Bundling and Unbundling of Functions Naomi Radke, seecon international GmbH 1

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Bundling and Unbundling of
Functions
Naomi Radke, seecon international GmbH
Bundling and Unbundling of Functions
1
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The contents of the SSWM Toolbox reflect the opinions of the respective authors and not necessarily the official opinion of the funding or
supporting partner organisations.
Depending on the initial situations and respective local circumstances, there is no guarantee that single measures described in the toolbox
will make the local water and sanitation system more sustainable. The main aim of the SSWM Toolbox is to be a reference tool to provide
ideas for improving the local water and sanitation situation in a sustainable manner. Results depend largely on the respective situation
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Bundling and Unbundling of Functions
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Contents
1. Why to Bundle and Unbundle Functions
2. How to Bundle and Unbundle Function
2.1 Make a Stakeholder Analysis
2.2 Create a Stakeholder Platform
2.3 Identify Actual Functions
2.4 Identify Actors’ Capacities
2.5 Propose Future Functions
2.6 Implementation
3. Applicability
4. Advantages and Disadvantages
5. References
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1. Why to Bundle and Unbundle Functions
Bundle and unbundle functions
• Crucial for implementation of SSWM on the local level
• Decreases overlapping of roles and therefore increases project
efficiency
• Conflicts might appear between different stakeholders
Bundling and Unbundling of Functions
Source: http://de.123rf.com/photo_14135218_asian-businessfrau-schriftlich-organigramm-f-r-personalmanagementkonzept.html [Accessed: 11.10.2013]
= A clear definition of roles and responsibilities within
organisations/institutions
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1. Why to Bundle and Unbundle Functions
Who does what?
• Separation between public and private functions
• Relationship between central and local governments
• Allocation of functions among municipalities with different capacities
• Function of civil society and private sector
Too many cooks spoil the
broth, if their functions and
responsibilities are not
clearly defined. Source: WSP (2009)
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2. How to Bundle and Unbundle Functions
1. Make a stakeholder analysis (1/3)
Identify (key)stakeholders whose:
• Interests are affected by an issue or project
• Activities strongly affect an issue or project
• Power, money, technical expertise or organisational profile gives
control over relevant implementation instruments
• Information, resources, experience or expertise is required for
strategy or policy-making on an issue
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2. How to Bundle and Unbundle Functions
1. Make a stakeholder analysis (2/3)
Three broad groupings need to be involved in water and sanitation:
1.Main social groups (men, women, poorer, better-off) who have the
right to water and sanitation
2.Main water-user groups (farmers, domestic and industrial users, etc.)
3.Main institutional stakeholders (private sector water and sanitation
providers, local NGO’s/CBO’s, local governments and politicians, legal
representatives and enforcement bodies)
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2. How to Bundle and Unbundle Functions
1. Make a stakeholder analysis (3/3)
Make a diagram of all stakeholders and connections
Stakeholders and their connections to each other should be identified.
Source: Moriarity et al. (2007)
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2. How to Bundle and Unbundle Functions
2. Create a stakeholder platform
Invite all relevant stakeholders (representatives of each group) to a
platform to discuss the question of the
Allocation of sanitation and water management functions!
A stakeholder platform.
Source: http://www.limawater.de/en/pp5.html [Accessed
02.10.2013]
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2. How to Bundle and Unbundle Functions
3. Identify actual functions (1/2)
With a stakeholder platform:
•
Differentiate functions one actually holds and functions one thinks
one holds
•
Note overlaps/lead to confusion or conflict
 use an “actors and task matrix” to fill out actors and their key
roles/tasks and identify overlaps
Overlaps and gaps of tasks need to be
identified for the bundling and unbundling of
sanitation and water management functions.
Source: WSP (2003)
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2. How to Bundle and Unbundle Functions
3. Identify actual functions (2/2)
Some guiding questions:
• Which tasks/ functions are performed by which actors?
• What activities do the actors carry out in performing these tasks?
How effective are they?
• What gaps are there between tasks?
• What overlaps are there between different actors/ tasks?
• Is there a coordinated effort by actors to integrate their tasks?
• What factors within the system have a positive or negative influence
on task performance?
• What information is held by which stakeholders that helps them to
perform their tasks? Is it shared? If so, how?
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2. How to Bundle and Unbundle Functions
4. Identify actors’ capacities
Identify:
• Capacities
• Weaknesses
• Resources
Summarise outcomes on flip charts, mind maps or the like.
Identify capacities and weaknesses.
Source: http://coreytowe.wordpress.com/2011/08/10/leadingfrom-your-strengths-part-1/ [Accessed: 02.10.2013]
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2. How to Bundle and Unbundle Functions
5. Propose future functions (1/2)
Key questions:
• Do the proposed functions fall within the scope of the current
activities of the actors?
• Does a relative consensus exist concerning the need to intervene
and the need to carry out the interventions proposed by the team
and the participating actors?
• Do the relevant key actors see the functions as being in their
interest?
• Whose perceived interests might be negatively affected by the new
allocation of functions?
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2. How to Bundle and Unbundle Functions
5. Propose future functions (2/2)
Key questions (continued):
• Whose perceived interests might be negatively affected by the new
allocation of functions?
• Which of the key actors share a need for the perceived
interventions? If they work alone, could they make changes?
• Do the relevant key actors have the resources needed to implement
the proposed interventions (financial, human, knowledge base,
leadership, organisational capacities)?
• Which of the key actors has actually expressed willingness to
implement some or all of the proposed interventions?
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2. How to Bundle and Unbundle Functions
6. Implementation
Monitoring the function allocation helps to find out about upcoming
uncertainties early!
Source: Clipart
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3. Applicability
A very wide applicability, ...
... as it is always helpful to avoid overlaps and gaps of functions and
responsibilities!
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4. Advantages and Disadvantages
Advantages:
Disadvantages:
• Clear definition of functions
• A stakeholder platform is
necessary to find out about
optimal function allocation
• Avoiding inefficiency and
conflict
• Heightens transparency
• Better use of expertise
• The discussion of functions and
responsibilities might lead to
conflicts
• Includes capacities of each
stakeholder
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5. References
WSP (Editor) (2009): Too Many Cooks Spoil the Broth. URL:
http://www.wsp.org/about/Cartoon%20Calendars/2009%20Calendar [Accessed: 11.01.2010]
MORIARTY, P.; BATCHELOR, C.; ABD-ALHADI, F.; LABAN, P.; FAHMY, H.; INWRDAM (Editor) (2007): The
EMPOWERS Approach to Water Governance: Guidelines, Methods and Tools. pdf presentation.
Amman, Jordan: Inter-Islamic Network on Water Resources Development and Management
(INWRDAM). URL: http://www.project.empowers.info/page/2850 [Accessed: 02.10.2013]
WSP (Editor) (2003): Gap of Responsibilities. URL:
http://www.wsp.org/about/Cartoon%20Calendars/2003%20Calendar [Accessed: 02.10.2013]
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