THE UTILIZATION AND EFFECTS OF HEALTH AND EDUCATION PASSPORTS A Project Presented to the faculty of the Division of Social Work California State University, Sacramento Submitted in partial satisfaction of the requirements for the degree of MASTER OF SOCIAL WORK by Allison Stanfield Heather Tyler SPRING 2014 THE UTILIZATION AND EFFECTS OF HEALTH AND EDUCATION PASSPORTS A Project by Allison Stanfield Heather Tyler Approved by: __________________________________, Committee Chair Francis Yuen, DSW, ACSW, Professor ____________________________ Date ii Student: Allison Stanfield Heather Tyler I certify that this student has met the requirements for format contained in the University format manual, and that this thesis is suitable for shelving in the Library and credit is to be awarded for the thesis. __________________________, Graduate Coordinator ___________________ Dale Russell, Ed. D, LCSW Date Division of Social Work iii Abstract of THE UTILIZATION AND EFFECTS OF HEALTH AND EDUCATION PASSPORTS by Allison Stanfield Heather Tyler Many children enter foster care suffering from insufficient health care, poverty, homelessness, exposure to alcohol and other drugs, difficulties in school, and of course, physical abuse, sexual abuse, and neglect. Too many of these children are not receiving adequate treatment for their health conditions and it is causing considerable distress. Health and Education Passports were created to assist foster parents provide proper medical treatment to the foster child. The goal of the Health and Education Passport is to increase communication and provide a continuum of care to the child as he/she moves from placement to placement. This study gathered research from foster agencies about how effective and useful the Health and Education Passports are and its effects of the healthcare given to the child. Thirty questionnaires were returned from foster agencies in Sacramento County. Ages of the foster children ranged from 2 to 19 years old who have been in their current placement between 2 weeks to 7 years. Findings from this study show that Health and Education Passports are not following the child as he/she changes placement, and if they are, they are not helpful or complete. Therefore, the child and care iv providers do not have a medical history for this vulnerable population. As a result, this creates inconsistencies in health care coverage for foster children. The researchers recommend the implementation of a more efficient and effective passport system that can easily be accessed by caregivers and service providers. _______________________, Committee Chair Francis Yuen, DSW, ACSW, Professor _______________________ Date v ACKNOWLEDGEMENTS We would like to express our deepest gratitude to our thesis advisor, Professor Francis Yuen. His advocacy, persistence, and guidance through the past two years have been a great influence on our professional endeavors, as well as being a great role model in all other facets of life. Professor Yuen’s support and excitement about research has made this project what it is, without him this would not have been possible. We consider it an honor to work with the foster agencies who provided the data for this project. Your unwavering support and advocacy for foster children goes unmatched. Your willingness to participate and add more work to your already busy schedules is greatly appreciated. We honor and admire your compassion for improving the lives of foster children. If there were more like you in this world, we would all live in a better place. This thesis is dedicated to our family and friends who have been a great inspiration to us. You keep us humbled, grounded, and always push us to be better and do better. You make us feel like anything is possible, and without you we would not be where we are today. We love you very much. vi TABLE OF CONTENTS Page Acknowledgements .................................................................................................................. vi List of Tables ............................................................................................................................ix List of Figures ........................................................................................................................... x Chapter 1. INTRODUCTION ………………………………...…………………………………….. 1 Background of Problem ............................................................................................... 6 Statement of the Research Problem ............................................................................. 7 Purpose of Study .......................................................................................................... 7 Theoretical Framework ................................................................................................ 8 Definition of Terms .................................................................................................. 10 Justification ................................................................................................................ 11 Limitations ................................................................................................................. 11 Statement of Collaboration ........................................................................................ 12 2. LITERATURE REVIEW ................................................................................................. 13 History of Health and Education Passport (HEP) ...................................................... 13 Current HEP in Sacramento County ........................................................................... 15 HEP in Other Counties .............................................................................................. 18 Foster Children Under Medicaid ............................................................................... 19 Placement Permanency and Stability ......................................................................... 21 General Health Risks For Foster Children ................................................................. 23 Foster Children’s Use of the Emergency Room ........................................................ 26 Mental Health Risks................................................................................................... 28 vii Educational Risks ...................................................................................................... 29 Services Available for Children: Foster Parent’s Perspective ................................... 30 3. METHODOLOGY ........................................................................................................... 33 Study Design .............................................................................................................. 33 Sampling Procedures ................................................................................................. 34 Data Collection Procedures........................................................................................ 34 Instrument - Questionnaire ........................................................................................ 35 Data Analysis Approaches ......................................................................................... 36 Protection of Human Subjects ................................................................................... 37 4. STUDY FINDINGS AND DISCUSSIONS ..................................................................... 38 Demographics of Foster Youth .................................................................................. 38 Presence of Passports During Doctor Visits .............................................................. 40 Advisement By Social Workers on Use of Passports ................................................ 41 Use of Emergency Room and Primary Care .............................................................. 42 A Composite Case Based on Study Findings ............................................................ 46 5. CONCLUSIONS AND IMPLICATIONS ........................................................................ 49 Recommendations For Future Studies ....................................................................... 50 Possible Solutions ...................................................................................................... 51 Electronic Database ................................................................................................... 53 Appendix A. Executive Summary ....................................................................................... 56 Appendix B. Consent Form/Cover Letter .............................................................................. 58 Appendix C. Questionnaire ................................................................................................... 59 References ............................................................................................................................... 63 viii LIST OF TABLES Tables Page 1. Days Passport Received.……………………………...……………………………......40 2. Doctor Looked At Passport………………………….… …………………………….41 3. Reason for Visit to PCP……………… .………….…………………………………. 44 ix LIST OF FIGURES Figures 1. Page ER Visits After Placement Change……………… ... .………………………………. 28 x 1 1 CHAPTER 1 INTRODUCTION Doing research with other professionals who work in the foster child system it was evident that there are many problematic situations caused by the ineffectiveness of Health and Education Passports. An emergency room (ER) social worker discussed an encounter she had with a fourteen-year-old foster boy was taken to the hospital for his psychosis. His foster mom brought him in because they had run out of his medications. Even though the boy had been living with this foster family for four months, there were no medical or mental health records in his file and the family did not know anything about his mental health disorder, other than he had some type of psychosis. He had been in foster care for several years and all of the service providers he had come in contact with had neglected to update his file and medical information did not follow him when he changed placements. The boy ended up waiting in the emergency room for hours. If this child’s medical records had been available to the foster parent, the trip to the ER could have been avoided. Many children enter foster care suffering from insufficient health care, poverty, homelessness, exposure to alcohol and other drugs, learning problems in school, and of course, physical abuse, sexual abuse, and neglect. As a result, most of these children have psychological, emotional, medical and developmental problems that require extra support and services to deal with their traumas and attachment. Due to a foster child’s unique needs, children with these risk factors need to have stable access to consistent health care as well as suitable medical facilities where foster children can be taken. Children also 2 need accurate and updated medical records in order to receive the best, most efficient, care. Eighty percent of foster youth live with at least one chronic medical condition (Pasztor, Hollinger, Inkelas, Halfon, 2006). Too many of these children are not receiving adequate treatment for their health conditions and it is causing considerable distress. For many reasons, this is a population whose medical needs so often go unnoticed. In comparison to children not in foster care, children who are in foster care are more likely to have health problems and are at a greater risk for developing medical conditions that go unrecognized and therefore untreated (Pasztor et al., 2006). Whether a child is being taken from their birth home or they are being removed from one foster home to be placed in a new one, changing placements is a traumatic time for a child. This is a time when a child is at risk for engaging in self-injurious behaviors and could end up needing immediate medical intervention. The child could have also been taken abruptly from their home because of some type of abuse and therefore may also need immediate medical attention. For many reasons a move can result in necessary medical observation, therefore, it is important to have the Health and Education Passport for service providers to be able to refer. Pasztor et al. (2006) asserted that while abused, neglected, and emotionally maltreated children had a range of health and mental health problems, the health care they received failed to address these issues. Health and Education Passports (HEP) were created to keep track of foster children’s education and medical information. Unfortunately, HEPs often lack information about the child’s health care because service providers fail to update them. Another obstacle with HEPs is they do not always travel 3 with the child when they change placements. When children change placements, they are more susceptible to getting sick, self-harming, or other health-care related issues. When they get sick, they often end up in an emergency room because foster parents and service providers do not have the child’s health care information. The efforts to generate a health passport system dates back to the 1980’s. The passport system was a result of a Massachusetts lawsuit that resulted in the mandate for the state to collect health information for foster children. San Diego, located in Southern California, developed a central computer database that contained important health information for foster youth in 1989. Other states and counties have developed their own tracking systems, but most systems are not operating at an adequate level (Lutz & Horvath, 1997). Despite efforts that began over thirty years ago to create an effective system to track the health records of foster youth, most counties continue to create barriers in providing medical care for foster children by not implementing a functioning system. Child welfare agencies around the country are worried that a centralized computer system would be too costly. Instead, creating a more effective and efficient system should be looked at as an investment that will improve the continuity of care and general medical well-being of children in the foster care system. Refer to chapter five for suggestions on how to create a cost effective computerized passport system. When children are placed in the foster care system in California they receive Medi-Cal medical coverage, which covers all their medical needs including medications, visits to their primary care physician, and hospital visits. As foster children move from home to home it is vital to the health of the child that their past medical history, allergies 4 to medications, and what to do when certain events take place, such as when a child has a fever. To combat the lack of communication and poor continuum of care as the child moves from placement to placement, the Health and Education Passport was created to assist foster parents in providing proper medical treatment to the foster child. The Health and Education Passport is a paper “booklet” that is to be updated every time the child visits the hospital, doctor to receive immunizations, medications, or becomes ill. When the child enters the medical establishment they should have the health passport with them so the doctors can fill out or add to any new information. This is to assist the foster parents in providing care to the child, know what medical procedures have happened in the past, as well as know what medications work, or which medications the child is allergic to. Once the doctor fills out his portion of the passport the foster parent is to hand the passport to the social worker during the next visit. It is important to note here that the social worker may only come see the foster family once a month, maybe even less. Once the social worker receives the passport they give it to the public health nurse to enter this updated information in the computer system. Then, after the information is entered the social worker can return the passport back to the family. This can be somewhat of a lengthy process, especially when the social worker only sees the family once a month Updating the passport can be an extensive process, and therefore, many times it does not get done. Along with the difficulty of keeping the passport up to date, there are many times the passport is not filled out, or it fails to move with the child from placement to placement. Working with foster children for several years it is evident this is an 5 ongoing problem. One evening one of the authors was picking up my client, a 13-yearold girl, and all of her belongings to move her from a great foster placement to a group home. She had lived with this family for over a year and had shown extreme improvements academically, behaviorally, and finally felt she had found a home. She was the only child living with a middle aged women and her foster grandmother. Her foster mother was kicking her out of her placement because she was caught stealing money and was no longer allowed to be part of the family. As I drove up to her home she waited, with all of her clothes and possessions in black trash bags in the front yard of her, soon to be, previous foster home. When I asked to speak to her foster mother she said she had left to work and no one was home. We packed up the car and drove 45 minutes north to her new home, an all female group home. During the drive she did not say a single word. She had her head rested against the window of my car, her body slouched over, and her watery eyes looking out the window. As we pulled up to the foster home she complained of a headache so we got her some food, water, and tried to comfort her anxious feelings. When a child moves into a group home every article of clothing and personal belongings needs to be documented on paper. She and I sat in the living room of the group home and unpacked, held up, and wrote down everything she owned in front of all her new roommates. This took us 3 hours to do. Once we were done she again complained of a headache. Group home staff took her temperature, which was over 101 degrees. Because we did not get the health passport from her last foster mother we could not legally give her any medication to alleviate her pain. As I sat next to her in the emergency room waiting area for 3 hours with ibuprofen in my purse we watch the clock 6 tick past 10pm before we were seen. She was then given ibuprofen to lower her temperature and help her head. Not only did she receive the same medication I had in my purse, but she also missed the next day of school because we were in the hospital emergency room until 11:30pm. Background of the Problem Foster children’s inadequate health care has been an issue for over thirty years. The very first attempts to develop health passports for children in foster care dates back to the 1980’s, stemming from a Massachusetts lawsuit that resulted in the mandate for the state to begin to collect health information of foster children. In 1989, Public Health Nurses in San Diego were put in charge of coordinating a passport system. This included having a central database to keep critically important health records. Although states have implemented their own tracking systems since these two early attempts, most are not functioning at an adequate level (Lutz & Horvath, 1997). Paper passports are an unreliable way to keep track of such important information like medical records. One study that took an in depth look at the passport system found that only fifteen to twenty percent of paper passports contain all of the necessary health information. Paper passports are prone to being lost, and expecting all service providers to hand-write all necessary information is an inefficient task that are most are not willing to undertake. Knowledge of health records is critical and the current manner in which the information is accumulated and organized is not working (Lutz & Horvath, 1997). The cost of not resolving the passport system directly impacts the health and wellbeing of foster youth. There are over 400,000 children in foster care, and with this group 7 comes a vast array of medical related issues. These are children who are more prone to health risks, injuries and self-harm, yet their health care is being compromised because of organizational issues. It is not a simple task for agencies to convert their records to an electronic database, but it has been done in countless systems and needs to be implemented in the foster care system. If this problem is left unfixed, it will continue to affect the health care for foster youth (Lutz & Horvath, 1997). Statement of the Research Problem Health and Education Passports were created as a means to communicate a foster child’s health and education history to new foster parents and schools. Although the role of the passport is to provide continuity and better care for the child, due to the difficulty in updating the passport and the complications in having it follow the child from one placement to another, it is not as effective as it should be. Foster children are an extremely vulnerable population. Some do not have family members, have experienced extreme abuse and/or neglect, and do not have stable support systems. This puts this population at risk for health problems due to stress, mental illness, and low performance academically, all of which affect their future. Purpose of the Study Our interest in doing our research project on foster youth and their Health and Education Passports is due to an identified need. We recognize that it is detrimental to their health when foster youth do not have adequate HEPs and we want to bring awareness to this problem. The research that has been reviewed has made it very clear that foster children are one of the most at-risk populations, prone and vulnerable to 8 several health conditions, and contributing to these issues is the lack of medical records. The primary purpose for the study and our hope for this project is that by bringing awareness to this issue and by offering suggestions for improvements, we can bring about a change in the passport system, and ultimately improve the health care for youth in foster care. Theoretical Framework Children who are part of the child welfare system do not come from ideal home situations. They likely have come from homes of abuse and neglect and are forced to cope with traumatizing situations. From an evolutionary perspective, we can see how children in foster care reflect the basic will to survive. According to the socio-cultural perspective, the environment that the child is raised in has a big impact on the child’s learning. When a child is brought up in a violent home where she witnesses or experiences violence, she is more likely to use violence outside the home and when she has a family of her own. Children can also be directly impacted by the environment in a positive way and can learn valuable skills from the home they grow up in. For example, a child who sees his parents read books on their own time could learn from their behavior and read books on his own. “Human development starts with dependence on caregivers. The developing individual relies on the vast pool of transmitted experiences of others” (Steiner & Mahn, 1987). Most people would agree that access to quality health-care is an important part of life. Often times a diagnosis or severe injury can impact a person’s life so drastically that that they influence a person’s development. The life span perspective describes how 9 children can be affected by life changing events on both global and personal levels. Without proper documentation of health records, it can be difficult for foster children to receive the medical attention that they require. This theory discusses how events can be exemplified for children of divorce. If divorce can affect the development, it is very probable that changing placements as a foster child causes severe developmental life changes. Trauma and toxic stress disrupt brain development and increases the risk for psychopathology and physical illness. “Advancing healthy development and well-being for youth must focus on increasing promotive factors and reducing risk factors” (Blake, 2012, p.10). Foster youth’s health care access is largely affected by the fact that they are in the Child Welfare System. The Social Determinants of Health (SDOH) refers to the many situations and circumstances that can impact the health status of people and their communities. There is a clear link between differences in a person’s environmental, social, and economic status and their access to health care. Some of the common social determinants of health include education level, housing a food security, physical and social environments, healthy child development, income, health care accessibility, and early childhood stability (Healthy People, 2013). Foster youth happen to be affected by most, if not all of the above factors and are therefore at a disadvantage to receiving proper health care. Closely related to the Social Determinants of Health theory, the Systems theory acknowledges the link between individuals and their physical, familial, and social environments. Human behavior can be analyzed when individuals, institutions, and 10 societies influence and affect one another. It can be a daunting task for foster youth to navigate the various systems when they are unfamiliar with the existing resources and lack sufficient supports. For example, a foster families’ income can prevent them from being able to seek adequate and timely medical care for their foster child. If a foster child is placed in a new foster home and their medical passport does not follow them to their new home, it will likely delay establishing a new primary care physician. If this foster child needs to see a doctor before the physician can be established, this child is often forced to go to the emergency room. These circumstances can make it difficult for foster families to navigate the system, and their options are typically costly and limited (SickKids, 1999). Definition of Terms Health and Education Passports (HEP): Each foster youth in the Child Welfare System has their own “booklet” of information, which is a paper document where all medical and education information is recorded. o For the purpose of this study the use of “HEPs” and “passport(s)” will only be referring to the health portion of the passport. Service Providers: People who provide direct services for foster youth, including doctors, nurses, social workers, behavioral and mental health agencies, therapists, and teachers. Foster youth: a minor who has been placed into a ward, group home, or private home of a state-certified caregiver. 11 o For the purpose of this study foster youth will refer to children who are in foster care and are between the ages of 2-19. Caregivers: a person who works at a foster agency or group home and who helps care for foster children. Justification This research project was developed with the hope that it will improve health care for all foster youth in the Sacramento County. Exclusively based on observation, it appears the current system for the Health and Education Passports is not only inefficient, but also problematic and detrimental to foster children. Currently, all medical records are tracked in a paper system which is not up to date and often fails to stay with the foster youth when they change placements. We believe that caregivers and the foster children would benefit from the organization of an readily accessible database for the passports. This research study is intended to examine the current passport system and to identify ways to improve it. In doing so, we believe this research will improve health care for foster youth. Limitations The researchers of this project faced some significant limitations in the process of gathering data. Researchers initially partnered with Sacramento County Child Protective Services (CPS) to conduct this research study. The chaos of working with CPS was a logistical limitation that prevented us from reaching all foster parents in Sacramento County, our intended data source. This limitation forced us to reach out to other individual agencies, including group homes and foster family agencies. Due to the change 12 in data collection, we were limited by our sample size because we had access to a much smaller number of individuals. Our initial plan was to interview foster parents, who would be the best historian of their foster child’s doctor visits. Due to the change in data collection, our respondents changed from foster parents to group home and foster agency caregivers. The homogeneity of the respondents proved to be a limitation because the respondents were all concentrated to a few specific geographic locations. If we had been able to survey our intended population, we would have seen more variety in the responses to the questions about where the caregivers would take their foster children to the hospital. The researchers did not ask the caregivers where their foster youth lived before their most recent placement. Not having this piece of information limited our project because we were unable to determine if the distance of the most recent move had anything to do with the type of doctor that the caregivers were more likely to take the child to (primary care physician versus an emergency room). Statement of Collaboration The two researchers working on this project are Allison Stanfield and Heather Tyler. Both researchers are passionate about working with children and have recognized a problem in the foster care system that can hopefully be fixed. Having both worked with foster youth, we recognize that this is a vulnerable, at-risk population who needs better access to improved services. We have both done extensive research on this subject and have collaborated together on each section of this project. 13 CHAPTER 2 LITERATURE REVIEW The goal of placing a child in foster care is to prevent abuse, neglect, and promote healthy child development. Foster care is seen as a lifeline that saves thousands of maltreated children each year from unjust living environments. Nevertheless, taking a child from their home and placing them into state custody is an extremely invasive intervention. By doing this, the government takes special responsibility for this child. When the government does this, it is implicitly saying the state can do a better job of caring for, protecting, and providing for this child than his or her biological parents can. When children are placed in foster care and continue to suffer from harmful situations, it undermines the government interventions and as a result, hurts the youth more than it helps (Bass, Sheilds, & Behrman, 2004). Although we, the authors of this paper, support our foster care system, we recognize that there are changes that can be made to make the foster youth experience less traumatic. History of Health and Education Passport (HEP) The very first attempts to develop health passports for children in foster care dates back to the 1980’s, stemming from a Massachusetts lawsuit that resulted in the mandate for the state to begin to collect health information of foster children. San Diego put Public Health Nurses in charge of organizing the passport system, which began in 1989. San Diego’s early innovations consisted of a central computer database with health information they saw as extremely important. States have since implemented their own 14 tracking systems, but the issue is that the majority of the systems are not functioning at a high, or even adequate level (Lutz & Horvath, 1997). Computerization would benefit child welfare and other service providers by allowing them to administer meaningful planning, identify specific needs, and to find gaps in service delivery. In 1997, Massachusetts was the first state to try and create an effective online passport system that would link child welfare and Medicaid by allowing immediate access of foster children’s Medicaid files to service providers. The idea behind this system was that once a child was entered into the social services system, all of the child’s Medicaid information, including former primary care doctors, phone numbers and addresses, would be entered into the online passport and be made available to service providers. Foster parents and social workers would have immediate access to information that could have taken much longer to find without an efficient system (Lutz & Horvath, 1997). In an attempt to improve the health care of children in foster care, statewide guidelines were developed by the Child Health and Disability Prevention (CHDP) in 1997. The guidelines are intended to provide social workers and public health nurses with a framework for how to assess, plan, intervene, and evaluate the health status of children in foster care. In these guidelines, nurses and social workers are to promptly identify medical, dental, developmental and mental health needs in a timely manner, and to ensure the child’s medical care is being evaluated regularly. The guidelines were developed by the CHDP during a series of group meetings that they called forums. The forums were a way for participants to share knowledge and their concerns regarding the guidelines, and 15 to tailor the procedure to their specific county as well (Foster Care Nurses Network, 1999). Special care and consideration went into the guidelines for foster children’s health care and similar consideration needs to be given to creating a more efficient passport system in order to maintain the intended goal of improved health care set in place by the CHDP. The CHDP and child welfare services mandate that children in foster care need to have a comprehensive well-child examination within the first 30 days of placement. There are cases where children may have needs that require immediate linkage to services. The risk of unrecognized and untreated medical, dental, and mental health problems is high for foster youth because they are part of a fragmented system that does not seem to have the time or personnel necessary to attend to their needs (Foster Care Nurses Network, 1999). CHDP programs are meant to assist social workers in locating necessary services for children in foster care, including finding other local CHDP programs. CHDP programs are in sixty-one health departments statewide. It is extremely important that the information from the well-child exam be documented in the child’s HEP so he/she can continue receiving medical care for identified needs throughout their stay in foster care. Current HEP in Sacramento County Sacramento County’s Health and Education Passports are a paper packet that consists of several pages of information about the child’s immunization history, allergies, past doctor and medical visits along with their past educational information. The instructions on the passport are as follows: 16 Please keep this Health and Education Passport while this child is in your care. Please keep the child’s Medi-Cal card, health eligibility identification cards, Medical Consent form, Birth Certificate and immunization record with this Passport. Take this passport to all medical, dental, and educational visits pertaining to the child. Remind doctors, dentists, teachers, mental health care providers, vision care providers and other health-care providers to add or correct information on the form after each visit. Please give the corrected Passport to the social worker at your next meeting. When the child leaves your care, the latest update of this passport will go with the child to aid the next care provider (San Diego County Interagency Agreement, 2011 p.123). Although the instructions above are very clear and give specific directives, following these instructions is much more difficult than it sounds. It would be beneficial for the purpose of the research, if you can imagine yourself as a foster parent. In your home you have a child who has just come down with a high temperature, congested nose, and a throbbing headache. You decide to look in the HEP to see if he has any allergies to medications in an attempt give him anything to relieve his symptoms. You decide to take him to the doctor the next morning, the first appointment you can make. According to directions listed above, you take the passport with you to the doctor and have him/her fill out and update the passport with the diagnosis and the medications he was given. The next step to updating the passport would be to give the updated passport to the social worker. The only problem is that you do not see the social worker for another three 17 weeks. Somehow, you remember to give the social worker the passport so she can update the information with the county. Presenting yet another roadblock, the social worker takes the passport from you and will return it at your next visit, but your next appointment with her is not for another month. Because the process to update a passport is lengthy and drawn out, they are often forgotten, lost, or not updated properly. If this particular child were to get sick again within now and the next time the social worker was seen, you, the foster parent, would not have the passport with you to be updated. Not only does this put the current foster parents in a difficult situation, this makes it difficult for future foster parents of this particular child to have the correct and accurate information to help with this child’s needs regarding health, mental health, and even in education. Paper passports are an unreliable way to keep track of such important information and can pose serious risks pertaining to medical needs. According to a study on the ineffectiveness of the passport system in 1997, only 15-20% of case files were found to contain all necessary health information that should be included. The reason for the shockingly low number of accurate case files is due to the paper passports being lost, the inefficiency of entering information in a timely manner by service providers and foster parents, and the unorganized way in which the information has been accumulated and entered. Complaints have also been made that the information, particularly the medical terminology, is not user-friendly. Despite efforts having begun in the 1980’s, states have yet to develop an effective health passport system (Lutz & Horvath, 1997). 18 “The computerization of the health passport system may in some states be the key to the advancement and consistent inclusion of medical information in the child’s case records and generation of abbreviated health information reports for the foster parents” (Lutz & Horvath, 1997, p.5). The computerization of the passport system would encourage consistent health care and would be an effective way to track records between multiple agencies and providers. This collective effort of computerization should utilize today’s advanced computer technology. HEP in Other Counties San Diego Child Health and Disability Foster Care Program, located in California, have implemented a computerized Health and Education Passport system. This program is so effective because it is an interagency, interdisciplinary, collaborative effort between the Departments of Health and Social Services. All health and education records for children are stored in the centralized passports and serve as accessible records (Lamm, 2011). In Tennessee, the Department of Child Services is in close collaboration with the state Medicaid agency, and is therefore able to immediately assign a primary care doctor to the foster child as soon as he or she enters into the custody of the state (Allen & Hendricks, 2013). Pennsylvania’s attempts to improve health care for children in foster care are notable and show the positive effects of collaboration between various service departments. After receiving a grant from the Center for Health Care Strategies, the Office of Children Youth and Families (CYF) partnered with University of Pittsburgh Medical Center’s (UPMC) Medicaid Managed Care program to facilitate the Foster Care 19 (Health Information) Program. The program identified all foster children eligible under the Medicaid program and made sure that they were being provided with well-care, dental, and behavioral health visits annually. This program resulted in the formation of electronic health records for foster children, which dramatically improved the consistency of the children’s medical records. When children switch homes, there is no longer a concern about retrieving the child’s paper records, including information regarding medications, immunizations, allergies, and other pertinent medical information. The electronic medical records create continuity among service providers, and ensure better care coordination. “Over the past three years, there has been a 48% increase in target foster care children who had an annual well visit, and a 25% increase in children who had an annual dental visit” (Hoover, 2012, p.1) Foster Children Under Medicaid Approximately one in five children in foster care in the United States reside in California (San Diego County Interagency Agreement, 2011). With very few exceptions, all children in foster care are eligible for Early, Periodic, Screening, Diagnosis, and Treatment (EPSDT) under Medicaid (called Medi-cal in California). All foster youth are eligible for Medicaid/Medi-Cal and receive health benefits including dental benefits (Resource Directory: A Guide For Current and Emancipated Foster Youth, 2009). It is recommended that children in foster care receive four different types of health care benefits: initial health screening, comprehensive medical and dental assessment, developmental and mental health evaluation, and ongoing primary care. Even though all of the above domains are covered under Medicaid, a gap still exists in the coverage and 20 foster children often miss out on certain reimbursable services, such as treatment planning, peer support, recreational therapies, and intensive in-home services (Allen & Hendricks, 2013). Because most foster children are insured under Medicaid, the lack of adequate health care and the inefficiency of health passports is not due to a lack of coverage, but can be attributed to insufficient effort of all service providers, including physicians, social workers, foster parents, etc (Lutz & Horvath, 1997). The health care needs of children in foster care are significant and include a wide range of needs, including mental, behavioral, and physical. “Nearly ninety percent of young children entering the foster care system have physical health problems, and fifty-five percent have two or more chronic conditions” (Allen & Hendricks, 2013). Some of the most common physical health problems are asthma, anemia, skin conditions, malnutrition, and physical abuse. Although it is recommended by the American Academy of Pediatrics (AAP) that children receive a dental evaluation within thirty days of placement, dental care is often overlooked because other issues overshadow the need for oral care, especially when it is preventative care (Allen & Hendricks, 2013). Some states do not cover all services needed by foster children in their Medicaid plans. If states were to find ways to expand their access, it would improve the quality and cost-effectiveness of health care for foster children. By limiting the use of emergency services and increasing access to preventative care, foster children would be healthier and the amount of money spent on their health care would decrease. One key component of improving health care is the collaboration among child welfare, behavioral health, 21 Medicaid, and other service providers. Policies related to health care for foster children should include goals for the child’s well-being and safety, as well as permanency (Allen & Hendricks, 2013). State Medicaid systems rarely cover all of the services that children in foster care require. It is often very difficult to obtain health care records of children for things that occurred before their current placement. This is in part due to the inconsistent contact that children have had with several different providers. Removing a child from their biological parents is a tumultuous time that can be difficult, if not impossible, to obtain a complete health history of the child. Pediatricians have the ability to play an important role in decreasing the foster child’s amount of traumatization following a placement change. In many cases, they are required to provide the necessary care to the child, despite having very little, if any, previous health information (American Academy of Pediatricians [AAP], 2002). Placement Permanency and Stability “All children in foster care should have a medical home in which they receive ongoing primary care and periodic reassessments of their health, development, and emotional status to determine any changes in their status or the need for additional services and interventions” (AAP, 2002, p.537). Children are taken from their homes and placed into foster care for many different reasons, some of the most common being abuse and neglect. As a result, most of these children have psychological, emotional, medical and developmental problems that require extra support and services to deal with their traumas and attachment issues. Given 22 the fact that these children have multiple needs, it would seem logical to ensure they have access to adequate health care, as well as developmental and psychological evaluation and treatment. It would also make sense for foster families to be given updated and accurate information regarding their foster child’s medical records to ensure the child receives quality health care (Lutz & Horvath, 1997). Approximately one quarter of the children who are in foster care have had the unfortunate reality of experiencing three or more changes in placement. The turbulent nature of placement changes for a foster child often results in a loss of health information that does not have one central location. Health information becomes spread across many different systems and information is not always recovered. Medical passports were developed to mend this problem of a lack of consistent care. The passport is intended to ease the transfer of necessary information among different health care providers. Foster parents are supposed to keep a file with copies of these records and bring it to all appointments for the child in order to keep all health information current. If a child changes placements, the medical passport should follow the child and be transferred to their new caregiver. Like any paper document, the possibility of this information being misplaced at some point is probable, therefore a computerized system is much more reliable (AAP, 2002). When foster children change placements, it makes it more difficult to access information among various providers, which makes the idea of continuity of care nearly impossible. It is important that these children establish a “medical home” at the time of placement. This serves as a reliable provider at the center of the child’s health care. 23 Foster families will benefit from having a medical home as well, especially if they consolidate their child’s health needs to one primary doctor. “Access to health coverage means healthier kids; healthier kids mean healthier, more productive adults” (Thompson, 2008, p.1). The unfortunate truth is that these medical records do not act as a source of current and reliable information. Foster parents are commonly in the dark when it comes to their foster child’s medical needs and history. Foster children’s medical records lack adequate record keeping, have poor communication between service providers, have inadequate health care supervision, including health and psychological screenings, and lack reimbursement services. Even though there are mandates in place that require children to have health screens within a certain number of hours after being removed from a house, these rules are rarely abided by, thus putting the child’s health in further danger. When children have multiple placement changes and changes in physicians and social workers, their health care becomes inconsistent and the focus is put only on immediate medical needs rather than the entire well-being of the child (Lutz & Horvath, 1997). General Health Risks for Foster Children In comparison to children not in foster care, children who are in foster care are more likely to have health problems and are at a greater risk for developing medical conditions that go unrecognized and therefore untreated. Although children in foster care are more likely to have access to health insurance than other children in high-risk situations, they often receive spotty or inconsistent care (Bass, Shields & Behrman, 24 2004). Eighty percent of foster youth live with at least one chronic medical condition. For many reasons, this is a population whose medical needs so often go unnoticed. Treatment needs are often identified, but due to the fragmented health care that these youth receive and the lack of access to services, it is still difficult for them to get the care that they need. Adolescents who are in foster care are especially vulnerable, often dealing with eating disorders, substance abuse issues, asthma, reproductive concerns, and much more (Lamm, 2011). General Accounting Office (GAO) found that 12% of children in care had not received routine health care, 34% had not received any immunizations, only 10% received services to address developmental delays, and even though three-quarters of the children were at high risk of exposure to HIV, fewer than 10% had been tested (Bass et al., 2004). The majority of children placed in foster care are taken from their homes due to issues of abuse or neglect, which often occur because of parental substance abuse, mental illness, or extreme poverty. This results in an overwhelming number of children in the system who represent the population with the least amount of financial and psychosocial resources as well as the families who typically have less support from extended family. Typically, the goal is to reunify children with their biological families if possible, but about 35% of children end up re-entering the foster care system after being reunified with their families (AAP, 2002). The barriers faced by foster children to receive routine health care, immunizations, dental care, and other screenings are not new problems. In fact, they have been issues for over thirty years, according to the American Academy of Pediatrics 25 (AAP). A recent review of state child welfare systems concluded that only half of the states provide acceptable physical and mental health services to children in foster care. Placement changes are usually accompanied by physician changes, which exacerbate the already difficult task of routine health care (Allen & Hendricks, 2013). All children in foster care should have a medical home in which they receive ongoing primary care and periodic reassessments of their health, development, and emotional status to determine any changes in their status or the need for additional services and interventions (AAP, 2002, p.539). Children in foster care are more likely than children who are not in foster care to utilize more restrictive, and consequently more expensive services because of the high level of need for physical and behavioral health services. Some of these more restrictive services include residential treatment, inpatient psychiatric treatment, and the emergency room. There is a disparity in the seriousness of the needs of these children and the access to services (Allen & Hendricks, 2013). According to the U.S. Children’s Bureau, the child welfare system emphasizes that the primary goals are safety, permanence, and child well-being. However, some would argue that while the system does a good job in terms of protection, placement and permanence, the issue of the child’s well-being and healthy development is often overlooked. One of the reasons that more focus is not put on healthy development is due to the fact that when a child has a health issue, it is not always recorded in a centralized file for other service providers to see. In most states, specific information about the health of a foster child is recorded into individual case files, and typically not on a shared 26 database. Child welfare agencies may also be reluctant to record the well-being of a foster child because they may think it will reflect negatively on their performance as service providers (Bass et al., 2013). Health care for foster children would improve if there were more standards to analyze child well-being. Standardized data is imperative to examine the development of children. Implementation of child well-being indicators into state systems would allow providers an easier time monitoring the child’s health status and access to needed services. San Diego is an example of how a computerized health and education passport system works efficiently to improve the well-being of children in foster care and to ensure that they are receiving appropriate care (Bass et al., 2013). In a national study that focused on the healthcare policies for foster children, 37% of states reported they do not require any training around healthcare issues for foster families. Over 52% did not have any recognizable responsibilities for caseworkers to evaluate the current health of the child (Pasztor et al., 2006). The health care these children receive while in placement is often compromised by insufficient funding, poor planning, lack of access, prolonged waits for community-based medical and mental health services, and lack of coordination of services as well as poor communication among health and child welfare professionals (AAP, 2002, p.537). Foster Children’s Use of the Emergency Room Poor continuity of health care for foster children increases health risks. The increased number of foster home placements put the child at higher risk for health care 27 problems and higher use of the Emergency Room (ER) than their peers who have less placement changes. As a foster youth changes home placement he/she often loses his/her primary care physician, thus forcing the foster parents and foster child to use the emergency room and urgent care as a primary care provider and a source of outpatient care. Figure 1 (below) shows that the timing of emergency room visits used by foster children more than doubles 21 days after placement changes or after the child enters the foster care system (Rubin, Alessandrini, Feudtner, Localio & Hadley, 2004a). This suggests that placement changes were precipitating, in part, subsequent utilization of the ER. Furthermore, children who had more than four placements use the ER more than twice as much as other children in foster care. It is also important to note that the number of children in foster care who used the ER far surpassed the ER use of other children in the Medicaid/Medi-cal program (Rubin, Alessandrini, Feudtner, Mandell, Localio, & Hadley, 2004b). 28 Figure 1. ER Visits After Placement Change* *Timing of ER visits that occurred within 21 days before or after a placement change (n = 298 visits, of a total of 1206 visits during the follow-up period). Mental Health Risks Along with the physical health problems foster children face, they are also at high risk for mental health issues as well. Because the number of children under the age of five placed in foster care has increased so dramatically over the years, it is important to address the issues of brain development during the early stages. “Recent brain research has shown that infancy and early childhood are critical periods during which the foundations for trust, self-esteem, conscience, empathy, problem solving, focused learning, and impulse control are laid down,” (AAP, 2002, p.538). During this critical time in the infant’s life, abuse, neglect, drug exposure, and other negative environmental factors can cause severe and lasting damage to the child. Although children in foster care comprised only 4% of all children enrolled in Medi-Cal in 1988, they accounted for 55% of all visits to psychologists and 45% of visits 29 to psychiatrists paid for by the program (Simms, Dubowitz, & Szilagyi, 2000). It is evident that foster youth experience a high level of risk in all aspects of life including mental and physical health. Multiple placements and episodic foster care is associated with increased mental health usage and costs. Studies show that children with increased general health care needs increased the probability of mental health needs for all children (Rubin et al., 2004a). This correlation exhibits the importance of addressing the child’s general health needs in hopes of decreasing mental health issues that are often experienced by foster youth. Although the child’s mental health history is an important aspect in providing care to a foster child, it is often forgotten in the HEP. Often foster parents receive children who have extensive mental health history and/or mental health needs but often are unaware of them. As a result, mental health needs are often un-addressed which leaves the youth suffering from several mental health problems, and as stated above, more general health care needs. Educational Risks According to San Diego’s Interagency Agreement (2011), nationally, only 51% of students in foster care graduate from high school, 26% - 40% repeat one or more grades, and 31% are below grade level in math or reading. These academic difficulties are attributed to the nature of the abuse and trauma children in foster care have experienced. Difficulties adjusting to these changes of care and school environments often result in stress and behavioral problems, which also increase likelihood of a child becoming sick. Frequent changes in home and school placements can also have a detrimental effect 30 on children in foster care’s academic performance and future success in life. As a result to frequent placement changes, foster children have a loss of education records. This results in potential loss of academic credits and time spent in school, as well as an increased risk of dropping out of school (San Diego County Interagency Agreement, 2011). Foster children’s health also plays a vital role in their educational success. As a foster child moves to a new placement, his/her updated HEP is, theoretically, supposed to follow him/her. Lost health records result in possible delay in the youth beginning school due to not having records to prove they have received the appropriate immunizations. The Urban Institute conducted a national study on the well-being of children who are in the child welfare system. It found children placed in foster care were “more likely to have behavior problems, to have been suspended or expelled from school, and to have received mental health services” (Pastzor et al., p.39). Services Available For Children: Foster Parent’s Perspective The barriers that exist for foster parents to find appropriate physicians for their foster child are substantial. Foster parents are supposed to find a provider for their child to receive an initial health screening within a certain number of days of being placed. The provider will also be used for preventative care and treatment for illness and injuries. For several reasons, it can be an extremely frustrating task to find a provider who is willing to work with foster youth. One of the barriers foster parents report is trying to find a physician who accepts Medicaid. Some physicians even flat out refuse to treat foster children due to their unique and often very complex needs. The fear of having to testify 31 in court also scares physicians away from providing care for foster youth (Pastzor et al., 2006). Foster parents also complain that there can be long delays for receiving the Medicaid cards and that providers are not afraid to turn children away if they cannot present their card. Even though there are numerous hurdles to jump over in order for foster children to have access to health care, foster parents report receiving mental health services for their children are considerably more difficult and scarier. The complaints they had about medical and mental health records were that information rarely followed the child. Lack of documentation for medications was commonly missing, which had considerable consequences to the child’s well-being. Additionally, parents were concerned about potential side effects to the medication. Some of the most concerning information about foster parent’s perceptions on the passport system was the withholding of medical information by child welfare agencies for fear that the parent would not want to accept the foster child into their home. One example in particular, which was told by a CPS worker, discussed a foster parent’s agreement to take an infant on an emergency basis. It happened to be during a time when the weather was very cold and the baby came dressed in a big snowsuit. The worker delivered the baby and left promptly. Upon taking the baby’s snowsuit off indoors, the new foster parent discovered the baby was in a full body cast. Caseworkers are often able to hide behind revealing such important medical issues as well as instances of sexual abuse and destructive behavior by hiding behind rules of confidentiality. Some foster parents did not use the passports because they felt there was missing information, 32 information they did not understand, or because they heard negative comments about the passports from providers. “Foster parents generally understood that the value of the healthcare passports was linked to the willingness, ability, and resources of those responsible for entering and transferring information.” (Pastzor et al., 2006, p.45). 33 CHAPTER 3 METHODOLOGY The purpose of this study is to determine the effectiveness of the Health and Education Passports (HEPs) and how they relate to foster youth’s use of the Emergency Room (ER) and Urgent Care. From the caregivers’ perspective, we will explore how complete foster youths passports are, whether they are up to date, and what the effects of having an outdated, incomplete, or missing passport has on the health care provided to the youth. We hypothesize the following: Youth who do not have updated passports tend to use the ER/Urgent Care more frequently. The high use of ER/Urgent Care by foster youth who have recently made placement changes is due to current foster parent(s) not receiving the passport in timely manner and/or passport is not up to date. Passports tend to not follow the youth from foster home to foster home and are rarely updated. Passports are useless for the foster parents who are receiving the foster youth due to them being absent or incomplete. Study Design This study aims to explore how timely foster parents receive the youths passport after a youth has a placement change, and the frequency the foster youth enters the ER and/or Urgent Care after a placement change. The correlation between youths who have minimal information on passport and their use of ER and/or Urgent Care is the focus of 34 this study. This study gathered quantitative data through multiple choice surveys distributed to foster agencies and group homes of foster youth in Sacramento County. Sampling Procedures The group home and foster agencies assisted the researchers in distributing a cross-sectional survey. Through the process of criterion sampling, the caregivers in Sacramento County in 2014 were chosen based on specific information regarding the foster youths home placement. Caregivers who received the questionnaire from their agencies were asked to fill out the form and return it to their supervisor, to be picked up by the researchers. Data Collection Procedures Caregivers of various group homes and foster family agencies were asked to complete a questionnaire about their foster child. The researchers met with staff members to further discuss the reason for the study and hypotheses. The twenty-three question survey was made available online and in hard copy, not to exclude those caregivers who do not have access to a computer. In order to ensure all participants maintain anonymity, the questionnaires were sent out through the agencies and no identifying information was collected. Researchers have no way to contact or identify who the foster parents are, or who their foster child is. A consent form was presented in the beginning of the study, which informs participants of the purpose, goals, how this information will be used, and their ability to discontinue participation in the study at any time. Informed consent was sent out via email for those who chose to complete the survey online. Consent letters contain a link which directs participants to the survey on surveymonkey.com and those 35 filled out by hand have a consent form stapled on top of the survey. Informed consent is implied by the completion of the survey, as described in the consent form. Surveymonkey.com was one tool that was used to create the survey and was a means to collect data from participants. Data collection was encrypted to ensure that data cannot be decoded or linked to respondents. The highest level of data encryption was used, within the limits of availability and feasibility. Data collected through SurveyMokey is recognized as safe and secure through online trust seals, including Norton, TRUSTe, McAfee and Better Business Bureau. Once surveys were completed they were sent back to the agencies to ensure information given to researchers had no identifying factors on the survey. All collected data was downloaded using an encrypted secure channel to the researcher’s personal computer. The data on this researcher’s computer is only accessible to these researchers and the computer is password protected. Any hard copies of data are to be kept in a locked fireproof/waterproof safe to which only this researcher has access. Data was be properly disposed of at the completion of this project. Instrument - Questionnaire The participants were asked to partake in the study by completing a multiplechoice questionnaire. The questionnaire is available through surveymonkey.com online or by hard copy and requires approximately 10-15 minutes. Items on questionnaire identify when HEPs were received and whether or not they found the content of the passport useful. Through the process of qualitative analysis we examined if having an updated HEP had correlation to the foster youth’s number of ER or Urgent Care visits. 36 A 23 item questionnaire was used to gather data for this research topic. The questions asked were guided by information gathered from current literatures and conversations with current care providers like CPS and foster parents. Researchers met with CPS staff to discuss relevant questions that were aimed to satisfy the focus of the study. It was important for both CPS and researchers that the possible findings from this study be used to create a better medical tracking system for foster children, therefore it was vital that the questions fit the goal of the project. As result from current research (See Chapter 2) it is apparent foster youth are a very vulnerable population and tend to seek medical care often. Questions posed were directly related to the child’s use of the medical resources available to him/her and if having medical records affected the care the child received. For example, questions regarding the presence of the HEP and the type of medical care the child received such as emergency services versus primary care. Please see Appendix C for full questionnaire. Data Analysis Approaches After receiving completed questionnaires, data was input into the Statistical Program for Social Science (SPSS) for analysis. Qualitative information was sorted and organized for common themes and frequency count and in some cases quantified. Descriptive statistics such as measurement dispersion and frequency were used to provide a general understanding of information collected. The mean was found for the average age of foster youth, and median numbers were used to determine the length of time the foster children have been in their current placement. Inferential statistics including Chi 37 squared and on sample t-test, were employed to test against the predetermined hypotheses established for this study. Protection of Human Subjects All participants are kept anonymous and all information is kept confidential. Participation is voluntary and not required. Should the caregivers decide not to participate, they may discontinue participation at any time. Refusal to participate will not in any way affect the caregivers’ relationship with the participating agencies. Any information obtained in this study will be treated as confidential. No individual information will be disclosed and only group information will be included in the report. Information gathered in this study was destroyed after completion of the thesis project (June 1, 2014). The survey did not contain any questions that can identify participants or participating agencies. Participants have the option to complete the survey by hand or online by clicking a link sent to them in an email. After completing the survey online, results will be sent to the researcher’s account created on Surveymonkey.com. Data collection will be encrypted to ensure that data cannot be decoded or linked to respondents. The data on this researcher’s computer will only be accessible to these researchers and the computer will be password protected. Any hard copies of data will be kept in a locked fireproof/waterproof safe to which only these researchers have access. 38 CHAPTER 4 STUDY FINDINGS AND DISCUSSIONS The initial design of the study predicted approximately 3,000 on-line survey requests to be sent out and yield 300 respondents. This research project was approved by both the University’s Human Subjects Review Committee and the Sacramento County Health and Human Services’ Institutional Review Board. Even with the support from CPS leadership, delays and other difficulties resulted in the authors gathering data from a focused sample size through selected foster agencies. Although the sample size was not as large as originally predicted, yielding 30 responses, the findings still show impactful results about health and education passports. A result to having a smaller sample size, researchers were allowed to focus on the needs of foster youth in a specific area of Sacramento. A majority of the population sampled in this study was from the 95821 area code and said they would take the foster youth to Mercy San Juan Hospital for emergency medical services. Due to all foster youth in Sacramento County having the same Health and Education Passport system, the struggles and findings found in this study can be generalized to the entire foster youth population in Sacramento. Demographics of Foster Youth Ages of the foster youth presented in this study were evenly distributed between ages 2 to 19 years old (the mean age being 11.6 years old). Having an evenly distributed sample size allows our findings to be applied to all foster youth in this age range. Statistical analysis did not show a difference in ER visits or primary care 39 physician (PCP) visits between foster youth when taking their age into consideration, nor did the age of the child or length of stay in a foster home correlate with whether the foster child did or did not receive his/her HEP. The foster youths length of stay in the current placement ranged from 2 weeks to 364 weeks with the median amount of time being 13 weeks. The Health and Education Passport (HEP) was created primarily to make healthcare streamlined for foster youth and to improve access to care by creating a document where the children’s medical records could be recorded and shared between providers. However, the results from our study show that the passport system is not doing what it was intended to do. We started this project with the hypothesis that the HEP system is not consistent. We thought that the study would show that passports failed to follow foster children in a timely manner, or at all, after placement changes. Results from this study show that out of 30 respondents, only 8 received the passport (26%). According to the directions on the Health and Education Passports, the passport is to follow the child with them to every placement. Of the 8 youth who received the passport, 7 of the passports did not travel with the youth to their new placement but instead showed up at a later date (See Table 1). This finding supports the researcher’s hypothesis that passports do not follow the youth while they are in foster care. 40 Table 1: Days Passport Received Received HEP Never received HEP Total Same 1-5 11-15 16+ Never Day Days Days days received 1 4 1 2 0 8 0 0 0 0 22 22 1 4 1 2 22 30 Total In cases when foster children did have passports, we hypothesized that they would be incomplete and lacking in important information. Results from the study showed that 80% (n=24) of respondents say passports are not updated or complete, therefore not helpful. As we discussed in the literature review, having an incomplete passport creates substantial barriers to a foster child’s medical care. This finding supports the researchers hypothesis that passports are not updated and/or complete. As a result of this, passports are useless for the foster parents who are caring for the child, which therefore affects the health of the child. Presence of Passports During Doctor Visits One of the questions from our study asked caregivers if doctors (either primary care or emergency room) read or reviewed the passport during the visit. We wanted to know if passports were typically brought to doctor visits and if they were found useful when they were present at the visit. We found that, of the 19 children who visited their primary care physician, 13 (68%) did not have the passport present at the visit and 4 had the passport present but the doctor did not refer to the passport. Of the 10 children who 41 visited the ER, seven (70%) had no passport present at the visit and two did not have the passport referred to (See Table 2). The results from this question show that regardless of if foster children are going to the emergency room or to their primary care physician, the passports are not typically present during the visit. This creates a problem because the doctor visit does not get recorded into the passport and therefore important information is lost. The reality is, this foster youth is likely to change placements again, and the new foster parents will not have any record of their past medical visits, including immunizations, prescriptions, illnesses, etc. Table 2: Doctor Looked at Passport Did not refer to Passport Passport was not Present Have not taken youth Total to Doctor Received HEP 5 1 2 8 Never received HEP 0 14 8 22 Total 5 15 10 30 Advisement by Social Workers on Use of Passport We were unsure when we began this study how informed foster parents and caregivers were of the passports. We wanted to know if foster parents and caregivers were being advised by the social workers on how to effectively use the passports. Our literature review discusses how proper use of the passport can improve health care of foster youth exponentially. From our study, we found that 100% (n=30) of caregivers were not advised by social workers on how to use the passport. Caregivers cannot be 42 expected to know how to use the passports or to know how important they are to the child’s health care if they have not been advised properly. Research from our literature review showed that recent placement changes are correlated to a higher rate of hospital use, particularly the emergency room. It is a tumultuous time for a foster youth during placement change, and they are more prone to self-injury, sickness, and high anxiety. Our study showed that of all foster youth who visited the emergency room, 100% (n=8) went within the first month. Use of Emergency Room and Primary Care We were curious to know if a child has a passport, were they more likely to use the emergency room or a primary care physician. Of the respondents who do not have passports, 17% (n=5) say they are more likely to take their foster child to the emergency room, while 3% say they would take the child to a primary care physician. For those respondents who have a passport for their foster child, 97% say they would take the child to the primary care physician or that they could treat the child’s medical needs at home. Respondents are more likely to take their foster child to the ER when they do not have a passport than when they do have a passport. For those foster youth who visited the emergency room (n=8), the reasons for their visits included: injury, object extraction, vomiting and unresponsiveness, severe illness (pneumonia and flu), and general physical illness. As indicated by the statistics presented in Chapter 2, ER visits for foster youth almost triple after placement change (refer to figure 1 in Chapter 2). Making conclusions from that statistic, it appears changing placement affects the general health of foster children. Statistics found in this 43 study show that only 26% of foster youth received their passport after placement change. Therefore, a majority of foster children (74%) do not have their medical history available to them, their doctors, and even their schools. Due to ER visits being most frequent after a change of placement it is extremely important the passports accompany the child during this adjustment. Sixty-six percent of foster children who visited their primary care physical went for CHDP visits. CHDP, standing for Child Health and Disability Prevention Program, provides free health check-ups for all foster children. These health check-ups cover vision, dental, and hearing screenings, mental and physical health, growth and development check, and all needed shots and labs. In previous chapters we discussed how children sometimes end up in the emergency room for menial things like a headache. Because caregivers do not have readily available information in the passports, they are unaware of their allergies. If all health information was available online, caregivers could quickly and easily access this information. We questioned caregivers on this issue, and 100% of respondents said that it would be beneficial to have their foster child’s medical records available online. Preventative care for foster children means they need to have access to health care services for routine and emergent needs, which is the reason CHDP began. Child welfare services require evidence of a comprehensive well-child examination within thirty days of placement to identify needs and provide preventative care. Findings from this study found that of the 20 children who went to their PCP went for the CHDP visit, but only 4 of them did it within the 30 day period (20%). Research also found that 6 out of 8 ER 44 visits were for CHDP (and other reasons), yet only half were done within the 30 day period of placement change (See Table 3 below). There are two systems in place to ensure foster children are receiving proper, continuous, medical care, CHDP and HEP. Yet, through the findings of this study it is apparent both systems are not efficient. Due to the fact children are not having their CHDP within the 30 day time frame, as well as not receiving passports that possess their medical records, the researchers concluded that the continuity of medical care for foster children is unsatisfactory. Table 3: Reason for Visit to PCP Went to PCP within the first 30 days Did not go to PCP within the first 30 days Total Mental Health Needs He/ She Never Went to PCP CHDP Total 0 8 4 12 0 2 16 18 0 10 20 30 The researchers hypothesized that youth who did not have updated (or absent) passports tend to use the ER/Urgent care more frequently as a result of the passport status. Findings from this study show that although it is more likely that these youth visit the ER/Urgent Care if they have absent passports, most foster parents continue to say they would take their child to the primary care physician even if the youth does not have a passport. For future studies it would be important to note where the previous placement for the child was, perhaps the distance from one placement to another would affect 45 whether or not the new foster placement would have access to the child’s primary care physician. For example, if a child moved out of county or across a county the new foster placement may not have access to the child’s old primary care physician, which in turn, may cause them to find alternate medical service providers for care. An unanticipated finding, also a large hindering factor in obtaining research, is how difficult it is to make steps towards creating a change in a large, complicated system, such as the foster care system. Although Sacramento County CPS and all foster agencies supported this research topic and expressed their gratitude for the light to be shed on the difficulties of the HEP’s, it was extremely difficult to receive quantitative data to support the verbal concerns we heard from workers across agencies. There are many reasons for this difficulty, which can include: overworked employees, budget cuts which caused workers to have less contact with foster parents, lack of communication across a large system through canceled or infrequent meetings. The barriers to obtaining research was evident to researchers in this study through the lack of communication and participation of foster agencies. After an in-depth literature review and after analyzing all of our data, we have come to the conclusion that we were examining not one, but two broken systems. We identified the major issues with Sacramento County’s Health and Education Passport system, concluding that passports are not being taken to doctor visits, are not being filled out properly, and do not follow the child during change in placements. The passports are not doing the job that they were intended to do. They were created to help improve health care for foster children, but the reality is that they are creating barriers and hindering 46 children’s medical care. We found it near impossible to fix a broken system (passports) within a fractured system (CPS). Lack in communication and follow-up ultimately led to a lack of support and forced us to break ties with CPS and gather our data elsewhere. With the help of a few different providers, we gathered data from foster family agencies and group homes. The logistic challenges that our research experienced is a reflection of the limitations of the system. Even with our difficulties in reaching the intended data source, the research findings still clearly show that the passport is not being properly utilized. A summary of the research findings is presented in the Executive Summary (Appendix A). A Composite Case Based on Study Findings To better understand how missing passports affect the health care given to foster youth let us examine two parallel case examples of different foster children based on the data collected from this study, one who received his passport and one who did not. A composite case based on study findings: Johnny: Johnny is a 12-year-old boy who has been in foster care for 3 years. Within those three years he has been in 4 different foster placements, the most recent placement before your home he was there for 10 weeks. He is arriving to your home with all his belongings in two garbage bags and a backpack. His social worker hands you his health and education passport when she delivers Johnny to your house. As you look through the health and education passport you feel that it is up-to-date. You can see that he is caught up on all his immunizations, is one grade behind his peers in school, is allergic to bees 47 and has an EpiPen, gets “growing pains” in his legs at night which he take Tylenol for, and that his last school and primary care physician are 45 minutes across town. You decide to find Johnny a new primary care physician closer to home and are able to gather any information from his last physician about past medical visits. The next morning you take Johnny to his new school where they ask you for his immunization history, his academic history, and ask if he has any allergies. You provide them with the passport, and extra EpiPen, and he is able to attend his first class that morning. Two weeks later Johnny comes home with a headache and aching legs. He tells you he was playing basketball in the sun all day, running up and down the courts. After reviewing Johnny’s passport you see that Johnny takes Tylenol for aches and pains, therefore you know he is not allergic and you can give him some. Johnny takes them as prescribed and feels immediate relief. He is able to finish his homework, do his nighttime chores and get to bed on time. Jacob: Jacob, another 12 year old boy has a very similar history yet his health and education passport got lost 3 years ago after his first placement and has not been updated. Jacob is delivered to your home with the same amount of belongings as Johnny, but without his passport. You have no idea where his last placement was, his academic level, immunization history, etc. The next morning you go to register Jacob at the school near your house. Due to not having his immunization history he is not able to start school until you are able to present those records. Jacob, already feeling high anxiety about 48 moving to a new school begins to stress even more. For the remainder of the week you are trying to get the needed information to get Jacob into school. He has now missed 1 week of school, and unknown to you, he is extremely behind in school because this scenario has happened to him on several occasions. With stress and anxiety running high for Jacob, he comes down with a headache and slight fever after dinner. You want to give him Tylenol but by law are not allowed to because you do not know his allergies. Therefore, you take Jacob to the emergency room where you wait for 3 hours to be seen by a doctor. The doctor does not ask to see the passport, nor do you have a passport to show. You leave the hospital with Tylenol for Jacob and no record that he even went to the hospital. Now you, as a foster parent, have perpetuated the inefficiencies in the passport system without even meaning to. These two parallel stories are not uncommon. They exemplify how important it is to have medical information available, not only for the medical care of the foster child but also in their ability to succeed academically. Jacob and Johnny are small examples of the barriers these foster children experience. With Jacob and Johnny in mind, it is important to note that many foster children have much more complicated medical problems and needs. For those foster children who have a serious medical problems or mental illness the HEP can actually hinder the child’s health and education needs rather than help. The executive summary of all findings is listed in Appendix A on page 56. 49 CHAPTER 5 CONCLUSION AND IMPLICATIONS We initially chose to research the Health and Education Passports because we both had personal experiences while working with foster youth related to the passport system. We noticed that this passport, which was created to help improve foster youth’s health care, was actually acting as a barrier. The research that we found in the literature review showed that very few counties have implemented an effective passport system, but that it is possible and has been done in a few circumstances. Some of the limitations of our study are due to the fact that our original plan for data collection had to be altered. We gained approval from Child Protective Services (CPS) in the beginning of the school year. After months of struggling to maintain communication and still without any data, we reached out to individuals connected to group homes and foster care agencies directly. The experience working with CPS, a difficult system to infiltrate, was discouraging. This however, from a research perspective, is a participant observation and experiential opportunity. It allowed us to have first-hand experience of how the CPS system is affected by inefficiency and how it has failed to respond to certain needs and demands. While we understand the breakdown may be a result of the inefficiency of a small number of staff, the impact is big. Our intention was to diagnose an issue in the child welfare system, and to conduct research to identify ways to improve the welfare of foster youth across Sacramento County. We believe that sharing our results can potentially bring about change for improvements in 50 the medical coverage of foster children. Despite the difficult time we had collecting data for this project, we still feel passionate about improving the health care of foster children. Recommendations for Future Studies One of the limitations we faced was the geographical boundaries that respondents lived inside. A large majority of respondents listed the same zip code, therefore also said they would take their foster youth to the same hospital, Mercy San Juan. We would suggest that future studies ask additional information about the foster child’s previous placement to find out if they were in the same geographical area before their most recent placement change. Knowing this piece of information would help us find out if foster youth are more likely to use the emergency room if they have moved to a different city. Moving a greater distance would make it more likely that they would need to set up a new primary care physician. If they require medical attention before they are able to establish a medical home, we predict they would likely be forced to go to an emergency room. Despite our sample size being smaller than initially planned, we are still able to see valuable information and trends emerge from the data. Some of the most consistent responses were the respondents’ feelings about the passports being incomplete, not updated, and therefore not helpful. Eighty percent of respondents felt the passport was unhelpful. This coincided with our hypothesis; we expected that passports would be unhelpful due to missing and outdated information or that the child would not have one at all. For those respondents who had foster youth that visited either a primary care 51 physician or an emergency room, seventy percent said that the passport was not present at the visit. Another limitation that affected our research is the fact that we ended up questioning group homes and foster agencies as opposed to foster parents, who were the intended respondents when we developed our questionnaire. This limited our study because there is a chance that one caregiver may have taken the foster child to the doctor and a different caregiver may have filled out the questionnaire. If information does not have a reliable central database where information is stored, it can easily be lost or it can fail to be documented. We began this project with the idea that CPS in Sacramento County could benefit from an online database for the Health and Education Passport system. Our goal was to not only shed light on the inefficiencies of the health and education passports, but to also present solutions to this ongoing phenomenon. Due to the financial crisis of county programs we knew our “solutions” had to be cost efficient. After speaking with different disciplines about this project, two agencies were presented. Possible Solutions Social Solutions is a non-profit software company that makes it possible to relate service delivery to desired outcomes. Their collaborative community services software pulls information from alliance community services to provide the best care for the community being served. Because foster youth access several services from different agencies such as mental health, education, medical coverage, home location, it would be extremely beneficial for each agency to communicate with one another and have one 52 central location to do that. With access limitations for privacy (for example school does not need to know about a child’s urinary tract infection), all entities could access and input information about a child in one central location, making it easier to foster parents and doctors to access needed information. HHS Connect is a New York City program that improves service delivery through inter-agency data sharing and collaboration. This has changed the way the city provides services to its people. This program provides tools and solutions that help the agencies break down silos and coordinate case management practices in order to provide more effective and efficient services to clients. HHS brings together 30+ agencies/services such as health care, child care, housing, finances, WIC, etc. through one computer program. By doing this, services providers can see what resources their clients are connected to, and can also see which ones they are eligible for. The sharing of information pulls systems together to provide comprehensive services to those who need it most. Foster children are part of that population that need it most. Although HHS is only available to New York City providers, this program exhibits the potential and the capacity of what inter-agency communication can do to support its people. As stated above, there are programs to assist in making HEPs available online. One readily available option is an AmeriCorps program that does information technology for government agencies. Due to it being an AmeriCorps program services are likely to be of very low cost or even free. By implementing this cost-effective program, foster children’s education and medical information would be able to be tracked, updated, and available to those who provide services to this population. It is 53 surprising with the technology that surrounds us today, and how many of us can access our health information through an application (app) on our phone, that foster children are still having difficulties with basic medical coverage. Electronic Database One of the main concerns about converting the passport system to an electronic database is that it would be difficult to control who has access to the online records. However, the foster care system would not be the first system to implement strict confidentiality measures to protect the privacy of clients. Hospitals are just one example of a large system that requires providers to adhere by specific rules to ensure confidentiality. Because this online database would be most effective if service providers from different professions had access to the information, implementing tiered-access could help to keep certain information from being shared with all providers. Limited access would allow more privacy for clients. This online database would benefit foster children in many situations, including hospital or office visits for newly placed children who have not established a medical home and who may not have their paper passports with them. With this new system, staff would need to be trained on how to use the online database to easily access client information. Implementing a new record keeping system based on horizontal integration would allow for improved health care for foster youth. If the electronic database were to be available to all service providers that the foster child came in contact with, there would be a much better continuum of care. All of the foster child’s health and education records would be made available to ensure there is no overlapping or contradictory treatment 54 (such as re-immunization), and it would also make it easier to determine if the foster youth is receiving all of the services that they are eligible for. For example, a foster youth who comes into the emergency room for a broken foot may have come in purely for medical reasons, but it is clear that the child is symptomatic of some type of depressive disorder. Rather than relying on the paper passport that is likely not present or not updated, or on the self-report of an adolescent about a heavy topic, the doctor can first look into the child’s chart to see what mental health services the child is currently receiving. If the child is not already linked to mental health services, the doctor can let the child know what services he/she is eligible for. Horizontal integration is instrumental in making sure individuals are aware of the services they are eligible to receive and in improving the continuum of care. Although the health passport was created to facilitate a more organized system for keeping track of foster children’s health care, our research has proven that it actually perpetuates the difficulties foster children already face. Our literature review supported the findings from our data in multiple ways, including multiple sources that supported the notion to move towards an electronic passport system. The most common reason was to promote quality and consistent health care for children. This would bring organization to the passport system and introduce an efficient method of tracking individual health data by providing a detailed description of the health problems experienced by children in foster care. The response we got from CPS when we proposed the idea of an electronic passport system was not one of opposition, but they felt it would be too costly and difficult to implement. We would argue that with today’s technology and access to 55 resources, not implementing an electronic system for passports would be creating additional barriers to health care. After meeting with foster agencies, CPS workers, and social workers, we verbally received unanimous feedback about the health and education passport system. There is undoubtedly a problem with the current system and every person involved knows it’s not working. The next question is what does it take to change it? If all persons involved in the care of these children are in agreement that HEPs are not helpful, it is astounding and disappointing these issues continue to plague this vulnerable population. Researches hypothesize that this broken system continues due to lack of funding, the absence of research to prove that there is in fact a problem, or possibly the difficulty in changing a component of a large, overworked system. We hope that through this thesis project we have identified and provided the statistical information to support and enact a much needed change. 56 APPENDIX A EXECUTIVE SUMMARY The ages of foster youth were evenly distributed between the ages of 2 to 19 years old. Length of time in foster care varied between 2 weeks to 364 weeks with the median amount of time being 13 weeks. The age of foster child and length of time in foster care did not make a difference on whether the child went to the ER or primary care physician. Of 30 respondents, only 8 (26%) received the passport. According to Lutz & Horvath (1997) there are over 400,000 children in foster care. If we extrapolate our findings this means there are 304,000 children who do not have access to their health records. Of the 8 who received the passports, only 1 traveled with the foster child to their new placement, all other passports showed up at a later date (Table 1). Of the 30 respondents, 24 stated the passports were not helpful in providing care to the child. Of the 19 children who visited their primary care physician, 13 (68%) did not have the passport present at the visit and 4 had the passport present but the doctor did not refer to the passport. Of the 10 children who visited the ER, 7 (70%) did not have the passport present and two did not have the passport referred to (Table 2). 57 100% of caregivers were not advised by social workers on how to use the passport. Of all foster youth who went to the ER, 100% went within the first month of placement change. It is more likely that a child will visit the ER (17%) if they did not have a passport versus a child who does have a passport (3%). 60% of children who visited their primary care physician went for CHDP visits. CHDP visits should be done within the first 30 days of placement change; this study showed that only 20% did this in the allotted time (Table 3). 100% of respondents say it would be beneficial to have the foster child’s medical records available online. Case study findings: having a present and updated passport not only affects the health care given to the child, but it also affects their school performance, mental health, and peer relationships. The current health and education passports are hindering the child’s health and education needs because they are not completed or following the foster youth during placement change. 58 APPENDIX B CONSENT FORM/COVER LETTER Dear Foster Parents, You are asked to participate in a child welfare study related to Health and Education Passports. We are graduate students completing our Master of Social Work education at California State University, Sacramento. This is our thesis research project. Sacramento County Department of Health and Human Services is supportive of our project. The information gathered from this questionnaire survey will be used to determine the usefulness of foster youths Health and Education Passports and how they relate to foster youths use of the Emergency Room and Urgent Care. Findings from this study will help improve the implementation and utilization of health care among foster youth. We will explore how complete and up to date the passports are and evaluate the usefulness of the passports, based on the perspective of the foster parents. All participants will be kept anonymous and all information will be kept confidential. Participation is voluntary and not required. Should you choose to participate, you may discontinue participation at any time. Your refusal to participate will not in any way affect your relationship with the Sacramento County Department of Health and Human Services. Any information obtained in this study will be treated as confidential. IP addresses will not be collected; therefore, there is no way to trace who has participated in this study. No individual information will be disclosed and only group information will be included in the report. Information gathered in this study will be destroyed after completion of the thesis project (no later than June 13, 2014). Thank you for taking the time to help make this project possible, we appreciate your response. The return of the completed survey questionnaire implies your understanding of the nature of this study and consent to participate. Please complete a survey for each youth that has moved into your home within the last 6 months. The survey will take approximately ten to fifteen minutes to complete. If you have any questions, please do not hesitate to contact the researchers, Allison Stanfield- XXXXXXXXXXXXX@yahoo.com (707) XXX-XXXX Heather Tyler-XXXXXXXXX@gmail.com (559) XXX-XXXX or their thesis advisor Francis Yuen- Fyuen@csus.edu Thank you for considering this request. Please click the link below to complete the survey. https://www.surveymonkey.com/s/SVJV3CT 59 APPENDIX C QUESNTIONNAIRE Utilization and Effects of Health and Education Passports: Foster Parents Perspective 1. How long has your child been in foster care? ___ Weeks ____ Months 2. How old is the child? __________ 3. Were you advised by the social worker the use of the Health and Education Passport? __ Yes __ No 4. How long after receiving the child did you obtain their Health and Education passport? __ Same day __ 1-5 days after receiving youth __ 6-10 days __ 11-15 days __ 16+ days __ I never received the passport 5. Was the passport up to date to your knowledge? __ Yes __ No __ I did not receive a passport 6. How long after being placed in your home did your foster youth visit the Emergency Room or Urgent Care? __ Within the first week __ Within the first month __ Within the first three months __ Within the first six months __ He/she has never gone to the ER or Urgent Care 7. How many times has this youth been to his/her or any primary care doctor while residing in your home: __ 0 __ 1-2 __ 3-5 __ 6+ 60 8. What was the reason for the first visit to the primary care doctor? (check all that apply) __ General physical illness (fever, cold, headache). __ Mental health needs __ Self harm __ He/she never went to the primary care doctor __ Other: _____________________________________________ 9. Was the youth's health passport useful to you during this visit in discussing the child's health care needs with the doctor? __ Yes __ Somewhat helpful __ No __ I did not have the passport __ I have not taken my foster child to visit his/her primary care doctor 10. How many times has this youth been to the ER or to Urgent Care while residing in your home? __ 0 __ 1-2 __ 3-5 __ 6+ 11. What was the reason for the first visit to the ER or Urgent Care? (check all that apply) __ General physical illness (fever, cold, headache) __ Mental health needs __ Self harm __ He/she has not been to the ER or Urgent Care while in my care __ Other: ____________________________________________ 12. Was the youth’s health passport useful to you during this (ER/Urgent Care) visit in discussing this child’s health needs with the doctor? __ Yes __ Somewhat helpful __ No __ I did not have the passport __ I have not taken the youth to the ER or Urgent Care 61 13. Did doctors (either primary care or ER/Urgent Care) read or review the passport during the youth’s visit? __ Yes __ No, they did not refer to the passport __ The passport was not present at the visit __ I don’t know __ I have not taken my youth to see a doctor 14. If the passport was not present during a visit with the doctor, why was it not? 15. Do you think it would be beneficial to you and to your foster youth to have the medical records available online? __ Yes __ No __ I do not know 16. If you have any other foster youth in your home, have you found their passports useful in regards to their health care? __ Yes __ No __ I do not have any other foster children in my care 17. When your foster child gets sick and you have his/her passport, what is most likely to happen? __ I take him/her to the primary care doctor __ I take him/her to the Emergency Room or Urgent Care __ I can treat his/her medical needs at home (i.e., I can provide over the counter medication) __ Other: _____________________________________ 18. When your foster child gets sick and you DO NOT have his/her passport, what is most likely to happen? __ I take him/her to the primary care doctor __ I take him/her to the Emergency Room or Urgent Care __ I can treat his/her medical needs at home (i.e., I can provide over the counter medication) __ Other: _____________________________________ 62 19. What is your overall opinion of the Health and Education Passports? Check all that apply __ They have been helpful and useful in providing medical care for my foster child __ They are not updated or complete, therefore not very helpful __ I wish the information was available online __ Other: _____________________________________ 20. What hospital ER or Urgent Care do you, or would you, take the child to? 21. What is your zip code? 22. What type of foster home are you? __ County Home __ FFA __ Relative __ Other (please specify)_________________ 23. Please leave any comments or information you would like to share with us: 63 REFERENCES Allen, K.D. & Hendricks, T. (2013). Medicaid and Children in Foster Care. State Policy and Reform Center. Retrieved from http://www.childwelfaresparc.files.wordpress.com/2013/03/medicaid-andchildren-in-foster-care.pdf American Academy of Pediatrics (2002). Health Care of Young Children in Foster Care. Committee on Early Childhood, Adoption, and Dependent Care. 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