Social physics: Networks & causal chains (emergent causality in network cohesion) "Life and the Sciences of Complexity" Iberall Distinguished Lecture Series C:\Documents and Settings\User\My Documents\pub\SocialPhysics Douglas R. White December 5, 2008 (& workshop Dec 4) 1 Outlines for Talk and Workshop 1. Anthropology and Physics as experimental sciences 2. Cohesive Causality: Kinship to industrial organization ..slide 21 3. World economy and historical dynamics 4. Afterword and forward … 55, ends at 85 … slide 86 Workshop on Cohesion in Kinship groups (87-130) 2a Cohesion in kinship networks as constituents of society 2b Mapping data onto networks and further findings 2c Simulation 2d Unsolved problems and solutions 2e Conclusions: Tying it all together for kinship 2 Anthropology as an experimental science • Anthropologists are the experimentalists of the social sciences. • They gather meticulous data (ethnography) • About 40% of the best ethnography adds a time dimension (the rest are “idealized” static structures). Iberall’s advice: you have to do your case studies through time (and study process, i.e., dynamics). • Using the temporal access, the dynamics of social processes can be studied in all of its “compartments.” • I followed his advice. 3 Anthropology as diachronic/policy science • I followed that advice by teaming up with one of the best time-series projects in Africa, one that did before-after studies of the impact of relocation of 100,000+ people with building the Kariba Dam in Zambia • Rather than changes from one “static” state to another, their blanket ethnography, every 2-3 years, showed new emergents and massive changes in everyone of a dozen of these short time period, and no emergent stability. • Their study “informed” World Bank and IMF policy on resettlement projects: contrary to economists’ views, people were not “open” to innovation after resettlement, they were instead oriented more conservatively toward reestablishing their life-ways, which took about four years, after which they were more open to innovation. • (By that time economists would have implemented their plan, failed, and tried to erase the tracks of their failures, which are nonetheless in the documentary records of development programs). 4 Cohesive emergence in the sciences • Given atomisms interacting at one “level” of study that are made up of smaller atomists at a finer scale, interacting to form the larger units, it is not experimentally proven that the relation among levels is strictly hierarchical. Thus no strict “vertical reduction” principle of explanation in the sciences. Explanations do not apply as hierarchical reductionism but laterally. In complex systems, through memory, storage bins, interactions, cohesive emergence of atomisms, how atomisms are built, with cohesion linked to stability. • This observation has two consequences: (1) a key measure of complexity is the extent to which at any level the interaction of entities is subject to time-lagged effects internal to their atomisms that resurface to alter their interactions (bins, processes and memory). (THAT COMPLEXITY WILL BE IN EVIDENCE IN THE COHESIVE GROUPS WE STUDY) 5 The Lateral principles of science • Consequence (2): general principles do not apply so much vertically (hierarchical reductionism) but laterally. Phil Anderson agreed as do many physicists today. • Iberall viewed the study of processes at any level as “chains of causality.” These form networks. Networks don’t simply link elements. They form cohesive units that represent emergence of a higher out of a lower level of atomisms. • Interactions leading to emergent cohesion of atomisms at one scale may produce atomisms at a larger scale. 6 The Network principles of science • Iberall and I had in common a view of atomisms and networks at all these non-strictly hierarchical levels. My “networks of processes” are his “chains of causality” but they take a different shape with cohesive units. • In the past four decades, especially the last, the “network sciences” have become a lingua franca of experimental science (simulation & observational) in physical, chemical, biological, social, economic & now, anthropological and political sciences. Emergent causality has yet to be fully incorporated into the network sciences. 7 What are atomisms? • At any level of study, the atomisms are the entities that persist so as to interact at some time scale (“asts”), so as to produce effects. The very concept of atomism is linked to causality as observable effects asts. • Entities that persist so as to interact => interact to persist must have the two key properties of cohesion: (1) resistance to destruction (asts) by external shocks and (2) interactions among their components (internal bonds) that not only resist destruction but that facilitate the coordinations that enable persistence and activity (asts) that produce external effects – thru cohesion. 8 So what are the “cohesive units” of networks? It was Iberall who convinced me that networks don’t just link elements, i.e., without strictly bounded units larger than a single node, but that there are cohesive units within networks. Investigating this possibility led me to an unusual idea of how groups are constituted in networks. The idea is based on a fundamental formalism of network and graph theory that defines the boundaries of cohesion. (e.g., Harary 1969) 9 Structural k-cohesion: a fundamental definition • Within a network, subnetworks of cohesive webs (kcomponents) occur where each node is a hub with at least k connections to others SUCH THAT each node has at least k node-independent paths (no shared intermediaries) to every other. • For each value of k all the maximally large webs can be found, they will be nested, they may overlap, and they are nonseparably connected without removal of a minimum of k nodes (the Menger theorem) 10 A science of cohesion & causality • Hypothesis: Its not single causal chains that have major abiding causal effects, but the emergent cohesive entities at different spatial and temporal scales that have major causal effects but also metastable tendencies in their fluctuations. • Proper identification of emergent network- cohesive units makes this sciences easier and much more grounded than you would think. 11 4-component structurally 4cohesive network 4-inseparable ≡ 4 independent paths for each pair of nodes Here: THERE IS NO CENTRAL NODE 12 4-component structurally 4cohesive SCALABLE network 4-inseparable ≡ 4 independent paths for each pair of nodes Here still: NO CENTRAL NODE 13 4-component structurally 4cohesive SCALABLE network 4-inseparable ≡ 4 independent paths for each pair of nodes NO CENTRAL NODE: but there could be This 4-cohesive network can be expanded INDEFINITELY with a cost of only four new edges for each new node, and they may attach ANYWHERE in the 4-component. 14 Metaphors for the new science • Intuitive models for network-cohesive units in this new science are (1) Bucky Fuller’s geodesic domes with many elements cohesively connected (2) Art Iberall’s spacesuit design with the stable points of bodily dynamics linked by a flexible web. • I am going to run quickly through 50! slides for a series of examples of causal impacts of structural cohesion that give the core ideas of how this science applies everywhere, with myriad applications. 15 Topical Examples: Cohesive Causality • • • • • • • • • Kinship Education Social Groups Political Parties Science Industry Cities & Trade Warfare/Empire World Economy • • • • • • • • • Complex tasks/Cohesion School attachment Organizational fragmentation Bifurcation/Competition Transmission lines and cores Collaboration/Innovation Balance/Cycling/Innovation Resistance/Replacement Metastable oscillatory cycles 16 These k-cohesive “units” define scalable human groups Since k-cohesion in a network with n nodes requires only a constant number of ties (k) per person, a k-cohesive group can expand indefinitely at a constant cost per person. This entails that k-cohesive groups are scalable, that is, they are able to scale-up in number or grow indefinitely without extra costs per person. The growth of cohesive ethnicities plays a fundamental role in historical dynamics. The minimum benefit b of independent cycles per person is nearly constant (b < (k-1)/2) while the non-independent cycles per person grow exponentially, offsetting the effects of distance. Excess in m links above the minimum k*n/2 for k-cohesion can provide centralization, additional local cohesion, etcetera. 17 These units of human groups are our informal superatomistic organizations Normally we think of “groups” as necessarily having leaders, names, lists of members known to each other through communications from central to peripheral members or through face-to-face meetings. Sociologists since Durkheim have a conception of a social ”group” as having an implicit charter and constitution, a kind of corporation, analogous to the idea of a formal organization. Structural cohesion is a more generic idea of a group more on the model of a community, where people may be multiply and densely connected, operating as organizations but informally, and scaling up even to ethnicities and their inclusions in the lesser cohesive nationalities. 18 with effective causality and agency • I am not saying that structurally cohesive groups (of kin, in schools, organizations, politics, science, industry, etc.) have the agency and decision-making analogous to individuals (clearly ethnicities do not, tho nationalities as national governments do). But structurally k-cohesive groups do have k times greater efficacy to do so with k-times the potential : • 1) for internal group coordination through mutual influence and communication • 2) for external causality, whether through agency or unintended effects • 3) to operate as organizations, even without central leadership. 19 So what are the “units” of human groups? The nested atomistic levels? So a more general idea of a group, more on the model of a community core can be based on the formalism of k-cohesion, where people are not only more densely connected but all pairs of members are kcohesive with one another. This definition does not require that the group is named, with a formal organizational charter or membership, but implies the capacity for a level k of intensity of redundancy in communication and resistance to disconnection. Nesting of cohesive groups occurs by virtue of intensity: a group where all pairs have connection intensity k are a subgroup of those with intensity k-1. These groups are not just named entities but have interaction intensities. 20 The “units” of human groups and nested atomistic levels In kinship and other networks, there are entities that we can identify as “groups” because they are cohesive, they coordinate their actions, have divisions of labor, and may carry distinctive recognizable markers, including selfrecognition and identity. Cohesive groups of this sort may define community, social class, ethnicities, the stable cohesive local subgroups of populations as distinct from migrants. 21 (2a) Cohesion in kinship networks as constituents of human societies A. What are the atomisms of human kinship? Persons, couples creating children and reproduction, and larger cohesive units (superatomisms) of social coordination multiply connected through marriage. B. This opens the study of cohesive kinship units and of the constituents of these units that lend cohesion. C. A key question concerns their mutually causal correlates 22 Kinship and cohesion: examples mutual causality or causal effects of • Kinship cohesion and Social Class in an Austrian farming community • Heirship/Structural endogamy R2>>.29(.9?) – (Structural Endogamy – Social Class elsewhere?) • Kinship cohesion and Stayers/Leavers in a Turkish Nomad clan • Stayers/Structural endogamy R2 =.90 • Cohesive sidedness for Garo Moieties, – 23 cycles, R2 =1.0 p<.00001 23 The stacking of kinship atomisms and their nested levels Persons–&–couples creating children & reproduction The larger units of social cohesion/coordination (superatomisms) created by coupling or marriage bicomponents (cohesive linkages) that may define community, ethnicity, emergent from networking. To observe this stacking of atomisms we create an appropriate formalism that includes such ideas as larger units that have cohesion because of redundant linkages, like multiple overlapping social circles. 24 How to “see” the atomisms of human kinship at nested atomistic levels? The network formalism that is needed identifies distinct levels with distinct types of units: persons, couples, families and cohesive clusters of families and groups like those that selfidentify by descent or intermarriage. It allows us to see how units at a smaller scale are embedded in those of a higher level. If we take P to denote the Parental ties that form into kinship networks, we can name the formalisms as P-systems, graphs of networks where graphs for relations among atomists can contain other graphs. 25 The “cohesive units” of kinship restated as k-cohesion, limited to k=2 (graph-theoretic term bicomponents) Here a fourth part is added to formalism (i-iv) Let G=<V,A> be a graph of n vertices in set V with m pairs u,v in VxV of directed or undirected links. A graph of G΄≤G is kcohesive if (i) every pair of its n΄ nodes has k or more independent paths between them and (ii) cannot be disconnected without removal of k or more nodes. (iii) By Menger’s theorem (i) and (ii) are equivalent. Further (iv) there are m-n+1 independent cycles (m edges, n nodes) in every kcohesive graph with k ≥ 1. (This links micro to macro structure). 26 Capturing the “units” and nested atomistic levels of human kinship The idea of the P-system formalism is to capture overlapping cycles in (micro-structure of marriage) to find the boundaries of 2-cohesive (bi)components (macrostructure) of kinship networks. In these bicomponents, every person or couple is linked by at least 2 independent paths (marriage circles) that overlap to form in larger cohesive subsets of structural endogamy as a special case of structural 2-cohesion (k-cohesion with k=2). 27 1. Define a graph that represents how marriages form cycles (P-graphs and P-systems) where P is for the parental relations that constitute kinship and in a P-system nodes may contain embedded graphs of smaller-scale networks 28 Data and Representation: P-graphs link parents (flexible & culturally defined) to offspring They are constructed by showing: •Each couple (as) a node • Each individual a line •Each gender a different type of line •A marriage node includes the husband and wife as an embedded graph •i.e., a P-system 29 It is a Good Formal Representation (commentary slide of Dwight Read) 1. Removes aspects of concrete situation not relevant to structural relations of interest 2. Faithfully represents structural relations of interest 3. Properties of the representation derived through analysis using the representation can be mapped back to the original context faithfully. 4. Enables structural similarities to be identified between disparate contexts 30 2. This representation captures independent nuclear families, networks of marriage between them, how families form descent groups & marriages within and between them 31 3. Now link this representation to actual marriage network data 32 Data and Representation: Building Kinship Networks P-graphs link pairs of parents (flexible & culturally defined) to their decedents P-graphs can be constructed from standard genealogical data files (.GED, Tipp), using PAJEK and a number of other programs. See:http://eclectic.ss.uci.edu/~drwhit e for guides as to web-site availability with documentation (& multimedia representations) 33 4. What are the properties of how marriages form cycles? they form bicomponents = maximal sets of nodes, in which each pair is connected in two or more independent ways 34 This is a bicomponent with no cut-point and with two+ independent paths between every node pair. By Menger’s theorem, these are equivalent. It has 8 independent cycles m-n+1 m=24 (parentchild) edges n=17 nodes (couples) 35 The same bicomponent with no cut-point and with two+ independent paths between every node. And 8 corresponding named cycles WB MBD FZ MZD ZDDD FZD (the 8 independent cycles m-n+1 for m edges & n nodes) MMZDD FZDD It’s also ORDERED, by a time dimension, through generations. 36 Ancestral generation 1 Generation 2 Generation 3 WB marriage cycles MBD ZDDD MMZDD The 8 constituent marriage cycles of the bicomponent each of a given type Generation 4 FZ MZD FZD FZDD Generation 5 37 The formalism helps Identify Ambiguities (commentary slide of Dwight Read) Ancestral generation 1 Generation 2 Generation 3 Why not generation 3? (optionally 3 or 4) Generation 4 Generation 5 Ambiguous generation 4 or 5 depends on the path taken 38 Example: Patriarchs and Matriarchs The graph tells a story of the Old Testament covenant that established monotheism M Become Abraham and Sarah M M M 39 Uxori-sides for the Garo found independently of the names for matri-moiety dual organization 23 cycles all sided p<.00001 40 Mapping data onto networks Analyses of such data can be crossed: • By structural endogamy • Migration • By generation time-series, • Residence patrilineages, matrilineages • Wealth owned • Heirship • By viri-sides, uxori-sides --- PLUS • Kin Behaviors • Kin Terms & Products in relation to marriage 41 e.g., Data about kin behavior • Kin behaviors mapped by kin type/kin term – – – – – – Avoidance Sexual Prohibition Respect Informality Joking Privileged sexual relation • Associated expectations – (additional features for a given society) 42 Education: School attachment • Level of k-cohesion predicts school attachment (replicated in 10 schools, complete network Adolescent Health Surveys) • LR Odds 9.1 p=.002 Moody & White 2003:10 • In general, within a network, a k-component is a maximal subgroup in which – Every pair is connected by at least k node-independent paths – A group is not separable without removal of k nodes Levels of K-cohesion in these schools vary from 1-8 43 Longitudinal Network Studies and Predictive Social Cohesion Theory D.R. WHITE, University of California Irvine, BCS-9978282 Topology: Overlapping hierarchies (Empirical Results) The algorithm for finding social embeddedness in nested Fig 2. Structural Cohesion of Friendships cohesive subgroups is applied to high school friendship _______in an American high school networks (e.g., Fig 2; boundaries of grades are 11-12th grade approximate) and to interlocking corporate directorates. The usefulness of the measures of cohesion and embeddedness are tested against outcome variables of school attachment in the friendship study and similarity in corporate donations to political parties in the corporate interlock study. The cohesion variables outperform other network and attribute variables in predicting the outcome 9th variables using multiple regression. Nearly identical findings are replicated for school attachment measures and friendship networks in 12 American high schools from the AddHealth Study th (http://www.cpc.unc.edu/addhealth/), Adolescent Risk and 10 grade Vulnerability: Concepts and Measurement. Baruch Fischhoff, Elena O. Nightingale, Joah G. Iannotta, Editors, 2002, The National Academy Press. 2003 James Moody and Douglas R. White, Social Cohesion and Embeddedness: A Hierarchical Conception of Social Groups. American Sociological Review 8(1) 8th grade 7th grade Interpretation: 7th-graders- core/periphery; 8th- two cliques, one hyper-solidary, the other marginalized; 9th44 central transitional; 10th- hang out on margins of seniors; 11th-12th- integrated, but more freedom to marginalize Organizational Fragmentation (how a karate club splits in two) • Levels of k-cohesion apply to friendships: k=1, 2, 3, 4components (White & Harary 2001) – Every pair is connected by at least k node-independent paths – A group is not separable without removal of k nodes • As the teacher and owner compete people forced to choose: • The order of dropping ties is predicted by least cohesion (R2 = .94) p < .0000000001 45 Longitudinal Network Studies and Predictive Social Cohesion Theory D.R. WHITE, University of California Irvine, BCS-9978282 Part 1. Development of a Methodology for Network Research on Social Cohesion An operational definition of social cohesion based on network connectivity measures cohesiveness as the minimum number k of actors whose absence would disconnect a group. Two members of a group with cohesion level k automatically have at least k different ways of being connected through independent paths. Fig 1. Snapshot of friendships at an early point in time in a longitudinal study of friendship in a Karate club, with leaders labeled T and A and levels of cohesion coded by color. A test of the measure is exemplified by successful prediction of how a group, studied longitudinally during a period of conflict between leaders, divides into two (Fig 1). 2001 Douglas R. White and Frank Harary, The Cohesiveness of Blocks in Social Networks: Node Connectivity and Conditional Density. Sociological Methodology 2001, vol. 31, no. 1, pp. 305359. Blackwell Publishers, Inc., Boston, USA and Oxford, UK. SFI Posting Connectivity: Blue=4 Red=3 Green=2 Yellow=1 Ethnography and data source: Wayne Zachary, 1977. An Information Flow Model for Conflict and Fission in Small Groups. Journal of Anthropological Research 33:452-73. 46 Loss of cohesion T A T T’s side T and A start to fight: some must choose sides members of a group with cohesion level k automatically have at least k different ways of being connected through (k) nodeindependent paths A A’s side Opposing cohesive sides emerge T = karate teacher A = club administrator Block Connectivity: Blue k=4 (quadricomponent) Red k=3 (tricomponent) T A Green k=2 (bicomponent) Yellow k=1 (component) Figure 1a,b,c Data source: Wayne Zachary, 1977. An Information Flow Model for Conflict and Fission in Small Groups. Journal of Anthropological Research 33:452-73. 47 The sides separate along cohesive fracture Political Parties and Business • Closeness in k-cohesion of business practices (interlocking directorates, stockholding etc-Mizruchi 1992) predicts similarity in (2 party) political contributions ~ collusive interests. • LR Odds 4.9 p=.004 Moody-White 2003:11 • In general, within a network, k-component embedding similarity is the level at which pairs intersect in their k-component memberships – Pairs are connected by at least k node-independent paths – Not separable without removal of k nodes 48 Science transmission • This example gives an aspect of the social transmission of science in terms of genealogical relations among scientists in Geneva, 16th-19th centuries (Eric Widmer 1998). • Cohesive & (Connected but noncohesive) groups differ in their specialties, with physics, math, law and theology in the temporally early cohesive core • Transmission gives way to universities at later time periods 49 Kinship cohesion in Science 3 physics 3 theology 2 hebraic studies 1 law 1 math 3rd cousin 50 Industry (Biotech) In 12 successive years, what predicts collaborations? • LR odds (DBF=Dedicated Biotech Firm) • DBF to DBF DBF to nonDBF • New Repeat New Repeat • 1.06 • P<.05 » SHARED COHESION 1.1 n.s. » PARTNER COHESION 5.33 p<.0001 1.91 <.001 • 1.43 2.6 1.67 1.08 • P<.01 .001 p<.001 n.s. • (Diversification is the other strong predictor) 51 Longitudinal Network Studies and Predictive Social Cohesion Theory D.R. WHITE, University of California Irvine, BCS-9978282 Topology: Stacked hierarchies and Dynamics (Empirical Results) Longitudinal Validation of Structural Cohesion Dynamics in Biotechnology Fig 3. Biotech Collaborations To account for the development of collaboration among organizations in the field of biotechnology, four logics of attachment are identified and tested: accumulative advantage, homophily, follow-the-trend, and multiconnectivity. We map the network dynamics of the field over the period 1988-99 (Fig 3 1999). Using multiple novel methods, including analysis of network degree distributions, network visualizations, and multi-probability models to estimate dyadic attachments, we demonstrate how a preference for diversity and multiconnectivity in All ties 1989 choice of collaborative partnerships shapes network evolution. Cohesion variables outperform scores of other independent variables. Collaborative strategies pursued by early commercial entrants are supplanted by strategies influenced more by universities, research institutes, venture capital, and small firms. As organizations increase both the number of activities around which they collaborate and the diversity of organizations with which they are linked, cohesive New ties subnetworks form that are characterized by multiple, independent 1989 pathways. These structural components, in turn, condition the choices and opportunities available to members of a field, thereby reinforcing an attachment logic based on connection to partners that are diversely and differently linked. The dual analysis of network and institutional evolution offers a compelling explanation for the decentralized structure of this science-based field. All ties 1990 2003 Walter W. Powell, Douglas R. White, Kenneth W. Koput and Jason Owen-Smith. Network Dynamics and Field Evolution: The Growth of Interorganizational Collaboration in the Life Sciences, 1988-99. And so on Submitted to: American Journal of Sociology. to 1999 52 all ties for a year, Biotech, 1997 Attractor Flip forward and back for a sense of dynamic alternation of consolidatio n and reaching out for innovation: all ties / new ties is kcohesion 53 New ties, Biotech, 1997 Attractor is k-cohesion and diversity (flip back) 54 Cities and Trade • Medieval Renaissance: trade routes are cohesive, equalization of trade benefits • Banking routes are hierarchical, tree-like, noncohesive, unequal advantage • Commodity wealth accrues to Genoa, via shortpath betweenness centrality • Over 3 centuries trade flow centrality brings financial profits to the Low Countries banking cities. • 20th century trade-commodity flows are hierarchical, unequal position in trade relations 55 Because sea routes opened cohesive exchange cycles as alternatives to land routes, a positional similarity analysis reflects a cohesive and non-monopolistic trade network Venice The importance of land versus sea routes oscillated during the 12th-15th centuries.. The split in Genoese (western and Atlantic) and Venetian (eastern) routes is also reflected in the circular positional structure, showing how they compete for trade. Regular equivalence analysis with normalized SVD scaling based on valued {1,2,3,4} ties = {Aux,Prin} banking {Venice,Geneva} Ports Genoa Genoa dominates the core cities at the lower right, but their cluster and that of more peripheral cities at the upper left each has its banking cities. Venice is more a single eastern bridge between land and E. Mediterranean. Later: a look at how population cycles and trade networks promote/demote industries 56 the banking network, main routes only (geographic locations). Control networks often rely on unambiguous centralized spines but their operation relies on feedback in cohesive networks. the spine of the exchange system is tree-like and thus centralized. It is land based. Linking the four parts was Alessandria, a small stronghold fortification built in 1164-1167 by the Lombard League and named for Pope Alexander III. At first a free commune, the city passed in 1348 to the duchy of Milan. Note again the closeness of Genoa to the center, and the exclusion of Venice. 57 Flow centrality (how much total network flow is reduced with removal of a node) predicts something entirely different: the potential for profit-making on trade flows. It necessarily reflects flow velocities central to the organizational transformations undergone in different cities, as Spufford argues. This type of centrality is conceptually very difference and distributes very differently than betweenness and strategic centers like Venice or Genoa, which are relatively low in flow centrality. 58 Cohesive nodes (gold and red) in an expanded exchange network and road identification (red=3-cohesive) shows two cohesive accumulation regions -- such cohesion supported the creation of wealth among merchants and merchant cities, with states supported by indirect taxation and loans. In Northern Europe the Hanseatic port of Lubeck had about 1/6th the trade of Genoa, 1/5th that of Venice. Red 3-components Middle East and its 3-core not sampled 59 Northern Hanse Trade Organization: Saintly Brotherhoods Highly regulated trade works but goes extinct through competition from London-Holland global profit centers Northeast Southwest v v v v Other Eastern Hanse German Towns, 1470 60 Warfare/Empire Effective number of polities, based on area and on population (courtesy of Taagepera 1997, who notes that polities that expand slower tend to last longer [80:475]; arrows mark his dates for large polity concentrations; others are marked by lighter lines) AREA SIZES ARE MORE VARIABLE THAN POPULATION SIZES 61 Political and warfare dynamics (Turchin 2004) and constraints 12thC.jpg polities, with conflict frontiers, ethnogenesis across metaethnic political boundaries, and arrows showing movement in the next time frame Warfare on the frontiers of Europe were primarily along religious boundaries. In the center were the fractured remnants of the Holy Roman Empire, a zone of competition but ‘relative’ peace and trading fairs Source: Peter Turchin 2004 62 13thC.jpg polities, with conflict frontiers, ethnogenesis across metaethnic political boundaries, arrows showing movement in the next time frame Christian Crusades run into the Baltic The European polities are so weak compared to the Mongol military they would have been no match whatever, but the Mongols turn back to China over an issue of succession. Source: Peter Turchin 2004 63 14thC.jpg polities, with conflict frontiers, ethnogenesis across metaethnic political boundaries, arrows showing movement in the next time frame As velocity of trade transforms European organizations, small polities harden, Castile expands, France expands, Leagues form in Germany, the Ottoman push against Constantinople. Source: Peter Turchin 2004 64 15thC.jpg polities, with conflict frontiers, ethnogenesis across metaethnic political boundaries, and arrows showing movement in the next time frame Velocity of trade decreases, Paris becomes a remnant, but Europe remains a trading zone... Ottomans take Constantinople in 1442, and then the Aegean-Balkan south. The Renaissance is fueled by recovery of materials from Constantinople Source: Peter Turchin 2004 65 Historical Cycles • Peter Turchin shows agrarian empire metastabilty in 200+ year “secular” cycles of growth/decline in people/resource ratios leading internecine conflict cycles by ¼ cycle (+) feedback, conflict leads negative (-) feedback on people/resource ratios. • Longer and many successively shorter cycles have temporal phase-length doublings; conflicts alternately open and close exchange boundaries as doublings. 66 Turchin 2005: Dynamical Feedbacks in Structural Demography Key: Innovation Chinese phase diagram 67 J. S. Lee measure of SPI for China region (internecine wars ) 68 city systems in the last millennium Dynamics of groups and institutions: Their emergence, co-evolution and environment: Environmental limits interact with population and sociopolitical violence In periods of crisis, further monetization (which proceeds today) drives Volume of trade (velocity of money) which will transform those organizations and institutions situated at predictable network junctures The dynamics of the modern world system is evident in the long 13th century Arrighi's thesis of an alternation of commodity and financial capital intensity fits into the periodization of the pop-war interactive cycles and the inflationary price cycles Each cycle leaves institutions, transportation, technology transformed and the next cycle builds upon these, so there are millennial trends and increasing environmental capacity that also predict network-situated innovation 69 Cities in Historical Dynamics • Cities and their size distributions are affected by agrarian empire metastabilty in 200+ year “secular” cycles of growth/decline in people/resource ratios leading internecine conflict cycles by ¼ cycle (+) feedback, conflict leads negative (-) feedback on people/resource ratios. • Zipfian balanced “power law” distributions are not constant but metastable: tails are affected by global trade, smaller sizes by fluctuations in rural trade and land routes. 70 Color key: Red to Blue: Early to late city entries The world system & Eurasia are the most volatile. Big shifts in the classical era until around 1000 CE. Gradual reduction in shifts until the Industrial Revolution. US shift lower, largest 1830-90. UK similar, with a 1950-60 suburbanization shift INDIVIDUAL CITY SIZES UK Worl d Slides from Michael Batty, Nature 2006 71 city systems in the last millennium Zipf’s law metastable Population at rank Rr Tr r = Mi i 1 M the largest city and α=1 Take a closer look: Lots of variation from a Zipfian norm city rank distributions over 50 year intervals city systems in the last millennium 1 2 3 4 5 6 7 8 9 10 11 top20 12 13 14 72 15 City Size Distributions for Measuring Departures from Zipf construct and measure the shapes of cumulative city size distributions for the n largest cities from 1st rank size S1 to the smallest of size Sn as a total population distribution Tr for all people in cities of size Sr or greater, where r=1,n is city rank P(X≥x) Empirical cumulative city-population distribution r Tr= Si i 1 Rank size power law M~S1 r RTr = Mi i 1 73 Partial independence of q and β TAILS AND BODIES OF CITY-SIZE DISTRIBUTIONS VARY INDEPENDENTLY 74 Probability distribution q shapes for a person being in a city with at least population x (fitted by MLE estimation) Pareto Type II Shalizi (2007) right graphs=variant fits city systems in the last millennium 75 Examples of fitted curves for the cumulative distribution Curved fits measured by q shape, log-log tail slopes by β Pβ (X ≥ x) = (x/xmin)-β (top ten cities) city systems in the last millennium 76 Variations in q and the power-law slope β for 900-1970 in 50 year intervals 3.0 2.5 2.0 China Mid-Asia Europe MLEqExtrap Beta10 1.5 MinQ_Beta 1.0 0.5 0.0 911111111111111111111111191111111111111111111111119111111111111111111111111 001122334455566778888999900112233445556677888899990011223344555667788889999 000505050505705050257025700050505050570505025702570005050505057050502570257 000000000005000005050500 000000000005000005050500 000000000005000005050500 date city systems in the last millennium 911111111111111111111111191111111111111111111111119111111111111111111111111 001122334455566778888999900112233445556677888899990011223344555667788889999 000505050505705050257025700050505050570505025702570005050505057050502570257 000000000005000005050500 000000000005000005050500 000000000005000005050500 date 77 Random walk or Historical Periods? Runs Test Results Runs Tests at medians across all three regions Test Value(a) Cases < Test Value Cases >= Test Value Total Cases Number of Runs Z Asymp. Sig. (2-tailed) MLE-q 1.51 35 36 71 20 -3.944 .0001 Beta10 1.79 36 37 73 22 -3.653 .0003 Min(q/1.5, Beta/2) .88 35 38 73 22 -3.645 .0003 city systems in the last millennium Runs Test for temporal variations of q in the three regions mle_Europe mle_MidAsia mle_China Test Value(a) 1.43 1.45 1.59 Cases < Test Value 9 11 10 Cases >= Test Value 9 11 12 Total Cases 18 22 22 Number of Runs 4 7 7 Z -2.673 -1.966 -1.943 Asymp. Sig. (2-tailed) .008 .049 .052 a Median 78 Fitted q parameters for Europe, Mid-Asia, China, 900-1970CE, 50 year lags. Vertical lines show approximate breaks between Turchin’s secular cycles for China and Europe Downward arrow: Crises of the 14th, 17th, and 20th Centuries 79 Time-lagged cross-correlation effects of the Silk Road trade on Europe’s City Size tail logSilkRoad with EurBeta10 (50 year lagged effect) Coefficient Upper Confidence Limit 0.9 Lower Confidence Limit 0.6 mle_MidAsia with mle_Europe 0.3 Upper Confidence Limit 0.0 Lower Confidence Limit 0.6 0.3 -0.3 CCF CCF Coefficient 0.9 -0.6 0.0 -0.3 -0.6 -0.9 -0.9 -7 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5 6 7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5 6 7 Lag Number Lag Number 80 Time-lagged cross-correlation effects of Europe’s City Size distribution body on % of French population in Paris (trade cities benefit migration to capital) mle_Europe with ParisPercent Coefficient Upper Confidence Limit 0.9 Lower Confidence Limit 0.6 CCF 0.3 0.0 -0.3 -0.6 -0.9 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5 6 7 Lag Number 81 City Size Distributions as Measured by q Departures from Zipf are correlated with instability: China SPIm with q Coefficient 0.9 Upper Confidence Limit 0.6 Lower Confidence Limit CCF 0.3 0.0 -0.3 -0.6 -0.9 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5 6 7 Chinese PIm=Sociopolitical Instability (moving average) as measured by Internecine wars (Lee 1931), 25 year periods interpolated for q Lag Number 82 Warfare & Resistance to Empire Turchin empire/resistance dynamics Turchin’s 50 cultural regions used as geographical units in the statistical analysis of the relationship between metaethnic frontiers and polity size (courtesy of the author) 83 Empire/resistance dynamics 0-1000CE Region Becomes Empire No Empire ontier 1 34 Starts as Frontier 11 4 Region in 50 regions p< .0000004 No Frontier 1 50 Likelihood ratio 28.6 regions p< .0000004 34 10001900CE Becomes Empire No Empire Starts as Frontier 22 6 10001900CE Becomes 50 regions Empire No Empire Starts as Frontier 22 6 Likelihood ratio 22.6 No Frontier 3 p< .0000004 19 polities that start on multiethnic frontiers, resisting empires, end as empires a millennium later; if not then not. Most empires (75%) were resistive frontiers. 84 Warfare & Resistance to Empire • The scalability of decentralized cohesion can promote steady low-cost growth of counter-ethnic resistance movements over 100s of years; cohesion promotes the resistive counter-ethnicity bounded by the meta-ethnic frontier • As a decentralized form of organization, growth of a k-cohesive group has no increase in cost with scale-up in size, simply that each new member has k links to those already in the group • In the absence of such conflicts and boundaries, k-cohesion can spread and promote cooperation. • A pity that Bush and Cheney chose war over diplomacy ! 85 Afterword to structural cohesion Foreword to structural endogamy Local structure – exemplified by the range of marriagetype rules and their frequencies to the appearance of autonomous nuclear families linked in structural endogamy – may be part of a concrete implicate order of wholeness within structural endogamy. Structurally endogamous groups and their microstructures as part of a larger concrete implicate order has only begun to be explored … 86 Kinship: in detail (workshop) • This is where the structural cohesion studies began, with structural endogamy • The implications turn out to be massive, global, and as relevant to understanding the global economy and global conflicts as in more localized anthropological studies. • Kinship cohesion through time is decreasing locally in communities but increases at larger spatial scales and is transforming world ethnicities and cultures 87 5. Bicomponents (I), as maximal sets of marriages, each pair connected in two independent ways,… ... identify the boundaries of structural endogamy (& so - define a new term). I focus on the consequences and causes of these units – part of the concrete implicate order of structural endogamy. 88 The idea of consequences is that structurally endogamous units define the local boundaries of one or more concrete implicate order groups that gain cohesion or are the cause of cohesion, such as: ethnicities, religious groups, community, social class, stayers versus migrants, endo-clans, factions, regions of exchange, markets, etc. The consequences may run from or to structural endogamy as implicated in the actions or activities of those inside or outside the group. 89 E.g., Measuring boundaries of structural endogamy Jacob and Esau are included in the main unit of structural endogamy of Canaan land Lot married to his daughters Abram Sarai Abram Hagar Ishmael Male Descent Female Descent Same person (polygamy) Structurally endogamous Canaanite Marriages in the narrative of the Patriarchs (White/Jorion) 90 6. That Middle-Eastern Example shows for marriages with relatives by common descent (here, same patrilineage) and membership in a founding religious group (Judiasm). So … by way of contrast: 91 7. Apply marriage bicomponent analysis to a European town (here, no blood marriages) How do marriage cycles and structural endogamy have consequences in this case? Relinkings are marriages that reconnect 1 or more families 92 Feistritz, Austria – structural endogamy by affinal relinking THE NEXT SLIDES WILL TREAT THESE with heirship 93 The stemline social class of farmstead inheritors, 1510-1980 94 Feistritz, Austria – structural endogamy by affinal relinking (no blood marriages) Attribute endogamy = e.g., heirs marry heirs Pearson’s R = .15 8. There are consequences but not that heirs marry heirs – its THOSE IN THE BICOMPONENT WHO DO RELINK THAT BECOME THE HEIRS 95 Feistritz Austria – structural endogamy 1520 9. This is social class constituted by marital relinking T h e T i m e D i m e n s i o n 1970 96 Feistritz Austria – structural endogamy by affinal relinking 10. BUT IS IT JUST RANDOM CHOICES THAT CREATE THE MARRIAGE BICOMPONENT IN THIS TOWN? OR IS THIS BEHAVIOR TARGETED AND INTENTIONAL? 97 Feistritz Austria – structural endogamy (i.e., bicomponent) with heirship 11. Pearson’s R = .54 98 12. (2c) Simulation tests of randomness as “non-intentional behavior” for each generation For each generation, permute the marriages randomly, in context, holding all else constant 99 For example, take these three generations and permute the red lines so existing marriage and child positions are occupied 100 101 102 103 104 105 13. Comparing Feistritz actual to simulated rnd relinking frequencies:- Relinking frequency >> random back 1 and 2 generations, those where there is most knowledge & availability Random in all higher generations 3+ 106 Structural Endogamy among known relatives Social Class: Carinthian Farmers of Feistritz: Comparison of Relinking Frequencies for Actual and Simulated Data (*=actual frequencies greater than chance as determined by simulation) Number of Structurally Endogamous Marriages Generation 1 2 3 4 5 6 by Ancestral Levels Present: Actual 8* 16* 70* 179 257 318 Simulated 0 0 32 183 273 335 by Ancestral Levels Back 1 gen: Actual 8* 58* 168 246 308 339 Simulated 0 18 168 255 320 347 by Ancestral Levels Back 2 gen: Actual 26* 115* 178 243 278 292 Simulated 0 98 194 262 291 310 Statistical conclusion: conscious relinking among families creates structural endogamy Source: 1997 “Class, Property and Structural Endogamy: Visualizing Networked Histories,” Theory and Society 25:161-208. Lilyan Brudner and Douglas White 107 14. We look next at Arabized Turkish Nomads, similar in structure to the Canaanites, and show how a similar concrete implicate order of structural endogamy applies to how lineages are linked into clans, and consequences for those who stay and those who leave the clan. 108 Applications of Structural Endogamy A Turkish Nomadic Clan as prototype of Middle Eastern segmented lineage systems: The Role of Marital Cohesion Sources: 2002 Ulla Johansen and Douglas R. White, Collaborative Long-Term Ethnography and Longitudinal Social Analysis of a Nomadic Clan In Southeastern Turkey, pp. 81-99, Chronicling Cultures: Long-Term Field Research in Anthropology, eds. R. van Kemper and A. Royce. AltaMira Press. 2005 Douglas R. White and Ulla Johansen. Network Analysis and Ethnographic Problems: Process Models of a Turkish Nomad Clan. Lexington Press. See also: 2003 Douglas R. White and Michael Houseman The Navigability of Strong Ties: Small Worlds, Tie Strength and Network Topology, Complexity 8(1):72-81. (How highways of trust are established through reciprocal ties in structurally endogamous conical clan systems) 109 Turkish nomads Names of members all members Black=patriDescent lines Blue=female lines 110 111 Turkish nomads SCALING All known members but many have emigrated dotted= female lines Black=patridescent lines 112 Turkish nomads: Relinking only (Structural Endogamy) Stayers in the community ~ cohesive core Relinking +yes no 160 14 Stay 18 71 Leave Pearson’s R =.73 Dotted=female lines Black=patriDescent lines 113 Applications of Structural Endogamy A Turkish Nomadic Clan as prototype of Middle Eastern segmented lineage systems: The Role of Marital Cohesion Does marital relinking predict staying with the clan, as predicted by PCT? Results: Yes ! Testing the hypothesis for stayers versus leavers Relinked Marriages Non-Relinking Marriages Totals villagers who became clan members 2** 1** clan Husband and Wife 148 0 “ Hu married to tribes with reciprocal exchange 12 14 “ Hu left for village life 13 23 “ Hu married to village wife (34) or husband (1) 11 24 “ Hu married to tribes w/out reciprocal exchange 2 12 “ members who left for another tribe 0 8 villagers not joined to clan 1 3** * tribes **non-clan by origin Totals 189 85 3 148 26 36 35 5 8 4 274 Pearson’s coefficient r=.95 without middle cells 114 15. Cycles within Structural Endogamy A Turkish Nomadic Clan prototype of Middle Eastern segmented lineage systems: The Role of Marital Cohesion Rather than treat types of marriage one by one: FBD, MBD etc., we treat them as an ensemble and plot their frequency distribution Frequencies of more distant endogamous marriage-types has power-law decay as against the individually more frequent closer marriage types. 180 This is an ancient (4500 year old ) complexsystem integration of scalable integration from families to subcontinents and from small feuds to international conflicts. Already present in the Canaan conical lineage as a form of organization. 160 140 M Frequency M =206/x 0 + 156/x^2 2 120 of Types ##of kin types 100 (power law preferential curve) 80 60 couples ## of of Couples 40 FFZSD FFBSD:10-11 FZD:14 MBD:16 FFZSD FFBSD FZD 20 MBD FBD:31 FBD 0 0 Raw frequency 5 10 15 20 25 115 Cycles within Structural Endogamy: log-log A Turkish Nomadic Clan prototype of Middle Eastern segmented lineage systems: The Role of Marital Cohesion types of marriage are ranked here to show that numbers of the types of blood marriages follow a power-law (indexical of selforganizing preferential attachments) while affinal relinking frequencies follow the exponential distribution associated with randomness 116 16. We look next at the Omaha, where chiefly elites are stratified and do not relink with other social strata. Their structural endogamy is fragmented early on into factions and decays in later generations. 117 Omaha Genealogies – Chiefs and Siblings – no relinking of chiefly lines:- disconnected ELK CLAN 118 Omaha – top 4 generations - structural endogamy weak Five disconnected components in the top four generations: of sizes 643, 46, 38, 29, 15 Bicomponents of sizes 141, 4 119 Omaha – all generations – structural endogamy 120 Omaha – 8 generations – disintegration 121 Omaha – loss of structural endogamy 1 2 Bicomponent Omaha relinking marriages Nonrelinked singles Genera 1 tion 2 Levels 3 29 41.40% 41 58.60% 70 50 32.90% 102 67.10% 152 60 22.60% 205 77.40% 265 4 36 12.70% 248 87.30% 284 5 18 8.70% 188 91.30% 206 6 7 15.60% 38 84.40% 45 7 3 17.60% 14 82.40% 17 8 1 4.80% 20 95.20% 21 1 early 3 Tota l 8 late Relinking marriages decrease in later generations 4 5 6 7 8 122 Correlating cohesion with generation • Over dozens of communities studied (disregarding unmarried children) • cohesion is decreasing • which implies more people leaving their communities and marrying outside • And this creates larger ethnicities on a more global basis 123 17. (2d) An age-bias simulation problem • The current random-simulation of marriage solution assumes that persons in the same structural generation have a uniform age distributions, a biased assumption. • But if there are Hu-Wife age differences, then successive WiBr linkages generate younger and younger men in the same structural generation, as seen for the actual Alyawarra case where ages are known, next slide. 124 Systemic age differences of wives and husbands complcates generational simulation: Alyawarra. Australia G2 G3 G1 G4 G2 G5 G3 G6 G4 G7 G5 G8 G6 Key: Vertical black lines male descent, red dots, females: the G7 generations are sloped (pink and blue) in a P-graph. 125 18. Solutions to the simulation problem • (Problem here is that “same generation” WiBr chains are not a group of contemporaries but stretched in time) • Simulation for Alyawarra and similar examples can be done considering male and females to have different average generational time, α and ß, where Δ= ß-α is the average age preference Δ ± ε for a younger spouse. We can get ß/α ratios without knowing actual ages. Varying α, ß, ε, these parameters define marriage-age probability distributions for simulations where wives can come from different generations. • E.g., given section rules for marriage in Australia, different parameter ranges, generate varying distributions of marriage types and configurations of successive and branching WiBr chains. 126 Daughters are moving to husbands in groups that are “adjacent” in a flow of directed (asymmetric, “generalized”) exchange. The flow of personnel, however, like a terracing model, also has constrained alternative flows. All these elements allow more generalizable probabilistic modeling. 127 That is • Inside the structurally endogamous group we have – A “random” distribution of simulated types of marriage, constrained by age-bias parameters and section rules and the – Compared to the actual distribution of types of marriage • And that actual distribution might be a function of the age-biases. • In general, a concrete implicate order relation exists between the macro parameters of the structural endogamy group and its micro patterns of marriagetype frequencies, e.g. MBD, FZD, MMBDD, etc. 128 Concrete implicate order Local structure, ranging from marriage rules to the appearance of nuclear families as autonomous, may be part of a concrete implicate order of wholeness within structural endogamy, and structurally endogamous groups part of a larger implicate order. Unlike David Bohm’s implicate order this concrete order of micro-macro linkages is based on mathematical proofs with explanatory purchase. 129 (2e) Conclusions: Advances & Benefits • Network Visualization of Kinship • Variables for testing theory • The coherent probabilistic approach that is needed can include not only comparisons against the null hypothesis, as shown, but bootstrap inferential methods for testing complex models of kinship structure, given discrete constraints where they occur (strict Australian section rules, or incest prohibitions). 130 Tying it all together for Kinship: Constituent Elements of Structural Endogamy Ethnographers characterize marriage systems by “rules” of preferential behavior. This may be sufficient for some societies, E.g., which cousin marriages are favored over others. Networks show a much broader range of marriage behaviors in most cases, e.g., Australia, East Asia, Africa. There are complex distributions of behavioral frequencies – e.g., power laws for blood marriage frequencies (Middle East) or for broad in-law relinking cycles (Europe) – and demographic constraints and factors like relative marriage ages that alter marriage probabilities. A coherent probabilistic approach is both possible and needed. Why is this important? Structural endogamy and cohesion have huge social consequences that need to be properly understood. 131 132 Ancestral generation 1 Generation 2 WB MBD Generation 3 The 8 constituent marriage cycles of the ZDDD bicomponent (PART MMZDD II) Generation 4 FZ MZD FZD FZDD Generation 5 It’s also ORDERED, by a time 133 dimension, through 18. Solutions to the simulation problem • (Problem here is that “same generation” is not a group of contemporaries but stretched in time) • With known ages of marriage data, simulation for Alyawarra and similar examples can be done considering marriages “filled” sequentially in time, 1-by-1, from marriageable-age probability distributions. • Where actual ages are unknown, they can be estimated from successive WiBr chains and guesstimates from ethnographers of average Hu-Wife age differences. 134 (2B) What are the “units” of human groups? The nested atomistic levels? But to say that a k-cohesive component of a network coordinates activity requires that (a) group membership as defined by its boundaries has causal effects within or outside the group, or (b) it acts as an attractor for new members, or both (a,b). So for a k-cohesive component of a network to act as a group, it must be implicated in causal relations. The probability that this is true is higher given the Menger properties (i,ii,iii) but requires demonstration in specific empirical cases. And (iv) links these larger units of cohesion to the minimal units of cycles, or multiple circles of cohesive ties. 135 Learning to overlay networks on geophysical terrains (press for zoomable GIS images) A preview of things to come: the network shown will be capable of changing dynamically from the activated website to show evolution through time. The svg projection also has the capability of showing agents moving over the network and geographic space 136