ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION Amended under s67A on 23 August 2007 29 June 2001 Application code GMC01002 Application category To import into containment a genetically modified organism under section 40(1)(a) of the Hazardous Substances and New Organisms (HSNO) Act Applicant University of Otago Purpose To import into containment genetically modified Chinese hamster (Cricetulus griseus) cell lines for use in research into the biochemical and cellular events underlying mammalian physiological processes Date application received 05 February 2001 Consideration date 19 March 2001 Considered by The GMO New Organisms Standing Committee of the Environmental Risk Management Authority (the Authority) Decision The application is approved subject to controls in accordance with sections 45(1)(a) and 45(2) of the of the HSNO Act 1996. The approved organisms are cell lines derived from laboratory strains of Chinese hamster (Cricetulus griseus Milne-Edwards, 1867) genetically modified using promoters, reporter genes and selectable marker genes (as described in Annex 1 of this decision). Relevant Legislative Criteria The application was lodged pursuant to section 40(1)(b) of the HSNO Act. The decision was determined in accordance with section 45, taking into account additional matters to be considered under sections 43, and matters relevant to the purpose of the Act, as specified under Part II of the Act. Consideration of the application followed the relevant provisions of the Hazardous Substances and New Organisms (Methodology) Order 1998 (the Methodology), as specified in more detail below. Purpose of Application The purpose of the application is to seek approval to import Chinese hamster cell lines into containment at the University of Otago’s Medical Schools (Christchurch, Otago and Wellington) and at the University of Canterbury. The application falls under section 40(1)(a) of the HSNO Act: To import into containment any new organism. The organisms will be used to conduct research into several areas of experimental biology and disease treatment. Mammalian cell lines are used to model the biochemical and molecular events that occur inside normal cells, as an alternative to using actual animals. The applicant expects that results of this research may be applied to improving human and animal health through the development of diagnostic tests and therapies against disease. In accordance with section 45(1)(a)(i) of the HSNO Act, the Committee determined that this was an appropriate purpose under the following sections of the HSNO Act: 39(1)(f) maintaining a new organism in containment to produce antigens, biopeptides, biopharmaceuticals, enzymes, hormones, or vaccines for release and 39(1)(h) such other purposes as the Authority thinks fit. Background information on cell lines A cell line is defined as an 'organism' under the HSNO Act, ie ‘a genetic structure, …capable of replicating itself, whether that structure comprises all or only part of an entity, and whether it comprises all or only part of the genetic structure of an entity’. Mammalian cells are approved Schedule 2 hosts in the HSNO (Low-Risk Genetic Modification) Regulations 1998, as long as non-viral vectors or defective viral vectors that cannot infect human cells are used. Such approved Schedule 2 hosts can be held under physical containment level 1 (PC1) containment conditions. The Committee notes that any further genetic modification of the approved cell lines, including infection of the cell lines with other genetically modified organisms, would require additional development approval under the HSNO Act. The importation of the cell lines is also subject to the Biosecurity Act 1993 and would thus require a MAF Import Permit. This application is considered to be very similar to an application to import mouse cell lines (application NOC99008) that was approved by the Authority on 05 September 2000. Application Process Application receipt The application was formally received and verified to contain sufficient information to be processed 05 February 2001. There were two adjustments to the organism description after the date of formal receipt. The first adjustment (19 February 2001) was to specify that integrated viral vectors should not be able to produce infective particles or be able to infect human cells. The second adjustment (05 March 2001) was to include the ability to use “genetic material sourced from prohibited or unwanted organisms”, since genetic material from such organisms is not prohibited. Notification of receipt The receipt of an application to import into containment new organisms is not required to be publicly notified unless the Authority considers there is likely to be significant public interest (in accordance with section 53(2) of the HSNO Act). In accordance with internal guidelines Environmental Risk Management Authority Decision: Application GMC01002 Page 2 of 14 (section 3.2.23 of the ERMA New Zealand Corporate Manual: Notification of applications to import or develop a new organism in containment) this application did not meet criteria that required public notification, as the genetic modifications meet Category A or Category B experiments in the Hazardous Substances and New Organisms (Low-Risk Genetic Modifications) Regulations 1998. Information available for consideration The staff of ERMA New Zealand prepared an Evaluation and Review (E&R) Report to assist and support decision-making by the Committee, by consolidating and evaluating the relevant information in a format and sequence which is consistent with the decision-making requirements of the HSNO Act and of the HSNO (Methodology) Order 1998. The documents available for the evaluation and review of the application by ERMA New Zealand included the application (including supporting documentation), written comments from the Department of Conservation (DoC) and verbal advice regarding importation of cell lines, received from the MAF Biosecurity Authority. Recognised techniques were used in identifying, assessing, and evaluating the relevant information, as required under clause 24 of the Methodology. Techniques for identifying and preparing information on risks, costs and benefits were based on internal procedures as specified in the ERMA New Zealand Technical Guide publications. Potential effects were identified by staff through a process of brainstorming, reviewing the application, as well as comparison with other applications to import genetically modified cell lines into containment. The Committee considered the information provided by the applicant was relevant and appropriate to the scale and significance of the risks, costs, and benefits associated with the application (as required by clause 8 of the Methodology). Decision-Making Committee The application was considered by the Genetically Modified Organisms Standing Committee (the Committee) of the Authority appointed in accordance with section 19(2)(b) of the HSNO Act. The Committee comprised the following members: Ms Jill White and Mrs Helen Hughes. Consideration of the application (approach & sequence) In accordance with clause 24 of the Methodology, the approach adopted by the Committee in considering this application was to look sequentially at identification, assessment and evaluation of risks, costs and benefits. Those risks identified as significant were assessed in accordance with clause 12. Costs and benefits were assessed in accordance with clause 13. In assessing risks, the ability of the organisms to escape containment, establish undesirable self-sustaining populations, and ease of eradication of any such populations (sections 37 and 44 of the Act), were considered. The Committee's approach to risk was established in light of the risk characteristics of the organisms (clause 33 of the Methodology). Taking account of the risk characteristics of the organisms, the combined impact of risks, costs and benefits was evaluated in accordance with clause 34. Environmental Risk Management Authority Decision: Application GMC01002 Page 3 of 14 The identification of significant risks, costs & benefits Risks and associated costs Two significant potential risks were identified for assessment and evaluation in terms of clauses 9 and 10 of the Methodology, which incorporate sections 5, 6 and 8 of the HSNO Act: Risks from the importation of inseparable organisms (section 45). Risks to human health (clauses 9(c)(iii), 10(c), 10(g) and 12 of the Methodology). The Committee records that risks to the environment, economy, society, communities and Māori culture were considered, in accordance with clauses 9(a)-9(c) and 10 of the Methodology. The Committee accepts the conclusions reached in the application and E&R Report that the importation and use of the cell lines in containment is very unlikely to pose significant risks related to these areas of effect. Therefore no further consideration of these aspects was warranted. Benefits The Committee identified potential economic, human health, social and community benefits associated with the application arising from the acquisition of scientific knowledge, ability to attract research funding and potential for use of scientific knowledge to contribute to new medical therapies (in accordance with clause 9(b) and (c)(v) of the Methodology). Adequacy of the proposed containment regime In carrying out its consideration the Committee considered the adequacy of containment in accordance with section 45(i)(a)(iii) of the HSNO Act. The Committee’s consideration of the adequacy of the proposed containment regime focused on the ability of the organisms to escape from containment (section 44(b)), the ability of the organisms to establish undesirable self-sustaining populations should they escape from containment (section 37(a)), and the ease with which such populations could be eradicated (section 37(b)). Ability to escape containment In accordance with section 44(b) of the HSNO Act, the Committee considered the ability of the cell lines to escape from containment. Containment controls to which the approval of this application is subject (refer to the Containment Controls section, pages 9-11 below) are considered to satisfactorily address the matters detailed in the Third Schedule Part I: Containment controls for importing, developing or field testing of genetically modified organisms of the HSNO Act. The organisms are required to be contained in facilities that are approved containment facilities (under the Biosecurity Act 1993) in compliance with the Ministry of Agriculture and Forestry (MAF) Biosecurity Authority/ERMA New Zealand Standard 154.03.02: Containment Facilities for Microorganisms. Facilities into which the cell lines may be imported are required to comply with the Australian/New Zealand Standard AS/NZS 2243.3: 1995 Safety in Laboratories. Part 3: Environmental Risk Management Authority Decision: Application GMC01002 Page 4 of 14 Microbiology, at Physical Containment Level 2 (PC2) and the AS/NZS Standard 9002 (1994): Quality Systems – Model for quality assurance in production, installation and servicing (in accordance with the IATA Dangerous Goods Regulations). These standards are the basis of the containment controls specified in this decision. Four additional containment controls (numbers 1.5 to 1.8), ie above and beyond the standard requirements of PC1, are discussed below under assessment of adverse human health effects (page 7). The applicant states that the cell lines will be maintained at the University of Otago’s Medical Schools (Otago, Christchurch and Wellington) and at the University of Canterbury in facilities that are registered by MAF in accordance with MAF/ERMA New Zealand Standard 154.03.02 and meet PC1 containment requirements. The Committee is satisfied that it is very unlikely that the cell lines could escape containment, taking into account the nature of cell lines, laboratory procedures proposed by the applicant and the containment controls imposed in this decision. The Committee notes that the applicant is required to implement procedures for the retrieval or destruction of any viable material of the organism that has breached containment, as part of the facility approval, and as detailed in the Universities of Otago and Canterbury containment manuals. Ability to form an undesirable self-sustaining population and ease of eradication In accordance with section 44 of the HSNO Act, the Committee considered the ability of the organisms to establish an undesirable self-sustaining population, should they escape from containment (section 37(a)), and the ease with which such populations could be eradicated (section 37(a)). In evaluating these matters the Authority took into account the nature of the organisms. Should the cell lines breach containment the Committee considers they could not survive unassisted in the uncontrolled environment and therefore could not establish a self-sustaining population. In reaching this conclusion, the Committee notes that the cell lines represent “immortalised clones” (ie are able to grow and divide indefinitely) that can only be grown under specific culture conditions, typically in a defined culture medium at a constant temperature with regulated CO2 levels. Assessment of adverse effects (risks & costs) Adverse effects are defined as including risks and costs. The adverse effects assessed were those identified above (page 4) as being potentially significant, ie: (i) Presence of associated organisms (ii) Human health effects related to presence of associated organisms Risks were considered in terms of the requirements of clause 12 of the Methodology, including especially the assessment of consequences and probabilities, the impact of uncertainty and the impact of risk management. Costs were considered in terms of clause 13 of the Methodology. Environmental Risk Management Authority Decision: Application GMC01002 Page 5 of 14 In considering potential adverse effects, the Committee has taken into account the nature and characteristics of the organisms, the applicant's assessments, written comments provided by DoC, the E&R Report prepared by staff, and verbal advice provided by MAF (clauses 2(c) and 22 of the Methodology). The evidence available was largely scientific in nature and was considered in terms of clause 25(1) of the Methodology. Presence of inseparable organisms The Committee considered potential adverse effects associated with inseparable organisms, in accordance with section 45(a)(ii) of the HSNO Act. The Committee has taken particular note of the assessment of potential adverse effects associated with inseparable organisms provided by staff in the E&R Report. In considering the likelihood that inseparable organisms would be associated with the cell lines (clause 12(c) of the Methodology) the Committee notes that the introduction of infective viral agents into the cell lines is not permissible under the organism description (refer to Annex 1 of this decision). To gain an import permit, MAF requires a statement from the exporting organisation certifying that cell lines are free of disease or contamination. However, the Committee notes that there is a degree of uncertainty relating to the quality of assurance procedures in place in all organisations producing cell lines, so that some cell lines may contain potentially infective viruses. Additionally, there may be a degree of uncertainty associated with detecting the presence of viral agents, since some animals harbouring viruses may be asymptomatic (clause 12(e) of the Methodology). The Committee notes that uncertainty about the presence of viral agents also exists for non-modified cell lines, which are not defined as new organisms under the HSNO Act. The Committee considers that it is very unlikely that cultures that are known to be diseased would be knowingly exported, as cultures producing infectious agents are likely to be destroyed if detected. The Committee notes that cell lines derived from recognised commercial suppliers are unlikely to have inseparable organisms associated with them, due to the quality assurance standards such companies normally employ. However, there is a degree of uncertainty related to the disease-free status of cell lines developed by non-commercial suppliers (clause 12(e) of the Methodology), as quality assurance may be of a lower standard and appropriate testing procedures may not be available in such laboratories. The Committee considered whether or not a declaration from the supplier to attest that, to the best of their knowledge, the cell lines are disease-free, would sufficiently minimise the risk of importation of inseparable organisms. However, it was considered that to be meaningful, the declaration would need to be very prescriptive, including details about the testing and certification processes used. Ultimately a judgement call would still need to be made by MAF staff whether or not the declaration adequately gave assurance as to the disease-free status of cell lines. The Committee concluded that without extensive detail being available, any such declaration would not give a meaningful level of assurance that the cell lines were diseasefree. The Committee, therefore, considered that risks would be better managed by assuming that all the cell lines may potentially carry inseparable organisms, such as viral agents, and handled as such. Controls for managing adverse human health effects associated with the presence of viral agents in cell lines are discussed below, under assessment of adverse human health effects (clause 12(d) of the Methodology). Environmental Risk Management Authority Decision: Application GMC01002 Page 6 of 14 Adverse human health effects Clauses 9(c)(iii), 10(c), 10(g) and 12 of the Methodology are considered to be particularly relevant to the assessment of human health effects, including effects on public health and safety. The Committee considers a worst-case scenario related to contamination of cell lines with other organisms is that the health of staff handling the cell lines could be adversely affected (clause 12(a) of the Methodology). In considering human health effects, the Committee has taken note of the assessment provided by staff in the E&R Report, including that: the use of non-defective viral vectors or viral vectors able to infect humans are not permissible under the organism description. dangerous toxins or virulent microorganisms are very unlikely to be produced by the approved cell lines since modifications are restricted to Category A or B experiments as defined in the HSNO (Low-Risk Genetic Modification) Regulations 1998. some rodent viruses can be transmitted to humans. As discussed above, there is uncertainty about the potential presence of viral agents in the cell lines. Therefore, the Committee requires that the cell lines be considered to contain inseparable organisms, such as viral agents, and handled as such. The Committee has instigated the following four additional controls (ie over and above standard PC1 requirements) to minimise any direct contact that facility staff may have with the cells, the culture medium, and aerosols from the cultures: Disposable laboratory gloves shall be worn when handling the cells and culture medium (Control 1.5). Any work that may result in the production of aerosols shall be carried out in a Class II Biological Safety Cabinet (Control 1.6). Microbiological waste shall be incinerated, or autoclaved before disposal. However, all waste involving genetically manipulated organisms shall be steam sterilised before disposal (Control 1.7). Where imported cell lines are subsequently found to contain infectious agents these cell lines shall be destroyed since they do not meet the conditions of the approval given in this decision (Control 1.8). The Committee notes that costs (monetary and non-monetary) associated with treating any adverse health effects could accrue to parties other than the applicant (clauses 13(a) and 13(c)). While the magnitude of costs is uncertain, the Committee is satisfied that adverse human health effects would be very unlikely to eventuate, based on the containment controls specified in this decision (clause 13(b) of the Methodology). In considering the extent to which risk characteristics exist (under clause 33 of the Methodology) the Committee notes that adverse human health effects would primarily be voluntary and may be treatable. However, adverse health effects could also persist over time, could be subject to spread and could be irreversible. The Committee considers that staff handling the organisms would have a good understanding of potential adverse health effects. The Committee is willing to tolerate these risk characteristics because potential human health effects are considered to be very unlikely to eventuate, taking into account the containment Environmental Risk Management Authority Decision: Application GMC01002 Page 7 of 14 controls (in accordance with the need for caution where scientific uncertainty exists - clause 30). Assessment of beneficial effects A “benefit” is defined in clause 2 as “the value of a particular positive effect expressed in monetary or non-monetary terms”. Benefits that may arise from any of the matters set out in clauses 9 and 10 were considered in terms of clause 13. The evidence available to assess beneficial effects included scientific information and reference to other values and matters relevant to Part II of the HSNO Act and was considered in terms of clause 25(2) of the Methodology. This evidence comprised that provided by the applicant and the assessment of information in the E&R Report prepared by staff. The Committee considered the primary potential benefit associated with the importation and use of the cell lines in containment to be increased scientific knowledge, gained by understanding the range of biomedical and cellular events involved with mammalian physiological processes. Additionally, the ability to attract research funding and potential for use of scientific knowledge to contribute to new medical therapies were identified as longerterm benefits. In considering the nature of benefits under clause 13 of the Methodology, the Committee concludes that both monetary and non-monetary are possible (clause 13(a)). While the magnitude and expected value of benefits (clause 13(b)) is uncertain, immediate benefits related to increased scientific knowledge are likely to accrue directly to the applicant (clause 13(c)). Longer-term benefits to parties other than the applicant are uncertain (clause 13(c)). Overall evaluation of risks, costs & benefits In accordance with clause 36(2)(b) of the Methodology the Committee records that this decision was reached after assessment and evaluation of the information provided against relevant criteria in the HSNO Act and the Methodology, in particular: Pursuant to section 45(1)(a)(i) of the HSNO Act, the Committee is satisfied that this application is for one of the purposes specified in section 39(1) of the Act (ie sections 39(1)(f) and (h)); After consideration of the possible effects of the organisms and any inseparable organisms, the beneficial effects of having the organisms in containment outweigh the adverse effects of the organisms and any inseparable organisms, should the organisms escape (sections 45(1)(a)(ii) of the HSNO Act); The Committee is satisfied that the organisms can be adequately contained (section 45(1)(a)(iii) of the HSNO Act Taking into account the application of containment controls (as specified below) to manage the potential risks identified, the Committee formed the view that risks associated with the importation into containment of the genetically modified hamster cell lines are negligible and that benefits outweigh the costs. Therefore the Committee has considered this application in terms of clause 26 of the Methodology; Environmental Risk Management Authority Decision: Application GMC01002 Page 8 of 14 Information used in considering the application was relevant and appropriate (Methodology clause 9 - equivalent of sections 5, 6 and 8 of the Act and clause 10 equivalent of sections 36 and 37 of the Act); Evaluation of risks, costs and benefits took into account relevant criteria (Methodology clauses 12 and 13); The decision accords with the specific requirements of the Act and regulations (Methodology clause 21); The overall evaluation of risks, costs and benefits was carried out having regard to clauses 22 and 34 of the Methodology. The risks, costs and benefits were not amenable to being combined using common units of measurement because they are of different characters (clause 34(a) of the Methodology). Recognised risk identification, assessment, evaluation and management techniques were used (Methodology clause 24); Scientific evidence and the degree of uncertainty attached to that evidence, was taken into account (Methodology clause 25). Decision The application for importation into containment of the new organisms, Chinese hamster (Cricetulus griseus) cell lines (as detailed in Annex 1), is approved in accordance with section 45(1)(a) of the HSNO Act. As required under section 45(2) the approval is subject to containment controls, as specified below. Containment controls In order to provide for the matters detailed in the Third Schedule Part I Containment Controls for Importing, Developing or Field Testing of Genetically Modified Organisms1 of the Act, the Authority’s approval of this application is subject to the containment controls listed below. The Committee notes that four additional containment controls (ie additional to requirements of the formal standards listed under control number 1.3) are included as control numbers 1.51.8. These controls are included to help manage risks associated with undetected inseparable organisms. The Committee does not consider that any additional controls are required to account for matters outside of those matters specified in the Third Schedule. 1 Bold headings refer to Matters to be Addressed by Containment Controls for Development and Field Testing of Genetically Modified Organisms, specified in the Third Schedule of the HSNO Act 1996. Environmental Risk Management Authority Decision: Application GMC01002 Page 9 of 14 1 To limit the likelihood of any accidental release of any organism or any viable genetic material2: 1.1 The person responsible for a particular research area and/or the person responsible for the operation of the containment facilities ('the facility') shall inform all personnel involved in the handling of the organisms of the Authority’s controls. 1.2 The containment facilities shall be approved by Ministry of Agriculture and Forestry (MAF) in accordance with the MAF Biosecurity Authority/ERMA New Zealand Standard 154.03.023 and the controls of the Authority. 1.3 The construction and operation of the facility in which genetically modified hamster cell lines are maintained, shall be in accordance with the: a) MAF Biosecurity Authority/ERMA New Zealand Standard 154.03.023: Containment Facilities for Microorganisms, and b) Australian New Zealand Standard AS/NZS 2243.3:19953 Safety in Laboratories: Part 3: (Microbiology), at Physical Containment Level 1 (PC1). 1.4 The minimum requirement for packaging for transportation of the microorganisms by all modes (ie air, land and sea) from overseas and for transfers between facilities the organism shall be packaged according to Packing Instruction No. 650 of the International Air Transport Association (IATA) Dangerous Goods Regulations (refer to MAF Biosecurity Authority/ERMA New Zealand Standard 154.03.023). All containers must be clearly labelled with the name, address and phone number of both the sender and the recipient. 1.5 Additional control: Disposable laboratory gloves shall be worn when handling the cells and culture medium. 1.6 Additional control: Any work that may result in the production of aerosols shall be carried out in a Class II Biological Safety Cabinet. 1.7 Additional control: Microbiological waste shall be incinerated, or autoclaved before disposal. However, all waste involving genetically manipulated organisms shall be steam sterilised before disposal. 1.8 Additional control: Cell lines found to contain infectious agents shall be destroyed. 2. To exclude unauthorised people from the facility: 2.1 The identification of entrances, numbers of and access to entrances, and security requirements for the entrances and the facility shall be in compliance with the requirements of the standards listed in control 1.3. 3. To exclude other organisms from the facility and to control undesirable and unwanted organisms within the facility: 2 Viable Genetic Material is biological material that can be resuscitated to grow into tissues or organisms. It can be defined to mean biological material capable of growth even though resuscitation procedures may be required, eg when organisms or parts thereof are sublethally damaged by being frozen, dried, heated, or affected by chemical. 3 Any reference to this standard in these controls refers to any subsequent version approved or endorsed by ERMA New Zealand Environmental Risk Management Authority Decision: Application GMC01002 Page 10 of 14 3.1 The exclusion of other organisms from the facility and the control of undesirable and unwanted organisms within the facility shall be in compliance with the standards listed in control 1.3. 4. To prevent unintended release of the organism by experimenters working with the organism: 4.1 The prevention of unintended release of the organism by experimenters working with the organism shall be in compliance with the standards listed in control 1.3. 5. To control the effects of any accidental release or escape of an organism: Control of the effects of any accidental release or escape of an organism shall be in compliance with the standards listed in control 1.3. If a breach of containment occurs, the facility operator must ensure that the MAF Inspector responsible for supervision of the facility has received notification of the breach within 24 hours. 6. Inspection and monitoring requirements for containment facilities: 6.1 The inspection and monitoring requirements for containment facilities shall be in compliance with the standards listed in control 1.3. 6.2 The containment manuals shall be updated, as necessary, to address the implementation of the controls imposed by this approval, in accordance with MAF Biosecurity Authority/ERMA New Zealand Standard 154.03.023: Containment Facilities for Microorganisms. 7. Qualifications required of the persons responsible for implementing those controls: 7.1 The training of personnel working in the facility shall be in compliance with the standards listed in control 1.3. Date: 29 June 2001 Mrs Jill White Chair, Genetically Modified Organisms Standing Committee of the Authority Amendment: November 2006 Changes to controls: Addition of footnotes to the containment facility references and the Australian/New Zealand containment facility references to “future proof” the decision Standardise the wording of the breach of containment control Removal of the control regarding inspection of facilities by the Authority, its agent or enforcement officers ____________________________ Dr Kieran Elborough Chair, GMO Standing Committee Date: 23 August 2007 Environmental Risk Management Authority Decision: Application GMC01002 Page 11 of 14 Annex 1: Organism descriptions (Application GMC01002) Cell lines derived from any strain of laboratory Chinese hamster (Cricetulus griseus MilneEdwards, 1867) that are free of known infectious agents and modified by plasmid vectors or disabled viral vectors4 that are integrated into Chinese hamster chromosomes. These vectors shall only contain one or more of the following elements, and involve genetic modifications that meet Category A or Category B experiments in the Hazardous Substances and New Organisms (Low-Risk Genetic Modifications) Regulations 1998: 1 Promoters 1.1 2 Promoter, operator, and enhancer sequences derived from bacterial, yeast or mammalian genes, or from bacterial or mammalian viruses. Reporter genes 2.1 Gene products that can be assayed by one or more of the following techniques: 2.1.1 2.1.2 2.1.3 2.1.4 2.1.5 2.1.6 2.1.7 2.1.8 2.2 3. And do not produce proteins that are pathogenic or toxic (have an LD505 less than 100 μg/kg) to vertebrates or are involved in cellular differentiation. Selectable marker genes 3.1 3.2 4 Visual colour or fluorescence, eg green fluorescent protein Spectrophotometrically Histochemically Enzyme-linked immunosorbent assays (ELISA) Thin layer chromatography Liquid scintillation counting Affinity purification, eg biotinylation, histidine affinity tags Immunological detection, eg epitope tags Fully characterised6 genes that confer the ability to tolerate or deactivate: 3.1.1 Antibiotics, eg against hygromycin, neomycin 3.1.2 Metabolic inhibitors, eg against methotrexate, histidinol 3.1.3 Vertebrate toxins Fully characterised genes that confer the ability to synthesise essential metabolites, eg His3, Trp1, Ura3 Integrated viral vectors shall not be able to produce infective particles or infect human cells 5 LD50 is defined as Lethal Dose, 50%. The basic idea (and practice) of the test is to take healthy animals (usually mice or rats but sometimes dogs, monkeys or other animals) and force feed them enough toxin to kill (usually slowly) 50% of them. (Variations include starving the individual before testing, injecting the tested substance, or coating the animal's skin with the tested chemical.) 6 Fully characterised means that the sequence and function of the gene is known Environmental Risk Management Authority Decision: Application GMC01002 Page 12 of 14 3.3 4. 5. 7 And do not produce proteins that are pathogenic or toxic (have an LD50 less than 100 μg/kg) to vertebrates or are involved in cellular differentiation. Origins of replication7 4.1 Origins of replication derived from Escherichia coli plasmids 4.2 Origin of replication from Saccharomyces cerevisiae plasmids 4.3 Origins of replication from bacteriophage or mammalian viruses. Other features 5.1 Multiple cloning site 5.2 Polyadenylation signals 5.3 Transcriptional activators 5.4 Transcriptional responsive elements 5.5 Transcriptional terminator sequences 5.6 Secretory signals 5.7 Intron sequences that function to increase gene expression 5.8 Ribosomal binding sites and/or Kozak sequences 5.9 Viral packaging signals, eg Ψ+ 5.10 Viral long terminal repeat sequences 5.11 Cre/Lox recombinase system Origins of replication are the nucleotide sequences at which DNA synthesis is initiated. Environmental Risk Management Authority Decision: Application GMC01002 Page 13 of 14 6. Donor DNA 6.1 6.2 6.3 These vectors may contain DNA sourced from prokaryotes or eukaryotes provided that the donor DNA shall not come from: 6.1.1 New Zealand native or endemic macroflora and macrofauna, or species valued by Māori, that are sourced from New Zealand 6.1.2 Māori people 6.1.3 Species from Appendix 1 of CITES (http://www.wcmc.org.uk/CITES/eng/index.shtml), unless accompanied by written approvals from the importing and exporting countries. And that the donor DNA shall not include: 6.2.1 Genes encoding vertebrate toxins that have an LD50 of less than 100 μg/kg 6.2.2 More than two thirds of a complete viral genome Genetic material sourced from humans shall require the informed consent of the donor or be obtained from a recognised and reputable commercial supplier. Environmental Risk Management Authority Decision: Application GMC01002 Page 14 of 14