ACE INA Insurance Assurance ACE INA ACE PaC SM - Pollution and Casualty Insurance Coverage Application Instructions: Please type in the gray fields or print and write your responses. Answer ALL questions completely, leaving no blanks. If any questions, or part thereof, do not apply, indicate as “Not Applicable”. Provide any supporting information on a separate sheet using your letterhead and reference the applicable question number. This form must be completed, dated and signed by a Principal, Officer or Risk Manager of your Company. Required Submission Information: Please submit the following additional information with your completed application. Completed Ace Commercial General Liability Application (including Auto and Umbrella as applicable). Please provide us with 5 years of currently valued (less than six months) ground-up loss detail and summary for General Liability and Pollution Liability. Please provide copies of the Applicant’s past two (2) years audited financial statements. Applicant Information: Name of Applicant Mailing Address City, Province, Postal Code Principal Contact E-mail Address Company Type: Telephone: Corporation Partnership Joint Venture LLC/LLP Other: Website: Year Established: ©2013 Page 1 of 8 EXISTING COVERAGE General Liability Pollution Liability Umbrella Limits of Insurance: Each Occurrence $ General Aggregate: $ Products-Completed Operations Aggregate: $ Limits of Insurance: Each Pollution Condition $ Aggregate: $ Retention: SIR or Deductible - $ None SIR $ Limits of Insurance: Each Occurrence: $ General Aggregate: $ Products-Completed Operations Aggregate: $ Underlying: Coverage Form: Occurrence Claims Made Coverage Form: Occurrence Claims Made Carrier: REQUESTED COVERAGE AL Limits: $ Premium: $ EL $ $ Foreign $ $ - Enter limits and retention desired for selected coverages Proposed Policy Term: to General Liability Each Occurrence: General Aggregate: Products-Completed Operations Aggregate: Limits of Insurance: $ $ $ Retention Limits of Insurance $ $ Retention SIR: $ SIR $ Deductible $ None Pollution Liability Each Pollution Condition: Aggregate: Premises, Transportation and Disposal Site Pollution Liability E.1 On-Site Third Party Bodily Injury and Property Damage E.2 Off-Site Third Party BI, PD and Remediation Costs E.3 On-Site and Off-Site Government Action E.4 Off-Site Transportation Pollution Liability E.5 Off-Site Non Owned Disposal Site Liability Complete Schedule A below Complete Schedule B below F. Sudden and Accidental Pollution Liability G. Pollution Discovery Clean Up General Pollution Liability H.1 Products Pollution H.2 Hostile Fire and Building Heating Equipment H.3 Contractor’s Pollution Liability Storage Tank Liability Complete Schedule C below ©2013 Page 2 of 8 Comments: Total Gross Revenue Year: $ Year: $ Year: $ Year: $ Estimated for Proposed Policy Year: $ GENERAL LIABILITY AND PRODUCTS LIABILITY EXPOSURES Named Insured Description of Operations: including Manufacturing Process, Products and or Services Provided Estimated Revenue $ $ $ $ Other: Please indicate Yes or No as applicable and provide details in the box below each question. 1 Do you require and obtain Certificates of Insurance and have minimum limits of insurance from your suppliers? What are your insurance requirements? Yes No Response: 2 Do you require Additional Insured status from your suppliers? Yes No Response: 3 Do you enter into indemnity and or hold harmless agreements? (Please provide us with copies.) Yes No Response: 4 Have you made any acquisitions or divestures in the last five years? Yes No Response: 5 What new products or services is your firm contemplating? Yes No Response: ©2013 Page 3 of 8 6 Please identify the industry and name of your largest customers: Response: 7 Are your products modified and re-packaged by any other party including by your customers? Yes No Response: 8 Do you manufacture to the specifications of others? What percentage of your manufacturing is toll manufacturing? Yes No Response: 9 What controls are in place to ensure product consistency and quality throughout the manufacturing process? Yes No Response: 10 Do you have an investigation process in place for determining the cause of product failure? Yes No Response: 11 Yes No Have you ever recalled a product? Response: 12 Are any Products to be insured under this coverage used in the following industries? Check all that apply. 13 Aircraft / Aerospace Motor vehicles Watercraft / Offshore Medical or Pharmaceutical Cosmetics None of the above Do you import products or component parts (Foreign supplier-provided products)? Yes No Response: 14 How has your company addressed risks associated with terrorism? ©2013 Page 4 of 8 Response: 15 ADDITIONAL COMMENTS PREMISES POLLUTION LIABILITY EXPOSURES Location Address Years at this Location Past and Current Operations at this Location (including prior companies’ operations) 1 2 3 4 5 Complete for Locations listed above. Please indicate Yes or No as applicable and provide details in the box below each question. 16 Within the past five (5) years has the applicant purchased this type of insurance coverage? Please provide information regarding any such coverage and all available loss information. Yes No Response: 17 Yes No Are location(s) fenced? Response: 18 Are location(s) equipped with emergency lighting? Yes No Response: 19 Yes No Are location(s) sprinklered? Response: ©2013 Page 5 of 8 20 Yes No Are third parties required to sign in when entering the premises? Response: 21 Yes No Are third parties escorted while on the premises? Response: 22 Yes No Are third parties required to wear personal protective gear? Response: 23 Yes No Are any tours conducted on the premises? If yes, how frequently? Response: 24 Yes No Do you have tenants at any of the locations listed above? Response: 25 Have you (persons or organization), during the last five years, had any reportable releases or spills of hazardous substances, hazardous waste of any pollutants, as defined by applicable environmental statutes or regulations? Yes No Response: 26 Yes No Have you (persons and or organization), during the last five years, been prosecuted or are you currently being prosecuted for contravention of any standard or law relating to release or threatened release of a hazardous material, hazardous waste or any other pollutant from any location owned or operated by you? Response: Schedule A – Off Site Transportation Exposure – Complete if Coverage E.4 is requested Name and Address of Common Carrier Average Number of Monthly Shipments Are you listed as an Additional Insured for Pollution coverage? Yes No ©2013 Page 6 of 8 Yes No Yes No Schedule B – Non Owned Disposal Sites – Complete if Coverage E.5 is requested Site Address 1 2 3 4 Schedule C Tanks Complete or attach Tank Inventory List with the following information if coverage is requested. Type (AST or UST) AGE Construction Size Contents Select Select Select Additional Claims Information Please indicate Yes or No as applicable and provide details in the box below each question. 27 Within the past five (5) years have any claims been made or legal actions (including any regulatory proceedings) been brought against the applicant or other party to the proposed insurance? Yes No Response: 28 Yes No Does the applicant or other party to the proposed insurance have knowledge of any pollution conditions at any of the proposed covered locations? Response: 29 At the time of signing this application, are you aware of any circumstances that may reasonably be expected to give rise to a claim against any insured? Yes No Response: 30 Please describe any loss in excess of $25,000 total incurred: ©2013 Mark if None Page 7 of 8 IT IS UNDERSTOOD AND AGREED THAT IF ANY SUCH CLAIMS EXIST, OR ANY SUCH FACTS OR CIRCUMSTANCES EXIST WHICH COULD GIVE RISE TO A CLAIM, THEN THOSE CLAIMS AND ANY OTHER CLAIMS ARISING FROM SUCH FACTS OR CIRCUMSTANCES ARE EXCLUDED FROM THE PROPOSED INSURANCE UNLESS OTHERWISE AFFIRMATIVELY STATED IN THE POLICY. BY SIGNING THIS APPLICATION, THE APPLICANT WARRANTS TO THE COMPANY THAT ALL STATEMENTS MADE IN THIS APPLICATION INCLUDING ATTACHMENTS, ABOUT THE APPLICANT AND ITS OPERATIONS ARE TRUE AND COMPLETE, AND THAT NO MATERIAL FACTS HAVE BEEN MISSTATED IN THIS APPLICATION OR CONCEALED. COMPLETION OF THIS FORM DOES NOT BIND COVERAGE. THE APPLICANT’S ACCEPTANCE OF THE COMPANY’S QUOTATION IS REQUIRED BEFORE THE APPLICANT MAY BE BOUND AND A POLICY ISSUED. ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COMPANY OR ANOTHER PERSON, FILES AN APPLICATION FOR INSURANCE OR STATEMENT OF CLAIM CONTAINING ANY MATERIALLY FALSE INFORMATION, OR CONCEALS INFORMATION FOR THE PURPOSE OF MISLEADING, COMMITS A FRAUDULENT INSURANCE ACT. SUCH AN ACT IS A CRIME AND SUBJECTS SUCH PERSON TO CRIMINAL AND CIVIL PENALTIES. THE UNDERSIGNED ACKNOWLEDGES AND UNDERSTANDS THAT ANY PERSONAL INFORMATION CONTAINED IN THIS APPLICATION HAS BEEN COLLECTED IN ACCORDANCE WITH ALL APPLICABLE PRIVACY LEGISLATION. Signature of Authorized Applicant Signature of Broker/Agent Print Name Print Name Title Date Date Signed by Licensed Resident Agent (Where Required By Law) ©2013 Page 8 of 8