ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION Amended under s67A on 23 August 2007 Application Code GMD99003 Date 21 February 2000 Consideration Dates 10 December 1999 21 December 1999 Considered by Genetically Modified Organism (GMO) Standing Committee of the Authority Application Details Application Code Applicant Purpose Date Application Received GMD99003 Bas Walker, Chief Executive, ERMA New Zealand To detail and assess controls to ensure all matters of the Third Schedule of the HSNO Act are addressed in terms of containing genetically modified salmon at The New Zealand King Salmon Company Limited’s Kaituna Hatchery and grow-out facility. 15 November 1999 Decision The application is Approved with controls. The organism approved is: Chinook salmon opAFP-GH (Oncorhynchus tshawytscha) as modified by an all fish gene construct, containing the ocean pout anti-freeze protein promoter plus the Chinook salmon growth hormone cDNA. Construct: opAFP-GH Promoter region: Ocean pout anti-freeze protein promoter (opAFP), size 2.2kb. 5’ untranslated region: Chinook salmon growth hormone (GH) 5’ sequence, size 73bp. Coding region: Chinook salmon GH cDNA sequence, 0.7kb. 3’ untranslated region: Chinook salmon growth hormone (GH) 3’ sequence, size 0.43kb. 3’ flanking sequence: opAFP gene 3’ sequence, size 1.5kb. Total size of construct 4.9kb. Application Process The application was formally received and verified on 15 November 1999. The application was not required under the Act to be publicly notified. The Chief Executive of ERMA New Zealand prepared the application for the Authority’s consideration on the reassessment of an existing approval for the development of genetically modified salmon in containment. The application was prepared following the Authority’s decision of 5 August 1999 that Grounds for Reassessment of an existing approval existed. The application encompasses both the application and evaluation and review of a proposal to apply additional controls to the containment of genetically modified salmon at The New Zealand King Salmon Company Limited’s hatchery and grow-out facility at Kaituna, near Blenheim. The documents available for the evaluation and review of the application by ERMA New Zealand included: the application (including supporting documentation and confidential information provided), comment from other government agencies (the Department of Conservation, the Ministry of Agriculture and Forestry and the Marlborough District Council). Following the completion of the joint application and evaluation and review document the New Zealand Fish and Game Council of New Zealand also provided further comment on the application. The application was determined by the Genetically Modified Organisms Standing Committee of the Authority appointed in accordance with section 19(2)(b) of the Hazardous Substances and New Organisms Act 1996. The committee comprised members of the Authority: Professor Barry Scott (Chair), Mr Bill Falconer, Mrs Helen Hughes and Dr Oliver Sutherland. The Committee recommends that the Authority reconsider in two years time whether a further reassessment of this approval is required, to cover the possibility of new information coming to light, for example as a result of a Royal Commission on genetic engineering. Relevant Legislative Criteria The application was lodged pursuant to section 63(1) and section 40 of the HSNO Act 1996, and determined in accordance with section 45, and those relevant matters in Part II of the Act. Consideration of the application followed the relevant provisions of the Hazardous Substances and New Organisms (Methodology) Order 1998 (the Methodology). The Application Key Issues The Committee’s consideration of the application encompassed those issues relevant to the containment of genetically modified salmon the application, and included: 1. The adequacy of the proposed containment regime, including: i. The ability of the organism (or any heritable material) to escape from containment, including: adequacy of containment regime; breach of containment following deliberate or inadvertent action; breach of containment during transport for disposal breach of containment due to natural events (ie. flooding). ii. The ability of the organism to establish a self-sustaining population. iii. The ease of eradication of any population established. 2. The effects of the organism, including: i. Risks to the environment and human health and safety, including: Environmental Risk Management Authority Decision: Application GMD99003 Page 2 of 14 Effects on any escape on the natural river biota Effects from the disposal of genetically modified salmon by burial Effects on human health from consumption of transgenic salmon ii. 3. Risks to the relationship of Māori and their culture and traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna, and other taonga. The benefits of the application. Adequacy of the Proposed Containment Regime Ability of the organism to escape from containment In considering the ability of the organism to escape from containment, the Committee considered, inter alia: i. adequacy of containment regime The operation and management of the entire containment facility is registered under the joint ERMA New Zealand/Ministry of Agriculture and Forestry (MAF) Regulatory Authority Standard 154.03.03: Containment Facilities for Vertebrate Laboratory Animals, with the protocols and procedures detailed in The New Zealand King Salmon Company Limited Kaituna Research and Development Hatchery Containment Manual for Genetically Modified Salmon. This manual is also approved by MAF. Transgenic salmon are developed in a containment laboratory at the Kaituna containment facility. The ova is hatched in a contained hatchery building and individually tagged fingerlings of 10g or more are placed for grow-out in the outdoor raceways. The growth rate and the morphological characteristics of the transgenic salmon are observed while the salmon remain in grow-out races until they mature at 1 or 2 years old. The Committee considered the adequacy of containment for all areas of the containment facility at The New Zealand King Salmon Company Limited Kaituna Hatchery which includes the: small research laboratory for analysis of experimental fish hatchery for rearing transgenic fish until fingerlings (juvenile salmon “finger” size) reach at least 10g in weight outside grow-out concrete raceways where fish are maintained until maturity. Hatchery and Laboratory Along with meeting the standard and manual detailed above the operation and management of the laboratory and hatchery shall also be in accordance with the Australian/New Zealand Standard AS/NZS 2243.3:1995 Safety in Laboratories: Part 3: (Microbiology), at Physical Containment Level 1 (PC1), as approved by MAF. The hatchery building contains troughs in which the fingerlings are reared. The outlets to the troughs are double screened with a 2mm diameter punched stainless steel screen and 3 mm square mesh on the outlet pipe. Given the expected range of sizes for a viable ovum (unfertilised eggs, plural ova) is 5-7 mm in diameter the Committee considers the screen sizes are appropriate Environmental Risk Management Authority Decision: Application GMD99003 Page 3 of 14 to contain all salmon from ova to fingerlings from escaping the hatchery containment regime. The fingerlings are tagged and transferred to the outdoor raceways once they reach 10 grams Raceways The raceways are each 40m long, 3m wide and approximately 1.3m deep. They are of solid concrete construction and are able to be divided with screens to form up to 8 separate rearing areas. The end of each raceway has a double set of screens for added security. Over each raceway there is a frame covered in netting that prevents access by birds and other predators. This netting is also at each screen partition and at the ends of each raceway. The New Zealand King Salmon Company Limited must maintain a register of all salmon in the facility and also carry out regular stock takes, at not more than 6 monthly intervals, of the genetically modified Chinook salmon in the raceways. A positive check must be made that all salmon are accounted for and in the event that not all salmon can be accounted for, a report and explanation must be forwarded to both ERMA New Zealand and MAF (control 1.10). The New Zealand King Salmon Co. Ltd. Containment Manual for Genetically Modified Salmon contains further detail on the security measures for the raceways. Containment of salmon The two screens (mesh size selected on the basis of the size of salmon) at the end of each raceway provide adequate control to contain the fish and prevent their escape into the environment. Additionally, screens at the end of each rearing area give further security. The mesh screen size is changed as the fish grow but at all times is very much smaller than would enable fish to pass through. The largest mesh size used on site is 12mm and the smallest 2mm. Chinook salmon, during the spawning season, are checked daily or every other day and mature salmon are removed, killed and disposed at the local landfill after gametes have been collected from them in the laboratory. Access to the salmon in the raceways by birds is prevented by the netting cover. To reduce the possibility of fertilisation occurring the two sexes are segregated in separated rearing areas. In addition to this the following characteristics of ova and sperm and additional controls prevent any loss of containment through the early release of gametes (mature male or female reproductive cell (sperm or ovum). Containment of sperm All salmon in this programme are genetically female. To produce males it is necessary as part of normal husbandry practice within the salmon farming industry in New Zealand to treat a percentage of the newly hatched fry with testosterone. By this method males are readily identified and are individually tagged before being placed in the outdoor raceways. During spawning they are reared separately from the females through to maturation, stripping and death. Female salmon are held upstream of males if contained within the same raceway. This reduces the very negligible risk of mature males fertilising ova of downstream females. Sperm viability is short lived in freshwater, less than one minute under normal circumstances (McNiven, M.A., Gallant, R.K. and Richardson, G.F., 1992, Theriogenology 38:679-686; Vladic, T. and Jarvi, T., 1997, Journal of Fish Biology 50:1088-1093). Males that are overripe are more likely to suffer from “watery milt (sperm) syndrome” and thus have poor quality milt. The same applies to females where “water hardened” ova may occur. Environmental Risk Management Authority Decision: Application GMD99003 Page 4 of 14 Containment of ova Although it has been observed that overripe females may sometimes deposit a few ova in the bottom of a raceway (the ova are heavier than water) it is not normal and generally occurs only if fish are left to become overripe as explained above. The New Zealand King Salmon Company Limited reports that based on their experience, the viability of ova is also poor and even if in good condition the period over which they are receptive to milt is only very short and generally less than a minute after being in contact with water. However, researchers (loc. cit.) have reported that ova could remain fertile in fresh water after 8.5 minutes. The chance of a “remote” fertilisation is negligible and even if it did occur, fertilised ova are very susceptible to agitation, high light levels and poor incubation conditions as are found on the bottom of a raceway. Prior to this application being approved a 4mm square mesh was used immediately downstream on the raceways containing maturing females, to prevent any ova being lost. As noted previously the diameter of a New Zealand Chinook salmon ovum is approximately 5mm-7mm, although ova can sometime be as small as 3mm. This is at the extreme end of the range and ova this small tend to be infertile. The New Zealand King Salmon Company Limited advised that ova also harden into a spherical shape as soon as they enter the water and therefore cannot deform to fit through a smaller mesh. However, the Committee wished to be sure there was no chance of small ova escaping from the raceway, or being fertilised by males in an adjacent downstream section of the raceway and being released into the settlement pond. The Committee considered requiring a smaller mesh size be used downstream of maturing females and due to the potential for a smaller mesh to clog with wastes the Committee requested that The New Zealand King Salmon Company Limited trial a 3mm square mesh to check its feasibility. Based on the successful results of the trials the 3mm square mesh is now required by these controls to provide an extra level of containment assurance. Settlement Pond The Committee notes that in the unlikely event that salmon or fertilised ova were to escape from the races they will remain in the settling pond. The settlement pond drains to the nearby Onamalutu Stream through a screened pipe. Since the facility was established in 1994 no salmon have been found in the settlement pond. In the event that salmon do reach the pond they are unlikely to affect the wider environment as they can be identified and retrieved through the required monitoring of the pond. The Committee was concerned that trout were found in the pond. They considered that if fish can enter the pond via the outlet pipe that the 12mm diameter punched stainless steel screen may not be adequate. It was established by The New Zealand King Salmon Company Limited that the only opportunity for trout to enter the pond from the stream was during cleaning of the outlet pipe screen. To counter this situation as a potential route for salmon to escape the Committee require that a temporary screening method for the outlet pipe be applied during cleaning (see control 1.12). ii. breach of containment following deliberate or inadvertent action The containment facility is protected from intruders by perimeter fencing consisting of 2.2m high deer netting topped with barbed wire and wire to ground level. A monitored alarm system with motion detectors plus security lights also add to the site security. The containment manual outlines protocols that staff must follow to ensure the site security is maintained at all times, including all visits to be authorised by the Hatchery Manager and all doors and gates shall be locked at all times when fish being bred at the site. Environmental Risk Management Authority Decision: Application GMD99003 Page 5 of 14 Under the monitoring regime and the controls imposed in this decision, the Committee concluded that the probability of sabotage or inadvertent action resulting in the loss of containment of genetically modified material from the hatchery buildings or raceways is low. iii. breach of containment during transport for disposal The transgenic salmon are transported to the local landfill in a covered steel skip and the use of a professional waste disposal company reduces the likelihood of spillage during transport from The New Zealand King Salmon Company Limited facility to the local landfill. The salmon must be dead prior to transportation and a staff member of The New Zealand King Salmon Company Limited supervises the entire disposal process (see control 1.13). Under these conditions, the Committee concluded that the probability of a loss of genetically modified material during transportation to the landfill is low. iv. Breach of containment due to natural events (ie. flooding). Water from the containment facility flows into the Onamalutu Stream (via a screened settlement pond) which then joins the Wairau River. Given the facility’s location adjacent to the Wairau River the risks to containment due to a flood event were considered by the Committee. Based on information from the Marlborough District Council the area on which the hatchery is sited has been known to flood. However since the erection of a floodbank in 1986 the site has not flooded. The design of the stopbank appears likely to be able to withstand at least a flood of a 20-year period, in addition, the raceways, constructed of concrete, rise to a height of approximately 1 metre above the ground. At the request of the Committee The New Zealand King Salmon Company has prepared a contingency plan that outlines the actions to be taken in response to a flood. This plan also includes the actions to be taken in response to the escape of fish into the settlement pond and the Onamulutu Stream. These plans will be added to their current emergency procedures for accidental release within the facility, fire and water supply failure as detailed in the containment manual. The actions to be taken in response to a flood emergency include transfer of the fish to another facility, under permission from MAF, or destruction of the fish if time does not permit preparation for live hauling of the salmon to another site. The Committee agrees that the actions taken are adequate to ensure containment of the transgenic salmon. Ability of the organism to establish a self-sustaining population Information provided from The New Zealand King Salmon Company Limited states that behavioural characteristics to-date suggest the modified fish would be less able to compete effectively in the wild, but that this is unable to be confirmed given these fish are being grown in contained enclosures. Information from the New Zealand Fish and Game Council, Nelson/Marlborough Region states that the Wairau River supports a wild run Chinook salmon fishery (one of two such rivers in the Nelson/Marlborough Region). The fishery is small compared to regions further south, with 200500 salmon being recorded from the river in recent years. New Zealand Fish and Game Council considers it unlikely, but not impossible that wild salmon may spawn in the vicinity of the Kaituna containment facility. Environmental Risk Management Authority Decision: Application GMD99003 Page 6 of 14 Based on this information the Committee considered there is uncertainty associated with the potential for any escaped transgenic salmon to establish in the wild and/or by breeding with wild salmon. Accordingly the Committee has applied sufficient controls to this approval to reduce any chance for the salmon to escape. Ease of eradication of any population that established The Committee considered that should any populations establish containing the modifications from escaped transgenic salmon that there would be little ability to eradicate those fish populations from the environment. The Committee has taken into account the difficulty of eradication in the application of controls to reduce the ability of the organism to escape from the containment facility. Effects of the Organism (Risks to the Environment and Human Health and Safety) Risk to the Environment and Public Health For any effects on the environment to be realised as a result of this development, the organism must first escape into the uncontrolled environment. The principal issue to be considered therefore is whether the escape of such material is possible, and whether controls can be imposed that would effectively prevent the organism from escaping containment. The Committee considered the following issues, with respect to potential risks to the environment and public health: i. Effects on any escape on the natural river biota The Committee considered the effects should live transgenic salmon escape from the facility. As discussed above there is little information on whether the salmon could survive and/or establish populations of fish containing the modification. If they did escape there would be a risk of the genetically modified salmon breeding with unmodified salmon and the risk of the modified salmon becoming established, and competing with other fish for available food supplies. Other fish might include unmodified salmon or native species There is uncertainty as to the success of Chinook salmon in the Marlborough region. The New Zealand King Salmon Company Limited have noted that large numbers of releases have not resulted in the establishment of self sustaining populations. However the Nelson/Marlborough Region of the New Zealand Fish and Game Council, Nelson/Marlborough Region report that this is a moot point and have evidence of Chinook salmon in the Wairau River, as noted above on page 7 under the section: Ability of the organism to establish a self-sustaining population. Based on the uncertainty as to the transgenic salmons ability to survive and breed in the wild and the subsequent effects it may cause to the natural river biota the Committee considered that it is critical that the high level of containment be maintained, as previously managed by The New Zealand King Salmon Company Limited, plus the additional assurance applied by these controls. The Committee considered that given the contained nature of the modified salmon the likelihood of escape and any resulting consequences emerging are considered to be extremely low. Environmental Risk Management Authority Decision: Application GMD99003 Page 7 of 14 ii. Effects from the disposal of genetically modified salmon by burial One of the reasons for the reassessment application was to consider whether the present method of disposal by offsite burial poses any unacceptable environmental risks, and to formalise the requirements for disposal as controls under the HSNO Act 1996. The New Zealand King Salmon Company Limited must dispose of spent genetically modified salmon that have been grown to maturity and harvested of their ova and sperm and also other fish not involved with the experimentation. These fish have been disposed in the past by burial at the local Marlborough District Council landfill “Bluegums”. The reasons for off site burial are that: The New Zealand King Salmon Co. Ltd. are unable to bury a large number of salmon on site due to an aquifer below the hatchery site, and there is no on site incineration facility and off site incineration may require long distance travel and may increase associated risks and incur higher cost. Also dead fish are not an easy product to incinerate which limits the number of suitable facilities available. The Committee considered the potential risks associated with disposal by burial including the horizontal gene transfer to soil microorganisms or dispersal and consumption of dead fish by scavengers with access to the dead fish prior to burial. As a result of burial within 12 months biological decomposition of the fish is likely to have occurred including breakdown of all the proteinaceous and nucleic acid material. As with previous applications where the risk of horizontal gene transfer was considered the Committee found no conclusive evidence to support that such a risk exists. With regards to access by scavengers this is prevented by burial two meters below the surface in an undisturbed area of the landfill. In addition a staff member of The New Zealand King Salmon Company Limited must supervise all stages of the disposal of the dead fish. Off-site disposal has been carried out since 1998 and no concerns as to the method have been identified. The Marlborough District Council has also approved the method of disposal. iii. Effects on human health from consumption of transgenic salmon The salmon are being developed with the clear intention that they might eventually enter the human food chain. The application has not provided any information as to whether the human consumption of genetically modified salmon would provide a risk to human health. In considering that The New Zealand King Salmon Company Limited may at some stage wish to carry out taste tests as part of their development work the Committee wish to cover the possibility that such tests may fall outside the scope of the Australia New Zealand Food Authority (ANZFA) and thus be unregulated. Currently without the application of a control on the development there is nothing under the HSNO Act 1996, to prevent taste-testing of the genetically modified salmon from proceeding. However taste-testing could not occur in the laboratory or hatchery facility, which must meet Physical Containment Level 1 of the Australian/New Zealand Standard AS/NZS 2243.3:1995 Safety in Laboratories: Part 3: (Microbiology), at Physical Containment Level 1 (PC1). Eating in the PC1 approved facilities is prohibited under this standard. Environmental Risk Management Authority Decision: Application GMD99003 Page 8 of 14 Therefore the Committee has applied a control requiring the company to submit a taste-tasting proposal, to the written satisfaction of the Authority, before any such testing is undertaken. Risk to the Relationship of Māori and their Culture and Traditions with Taonga In an evaluation conducted by ERMA New Zealand of the reassessment application (using the Application’s Assessment Framework contained in the ERMA New Zealand User Guide on Working with Māori under the HSNO Act 1996) no risks to the relationship between Māori culture and their traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna, and other taonga were identified. The Committee notes that this application involves: the reassessment of the containment of genetically modified salmon that will not enter the human food chain without appropriate approvals a non-native genetically modified organism the modification of Chinook salmon with an all fish gene construct. The Committee considered that it is unlikely that this application could adversely impact the relationship between Māori and their culture and traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna, and other taonga. Benefits The New Zealand King Salmon Company Limited has identified the benefits of their development programme as the acquisition of knowledge to induce faster growth characteristics in Chinook salmon. The New Zealand King Salmon Co. Ltd. hope to introduce new technologies for broodstock enhancement for the overall benefit of New Zealand aquaculture industry. The Committee recommends to The New Zealand King Salmon Company Limited that additional benefits could be gained from the development work by including an additional research component which may provide information relevant to assessing risks of any future application for commercial farming of the genetically modified salmon. Relevant information may include the reproductive behaviour and performance, the ability to survive of the genetically modified salmon in the event of an escape into the wild, and the impact of competition with non-genetically modified salmon. It would be appropriate to discuss the nature and design of this research with interested bodies such as the Fish and Game Council of New Zealand, and with appropriate scientific experts. Conclusion In terms of clause 26 of the Methodology the Authority may, taking into account the measures available for risk management, approve an application where an organism poses negligible risks to the environment and human health and safety if it is evident that the benefits of the application outweigh the costs. The Committee formed the view that the risks associated with this development are negligible and the costs of the development accrue only to The New Zealand King Salmon Company Limited. In the absence of any costs to other parties, the Committee concludes that benefits outweigh costs. Environmental Risk Management Authority Decision: Application GMD99003 Page 9 of 14 Pursuant to section 45(1)(a)(i) of the Act, the Committee was satisfied that this application was for one of the purposes specified in section 39(1) of the Act, being section 39(1)(h) of the HSNO Act 1996: Such other purposes as the Authority thinks fit. The Committee is satisfied that the proposed containment regime and the controls imposed in this decision will adequately contain the organism. Environmental Risk Management Authority Decision: Application GMD99003 Page 10 of 14 Controls In order to provide for the matters detailed in Part I of the Third Schedule to the Act, Containment Controls for Development and Field Testing of Genetically Modified Organisms, this application is approved subject to the following controls: 1. To limit the likelihood of any accidental release of any organism or any viable genetic material1: Containment Standards and Manual 1.1 The operation and management of the containment facility (hatchery, laboratory and raceways) shall be in accordance with the joint ERMA New Zealand/Ministry of Agriculture and Forestry (MAF) Regulatory Authority Standard 154.03.032: Containment Facilities for Vertebrate Laboratory Animals (ERMA NZ/MAF Standard) and The New Zealand King Salmon Company Limited Kaituna Research and Development Hatchery Containment Manual for Genetically Modified Salmon. 1.2 The operation and management of the laboratory and hatchery shall also be in accordance with the Australian/New Zealand Standard AS/NZS 2243.3:19952 Safety in Laboratories: Part 3: (Microbiology), at Physical Containment Level 1 (PC1). Contingency Plan (additional to ERMA NZ/MAF Standard 154.03.03 Section 4.6) 1.3 The containment manual shall be updated by 29 February 2000 to include the contingency plan (draft version submitted to Committee dated 20 December 1999) which describes the actions that shall be taken to counter events (such as flooding) which may threaten the effectiveness of the containment system and the action that will be taken in the event of accidental release or deliberate removal of viable genetic material from the facility. Site Security (additional to ERMA NZ/MAF Standard 154.03.032 Section 4.2) 1.4 To protect the containment facility from theft and vandalism, movement sensors, security lights and audible alarms as detailed in the containment manual shall be maintained. Hatchery Facility (additional to ERMA NZ/MAF Standard 154.03.032 Section 4.1) 1.5 The hatchery facility used for hatching and raising fingerlings to grow-out stage shall: a) not be located in any area that is prone to flooding nor shall effluent water from the building drain without treatment into rivers, streams or beaches. b) have screened input and double screen output pipes. Discharged water shall be passed through an appropriate trap prior to discharge. The mesh size of the screens shall be no greater than 3 mm square. Grow-out Raceways (additional to ERMA NZ/MAF Standard 154.03.032 Section 4.1) 1.6 The grow-out raceways used to grow the genetically modified salmon to maturity shall be constructed of concrete or other permanent material and shall be entirely covered in Viable Genetic Material is biological material that can be resuscitated to grow into tissues or organisms. It can be defined to mean biological material capable of growth even though resuscitation procedures may be required, eg when organisms or parts thereof are sublethally damaged by being frozen, dried, heated, or affected by chemical. 2 Any reference to this standard in these controls refers to any subsequent version approved or endorsed by ERMA New Zealand. 1 Environmental Risk Management Authority Decision: Application GMD99003 Page 11 of 14 netting of sufficient mesh size and robustness to prevent access to the salmon by birds, rodents or other animals. 1.7 Double screens shall be placed at the end of each raceway of a mesh size to ensure no fish can escape and daily checks shall be made of the security of the screens and the end section of each raceway to ensure no live fish have entered this area. 1.8 Prior to reaching sexual maturity all female transgenic Chinook salmon shall be separated from male Chinook salmon and shall be kept in separate cells in the raceways upstream to the male transgenic Chinook salmon. 1.9 Screen with a mesh size of no greater than 3 mm square shall be used on the downstream partitions to those cells of the races containing maturing female transgenic Chinook salmon, and at the end of the race. The screens shall be regularly inspected to ensure their integrity remains as intended. They shall be immediately replaced in the event of any disruption to the integrity of the containment provided by any screen. In the event of a coincident break in the integrity of both the screen at the end of the raceway and a partition screen (with the possibility of a clear path of escape of genetic material) the water flow to the race shall be immediately halted until the replacement screens are installed. Inventory of Salmon Stock (additional to ERMA NZ/MAF Standard 154.03.032 Section 4.4) 1.10 In addition to section 4.4 of the ERMA NZ/MAF Standard, Register of Laboratory Animals, a regular stock take at not more than 6 monthly intervals shall be conducted of the genetically modified Chinook salmon in the raceways, and a positive check made that all salmon are accounted for. In the event that not all salmon can be accounted for, a report and explanation shall be forwarded to both ERMA New Zealand and the facility Supervisor3. Settling Pond (additional to ERMA NZ/MAF Standard 154.03.032 Section 4.1) 1.11 The settling pond, which receives water and waste from the raceways, shall be monitored for any escape of salmon from the raceways. 1.12 The settling pond outlet shall be screened to prevent access by any escaped salmon to natural waterways. During cleaning of the 12mm diameter punched metal screen from the settlement pond outlet pipe, a temporary method of screening shall be used to prevent fish entering or leaving the pond via the outlet pipe. Disposal of Genetically Modified Salmon (additional to ERMA NZ/MAF Standard 154.03.032 Section 4.1) 1.13 3 All waste transgenic salmon material shall be treated as biologically hazardous material. The disposal of transgenic biological Chinook salmon material by burial shall occur at the local landfill. Transgenic salmon must be dead before leaving the containment facility. The container in which transgenic salmon are transported from the facility to the disposal site shall be made of a permanent material such as steel. During transit the container shall at all times be fully covered with a stout cover to prevent accidental spillage of material and prevent ingress by animals. In addition to burial transgenic salmon material may be disposed of by treatment with formic acid, or by incineration or autoclaving. All disposal of transgenic salmon material will occur under the supervision of an employee of The New Zealand King Salmon Company Ltd. An inspector appointed under the Biosecurity Act. Environmental Risk Management Authority Decision: Application GMD99003 Page 12 of 14 1.14 The burial pit containing transgenic Chinook salmon or parts thereof shall be buried at least two metres below the surface to prevent access to scavengers and shall not be disturbed for a minimum of 12 months after burial. Consumption of Genetically Modified Salmon 1.15 2. 2.1 At no time shall the genetically modified Chinook salmon either be offered or made available for human or animal consumption unless the consumption is for test purposes, is within the containment facility and in the case of human consumption, with the informed consent of those involved. The company must submit a tasting proposal, to the written satisfaction of the Authority, before any such testing is undertaken. It is noted that human consumption in particular may require an approval from authorities other than the Environmental Risk Management Authority. To exclude unauthorised people from the facility: The New Zealand King Salmon Company Limited shall comply with the requirements contained in the documents listed in controls 1.1-1.2 relating to the identification of entrances, numbers of and access to entrances, and security requirements for the entrances and the facility. 3. To exclude other organisms from the facility and to control undesirable and unwanted organisms within the facility: 3.1 The New Zealand King Salmon Company Limited shall comply with the requirements contained in the documents listed in controls 1.1-1.2 relating to exclusion of other organisms from the facility and the control of undesirable and unwanted organisms within the facility. 4. To prevent unintended release of the organism by experimenters working with the organism: 4.1 The New Zealand King Salmon Company Limited shall comply with the requirements contained in the documents listed in controls 1.1-1.2 relating to the prevention of unintended release of the organisms by experimenters working with the organisms. 5. To control the effects of any accidental release or escape of an organism: 5.1 The New Zealand King Salmon Company Limited shall immediately implement the contingency plan for the eradication of escapees as detailed in the operating manual, should an escape from the containment facility be detected. 5.2 If a breach of containment occurs, the facility operator must ensure that the MAF Inspector responsible for supervision of the facility has received notification of the breach within 24 hours. 6. 6.1 Inspection and monitoring requirements for containment facilities: Any incidence of interference with containment facility shall be reported to the facility Supervisor and ERMA New Zealand immediately it is detected (and at least within 24 hours). Environmental Risk Management Authority Decision: Application GMD99003 Page 13 of 14 7. 7.1 Qualifications required of the persons responsible for implementing those controls: The New Zealand King Salmon Company Limited shall inform all personnel working at the facility of the Authority’s controls. ____________________________ D Barry Scott Chair, GMO Standing Committee Date: 21 February 2000 Amendment: November 2006 Changes to controls: Addition of footnotes to the containment facility references and the Australian/New Zealand containment facility references to “future proof” the decision Standardise the wording of the breach of containment control Removal of the control regarding inspection of facilities by the Authority, its agent or enforcement officers ____________________________ Dr Kieran Elborough Chair, GMO Standing Committee Date: 23 August 2007 Environmental Risk Management Authority Decision: Application GMD99003 Page 14 of 14