Risk Management and Compliance

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New Faculty Orientation
Becky Moed
Assistant General Counsel
Kerry Borawski
Interim Director of University Compliance
New Faculty Orientation
 Office
of the General Counsel
 Provides
 Saint
legal guidance and services
Louis University provides coverage for:
Faculty
Fellows
Residents
Medical
Other
Students
Staff
New Faculty Orientation

Coverage is provided for all occurrences that
happened during the course and scope of your
employment with Saint Louis University.

NOT COVERED:
 If injuries result from acts or omissions while
under the influence of drugs or alcohol
 Criminal or intentional acts
 Outside the normal course and scope of your
employment
New Faculty Orientation
 Failure
to Cooperate with OGC or
Defense Counsel
 Insurance:
University
Excess
is self insured up to $2 million
commercial insurance is
provided up to $25 million per year.
New Faculty Orientation
 Reporting
of Incidents
Please report promptly (within 24-48
hours)
Methods of Reporting
977-URPT
(8778)
Slucareincident.slu.edu
Username: INCIDENT
Password: SLUCARE1!
Call the OGC at 977-5767
New Faculty Orientation
 Other
Helpful Tips
 If an attorney calls, please direct them to
the OGC at 977-5767. Do not speak with
the attorney.
 If you receive a BHA or AG complaint
direct it to the OGC
 Direct any process servers to the OGC
 If you are named in a lawsuit, OGC will
appoint defense counsel and will notify
you of your assigned counsel.
New Faculty Orientation
 Other
Helpful Tips (Continued)
Complete and Timely Documentation
Limit Email Communications
(Discoverable)
Please discuss patient care in the
appropriate setting
Need assistance handling a difficult
issue/family involve Risk Management
Responsibility
Everyone at the University is responsible for compliance at SLU.
New Faculty Orientation
 Compliance
 Physician
Office- M229 Schwitalla
Billing
 Monthly
Newsletter
 Annual Audit
 Annual Compliance Training- Banner Self Service
 Privacy
 HIPAA
Training
 Release of Information Requests
 Business Associate Agreements
 Research
 Questions
of Research Misconduct
 COI in Research
 Export
Controls
Annual Compliance Update Topics

Information Security

HIPAA

Fraud, Waste and Abuse
► General Research Processes
► Conflicts of Interest
► Export Controls

The 2015 OIG Work Plan

FY15 Major Audit Issues
► Contracting Basics

ICD-10
► Risk Management
Patient Privacy
Patient Privacy
It begins with you!
You are our first line of defense in
Patient Privacy
How to Access Annual Training Modules
Privacy Training Modules
Compliance
Department
977-5545
Outstanding
Compliance
Requirements
Annual Compliance Training
Your action is require on the following important agreements or trainings at Saint Louis University.
Please complete these requirements by the below date.
New Employee Compliance Training 2015-2016
(Date)
All required Compliance
Training(s) can be
accessed through this
portal.
Reporting
Saint Louis University Compliance Hotline

Available and answered 24/7

Caller / reporter may remain anonymous

Protection provided
Non-Retaliation Policy
Protections Afforded Employees of the University
“The University prohibits retaliation …for making good faith
complaints, reports or inquiries under this policy or for participating
in a review or investigation under this policy.”
Questions?
If you have any legal
questions, please call
the Office of the
General Counsel at
977-5775.
If you have any
compliance
questions, please
call the Office of
University
Compliance at
977-5545.
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