Statistics for Level of Voter Turnout and “Yes” Vote Percentage on Conservative Ballot Measures N Minimum Maximum Mean Std. Deviation Voter Turnout % 173 28.20 88.40 65.8723 14.55856 "Yes" Vote % on 173 15.10 87.70 53.1555 16.45558 Conservative Measures Valid N (listwise) 173 b. Liberal ballot measures, 1912-2009. On the liberal side, Table 3 presents the correlation matrix for the entire data set of voter turnout levels and “yes” vote percentages in favor of the liberal propositions. It 56 could be observed that the Pearson Correlation is positive (0.025), which means that increases in turnout and liberal “yes” vote shares have a positive relationship. However, the relationship is not statistically significant, as evidenced in the two-tailed significance level of 0.705. Table 3 Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Liberal Ballot Measures "Yes" Vote % on Voter Turnout % Pearson Correlation Voter Turnout % Liberal Measures 1 .025 Sig. (2-tailed) .705 N 237 237 "Yes" Vote % on Liberal Pearson Correlation .025 1 Measures Sig. (2-tailed) .705 N 237 237 ** Correlation is significant at 0.01 level (2-tailed). c. Conservative ballot measures, 1912-2009. On the conservative side, Table 4 presents the correlation matrix for the entire data set of voter turnout levels and “yes” vote percentages in favor of the conservative propositions. It could be observed that the Pearson Correlation is -0.236, which has a significance value of 0.002. This implies a statistically significant negative correlation between the independent and dependent variables. Stated plainly, this means that as the observed level of voter turnout increases, the percentage of “yes” votes cast in favor of conservative ballot measures decreases. 57 Table 4 Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Conservative Ballot Measures "Yes" Vote % on Voter Turnout % Pearson Correlation Voter Turnout % Conservative Measures 1 -.236** Sig. (2-tailed) .002 N 173 173 "Yes" Vote % on Conservative Pearson Correlation -.236** 1 Measures Sig. (2-tailed) .002 N 173 173 **. Correlation is significant at the 0.01 level (2-tailed). d. Liberal ballot measures, 1912-1944, 1946-1978, and 1979-2009. In order to determine whether there are changes in the relationship between the independent and dependent variables over time, Table 5 presents the correlation matrix for voter turnout levels and the “yes” vote percentages in favor of liberal propositions over the three thirty year periods described above. As seen in Table 5, none of the correlations were found to be statistically significant. This signifies that there are no statistically significant relationships between the independent and dependent variables in any of the three eras. Of particular interest is the negative Pearson Correlation for the 1946-1978 period. Although this negative Pearson Correlation was not found to be statistically significant, it implies the opposite of what was expected, at least during that period. 58 Table 5 Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Liberal Ballot Measures, 1912-1944, 19461978, and 1979-2009 1912-1944 1946-1978 1979-2009 1912-1944 "Yes" Vote 1946-1978 "Yes" Vote 1979-2009 "Yes" Vote Voter % Liberal Turnout % Measures 1912-1944 Voter Pearson Turnout % Correlation 1 Sig. (2-tailed) 1912-1944 "Yes" Voter % Liberal Turnout % Measures Voter % Liberal Turnout % Measures .052 .632 N 86 86 Pearson .052 1 Vote % on Liberal Correlation Measures Sig. (2-tailed) .632 N 1946-1978 Voter Pearson Turnout % Correlation 86 86 1 Sig. (2-tailed) 1946-1978 "Yes" -.117 .368 N 61 61 Pearson -.117 1 Vote % on Liberal Correlation Measures Sig. (2-tailed) .368 N 61 1979-2009 Voter Pearson Turnout % Correlation 61 1 Sig. (2-tailed) 1979-2009 "Yes" .021 .843 N 90 90 Pearson .021 1 Vote % on Liberal Correlation Measures Sig. (2-tailed) .843 N 90 *. Correlation is significant at the 0.05 level (2-tailed). 90 59 e. Conservative ballot measures, 1912-1944, 1946-1978, and 1979-2009. In order to determine whether there are changes over time in the relationship between the independent and dependent variables for conservative propositions, Table 6 presents the correlation matrix for voter turnout levels and the “yes” vote shares in favor of conservative ballot measures over the same three thirty year periods. A statistically significant correlation between the independent and dependent variables is observed for the 1979 to 2009 period. Since the Pearson Correlation is at -0.225, this implies that there is a negative correlation between the level of voter turnout and the “yes” vote percentage in favor of conservative propositions for the 1979-2009 period. Interestingly, for the years 1946 to 1978, the Pearson Correlation is positive, which implies that there are observed increases in voter turnout along with increases in the “yes” vote share for conservative ballot measures. Although the relationship was not deemed to be significant since the p-value is at 0.259, it implies the opposite of what was expected, at least during that period. This observation coincides with the finding in Table 5, where there was a negative Pearson Correlation between voter turnout levels and the “yes” vote share for liberal propositions over the same period. While neither relationship is statistically significant in the 1946-1978 era, it implies that the relationships between the independent and dependent variables, for both liberal and conservative measures, shifted during that period. In the 1912-1944 period, the relationship between the independent and dependent variables fell just short of being statistically significant. The Pearson Correlation is at 0.239, but the p-value came in just above 0.05, at 0.079. 60 Table 6 Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Conservative Ballot Measures, 1912-1944, 1946-1978, and 1979-2009 1912-1944 1946-1978 1979-2009 1912-1944 "Yes" Vote % 1946-1978 "Yes" Vote % 1979-2009 "Yes" Vote % Voter Conservative Voter Turnout % Measures 1912-1944 Voter Pearson Turnout % 1 N 1912-1944 "Yes" Pearson -.239 55 55 -.239 1 Correlation Conservative Sig. (2-tailed) .079 N 55 55 1946-1978 Voter Pearson 1 N 1946-1978 "Yes" Pearson .259 35 35 .196 1 Vote % on Correlation Conservative Sig. (2-tailed) .259 N 35 1979-2009 Voter Pearson Turnout % .196 Correlation Sig. (2-tailed) Measures Turnout % Measures .079 Vote % on Turnout % Turnout % Measures 35 1 -.225* Correlation Sig. (2-tailed) N 1979-2009 "Yes" Pearson .041 83 83 -.225* 1 Vote % on Correlation Conservative Sig. (2-tailed) .041 N 83 Measures Conservative Correlation Sig. (2-tailed) Measures Conservative Voter **. Correlation is significant at the 0.01 level (2-tailed). *. Correlation is significant at the 0.05 level (2-tailed). 83 61 f. Liberal moral/social and economic/governmental ballot measures, 19122009. Table 7 presents the correlation matrix for voter turnout levels and the “yes” vote shares for propositions in the liberal moral/social and economic/governmental subcategories. It could be observed that the liberal economic/governmental sub-category had a Pearson Correlation of 0.019, which implies that there are observed increases in the level of voter turnout along increases in the “yes” vote percentage on liberal economic/governmental measures. However, this relationship was not deemed to be statistically significant. On the other hand, the analysis of voter turnout levels and the “yes” vote shares for liberal moral/social measures did not result in a positive correlation between the independent and dependent variables. This indicates that there is no statistically significant relationship between the level of voter turnout and the vote shares for either liberal economic/governmental or liberal moral/social propositions. 62 Table 7 Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Liberal Moral/Social and Economic/Governmental Ballot Measures Economic/ Moral/Social Voter Pearson Correlation Turnout % Sig. (2-tailed) Moral/Social Moral/Social Economic/ Gov’t "Yes" Vote Voter Turnout "Yes" Vote % Gov’t Voter % Liberal % Liberal Measures Turnout % Measures 1 -.007 1 .019 .949 N 92 92 Moral/Social "Yes" Pearson Correlation -.007 1 Vote % on Liberal Sig. (2-tailed) .949 N 92 Measures Economic/Gov’t Pearson Correlation Voter Turnout % Sig. (2-tailed) 92 .821 N 145 145 Economic/Gov’t Pearson Correlation .019 1 "Yes" Vote % on Sig. (2-tailed) .821 N 145 Liberal Measures 145 *. Correlation is significant at the 0.05 level (2-tailed). g. Conservative moral/social and economic/governmental ballot measures, 1912-2009. Table 8 presents the correlation matrix for voter turnout levels and the “yes” vote shares for propositions in the conservative moral/social and economic/governmental subcategories. A statistically significant negative correlation was found between the level of voter turnout and the “yes” vote share on conservative moral/social propositions (Pearson Correlation = -0.280, p-value = 0.020). Likewise, a statistically significant negative 63 correlation was found between the level of voter turnout and the “yes” vote share on conservative economic/governmental ballot measures as well (Pearson Correlation = -0.208, p-value = 0.034). These findings indicate that an increase in voter turnout results in reductions in the “yes” vote share for both conservative moral/social and conservative economic/governmental ballot measures. The fact that the relationship was significant for both sub-categories of conservative measures is particularly noteworthy. It implies that a wide range—as opposed to a narrower subset—of conservative propositions are sensitive to variations in turnout. It also suggests that hot button socially conservative measures are not the only types of conservative initiatives that benefit from low turnout. 64 Table 8 Correlation Matrix for Voter Turnout Levels and “Yes” Vote Shares on Conservative Moral/Social and Economic/Governmental Ballot Measures Economic/ Gov’t Economic/Gov’t Voter Pearson Correlation Turnout % Sig. (2-tailed) Economic/ “Yes” Vote % Moral/Social Gov’t Voter Conservative Voter Turnout Conservative Turnout % Measures % Measures 1 -.208* 1 -.280* 104 104 Economic/Gov’t “Yes” Pearson Correlation -.208* 1 Vote % on Conservative Sig. (2-tailed) .034 N 104 Moral/Social Voter Pearson Correlation Turnout % Sig. (2-tailed) “Yes” Vote % .034 N Measures Moral/Social N 104 .020 69 69 Moral/Social “Yes” Vote Pearson Correlation -.280* 1 % on Conservative Sig. (2-tailed) .020 N 69 Measures *. Correlation is significant at the 0.05 level (2-tailed). 69 65 Chapter 9 CONCLUSION These results demonstrate that the conventional wisdom is half-right. Increased voter turnout was not shown to be associated with increases in the percentage of votes cast in favor of liberal measures. The correlation analysis revealed a positive relationship between increases in the level of voter turnout and the “yes” vote share for liberal ballot measures, although the relationship only remained positive for liberal economic/governmental propositions. However, neither relationship was statistically significant. The correlations between voter turnout and liberal proposition “yes” vote shares during the three distinct time periods (1912-1944, 1946-1978, and 1979-2009), and between voter turnout and liberal moral/social propositions, were either not positive or not statistically significant. Therefore, the hypothesis that increases in voter turnout will result in increases in the “yes” vote percentage for liberal ballot measures could not withstand statistical analysis. On the other hand, increased voter turnout was shown to be associated with decreases in the percentage of votes cast in favor of conservative measures. The correlation analysis revealed a statistically significant negative correlation between the level of voter turnout and the “yes” vote share for conservative ballot measures. When broken down into the moral/social and economic/governmental sub-categories, the relationship remained negative and statistically significant in each case. However, when the conservative measures were separated into the 1912-1944, 1946-1978, and 1979-2009 periods, only the 1979-2009 period contained a statistically significant negative 66 correlation between the independent and dependent variables—although the 1912-1944 period came close. The fact that the relationship is significant in the current era is particularly noteworthy, as it indicates that this is a factor that should continue to be taken into account. Overall, this study demonstrates that conservative propositions appear to have an electoral advantage in low turnout elections. As such, conservative groups may very well be able to take advantage of low turnouts and enact measures that are not supported by a majority of Californians—or even a majority of registered voters. Perhaps a bigger implication is that the advantages from low turnout benefit not just moral/social conservative measures, but also economic/governmental conservative propositions. While moral/social conservative measures may be popular among grassroots conservatives, they often lack deep-pocketed benefactors. However, many economic/governmental conservative measures can and do attract the attention of wealthy proponents who have the resources to qualify an initiative in a short timeframe or otherwise take advantage of the benefits of a low turnout election. Gerber concluded that interest groups cannot buy policy outcomes in the initiative process. While “conservative” interest groups in California may not necessarily be able to buy policy outcomes in the direct legislation process, they would appear to have a better chance of doing so in low turnout elections. Alternatively, despite several recent high profile case studies assuming the contrary, liberal propositions do not appear to enjoy any electoral advantage from variations in turnout. As such, liberal advocates, like those seeking to overturn 67 Proposition 8 (2008), should not view high turnout as a panacea where simply getting an initiative on the ballot in a high turnout election guarantees success. This is not to say that liberal ballot measures do not enjoy any advantages in California, especially in light of the state’s Democratic plurality, progressive activism, and wealthy liberal donor base. It just implies that high turnout has been an exaggerated, if not illusory, advantage for liberal measures. Notwithstanding the conclusions reached here, the relationship between voter turnout and direct legislation outcomes remains fertile ground for additional scholarship. While this study has concentrated on a single state over an extended period of time using a fairly dichotomous categorization, other research could further analyze the relationship in different ways. For example, analyzing the relationship between voter turnout and ideological ballot measure success in other states would shed light on whether the association between turnout and conservative measures plays out similarly elsewhere, or whether it is a uniquely California phenomenon. Such an approach would also be helpful in determining the opposite; i.e., whether California is unique in the fact that liberal measures do not benefit from high turnout. A similar analysis could also be undertaken using local ballot measures. Given that the relationship in California between turnout and conservative measures was strongest in recent decades, other research could look across several states in recent election cycles to look for evidence of a nationwide trend. Another approach would be to further refine the definitions of “liberal” and “conservative” in order to search for more discreet trends and relationships. Perhaps a narrower subset of “economic/governmental” or “moral/social” measures, or some other 68 distinct classification of initiatives, would demonstrate an even stronger sensitivity to variations in turnout. Ballot measures could also be segregated between legislative and citizen initiatives, and between initiatives and referenda. Although the procedural differences between various types of measures may not be particularly valuable when objective content-based definitions are applied, as was done in this study, such an evaluation would nonetheless add to the body of knowledge on the subject—scant as it is. Other studies have demonstrated that partisanship, money, and elite/interest group endorsements can influence ballot measure outcomes. For conservative ballot measures in California, voter turnout can be added to that list. Additional research will be necessary to fully understand the depth of the relationship. Hopefully this study will interest other scholars enough to begin that process. 69 APPENDICES 70 APPENDIX A Liberal Ballot Measures131 YEAR # YES % NO% 1 1914 3 33.5 66.5 TURN OUT % 78.9 2 1914 4 46.7* 53.3* 78.9 3 1914 9 41.4 58.6 78.9 4 1914 10 52.0 48.0 78.9 5 1914 16 45.8 54.2 78.9 6 1914 24 15.0 85.0 78.9 7 1914 33 45.4 54.6 78.9 131 TITLE & SUMMARY OVERVIEW Makes it a misdemeanor crime for an employer to require any employee to work more than 8 hours in one day or 48 hours in one week. Referendum opposing an act declaring buildings or places where lewdness or prostitution take place to be public nuisances and authorizes such buildings to be closed down and/or sold in order to abate nuisance. Authorizes governor to appoint an auditor of investments, defines investment companies, and empowers auditor to examine/investigate investment company practices; prohibits sale of securities prior to filing a financial statement and description of security with auditor. Provides that no poll or head tax shall be levied in California for any purpose. Authorizes state, county, or municipality to condemn neighboring property within its limits in excess of that actually intended for proposed improvement; declares that excess property is similarly taken for public use; permits cities and counties to condemn lands w/in 10 miles beyond their boundaries for certain public purposes with consent of other county or municipality where lands are located; requires terms of condemnation, lease, or disposal of such additional property to be prescribed by law. Increases maximum total expenses allowed for Assembly officers, employees, and attaches from $500 per day to $600 per day. Eliminates constitutional provision prohibiting governor from being elected to U.S. Senate during his term of office, and instead provides that U.S. Prior to 1960, ballot measures only appeared on general or special election ballots, but not on primary ballots. For elections on and after 1960, general elections are designated “G,” primary elections are designated “P,” and special elections are designated “S.” The “yes” and “no” vote totals for referenda have been reversed, because in referendum campaigns, the proponent asks for a “no” vote. So to support the referendum, an elector votes “no.” “Yes” and “no” votes for referenda are marked with an asterisk (*). 71 8 1914 44 56.2 43.8 78.9 9 1914 45 38.8 61.2 78.9 10 1914 47 44.9 55.1 78.9 11 1916 5 31.1 68.9 79.6 12 1918 3 52.1 47.9 59.4 13 1918 6 23.9 76.1 59.4 14 1918 13 54.1 45.9 59.4 15 1918 17 67.0* 33.0* 59.4 16 1918 19 24.7 75.3 59.4 17 1918 20 27.2 72.8 59.4 Senators shall be elected by the people in the manner provided by law. Authorizes Legislature to provide for the establishment of a minimum wage for women and minors; and for health and safety of any and all employees in the state. Prohibits (1) working or requiring employees to work more than 6 days or 48 hours per week, or (2) keeping businesses open or selling property on Sundays. Creates a misdemeanor for violations. Bans for 8 years after this election any state or local ballot measure on the question of permitting or prohibiting transportation, sale, or manufacture of intoxicating liquors. Declares all public revenues shall be raised by taxing land values exclusive of improvements; forbids taxation of revenue from labor products, occupation, business; permits assessment of incomes and inheritances to support old age pensions, mother’s endowments, and workmen’s disability insurance. Declares land shall be equally assessed disregarding improvements made thereupon. Restricts and regulates interest rates chargeable upon loans of money, goods, things in action, accounts, and judgments; limits fees, charges, and commissions in connection with loans of money; provides penalties for violations. Would permit Legislature to amend or repeal constitutional provisions establishing and governing the judicial branch as if those provisions were general laws. Exempts counties from the requirement that compensation be paid into court before a right of way is appropriated by eminent domain for public use; authorizes political subdivisions of counties or districts to take immediate possession of condemned property upon depositing security with a court. Referendum opposing a measure limiting the amounts produced by tax levies in the aggregate in the counties; limits yearly increases in county tax levies to 5% of amount produced in preceding year unless a greater amount is authorized by a county’s board of supervisors or the voters. After Jan. 1, 1919, requires all state, county, city, and district revenues to be raised solely by taxing land values irrespective of improvements made thereon. Declares that land values are created by communities, so communities should benefit therefrom. Authorizes Legislature to establish health insurance 72 18 1918 23 50.6 49.4 59.4 19 1918 25 37.7 62.3 59.4 20 1920 2 53.8* 46.2* 71.9 21 1920 3 30.1 69.9 71.9 22 1920 7 34.1 65.9 71.9 23 1920 8 36.1* 63.9* 71.9 24 1920 12 49.7 50.3 71.9 25 1920 19 68.7 31.3 71.9 26 1922 2 48.0* 52.0* 65.3 27 1922 13 43.7 56.3 65.3 28 1922 18 49.9 50.1 65.3 system applicable to persons and their dependents whose incomes it deems are insufficient to meet the hazards of sickness and disability. Provides support for public health insurance by contributions, voluntary or compulsory, from employers, workers who would be eligible for public insurance, and state appropriations. Establishes a workmen’s compensation system; empowers Legislature to establish such a system and require any or all persons to compensate their workmen for injury or disability, including dependents thereof in the event of an employee’s death in the course of employment irrespective of fault. Declares that state and local governments may acquire by eminent domain property in excess of that actually required for use in an improvement, with such property to be deemed acquired for “public use.” Referendum opposing a statute that prohibits manufacture, possession, receipt, transportation, or serving of alcohol; and prescribes penalties. Increases salaries for CA Supreme Court from $8,000 to $10,000 and CA Appellate Courts from $7,000 to $9,000. Outlaws dissection/vivisection of any living person or animal except during surgery. Referendum opposing a statute that seeks to further regulate and restrict the sale, prescription, and use of poisons, opium, morphine, cocaine, and heroine; and hypodermic needles. Imposes 2/10 mill per dollar ad valorem tax, with proceeds going to State University system. Grants state aid to children of fathers with permanent physical disabilities preventing gainful employment. Referendum opposing a statute that adopts federal penalties prescribed under Volstead Act and U.S. Constitution banning liquor; vests state courts, prosecutors, and police with the duty to enforce federal prohibition laws; continues to permit local enforcement of laws banning alcohol. Eliminates prohibition on increasing or decreasing salaries of superior court judges during their term of office. States that state shall pay half and county shall pay half of superior court judges’ salaries. Authorizes two or more municipalities to acquire or control public works for supplying residents with light, water, power, heat, transportation, telephone, or other utility service. Requires residents to approve such acquisition or control by a 2/3 vote if bonded indebtedness is involved; otherwise requires 73 29 1922 19 29.0 71.0 65.3 30 1922 26 64.9 35.1 65.3 31 1922 28 30.5 69.5 65.3 32 1922 29 19.4 80.6 65.3 33 1924 2 55.4 44.6 73.3 34 1924 8 52.0 48.0 73.3 35 1924 11 60.7 39.3 73.3 36 1924 16 29.9 70.1 73.3 a majority vote for approval. Creates a new board appointed by the governor; empowers board to develop and distribute water and electricity (giving state and political subdivisions certain preferential rights) and to do anything convenient in pursuit thereof, including fixing rates, using state waters and lands, and requiring reservation of water from appropriation and public lands from sale. Authorizes board to issue $500 million in bonds to support development of water and electricity, to be repaid through rates over not more than 50 years. Declares that nothing in the Constitution shall forbid formation of school districts situated in more than one county or issuance of bonds by such districts under general laws. Authorizes school district bd. members to levy and assess taxes for the purpose of paying off any bond indebtedness incurred. Prohibits vivisection (live dissection) or torture of human, animals, or other living creatures for pathological investigations or other purposes. Abolishes present system of taxation; declares private property rights only attach to products of labor and not to land; defines “franchises” as special privileges granted by government permitting use, control, or monopoly of land; requires that these “franchises” (i.e., land ownership) be assessed annually at their full rental value independent of improvements. Requires all government expenses to be paid from “franchise” land assessments. Prohibits all other taxes and license fees. Declares legislators shall receive $100/mo. in even numbered years and a mileage reimbursement not to exceed 5¢/mile. Further declares that the Legislature shall provide for selection of all legislative officers and employees, and shall limit total daily expense for legislative staff to $300/day in regular session and $200/day in special session. Amends Constitution to authorize the Legislature to provide for additional deputies and assistants for county officers; authorizes Legislature to increase the compensation of such deputes and assistants during the term of office of the county officer. Creates Klamath River Fish and Game Dist. in Siskiyou and Del Norte Counties; prohibits construction of dams or obstructions in waters of the district; declares any obstruction therein as being a public nuisance. Creates a board appointed by Governor authorized to develop and distribute water and electricity, and to acquire any property or do any thing to further 74 37 1926 2 78.0 22.0 63.4 38 1926 4 48.1 51.9 63.4 39 1926 6 35.4 64.6 63.4 40 1926 9 47.0 53.0 63.4 41 1926 17 43.4 56.6 63.4 42 1926 18 27.4 72.6 63.4 43 1926 19 31.1 68.9 63.4 44 1928 9 78.8 21.2 79.8 that purpose. Gives the state preferential rights against privately owned utilities selling water or electricity to the public. Authorizes board to issue $500 million in bonds to further the purposes stated herein. Taxes common carriers transporting persons 4.25%, and common carriers transporting property 5%, of their gross receipts. Exempts property used by common carriers from all other taxes and licenses. Appropriates half of revenue to the State and half to counties exclusively for maintaining and repairing public highways. Permits Legislature to change tax rates. Increases tax on gasoline distributors from 2¢ on every gallon sold to 3¢. Revenues are to be used by CA Highway Com. to acquire rights of ways for, and construction of, state highways. Creates board appointed by Governor to regulate and license horse racing and pari-mutuel betting inside of race tracks. Divides revenues collected for licenses between the Veteran’s Welfare Bd. and the State Agricultural Bd. Repeals state law that enforces the federal prohibition on the manufacture, sale, and consumption of alcohol. Forbids appropriating public money for support of sectarian or denominational schools or those not exclusively controlled by public school officers; prohibits teaching sectarian or denominational doctrines in public schools. Authorizes use of public funds to purchase Holy Bible, requiring a copy thereof in every classroom; authorizes daily readings from the bible by teachers, without comment; however, no pupil shall be required to read or hear readings from the bible if their parent/guardian objects. Creates a board appointed by Governor authorized to develop and distribute water and electricity, and to acquire any property or do any thing to further that purpose. Gives state preferential rights against privately owned utilities selling water or electricity to the public. Authorizes board to issue $500 million in bonds to further the purposes stated herein. Declares that all state judges, 60 yrs. or older, who have completed 24 or more yrs. of service shall receive a pension equal to half of their last salary. Confers upon State the same power now possessed by counties and municipal corporations to condemn a right of way without full monetary compensation being immediately paid into court for the owner, but instead permitting the State to put up a security for 75 45 1928 12 76.3 23.7 79.8 46 1928 19 82.5 17.5 79.8 47 1928 21 36.9 63.1 79.8 48 1930 2 24.2 75.8 64.4 49 1930 3 37.2 62.8 64.4 50 1930 5 51.6 48.4 64.4 51 1930 11 40.4 59.6 64.4 52 1930 17 75.9 24.1 64.4 53 1932 G 1 68.9 31.1 80.7 54 1932 G 2 64.2 35.8 80.7 the property which shall be paid to the owner as soon as the value of the property is ascertained according to law. Empowers Legislature to grant aid to needy physically handicapped persons who are not already institutionalized in a state facility. Empowers Legislature to grant aid to needy blind persons who are not already institutionalized in a state facility. Defines bull-dogging, bull-riding, bull-dodging, wild-animal racing, wild-animal milking, steerroping, two-men roping, high-lifing, and loinstrapping; prohibits such acts or use of spurs to make animals buck; prohibits terrifying or exciting animals by any means for sport, exhibition, or amusement. Exempts practices related to dairying or farming, or in breaking animals for domestic use. Prohibits chewing or twisting any part of an animal’s body or holding or controlling an animal with pincers, twisters, or similar instruments. Prescribes penalties for violations. Requires up to half of all state taxes on premiums of fire insurance companies to be distributed to firemen’s pension, health, life, and accident insurance funds. Sets salaries of Governor ($10k) and Lt. Gov. ($4k); states that other statewide officers’ salaries shall be set by law; authorizes legislature to abolish office of Surveyor General. Empowers Legislature to provide for payment of retirement salaries to State employees and to set minimum requirements and conditions for retirement salary eligibility. Creates Fish & Game Com. of 5 members appointed by Governor; authorizes Com. to fix hunting seasons and limits; regulate the taking, sale, and possession of wildlife; and establish inferior fish & game districts. Establishes method of taxing ocean marine insurers, measured by their underwriting profits from Calif. as a percentage of their underwriting profits made in the USA as a whole. Repeals state law, known as Wright Act, enforcing federal Volstead Act (Prohibition). Declares that if Wright Act is repealed, the State shall have exclusive jurisdiction to license and regulate the manufacture, sale, possession, of intoxicating liquors; prohibits public saloons where intoxicating liquors are sold or consumed; permits wine and beer to be sold in hotels and restaurants; authorizes Legislature to permit sale of liquor in places where it will not be consumed on the 76 55 1932 G 3 25.9 74.1 80.7 56 1932 G 4 33.0 67.0 80.7 57 1932 G 5 48.6 51.4 80.7 58 1932 G 7 17.8 82.2 80.7 59 1932 G 9 32.6 67.4 80.7 60 1933 Jun. S 2 73.6 26.4 54.1 61 1933 Jun. S 3 62.9 37.1 54.1 62 1934 12 53.7 46.3 75.2 63 1934 21 67.8 32.2 75.2 64 1934 23 71.0 29.0 75.2 65 1935 2 34.6 65.4 17.5 premises. Places restrictions on mortgage foreclosures. Requires court order to foreclose on a mortgage. Requires foreclosure action to be dismissed and mortgage reinstated upon mortgagor paying the delinquent amount and 3 months advance interest; creates 12 month redemption period during which mortgagor may redeem mortgage and retake possession of property. Eliminates requirement that all of State’s share of revenue from taxes on highway transportation companies be devoted to highway maintenance and repair. Creates CA Racing Bd. to regulate and license racing, racetracks, and wagering on racing in CA. Increases limit upon Legislature’s total daily expenses for its officers, employees, and attaches. Provides for income tax on individuals, estates, and trusts, and a selective sales tax; creates state public school equalization fund requiring $40/elementary pupil and $75/secondary pupil; requires school district to apply 75% of money received from State to teachers’ salaries. Ratifies 1933 Unemployment Relief Bond Act, which authorizes the issuance of $20 million bond measure to provide loans to cities and counties for unemployment relief. Ratifies act creating the CA Horse Racing Bd., which is empowered to license and regulate horse racing and wagering thereon. Prescribes 7% per year as interest rate upon loan or forbearance of money, goods, or things in action; permits written contracts for rate not exceeding 10%, but forbids any charges whereby borrower would pay over 10% interest. Exempts building & loan associations, industrial loan companies, credit unions, pawnbrokers, personal property brokers, and banks. Permits Legislature to regulate interest rates charged by the exempted entities. Declares no right of way or lands to be used for reservoir purposes shall be appropriated to the use of any corporation until full compensation therefore is paid into court for the owner of the land or right of way; provides that the state, counties, municipal corporations or other public corporations may take immediate possession of such rights of way or lands upon depositing such money as a court directs to secure to owner just compensation for taking. $24 billion bond measure, repayable from State revenues, for unemployment relief. Permits the state to borrow and appropriate funds in anticipation of state tax revenues. Authorizes the 77 66 1936 11 25.8 74.2 83.4 67 1936 13 20.1 79.9 83.4 68 1936 19 45.9 54.1 83.4 69 1938 2 31.3 68.7 74.7 70 1938 6 70.0 30.0 74.7 71 1938 7 58.3 41.7 74.7 72 1938 20 16.9 83.1 74.7 state to borrow up to 50% of the amount of taxes and revenues paid into the state General Fund during the preceding year; and to appropriate such borrowed funds for General Fund purposes. Requires moneys so borrowed, and interest thereon, to be repaid from the General Fund w/in 1 year of the date borrowed. Creates State Tenure Bd. of 3 members, each elected from a district. Vests State Tenure Bd. and local school boards with jurisdiction to hear and decide charges against instructors, with State Bd. having the authority to review and overturn decisions of local school boards. Grants power of eminent domain to state agencies or corporations operating any exposition or fair for which the use of public moneys has been authorized by the Constitution. Authorizes immediate possession of land, property, or rights of way upon deposit of funds into court. Declares that existing restrictions on legislative expenses will not cover expenditures for printing, compiling, and making publicly available histories of bills, resolutions, and constitutional amendments, up to $5k per house. Defines animal “pounds” and regulates their conduct. Prescribes duties of poundmasters; prohibits sale, surrender, or use of unwanted or unclaimed animals in pounds for scientific, medical, experimental, or commercial purposes; but exempts kennels maintained by accredited colleges and universities and state licensed medical laboratories as long as animals were bred on premises or lawfully acquired. Directs that unclaimed and stray animals be put to death by an approved humane method. Declares that insurance companies shall be subject to a 2.6% tax on the amount of their gross premiums. Exempts reinsurance and ocean marine insurance policies. Declares Legislature has plenary authority to provide for the administration of relief and may modify, transfer, or enlarge powers of the Relief Administrator, the Relief Com., or similar state agencies. States that Legislature or people through initiative may provide for administration of relief of hardship and destitution either directly by the state or through the counties thereof. Repeals the retail sales tax. Owner-occupied houses assessed up to $1k are immediately exempted from taxation. Taxes on improvements (houses, buildings, orchards, etc.) and tangible personal property (autos, machinery, stocks, etc.) 78 73 1938 25 44.9 55.1 74.7 74 1939 1 33.9 66.1 82.5 75 1940 1 62.1 37.9 81.4 76 1940 2 64.0 36.0 81.4 77 1940 8 63.6 36.4 81.4 78 1940 16 30.5 69.5 81.4 are gradually abolished over a 9 yr. period. Continues personal income, inheritance, gasoline, severance, and corporation taxes. Repeal of taxes on retail sales and improvements will shift additional tax burden onto land values. State and local governments will become more dependent upon real property taxes. Creates elected position of State Retirement Life Payments Administrator. Requires State to issue $30/week to Californians over 50 who do not have a job for the rest of their lives. Requires State to issue $30/week to Californians over 50 who do not have a job. Requires a $20 million bond issue for initial capital and creates a state bank to handle retirement payment funds. Prohibits courts from interfering with administration of program. Enacts 3% gross income tax. A 1939 legislative act required applicants and recipients of aged aid to sign an agreement with counties not to sell, transfer, or mortgage real property w/o the consent of the county bd. of supervisors. This requirement was repealed in 1940 and all existing agreements were terminated, but the State Supreme Ct. ruled that undoing existing agreements would constitute a gift of public funds. This constitutional measure clarifies that undoing existing agreements shall be permissible notwithstanding the prohibition on gifts of public funds. Under the CA Old Age Security Act, prior to 1937, as a condition of granting old age assistance, county boards of supervisors could require assignment of real property to the county or place a lien against real property in return for such assistance. The Legislature since released such liens and directed county boards of supervisors to execute appropriate instruments to effectuate such releases, but the Supreme Ct. ruled that the Legislature exceeded its authority in doing so. This measure would permit the release of such liens to take place. Creates Fish & Game Comm.; empowers Legislature to delegate powers relating to protection, propagation, and preservation of fish and game. Requires Legislature to meet at least once each year, replacing current requirement that Legislature meet at least once every two years. Replaces current two-year budgets with an annual budget process. Limits legislative sessions to 60-days, replacing current undefined session length. Changes opening date of regular legislative sessions 79 79 1942 1 44.7* 55.3* 59.3 80 1942 2 42.6 57.4 59.3 81 1942 14 37.6 62.4 59.3 82 1944 3 52.5 47.5 86.1 83 1944 6 39.9 60.1 86.1 84 1944 9 63.8 36.2 86.1 85 1944 10 52.0 48.0 86.1 86 1944 11 32.8 67.2 86.1 87 1946 3 74.4 25.6 63.0 88 1946 6 65.8 34.2 63.0 89 1946 10 60.6 39.4 63.0 from January to March. Referendum opposing an act that makes “hot cargo” and “secondary boycotts” illegal. Defines “hot cargo” as an agreement resulting in employers or employees refusing to handle goods or perform services because of another employer’s labor dispute. Defines “secondary boycott” as an agreement to stop performing services or cause an employer economic loss in order to induce him to refrain from doing business with another employer who is involved in a labor dispute. Requires Legislature to meet in regular session at least once per year instead of at least once every two years. Sets default cap on interest rates for loans at 7% per year; authorizes parties to agree by written contract to an interest rate up to 10% per year; declares interest rate on court judgments to be 5% per year. Authorizes Legislature to fix compensation of Lt. Gov., Controller, Sec. of State, Sup. of Public Instruction, and Treasurer. Minimum level of compensation set at $5,000 per year. Provides for annual, instead of biannual, sessions of the Legislature. Requires Legislature to enact oneyear budgets instead of two-year budgets. Amends constitution to increase amount of state revenues required to be apportioned to elementary schools from 100% to 167% of the amount raised by counties to support public education. Authorizes Legislature, by 2/3 vote, to suspend the prohibition on increasing the compensation of local government elected officials mid-term. Amends constitution to provide $60 monthly old age/disability payments to persons who are over 60 yrs. old or totally and permanently disabled. Recipients are prohibited from gainful employment and must expend moneys paid to them. Imposes new 3% income tax to fund program. Simplifies allocation of schools funds; establishes minimum teacher salaries of $2,400/yr; increases state support for education to $120/yr. per pupil. Authorizes local authorities to determine amount of money to be raised by school district taxes. Provides Legislature shall meet annually; limits sessions in even numbered years to consideration of the budget; provides that state budget shall be for one year instead of two years. Authorizes Legislature to fix Governor’s salary w/a minimum of $10k/yr. Prohibits mid-term increase or decrease of salaries of Governor, Lt. Gov., Controller, Sec. of State, Sup. of Pub. Instruction, or Treasurer. 80 90 1946 11 28.7 71.3 63.0 91 1946 16 71.0 29.0 63.0 92 1948 4 50.5 49.5 80.5 93 1948 5 42.6 57.4 80.5 94 1948 6 38.1 61.9 80.5 95 1948 15 35.2 64.8 80.5 96 1949 2 57.5 42.5 61.1 97 1949 3 57.1 42.9 61.1 98 1950 6 22.8 77.2 73.3 99 1950 8 34.3 65.7 73.3 100 1952 2 65.4 34.6 86.9 101 1952 11 43.6 56.4 86.9 102 1952 14 77.3 22.7 86.9 Declares that all persons have right of equal opportunity to secure employment. Prohibits employment discrimination on basis of race, religion, color, national origin, or ancestry. Creates commission to prevent employment discrimination through conciliation and education. Repeals authority of Legislature to levy a $5 annual educational poll tax on each male between 21 and 50 yrs. old, with funds deposited into the State School Fund. Increases maximum state aid for aged persons from $60 to $75 per month; and from $75 to $85 per month for blind persons. Makes Dept. of Social Welfare Director an elective office; names first director. Eliminates present provision that legislators shall receive salaries of $100/mo. Provides that legislators shall receive compensation as may be fixed by law, plus mileage not to exceed 5¢/mi. Prohibits use of nets, traps, set lines, or other commercial fishing appliances in area of San Francisco Bay and its tributaries and connecting bays in order to make the area a recreational fishing area. Prohibits use of purse nets and round haul nets for fishing in ocean waters of the State south of San Luis Obispo County; provides penalties for violations. Reinstates Old Age Security and Aid to the Blind, with new monthly maximums of $75/mo. for the aged and $85/mo. for the blind. Authorizes Legislature to increase or decrease size of monthly payments. Provides that budget sessions of the Legislature shall only consider the budget bill, revenue acts, charter changes, and session expenses. Limits length of budget sessions; sets legislator salaries at $300/mo (up from $100/mo.).; sets maximum time for which per diem may be paid; limits legislative per diem allowances to the amount authorized for other elected officeholders. Permits wagering and gambling in licensed establishments. Repeals prohibition on increasing compensation of local officeholders after their election or during their term in office. Increases required State support for public schools to $180 per pupil per year. Removes old-age security system from county jurisdiction and puts it under state control; increases state payments to old-age recipients. Repeals constitutional restrictions on persons of 81 103 1954 4 45.4 54.6 69.7 104 105 1954 1954 6 10 52.3 31.2 47.7 68.8 69.7 69.7 106 1954 12 47.6 52.4 69.7 107 1954 18 71.9 28.1 69.7 108 1956 4 23.4 76.6 86.6 109 1956 5 50.6 49.4 86.6 110 1956 13 66.8 33.2 86.6 111 1956 14 62.3 37.7 86.6 112 1958 5 30.0 70.0 79.5 113 1958 14 29.4 70.6 79.5 114 1958 15 44.1 55.9 79.5 115 1958 16 32.8 67.2 79.5 116 1958 17 18.1 81.9 79.5 117 118 1960 G 1960 G 2 5 42.4 42.0 57.6 58.0 88.3 88.3 Chinese ancestry. Increases state aid payments to the elderly from $80/mo. to $100/mo.; permits Legislature to increase, but not decrease, the amount. Sets state legislators’ salaries at $500/mo. Increases terms of State Assembly members from 2 to 4 years and terms of State senators from 4 to 6 years; imposes two 4-year term limit on future governors. Removes voting disqualification for persons convicted of crime after fulfilling terms of punishment. Guarantees to foreigners of all ethnicities eligible for US citizenship the same rights with respect to the acquisition, possession, enjoyment, transmission, and inheritance of property (other than real estate) as native born citizens. The current constitutional guarantee only applies to foreigners “of the white race or African descent.” Creates commission charged with ensuring that as little oil and gas as possible is wasted in the process of extracting those resources. Loosens restriction on serving alcohol only in public eating places and permits alcohol to be served on premises where food is not offered; restricts access of minors to such places. Repeals inoperative 1920 law that denied aliens ineligible for citizenship the right to own real property in CA. Removes the existing cap (dating from 1924) on the total expenses for legislative staff that can be incurred during each day in which the Legislature is in session. Removes legislative staff hiring and promotion from civil service rules. Permits Legislature to fix legislator’s salaries by statute. Eliminates prohibition against increasing salaries of county & municipal officers after their election or during their terms in office. Repeals existing prohibition on holding boxing exhibitions on Sunday and Memorial Day. Proposes to exclude K-12 religious schools from qualifying for property tax exemption unless school serves blind, disabled, or retarded. Reduces sales/use tax from 3% to 2%; changes tax rates on incomes under $5k from 1% to 0.5% and on incomes over $50k from 6% to 46%. Sales/use taxes may be lowered, but not raised by Legislature. Income tax rates may only be changed by another vote of the people. Increases Assembly terms from 2 to 4 years. Increases legislative salaries to $750 per month. 82 119 1960 G 8 44.8 55.2 88.3 120 1962 G 1 34.1 65.9 78.7 121 122 1962 G 1962 G 17 19 39.6 51.3 60.4 48.7 78.7 78.7 123 1964 G 15 66.4 33.6 88.4 124 1966 G 1A 73.5 26.5 79.2 125 1966 G 3 55.5 44.5 79.2 126 1966 G 4 46.9 53.1 79.2 127 1966 G 8 56.8 43.2 79.2 128 1966 G 15 43.9 56.1 79.2 129 1970 G 20 56.7 43.3 76.2 130 1972 P 3 51.8 48.2 71.0 131 1972 P 6 59.4 40.6 71.0 132 1972 P 9 35.3 64.7 71.0 Changes prohibitions of eligibility to vote from those convicted of “infamous crimes” to only those convicted of felonies, and only during the period of punishment therefor; and those convicted of treason. Under current laws, felons can only regain the right to vote through a gubernatorial pardon. Provides salaries of legislators shall not exceed 50% of the annual salary of a member of Congress as of Jan. 1, 1962. Fixes legislative salaries at $834 per month. Current law prohibits increasing the compensation of local officers after an election or during their terms. This measure makes an exception to provide that whenever members of a local board, commission, or council are serving staggered terms and one or more of them becomes eligible for a salary increase by virtue of beginning a new term of office, the compensation of all the members may be adjusted at that time. Declares subscription TV business as contrary to public policy; prohibits charging for TV programs transmitted to home TV sets; invalidates existing TV subscription contracts. Provides for full-time Legislature; reduces signature requirement on direct initiative statutes from 8% to 5% of votes cast in last gubernatorial election. Permits Legislature to define open space lands and restrict their use to recreation, farming, scenic beauty, and natural resource development; establishes tax basis for such lands. Reduces threshold to pass local G.O. bonds for libraries and public schools from 2/3 to 60%. Establishes formula and limits amount of real property taxes on home or principal office buildings deductible from gross premiums tax by insurers. Provides that educational requirement for eligibility to vote shall not apply to persons who were at least 50 years old and a USA resident for 20 years on June 27, 1952. $60 million bond measure for recreation, fish, and wildlife enhancement. Deletes provision permitting defendants to defend himself w/o assistance of counsel; authorizes Legislature to require defendants to have assistance of counsel in felony cases. Eliminates provision requiring naturalized citizens to be naturalized for 90 days prior to election in order to be eligible to vote. Places restrictions on, and penalties for violations of, chemical content of gasoline, air pollution, tidelands oil/gas leases, atomic power plants, and pesticides. 83 133 1972 G 3 51.5 48.5 82.1 134 1972 G 7 68.3 31.7 82.1 135 1972 G 11 62.9 37.1 82.1 136 1972 G 15 32.5 67.5 82.1 137 1972 G 16 39.1 60.9 82.1 138 1972 G 19 33.5 66.5 82.1 139 1974 G 10 56.3 43.7 64.1 140 1974 G 17 47.1 52.9 64.1 141 1976 P 10 45.4 54.6 72.6 142 1976 P 15 32.5 67.5 72.6 143 1976 G 4 54.5 45.5 81.5 144 1976 G 13 24.6 75.4 81.5 145 1976 G 14 37.8 62.2 81.5 Authorizes the Legislature to issue revenue bonds to finance the acquisition, installation, and construction of environmental pollution control facilities. Lowers voting age to 18. Provides for secret ballots. Requires Legislature to provide for primary elections for partisan offices, with judicial and local offices to remain nonpartisan. Adds right of privacy to inalienable individual rights in state constitution. Requires state employees salaries’ to be the same as prevailing wage rates in private sector for similar jobs; limits ability of Governor and Legislature to ever lower wages. Requires CHP officers’ salaries to be as least as high as the highest paid sheriff deputies and police officers in the State. Legalizes cultivation, sale, and use of marijuana for all adults. Eliminates disqualification of voters convicted of an infamous crime, embezzlement, or misappropriation of public funds; adds disqualification of voters while mentally incompetent or imprisoned or on parole for felony conviction. Designates Stanislaus River as part of CA’s Wild & Scenic Rivers System; prohibits the construction of dams and other flood control structures that diminish public use & enjoyment of the river. Permits Legislature by 2/3 vote to authorize, without voter approval, refunding bonds to refinance any outstanding state debt at a lower interest rate. Would not permit Legislature to increase state debt; only to refinance existing debt. However, repayment of state debt could be postponed through refinancing. After one year, prohibits construction of nuclear power plants. Prohibits denial of admission to U.C. on grounds of race, religion, sex, or ethnicity; requires U.C. to use competitive bidding procedures in all procurement contracts. Legalizes wagering on greyhound races; establishes CA Greyhound Racing Com. to license and regulate the industry. Amends Agricultural Labor Relations Act to provide for the appointment of a new ALRB with new terms of office; authorizes union organizers to enter an employer’s property for the purpose of campaigning for an election; allows ALRB to order payment of treble damages as a penalty for unfair labor practices; and makes it more difficult to hold an election to remove a union which has previously 84 146 1978 P 12 38.1 61.9 68.9 147 1978 G 5 45.6 54.4 70.4 148 1980 P 4 41.9 58.9 63.3 149 1980 P 5 73.3 26.7 63.3 150 1980 P 6 54.7 45.3 63.3 151 1980 P 8 50.2 49.8 63.3 152 1980 P 11 44.3 55.7 63.3 153 1980 G 2 48.8 51.2 77.2 154 1980 G 4 24.9 75.1 77.2 155 1980 G 10 46.6 53.4 77.2 156 1982 G 4 52.9 47.1 69.8 won election. Creates commission to set salary, travel and living expenses, and retirement benefits for constitutional officers, legislators, and judges. Prohibits reduction in benefits once granted. Outlaws smoking in enclosed public places, places of employment, and educational and health facilities; requires restaurants to offer nonsmoking areas. Replaces provision requiring voter approval of low income housing projects and instead only requires advance public notice, with projects being referable w/in 60 days of notice. Prohibits State from holding publishers and journalists in contempt for refusing to disclose confidential sources Eliminates requirement that only people eligible for citizenship be counted in equalizing district sizes in reapportionment of congressional, legislative, and BOE districts; states all districts must be single member, equipopulous, contiguous, and consecutively numbered. Authorizes Legislature to issue revenue bonds to finance construction of renewable energy power plants and for the lease or sale of such facilities to the private sector. Imposes 10% surtax on energy businesses using or selling oil, coal, gas, or uranium with proceeds to be used for public transit and alternative fuel development. Prohibits surtax from being passed on to customers. $85 million bond measure for acquisition of property in Lake Tahoe area region to be dedicated to public uses. State Constitution places a limitation on ad valorem taxes on real property. The adoption of this amendment would permit an increase in such taxes or special assessments to pay for interest and redemption charges on an indebtedness, approved by 2/3 of voters, for the acquisition or improvement of real property by the taxing entity. Also authorizes an increase in such taxes or assessments to be used in connection with refunding previously approved indebtedness issued in accordance with law. Provides for designation of smoking and nonsmoking sections in every enclosed public place, place of employment, and educational or health facility. $85 million bond issue to purchase and preserve environmentally sensitive lands in the Lake Tahoe Basin. 85 157 1982 G 11 44.1 55.9 69.8 158 1982 G 12 52.3 47.7 69.8 159 1982 G 13 35.2 64.8 69.8 160 1982 G 15 37.2 62.8 69.8 161 1984 P 19 64.0 36.0 48.7 162 163 1984 G 1986 P 37 46 57.9 59.9 42.1 40.1 74.9 40.5 164 1986 G 65 62.6 37.4 59.4 165 1988 P 70 65.1 34.9 48.2 166 1988 P 71 48.9 51.1 48.2 167 1988 G 84 58.2 41.8 72.8 168 1988 G 97 53.7 46.3 72.8 Establishes CA Redemption Value of 5 cents on beverage containers that can be redeemed when container is recycled. Identifies people’s concern w/ nuclear weapons; directs governor to write letter to POTUS urging USA and USSR to agree to halt production and testing of nuclear weapons. Proposes to increase both the efficiency with which water is used and public control over water in the state. Emphasizes water conservation, protection of instream water uses, restrictions on storage of water in New Melones Reservoir, and groundwater mgmt. Requires certain entities to develop water conservation programs. Restricts appropriation of water from rivers and lakes. Restricts groundwater pumping in 11 groundwater basins where overpumping is severe. Requires registration of all handguns; limits number of handguns in CA to those in circulation in the state as of 4/30/83; adds criminal and civil penalties for violations. $85 million bond measure to Wildlife Conservation Bd. and Coastal Conservancy for acquisition and development of coastal wildlife habitat areas. Establishes CA State Lottery. Creates additional exemption from the 1% real property tax limitation whereby additional assessments may be imposed to pay off indebtedness used to acquire real property after 7/1/78, if approved by 2/3 of voters in the locality. Prohibits persons doing business from exposing individuals to chemicals known to cause cancer or reproductive toxicity w/o first giving warning; prohibits discharge of such chemicals into drinking water; creates new penalties for violations. $776 million bond measure for acquisition, protection, and restoration of park, wildlife, coastal, and natural lands, and lands supporting unique or endangered plants or animals. Significantly increases the annual appropriations limits for state and local governments and school districts by changing calculations for inflation, state and local populations, and K-14 average daily school attendance in order to permit governments to spend more money than currently allowed. Completely exempts motor vehicle fuel tax revenues from the appropriations limit. $300 million bond measure for shelters and transitional housing for the homeless; elderly, disabled, and farmworker housing; and first-time homebuyers assistance. Federal law permits states to enforce occupational 86 169 1988 G 98 50.7 49.3 72.8 170 1988 G 99 58.2 41.8 72.8 171 1988 G 103 51.1 48.9 72.8 172 1988 G 105 54.5 45.5 72.8 173 1990 P 107 52.5 47.5 41.5 174 1990 P 111 52.4 47.6 41.5 175 1990 P 112 62.5 37.5 41.5 176 1990 P 117 52.4 47.6 41.5 health and safety programs in private sector employment. Calif. had done so since 1973. In 1987, the Governor withdrew the state’s participation in enforcing private sector occupational heath and safety standards. This measure requires the Governor to (1) restore operation of the Calif. Occupational Safety & Health Admin.; (2) propose sufficient funds in the budget to minimize risk to workers from industrial injuries and exposure to toxic substances; and (3) seek the maximum amount of federal funds to support the costs of administering the program. Establishes guaranteed minimum level of funding for K-14 schools; exempts payments to fund K-14 schools from state’s appropriations limit. Imposes additional tax on tobacco, to be used for tobacco-related disease research; anti-tobacco public education programs; fire prevention; and environmental conservation. Requires a minimum 20% rate reduction from Nov. 1987 levels for auto and other property/casualty insurance. Freezes rates until Nov. 1989. Thereafter, requires rate changes to be approved by the Insurance Commissioner. Makes the office of Insurance Commissioner a statewide elected position. Requires every insurer to offer all eligible persons a good-driver auto insurance discount. Requires auto insurance rates to be determined primarily by driving record. Prohibits discrimination, price-fixing, and unfair practices by insurance companies. Requires host of public disclosures, including toxic household products, insurance coverage limits, nursing home contract terms, initiative campaign contributors, and corporations doing business in South Africa. $150 million bond measure for shelters and transitional housing for the homeless; elderly, disabled, and farmworker housing; and first-time homebuyers assistance. Increases state gasoline tax by 9¢/gal. Increases appropriations limits for both state and local governments, allowing each to annually appropriate more funds. Increases the minimum funding guarantee for schools. Prohibits legislators and statewide officeholders from accepting honoraria and working as lobbyists w/in 12 of leaving office; establishes Citizens’ Compensation Comm. to set legislators’ and statewide officials’ salaries. Dedicates $30 million annually from General Fund and existing environmental funds to acquisition of 87 177 1990 G 126 40.9 59.1 58.6 178 1990 G 128 35.7 64.3 58.6 179 1990 G 129 27.6 72.4 58.6 180 1990 G 130 47.9 52.1 58.6 181 1990 G 132 55.8 44.2 58.6 182 1990 G 133 31.9 68.1 58.6 183 1990 G 134 31.0 69.0 58.6 184 1990 G 135 30.4 69.6 58.6 185 1990 G 138 28.8 71.2 58.6 186 1992 G 158 39.9 60.1 75.3 187 1992 G 161 45.9 54.1 75.3 188 1992 G 166 30.8 69.2 75.3 habitat for deer, mountain lions, and rare/endangered species; wetlands; aquatic habitat; and open space. Increases tax on beer from 4¢ to 20¢ per gal.; on wine from 1¢ to 20¢ per gal.; on fortified wines from 2¢ to 20¢ per gal.; and on distilled spirits from $2 to $3.30 per gal. Regulates use of pesticides; phases out use of pesticides known to cause reproductive harm and chemicals known to deplete the ozone layer; requires reduced emissions of greenhouse gases; limits underwater oil & gas extraction; creates elective office of Environmental Advocate; authorizes $300 million bond issue for redwood forests acquisition. Dedicates $1.9 billion in state revenues over next 8 years to drug enforcement, treatment, and gangrelated purposes; authorizes $740 million bond issue for drug abuse, confinement, and treatment facilities. $472 million bond measure for public acquisition of ancient forests providing wildlife habitat; limits timber cutting practices and logging sites; requires retraining of loggers displaced by new regulations. Establishes Marine Protection Zone w/in 3 miles of Southern Calif. coast. Beginning 1/1/94, prohibits use of gill or trammel nets. Imposes additional fees on fisherman operating in Zone. Increases sales tax by ½ cent; deposits revenues in new Safe Streets Fund; appropriates fund revenues for anti-drug education; anti-drug law enforcement; prisons/jails, and drug treatment. Imposes alcohol surtax of 5¢ per 12 oz. of beer, 5 oz. of wine, and 1 oz. of distilled spirits. Appropriates revenues for alcohol & drug abuse prevention and treatment, emergency medical care, mental health programs, child abuse and domestic violence prevention, law enforcement costs. Expands state pesticide residue monitoring for produce and processed foods; appropriates state funds for pesticide-related research; requires review of cancerous pesticides. $300 million bond issue for forest and park recreation, urban forestry projects, and reforestation of private lands; limits timber cutting practices. Creates Office of California Analyst to replace existing Legislative Analyst’s Office and exempts costs from restriction on Legislature’s operating expenses. Legalizes physician-assisted suicide for terminally ill mentally competent adults. Requires employers to provide health care coverage 88 189 1992 G 167 41.2 58.8 75.3 190 1993 S 168 40.2 59.8 36.4 191 1993 S 170 30.7 69.3 36.4 192 1993 S 172 57.8 42.2 36.4 193 1994 P 180 43.3 56.7 35.1 194 1994 G 185 19.5 80.5 60.5 195 1994 G 186 26.6 73.4 60.5 196 1994 G 188 29.3 70.7 60.5 197 1996 G 204 62.9 37.1 65.5 198 1996 G 210 61.5 38.5 65.5 199 1996 G 211 25.6 74.4 65.5 for most employees and their dependents; limits employee health care contributions. Increases taxes on top personal income taxpayers, corporations, banks, insurance companies, and oil producers. Removes the requirement that a low-rent housing project must obtain prior approval from voters in the city or county where the project is located. Cities/counties would only be required to give notice of such projects, and a vote would only be held if a petition calling for a vote is signed by a specified number of voters. Restricts the definition of low-rent housing so that the number of projects that would be subject to the notice and petition requirements would be significantly reduced. Permits an increase in property taxes above 1% to repay local school bonds on a majority vote of the public instead of current 2/3 vote requirement. Imposes an additional 0.5% state sales tax, with revenues dedicated to local public safety purposes. Additional revenues intended to offset shift of local property tax revenues to the State in 1993-94 state budget act. Additional tax would be collected in all counties, but counties would only receive additional funding if they vote to participate in the program. $2 billion bond measure for acquisition, development, and conservation of parks, historic sites, wildlife & forest areas, and the like throughout CA. Imposes an additional 4% tax on gasoline; dedicates revenues for electric trains, clean fuel buses, and other mass transportation programs. Creates universal state health insurance program for all CA residents administered by an elected Health Commissioner and funded by employer, individual, and tobacco taxes. Preempts local smoking laws. Replaces existing regulations with limited statewide public smoking ban. Permits smoking in most public places; increases penalties for tobacco sales to minors. $995 million bond measure for clean drinking water grants; increased water supply; fish protection; pollution cleanup in lakes, rivers, and bays; and flood protection. Increases state minimum wage to $5/hour on 1/1/97 and $5.75//hour on 1/1/98. Prohibits restrictions on class action attorney-client fee arrangements; prohibits deceptive conduct in securities transactions that result in loss to pension, retirement funds, or savings. Imposes civil liability, including punitive damages, for losses. Prohibits corporate indemnification of officers found liable 89 200 1996 G 214 42.0 58.0 65.5 201 1996 G 215 55.6 44.4 65.5 202 1996 G 216 38.7 61.3 65.5 203 1996 G 217 49.2 50.8 65.5 204 1998 P 224 38.1 61.9 42.5 205 1998 G 4 57.5 42.5 57.6 206 1998 G 6 59.4 40.6 57.6 207 1998 G 9 26.5 73.5 57.6 for fraudulent acts. Prohibits health care businesses from discouraging health care professionals from advocating for treatment, offering incentives for withholding care, or refusing services recommended by licensed caregiver w/o examination by healthcare business’s own professional. Requires healthcare businesses to make tax returns public, disclose certain financial information to consumers including administrative costs, establish criteria for authorizing or denying payment for care, and to provide for minimum safe and adequate staffing of healthcare facilities. Legalizes medical marijuana; exempts subscribing physicians from punishment. Prohibits health care businesses from discouraging health care professionals from advocating for treatment, offering incentives for withholding care, or refusing services recommended by licensed caregiver w/o examination by healthcare business’s own professional. Requires healthcare businesses to make their tax returns public, establish criteria written by licensed health professionals for denying payment for care, and to establish staffing standards for healthcare facilities. Establishes nonprofit public corporation for consumer advocacy. Retroactively reinstates highest tax rates on taxpayers w/ incomes over $115k and $230k, and joint taxpayers w/ incomes over $230k and $460k. Allocates revenue to local agencies. Prohibit contracting with private engineering firms when work by civil service employees is less costly, unless there is an urgent need for contract. Prohibits contracts which Controller or awarding agency determines are against the public interest or health, or where the quality of work would be lower than civil service work. Requires competitive bidding of state design and engineering contracts over $50k, unless delay would endanger public health or safety. Prohibits use of steel-jawed animal traps and specified poisons on animals; prohibits commerce in furs of animals so captured. Makes possession, transfer, or receipts of horses for slaughter for human consumption a felony; makes sale of horsemeat for human consumption a misdemeanor. Prohibits assessment of taxes, bonds, or surcharges to pay for the costs of nuclear power plants. Limits authority of electric companies to recover costs for non-nuclear generation plants. Prohibits issuance of electricity rate reduction bonds and assessments on customers for payment of bond principal and 90 208 1998 G 10 50.5 49.5 57.6 209 2000 P 12 63.2 36.8 53.9 210 2000 P 20 53.0 47.0 53.9 211 2000 P 26 48.7 51.3 53.9 212 2000 G 33 38.9 61.1 70.9 213 2000 G 36 60.9 39.1 70.9 214 2000 G 39 53.4 46.6 70.9 215 2002 P 40 56.9 43.1 34.6 216 2002 P 45 42.3 57.7 34.6 217 2002 G 52 40.9 59.1 50.6 218 2004 P 56 34.3 65.7 44.3 219 2004 P 57 63.4 36.6 44.3 220 2004 G 63 53.8 46.2 76.0 221 2004 G 66 47.3 52.7 76.0 222 2004 G 67 28.4 71.6 76.0 interest. Restricts electricity customer information dissemination. Imposes additional tax on cigarettes to fund state and county First 5 Commissions, which will provide early childhood development programs. $2.1 billion bond measure for water quality grants; river, lake, and stream protection; tree planting and forest protection; open space and farmland preservation; neighborhood park improvements. Requires that half of future growth in lottery funds dedicated to public education must go K-14 schools only (not CSU or UC) and be spent on instructional materials. Permits public school and community college infrastructure bonds to be approved by majority vote instead of existing 2/3 vote requirement. Allows legislators to participate in the Public Employees Retirement System (PERS). Requires probation, instead of incarceration, for possession, use, or transportation of illegal drugs and similar parole violations; authorizes dismissal of charges after completion of treatment. Doesn’t apply to sale or manufacture of drugs. Permits public school and community college infrastructure bonds to be approved by 55% vote instead of existing 2/3 vote requirement. $2.6 billion bond measure for lake, river, stream, beach, and coastal area protection; improved water quality; pollution cleanup; open space and farmland preservation; wildlife preservation; state and local park renovations. Allows termed-out legislators to serve an additional 4 years if voters submit petition signatures permitting their incumbent legislator to seek reelection after they are termed out. Allows legally eligible persons to register to vote on election day. Increases penalties for voter fraud. Permits Legislature to enact budget and budgetrelated tax and appropriation bills with 55% vote instead of current 2/3 vote requirement. One-time $15 billion Economic Recovery Bond issue to pay off state’s accumulated General Fund deficit as of June 30, 2004. Imposes additional 1% state income tax on incomes over $1 million to fund mental health services programs. Restricts number of situations where 3 Strikes Law would apply. Reduces number of offenses that qualify as a strike. Imposes additional 3% telephone surcharge tax to provide funding to doctors, hospitals, clinics, and first responders for uncompensated emergency 91 223 2004 G 71 59.1 40.9 76.0 224 2005 S 78 41.5 58.5 50.1 225 2006 P 82 39.2 60.8 33.6 226 2006 G 86 48.3 51.7 56.2 227 2006 G 87 45.4 54.6 56.2 228 2006 G 88 23.3 76.7 56.2 229 2008 Feb. P 2008 Feb. P 92 42.7 57.3 57.7 93 46.4 53.6 57.7 231 2008 G 2 63.5 36.5 79.4 232 2008 G 5 40.5 59.5 79.4 233 2008 G 7 35.5 64.5 79.4 234 2008 G 10 40.5 59.5 79.4 235 2009 S 1A 34.6 65.4 28.4 236 2009 S 1B 38.1 61.9 28.4 230 medical care. $3 billion bond measure for grants and loans for stem cell research and construction of stem cell research facilities. Establishes state-run discount prescription drug program; enables low-income residents to purchase drugs at reduced prices; authorizes state to contract w/ pharmacies to sell drugs at agreed-upon prices. Imposes additional 1.7% state income tax on incomes over $400k ($800k for couples) to fund preschool for all 4-yr. old children. Imposes additional tax on cigarettes of $2.60/pack; uses revenues to provide funding to hospitals, nursing education, health insurance for children, and cancer research. Imposes new oil severance tax on oil extracted in CA; uses revenues for alternative energy research and production. Prohibits tax from being passed on to consumers Provides additional school funding by an additional $50 state tax on each real property parcel. Established minimum funding guarantee for community colleges in state constitution. Loosens legislative term limits by permitting persons to serve 12 years in either chamber instead of current 6 yrs. in Assembly and 8 yrs. in Senate. Requires veal calves, chickens, and pregnant pigs to be confined in ways that permit them to stand up, lie down, turn around freely, and extend their limbs. Annually dedicates $460 million in General Fund moneys to treating persons convicted of drug offenses; limits court authority to incarcerate drug offenders; shortens parole for drug offenses. Requires all utilities, including government-owned utilities, to generate 40% of their power by 2020, and 50% of their power by 2025, from renewable sources; makes changes to CA’s system of electricity regulation. $5 billion bond measure for consumer grants and rebates to purchase high fuel economy and alternative fuel vehicles; grants for renewable energy research. Increases size of state rainy day fund from 5% to 12.5%; with rainy day funds dedicated to savings for future economic downturns, education, infrastructure, and debt repayment. Requires additional revenue above historic trends to be deposited into state rainy day fund. Triggers $16 billion in tax increases. Requires State to make additional $9.3 billion payment to K-14 education. Increases amounts State would have to pay to K-14 education in future 92 237 2009 S 1C 35.6 64.4 28.4 years. Allows state lottery to increase the size of prize payouts in order to increase lottery revenues; authorizes state to borrow $5 billion from future lottery profits by securitizing future lottery income streams. 93 APPENDIX B Conservative Ballot Measures132 YEAR # YES % NO% TURN OUT % TITLE & SUMMARY OVERVIEW 1 1914 2 40.4 59.6 78.9 2 1914 5 45.6* 54.4* 78.9 3 1914 13 48.0 52.0 78.9 4 1914 18 50.6* 49.4* 78.9 5 1914 41 67.5 32.5 78.9 6 1916 1 44.8 55.2 79.6 7 1916 2 47.7 52.3 79.6 8 1916 6 64.3 35.7 79.6 Enacts Prohibition – outlawing manufacture, sale, gift, or transportation of intoxicating liquor within the state. Referendum opposing an act creating state corporations department, with governor appointing commissioner of corporations. Dept. of corporations would have control over investment companies and investment brokers, including power of examination. Provides that no elector may vote in any state or local bond election unless he/she is an owner of property taxable for payment of such indebtedness. Referendum opposing an act declaring the buying, selling, shipping, or trading of any wild game, bird, or animal (except rabbits and wild geese) protected by law in the Penal Code, whether dead or alive, to be a misdemeanor. Provides that, in addition to civil cases, no judgment in a criminal case shall be set aside or a new trial granted for misdirection of the jury or improper admission of evidence, or for any error as to a matter of pleading or procedure, unless after examination of the entire cause—including the evidence—the court is of the opinion that the error resulted in a miscarriage of justice. Defines alcoholic liquor and prohibits its manufacture, sale, or possession after Jan. 1, 1920. Defines alcoholic liquor and prohibits its possession, gift, or sale in saloons, hotels, restaurants, dance halls and other places of public resort after Jan 1, 1918. Owners of all such places are required to prohibit drinking therein. Declares that no state Senator or Assembly member shall, during the term for which he/she was elected, hold or accept any employment or other office from the state. Excludes situations where a state Senator 132 Prior to 1960, ballot measures only appeared on general or special election ballots, but not on primary ballots. For elections on and after 1960, general elections are designated “G,” primary elections are designated “P,” and special elections are designated “S.” The “yes” and “no” vote totals for referendums have been reversed, because in referendum campaigns, the proponent asks for a “no” vote. So to support the referendum, an elector votes “no.” “Yes” and “no” votes for referenda are marked with an asterisk (*). 94 9 1918 1 42.9 57.1 59.4 10 1918 18 42.3 57.7 59.4 11 1918 22 47.4 52.6 59.4 12 1918 24 47.5 52.5 59.4 13 1920 1 75.1 24.9 71.9 14 1920 4 41.4 58.6 71.9 15 1920 11 81.9 18.1 71.9 16 1920 14 51.6* 48.4* 71.9 17 1922 5 84.4* 15.6* 65.3 or Assembly member is elected by the people to a different position. Bans drinking saloons; regulates traffic in alcohol; prohibits sale and various other dispositions of alcohol, with exception of certain vinous and malt liquors; limits number of municipal licenses for sale of vinous or malt liquors; permits further municipal regulations and prescribes penalties. Creates state board of authorization; requires each county officer to file financial statements with governing body of county, which shall submit same with budget to such state board before making tax levy; limits yearly increase in amounts raised thereby to five per cent of amount produced in preceding year, unless greater amount authorized by such board or the electors; makes special provisions for school matters, regulating such five per cent increase by average daily attendance; declares governing body of any political subdivision may subject itself to the provisions hereof; authorizes Legislature to amend or repeal act. Makes manufacture, importation, or sale of intoxicating liquors a misdemeanor. Declares that stockholders shall not be liable for debts, and that directors shall not be liable for misappropriated funds, for any corporation that adopts and uses as the last word in its name “Limited” or “Ltd.” States that Legislature is authorized to impose liabilities upon limited corporate stockholders at its discretion. Permits noncitizens eligible for citizenship to acquire real property in same manner as citizens; permits majority-noncitizen owned corporations to acquire real property only as prescribed by treaty; prohibits noncitizens from serving as guardians of estates of minors when real property is owned by estate. Increases number of signatures required to qualify an initiative related to assessment/collection of taxes from 8% of votes at last gubernatorial election to 25%. Imposes alien poll tax on every male alien in the state between ages 21 and 60. Referendum opposing a statute that prohibits any subsidiary corp., agent, or employee of a bank from selling insurance in CA. Referendum opposing a measure regulating construction, alteration, maintenance, use, and occupancy of tenement housing in CA. Defines fireproof, semi-fireproof, and wooden buildings; requires roofs of all semi-fireproof buildings and wooden buildings in incorporated municipalities to 95 18 1922 12 71.1 28.9 65.3 19 1922 27 40.5 59.5 65.3 20 1924 1 45.8 54.2 73.3 21 1924 10 37.1 62.9 73.3 22 1924 13 50.8 49.2 73.3 23 1926 3 72.3* 27.7* 63.4 24 1926 7 73.2 26.8 63.4 25 1928 8 28.1* 71.9* 79.8 26 1928 16 56.4 43.6 79.8 be constructed of approved incombustible materials or be well covered with approved composition, fire resistive, or fire retardant material. Requires governor to submit to Legislature w/in first 30 days of regular session a budget itemizing all proposed expenditures and estimated revenues for each fiscal year of next biennial period. Prescribes procedure for passage of budget bill; permits referendum of budget items except those for usual and current expenses; Gives governor power of lineitem veto. Increases number of signatures required to qualify ballot measures relating to assessment or collection of taxes (or to repeal this provision) from 8% to 15% of the number of all votes cast for governor at the previous gubernatorial election. Requires common carriers upon public highways (buses, taxis, etc.) to pay an annual state tax of 4% of their gross receipts from operation, in lieu of all other taxes and fees thereon. Permits Legislature by 2/3 vote to change the 4% tax rate. Exempts county fire insurance companies from the state tax on insurance companies; provides that State shall reimburse counties for lost revenues caused by the exemption. Declares Legislature shall provide for and levy an annual educational poll tax of not less than $5/yr. on every male inhabitant between 21 and 50 yrs. old. Exempts those honorably discharged from the military, those paying property taxes of at least $5/yr., and paupers, idiots, imbeciles, and insane persons. Referendum opposing a statute that further regulates the manufacture and sale of oleomargarine and prohibits the use of dairy terms and symbols in connection therewith. Imposes an additional 2¢ tax on every pound of oleomargarine sold in state. Reduces state tax rate on steam railroads of 250 miles or less in length from 7% to 5.25% of gross receipts. Referendum opposing a measure that increases the registration fee paid by electric motor vehicles and vehicles equipped wholly with pneumatic tires used or maintained primarily for transporting passengers for hire or for transporting property. Graduates such fees on a weight basis. Declares that the constitutional provision imposing stockholder liability for debts of corporations, and corporate director liability for moneys embezzled for misappropriated by corporate officers, shall not apply to (1) exposition companies organized to conduct fairs, sports, and exhibitions authorized by 96 27 1928 20 65.4 34.6 79.8 28 1930 19 70.6 29.4 64.4 29 1930 21 39.1 60.9 64.4 30 1930 26 17.0 83.0 64.4 31 1932 S 1 78.8* 21.2* 62.5 32 1933 Jun. S 1 62.0 38.0 54.1 33 1933 Jun. S 8 68.2 31.8 54.1 34 1934 2 63.9 36.1 75.2 35 1934 5 72.8 27.2 75.2 law or (2) CA corporations using “Limited” or “Ltd.” in their titles. Declares that a trial by jury may be waived in all criminal cases, by consent of both parties, expressed in open court by the defendant and his counsel. Makes state Supreme, appellate, and trial court judges ineligible to hold other public employment while holding a judgeship; prohibits sitting judges from practicing law in or out of court. Requires Legislature to reimburse cities and counties for property tax revenues that were previously diverted by the State away from cities and counties and used to support state purposes. Prohibits any store, barber shop, workshop, factory, or other place of business from being open for business on Sundays; or performing or employing any labor on Sundays. Referendum opposing a statute that prohibits waste of crude petroleum oil; creates conservation commission to investigate oil production, determine whether waste is committed, regulate production, and enjoin producers from committing waste by way of excessive production. Authorizes injunctions against violators. Caps year-over-year increases in state spending at no more than 5%, except for schools. State spending can be increased by more than 5% if approved by 2/3 vote in each house of Legislature. Provides a spending limitation on local governments for 2 years, which can be extended by Legislature, where local governments cannot increase year-over-year annual spending by more than 5%. Beginning in 1935, adds property of public utilities to tax rolls, making such property eligible for taxation like other businesses and corporations. Requires the state to assume the responsibility, currently borne by counties, to provide matching funds for schools at a rate of $30/day per pupil for elementary schools and $60/day per pupil for high schools. Requires Legislature to regulate compensation of county supervisors, district attorneys, and auditors; county supervisors would regulate compensation of other county officers (except municipal court judges). Prohibits increase of compensation after election or during term. Prohibits consumption or sale of intoxicating liquor (except beer) in public saloons; permits consumption and sale at bona fide hotels and restaurants Declares that judges and counsel may comment on a defendant’s failure to explain or deny any evidence against him/her, or whether defendant testified or not, in any criminal case. Declares trial judge may 97 36 1934 13 26.7 73.3 75.2 37 1934 19 36.1 63.9 75.2 38 1936 2 38.2 61.8 83.4 39 1936 7 36.3 63.7 83.4 40 1936 9 32.8 67.2 83.4 41 1936 18 79.1* 20.9* 83.4 42 1936 21 50.2 49.8 83.4 43 1936 22 56.2* 43.8* 83.4 instruct jury regarding law applicable to the facts and comment on evidence, testimony, and credibility of any witness. Requires trial judge to inform jury that jurors are the exclusive judges of all issues of fact and credibility of witnesses. Provides that local voters may submit initiative petitions to local legislative bodies calling for the prohibition of traffic in beverages containing more than 0.5% alcohol; and if so petitioned legislative body shall submit question to voters. If voters approve, traffic in such beverages shall become unlawful w/in the local jurisdiction 30 days thereafter. If approved, opponents can repeal ban by same process in a subsequent election on the same question if a majority of voters vote in the negative. Prohibits Legislature from creating State indebtedness over $300k unless authorized by a majority vote of the people and such debt will be retired within 40 yrs. Requires bonds issued to mature serially, with first maturity being 3 yrs. after issuance. Permits first maturity of bonds for revenue producing utilities to be 15 yrs. Permits 70 year bonds for acquisition and development of water resources, including when used for electric energy production. Declares that no law imposing individual income or estate taxes shall be valid unless approved by a majority of voters following its passage by 2/3 of all members of each house of the Legislature. Repeals 1935 personal Income Tax Act and similar personal income tax laws. Requires appointment to county, district, and municipal offices be based on integrity, character, merit, fitness, and industry. Exempts certain positions. Provides for county civil service commissions, empowered to provide qualified persons for appointments within county. Prohibits employee dismissals except for cause after a hearing. Prohibits employees from participating in county, city, or district political activity. Provides that every city, town, county, city and county or territory outside of incorporated cities, shall have the power to regulate, zone, or prohibit the sale of alcoholic beverages within its limits. Referendum opposing a legislative statute providing for an excise tax of 10¢/lb. on all oleomargarine offered or sold in Calif. Authorizes Legislature to provide for establishment of prisons for female inmates convicted of felonies. Declares Legislature may provide for different types of punishment and custody for female prisoners. Referendum against legislative statute requiring 98 44 1938 1 42.0 58.0 74.7 45 1938 13 73.9* 26.1* 74.7 46 1938 14 83.7 16.3 74.7 47 1939 S 3 28.9* 71.1* 82.5 48 1939 S 4 28.4* 71.6* 82.5 every person or organization owning, operating, or controlling one or more retail merchandise stores to obtain a State business license; imposing a 50¢ business license application fee; imposing a progressive license fee of $1 for 1 store, increasing to a maximum of $500 per store when 9 or stores are owned or operated by a licensee. Exempts ice distributors, restaurant facilities of common carriers, newspaper offices, stores where merchandise sales are incidental to personal services, and movie theatres. Defines what constitutes lawful and unlawful picketing, boycotting, and displaying of banners. Prohibits seizure of private property, coercion, intimidation, obstruction, or interference with use of public highways, streets, wharves, docks, and other pubic places, use of abusive or misleading statements or threats of violence, and certain other acts in connection with labor disputes. Recognizes right of employees to strike and collectively bargain. Provides for civil and criminal punishments for violations and permits judicial injunctions to prevent or abate violations. Repeals all conflicting laws. Referendum opposing an act authorizing the creation of a public utilities com’n w/in any city, city and county, county, local government agency, or other entity rendering service to the public. Authorizes sale of revenue bonds to defray the costs of construction or acquisition of public utilities or improvements or extensions thereof. Authorizes repayment of bonds from revenues derived from sale of commodities or services produced or generated by said public utilities (i.e., water, electricity, etc.). Provides that upon conviction of a crime involving moral turpitude, a justice or judge of any state court shall be suspended from office by the Supreme Ct. and his/her salary shall also be suspended until the conviction becomes final. Upon final conviction, the Supreme Ct. shall permanently disbar the judge and remove him/her from office. If conviction is reversed, Supreme Ct. shall terminate suspension and judge shall received salary for period of suspension. Referendum opposing the “Personal Property Brokers Act” (Stats. 1939 ch. 952), which regulates personal property brokers and requires the same to obtain a state license. Regulates loans of $300 or less and interest charges thereon. Exempts banks, trust companies, credit unions, licensed pawnbrokers, and building and loan associations. Provides for administration by Corporations Commissioner. Referendum opposing the “Personal Property 99 49 1939 S 5 61.3* 38.7* 82.5 50 1940 9 26.4 73.6 81.4 51 1940 10 62.6 37.4 81.4 52 1940 13 15.1 84.9 81.4 53 1940 15 37.9 62.1 81.4 54 1942 4 45.7 54.3 53.9 55 1944 12 40.8 59.2 86.1 56 1946 5 28.7 71.3 63.0 Brokers Act” (Stats. 1939 ch. 1044), which regulates personal property brokers and requires the same to obtain a state license. Regulates loans of $300 or less and interest charges thereon. Exempts banks, trust companies, credit unions, licensed pawnbrokers, and building and loan associations. Provides for administration by Corporations Commissioner. Referendum opposing an act creating the Oil Conservation Com’n empowered to limit and prorate production of crude petroleum oil and natural gas, adopt rules and regulations relating thereto, and to prescribe procedures for hearings before the Com’n. Provides for court review. Imposes charges on well operators and royalty owners to finance enforcement of the Act. Exempts from local taxes until 1955 all vessels, except yachts, of more than 50 tons burden operating at any port in the state. A 1931 legislative act provided that no special assessment district can be created if a majority of property owners involved protest; and that the total assessments against the property in the district cannot equal more than 50% of the true value of the property, unless approved by a 4/5 vote of the local governing body. However, St. Supreme Ct. held the act unconstitutional as applied to chartered cities. This measure extends legislative act’s provisions to chartered cities. Empowers Legislature to authorize sale of state park lands containing oil or gas deposits that exceed the value of the land when used for recreational purposes. Directs proceeds to be deposited in the General Fund. Prevents cities and counties from using funds designated for payment of principal and interest on bond indebtedness incurred by or on behalf of a municipally owned public utility as a source to temporarily cover ongoing costs of the city or county. Provides that no income tax shall be valid unless it is approved by a majority of the voters at an election; repeals 1935 Personal Income Tax Act and similar personal income tax laws. Declares right of employment, free from interference because employee does or doesn’t belong to or pay money to a labor union. Declares interference with such right unlawful and provides remedy by court action. Creates court of tax appeals consisting of 3 judges selected in same way as Supreme Ct. judges. Gives tax ct. appellate jurisdiction, subject to review by 100 57 1948 2 30.8 69.2 80.5 58 1948 3 50.9 49.1 80.5 59 1948 12 29.5 70.5 80.5 60 1948 17 31.9 68.1 80.5 61 1950 1 19.3 80.7 73.3 62 1950 10 50.8 49.2 73.3 63 1952 5 68.1 31.9 86.9 64 1952 6 69.6 30.4 86.9 65 1956 10 42.7 57.3 86.6 66 1958 18 40.4 59.6 79.5 Supreme Ct., in all cases involving legality, imposition, or collection of taxes and assessments. Requires local governments to strictly regulate the sale of liquor by requiring local governing bodies to enact and enforce ordinances that (1) regulate the presence of minors on premises where liquor is sold; (2) regulate lighting and ventilation on premises where liquor is sold; and (3) to ensure adequate sanitary facilities on premises where liquor is sold in order to protect public morals, welfare, and health. Limits the number of liquor licenses in each county to 1 per 2,500 residents. Empowers Pub. Util. Com. to prescribe the number of brakemen to be used on railroad trains. Prohibits feather-bed practices, where employers are required in collective bargaining agreements to hire more employees than are actually needed to perform a task, in employment of railroad brakemen on trains. Provides that State liquor licenses for retail sale shall not be valid until approved by governing body of county or city where premises are located; gives local governments the authority to regulate or prohibit sale of liquor w/in their boundaries. Exempts from civil service seasonal employees of district agricultural associations; CA Horse Racing Bd. part-time stewards, judges, and veterinarians; full & part-time livestock brand inspectors; 4 employees of BOE. Prohibits Legislature from reinstating certain civil service exemptions once abolished. Prohibits state and local governments from imposing taxes upon personal property, tangible or intangible. Requires approval of voters in city/county prior to establishing any low-rent housing project. Prohibits any public office or any tax exemption from being awarded to any person/group advocating forceful overthrow of the state or federal government. Requires public officers to take oath swearing that they are not members of groups advocating overthrow of the government. Permits Legislature, notwithstanding civil service laws, to contract with private architects and engineers when work cannot be complete by state employees w/in required time. Prohibits employers and employees from creating collective bargaining agreements that (1) make membership in labor unions or payment of union dues a condition of employment; (2) make refraining from joining a union a condition of employment; or (3) where non-union members are denied employment. Declares unlawful certain practices 101 67 1962 G 24 40.3 59.7 78.7 68 1964 G 14 65.4 34.6 88.4 69 1964 G 17 61.0 39.0 88.4 70 1966 G 16 43.6 56.4 79.2 71 1968 G 9 32.0 68.0 85.8 72 1970 P 8 28.5 71.5 62.2 73 1970 G 10 44.9 55.1 76.2 74 1970 G 19 71.6 28.4 76.2 75 1972 P 7 67.8 32.2 71.0 76 1972 G 14 34.1 65.9 82.1 relating to membership in labor organizations and authorizes injunctions and damages suits against violations or attempted violations. Denies political party status to communists; prohibits communists from holding public office; requires teachers & public employees testify about communist affiliations. Prohibits State from denying or abridging right of any person to decline to sell, lease, or rent residential real property to any person as he/she chooses. Declares state policy on manning trains. Provides that Federal Arbitration Bd. Award No. 282 on manning freight trains shall be effective in CA. Provides that nothing contained in state law or state regulation shall prevent a common railroad carrier from manning its trains in accordance with the award of Federal Arbitration Bd. No. 282, or in accordance with any agreement between a railroad company and its employees. The practical effect would be to permit railroads to eliminate the position of firemen on diesel powered trains since there are no fires to stoke or coals to shovel on diesel (as opposed to antiquated steam) locomotives. Declares state policy to prohibit obscenity; redefines “obscene”; provides procedures to prosecute violations; creates action to compel D.A.’s to prosecute obscenity. Establishes a limitation on ad valorem taxes on property. Reduces, in stages, the amount of ad valorem taxes on property for any given year to an amount which, when added to ad valorem special assessments for the immediately preceding year, does not exceed 1% of the market value of the property. Requires Legislature to provide from sources other than property taxes 50% of costs for public schools and 90% of costs for social welfare services. Exempts loans over $100k to corporations and partnerships from the 10% interest rate cap. Deletes misdemeanor penalty for charging interest over specified limit; adds felony for unlicensed person offering/making loans for interest above specific limits. Permits Legislature to prohibit tax valuation of single family homes at any value greater than that which would reflect use of property as single family dwelling. Limits ad valorem property tax rate for all purposes except payment of designated types of debts and liabilities. Eliminates property tax to support welfare purposes, limits property tax for education, and requires state funding of these functions from other 102 77 1972 G 17 67.5 32.5 82.1 78 1972 G 18 32.1 67.9 82.1 79 1972 G 21 63.1 36.9 82.1 80 1972 G 22 42.1 57.9 82.1 81 1973 S 1 46.0 54.0 47.6 82 1974 G 15 38.7 61.3 64.1 83 1976 P 5 59.4 40.6 72.6 84 1976 P 12 43.7 56.3 72.6 taxes. Increases sales, use, cigarette, distilled spirits, and corporation taxes. Requires severance tax on oil and mineral extraction. Restricts new exemptions from property taxes to those approved in an election. States that CA statutes authorizing death penalty are still in full force & effect and that death penalty shall not be deemed cruel & unusual punishment under the Cal. Const. Permits cities and counties to regulate obscenity, which is currently regulated by state law. Would replace the statewide test to determine appeal to prurient interest with a local test (i.e., in incorporated area where offense occurred) to determine appeal to prurient interest. Criminalizes as a misdemeanor distributing for public display specified material relating to nudity, sadomasochistic abuse, defecation and urination. Makes the 6th conviction of such offenses a felony. Permits injunctions and seizure of materials. Eliminates public school integrative bussing by adding a section to the Education Code stating “No public school student shall, because of his race, creed, or color, be assigned to or be required to attend a particular school.” Repeals section establishing policy that racial and ethnic imbalance in pupil enrollment in public schools shall be prevented and eliminated. Sets forth permissible and prohibited labor relation activities of agricultural employers, employees, and labor organizations. Makes specified strikes, picketing, and boycotts of agricultural products unlawful. Criminalizes making threats or using coercion to dissuade secondary employers not to transport, process, or distribute agricultural products; or to dissuade consumers from purchasing agricultural products. Defines unfair labor practices for employees and employers. Creates Agricultural Labor Relations Bd. (ALRB) with power to conduct union elections, prevent unfair labor practices, and enforce the Act. Limits state expenditures; requires surplus revenue to be used for tax reductions; reduces income tax levels; requires 2/3 vote for new taxes; limits local property taxes; requires state reimbursement for local mandates. Prohibits any state public body from constructing or acquiring any low rent housing project until the voters where the project will be located approve it. Requires 2/3 vote, instead of majority, to impose taxes on corporations (including state and national banks) or to change tax rates imposed on insurers. Increases maximum permissible rate of interest 103 85 1976 G 5 47.0 53.0 81.5 86 1976 G 10 79.8 20.2 81.5 87 1978 P 8 47.0 53.0 68.9 88 1978 P 13 64.8 35.2 68.9 89 1978 G 6 41.6 58.4 70.4 90 1978 G 7 71.1 28.9 70.4 91 1979 S 1 68.6 31.4 37.4 92 1979 S 2 64.6 35.4 37.4 93 1979 S 4 74.3 25.7 37.4 94 1980 P 9 39.2 60.8 63.3 charged by nonexempt lenders for nonpersonal, nonfamily, and nonhousehold loans to the higher of 10% or 7% plus the prevailing interest rate charged by the San Francisco Federal Reserve. Except as to specified lenders like banks and credit unions, the state constitution limits interest rates to 10%. This proposal would retain the 10% limit on loans made primarily for personal, family, or household purposes, but would increase the maximum permissible interest rate for other loans to the higher of 10% or 7% plus the rate currently charged by the San Francisco Federal Reserve. Prohibits local governments whose geographic boundaries include area in 2 or more counties from levying property taxes unless approved by majority vote of qualified voters of such local government. Permits Legislature to tax owner occupied dwellings at a lower rate than that imposed on other property. Prohibits increasing taxes on other property to offset any revenue loss. Limits real property taxes to 1% of value and limits annual increases in value; requires 2/3 vote of Legislature to increase state taxes; authorizes imposition of local special taxes w/a 2/3 vote of electorate. Provides for filing charges against school teachers and staff for advocating or encouraging homosexual acts; or for publicly or indiscreetly engaging in such acts. Prohibits hiring, and requires dismissal of teachers/staff advocating for or publicly/indiscreetly engaging in such acts. Expands categories of first degree murder for which penalty of death or life w/o parole may be imposed; increases minimum sentences for 1st and 2nd degree murder. Stipulates CA Const. does not require anything more than U.S. Const. in terms of school integration bussing. Amends constitutional limit of 10% interest on loan interest rates. Maintains 10% ceiling for loans of personal, family, or household purposes. Removes ceiling for real estate mortgage loans, business loans, construction loans, and other nonpersonal loans. New ceiling would be interest rate charged to banks by the San Francisco Federal Reserve plus 5%. Gann Limit - establishes annual spending cap on state and local governments based on appropriations for prior fiscal year, adjusted for inflation and cost of living. States that income taxes under the Personal Income Tax Law shall not exceed 50% of the rates in effect for the 1978 taxable year; exempts business 104 95 1980 P 10 35.4 64.6 63.3 96 1982 P 4 82.8 17.2 52.7 97 1982 P 5 61.8 38.2 52.7 98 1982 P 6 64.4 35.6 52.7 99 1982 P 7 63.5 36.5 52.7 inventory from taxation. Prohibits state enacted rent control; states rent control may only be imposed locally by vote of the people; exempts certain units from rent control; repeals existing rent control ordinances; prohibits landlord retaliation against tenants for exercising rights. Prohibits granting bail for felony offenses where violent acts were (1) involved and release is likely to result in bodily harm to others, or (2) suspect has threatened others w/ bodily harm and is likely to carry out the threat. Requires courts to consider criminal history, seriousness of offense, and flight risk in setting bail. Repeals existing gift & inheritance taxes; prohibits imposition of new gift or inheritance taxes. Reenacts state “pickup” tax on decedents’ estates. Federal law permits a taxpayer to reduce his/her federal tax liability by the amount of the taxpayer’s state death tax liability. Effect of reenactment of the “pickup” tax would be to create a CA estate tax that would be deducted from federal estate tax liability, thereby providing the state a portion of estate taxes which would otherwise go to the federal government. Would only apply in the case of deaths occurring on or after the measure’s effective date; i.e., the day after election day. Would not apply to deaths occurring prior to that date. Does not conflict with Prop. 6. Repeals existing statutes governing gift and inheritance taxes. Prohibits imposition of such taxes by state or local government without another vote of the people. Reenacts state “pickup” tax on decedents’ estates. Federal law permits a taxpayer to reduce his/her federal tax liability by the amount of the taxpayer’s state death tax liability. Effect of reenactment of the “pickup” tax would be to create a CA estate tax that would be deducted from federal estate tax liability, thereby providing the state a portion of estate taxes which would otherwise go to the federal government. A taxpayer’s total combined state and federal estate tax would not be increased because the state share is offset from the federal liability. The overall effect would be to reduce annual state death tax revenues in the hundreds of millions of dollars. Graduated state personal income tax brackets are adjusted annually by applying an “inflation adjustment factor” determined by use of the percent that the CA Consumer Price Index has changed. This is referred to as “indexing.” Under existing statutes, the full percentage change in the Index is 105 100 1982 P 8 56.4 43.6 52.7 101 1982 G 9 38.9 61.1 69.8 102 1984 P 24 53.1 46.9 48.7 103 1984 G 36 45.2 54.8 74.9 104 1984 G 38 70.5 29.5 74.9 105 1984 G 41 37.0 63.0 74.9 106 1986 P 51 62.1 37.9 40.5 107 1986 G 57 72.7 27.3 59.4 108 1986 G 61 34.1 65.9 59.4 being used for the 1980 and 1981 taxable years. Beginning in 1982 and for later taxable years, the Index percentage changes which exceed 3% will be used. This measure changes existing statutes by providing for the continued use during 1982 and subsequent taxable years the full percentage Index changes. The effect will be to marginally reduce individual state income tax payments, with an aggregate reduction of income tax revenues to the state ranging in the hundreds of millions of dollars. Crime victims bill of rights - including right to restitution, safe schools, and to have relevant evidence admitted; permits prior convictions to be used for impeachment or sentence enhancement; restricts plea bargaining and admission of mitigating evidence at parole hearings. Permits Legislature to loan public school textbooks to nonpublic schools that don’t discriminate on race or color. Accords majority party a 1-vote majority on Senate & Assembly Rules Comm., with other committees being proportionate to partisan breakdown; requires 2/3 vote to establish other parliamentary rules; reduces Legislature’s budget by 30% and requires pubic audits. Amends Prop. 13 (1978); adds new restrictions on real property taxation, enactment of new taxes, and charging fees; requires 2/3 voter approval for local government taxes. Requires Gov. to write letter to POTUS, US Atty. Gen. and all members of Congress urging federal law be amended so that all official voting materials shall be printed only in English. Creates Public Assistance Com. to survey per capita expenditures on public aid and public medical assistance programs in CA and other states. Limits CA’s expenditure on public aid and public medical assistance programs to the national average of spending on such programs (minus CA) plus 10%. Permits legislative amendment by 2/3 vote. Provides that in tort suits, defendants remain jointly and severally liable for economic damages, but that defendants are no longer jointly and severally liable for non-economic damages (pain & suffering) and are only responsible up to their percentage of fault for non-economic damages. Prevents retirement benefits paid to former statewide constitutional officers from increasing based on compensation paid to their successors. Sets Governor’s salary at $80k; other statewide constitutional officers at $52.5k. Limits max. compensation of elected or appointed state/local 106 109 1986 G 62 58.0 42.0 59.4 110 1986 G 63 73.2 26.8 59.4 111 1986 G 64 29.3 70.7 59.4 112 1988 P 67 82.1 17.9 48.2 113 1988 P 69 32.0 68.0 48.2 114 1988 P 72 38.5 61.5 48.2 115 1988 P 73 58.1 41.9 48.2 116 1988 G 89 55.0 45.0 72.8 117 1988 G 96 64.4 35.6 72.8 118 1988 G 102 34.4 65.6 72.8 government employees to 80% of Governor’s salary; requires public vote to increase elected state officerholder’s salaries. Provides that local special taxes can only be imposed by 2/3 vote of people; local general taxes can only be imposed by a 2/3 vote of legislative body and majority vote of people. Provides that English is the official language of the state of California. Declares that AIDS is an infectious, contagious, and communicable condition; requires disease to be placed on reportable disease list maintained by DHS; provides that AIDS is subject to quarantine and isolation statutes and regulations; requires DHS to take steps to preserve public health from AIDS. Increases sentence for second degree murder of a peace officer from 15 yrs. to life to 25 yrs. to life, with no possibility of parole prior to serving 25 yrs. Declares that AIDS is an infectious, contagious, and communicable condition; requires disease to be placed on reportable disease list maintained by DHS; provides that AIDS is subject to quarantine and isolation statutes and regulations; requires DHS to take steps to preserve public health from AIDS. Requires 3% of General Fund revenues be set aside in an emergency reserve. Provides that revenues from sales tax on motor vehicle fuels can only be used for public streets, highways, and mass transit guideways. Requires 2/3 legislative vote or majority public vote before motor vehicle fuel taxes can be raised. Emergency reserve and fuel tax revenues are excluded from the annual appropriations limit. Restricts annual contributions to candidates for public office to $1k from each person, $2.5k from each PAC, and $5k from political parties. Permits local governments to impose stricter limits. Prohibits transfers of campaign funds between candidates or their controlled committees. Limits gifts and honoraria to elected officials to $1k from each single source per year. Prohibits sending mass mailings at public expense. Prohibits use of public funds by public officials or candidates for purpose of seeking elective office. Stays grants of parole approvals, denials, revocations, or suspensions to murderers for 30 days; permits Governor to review and affirm, modify, or reverse parole decisions. Requires persons charged with sex offenses or certain assaults on public safety officers to be tested for AIDS and other communicable diseases. Requires doctors and blood banks to report people they reasonably believe have AIDS; restricts 107 119 1988 G 106 46.9 53.1 72.8 120 1990 P 114 71.1 28.9 41.5 121 1990 P 115 57.0 43.0 41.5 122 1990 G 136 47.9 52.1 58.6 123 1990 G 140 52.2 47.8 58.6 124 1992 G 163 66.6 33.4 75.3 125 1992 G 164 63.6 36.4 75.3 126 1992 G 165 46.6 53.4 75.3 127 1993 S 174 30.4 69.6 36.4 128 1994 P 179 87.7 12.3 35.1 129 1994 G 184 71.8 28.2 60.5 130 1994 G 187 58.8 41.2 60.5 confidential testing; directs health officers to notify reported person’s spouse and/or sexual partners; repeals prohibition on using AIDS tests for insurance or employability; creates felony for persons knowingly infected to donate blood. Limits size of attorney contingency fees to no more than 25% of first $50k recovered; 15% of next $50k recovered; and no more than 10% of amount recovered over $100k. Increases the types of peace officers the murder of whom would be a death penalty-eligible offense. Amends state constitution to afford accused defendants no greater rights than those supplied by US Constitution; establishes People’s right to due process & speedy trial. Extends 2/3 vote requirement for state legislative approval of special or general taxes to any new, or increase in, such taxes and to voter approval of special taxes through initiative; requires charter cities to get majority vote approval of new or increased local general taxes. Imposes term limits of 6 yrs. for Assembly; 8 yrs. for Senate, BOE, and statewide offices; eliminates legislative pensions; reduces Legislature’s operational expenses. Prohibits sales or use taxes on food products exempt from taxation. Exempts candy, bottled water, and snack foods from sales and use taxation. Imposes term limits on CA members of U.S. House of Representatives. Grants Governor constitutional power to reduce certain expenditures to balance state budget during fiscal emergencies; reduces certain welfare benefits. Amends Constitution to enable parents to choose their child’s school by requiring State to provide a voucher for every school age child equal to at least 50% of the prior fiscal year’s per pupil spending for K-12 schools. Requires Legislature to establish a procedure whereby public schools may become independent charter schools. Limits regulation of private and new voucher schools. Counts voucher expenditures towards education’s existing minimum funding guarantee. Imposes 20 yrs. to life sentence for 2nd degree murder where defendant intentionally shoots a firearm from a vehicle at a person outside of the vehicle w/ intent to inflict great harm. 3 Strikes Initiative – increases sentences for convicted felons who have previous convictions for certain violent felonies. Makes illegal aliens ineligible for public social services, public health care services, and attendance 108 131 1994 G 189 79.4 20.6 60.5 132 1996 P 194 73.9 26.1 41.2 133 1996 P 195 85.8 14.2 41.2 134 1996 P 196 85.8 14.2 41.2 135 1996 P 199 39.2 60.8 41.2 136 1996 P 201 40.7 59.3 41.2 137 1996 P 202 48.8 51.2 41.2 138 1996 G 207 34.2 65.8 65.5 139 1996 G 209 54.6 45.4 65.5 140 1996 G 213 76.9 23.1 65.5 141 1996 G 218 56.6 43.4 65.5 142 1998 P 222 77.1 22.9 42.5 143 1998 P 225 52.9 47.1 42.5 144 1998 P 226 46.6 53.4 42.5 145 1998 P 227 60.9 39.1 42.5 at public schools. Requires law enforcement to report suspected illegal aliens. Adds felony sexual assault to crimes excepted from right to bail in state Constitution. Provides that a prisoner’s employment in a joint venture program while in prison does not entitle prisoner to unemployment benefits upon release from prison. Adds murder during carjacking, murder resulting from a carjacking kidnap, and murder of a juror to list of crimes eligible for death penalty or life w/o parole. Adds driveway shootings to list of crimes eligible for death penalty or life w/o parole. Phases out local rent control laws on mobilehomes; prohibits new state or local rent control on mobilehomes. Requires losing party to pay attorneys’ fees in shareholder and class action lawsuits for violation of securities laws. Losing attorney may be required to pay. Limits plaintiff’s contingency fee arrangements in tort cases. Authorizes courts to impose sanctions for filing frivolous lawsuits; prohibits attorneys from charging excessive fees; prohibits restrictions on the right to negotiate amount of attorneys’ fees. Eliminates affirmative action by prohibiting discrimination or preferential treatment on the basis of race, sex, color, or ethnicity in public education, employment, or contracting. Denies recovery of all damages to convicted felons for crime-related injuries; denies recovery of noneconomic damages to convicted drunk drivers and most uninsured motorists. Requires a majority of voters to approve increases in local general taxes; requires property-related assessments, fees, or charges to be submitted to property owners for approval. Provides that 2nd degree murder of a peace officer on duty is punishable by life w/o parole; disallows person convicted of murder from earning credits to reduce prison sentence. Establishes support for U.S. congressional term limits as CA’s official position; requires state and federal legislators to use their powers to enact congressional term limits. Requires employee’s or union member’s permission to withhold wages or union dues for political contributions; prohibits foreign contributions to state or local candidates. Requires all public school instruction be in English 109 146 2000 P 18 72.6 27.4 53.9 147 2000 P 19 73.6 26.4 53.9 148 2000 P 21 62.1 37.9 53.9 149 150 2000 P 2000 P 22 27 61.4 40.4 38.6 59.6 53.9 53.9 151 2000 P 28 27.8 72.2 53.9 152 2000 P 30 68.5* 31.5* 53.9 153 2000 P 31 71.7* 28.3* 53.9 154 2000 G 35 55.2 44.8 70.9 155 2000 G 37 47.9 52.1 70.9 156 2000 G 38 29.4 70.6 70.9 157 2003 S 54 36.1 63.9 61.2 unless parents request otherwise and show certain circumstances; provides short-term English immersion for English-learners. Overrides courts’ strict construction and expands situations when death penalty or life w/o parole may be imposed for a 1st degree murder committed “by means of lying in wait”, or where 1st degree murder involved arson or kidnapping. Extends penalty enhancements for killing a peace officer in the line of duty to include BART and CSU police officers. Requires 14-yr. olds and older to be tried as adults for murder or sex offenses; increases punishment for gang-related offenses; requires registration for gang offenses. Amends CA Family Code to ban gay marriage. Permits U.S. congressional candidates to voluntarily sign non-binding pledge to serve no more than 3 House terms or 2 Senate terms; requires information to be placed in ballot pamphlet materials if authorized by candidate. Repeals additional $0.50 per pack tax on cigarettes imposed by Prop. 10 (1998); prohibits imposition of additional tobacco taxes unless enacted by state Legislature. Referendum opposing a statute that restores the right to sue another person’s insurer for unfair claims settlement practices. Referendum opposing a statute that amends Prop. 30, supra, to provide some limits on situations where another person’s insurer can be sued for unfair claims settlement practices. For example, Prop. 30 allows both businesses and individuals to sue another person’s insurer for any type of economic loss. Prop. 31 would only allow individuals to sue for claims resulting from car accidents. Amends constitution to eliminate existing restrictions on state and local governments’ ability to contract with private entities for engineering and architectural services and permits use of design-build process. Requires 2/3 legislative vote; or voter approval of local electorate, to impose fees on any activity for the purpose of mitigating the environmental, societal, or economic effects of the activity when the fees impose no regulatory obligation upon the fee payor. Authorizes schools vouchers for attendance at private or religious schools. Prohibits state and local governments from classifying (sorting, separating, or organizing personal data) on the basis of race, color, or national origin in public education, contracting, employment, and other scenarios. 110 158 2004 P 58 71.2 28.8 44.3 159 2004 G 64 59.0 41.0 76.0 160 2004 G 69 62.1 37.9 76.0 161 2004 G 72 50.8* 49.2* 76.0 162 2005 S 73 47.2 52.8 50.1 163 2005 S 74 44.8 55.2 50.1 164 2005 S 75 46.5 53.5 50.1 165 2005 S 76 37.6 62.4 50.1 166 2006 G 83 70.5 29.5 56.2 167 2006 G 85 45.8 54.2 56.2 168 2006 G 90 47.6 52.4 56.2 Requires enactment of a balanced budget where General Fund expenditures do not exceed estimated revenues. Allows Governor to proclaim a fiscal emergency in certain circumstances. Requires the Legislature to stop all other action until fiscal emergency has been addressed. Creates budget reserve account. Limits ability of private individuals to sue under unfair business competition laws. Going forward, only individuals who were actually injured by, and suffered financial loss due to, an unfair business practice would be able to sue. Only CA A.G. or county district attorney could sue on behalf of public at large. Requires collection of DNA samples from all felons, from all adults arrested/charged with any felony, and from juveniles arrested/charged with specified crimes. Referendum opposing a law creating a mandatory requirement for large and medium employers to provide health coverage to employees and their dependents. Caps employee contributions at 20%, forcing employer to bear 80% of costs. Act first applies to employers with 200 or more employees; phases in to eventually cover employers with 50 or more employees. Requires parental notification in order for a minor to receive an abortion. Allows minors to obtain court orders waiving notification requirement. Increases length of time required before a teacher may become a tenured, permanent employee from 2 to 5 years. Prohibits public employee unions from using member’s dues for political contributions unless the member provides prior written consent to do so on an annual basis. Imposes a state spending cap of prior year’s expenditures plus average revenue growth of 3 previous years. Continues prior year’s appropriation levels if state budget it delayed. Increases penalties for violent and habitual sex offenders and child molesters; prohibits sex offenders from living w/in 2k feet of a school or park; requires GPS monitoring of felony registered sex offenders. Requires parental notification in order for a minor to receive an abortion. Allows minors to obtain court orders waiving notification requirement. Bars government from condemning private property to promote other private projects or uses; limits government’s authority to adopt laws restricting uses of real property. 111 169 2008 Jun. P 98 38.4 61.6 28.2 170 2008 G 4 48.0 52.0 79.4 171 172 2008 G 2008 G 8 9 52.3 53.9 47.7 46.1 79.4 79.4 173 2009 S 1F 74.3 25.7 28.4 Prohibits government from taking private property for private uses; prohibits imposition of rent control; prohibits deference to government in eminent domain cases; requires condemned property to be offered back to owner if put to different use than originally taken for. Requires parental notification in order for a minor to receive an abortion. Allows minors to obtain court orders waiving notification requirement. Amends CA Constitution to ban gay marriage. Expands victim’s rights in criminal justice process; establishes victim safety as a factor in bail and parole; reduces number of parole hearings prisoners are entitled to. Prohibits state legislators and statewide elected officials from receiving salary increases during any year in which the State budget is running a deficit. 112 APPENDIX C Liberal Economic/Governmental Ballot Measures Year→ 1914 1914 1914 1914 1914 1914 1916 1918 1918 1918 1918 1918 1918 1918 1918 1920 1920 1922 1922 1922 1922 1922 1924 1924 1924 1926 1926 1926 1926 1928 1930 1930 1930 1930 1932 G 1932 G 1932 G ←Number 3 9 16 24 33 45 5 3 6 13 17 19 20 23 25 3 12 13 18 19 26 29 2 8 16 2 4 18 19 9 2 3 5 17 3 4 7 Year→ 1932 G 1933 Jun. S 1934 1934 1934 1935 1936 1936 1936 1938 1938 1938 1938 1939 1940 1940 1940 1942 1942 1942 1944 1944 1944 1944 1944 1946 1946 1946 1948 1948 1949 1950 1952 1952 1954 1954 1956 ←Number 9 2 12 21 23 2 11 13 19 6 7 20 25 1 1 2 16 1 2 14 3 6 9 10 11 3 6 10 4 5 3 8 2 11 6 10 14 Year→ 1958 1958 1958 1960 G 1960 G 1962 G 1962 G 1962 G 1964 G 1966 G 1966 G 1966 G 1966 G 1972 P 1972 G 1972 G 1972 G 1976 P 1976 G 1978 P 1980 P 1980 P 1980 P 1980 G 1986 P 1988 P 1988 G 1988 G 1988 G 1988 G 1988 G 1990 P 1990 P 1990 G 1990 G 1990 G 1992 G ←Number 5 14 17 2 5 1 17 19 15 1A 4 8 15 6 7 15 16 10 14 12 4 6 11 4 46 71 97 98 99 103 105 111 112 126 133 134 158 Year→ 1992 G 1992 G 1993 S 1993 S 1993 S 1994 G 1994 G 1996 G 1996 G 1996 G 1996 G 1996 G 1998 P 1998 G 2000 P 2000 P 2000 G 2000 G 2002 P 2002 G 2004 P 2004 P 2004 G 2004 G 2005 S 2006 P 2006 G 2006 G 2006 G 2008 Feb. P 2008 Feb. P 2009 S 2009 S 2009 S ←Number 166 167 168 170 172 185 186 210 211 214 216 217 224 10 20 26 33 39 45 52 56 57 63 67 78 82 86 87 88 92 93 1A 1B 1C 113 APPENDIX D Liberal Moral/Social Ballot Measures Year→ 1914 1914 1914 1914 1920 1920 1920 1920 1922 1922 1924 1926 1926 1926 1928 1928 1928 1930 1932 G 1932 G 1932 G 1933 Jun. S 1938 ←Number 4 10 44 47 2 7 8 19 2 28 11 6 9 17 12 19 21 11 1 2 5 3 2 Year→ 1940 1946 1946 1948 1948 1949 1950 1952 1954 1954 1954 1956 1956 1956 1958 1958 1960 G 1966 G 1970 G 1972 P 1972 P 1972 G 1972 G ←Number 8 11 16 6 15 2 6 14 4 12 18 4 5 13 15 16 8 3 20 3 9 3 11 Year→ 1972 G 1974 G 1974 G 1976 P 1976 G 1976 G 1978 G 1980 P 1980 P 1980 G 1980 G 1982 G 1982 G 1982 G 1982 G 1982 G 1984 P 1984 G 1986 G 1988 P 1988 G 1990 P 1990 P ←Number 19 10 17 15 4 13 5 5 8 2 10 4 11 12 13 15 19 37 65 70 84 107 117 Year→ 1990 G 1990 G 1990 G 1990 G 1990 G 1990 G 1992 G 1994 P 1994 G 1996 G 1996 G 1998 G 1998 G 1998 G 2000 P 2000 G 2002 P 2004 G 2004 G 2008 G 2008 G 2008 G 2008 G ←Number 128 129 130 132 135 138 161 180 188 204 215 4 6 9 12 36 40 66 71 2 5 7 10 114 APPENDIX E Conservative Economic/Governmental Ballot Measures Year→ 1914 1914 1914 1916 1918 1918 1920 1920 1922 1922 1922 1924 1924 1926 1926 1928 1928 1930 1930 1932 S 1933 Jun. S 1933 Jun. S 1934 1936 1936 1936 ←Number 5 18 13 6 18 24 4 14 5 12 27 1 10 3 7 8 16 19 21 1 1 8 19 2 7 18 Year→ 1936 1938 1938 1939 S 1939 S 1939 S 1940 1940 1940 1940 1942 1944 1946 1948 1948 1950 1950 1956 1958 1964 G 1968 G 1970 P 1970 G 1972 P 1972 G 1972 G ←Number 22 1 13 3 4 5 9 10 13 15 4 12 5 3 17 1 10 10 18 17 9 8 10 7 14 22 Year→ 1973 S 1974 G 1976 P 1976 P 1976 G 1976 G 1978 P 1978 P 1979 S 1979 S 1980 P 1980 P 1982 P 1982 P 1982 P 1984 P 1984 G 1984 G 1986 P 1986 G 1986 G 1986 G 1988 P 1988 P 1988 G 1990 G ←Number 1 15 5 12 5 10 8 13 2 4 9 10 5 6 7 24 36 41 51 57 61 62 72 73 106 136 Year→ 1990G 1992 G 1992 G 1992 G 1996 P 1996 P 1996 P 1996 G 1996 G 1998 P 1998 P 2000 P 2000 P 2000 P 2000 P 2000 G 2000 G 2004 P 2004 G 2004 G 2005 S 2005 S 2005 S 2006 G 2008 Jun. P 2009 S ←Number 140 163 164 165 199 201 202 207 218 225 226 27 28 30 31 35 37 58 64 72 74 75 76 90 98 1F 115 APPENDIX F Conservative Moral/Social Ballot Measures Year→ 1914 1914 1916 1916 1918 1920 1920 1918 1924 1928 1930 1934 1934 1934 1936 1938 1936 1948 ←Number 2 41 1 2 1 1 11 22 13 20 26 2 5 13 9 14 21 2 Year→ 1948 1952 1952 1962 G 1964 G 1966 G 1970 G 1972 G 1972 G 1972 G 1978 G 1978 G 1979 S 1982 P 1982 P 1982 G 1984 G 1986 G ←Number 12 5 6 24 14 16 19 17 18 21 6 7 1 4 8 9 38 63 Year→ 1986 G 1988 P 1988 P 1988 G 1988 G 1988 G 1990 P 1990 P 1993 S 1994 P 1994 G 1994 G 1994 G 1996 P 1996 P 1996 P 1996 G 1996 G ←Number 64 67 69 89 96 102 114 115 174 179 184 187 189 194 195 196 209 213 Year→ 1998 P 1998 P 2000 P 2000 P 2000 P 2000 P 2000 G 2003 S 2004 G 2005 S 2006 G 2006 G 2008 G 2008 G 2008 G ←Number 222 227 18 19 21 22 38 54 69 73 83 85 4 8 9 116 APPENDIX G Secretary of State Voter Turnout Statistics133 Election Date Democratic Republican Other Total Registered Total Votes % Turnout # of Measures 11/5/12 11/3/14 10/26/15 11/7/16 11/5/18 11/2/20 11/7/22 11/4/24 11/2/26 11/6/28 11/4/30 5/3/32 11/8/32 6/27/33 12/19/33 11/6/34 8/13/35 11/3/36 11/8/38 11/7/39 11/5/40 11/3/42 5/16/44 11/7/44 11/5/46 11/2/48 11/8/49 6/6/50 11/7/50 11/4/52 11/2/54 11/6/56 11/4/58 6/7/60 11/8/60 n/a n/a n/a n/a n/a n/a 319,107 397,962 410,290 592,161 456,096 847,264 1,161,482 n/a n/a 1,555,705 n/a 1,882,014 2,144,360 n/a 2,419,628 2,300,206 1,968,376 2,418,965 2,541,720 2,892,222 n/a 2,862,063 3,062,205 3,312,668 3,266,831 3,575,635 3,875,630 3,676,495 4,295,330 n/a n/a n/a n/a n/a n/a 968,429 1,183,672 1,298,062 1,535,751 1,638,575 1,394,850 1,565,264 n/a n/a 1,430,198 n/a 1,244,507 1,293,929 n/a 1,458,373 1,370,069 1,285,977 1,548,395 1,637,246 1,908,170 n/a 1,826,350 1,944,812 2,455,713 2,415,249 2,646,249 2,676,565 2,519,975 2,926,408 n/a n/a n/a n/a n/a n/a 244,848 240,723 204,510 185,904 150,557 135,029 162,267 n/a n/a 154,211 n/a 127,300 173,127 n/a 174,394 150,491 116,625 173,971 204,997 261,605 n/a 236,956 237,820 229,919 203,157 186,937 200,226 178,812 242,888 987,368 1,219,345 n/a 1,314,446 1,203,898 1,374,184 1,532,384 1,822,357 1,912,862 2,313,816 2,245,228 2,377,143 2,889,013 2,582,173 2,648,707 3,140,114 2,622,782 3,253,821 3,611,416 3,605,907 4,052,395 3,820,776 3,370,978 4,141,331 4,383,963 5,061,997 4,568,447 4,925,369 5,244,837 5,998,300 5,885,237 6,408,821 6,752,421 6,375,282 7,464,626 707,776 961,868 283,881 1,045,858 714,525 987,632 1,000,997 1,336,598 1,212,452 1,846,077 1,444,872 1,484,559 2,330,132 1,397,104 900,314 2,630,916 457,787 2,712,342 2,695,904 2,974,406 3,300,410 2,264,288 1,884,820 3,566,734 2,759,641 4,076,981 2,793,164 3,140,472 3,845,757 5,209,692 4,101,692 5,547,621 5,366,053 4,004,059 6,592,591 71.7 78.9 n/a 79.6 59.4 71.9 65.3 73.3 63.4 79.8 64.4 62.5 80.7 54.1 34.0 75.2 17.5 83.4 74.7 82.5 81.4 59.3 55.9 86.1 63.0 80.5 61.1 63.8 73.3 86.9 69.7 86.6 79.5 62.8 88.3 8 48 11 7 25 20 30 18 28 21 26 2 20 10 1 23 3 24 25 5 17 18 1 12 17 19 12 3 11 24 20 19 18 3 15 133 California Secretary of State, “Historical Voter Registration and Voter Participation in Statewide Primary Elections—1910-2008,” http://www.sos.ca.gov/elections/ror/hist_stats_gen_prim/historical-voter-reg-primary-jun08.pdf (accessed January 1 - May 1, 2009); California Secretary of State, “Historical Voter Registration and Participation in Statewide General Elections 1910-2009,” http://www.sos.ca.gov/elections/sov/historical-voter-reg/histvoter-reg-and-part-general-elections-1910-2009.pdf (accessed January 1 - May 1, 2009). 117 6/5/62 11/6/62 11/3/64 6/7/66 11/8/66 6/4/68 11/5/68 6/2/70 11/3/70 6/6/72 11/7/72 11/6/73 6/4/74 11/5/74 6/8/76 11/2/76 6/6/78 11/7/78 11/6/79 6/3/80 11/4/80 6/8/82 11/2/82 6/5/84 11/6/84 6/3/86 11/4/86 6/7/88 11/8/88 6/5/90 11/6/90 6/2/92 11/3/92 11/2/93 6/7/94 11/8/94 3/26/96 11/5/96 6/2/98 11/3/98 3/7/00 11/7/00 3/5/02 11/5/02 10/7/03 3/2/04 11/2/04 11/8/05 6/6/06 11/7/06 3,996,964 4,289,997 4,737,886 4,485,777 4,720,597 4,347,406 4,682,661 4,388,052 4,781,282 5,134,178 5,864,745 5,049,959 5,333,522 5,623,831 4,987,795 5,725,718 5,610,357 5,729,959 5,594,018 5,786,806 6,043,262 5,853,273 6,150,716 6,142,820 6,804,263 6,181,719 6,525,496 6,380,397 7,052,368 6,453,186 6,671,747 6,581,888 7,410,914 7,110,142 6,924,121 7,219,635 6,849,330 7,387,504 6,830,530 6,989,006 6,684,668 7,134,601 6,873,476 6,825,400 6718,111 6,518,631 7,120,425 6,785,188 6,685,288 7,727,908 2,833,889 3,002,038 3,181,272 3,125,884 3,350,990 3,197,815 3,462,131 3,274,967 3,469,046 3,398,716 3,840,620 3,422,291 3,499,773 3,574,624 3,165,495 3,468,439 3,450,469 3,465,384 3,406,854 3,703,515 3,942,768 3,867,531 4,029,684 4,047,509 4,769,129 4,566,785 4,912,581 4,782,248 5,406,127 5,072,331 5,290,202 5,242,805 5,593,555 5,389,313 5,261,009 5,472,391 5,373,746 5,704,536 5,225,686 5,314,912 5,140,951 5,485,492 5,354,358 5,388,895 5,429,256 5,364,832 5,745,518 5,524,609 5,387,865 5,436,314 220,736 239,176 264,985 243,441 269,281 380,396 442,881 390,370 456,019 527,393 760,850 617,569 665,206 729,909 557,466 786,331 874,015 934,643 1,006,0085 1,204,339 1,375,593 1,366,358 1,378,699 1,339,440 1,500,238 1,458,128 1,396,843 1,374,562 1,546,378 1,455,912 1,516,078 1,744,555 2,097,004 2,043,168 1,986,281 2,031,758 2,300,287 2,570,035 2,549,461 2,665,267 2,806,186 3,087,214 3,052,974 3,089,174 3,236,059 3,207,697 3,691,330 3,581,685 3,595,286 3,672,886 7,051,589 7,531,211 8,184,143 7,855,102 8,340,868 7,925,617 8,587,673 8,053,389 8,706,347 9,105,287 10,466,215 9,089,819 9,498,501 9,928,364 8,710,756 9,980,488 9,934,841 10,129,986 10,006,957 10,694,660 11,361,623 11,087,162 11,559,099 11,529,769 13,073,630 12,206,632 12,833,920 12,537,207 14,004,873 12,981,429 13,478,027 13,569,248 15,101,473 14,524,623 14,171,411 14,723,784 14,523,363 15,662,075 14,605,677 14,969,185 14,631,805 15,707,307 15,280,808 15,303,469 15,383,562 15,091,160 16,557,273 15,891,482 15,668,439 15,837,108 4,479,723 5,929,602 7,233,067 5,079,911 6,605,866 5,723,047 7,363,711 5,011,908 6,633,400 6,460,220 8,595,950 4,329,017 5,128,375 6,364,597 6,323,651 8,137,202 6,843,001 7,132,210 3,740,800 6,774,104 8,775,459 5,846,026 8,064,314 5,609,063 9,796,375 4,937,941 7,617,142 6,037,468 10,194,539 5,386,545 7,899,131 6,439,629 11,374,565 5,282,443 4,966,827 8,900,593 6,081,777 10,263,490 6,206,618 8,621,121 7,883,385 11,142,843 5,286,204 7,738,821 9,413,494 6,684,421 12,589,683 7,968,757 5,269,142 8,899,059 63.5 78.7 88.4 64.7 79.2 72.2 85.8 62.2 76.2 71.0 82.1 47.6 54.0 64.1 72.6 81.5 68.9 70.4 37.4 63.3 77.2 52.7 69.8 48.7 74.9 40.5 59.4 48.2 72.8 41.5 58.6 47.5 75.3 36.4 35.1 60.5 41.9 65.5 42.5 57.6 53.9 70.9 34.6 50.6 61.2 44.3 76.0 50.1 33.6 56.2 6 25 17 1 17 2 10 8 20 10 22 1 9 17 15 15 13 8 4 11 11 12 15 9 17 11 13 12 29 17 28 3 13 7 9 10 12 15 9 12 20 8 6 7 2 4 16 8 2 13 118 2/5/08 6/3/08 11/4/08 5/19/09 6,749,406 7,053,860 7,683,495 7,642,108 5,229,425 5,244,394 5,428,052 5,325,558 3,724,922 3,825,503 4,192,544 4,184,346 15,712,753 16,123,787 17,304,091 17,153,012 9,068,415 4,550,227 13,743,177 4,871,945 57.7 28.2 79.4 28.4 7 2 12 6 119 BIBLIOGRAPHY 1. 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